En Set 235 02
En Set 235 02
ABSTRACT
Synthetic aperture radar (SAR) is an active microwave system typically carried by an aircraft or a satellite
that is able to produce high resolution images of a target area. This paper presents the basic principles of
SAR imaging from a signal processing perspective, starting from an approximation for the received phase
signal, for the sake of simplicity. It then introduces the wavefront image reconstruction algorithm which
takes into consideration the exact phase history of the received signal. Other SAR imaging algorithms and
imaging modes are also addressed.
1.0 INTRODUCTION
Ground surveillance radar is a useful tool for remote sensing. Airborne and spaceborne radar sensors are able
to quickly cover large areas of the ground and to produce high quality radar maps, in all weather, day and
night, see [1], [2].
The so-called strip-map SAR acquisition geometry, illustrated in Figure 1, is the most widely used. This
acquisition geometry provides data along a terrain strip parallel to the flight direction (azimuth or cross-range
direction). The radar travels at constant velocity in the azimuth direction and transmits wide-band microwave
pulses at regular intervals. The corresponding echoes are recorded. Many pulses are transmitted during the so
called integration time, i.e., the time the platform takes to travel the footprint cross-range length.
y
Azimuth
RADAR or cross-range
Swath
x
Ground range
Footprint
STO-EN-SET-235 2-1
High Resolution SAR Imaging and Signal Processing
High resolution in range is obtained using traditional pulse compression techniques and is independent of the
antenna size (see, e.g., [2] Ch. 7]). Typical look angle values ranges from 20° to 60°. Small look angles lead
to degradation of the ground range resolution, while large look angles produce strong shadow effects. High
resolution in the azimuth direction is obtained via synthesizing a long array by taking advantage of the
platform movement.
Section 2 is dedicated to strip-map SAR imaging. It starts by presenting a comparatively simplified SAR
imaging algorithm, which considers the range and cross-range domains as separable. The basic principle
consists in implementing two-dimensional matched filtering. This algorithm, although an approximation,
permits the focusing of SAR images with quality good enough for many applications.
It then proceeds with the wavefront reconstruction algorithm, which exploits the structure of the SAR signals
in the Fourier domain. This algorithm tackles very accurately and efficiently the SAR inversion problem.
It permits very high resolution imaging even in spaceborne applications. For a comprehensive treatment,
see [3]. This section finishes with a briefly description of other popular SAR imaging algorithms.
Section 3 is dedicated to the SAR imaging modes. In this section, besides the strip-map SAR imaging, other
imaging modes supported by more recent SAR systems are addressed.
Let us consider the chirp waveform with duration Tp and bandwidth 𝛽𝛽 = 𝛼𝛼𝛼𝛼, modulated in frequency,
with constant amplitude:
2
𝑠𝑠(𝑡𝑡) = 𝑒𝑒 𝑗𝑗𝛼𝛼𝛼𝛼 (1)
As shown in [4] the emitted pulse can be compressed on the reception by correlating the received signal with
a copy of the emitted pulse. The obtained resolution is given by:
𝑐𝑐
Δ𝑥𝑥 = . (2)
2𝛼𝛼𝑇𝑇𝑝𝑝
2-2 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
Figure 2 illustrates qualitatively the pulse compression technique. The simulation considers five point-like
targets at coordinates 30m, 70m, 100m, 130m, and 160m. Fig. 2 on top-left, shows the real part of the
emitted chirp in baseband; on top-right, illustrates the five simulated targets and their relative reflectivity at
the corresponding ranges; bottom-left, shows the received signal before pulse compression. As expected the
several target echoes overlap and their relative reflectivities and positions are not resolvable. Fig. 2, bottom-
right, shows the resulting signal after correlating with the emitted chirp. The pulse compression operation
permits the detection of five targets and the estimation of their relative reflectivities.
