Individu 4.1
Individu 4.1
Extrema of a Function
In calculus, much effort is devoted to determining the behavior of a function f on an
interval I. Does f have a maximum value on I? Does it have a minimum value? Where
is the function increasing? Where is it decreasing? In this chapter, you will learn how
derivatives can be used to answer these questions. You will also see why these questions
are important in real-life applications.
y
Definition of Extrema
5 (2, 5) Maximum
Let f be defined on an interval I containing c.
4 f(x) = x 2 + 1
1. f 共c兲 is the minimum of f on I when f 共c兲 f 共x兲 for all x in I.
3
2. f 共c兲 is the maximum of f on I when f 共c兲 f 共x兲 for all x in I.
2
The minimum and maximum of a function on an interval are the extreme
values, or extrema (the singular form of extrema is extremum), of the function
(0, 1) Minimum
on the interval. The minimum and maximum of a function on an interval are
x
−1 1 2 3
also called the absolute minimum and absolute maximum, or the global
minimum and global maximum, on the interval. Extrema can occur at interior
(a) f is continuous, 关1, 2兴 is closed.
points or endpoints of an interval (see Figure 4.1). Extrema that occur at the
y
endpoints are called endpoint extrema.
5
Not a
maximum
4 A function need not have a minimum or a maximum on an interval. For instance,in
f(x) = x 2 + 1
Figure 4.1(a) and (b), you can see that the function f 共x兲 x 2 1 has both a minimum
3 and a maximum on the closed interval 关1, 2兴, but does not have a maximum on the
2 open interval 共1, 2兲. Moreover, in Figure 4.1(c), you can see that continuity (or the lack
of it) can affect the existence of an extremum on the interval. This suggests the theorem
(0, 1) Minimum below. (Although the Extreme Value Theorem is intuitively plausible, a proof of this
x theorem is not within the scope of this text.)
−1 1 2 3
(b) f is continuous, 共1, 2兲 is open.
THEOREM 4.1 The Extreme Value Theorem
y If f is continuous on a closed interval 关a, b兴, then f has both a minimum and a
Maximum maximum on the interval.
5 (2, 5)
4
g(x) = x 2 + 1, x ≠ 0
3 2, x=0
Exploration
2 Finding Minimum and Maximum Values The Extreme Value Theorem
Not a (like the Intermediate Value Theorem) is an existence theorem because it tells
minimum of the existence of minimum and maximum values but does not show how to
x
find these values. Use the minimum and maximum features of a graphing
−1 1 2 3
utility to find the extrema of each function. In each case, do you think the
(c) g is not continuous, 关1, 2兴 is closed.
x-values are exact or approximate? Explain your reasoning.
Figure 4.1
a. f 共x兲 x 2 4x 5 on the closed interval 关1, 3兴
b. f 共x兲 x 3 2x 2 3x 2 on the closed interval 关1, 3兴
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4.1 Extrema on an Interval 203
(a) f共3兲 0 Find the value of the derivative at each relative extremum shown in Figure 4.3.
y
Solution
9共x 2 3兲
f(x) = ⏐x⏐ 3 a. The derivative of f 共x兲 is
x3
2
x 3共18x兲 共9兲共x 2 3兲共3x 2兲
f 共x兲 Differentiate using Quotient Rule.
1 Relative 共x 3兲 2
minimum
x 9共9 x 2兲
−2 −1 1 2 . Simplify.
x4
−1 (0, 0)
At the point 共3, 2兲, the value of the derivative is f共3兲 0 [see Figure 4.3(a)].
(b) f共0兲 does not exist.
ⱍⱍ
b. At x 0, the derivative of f 共x兲 x does not exist because the following one-sided
y limits differ [see Figure 4.3(b)].
2
f(x) = sin x
lim
f 共x兲 f 共0兲
lim ⱍxⱍ 1 Limit from the left
( π2 , 1( Relative
maximum
x→0 x0 x→0 x
1
lim
f 共x兲 f 共0兲
lim ⱍⱍ
x
1 Limit from the right
x x→0 x0 x→0 x
π 3π
2 2
−1 c. The derivative of f 共x兲 sin x is
Relative 3π
−2 minimum 2
, −1 ( ( f共x兲 cos x.
At the point 共兾2, 1兲, the value of the derivative is f 共兾2兲 cos共兾2兲 0. At the
(c) f 冢2 冣 0; f 冢32冣 0 point 共3兾2, 1兲, the value of the derivative is f 共3兾2兲 cos共3兾2兲 0 [see
Figure 4.3 Figure 4.3(c)].
