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Robinhood Taxe 2023

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0% found this document useful (0 votes)
134 views24 pages

Robinhood Taxe 2023

Uploaded by

Ace Frenzy
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 24

Robinhood Markets Inc

85 Willow Road
Menlo Park, CA 94025
650-940-2700

Juan Linarez peraza Master Account Number for Import:


771 E Sunset View Rd
Grantsville, UT 84029 882229982
Document ID for Import:
XWYS784R47F

Enclosed is your 2023 Consolidated Tax Statement. 1099 Tax Forms for the following accounts are included in
this package:
882229982 - Robinhood Securities LLC
882229982C - Robinhood Crypto LLC

New for 2023 Tax Year - 1099 tax forms for Robinhood Markets Inc. will be displayed using
an aggregated format based on key tax lot criteria. We have done this to reduce the size of
your overall tax package, as well as to help make your tax documents easier to use. This
new format still provides you with all the information you need to file your taxes.
Robinhood Retirements Accounts - If you had any reportable distributions or contributions
within a Robinhood Retirement account, your 2023 tax forms 1099-R and/or 5498 will be
delivered separately. Retirement accounts will be reported under Robinhood Securities LLC
and will have their own unique Doc IDs for import to tax software providers such as
TurboTax or H&R Block.

Filing Your Taxes - If filing through tax service providers, such as TurboTax or H&R Block,
please utilize the Master Account Number and Document ID listed above. The Document ID
is necessary in order to directly import your 1099 data into the tax software so that you do
not need to manually enter each transaction. Please note that tax software providers may
have limits on the total number of transactions that can be directly imported using the
Document ID.
This page intentionally left blank.
Page 1 of 16

Tax Information Statement Date: 02/12/2024


Robinhood Markets Inc. as agent for
Robinhood Securities LLC
Account 882229982 2023
85 Willow Road Juan Linarez peraza
Menlo Park, CA 94025 771 E Sunset View Rd
Customer Service: 650-940-2700 Grantsville, UT 84029

PAYER'S TIN: 46-4364776 RECIPIENT'S TIN: XXX-XX-9600


11 - [ ] FATCA filing requirement (see instructions) Summary Information 13 - [ ] FATCA filing requirement (see instructions)

DIVIDENDS AND DISTRIBUTIONS 2023 1099-DIV* OMB No. 1545-0110 MISCELLANEOUS INFORMATION 2023 1099-MISC* OMB No. 1545-0115
1a- Total ordinary dividends (includes lines 1b, 5, 2e) 222.34 2- Royalties 0.00
1b- Qualified dividends 221.47 3- Other income 0.00
2a- Total capital gain distributions (includes lines 2b, 2c, 2d, 2f) 0.00 4- Federal income tax withheld 0.00
2b- Unrecaptured Section 1250 gain 0.00 8- Substitute payments in lieu of dividends or interest 0.00
2c- Section 1202 gain 0.00
2d- Collectibles (28%) gain 0.00 SECTION 1256 CONTRACTS 2023 1099-B* OMB No. 1545-0715
2e- Section 897 ordinary dividends 0.00
2f- Section 897 capital gain 0.00 8- Profit or (loss) realized in 2023 on closed contracts 0.00
3- Nondividend distributions 0.00 9- Unrealized profit or (loss) on open contracts-12/31/2022 0.00
4- Federal income tax withheld 0.00 10- Unrealized profit or (loss) on open contracts-12/31/2023 0.00
5- Section 199A dividends 0.00 11- Aggregate profit or (loss) on contracts 0.00
6- Investment expenses 0.00
If applicable, proceeds from sale transactions appear summarized below and are
8- Foreign country or US possession: 7- Foreign tax paid: 0.00
detailed in subsequent sections of this document.
9- Cash liquidation distributions 0.00
10- Noncash liquidation distributions 0.00 * This is important tax information and is being furnished to the Internal Revenue Service.
12- Exempt-interest dividends (includes line 13) 0.00 If you are required to file a return, a negligence penalty or other sanction may be imposed on
13- Specified private activity bond interest dividends (AMT) 0.00 you if this income is taxable and the IRS determines that it has not been reported.

SUMMARY OF PROCEEDS, GAINS & LOSSES, ADJUSTMENTS AND WITHHOLDING


Refer to the 1099-B and Proceeds not reported to the IRS pages to ensure that you consider all relevant items and to determine the correct gains and losses. The amounts shown below are for informational purposes.
Term Form 8949 type Proceeds Cost basis Market discount Wash sale loss disallowed Net gain or loss(-)

Short A (basis reported to the IRS) 40,267.53 39,826.42 0.00 45.89 487.00
Short B (basis not reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Short C (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Short-term 40,267.53 39,826.42 0.00 45.89 487.00
Long D (basis reported to the IRS) 1,797.72 3,194.81 0.00 112.63 -1,284.46
Long E (basis not reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Long F (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Long-term 1,797.72 3,194.81 0.00 112.63 -1,284.46
Undetermined B or E (basis not reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Undetermined C or F (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Undetermined-term 0.00 0.00 0.00 0.00 0.00

Grand total 42,065.25 43,021.23 0.00 158.52 -797.46


Withholding Amount
Federal income tax withheld 0.00

Changes to dividend tax classifications processed after your original tax form is issued for 2023 may require an amended tax form.
Page 2 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Summary Information
2023 (continued) 02/12/2024

INTEREST INCOME 2023 1099-INT OMB No. 1545-0112 ORIGINAL ISSUE DISCOUNT AND ADJUSTMENTS
This is important tax information and is being furnished to the Internal Revenue Service. Use bond-by-bond details from the Form 1099-OID page(s) to determine amounts of
If you are required to file a return, a negligence penalty or other sanction may be Original Issue Discount income for your income tax return(s). The amounts shown in this
imposed on you if this income is taxable and the IRS determines that it has not been section are for your reference when preparing your income tax return(s).
reported. Original issue discount for the year 0.00
1- Interest income (not included in line 3) 57.49 Acquisition premium (covered lots) 0.00
2- Early withdrawal penalty 0.00 Acquisition premium (noncovered lots) 0.00
3- Interest on US Savings Bonds & Treasury obligations 0.00 Original issue discount on Treasury obligations 0.00
4- Federal income tax withheld 0.00 Acquisition premium, Treasury obligations (covered lots) 0.00
5- Investment expenses 0.00 Acquisition premium, Treasury obligations (noncovered lots) 0.00
7- Foreign country or US possession: 6- Foreign tax paid: 0.00 Tax-exempt OID 0.00
8- Tax-exempt interest (includes line 9) 0.00 Tax-exempt OID (lots not reported) 0.00
9- Specified private activity bond interest (AMT) 0.00 Acquisition premium (covered) 0.00
10- Market discount (covered lots) 0.00 Acquisition premium (lots not reported) 0.00
11- Bond premium (covered lots) 0.00 Tax-exempt OID on private activity bonds 0.00
12- Bond premium on Treasury obligations (covered lots) 0.00 Tax-exempt OID on private activity bonds (lots not reported) 0.00
13- Bond premium on tax-exempt bonds (categorized below) 0.00 Acquisition premium (AMT, covered) 0.00
Tax-exempt obligations (covered lots) 0.00 Acquisition premium (AMT, lots not reported) 0.00
Tax-exempt private activity obligations (AMT, covered lots) 0.00 Market discount (all lots) 0.00
14- Tax-exempt and tax credit bond CUSIP number See detail Early withdrawal penalty 0.00
FATCA filing requirement [ ] Investment expenses 0.00

