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NEURASTHENIA REVISITED:
ITS PLACE IN MODERN PSYCHIATRY
INTRODUCTION
thenia played in the minds of Japanese physicians and psychiatrists at the time. I
vividly remember a case of a man in his late forties whom I diagnosed as
suffering from general paresis based on the presenting symptoms of advanced
dementia characterized by cognitive and memory impairment, pupillary
anomaly, dysarthria, and the history of syphilis in youth. Our instructor,
although agreeing with the clinical diagnosis which was confirmed later by
cerebrospinal fluid (CSF) findings, raised the question of why this patient had
not been diagnosed earlier, and quickly pointed out that the patient had a period
of "neurasthenic condition" about two years previously. He stressed, "If the
patient had been seen by someone who had the knowledge that neurasthenia
syndrome often appears as a prodromal or early sign of general paresis, this
patient could have been treated early with a much better prognosis for
recovery."
Under the tutorship of such supervisors we, students and trainees in
psychiatry in Tokyo University, all looked hard for such cardinal signs of
neurasthenia as fatiguability, irritability or sensitivity in diagnosing any and all
patients. It may be mentioned that a very large portion of the patients seeking
psychiatric treatment at the Tokyo University Hospital - whether the patient
suffered major functional psychoses, or organic brain syndrome, minor mental
disorders or substance abuse - had expressed or shown "neurasthenic syndrome"
at one point in their illness, and thus the attention given to this disease condition
by the staff was understandably widespread and intense.
The emergence of the concept shinkeishitsu and a specific treatment modality
called Morita therapy advocated by Shoma Morita, introduced a new perspective
on neurasthenia (Shinkeisuijaku) in Japan (Morita 1921, 1928). In Morita's
view, a large number of neurasthenia patients should be called shinkeishitsu,
meaning nervousness or nervous disposition, because their "'neurasthenic
condition" is basically a psychological reaction developed in a certain type of
personality characterized by hypersensitivity, introversion, self-consciousness,
perfectionism and hypoehondriacal disposition. Patients with such character
features tend to show anxiety about even slightly abnormal changes in their
daily physical and mental functioning, e.g. slight changes in heart beat, heavy
headedness, or any loss of memory or power of concentration. The anxiety over
such perceived changes of function leads to elevated sensitivity which, in turn,
causes more anxiety. This vicious circle between sensitivity and anxiety, which
Morita termed psychic interaction, escalates to form a condition of morbid fear
with which the patient is "caught" or preoccupied.
Morita therapy is a specific treatment aimed at breaking up this vicious circle
of sensitivity and anxiety, by helping the patient to accept the anxiety as it is
and, thus, avoid being caught or preoccupied with the morbid conditions (Morita
1974, Suzuki and Suzuki 1976, Reynolds 1976). It consists of two major phases
in a hospital setting.2
NEURASTHENIAREVISITED 109
In the fast phase, the patient is instructed to lie in bed without engaging in
any activities or contact with the outside world, such as talking, reading,
watching television or listening to radio. Devoid of all possible distractions the
patient is advised not to fight against feelings that come into his/her mind but to
face them. The patient usually becomes very anxious on the third or fourth day,
but on the fifth usually comes to terms with the anxiety and begins to have a
clue about accepting it as it is.
The second phase is the work therapy, in which patients are instructed to do
what they have to do despite feeling anxious. Neurotic patients tend to avoid
doing necessary things and indulge in their preoccupations. Such patients are
encouraged to find something to do which is appropriate and relevant to a
particular situation, e.g. cleaning the house, tending the garden, working as a
receptionist or kitchen helper, etc. Through this experience of being fully
attentive to what they are doing in the present, they learn that they can do what
they have to do, despite the fact that they still feel anxious and have symptoms.
In this phase of therapy, contacts and communication between the therapist
and the patient take place through the therapist's reading of and commenting
upon the patient's daily diary and the actual daily life situations the patient faces
while engaged in work therapy activities. The length of stay in hospital usually
lasts from forty days to ninety days, with the majority of patients showing most
favourable results even after three years according to a follow-up study by
Suzuki and Suzuki (1981).