Let us consider the scenario present in Figure 3 where the radar illuminates a single target while travelling
along the azimuth direction. The received signal phase difference between the emitted and the echoed signals
due to such a target is:
STO-EN-SET-235 2- 3
High Resolution SAR Imaging and Signal Processing
where:
2𝑅𝑅(𝑦𝑦) (4)
𝑡𝑡𝐷𝐷 = ,
𝑐𝑐
and:
with:
𝑐𝑐 = 𝑓𝑓𝑓𝑓. (6)
y= vRt
RADAR Azimuth
R0 R(y)
y
Figure 3: Azimuth Direction SAR Geometry.
By considering 𝑅𝑅0 ≫ 𝑦𝑦 the received signal phase difference can be approximated to:
4𝜋𝜋𝑅𝑅0 2𝜋𝜋𝑦𝑦 2
Δ𝜃𝜃 ≈ + , (7)
𝜆𝜆 2𝑅𝑅0
where 𝑅𝑅0 denotes the closest approach distance between the radar and the target.
2-4 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
where the second term is easily recognized as a chirp. Notice that this chirp, although due to the SAR
geometry, can be also compressed using the correlation operation as happens with the emitted pulse in the
range direction.
Therefore, smaller antenna leads to better resolution, in contrast to what would be achieved without any
processing.
A very important aspect of SAR is the sampling in the cross-range direction. According to Shannon’s
sampling theorem, the signal should be larger than the bandwidth of the cross-range chirp. Therefore, the
pulse repetition frequency (PRF) should obey to:
2𝑣𝑣𝑅𝑅
𝑃𝑃𝑃𝑃𝑃𝑃 ≥ , (10)
𝐷𝐷
where 𝑣𝑣𝑅𝑅 is the SAR platform velocity in the azimuth direction.
When range and cross-range directions can be decoupled it is possible to apply a simple SAR processor for
focusing the raw-data as illustrated in Figure 4 for strip-map geometry.
Figure 4: Simplified SAR Processor for Strip-Map Geometry. The range compressed data
is obtained by a convolution with the range reference chirp; the azimuth compressed
data is obtained by a convolution with the azimuth reference function.
STO-EN-SET-235 2- 5
High Resolution SAR Imaging and Signal Processing
Let us recall that without any processing the cross range resolution would be:
𝜆𝜆
Δ𝑦𝑦 = 𝑅𝑅 . (11)
𝐷𝐷 0
That is, the resolution degrades with the range of the target. After processing, the obtained resolution is
independent of the target area range and is given by:
𝐷𝐷
Δ𝑦𝑦 = . (12)
2
As a numerical example of the resolution enhancement gain by using SAR let us look at the parameters of
the European Remote Sensing (ERS-1) satellite detailed on Table 1.
Parameter Value
Wavelength 𝜆𝜆 = 5.6𝑐𝑐𝑐𝑐
Pulse bandwidth 𝐵𝐵 = 15𝑀𝑀𝑀𝑀𝑀𝑀
Antenna size (in azimuth) 𝐷𝐷 = 10𝑚𝑚
Look angle 𝜃𝜃 = 23°
Range 𝑅𝑅 = 850𝑘𝑘𝑘𝑘
By using eq. (11) one can calculate a cross-range resolution of 4.8km. However, by using the motion of the
antenna to synthesize a larger aperture, Eq. (12), the cross-range resolution becomes approximately 5m,
i.e. a thousand times better!
For high accuracy SAR processing, however, one needs to take into consideration the exact phase history of
the received signal. In this context we will now present the so-called wavefront reconstruction algorithm
which exploits the structure of the SAR signals in the Fourier domain. This algorithm tackles very accurately
and efficiently the SAR inversion problem even when the quadratic approximation is not valid.
Figure 5 shows a strip-map synthetic aperture radar scenario in the plane defined by the cross-range and the
slant-range axes. Let us consider a radar platform moving with velocity 𝑣𝑣𝑅𝑅 along a line known as the
synthetic aperture domain or the cross-range domain. For a fixed platform position, 𝑦𝑦 = 𝑣𝑣𝑅𝑅 𝑡𝑡 ≡ 𝑢𝑢, the radar
transmits a wide-band pulse 𝑝𝑝(𝑡𝑡), where t is the fast-time domain, and echoed signal from the illuminated
area is recorded.