The following amounts are not reported to the IRS. They are presented here for your reference RECONCILIATIONS, FEES, EXPENSES AND EXPENDITURES
when preparing your tax return(s). The amounts in this section are not reported to the IRS. They are presented here for your
reference when preparing your income tax return(s).
Taxable accrued interest paid 0.00
Taxable accrued Treasury interest paid 0.00 Other Receipts & Reconciliations- Partnership distributions 0.00
Tax-exempt accrued interest paid 0.00 Other Receipts & Reconciliations- Foreign tax paid- partnership 0.00
Tax-exempt accrued interest paid (AMT) 0.00 Other Receipts & Reconciliations- Return of principal 0.00
Taxable accrued nonqualified interest paid 0.00 Other Receipts & Reconciliations- Deferred income payment 0.00
Tax-exempt accrued nonqualified interest paid 0.00 Other Receipts & Reconciliations- Deemed premium 0.00
Tax-exempt accrued nonqualified interest paid (AMT) 0.00 Other Receipts & Reconciliations- Income accrual- UIT 0.00
Nonqualified interest 0.00 Other Receipts & Reconciliations- Basis adjustments 0.00
Tax-exempt nonqualified interest 0.00 Other Receipts & Reconciliations- Foreign tax pd beyond treaty 0.00
Tax-exempt nonqualified interest (AMT) 0.00 Fees & Expenses- Margin interest 0.00
Interest shortfall on contingent payment debt 0.00 Fees & Expenses- Dividends paid on short position 0.00
Bond premium- Non Treasury obligations (noncovered lots) 0.00 Fees & Expenses- Interest paid on short position 0.00
Bond premium- Treasury obligations (noncovered lots) 0.00 Fees & Expenses- Non reportable distribution expense 0.00
Bond premium- Tax-exempt obligations (noncovered lots) 0.00 Fees & Expenses- Other expenses 60.00
Bond premium- Tax-exempt obligations (AMT, noncovered lots) 0.00 Fees & Expenses- Severance tax 0.00
Market discount (noncovered lots) 0.00 Fees & Expenses- Organizational expense 0.00
Fees & Expenses- Miscellaneous fees 0.00
STATE TAX WITHHELD Fees & Expenses- Tax-exempt investment expense 0.00
Use the details of the State Tax Withholding page(s) to determine the appropriate amounts for Foreign Exchange Gains & Losses- Foreign currency gain/loss 0.00
your income tax return(s). The amounts shown in this section are for your reference.
1099-DIV total withheld 0.00
1099-INT total withheld 0.00
1099-OID total withheld 0.00
1099-MISC total withheld 0.00
1099-B total withheld 0.00
Page 3 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 02/12/2024
Sales transactions are organized into sections according to term (long, short or undetermined) and covered status (covered or noncovered). For tax lots whose term is undetermined, use your historical
documents to establish the cost basis and date of purchase. The Box 12, Check if basis reported to IRS checkmark, is reflected as being checked in the title of the covered securities pages of Forms
1099-B, short-term and long-term. The title pages of the noncovered securities pages for Forms 1099-B reflect that Box 12 is not being checked, as these securities are not being reported to the IRS.

Several columns include both an amount and a qualifying notation to its right. Where proceeds are the result of an option exercise or assignment, there is indication of whether the amount is N (net of
option premium) or G (Gross). Accrued market discount and wash sale loss disallowed appear in the same column, identified by the letters D or W, respectively. Where you are not permitted to
recognize a loss, an indication of X (change in control or capital structure) or Z (other corporate action) is used. The change in control condition is reported to the IRS for covered lots. Neither the
disallowance of loss due to a corporate action nor the amount of gain or loss is reported to the IRS in any instance.

Some tax lots may have notations in the column of Additional Information because they require special treatment on your tax returns. Sales of securities such as Contingent Payment Debt Instruments
(CPDI) are marked as “Ordinary” because gains and losses on these instruments generally do not qualify as short- or long-term capital transactions. Similarly, lots noted as “3 - [X] Collectible” are
handled distinctly under the tax code. These conditions are reported to the IRS. You may wish to consult with your tax advisor, the IRS or your state tax authority regarding the proper treatment for
these scenarios. With further regard to Box 3, there is also a checkmark to indicate the proceeds of sale are from a Qualified Opportunity Zone Fund investment - a QOF. If the proceeds are from a QOF
the Additional Information column will reflect the following - “3 - [X] Proceeds from QOF.” The tax treatment for QOF investments can be complex and you may wish to consult your tax advisor about
such sales.

Closing of written options is presented in a distinct manner in accordance with IRS regulations. For these transactions the Cost or other basis (column 1e) is always presented as $0.00 and the
Proceeds (column 1d) is the net of the amount received when the option was written and the cost to close the position.

FATCA filing requirement [ ]

SHORT TERM TRANSACTIONS FOR COVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Lines 2 & 5)
Report on Form 8949, Part I with Box A checked. Basis is provided to the IRS. (Line 12)
“Gain or loss (-)” is NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & 1f- Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported 1b- Date 1e- Cost or 1g- Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
AGILETHOUGHT, INC. CLASS A COM MON STOCK / CUSIP: 00857F100 / Symbol:
11/22/23 1,500.000 357.99 Various 439.50 ... -81.51 Total of 2 transactions
ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES, EA CH REPRESENTS EIGHT ORDINARY S / CUSIP: 01609W102 / Symbol:
04/04/23 20.000 2,021.21 04/03/23 1,988.50 ... 32.71 Sale 25
07/13/23 20.000 1,927.98 04/12/23 1,974.54 ... -46.56 Sale 25
Security total: 3,949.19 3,963.04 ... -13.85
BANK OF AMERICA CORPORATION / CUSIP: 060505104 / Symbol:
03/31/23 111.000 3,171.22 Various 3,130.13 ... 41.09 Total of 2 transactions
04/11/23 80.000 2,289.31 Various 2,209.70 ... 79.61 Total of 2 transactions
05/17/23 56.000 1,596.70 Various 1,555.09 ... 41.61 Total of 6 transactions
Security total: 7,057.23 6,894.92 ... 162.31
C3.AI, INC. / CUSIP: 12468P104 / Symbol:
05/24/23 80.000 2,194.13 05/23/23 2,158.80 ... 35.33 Sale 25

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 4 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 (continued) 02/12/2024

SHORT TERM TRANSACTIONS FOR COVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Lines 2 & 5)
Report on Form 8949, Part I with Box A checked. Basis is provided to the IRS. (Line 12)
“Gain or loss (-)” is NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & 1f- Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported 1b- Date 1e- Cost or 1g- Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
COCA-COLA COMPANY / CUSIP: 191216100 / Symbol:
03/27/23 62.089 3,803.76 Various 3,779.49 ... 24.27 Total of 3 transactions
04/24/23 15.457 1,003.27 Various 968.65 ... 34.62 Total of 4 transactions
Security total: 4,807.03 4,748.14 ... 58.89
THE KRAFT HEINZ COMPANY COMMON STOCK / CUSIP: 500754106 / Symbol:
04/05/23 48.000 1,876.45 04/04/23 1,847.81 ... 28.64 Sale 25
MARATHON OIL CORPORATION / CUSIP: 565849106 / Symbol:
04/11/23 50.000 1,300.98 04/04/23 1,334.00 ... -33.02 Sale 25
MORGAN STANLEY / CUSIP: 617446448 / Symbol:
04/18/23 21.000 1,892.61 Various 1,862.80 ... 29.81 Total of 2 transactions
NIKOLA CORPORATION COMMON STOC K / CUSIP: 654110105 / Symbol:
05/08/23 300.000 308.96 04/12/23 308.52 ... 0.44 Sale 25
NOVO INTEGRATED SCIENCES, INC. COMMON STOCK / CUSIP: 67011T201 / Symbol:
08/21/23 2,500.000 474.64 08/16/23 532.00 45.89 W -11.47 Sale 25
09/05/23 2,000.000 499.71 Various 514.92 ... -15.21 Total of 5 transactions
Security total: 974.35 1,046.92 45.89 W -26.68
PELOTON INTERACTIVE, INC. CLAS S A COMMON STOCK / CUSIP: 70614W100 / Symbol:
05/15/23 95.000 692.24 Various 655.17 ... 37.07 Total of 2 transactions
FLJ GROUP LIMITED AMERICAN DEP OSITARY SHARES / CUSIP: 74738J201 / Symbol:
09/12/23 500.000 130.93 09/06/23 121.65 ... 9.28 Sale 25
SACKS PARENTE GOLF, INC. COMMO N STOCK / CUSIP: 78577G103 / Symbol:
08/15/23 50.000 459.00 08/15/23 440.00 ... 19.00 Sale 25
STARBUCKS CORPORATION COMMON S TOCK / CUSIP: 855244109 / Symbol:
03/30/23 35.017 3,542.12 Various 3,467.48 ... 74.64 Total of 2 transactions
07/13/23 5.000 508.49 07/07/23 480.75 ... 27.74 Sale 25
Security total: 4,050.61 3,948.23 ... 102.38
SUNLIGHT FINANCIAL HOLDINGS, I NC. / CUSIP: 86738J106 / Symbol:
08/17/23 150.000 30.46 08/17/23 31.29 ... -0.83 Sale 25

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 5 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 (continued) 02/12/2024