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204 Chapter 4 Applications of Differentiation
Note in Example 1 that at each relative extremum, the derivative either is zero or
does not exist. The x-values at these special points are called critical numbers. Figure
4.4 illustrates the two types of critical numbers. Notice in the definition that the critical
number c has to be in the domain of f, but c does not have to be in the domain of f.
x x
c c
c is a critical number of f.
Figure 4.4
Proof
Case 1: If f is not differentiable at x c, then, by definition, c is a critical number of
f and the theorem is valid.
Case 2: If f is differentiable at x c, then f共c兲 must be positive, negative, or 0.
Suppose f共c兲 is positive. Then
f 共x兲 f 共c兲
f共c兲 lim > 0
x→c xc
which implies that there exists an interval 共a, b兲 containing c such that
PIERRE DE FERMAT (1601–1665)
For Fermat, who was trained as f 共x兲 f 共c兲
> 0, for all x c in 共a, b兲. [See Exercise 80(b), Section 2.2.]
a lawyer, mathematics was more xc
of a hobby than a profession.
Nevertheless, Fermat made Because this quotient is positive, the signs of the denominator and numerator must
many contributions to analytic agree. This produces the following inequalities for x-values in the interval 共a, b兲.
geometry, number theory, calculus,
and probability. In letters to Left of c: x < c and f 共x兲 < f 共c兲 f 共c兲 is not a relative minimum.
friends, he wrote of many of the
Right of c: x > c and f 共x兲 > f 共c兲 f 共c兲 is not a relative maximum.
fundamental ideas of calculus,
long before Newton or Leibniz. So, the assumption that f 共c兲 > 0 contradicts the hypothesis that f 共c兲 is a relative
For instance,Theorem 4.2 is
extremum. Assuming that f 共c兲 < 0 produces a similar contradiction, you are left with
sometimes attributed to Fermat.
See LarsonCalculus.com to read only one possibility—namely, f 共c兲 0. So, by definition, c is a critical number of f
more of this biography. and the theorem is valid.
See LarsonCalculus.com for Bruce Edwards’s video of this proof.
The Print Collector/Alamy
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4.1 Extrema on an Interval 205
The next three examples show how to apply these guidelines. Be sure you see that
finding the critical numbers of the function is only part of the procedure. Evaluating the
function at the critical numbers and the endpoints is the other part.
y To find the critical numbers of f in the interval 共1, 2兲, you must find all x-values for
which f 共x兲 0 and all x-values for which f共x兲 does not exist.
16 (2, 16)
Maximum 12x 3 12x 2 0 Set f 共x兲 equal to 0.
12
12x 2共x 1兲 0 Factor.
4 Because f is defined for all x, you can conclude that these are the only critical numbers
(0, 0) of f. By evaluating f at these two critical numbers and at the endpoints of 关1, 2兴, you
x can determine that the maximum is f 共2兲 16 and the minimum is f 共1兲 1, as
−1 2
(1, −1) shown in the table. The graph of f is shown in Figure 4.5.
−4 Minimum
f(x) = 3x 4 − 4x 3
Left Critical Critical Right
On the closed interval 关1, 2兴, f has a Endpoint Number Number Endpoint
minimum at 共1, 1兲 and a maximum
at 共2, 16兲. f 共1兲 1 f 共2兲 16
f 共1兲 7 f 共0兲 0
Minimum Maximum
Figure 4.5
In Figure 4.5, note that the critical number x 0 does not yield a relative minimum
or a relative maximum. This tells you that the converse of Theorem 4.2 is not true. In
other words, the critical numbers of a function need not produce relative extrema.
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206 Chapter 4 Applications of Differentiation
−4
Minimum From this derivative, you can see that the function has two critical numbers in
(− 1, −5) −5 the interval 共1, 3兲. The number 1 is a critical number because f 共1兲 0, and the
number 0 is a critical number because f 共0兲 does not exist. By evaluating f at these two
f(x) = 2x − 3x 2/3 numbers and at the endpoints of the interval, you can conclude that the minimum is
f 共1兲 5 and the maximum is f 共0兲 0, as shown in the table. The graph of f is
On the closed interval 关1, 3兴, f has a shown in Figure 4.6.
minimum at 共1, 5兲 and a maximum
at 共0, 0兲.