Transformation of neurasthenia in Japanese psychiatry has continued
following Morita. There appeared to have developed a general consensus about
the concept of neurasthenia and its place in Japanese psychiatry in the early
40's. The treatise on this concept contained in Miyake's Textbook of Psychiatry
(1932) is representative of that consensus. A general summary of Miyake's
views on the various types of neurasthenia follows:
War experiences in Japan in the late i930's and 1940's exerted extreme
stresses on both military and civilian populations in all aspects of their lives. The
enormous increase of war neuroses among soldiers, including "shell shock" in
the battle fields far away from home country, and neuroses and neurasthenia
among civilians, especially among drafted factory workers, came as a shock to
the Japanese in all walks of life.
In one of the major studies of psychoneuroses among the Japanese armed
forces in South East Asia, all types of acute or chronic war neuroses as reported
in the Western literature were recognized, and the frequency (or prevalence) was
estimated to be high, although no exact figure or prevalence rates were given
(Uchimura and Akimoto 1944). The rest cure, a traditional treatment of
neurasthenia, did not bring about its expected results, and the importance of
genuine neurasthenia compared to other forms of psychoneurosis began to
diminish. These and other observations on psychoneurosis among military
personnel aroused the interest of civilian psychiatrists and administrators in the
morale of factory workers, the key segment of war-supporting civilian man-
power, as measured by the presence of neurasthenia and psychoneuroses among
them.
Thus began a surge of interest among Japanese psychiatrists in the hitherto
neglected field of psyehoneuroscs. This represented a new era in Japanese
psychiatry in which major attention was paid to psychogenic factors in mental
disorders. Attention was also increasingly paid to American and British
NEURASTHENIA REVISITED 111
psychiatric literature: this represented, for Japanese psychiatry, a break from the
tradition of biological or neurological psychiatry of the German school. The
American domination of the post-war era in all spheres of Japanese day-to-day
life surely contributed to the Anglo-American influence in Iapanese psychiatry
as well.
In 1979 1 returned to Japan after an absence of a little more than 30 years and
spent one year as visiting professor of psychiatry at Tokyo University. ! made
three major observations on neurasthenia:
(a) The physician represents an almighty father figure who is entrusted with
the power and responsibility to cure and help his patient. He controls the
112 TSUNG-YI LIN
The inlroduction of the concept neurasthenia to China in the 1920's and 30's,
coincided with a period of tremendous social upheaval:
Movement etc.;
d. the Iapanese invasion of Manchuria and the ensuing military conquest of
other regions of China with overt political and economic ambition to
subjugate the whole of China and Southeast Asia;
e. the Civil War between the Kuomintang (the Nationalists) and Chinese
Communist Party for many years which ended in 1949 with the Chinese
Communist Party forming the one-party Revolutionary Government of the
People's Republic of China on the mainland while the Kuomintang fled to
Taiwan.
this volume.
Taiwan inherited the Japanese tradition as the foundation for developing its
psychiatry during the Japanese occupation, and continuing after World War II
through my return to my homeland as the only Taiwanese psychiatrist trained in
Japan (Lin 1953, 1961). As far as neurasthenia is concerned, it was still regarded
as a clinical entity applicable to a fair number of patients who exhibit the typical
symptom complexes identified by Beard. In addition, neurasthenia was also
considered a syndrome, called either a reactive neurasthenia or pseudoneuras-
thenia, which manifests in a number of functional or organic psychiatric
conditions at different states of various diseases. Shinkeishitsu came up sporadi-
cally from 1946 to 1950 as a diagnosis given to certain patients of
"constitutional neurasthenia" with the triad of obsessive and introverted
personality traits and socio-phobic symptoms, taijin Kyofu [anthropophobia] or
sekimen Kyofu [erythrophobia]. It must be added that the number of such
patients was extremely small compared to Japan, probably not more than five
cases a year among the more than two thousand psychiatric patients seen at the
National Taiwan University Hospital. It gradually became clear that most of
these patients could be classified as phobic or anxiety neuroses or even as
paranoid personality disorders in a few cases, in contrast to Japan where large
numbers of shinkeishitsu patients manifest a consistent clinical picture. It is
quite possible that shinkeishitsu should be recognized as a culture bound
syndrome (Kasahara 1970, Uchinuma 1983).