SHORT TERM TRANSACTIONS FOR COVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Lines 2 & 5)
Report on Form 8949, Part I with Box A checked. Basis is provided to the IRS. (Line 12)
“Gain or loss (-)” is NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & 1f- Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported 1b- Date 1e- Cost or 1g- Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
TESLA, INC. COMMON STOCK / CUSIP: 88160R101 / Symbol:
01/27/23 14.706 2,640.96 Various 2,600.00 ... 40.96 Total of 4 transactions
04/17/23 10.000 1,871.58 Various 1,818.42 ... 53.16 Total of 2 transactions
05/05/23 10.000 1,669.98 Various 1,602.46 ... 67.52 Total of 3 transactions
Security total: 6,182.52 6,020.88 ... 161.64
TILRAY BRANDS, INC. COMMON STO CK / CUSIP: 88688T100 / Symbol:
04/18/23 100.000 251.99 04/11/23 256.87 ... -4.88 Sale 25
TUYA INC. AMERICAN DEPOSITARY SHARES, EACH REPRESENTING ONE CLASS A ORDINARY SHARE / CUSIP: 90114C107 / Symbol:
05/23/23 1,170.000 2,205.26 Various 2,192.23 ... 13.03 Total of 3 transactions
08/31/23 500.000 869.93 Various 855.00 ... 14.93 Total of 3 transactions
Security total: 3,075.19 3,047.23 ... 27.96
WARNER BROS. DISCOVERY, INC. S ERIES A COMMON STOCK / CUSIP: 934423104 / Symbol:
01/27/23 12.769 191.59 Various 270.80 ... -79.21 Total of 2 transactions
EZGO TECHNOLOGIES LTD. ORDINAR Y SHARES / CUSIP: G5279F102 / Symbol:
12/19/23 280.000 31.89 Various 28.64 ... 3.25 Total of 3 transactions
12/28/23 300.000 35.15 12/26/23 31.34 ... 3.81 Sale 25
Security total: 67.04 59.98 ... 7.06
TORO CORP. COMMON STOCK / CUSIP: Y8900D108 / Symbol:
05/17/23 100.000 417.04 05/16/23 369.87 ... 47.17 Sale 25
Totals : 40,267.53 39,826.42 45.89 W 487.00

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 6 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 (continued) 02/12/2024

LONG TERM TRANSACTIONS FOR COVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Lines 2 & 5)
Report on Form 8949, Part II with Box D checked. Basis is provided to the IRS. (Line 12)
“Gain or loss (-)” is NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & 1f- Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported 1b- Date 1e- Cost or 1g- Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
CONTEXTLOGIC INC. CLASS A COMM ON STOCK / CUSIP: 21077C305 / Symbol:
07/12/23 11.000 89.00 Various 860.00 ... -771.00 Total of 2 transactions
FOUNT METAVERSE ETF / CUSIP: 301505574 / Symbol:
03/31/23 14.000 219.80 01/20/22 315.68 ... -95.88 Sale 25
FORD MOTOR COMPANY / CUSIP: 345370860 / Symbol:
04/06/23 9.000 111.47 01/18/22 224.10 112.63 W 0.00 Sale 25
NETFLIX, INC. COMMON STOCK / CUSIP: 64110L106 / Symbol:
04/03/23 4.005 1,364.66 Various 1,772.06 ... -407.40 Total of 3 transactions
WARNER BROS. DISCOVERY, INC. S ERIES A COMMON STOCK / CUSIP: 934423104 / Symbol:
01/27/23 0.852 12.79 Various 22.97 ... -10.18 Total of 3 transactions
Totals : 1,797.72 3,194.81 112.63 W -1,284.46

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 7 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Detail for Dividends and Distributions
2023 02/12/2024
This section of your tax information statement contains the payment level detail of your taxable dividends, capital gains distributions, Section 199A dividends, Section 897 dividends and capital gains,
exempt-interest dividends, nondividend distributions and liquidation distributions. Also shown are the fair market values of any taxable stock dividends or noncash liquidation distributions.

Federal, state and foreign tax withheld and investment expenses are presented as negative amounts but do not net against the reportable income totals. All amounts are grouped by security, with the
transactions listed in chronological order. Subtotals for each security are provided. For situations in which the tax character of a distribution (or part thereof) is different than at the time it was paid,
endnotes are provided for further explanation.

Note that a payment characterized as a “Qualified dividend” is only issuer-qualified. There is also a holder level criteria for a dividend to be treated as Qualified. If the payment is from a common stock
you are required to have held it for more than 60 days during the 121-day period that begins 60 days before the ex-dividend date of the dividend. If the dividend is from preferred shares and covers a
period greater than 366 days, you must have held the preferred stock for more than 90 days during the 181-day period that begins 90 days before the ex-dividend date of the dividend.

Amounts presented in Box 2e as Section 897 Ordinary Dividends or Box 2f as Section 897 Capital Gains apply only to foreign persons and entities whose income maintains its character when passed
through or distributed to its direct or indirect foreign owners or beneficiaries, The IRS has indicated that boxes 2e and 2f are not applicable to recipients that are U.S. individuals. You should consult your
tax advisor for further information.

Security description CUSIP and/or symbol State Date Amount Transaction type Notes
AT&T INC. 00206R102 02/01/23 13.71 Qualified dividend
05/01/23 13.99 Qualified dividend
08/01/23 14.22 Qualified dividend
11/01/23 14.49 Qualified dividend
56.41 Total Dividends & distributions

COCA-COLA COMPANY 191216100 04/03/23 28.56 Qualified dividend

FORD MOTOR COMPANY 345370860 03/01/23 13.05 Qualified dividend


03/01/23 3.01 Qualified dividend
06/01/23 4.59 Qualified dividend
09/01/23 4.64 Qualified dividend
12/01/23 4.70 Qualified dividend
29.99 Total Dividends & distributions

GENERAL MOTORS COMPANY 37045V100 03/16/23 0.23 Qualified dividend


06/15/23 0.68 Qualified dividend
09/14/23 0.68 Qualified dividend
12/14/23 0.68 Qualified dividend
2.27 Total Dividends & distributions

JD.COM, INC. AMERICAN DEPOSITA RY 47215P106 05/04/23 0.87 Nonqualified dividend


SHARES
Page 8 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Detail for Dividends and Distributions
2023 (continued) 02/12/2024

Security description CUSIP and/or symbol State Date Amount Transaction type Notes
THE KRAFT HEINZ COMPANY COMMON 500754106 06/30/23 23.60 Qualified dividend
STOCK 09/29/23 38.80 Qualified dividend
12/29/23 40.87 Qualified dividend
103.27 Total Dividends & distributions

ROUNDHILL BALL METAVERSE ETF 53656F417 12/29/23 0.96 Qualified dividend

STARBUCKS CORPORATION COMMON S 855244109 02/24/23 0.01 Qualified dividend


TOCK

222.34 Total Dividends & distributions


Page 9 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Detail for Interest Income
2023 02/12/2024
This section of your tax information statement contains the payment level detail of taxable interest and associated bond premium. Market discount will be shown here only if you have elected to
recognize it currently rather than at the time of sale or maturity. Bond premium and market discount for covered tax lots are totaled on Form 1099-INT and reported to the IRS. For noncovered tax lots,
they are totaled and presented beneath the 1099-INT for informational purposes and are not reported to the IRS.

To provide a complete picture of activity for each investment, we also include here nonreportable transactions such as accrued interest paid on purchases and payment or receipt of nonqualified
interest. Other amounts, such as federal, state and foreign tax withheld and investment expenses are shown as negative amounts but do not net against the reportable income totals.