2-6 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
Figure 5: Considered SAR Scenario for 2-D Imaging with the Wavefront Algorithm.
Let us consider a target region composed of N static point-like targets with complex reflectivity 𝑓𝑓𝑛𝑛 , where
𝑛𝑛 = 0, … , 𝑁𝑁 − 1, and coordinates (𝑥𝑥𝑛𝑛 , 𝑦𝑦𝑛𝑛 ) as illustrated in Fig. 5.
where 𝑘𝑘𝑥𝑥 and 𝑘𝑘𝑦𝑦 denote the spatial frequency with respect to coordinate x and y, respectively.
Radar imaging aims at determining the target function. To achieve this goal, we start by looking at the signal
received by the radar.
The echoed signal when the platform is at position y=u, in the fast-time frequency domain and in the slow-
time spatial domain:
𝑁𝑁−1
STO-EN-SET-235 2- 7
High Resolution SAR Imaging and Signal Processing
where 𝑃𝑃(𝜔𝜔) is the low-pass equivalent Fourier transform of the emitted pulse 𝑝𝑝(𝑡𝑡), 𝑎𝑎(𝜔𝜔, 𝑢𝑢) is the low-pass
equivalent of the two-way antenna radiation pattern in the (𝜔𝜔, 𝑢𝑢) domain, assumed to be independent of the
slant-range coordinate x, 𝑘𝑘 ≡ (𝜔𝜔 + 𝜔𝜔0 )/𝑐𝑐 is the wavenumber, 𝑓𝑓0 = 𝜔𝜔0 /(2𝜋𝜋) is the carrier frequency, and c
is the speed of light. Symbol 𝑓𝑓𝑛𝑛 denotes the complex reflectivity of the nth target, assumed to be independent
of the aspect angle. Wave divergence is absorbed by 𝑓𝑓𝑛𝑛 . Symbol 𝑟𝑟𝑛𝑛 denotes the distance between the radar
and the nth target and is given by:
In [3] it is shown that the Fourier transform of 𝑠𝑠(𝜔𝜔, 𝑢𝑢), with respect to the slow-time domain, is:
𝑁𝑁−1
2 𝑥𝑥
−𝑗𝑗�4𝑘𝑘 2 −𝑘𝑘𝑢𝑢
𝑆𝑆(𝜔𝜔, 𝑘𝑘𝑢𝑢 ) = 𝐴𝐴(𝜔𝜔, 𝑘𝑘𝑢𝑢 )𝑃𝑃(𝜔𝜔) � 𝑓𝑓𝑛𝑛 𝑒𝑒 𝑛𝑛 −𝑗𝑗𝑘𝑘𝑢𝑢 𝑦𝑦𝑛𝑛
𝑒𝑒 , (17)
𝑛𝑛=0
where 𝐴𝐴(𝜔𝜔, 𝑘𝑘𝑢𝑢 ) is the two-way antenna radiation pattern in the 2D frequency domain.
where:
and:
To estimate the target function, we adopt a matched filtering approach, which is the most frequently used in
SAR applications, as it is light from the computational point of view and robust to model mismatches.
𝐹𝐹� �𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 � = 𝐴𝐴∗ �𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �𝑃𝑃∗ �𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �𝑆𝑆�𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �, (21)
resulting:
𝑁𝑁−1
2 2
𝐹𝐹� �𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 � = �𝐴𝐴�𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �� �𝑃𝑃�𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �� � 𝑓𝑓𝑛𝑛 𝑒𝑒 −𝑗𝑗𝑘𝑘𝑥𝑥 𝑥𝑥𝑛𝑛 𝑒𝑒 −𝑗𝑗𝑘𝑘𝑦𝑦 𝑦𝑦𝑛𝑛 . (22)
𝑛𝑛=0
2-8 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
−1 2 2
ℎ(𝑥𝑥, 𝑢𝑢) = 𝐹𝐹𝐹𝐹(𝑥𝑥,𝑢𝑢) ��𝐴𝐴�𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �� �𝑃𝑃�𝑘𝑘𝑥𝑥 , 𝑘𝑘𝑦𝑦 �� �. (24)
The wavefront reconstruction algorithm block diagram is presented in Figure 6 and is summarized by the
following step sequence:
1) Compute 𝑆𝑆(𝜔𝜔, 𝑘𝑘𝑢𝑢 ), the two-dimensional Fourier transform of the received signal 𝑠𝑠(𝑡𝑡, 𝑢𝑢).