My own increasing contact with Western psychiatry and my two years of
clinical experience in Boston (1950--52) with attendant extensive exposure to
American psychiatry and behavioral sciences, gave substantial stimuli to new
directions in both theoretical and clinical work in Taiwan. The result was a
broadening of the foundation and scope of perspectives in Taiwanese psychiatry.
Prominent among the changes in the nomenclature and taxonomy was the
decline of the usage of neurasthenia, a result of American influence, discussed
below.
The decline of interest in neurasthenia on the part of Western-trained doctors
in Taiwan contrasted sharply with a rapid rise of its popnl~rity among the
traditional Chinese doctors and the lay public. Newspaper advertisements with
stories of miraculous cures of neurasthenia by a certain traditional remedy, a
specific herb or a combination of herbs were quite common. Further, ads for
neurasthenic remedies or herbs began to clutter the billboards of many busy
streets in the old section of Taipei city. Many Western-trained doctoa's shook
their heads in disbelief at the sight of such a neurasthenia boom. The popularity
NEURASTHENIAREVISITED 117
(a) In 1950 when I made my first visit to the U.S., I was perplexed at the
infrequent use of the term neurasthenia either as a syndrome or a diagnostic
entity. Soon it became increasingly clear to me that the prevailing school of
psychiatric thought of the time, dynamic psychiatry, played an important role in
causing this change (Ellenberger 1970). As early as 1894, Freud advocated the
separation from neurasthenia of a particular syndrome called the anxiety
neurosis. He considered "morbid anxiety" with "anxious expectation" or free
floating anxiety and anxiety attacks as its nuclear symptoms. Freud went further
to speculate that the psychosexual process of anxiety neurosis was distinguish-
able from neurasthenia (1895). It was presumed that anxiety neurosis had
gradually usurped a greater role in the family of neurotic disorders, relative to
neurasthenia, especially because anxiety is common or ubiquitous in most
psychiatric syndromes. Many cases which would have been diagnosed as
neurasthenia by me or my Asian colleagues then, were labelled as anxiety states
or anxiety neuroses by our American colleagues. I found myself often perplexed
and overwhelmed by the arguments of my articulate American colleagues,
NEURASTHENIA REVISITED 119
The Diagnostic and Statistical Manual of Mental Disorders, First Edition (DSM-
I), published in 1952 (APA 1952), gives no formal recognition to neurasthenia.
In its place, under the title of "psychophysiologic nervous system reaction," a
footnote is attached to indicate what is to be done to place those cases diagnosed
as neurasthenia: "009-580 Psychophysiologic nervous system reaction." This
category includes psychophysiologic asthenic reaction, in which general fatigue
is the predominating complaint. There may be associated visceral complaints.
The term includes many cases formerly called "neurasthenia." In some in-
stances, an asthenic reaction may represent a conversion: if so, it will be so
classified, with asthenia as a manifestation. In other instances, it may be a
manifestation of anxiety reaction and should be recorded as such.
Being strongly influenced by American psychiatry, I did not then fred this
handling of neurasthenia unreasonable. The only observation I made was that
the language or diagnostic terms used in DSM-I were largely Meyerian, i.e. of
the psychobiological school. The question raised then is why both dynamic
psychiatry and psychobiology in the U.S. in the first half of the 20th century
paid attention to anxiety as a dominant factor in psychopathology, especially in
neurotic disorders? I, for one, am without a clear answer.
(c) The impact of DSM-III (APA 1979) and later DSM-III-R (APA 1987) on
clinicians and researchers in American psychiatry has been positive and far
reaching, even extending beyond the borders of the U.S. The ripples DSM-III
caused in China with respect to the diagnosis of neurasthenia are worth atten-
tion.