Security description CUSIP and/or symbol Date Amount Transaction type Notes
INTEREST PAYMENT 01/06/23 0.01 Interest
01/06/23 0.01 Interest
01/31/23 0.53 Interest
02/06/23 0.01 Interest
02/06/23 0.01 Interest
02/06/23 0.01 Interest
02/28/23 0.81 Interest
03/06/23 0.01 Interest
03/06/23 0.01 Interest
03/31/23 0.06 Interest
04/24/23 1.40 Interest
04/28/23 1.78 Interest
05/31/23 2.19 Interest
06/30/23 0.52 Interest
07/31/23 2.35 Interest
08/31/23 1.86 Interest
09/29/23 0.67 Interest
10/06/23 12.75 Interest
10/06/23 3.81 Interest
10/06/23 0.01 Interest
10/06/23 0.01 Interest
10/06/23 0.01 Interest
10/06/23 0.01 Interest
10/06/23 0.01 Interest
10/31/23 0.27 Interest
11/06/23 16.57 Interest
11/06/23 4.34 Interest
11/06/23 0.01 Interest
11/06/23 0.01 Interest
11/06/23 0.01 Interest
11/06/23 0.01 Interest
11/06/23 0.01 Interest
11/30/23 2.02 Interest
Page 10 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Detail for Interest Income
2023 (continued) 02/12/2024

Security description CUSIP and/or symbol Date Amount Transaction type Notes
INTEREST PAYMENT (cont'd) 12/07/23 4.91 Interest
12/07/23 0.05 Interest
12/07/23 0.01 Interest
12/07/23 0.01 Interest
12/07/23 0.01 Interest
12/07/23 0.01 Interest
12/07/23 0.01 Interest
12/29/23 0.38 Interest
57.49 Total Interest

57.49 Total Interest


Page 11 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Fees and Expenses
2023 02/12/2024
This section of your tax information statement may contain the detail of fees and investment expenses that are not accounted for in amounts reportable to the IRS on the various Forms 1099. You may
wish to consult with your tax advisor, the IRS or your state tax authority regarding the proper tax treatment.

These amounts are provided here to facilitate an accounting of all amounts received during the year and are totaled in the Reconciliations, Fees, Expenses and Expenditures found in the Summary
Information at the beginning of the statement.

Description CUSIP and/or symbol Date Amount Transaction type Notes


Gold Subscription fee GLDSUBFEE 01/06/23 -5.00 Subscription expense
02/06/23 -5.00 Subscription expense
03/07/23 -5.00 Subscription expense
04/06/23 -5.00 Subscription expense
05/08/23 -5.00 Subscription expense
06/05/23 -5.00 Subscription expense
07/05/23 -5.00 Subscription expense
08/04/23 -5.00 Subscription expense
09/05/23 -5.00 Subscription expense
10/03/23 -5.00 Subscription expense
11/02/23 -5.00 Subscription expense
12/04/23 -5.00 Subscription expense
-60.00 Total Subscription expense

-60.00 Total Subscription expense


Page 12 of 16

Robinhood Markets Inc. as agent for Account 882229982


Robinhood Securities LLC Foreign Income and Taxes Summary
2023 02/12/2024

This schedule lists all income and foreign tax by country. Mutual Funds and Unit Investment Trusts (UITs) structured as Regulated Investment Companies (RICs) are listed separately with a country
designation of “RIC.”
Dividends
Country Security Description CUSIP Nonqualified Qualified Interest Total Income Tax

CH JD.COM, INC. AMERICAN DEPOSITA 47215P106 0.87 0.00 0.00 0.87 0.00
RY SHARES

Total CHINA 0.87 0.00 0.00 0.87 0.00

Grand Total Total Foreign Source Income* 0.87


Qualified Foreign Source Income** 0.00
Foreign Tax 0.00

* Total Foreign Source Income utilizes the "Total" column for RICs which may not always be supplied.
** Qualified Foreign Source Income utilizes the "Qualified" column for RICs which may not always be supplied.
Page 13 of 16

