Forms of Government
Forms of Government
GOVERNMENT
The existence of governments is a fact which is universally true to all societies of man.
This means that whenever there is a society there exists at least one form of
governance (be it primitive or modern).
Governments exist for it is better equipped to administer for the public welfare than any
private individual or groups of individuals.
Primary governments
Most Scholars believed that it was Aristotle who first systemized the study of
governments (which the term “constitution” was used to refer to “forms of governance”.
For this reason, the government he used in his comparative study is considered the
primary forms of governments:
RIGHT PERVERTED
RULER/ CONSTITUTIONS CONSTITUTIONS
INTEREST OF Interest of the subjects Selfish Interest of the
RULING are prioritized; Ruling is Ruler is prioritized; ruling
based on virtues to rule is based on wealth; and
sheer number
Note: Other scholars classified democracy as under right constitutions and its counterpart under the
perverted constitutions is mobocracy or rule of the mob.
Ruled by one:
Because of complexities of governance, the ruler; that is the King, thought it best to part
some of his powers; hence the limited monarchy which is similar to what we have as a
parliamentary system of government. The king becomes the head of the state and the
Prime minister in the case of England becomes the head of the government.
When Kings rule for people and their interest, it could be classified as a good
government ( monarchy ). If he rules for his own interest, it becomes a perverted or bad
government ( tyranny ).
Rule by few:
These “few” are the best or the most noble in the state. They are the chosen few to rule
the state. If they rule for the interest of the people, they are under a good government. If
not, as when they form dynasties and empires for their families to satisfy their interest,
such is classified as a bad form of government.
These rulers are called, “aristocrats”. From the word, aristo, which
means best and kratia or kratos which means rule. Combining these etymologies,
aristocracy means the best rule.
Rule by Many:
The best form of Government according to Aristotle is the Polity, or the rule of the
middle class, because: “Where the middle class is large there is least likely to be
factions and dissensions”. The idea behind this is largely based on his
Nichomachean Ethics: The mean of both extremes is good: “Many things are best in the
mean.”
Let us be careful though in considering democracy as under the bad form of
government. To our common knowledge, democracy is indeed a good form ( that
makes some states choose to have such ). Demos means people and kratia or kratos
means rule. It means rule of the people. It becomes however, a bad government when
people are being fooled by the many. Thus, it become a rule of the mob.
For example, during campaign periods, politicians would be giving promises to people.
People easily believe on them and they now would give them their votes. After
elections, they would realize that things are not being realized. Hence, they become
here mobs. Politicians on the other hand, are being controlled by people, hence at times
become mob, for they listen, follow and give what the people demand from them in
exchange of the votes they need.
For our purpose, let us consider some other important ideas of Aristotle about politics
and governance.
According to Aristotle, he who has the power to take part in the deliberative or judicial
administration of any State is the citizen of that State; Citizens differ under each form of
Constitution (Note: Constitution here is different from our modern idea of Constitution as
the fundamental law of the land, for the Greeks Constitution simply means the form of
government or simply the government)
However, the common business of all citizens is the salvation and preservation of the
commonwealth.
There is a distinction between good man and good citizen, good man is he who posses
the moral virtue, committed to the eternal and unchanging ideals of good and justice,
while the good citizen is he who posses civil virtues, who respects and obeys the law.
Hence, a good man is not necessarily a good citizen and vice versa: the good man
could be a bad citizen since he may resist to obey the law of the ruler which
he may perceive as contrary to good and justice, like wise, the good citizen may
become a bad man if he obeys the law that is contrary to moral good.
Note therefore that for Aristotle, the virtue of the good man and the good citizen may
coincide only if the ruler is good and a wise man.
Hereditary Government
Monarchy is a government which the supreme and final authority is in the hands of a
single person without regards to the source of his election or the nature and duration of
his tenure. There are two (2) general classification of Monarchy:
Absolute monarchy – one in which the rulers rules by divine right. The State is
identical with the ruling individual whose word is law. Thus, the ruler is the law and
above the law.
Limited Monarchy – one in which the ruler rules in accordance with a Constitution.
Thus, the powers of the ruler are provided by a constitution and are limited by a
constitution.(e.g. the present queen of Great Britain)
Representative Government
1) Direct or Pure Democracy – one in which the will of the state is formulated or
Expressed directly and immediately through the people in a primary assembly.
This classification of Democracy could be exemplified when one considers the
Athenian experience of Democracy. Athenians assemble in public places
whenever issues arise and call for their “informed” decisions. (e.g. declaration of
wars, establishment of an economic relations with other city-states, etc.) In his
book “The Apology”, Plato described how the Athenians assembled and decided
the fate of Socrates.