Figure 4.6 Left Critical Critical Right
Endpoint Number Number Endpoint
f 共1兲 5 f 共0兲 0
f 共1兲 1 f 共3兲 6 3冪
3 9 ⬇ 0.24
Minimum Maximum
f 共0兲 1
f冢2 冣 3 f 冢76冣 23 f 冢32冣 1 f 冢116冣 23 f 共2兲 1
Maximum Minimum Minimum
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4.1 Extrema on an Interval 207
4.1 Exercises See CalcChat.com for tutorial help and worked-out solutions to odd-numbered exercises.
9. y 10. y
Finding the Value of the Derivative at Relative Extrema
In Exercises 1–6, find the value of the derivative (if it exists) at 5 8
each indicated extremum. 4 6
x2 x 3
1. f 共x兲 2 2. f 共x兲 cos 4
x 4 2 2
2
y y 1
x x
−1 1 2 3 4 5 −2 2 4 6 8
2 2 −2
(0, 1)
1
x x
Finding Critical Numbers In Exercises 11–20, find the
−2 (0, 0) 1 2 1 2 3 critical numbers of the function.
−1 −1
(2, − 1) 11. f 共x兲 x3 3x2 12. g共x兲 x 4 8x 2
−2 −2
4x
13. g共t兲 t冪4 t , t < 3 14. f 共x兲
x2 1
4
3. g共x兲 x 4. f 共x兲 3x冪x 1 15. h共x兲 sin 2 x cos x 16. f 共 兲 2 sec tan
x2
y y 0 < x < 2 0 < < 2
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
208 Chapter 4 Applications of Differentiation
冤 12, 3冥
1
55. f 共x兲 冪1 x3, 关0, 2兴 56. f 共x兲 ,
x2 1 f f
57. f 共x兲 ex 兾2, 关0, 1兴 58. f 共x兲 x ln共x 1兲, 关0, 2兴
2
x x
62. HOW DO YOU SEE IT? a b a b
Determine whether y
x x
a b a b
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
4.1 Extrema on an Interval 209
69. Power The formula for the power output P of a battery is 72. Highway Design In order to build a highway, it is
necessary to fill a section of a valley where the grades (slopes)
P VI RI 2 of the sides are 9% and 6% (see figure). The top of the filled
where V is the electromotive force in volts, R is the resistance region will have the shape of a parabolic arc that is tangent to
in ohms, and I is the current in amperes. Find the current that the two slopes at the points A and B. The horizontal distances
corresponds to a maximum value of P in a battery for which from A to the y-axis and from B to the y-axis are both 500 feet.
V 12 volts and R 0.5 ohm. Assume that a 15-ampere fuse
bounds the output in the interval 0 I 15. Could the power
output be increased by replacing the 15-ampere fuse with a y
20-ampere fuse? Explain.
70. Lawn Sprinkler A lawn sprinkler is constructed in such a 500 ft 500 ft Highway
way that d 兾dt is constant, where ranges between 45 and A
B
135 (see figure). The distance the water travels horizontally is 9% ade
grad
e 6 % r
g
x
v2 sin 2
x , 45 135
32 Not drawn to scale
where v is the speed of the water. Find dx兾dt and explain why
(a) Find the coordinates of A and B.
this lawn sprinkler does not water evenly. What part of the
lawn receives the most water? (b) Find a quadratic function y ax 2 bx c for
500 x 500 that describes the top of the filled region.
y
θ = 105° θ = 75° (c) Construct a table giving the depths d of the fill for
x 500, 400, 300, 200, 100, 0, 100, 200, 300,
θ = 135° θ = 45° 400, and 500.
θ (d) What will be the lowest point on the completed highway?
x
2 Will it be directly over the point where the two hillsides
−v − v2 v 2
v 2
32 64 64 32 come together?
Water sprinkler: 45° ≤ θ ≤ 135°
True or False? In Exercises 73–76, determine whether the
FOR FURTHER INFORMATION For more information on statement is true or false. If it is false, explain why or give an
the “calculus of lawn sprinklers,” see the article “Design of an example that shows it is false.
Oscillating Sprinkler” by Bart Braden in Mathematics Magazine.
73. The maximum of a function that is continuous on a closed
To view this article, go to MathArticles.com.
interval can occur at two different values in the interval.
71. Honeycomb The surface area of a cell in a honeycomb is 74. If a function is continuous on a closed interval, then it must
have a minimum on the interval.
冢
3s 冪3 cos
冣
2
S 6hs 75. If x c is a critical number of the function f, then it is also a
2 sin
critical number of the function g共x兲 f 共x兲 k, where k is a
where h and s are positive constants and is the angle at which constant.
the upper faces meet the altitude of the cell (see figure). Find the
76. If x c is a critical number of the function f, then it is also a
angle 共兾6 兾2兲 that minimizes the surface area S.
critical number of the function g共x兲 f 共x k兲, where k is a
constant.
θ
77. Functions Let the function f be differentiable on an
interval I containing c. If f has a maximum value at x c,
show that f has a minimum value at x c.
h 78. Critical Numbers Consider the cubic function
f 共x兲 ax 3 bx2 cx d, where a 0. Show that f can
have zero, one, or two critical numbers and give an example of
each case.
s
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.