Robinhood Markets Inc. as agent for


Robinhood Securities LLC
2023 End Notes for Account 882229982

25 Tax lot closed on a first in first out basis.


Page 14 of 16
Instructions for Recipient
Common Instructions for Recipient Lines 9 and 10. Show cash and noncash liquidation distributions. constant yield election for market discount under section 1276(b). Report the accrued
Recipient's taxpayer identification number (TIN). For your protection, this form may Line 11. If the FATCA filing requirement box is checked, the payer is reporting on this market discount on your income tax return as directed in the Instructions for Forms
show only the last four digits of your TIN (social security number (SSN), individual Form 1099 to satisfy its account reporting requirement under chapter 4 of the Internal 1040. Market discount on a tax-exempt security is includible in taxable income as
taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or Revenue Code. You may also have a filing requirement. See the Instructions for Form interest income.
employer identification number (EIN)). However, the issuer has reported your complete 8938. Line 11. For a taxable covered security (other than a U.S. Treasury obligation), shows
TIN to the IRS. Line 12. Shows exempt-interest dividends from a mutual fund or other RIC paid to you the amount of premium amortization allocable to the interest payment(s), unless you
Account number. May show an account or other unique number the payer assigned to during the calendar year. See the Instructions for Forms 1040 for where to report. This notified the payer in writing in accordance with Regulations section 1.6045-1(n)(5) that
distinguish your account. amount may be subject to backup withholding. See Line 4 above. you did not want to amortize bond premium under section 171. If an amount is reported
Backup Withholding. Shows backup withholding. Generally, a payer must backup Line 13. Shows exempt-interest dividends subject to the alternative minimum tax. This in this line, see the Instructions for Schedule B (Form 1040) to determine the net
withhold if you did not furnish your taxpayer identification number. See Form W-9 and amount is included in Line 12. See the Instructions for Form 6251. amount of interest includible in income on Form 1040 or 1040-SR with respect to the
Pub. 505 for more information. Report this amount on your income tax return as tax Lines 14-16. State income tax withheld reporting Lines. security. If an amount is not reported in this line for a taxable covered security acquired
withheld. Future developments. For the latest information about developments related to Form at a premium and the payer is reporting premium amortization, the payer has reported a
Nominees. If this 1099 form includes amounts belonging to another person, you are 1099-DIV and its instructions, such as legislation enacted after they were published, go net amount of interest in line 1. If the amount in line 11 is greater than the amount of
considered a nominee recipient. You must file as the “payer” the respective Form 1099 to www.irs.gov/Form1099DIV. interest paid on the covered security, see Regulations section 1.171-2(a)(4).
(DIV, INT, or OID) Copy A (with a Form 1096) to the IRS for each of the other owners Free File. Go to www.irs.gov/FreeFile to see if you qualify for no-cost online federal tax Line 12. For a U.S. Treasury obligation that is a covered security, shows the amount of
as recipient(s) to show their allocable share of the income and you must furnish the preparation, e-filing, and direct deposit or payment options. premium amortization allocable to the interest payment(s), unless you notified the payer
respective Copy B Form(s) and amounts to each owner. A spouse is not required to file in writing in accordance with Regulations section 1.6045-1(n)(5) that you did not want to
a nominee return to show amounts owned by the other spouse. See the General amortize bond premium under section 171. If an amount is reported in this line, see the
Instructions for Certain Information Returns. Instructions for Schedule B (Form 1040) to determine the net amount of interest
FATCA filing requirement. If the FATCA filing requirement box is checked, the payer includible in income on Form 1040 or 1040-SR with respect to the U.S. Treasury
is reporting on Form 1099 to satisfy its chapter 4 account reporting requirement. You obligation. If an amount is not reported in this line for a U.S. Treasury obligation that is a
also may have a filing requirement. See the Instructions for Form 8938. 1099-INT Instructions for Recipient covered security acquired at a premium and the payer is reporting premium
The information provided may be different for covered and noncovered securities. For a amortization, the payer has reported a net amount of interest in line 3. If the amount in
Keep tax documents for your records. description of covered securities, see the Instructions for Form 8949. For a taxable line 12 is greater than the amount of interest paid on the U.S. Treasury obligation, see
covered security acquired at a premium, unless you notified the payer in writing in Regulations section 1.171-2(a)(4).
accordance with Regulations section 1.6045-1(n)(5) that you did not want to amortize Line 13. For a tax-exempt covered security, shows the amount of premium amortization
1099-DIV Instructions for Recipient the premium under section 171, or for a tax-exempt covered security acquired at a allocable to the interest payment(s). If an amount is reported in this line, see Pub. 550 to
Line 1a. Shows total ordinary dividends that are taxable. Include this amount on the premium, your payer must generally report either (1) a net amount of interest that determine the net amount of tax-exempt interest reportable on Form 1040 or 1040-SR.
“Ordinary dividends” line of Form 1040 or 1040-SR. Also report it on Schedule B (Form reflects the offset of the amount of interest paid to you by the amount of premium If an amount is not reported in this line for a tax-exempt covered security acquired at a
1040), if required. amortization allocable to the payment(s), or (2) a gross amount for both the interest paid premium, the payer has reported a net amount of interest in line 8 or 9, whichever is
Line 1b. Shows the portion of the amount in Line 1a that may be eligible for reduced to you and the premium amortization allocable to the payment(s). If you did notify your applicable. If the amount in line 13 is greater than the amount of interest paid on the
capital gains rates. See the Instructions for Forms 1040 for how to determine this payer that you did not want to amortize the premium on a taxable covered security, then tax-exempt covered security, the excess is a nondeductible loss. See Regulations
amount and where to report. your payer will only report the gross amount of interest paid to you. For a noncovered section 1.171-2(a)(4)(ii).
The amount shown may be dividends a corporation paid directly to you as a participant security acquired at a premium, your payer is only required to report the gross amount Line 14. Shows CUSIP number(s) for tax-exempt bond(s) on which tax-exempt interest
(or beneficiary of a participant) in an employee stock ownership plan (ESOP). Report it of interest paid to you. was paid, or tax credit bond(s) on which taxable interest was paid or tax credit was
as a dividend on your Form 1040 or 1040-SR but treat it as a plan distribution, not as Line 1. Shows taxable interest paid to you during the calendar year by the payer. This allowed, to you during the calendar year. If blank, no CUSIP number was issued for the
investment income, for any other purpose. does not include interest shown in line 3. May also show the total amount of the credits bond(s).
Line 2a. Shows total capital gain distributions from a regulated investment company from clean renewable energy bonds, new clean renewable energy bonds, qualified Lines 15-17. State tax withheld reporting lines.
(RIC) or real estate investment trust (REIT). See How To Report in the Instructions for energy conservation bonds, qualified zone academy bonds, qualified school Future developments. For the latest information about developments related to Form
Schedule D (Form 1040). But, if no amount is shown in Lines 2b, 2c, 2d, and 2f and construction bonds, and build America bonds that must be included in your interest 1099-INT and its instructions, such as legislation enacted after they were published, go
your only capital gains and losses are capital gain distributions, you may be able to income. These amounts were treated as paid to you during the calendar year on the to www.irs.gov/Form1099INT.
report the amounts shown in Line 2a on your Form 1040 or 1040-SR rather than credit allowance dates (March 15, June 15, September 15, and December 15). For Free File. Go to www.irs.gov/FreeFile to see if you qualify for no-cost online federal tax
Schedule D. See the Instructions for Form 1040. more information, see Form 8912. See the instructions above for a taxable covered preparation, e-filing, and direct deposit or payment options.
Line 2b. Shows the portion of the amount in Line 2a that is unrecaptured section 1250 security acquired at a premium.
gain from certain depreciable real property. See the Unrecaptured Section 1250 Gain Line 2. Shows interest or principal forfeited because of early withdrawal of time savings.
Worksheet in the Instructions for Schedule D (Form 1040). You may deduct this amount to figure your adjusted gross income on your income tax
Line 2c. Shows the portion of the amount in Line 2a that is section 1202 gain from return. See the Instructions for Forms 1040 to see where to take the deduction. 1099-B Instructions for Recipient
certain small business stock that may be subject to an exclusion. See the Schedule D Line 3. Shows interest on U.S. Savings Bonds, Treasury bills, Treasury bonds, and Brokers and barter exchanges must report proceeds from (and in some cases, basis
(Form 1040) instructions. Treasury notes. This may or may not all be taxable. See Pub. 550. This interest is for) transactions to you and the IRS on Form 1099-B. Reporting is also required when
Line 2d. Shows the portion of the amount in Line 2a that is 28% rate gain from sales or exempt from state and local income taxes. This interest is not included in line 1. See the your broker knows or has reason to know that a corporation in which you own stock has
exchanges of collectibles. If required, use this amount when completing the 28% Rate instructions above for a taxable covered security acquired at a premium. had a reportable change in control or capital structure. You may be required to
Gain Worksheet in the Instructions for Schedule D (Form 1040). Line 4. Shows backup withholding. Generally, a payer must backup withhold if you did recognize gain from the receipt of cash, stock, or other property that was exchanged for
Line 2e. Shows the portion of the amount in Line 1a that is section 897 gain attributable not furnish your TIN or you did not furnish the correct TIN to the payer. See Form W-9. the corporation’s stock. If your broker reported this type of transaction to you, the
to disposition of U.S. real property interests (USRPI). Include this amount on your income tax return as tax withheld. corporation is identified in box 1a.
Line 2f. Shows the portion of the amount in Line 2a that is section 897 gain attributable Line 5. Any amount shown is your share of investment expenses of a singleclass CUSIP number. Shows the CUSIP (Committee on Uniform Security Identification
to disposition of USRPI. REMIC. This amount is included in line 1. Note: This amount is not deductible. Procedures) number or other applicable identifying number.
Note: Lines 2e and 2f apply only to foreign persons and entities whose income Line 6. Shows foreign tax paid. You may be able to claim this tax as a deduction or a Applicable checkbox on Form 8949. Indicates where to report this transaction on
maintains its character when passed through or distributed to its direct or indirect credit on your Form 1040 or 1040-SR. See your tax return instructions. Form 8949 and Schedule D (Form 1040), and which checkbox is applicable. See the
foreign owners or beneficiaries. It is generally treated as effectively connected to a trade Line 7. Shows the country or U.S. possession to which the foreign tax was paid. instructions for your Schedule D (Form 1040) and/or Form 8949.
or business within the United States. See the instructions for your tax return. Line 8. Shows tax-exempt interest paid to you during the calendar year by the payer. Line 1a. Shows a brief description of the item or service for which amounts are being
Line 3. Shows a return of capital. To the extent of your cost (or other basis) in the stock, See how to report this amount in the Instructions for Forms 1040. This amount may be reported. For regulated futures contracts and forward contracts, “RFC” or other
the distribution reduces your basis and is not taxable. Any amount received in excess of subject to backup withholding. See Line 4 above. See the instructions above for a appropriate description may be shown. For Section 1256 option contracts, “Section
your basis is taxable to you as capital gain. See Pub. 550. tax-exempt covered security acquired at a premium. 1256 option” or other appropriate description may be shown. For a corporation that had
Line 4. Shows backup withholding. A payer must backup withhold on certain payments Line 9. Shows tax-exempt interest subject to the alternative minimum tax. This amount a reportable change in control or capital structure, this box may show the class of stock
if you did not give your TIN to the payer. See Form W-9 for information on backup is included in line 8. See the Instructions for Form 6251. See the instructions above for as C (common), P (preferred), or O (other).
withholding. Include this amount on your income tax return as tax withheld. a tax-exempt covered security acquired at a premium. Line 1b. This box may be blank if box 5 is checked or if the securities sold were
Line 5. Shows the portion of the amount in Line 1a that may be eligible for the 20% Line 10. For a taxable or tax-exempt covered security, if you made an election under acquired on a variety of dates. For short sales, the date shown is the date you acquired
qualified business income deduction under section 199A. See the instructions for Form section 1278(b) to include market discount in income as it accrues and you notified your the security delivered to close the short sale.
8995 and Form 8995-A. payer of the election in writing in accordance with Regulations section 1.6045-1(n)(5), Line 1c. Shows the trade date of the sale or exchange. For short sales, the date shown
Line 6. Shows your share of expenses of a nonpublicly offered RIC, generally a shows the market discount that accrued on the debt instrument during the year while is the date the security was delivered to close the short sale. For aggregate reporting in
nonpublicly offered mutual fund. This amount is included in Line 1a. held by you, unless it was reported on Form 1099-OID. For a taxable or tax-exempt boxes 8 through 11, no entry will be present.
Line 7. Shows the foreign tax that you may be able to claim as a deduction or a credit covered security acquired on or after January 1, 2015, accrued market discount will be Line 1d. Shows the cash proceeds, reduced by any commissions or transfer taxes
on Form 1040 or 1040-SR. See the Instructions for Form 1040. calculated on a constant yield basis unless you notified your payer in writing in related to the sale, for transactions involving stocks, debt, commodities, forward
Line 8. This Line should be left blank if a RIC reported the foreign tax shown in Line 7. accordance with Regulations section 1.6045-1(n)(5) that you did not want to make a contracts, non-Section 1256 option contracts, or securities futures contracts. May show
Page 15 of 16
Instructions for Recipient
the proceeds from the disposition of your interest(s) in a widely held fixed investment
trust. May also show the aggregate amount of cash and the fair market value of any
stock or other property received in a reportable change in control or capital structure
arising from the corporate transfer of property to a foreign corporation. Losses on
forward contracts or nonSection 1256 option contracts are shown in parentheses. This
box does not include proceeds from regulated futures contracts or Section 1256 option
contracts. Report this amount on Form 8949 or on Schedule D (Form 1040) (whichever
is applicable) as explained in the Instructions for Schedule D (Form 1040).
Line 1e. Shows the cost or other basis of securities sold. If the securities were acquired
through the exercise of a noncompensatory option granted or acquired on or after
January 1, 2014, the basis has been adjusted to reflect your option premium. If the
securities were acquired through the exercise of a noncompensatory option granted or
acquired before January 1, 2014, your broker is permitted, but not required, to adjust
the basis to reflect your option premium. If the securities were acquired through the
exercise of a compensatory option, the basis has not been adjusted to include any
amount related to the option that was reported to you on a Form W-2. If box 5 is
checked, box 1e may be blank. See the Instructions for Form 8949, the Instructions for
Schedule D (Form 1040 or), or Pub. 550 for details.
Line 1f. Shows the amount of accrued market discount. For details on market discount,
see the Schedule D (Form 1040) instructions, the Instructions for Form 8949, and Pub.
550. If box 5 is checked, box 1f may be blank.
Line 1g. Shows the amount of nondeductible loss in a wash sale transaction. For
details on wash sales, see the Schedule D (Form 1040) instructions, the Instructions for
Form 8949, and Pub. 550. If box 5 is checked, box 1g may be blank.
Line 2. The short-term and long-term boxes pertain to short-term gain or loss and
long-term gain or loss. If the “Ordinary” box is checked, your security may be subject to
special rules. For example, gain on a contingent payment debt instrument subject to the
noncontingent bond method is generally treated as ordinary interest income rather than
as capital gain. See the Instructions for Form 8949, Pub. 550, or Pub. 1212 for more
details on whether there are any special rules or adjustments that might apply to your
security. If box 5 is checked, box 2 may be blank.
Line 3. If checked, proceeds are from a transaction involving collectibles or from a
Qualified Opportunity Fund (QOF).
Line 4. Shows backup withholding. Generally, a payer must backup withhold if you did
not furnish your TIN to the payer. See Form W-9 for information on backup withholding.
Include this amount on your income tax return as tax withheld.
Line 5. If checked, the securities sold were noncovered securities and boxes 1b, 1e, 1f,
1g, and 2 may be blank. Generally, a noncovered security means: stock purchased
before 2011, stock in most mutual funds purchased before 2012, stock purchased in or
transferred to a dividend reinvestment plan before 2012, debt acquired before 2014,
options granted or acquired before 2014, and securities futures contracts entered into
before 2014.
Line 6. If the exercise of a noncompensatory option resulted in a sale of a security, a
checked “net proceeds” box indicates whether the amount in box 1d was adjusted for
option premium.
Line 7. If checked, you cannot take a loss on your tax return based on gross proceeds
from a reportable change in control or capital structure reported in box 1d. See the Form
8949 and Schedule D (Form 1040) instructions. The broker should advise you of any
losses on a separate statement.
Line 12. If checked, the basis in box 1e has been reported to the IRS and either the
short-term or the long-term gain or loss box in box 2 will be checked. If box 12 is
checked on Form(s) 1099-B and NO adjustment is required, see the instructions for
your Schedule D (Form 1040) as you may be able to report your transaction directly on
Schedule D (Form 1040). If the “Ordinary” box in box 2 is checked, an adjustment may
be required.
Line 13. Shows the cash you received, the fair market value of any property or services
you received, and the fair market value of any trade credits or scrip credited to your
account by a barter exchange. See Pub. 525.
Lines 14-16. Show state(s)/local income tax information.
Future developments. For the latest information about any developments related to
Form 1099-B and its instructions, such as legislation enacted after they were published,
go to www.irs.gov/Form1099B.
Free File. Go to www.irs.gov/FreeFile to see if you qualify for no-cost online federal tax
preparation, e-filing, and direct deposit or payment options.
Page 16 of 16