Law-making
People process
At this point, we have to digress a little bit further to take into account the notion of
Checks and balances. We can appreciate better the study of the different branches of
government if we consider or focus our attention on the Presidential Form of
Government. Here, the three branches are clearly divided and their respective powers
are clearly separated.
THE GOVERNMENT
The notion that centralized power is dangerous, thus power must be distributed and
checked, reached maturity in the eighteenth century, and its first full-scale application
was to be found in the Constitutional Convention in Philadelphia in 1787. There,
delegates to the Federal Convention continuously cited “the celebrated Montesquieu,”
John Locke, Thomas Hobbes and other support of the
idea that political power, in order to be safe, had to be divided. The legislature needs to
have a check on the executive, the executive on the legislature, and so
on. Many of Johns Locke ideas were adopted and can be found in The Federalist
(especially no.47), among other places, and expressed the philosophy that the
executive force had to be kept separate from the legislative force. For example, the
president can veto work of the Congress, and Congress can refuse to pass the
legislative request of the president, but neither can force the other to do anything.
Presidentialism has been a popular choice amongst many new democracies in the last
decade, especially in Asia, Eastern Europe and Latin America (Mahler, 1995; Lawson,
1992). While the influence of the United States, the world's best known presidential
system, is probably partly responsible for this trend, recent experience has also
highlighted a number of advantages of presidentialism:
Chile's 1973 military coup can be traced back to the system that placed an
unpopular president in a position of considerable long-term power. In short, the
presidential system has contributed to the mergence of militaristic and
undemocratic system.
According to Alfred Stepan and Cindy Skatch (1993), “A pure parliamentary system or
regime” in a democracy is a system of mutual dependence: the chief executive power
must be supported by a majority in the legislature and can fall if it receives a vote of no
confidence, and the executive power (normally in conjunction with the head of state)
has the capacity to dissolve the legislature and call for elections.
What follows are its advantages in terms of the general context of government
accountability.
A parliamentary system has the ability to facilitate the inclusion of all groups
within the legislature and the executive. Because cabinets in parliamentary
systems are usually drawn from members of the elected legislature,
parliamentary government enables the inclusion of all political elements
represented in the legislature (including minorities) in the executive. Cabinets
comprising a coalition of several different parties are a typical feature of many
well-established parliamentary democracies. In societies deeply divided by ethnic
or other cleavages, this principle of inclusion can be vital (Lijphart, 1992).
However, the parliamentary system is not all together free from any disadvantages.
ones, as responsibility for decisions is taken by the collective cabinet rather than
a single figure (hence, it is difficult to pin point who’s accountable). This is
especially problematic when diverse coalitions form
the executive, as it can be difficult for electors to establish who is responsible for
a particular decision and make a retrospective judgement as to the performance
of the government (Healey and Tordoff, 1995; Hyden, 1992).
PRESIDENTIAL PARLIAMENTARY
The third executive type is sometimes called "semi-presidentialism". Under this model, a
parliamentary system and a prime minister with some executive powers is combined
with a president, who also has executive powers. The ministry is drawn from and
subject to the confidence of the legislature. This is a relatively unusual model - found
today in France, Portugal, Finland, Sri Lanka and one or two other countries - but
nonetheless is sometimes advocated as a desirable executive formulation for fragile
democracies (Mahler, 1995; Lawson, 1992; Healey and Tordoff, 1995; Hyden, 1992).
The primary advantages of this system lie on its appeal and ability to combine
advantages of presidentialism and parliamentarism: the benefits of a directly
elected president with a prime minister who must command an absolute majority
in the legislature. A move to semi-presidentialism has been recommended as a
good "half way house" for some countries that want to combine the benefits of
both presidential and parliamentary systems. The semi-presidential system
also satisfies the so-called “mutual consensus requirement”. Proponents of
semi-presidentialism focus on the capacity of semi-presidentialism to increase
the accountability and "identifiability" of the executive, while also building in a
system of mutual checks and balances and the need for consensus between the
two executive wings of government. This mutual consensus requirement can be
particularly important for divided societies, as it requires a president to come to
an agreement with the legislature on important issues, and thus to be a force for
the "middle ground" rather than the extremes.