2) Implement the matched filtering in the frequency domain, by multiplying 𝑆𝑆(𝜔𝜔, 𝑘𝑘𝑢𝑢 ) with
𝑆𝑆0∗ (𝜔𝜔, 𝑘𝑘𝑢𝑢 ) = 𝐴𝐴∗ (𝜔𝜔, 𝑘𝑘𝑢𝑢 )𝑃𝑃∗ (𝜔𝜔).
3) Implement the change of variables (19) and (20), the so-called Stolt interpolation [12].
4) Calculate the two-dimensional inverse Fourier transform (22), obtaining 𝑓𝑓̂(𝑥𝑥, 𝑦𝑦), the estimate of the
target function.
s (t , u )
Fourier Transform
(t , u ) → (ω , ku )
S (ω , ku )
Stolt Interpolation
k y = ku k x = 4k − ku2
Inverse
Fourier Transform
( k x , k y ) → ( x, y )
fˆ ( x, y )
STO-EN-SET-235 2- 9
High Resolution SAR Imaging and Signal Processing
This imaging algorithm belongs to a class of algorithms often referred to as wavenumber domain or 𝜔𝜔 − 𝑘𝑘
processors. This kind of processors is not new and has been used to perform seismic signal processing for
imaging the substrata of Earth [7]. These ideas were later applied to imaging of SAR data [11].
In the wavefront reconstruction algorithm just described, the range compression and (partial) azimuth
compression are done in step 2. The range cell migration compensation is dealt with in step 3, where the
Stolt interpolation decouples the spatial domains x and y.
A large number of SAR focusing algorithms, besides the wavefront reconstruction algorithm, have been
presented in the literature. To reduce the computational requirements, at expense of image quality, some of
the algorithms implement approximated range migration compensation or they do not implement it at all.
Herein we just present a brief summary of the three most popular focusing algorithms, besides the wavefront
reconstruction already presented, for strip-map SAR.
The chirp-scaling algorithm starts with the raw-echo data (without range pulse compression) because it
exploits the linear FM (LFM) signal structure of the transmitted pulse [9]. If coded or pseudorandom
sequences are used for the transmitted pulse, data must be range compressed with an adequate matched filter
and then respread by a convolution with a LFM pulse. As in the range-Doppler approach, the algorithm starts
with a 1-D transform in the slow-time domain of 𝑠𝑠(𝑡𝑡, 𝑢𝑢)to 𝑠𝑠(𝑡𝑡, 𝑘𝑘𝑢𝑢 ). Then 𝑠𝑠(𝑡𝑡, 𝑘𝑘𝑢𝑢 ) is multiplied by a phase-
only chirp which scales the range chirp for each 𝑘𝑘𝑢𝑢 and 𝑡𝑡 so that the Doppler loci of all targets end up with a
common range migration in phase. The scaled data is then Fourier-transformed to (𝜔𝜔, 𝑘𝑘𝑢𝑢 ) domain, where
range compression and range cell migration compensation are performed. Azimuth compression and residual
phase compensation are then implemented in the (𝑡𝑡, 𝑘𝑘𝑢𝑢 ) domain.
The major drawback of this algorithm is the high computational cost due to the brute force approach.
2 - 10 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
Flight
path
Swath
3.2 ScanSAR
The ScanSAR imaging mode is used when a wider swath is required. The antenna pattern is steered in
elevation during the data acquisition interval. This leads to the illumination of several sub-swaths as
illustrated in Figure 8. Since each sub-swath is illuminated during a fraction of time when compared with the
strip-map situation, the azimuth resolution is proportionally degraded.