This page intentionally left blank.


Page 1 of 6

Tax Information Statement Date: 02/12/2024


Robinhood Markets Inc. as agent for
Robinhood Crypto LLC
Account 882229982C 2023
85 Willow Rd Juan Linarez peraza
Menlo Park, CA 94025 771 E Sunset View Rd
Customer Service: 650-940-2700 Grantsville, UT 84029

PAYER'S TIN: 46-4364776 RECIPIENT'S TIN: XXX-XX-9600


11 - [ ] FATCA filing requirement (see instructions) Summary Information 13 - [ ] FATCA filing requirement (see instructions)

DIVIDENDS AND DISTRIBUTIONS 2023 1099-DIV* OMB No. 1545-0110 MISCELLANEOUS INFORMATION 2023 1099-MISC* OMB No. 1545-0115
1a- Total ordinary dividends (includes lines 1b, 5, 2e) 0.00 2- Royalties 0.00
1b- Qualified dividends 0.00 3- Other income 0.00
2a- Total capital gain distributions (includes lines 2b, 2c, 2d, 2f) 0.00 4- Federal income tax withheld 0.00
2b- Unrecaptured Section 1250 gain 0.00 8- Substitute payments in lieu of dividends or interest 0.00
2c- Section 1202 gain 0.00
2d- Collectibles (28%) gain 0.00 SECTION 1256 CONTRACTS 2023 1099-B* OMB No. 1545-0715
2e- Section 897 ordinary dividends 0.00
2f- Section 897 capital gain 0.00 8- Profit or (loss) realized in 2023 on closed contracts 0.00
3- Nondividend distributions 0.00 9- Unrealized profit or (loss) on open contracts-12/31/2022 0.00
4- Federal income tax withheld 0.00 10- Unrealized profit or (loss) on open contracts-12/31/2023 0.00
5- Section 199A dividends 0.00 11- Aggregate profit or (loss) on contracts 0.00
6- Investment expenses 0.00
If applicable, proceeds from sale transactions appear summarized below and are
8- Foreign country or US possession: 7- Foreign tax paid: 0.00
detailed in subsequent sections of this document.
9- Cash liquidation distributions 0.00
10- Noncash liquidation distributions 0.00 * This is important tax information and is being furnished to the Internal Revenue Service.
12- Exempt-interest dividends (includes line 13) 0.00 If you are required to file a return, a negligence penalty or other sanction may be imposed on
13- Specified private activity bond interest dividends (AMT) 0.00 you if this income is taxable and the IRS determines that it has not been reported.

SUMMARY OF PROCEEDS, GAINS & LOSSES, ADJUSTMENTS AND WITHHOLDING


Refer to the 1099-B and Proceeds not reported to the IRS pages to ensure that you consider all relevant items and to determine the correct gains and losses. The amounts shown below are for informational purposes.
Term Form 8949 type Proceeds Cost basis Market discount Wash sale loss disallowed Net gain or loss(-)

Short A (basis reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Short B (basis not reported to the IRS) 8,155.16 8,292.83 0.00 0.00 -137.67
Short C (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Short-term 8,155.16 8,292.83 0.00 0.00 -137.67
Long D (basis reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Long E (basis not reported to the IRS) 586.38 4,000.06 0.00 0.00 -3,413.68
Long F (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Long-term 586.38 4,000.06 0.00 0.00 -3,413.68
Undetermined B or E (basis not reported to the IRS) 0.00 0.00 0.00 0.00 0.00
Undetermined C or F (Form 1099-B not received) 0.00 0.00 0.00 0.00 0.00
Total Undetermined-term 0.00 0.00 0.00 0.00 0.00

Grand total 8,741.54 12,292.89 0.00 0.00 -3,551.35


Withholding Amount
Federal income tax withheld 0.00

Changes to dividend tax classifications processed after your original tax form is issued for 2023 may require an amended tax form.
Page 2 of 6