The fact that neurasthenia is given no place in the DSM-III and DSM-HI-R
has created considerable response, mostly negative, from among Chinese
psychiatrists. For example, Young Derson of the Hunan Medical College, called
it a "flip-flop" of American psychiatry and said, "One cannot help feeling that
changes of symptoms of diagnosis does not always mean progress of mental
NEURASTHENIA REVISITED 121
science; it sometimes only means going around and around" (Young 1989).
Indeed, neurasthenia was only listed in the subject index at the end of the DSM-
III-R "Neurasthenia p.230 and 232" to refer the reader to Dysthymic Disorders
on those two pages as suggested: one finds that the definition or description of
dysthymic disorder in DSM-III-R has little resemblance to what is known as
neurasthenia to the Chinese psychiatrists. "It is nothing but a subtype of chronic
depressive state, having little to do with neurasthenia," one Chinese colleague
recently ventured his view to me (Hu 1988).
Another important study in this area deserves special mention: Arthur
Kleinman's 1980 study in Hunan of 100 patients diagnosed as suffering
neurasthenia (Kleinman 1982). Using the Schedule of Affective Disorders and
Schizophrenia (SADS) and the diagnostic criteria of DSM-III, both adapted for
use with Chinese patients, he reported 87 percent as suffering from various
forms of clinical depression. This finding, understandably, created a great deal
of interest - and some controversy - among psychiatrists in and out of China.
The Chinese responses can be divided into three categories, based on my
personal discussions with Chinese psychiatrists during successive visits to China
since 1982.
First, outright fury has been expressed by a few diehard conservatives who
dismissed the study as of no scientific value, as "it was done by an American
who doesn't know Chinese medical thoughts and Chinese culture well enough to
make such a study." This kind of response may be regarded as similar to the
common initial reaction frequently encountered in other areas of cross-cultural
psychiatry when a new finding or theory is presented, contrary to a traditional
view or practice. Such reaction usually gives way to more rational, deliberate
reasoning later, as a rule, when full facts or detailed theoretical viewpoints are
revealed.
In Kleinman's case the above criticism hardly applies, as he has spent almost
a qmFter of a century working in Chinese language and culture, and further-
more, his research assistants for the study were all young Chinese psychiatrists.
The strong response of the Chinese psychiatrists may reflect their misreading
of Kleinman's work as implying that Chinese psychiatrists could not diagnose
depression. The resistance of the Chinese psychiatrists may be in part based on
their fear that the prevalent and pernicious stigma attached to depression as a
form of mental illness might interfere with the treatment of those "neurasthenic"
patients if rediagnosed according to DSM-III (Chang Ming-yuan 1989).
A second form of response has been an increased interest in solidifying the
theoretical foundation of and/or consolidating clinical observations on neuras-
thenia while taking a close critical view of the American approach, of DSM-III
in particular, to neurasthenia (Young 1989, Yan 1989).
Third, there has been an increased perception of need for experimental
scientific enquiry into the possible reasons for a discrepancy in diagnostic
122 TSUNG-YI LIN
I. Are there patients in the U.S. or Canada who fit the criteria of neuras-
thenia as specified in ICD-10? If so, how are they being diagnosed and
classified, and on what grounds? How are they being treated? It would
seem most desirable to have a joint diagnostic exercise like the U.S. -
U.K. Diagnostic Exercise (Cooper et al 1972) or a reverse of the IGeinman
study of neurasthenia patients in Hunan by having Chinese psychiatrists
rediagnose American depressives or neurotics. The WHO Diagnostic
Exercise which involved psychiatrists of multiple nations or schools of
psychiatry viewing videotaped interviews of patients or case vignettes to
provide diagnostic labels, and offering responses to a systematic question-
nah-e could also be considered for this purpose (Shepherd et al 1968).
124 TSUNG-YI LIN
Such studies would also help to clarify some of the questions regarding the
boundaries of various forms of neurotic disorders, and would foster
development of internationally compatible criteria for the classification of
neurasthenia and other neurotic and depressive disorders, the so-called
minor mental disorders, with well defined research methodologies. With
the results of such research and the research instruments developed,
epidemiological studies of various populations should be attempted across
the Pacific, U.S. or Canada vs China and Japan.