There is, and there remains, the propensity for deadlock between and within
the executive arms of government. Because a government's powers are
effectively divided between the prime minister and the president - for example,
foreign affairs powers being the preserve of the president while the prime
minister and the cabinet decides domestic policy - a structural tension exists
within the government as a whole. This can lead to deadlock and immobilism,
particularly if, as occurs relatively often, the prime minister and the president
come from opposing political parties. Closely related to this problem is the
observation that the benefits of compromise and moderation can degenerate into
a stand-off (Mahler, 1995). This is especially the case when the division of
responsibility between the two offices is not always clear (e.g., foreign policy in
the French system), and where the timing and sequencing of elections between
the houses differs (Ibid.).
STRUCTURES OF GOVERNMENT
This form of government is based on the extent of powers exercised by the central or
national Government:
(1.) Unitary Government – one in which the control of national and local affairs is
exercised by the central or national government. Examples: Philippines, France,
Japan, etc.
Lower levels of
government
The lower levels of government could be best understood by discussing the concept of
decentralization.
The lower levels of government could be classified into three. These are the forms of
decentralization.
a. Deconcentration
This happens when the central or the national government shifts some
of its workload to its field organizations. It then delegates some of its
b. Devolution
c. Debureaucratization
This happens when the central or national government delegates or
transfers some of its powers, functions and responsibilities to non-government
organizations ( NGO’s ), private organizations or entities or individuals. The
beneficiaries then of the powers, functions and responsibilities of the central or
national government are NGO’s, PO’s or private entities.
Lastly, it would lead to one point: that is, through decentralization, services are made
closer and timely available to the people.
(2.) Federal Government – one in which the power of government are divided between
two sets of organs, one for national affairs, and the other for State affairs. Each
organ being supreme within its own sphere. In the case of the United States of
America, individual states (e.g. Chicago, Los Angeles, etc.) has the right to make
their own local laws (e.g. taxation, etc.) but they cannot possibly conclude treaties
with other foreign states, declare war against other foreign states or recognize
other states. These functions are the functions of the federal government.
Examples: Germany, United States of America, Malaysia, etc.
In the US, the State police (LADP, N.Y.P.D, etc.) has no jurisdiction over crimes
which are federal or interstate in nature, in cases like these the Federal Bureau of
Investigation will have the jurisdiction.
Federal Structure
Unitary
Structure
National Gov’t: 10%
National/
central Upper level/
government Sovereign state
It could be noted from here that there is the interjection of one level which is quasi-
sovereign, which are still under the central or national government. The central or
national government here is more concerned on international affairs, as the quasi-
sovereign states are concerned with their local affairs. In other words, the quasi-
sovereign states in a federal system act as the national or central government in a
unitary system of government as it concentrates in its own local affairs.
The States
Most other government functions and services that impact directly on the lives
of the people shall be the main responsibility of States or regional
governments and their local governments. These include
1. Peace and justice;
2. Agriculture and fisheries;
3. Energy, environment & natural resources;
4. Trade, industry and tourism;
5. Labor and employment;
6. Public works, transportation and communication;
7. Health and Basic education,
8. Science and technology;
9. Culture (language, culture and the arts);
10. Social welfare and development; and
11. Public safety and police.
1. A federal republic will bring about peace and unity in ethnic, religious and cultural
diversity. This is especially true in Mindanao where for generations, the Christian
settlers have not found just and lasting peace with Muslim residents. The
traditional policy of assimilation and subordination has failed. On the other hand,
responsive federalism will lead to accommodation within the Republic and
discourage secessionism.
2. Federalism will empower state and local leaders and citizens throughout the
country. With policies, programs, and decisions made outside the national
capital, local leaders will assume greater responsibility for leadership and service
delivery. People will be more involved and will
3. Federalism will hasten the country’s development. Since planning and policy
decision making will be given to the States, there will be less bureaucratic
obstacles to the implementation of economic programs and projects. There will
also be inter-state and regional competition in attracting domestic and foreign
investments and industries. Resources will be better distributed among the
provinces/regions since government revenues will be devolved. States will have
more funds for infrastructure and other economic projects. Federal grants and
equalization funding from the federal government and the more prosperous
states will help support the less endowed and developed regions, and the poor
and the needy across the land. This will result in more equitable development.
4. Federalism will enhance democracy. The citizens will have more opportunities to
participate in state affairs beyond voting.
ON TOTALITARIAN AND DICTATORIAL FORM OF GOVERNMENT
For our purposes, totalitarian form of government refers to a political system in which
the government absolutely dominates every aspect of the lives of its people.
(1.) An elaborate ideology that covers each and every phase of an individual’s life.
(2.) A single party (political party) that typically led by an individual.
(3.) Widespread system of terror against external and internal enemy of the
regime.
(4.) Total control of the Mass Communication.
(5.) Monopoly over the weaponry and the Armed Forces.
(6.) Control over the direction of the entire Economy.