Robinhood Markets Inc. as agent for Account 882229982C


Robinhood Crypto LLC Summary Information
2023 (continued) 02/12/2024

INTEREST INCOME 2023 1099-INT OMB No. 1545-0112 ORIGINAL ISSUE DISCOUNT AND ADJUSTMENTS
This is important tax information and is being furnished to the Internal Revenue Service. Use bond-by-bond details from the Form 1099-OID page(s) to determine amounts of
If you are required to file a return, a negligence penalty or other sanction may be Original Issue Discount income for your income tax return(s). The amounts shown in this
imposed on you if this income is taxable and the IRS determines that it has not been section are for your reference when preparing your income tax return(s).
reported. Original issue discount for the year 0.00
1- Interest income (not included in line 3) 0.00 Acquisition premium (covered lots) 0.00
2- Early withdrawal penalty 0.00 Acquisition premium (noncovered lots) 0.00
3- Interest on US Savings Bonds & Treasury obligations 0.00 Original issue discount on Treasury obligations 0.00
4- Federal income tax withheld 0.00 Acquisition premium, Treasury obligations (covered lots) 0.00
5- Investment expenses 0.00 Acquisition premium, Treasury obligations (noncovered lots) 0.00
7- Foreign country or US possession: 6- Foreign tax paid: 0.00 Tax-exempt OID 0.00
8- Tax-exempt interest (includes line 9) 0.00 Tax-exempt OID (lots not reported) 0.00
9- Specified private activity bond interest (AMT) 0.00 Acquisition premium (covered) 0.00
10- Market discount (covered lots) 0.00 Acquisition premium (lots not reported) 0.00
11- Bond premium (covered lots) 0.00 Tax-exempt OID on private activity bonds 0.00
12- Bond premium on Treasury obligations (covered lots) 0.00 Tax-exempt OID on private activity bonds (lots not reported) 0.00
13- Bond premium on tax-exempt bonds (categorized below) 0.00 Acquisition premium (AMT, covered) 0.00
Tax-exempt obligations (covered lots) 0.00 Acquisition premium (AMT, lots not reported) 0.00
Tax-exempt private activity obligations (AMT, covered lots) 0.00 Market discount (all lots) 0.00
14- Tax-exempt and tax credit bond CUSIP number Early withdrawal penalty 0.00
FATCA filing requirement [ ] Investment expenses 0.00

The following amounts are not reported to the IRS. They are presented here for your reference RECONCILIATIONS, FEES, EXPENSES AND EXPENDITURES
when preparing your tax return(s). The amounts in this section are not reported to the IRS. They are presented here for your
reference when preparing your income tax return(s).
Taxable accrued interest paid 0.00
Taxable accrued Treasury interest paid 0.00 Other Receipts & Reconciliations- Partnership distributions 0.00
Tax-exempt accrued interest paid 0.00 Other Receipts & Reconciliations- Foreign tax paid- partnership 0.00
Tax-exempt accrued interest paid (AMT) 0.00 Other Receipts & Reconciliations- Return of principal 0.00
Taxable accrued nonqualified interest paid 0.00 Other Receipts & Reconciliations- Deferred income payment 0.00
Tax-exempt accrued nonqualified interest paid 0.00 Other Receipts & Reconciliations- Deemed premium 0.00
Tax-exempt accrued nonqualified interest paid (AMT) 0.00 Other Receipts & Reconciliations- Income accrual- UIT 0.00
Nonqualified interest 0.00 Other Receipts & Reconciliations- Basis adjustments 0.00
Tax-exempt nonqualified interest 0.00 Other Receipts & Reconciliations- Foreign tax pd beyond treaty 0.00
Tax-exempt nonqualified interest (AMT) 0.00 Fees & Expenses- Margin interest 0.00
Interest shortfall on contingent payment debt 0.00 Fees & Expenses- Dividends paid on short position 0.00
Bond premium- Non Treasury obligations (noncovered lots) 0.00 Fees & Expenses- Interest paid on short position 0.00
Bond premium- Treasury obligations (noncovered lots) 0.00 Fees & Expenses- Non reportable distribution expense 0.00
Bond premium- Tax-exempt obligations (noncovered lots) 0.00 Fees & Expenses- Other expenses 0.00
Bond premium- Tax-exempt obligations (AMT, noncovered lots) 0.00 Fees & Expenses- Severance tax 0.00
Market discount (noncovered lots) 0.00 Fees & Expenses- Organizational expense 0.00
Fees & Expenses- Miscellaneous fees 0.00
STATE TAX WITHHELD Fees & Expenses- Tax-exempt investment expense 0.00
Use the details of the State Tax Withholding page(s) to determine the appropriate amounts for Foreign Exchange Gains & Losses- Foreign currency gain/loss 0.00
your income tax return(s). The amounts shown in this section are for your reference.
1099-DIV total withheld 0.00
1099-INT total withheld 0.00
1099-OID total withheld 0.00
1099-MISC total withheld 0.00
1099-B total withheld 0.00
Page 3 of 6

Robinhood Markets Inc. as agent for Account 882229982C


Robinhood Crypto LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 02/12/2024
Sales transactions are organized into sections according to term (long, short or undetermined) and covered status (covered or noncovered). For tax lots whose term is undetermined, use your historical
documents to establish the cost basis and date of purchase. The Box 12, Check if basis reported to IRS checkmark, is reflected as being checked in the title of the covered securities pages of Forms
1099-B, short-term and long-term. The title pages of the noncovered securities pages for Forms 1099-B reflect that Box 12 is not being checked, as these securities are not being reported to the IRS.

Several columns include both an amount and a qualifying notation to its right. Where proceeds are the result of an option exercise or assignment, there is indication of whether the amount is N (net of
option premium) or G (Gross). Accrued market discount and wash sale loss disallowed appear in the same column, identified by the letters D or W, respectively. Where you are not permitted to
recognize a loss, an indication of X (change in control or capital structure) or Z (other corporate action) is used. The change in control condition is reported to the IRS for covered lots. Neither the
disallowance of loss due to a corporate action nor the amount of gain or loss is reported to the IRS in any instance.

Some tax lots may have notations in the column of Additional Information because they require special treatment on your tax returns. Sales of securities such as Contingent Payment Debt Instruments
(CPDI) are marked as “Ordinary” because gains and losses on these instruments generally do not qualify as short- or long-term capital transactions. Similarly, lots noted as “3 - [X] Collectible” are
handled distinctly under the tax code. These conditions are reported to the IRS. You may wish to consult with your tax advisor, the IRS or your state tax authority regarding the proper treatment for
these scenarios. With further regard to Box 3, there is also a checkmark to indicate the proceeds of sale are from a Qualified Opportunity Zone Fund investment - a QOF. If the proceeds are from a QOF
the Additional Information column will reflect the following - “3 - [X] Proceeds from QOF.” The tax treatment for QOF investments can be complex and you may wish to consult your tax advisor about
such sales.

Closing of written options is presented in a distinct manner in accordance with IRS regulations. For these transactions the Cost or other basis (column 1e) is always presented as $0.00 and the
Proceeds (column 1d) is the net of the amount received when the option was written and the cost to close the position.

FATCA filing requirement [ ]

SHORT TERM TRANSACTIONS FOR NONCOVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Line 5)
Report on Form 8949, Part I with Box B checked. Basis is NOT provided to the IRS. (Line 12)
“Date acquired,” “Cost or other basis,” "Accrued market discount," "Wash sale loss disallowed" and “Gain or loss (-)” are NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported Date Cost or Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
Avalanche / CUSIP: AVAXUSD / Symbol:
11/12/23 140.000 2,471.42 Various 2,645.61 ... -174.19 Total of 3 transactions
11/18/23 40.000 878.88 11/18/23 872.10 ... 6.78 Sale 25
11/21/23 40.000 842.01 11/21/23 835.31 ... 6.70 Sale 25
11/22/23 45.000 899.57 11/21/23 899.94 ... -0.37 Sale 25
11/30/23 30.000 637.26 Various 629.31 ... 7.95 Total of 2 transactions
Security total: 5,729.14 5,882.27 ... -153.13
Compound / CUSIP: COMPUSD / Symbol:
01/27/23 12.5684 741.95 Various 689.76 ... 52.19 Total of 4 transactions
04/26/23 20.000 825.58 04/19/23 852.84 ... -27.26 Sale 25
Security total: 1,567.53 1,542.60 ... 24.93

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 4 of 6

Robinhood Markets Inc. as agent for Account 882229982C


Robinhood Crypto LLC Proceeds from Broker and Barter Exchange Transactions
2023 1099-B* OMB No. 1545-0715 (continued) 02/12/2024

SHORT TERM TRANSACTIONS FOR NONCOVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Line 5)
Report on Form 8949, Part I with Box B checked. Basis is NOT provided to the IRS. (Line 12)
“Date acquired,” “Cost or other basis,” "Accrued market discount," "Wash sale loss disallowed" and “Gain or loss (-)” are NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported Date Cost or Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
Chainlink / CUSIP: LINKUSD / Symbol:
11/27/23 30.000 444.23 11/26/23 443.42 ... 0.81 Sale 25
11/28/23 30.000 414.26 11/28/23 424.54 ... -10.28 Sale 25
Security total: 858.49 867.96 ... -9.47
Totals : 8,155.16 8,292.83 -137.67