2. Much has been said about the role played by Pavlovian theory on the
etiological views of neurasthenia in Chinese psychiatry (Li et al 1960,
Young 1989). To my knowledge, however, there has not been convincing
demonstration of this thesis using systematic clinical or experimental
research data. There is an urgent need for our Chinese or Soviet colleagues
to enlighten psychiatrists in other cultures on this very important theoreti-
cal issue.
3. The problem of using neurasthenia as a camouflage diagnosis for
schizophrenia and other psychotic conditions appears to be widespread
and widely known in Asian culture, especially in Japan. Nevertheless,
there exists an extreme paucity of data or reports available for studying its
clinical, sociological or administrative significance. Perhaps the absence
of objective information on this uniquely Japanese phenomenon is in itself
part of the problem. My view, which appears to be in line with
Mun_zkata's (1989), is that this practice is deeply rooted in the Japanese
cultural tradition relative to the concept of mental illness and the family
attitude and social stigma attached to the mentally ill. It is this very
cultmal tradition that appears to constitute the major obstacle to changing
the long-established pattern of hospital-centered mental health service to
one of community centered care. Thus, research into the practice of
camouflage diagnosis - its extent, nature and physosocial effects on the
family and the patient - would greatly facilitate the study of patterns of
mental health service in Japan, and other Asian cultures as well.
4. Indigenization of neurasthenia in Hong Kong and Taiwan offers not only a
splendid case for investigating the concepts of, and approaches to, mental
health among Chinese, but also illustrates the integration of traditional and
Western medicine (Cheung 1989). One should not lose sight of the
important fact that a similar process is taking place on a much larger scale
on the Chinese mainland. To my observations, albeit casual and limited, a
large majority of neurasthenics seek help from traditional medicine
doctors or barefoot (farm or factory) doctors who constitute the backbone
of the primary health care system. Here appea~ to lie a hidden treasure for
research into primary mental health care in China aimed at learning about
the magnitude and kinds of mental health problems, the social-environmen-
NEURASTHENIA REVISITED 125
Finally, I would like to remind readers that the views expressed in the nine
papers of this Special Issue only represent those of each author, and not of any
school of psychiatry, although each of these authors is a nationally recognized
expert on the topic of neurasthenia and (related) psychiatric disorders. It is
hoped that this Special Issue will contribute to further discussions of this area, a
crucial focal point in international psychiatry involving, as the reader will see, a
variety of themes and issues which we, as scholars and students, will have to
elaborate and resolve in the years to come.
Suite1503,805WestBroadway
Vancouver, B.C.
Canada V5ZIKI
NOTES
t For a detailed account which is beyond the scope of this paper the reader is referred to
Drinka (1984) and Sicherman (1977).
2 The following brief outline of Morita therapy is largely based on the paper "The
Concept of Neurasthenia and its Treatment in Japan" by Dr. Tomonori Suzuki (this
issue).
3 There exist numerous and significant legal impediments to the rehabilitation of the
mentally fll in Japan. Those diagnosed as suffering from any form of mental disorder,
especially those hospitalized, face the threat of losing their jobs and disqualification from
eligibility for innumerable jobs as specified by relevant laws (Tahara 1988). These
mental illnesses include schizophrenia, affective disorders, and all forms of psychotic
disorders. The number of jobs deemed ineligible for the mentally ill has been increasing
and now covers a wide range of occupations amounting to over several hundred including
hair dresser, taxi driver, physician and all categories of health profession, p/lot, any
business dealing with chemicals or f'zrearms, police, government employees of all levels,
accountant, lawyer, etc. It appears that only a few non-skilled jobs are available for the
mentally ill. Furthermore, the mentally ill are deprived of certain rights which are
essential for a citizen in modem society, e.g. voting rights, rights to seeking elective
office, to hold a driving licence, etc.
126 TSUNG-YI LIN
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