STO-EN-SET-235 2- 11
High Resolution SAR Imaging and Signal Processing
Flight direction
Subswath 1
Subswath 2
Figure 8: ScanSAR Mode Increases the Swath Width at Expenses of Azimuth Resolution.
2 - 12 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
Flight
path
Swath
Multiple Rx-channels
Wide swath
illumination
STO-EN-SET-235 2- 13
High Resolution SAR Imaging and Signal Processing
This imaging mode is only made possible due to the more recent technological advances that allow for
digital beamforming techniques implementation with simultaneous multi-aperture signal acquisition. is
currently under development and implementation at EADS Astrium, being supported by the German
Aerospace Center (DLR) [13].
The framework of the wavefront reconstruction algorithm was then introduced. This algorithm is able to deal
with the coupling between fast-time and slow-time domains tackling very accurately and efficiently the SAR
inversion problem. It permits very high resolution imaging even in spaceborne applications.
Besides strip-map SAR, other popular SAR imaging modes were addressed. There is a trade-off limitation
between resolution in azimuth versus spatial coverage when considering strip-map SAR, ScanSAR,
or Spotlight SAR. To overcome this limitation the more advanced high-resolution wide-swath imaging SAR,
was briefly described. It combines digital beamforming with multiple aperture recording in azimuth,
enabling imaging of wide swath while simultaneously achieving high resolution.
5.0 ACKNOWLEDGEMENTS
The author wishes to acknowledge Prof. José-Bioucas Dias for the joint research activity carried together
along several years that resulted in some of the publications and techniques that are herein summarized.
6.0 REFERENCES
[1] M. Soumekh, Fourier Array Imaging. Prentice Hall, 1994.
[3] M. Soumekh, Synthetic Aperture Radar Signal Processing with MATLAB algorithms. WILEY-
INTERSCIENCE, 1999.
[4] D. C. Munson; R. L. Visentin, A signal processing view of strip-mapping synthetic aperture radar,
IEEE transactions on Acoustics, Speech, and Signal Processing, Vol. 37, Issue 12, pp. 2131-2147,
1987.
[5] P. Marques, Moving objects imaging and trajectory estimation using a single synthetic aperture radar
sensor, Ph.D. dissertation, Technical University of Lisbon, 2004.
[6] J. Bioucas-Dias, P. Marques, Multiple moving target detection and trajectory estimation using a single
SAR sensor, IEEE Transactions on Aerospace and Electronic Systems, Vol. 39, No. 2, pp. 604-624,
April 2003.
[7] J. Gazdag and P. Sguazzero, Migration of seismic data, Proceedings of the IEEE, Vol. 1, pp. 23-48,
1984.
2 - 14 STO-EN-SET-235
High Resolution SAR Imaging and Signal Processing
[8] P. Gough and D. Hawkins, Imaging algorithms for a stripmap synthetic aperture sonar: Minimizing the
effects of aperture errors and aperture undersampling, IEEE Journal of Oceanic Engineering, Vol. 22,
No. 1, pp. 27-39, 1997.
[9] R. Raney, H. Runge, R. Bamler, I. Cumming, and F. Wong, Precision SAR processing using chirp
scaling, IEEE Transactions on Geoscience and Remote Sensing, Vol. 32, No. 4, pp. 786-799, 1994.
[10] G. D. Callaghan and I. Longstaff, “Wide-swath space-borne SAR using a quad-element array,”
IEE Proc. Radar, Sonar Navigation, Vol. 146, No. 3, pp. 155-165, 1999.
[11] C. Cafforio, C. Prati, and F. Rocca, “SAR data focusing using sysmic migration techniques,” IEEE
Transactions on Aerospace and Electronic Systems, Vol. 27, No. 2, pp. 194-206, March 1991.
[12] H. Stolt, “Migration by Fourier transform,” Geophysics, Vol. 1, pp. 23-48, February 1978.
[13] A. Moreira, “A golden age for spaceborne SAR systems”, International Conference on Microwaves,
Radar, and Wireless Communication, MIKON, 2014.
STO-EN-SET-235 2- 15
High Resolution SAR Imaging and Signal Processing
2 - 16 STO-EN-SET-235