LONG TERM TRANSACTIONS FOR NONCOVERED TAX LOTS [Ordinary gains or losses are identified in the Additional information column] (Line 5)
Report on Form 8949, Part II with Box E checked. Basis is NOT provided to the IRS. (Line 12)
“Date acquired,” “Cost or other basis,” "Accrued market discount," "Wash sale loss disallowed" and “Gain or loss (-)” are NOT reported to the IRS.
1a- Description of property/CUSIP/Symbol
1c- Date 1d- Proceeds & Accrued mkt disc (D) & Gain or loss(-) &
sold or 6- Reported Date Cost or Wash sale loss 7- Loss not allowed (X)
disposed Quantity (G)ross or (N)et acquired other basis disallowed (W) also not reported (Z) Additional information
Solana / CUSIP: SOLUSD / Symbol:
06/28/23 36.62626 586.38 Various 4,000.06 ... -3,413.68 Total of 3 transactions
Totals : 586.38 4,000.06 -3,413.68

* This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanction may be imposed on you if
this income is taxable and the IRS determines that it has not been reported. Remember, taxpayers are ultimately responsible for the accuracy of their tax return(s).
Page 5 of 6

Robinhood Markets Inc. as agent for


Robinhood Crypto LLC
2023 End Notes for Account 882229982C

25 Tax lot closed on a first in first out basis.


Page 6 of 6
Instructions for Recipient
Common Instructions for Recipient Line 1f. Shows the amount of accrued market discount. For details on market discount,
Recipient's taxpayer identification number (TIN). For your protection, this form may see the Schedule D (Form 1040) instructions, the Instructions for Form 8949, and Pub.
show only the last four digits of your TIN (social security number (SSN), individual 550. If box 5 is checked, box 1f may be blank.
taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or Line 1g. Shows the amount of nondeductible loss in a wash sale transaction. For
employer identification number (EIN)). However, the issuer has reported your complete details on wash sales, see the Schedule D (Form 1040) instructions, the Instructions for
TIN to the IRS. Form 8949, and Pub. 550. If box 5 is checked, box 1g may be blank.
Account number. May show an account or other unique number the payer assigned to Line 2. The short-term and long-term boxes pertain to short-term gain or loss and
distinguish your account. long-term gain or loss. If the “Ordinary” box is checked, your security may be subject to
Backup Withholding. Shows backup withholding. Generally, a payer must backup special rules. For example, gain on a contingent payment debt instrument subject to the
withhold if you did not furnish your taxpayer identification number. See Form W-9 and noncontingent bond method is generally treated as ordinary interest income rather than
Pub. 505 for more information. Report this amount on your income tax return as tax as capital gain. See the Instructions for Form 8949, Pub. 550, or Pub. 1212 for more
withheld. details on whether there are any special rules or adjustments that might apply to your
Nominees. If this 1099 form includes amounts belonging to another person, you are security. If box 5 is checked, box 2 may be blank.
considered a nominee recipient. You must file as the “payer” the respective Form 1099 Line 3. If checked, proceeds are from a transaction involving collectibles or from a
(DIV, INT, or OID) Copy A (with a Form 1096) to the IRS for each of the other owners Qualified Opportunity Fund (QOF).
as recipient(s) to show their allocable share of the income and you must furnish the Line 4. Shows backup withholding. Generally, a payer must backup withhold if you did
respective Copy B Form(s) and amounts to each owner. A spouse is not required to file not furnish your TIN to the payer. See Form W-9 for information on backup withholding.
a nominee return to show amounts owned by the other spouse. See the General Include this amount on your income tax return as tax withheld.
Instructions for Certain Information Returns. Line 5. If checked, the securities sold were noncovered securities and boxes 1b, 1e, 1f,
FATCA filing requirement. If the FATCA filing requirement box is checked, the payer 1g, and 2 may be blank. Generally, a noncovered security means: stock purchased
is reporting on Form 1099 to satisfy its chapter 4 account reporting requirement. You before 2011, stock in most mutual funds purchased before 2012, stock purchased in or
also may have a filing requirement. See the Instructions for Form 8938. transferred to a dividend reinvestment plan before 2012, debt acquired before 2014,
options granted or acquired before 2014, and securities futures contracts entered into
Keep tax documents for your records. before 2014.
Line 6. If the exercise of a noncompensatory option resulted in a sale of a security, a
1099-B Instructions for Recipient checked “net proceeds” box indicates whether the amount in box 1d was adjusted for
Brokers and barter exchanges must report proceeds from (and in some cases, basis option premium.
for) transactions to you and the IRS on Form 1099-B. Reporting is also required when Line 7. If checked, you cannot take a loss on your tax return based on gross proceeds
your broker knows or has reason to know that a corporation in which you own stock has from a reportable change in control or capital structure reported in box 1d. See the Form
had a reportable change in control or capital structure. You may be required to 8949 and Schedule D (Form 1040) instructions. The broker should advise you of any
recognize gain from the receipt of cash, stock, or other property that was exchanged for losses on a separate statement.
the corporation’s stock. If your broker reported this type of transaction to you, the Line 12. If checked, the basis in box 1e has been reported to the IRS and either the
corporation is identified in box 1a. short-term or the long-term gain or loss box in box 2 will be checked. If box 12 is
CUSIP number. Shows the CUSIP (Committee on Uniform Security Identification checked on Form(s) 1099-B and NO adjustment is required, see the instructions for
Procedures) number or other applicable identifying number. your Schedule D (Form 1040) as you may be able to report your transaction directly on
Applicable checkbox on Form 8949. Indicates where to report this transaction on Schedule D (Form 1040). If the “Ordinary” box in box 2 is checked, an adjustment may
Form 8949 and Schedule D (Form 1040), and which checkbox is applicable. See the be required.
instructions for your Schedule D (Form 1040) and/or Form 8949. Line 13. Shows the cash you received, the fair market value of any property or services
Line 1a. Shows a brief description of the item or service for which amounts are being you received, and the fair market value of any trade credits or scrip credited to your
reported. For regulated futures contracts and forward contracts, “RFC” or other account by a barter exchange. See Pub. 525.
appropriate description may be shown. For Section 1256 option contracts, “Section Lines 14-16. Show state(s)/local income tax information.
1256 option” or other appropriate description may be shown. For a corporation that had Future developments. For the latest information about any developments related to
a reportable change in control or capital structure, this box may show the class of stock Form 1099-B and its instructions, such as legislation enacted after they were published,
as C (common), P (preferred), or O (other). go to www.irs.gov/Form1099B.
Line 1b. This box may be blank if box 5 is checked or if the securities sold were Free File. Go to www.irs.gov/FreeFile to see if you qualify for no-cost online federal tax
acquired on a variety of dates. For short sales, the date shown is the date you acquired preparation, e-filing, and direct deposit or payment options.
the security delivered to close the short sale.
Line 1c. Shows the trade date of the sale or exchange. For short sales, the date shown
is the date the security was delivered to close the short sale. For aggregate reporting in
boxes 8 through 11, no entry will be present.
Line 1d. Shows the cash proceeds, reduced by any commissions or transfer taxes
related to the sale, for transactions involving stocks, debt, commodities, forward
contracts, non-Section 1256 option contracts, or securities futures contracts. May show
the proceeds from the disposition of your interest(s) in a widely held fixed investment
trust. May also show the aggregate amount of cash and the fair market value of any
stock or other property received in a reportable change in control or capital structure
arising from the corporate transfer of property to a foreign corporation. Losses on
forward contracts or nonSection 1256 option contracts are shown in parentheses. This
box does not include proceeds from regulated futures contracts or Section 1256 option
contracts. Report this amount on Form 8949 or on Schedule D (Form 1040) (whichever
is applicable) as explained in the Instructions for Schedule D (Form 1040).
Line 1e. Shows the cost or other basis of securities sold. If the securities were acquired
through the exercise of a noncompensatory option granted or acquired on or after
January 1, 2014, the basis has been adjusted to reflect your option premium. If the
securities were acquired through the exercise of a noncompensatory option granted or
acquired before January 1, 2014, your broker is permitted, but not required, to adjust
the basis to reflect your option premium. If the securities were acquired through the
exercise of a compensatory option, the basis has not been adjusted to include any
amount related to the option that was reported to you on a Form W-2. If box 5 is
checked, box 1e may be blank. See the Instructions for Form 8949, the Instructions for
Schedule D (Form 1040 or), or Pub. 550 for details.

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