The Central Intelligence (15369853)
The Central Intelligence (15369853)
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Scott A. Koch
History Staff
Central Intelligence Agency
Washington, DC
June 1998
CL BY: 2176075
CL REASON: 1.5(c,d)
DECLAS ON: XI,X5
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Table of Contents
Twisting the British Lion’s Tail: Mohammed Mossadeq Nationalizes the Anglo-Iranian
Oil Company ................................................................................................................. .. 3
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Chapter 5: Aftermath - ~ - ~ ¢ ~ ¢ . . - . - - - - - - . - - - - ¢ ~ » Q ~ . . - . - . - - - - - - - - - - . » . ~ » . - . - . - - . . - . - - - - - - ~ ~ - » » ~-
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Did CIA Act Against a Legitimate Leader Enjoying Popular Support? .................. 86 ..
Appendix Bzl l
............................................ .. 102
Appendix E: CIA and TPAJAX: The Tension Between Analysis and Operations 113
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(S) This study is based largely on classified records of the Central Intelligence
Agency. Secondary sources proved invaluable in setting the historical context for
TPAJ AX, but the details of the operation itself come from classified sources. These
sources are listed in the footnotes and bibliography.
(U) I have also examined relevant records from the Department of State, the
Department of Defense, and the National Security Agency. These records were not as
plentiful or as helpful as I had hoped. I was nonetheless able to fill in some gaps with
documents from these organizations. The vast majority of surviving documents on the
operation itself remain with CIA, but for the reasons provided below even these are not as
numeronsasone might expect.
(S) Most of the operational files on TPAJ AX, held in the Near East Division in
the Directorate of Operations, were destroyed during a routine office cleaning in 1962.
According to various sources, the Division needed more file space, and management told
branch members to clean out their files. Much operational material was destroyed under
the mistake because the operation was over. the documentary record was of no
'
Witnesses have
confirmed this unfortunate event.
(U) Copies of cables sent between Tehran Station and Washington during the
operation also were among more
the files the Division destroyed in its attempt to gain
filing space. At the time, the copies were already nine years old and no one thought that
they were important. A record copy may have remained in the Agency’s former Cable
Secretariat for some time, but such records too have long since disappeared in routine
house cleanings. An extensive search of CIA’s archives has failed to uncover any
surviving copies.
(U) Some transcripts of Station cables nonetheless survive because CIA had some
of the cables microfilmed. I have been unable to determine when. In the late 1970s or
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early 1980s, CIA’s History Staff prepared transcripts of these documents and sent them to
the Department of State’s Office of the Historian, then researching a volume of the
Foreign Relations of the United States series. There is every reason to believe that these
transcripts, produced under the supervision of a professional historian, are authentic. The
matters in the transcripts correspond in sequence and subject with events as we know
them.
(U) The microfilm itself apparently has been destroyed, in accordance with
National Archives and Records Administration (NARA) guidelines. According to
NARA, the microfilm had to be kept for 20 years and then could be destroyed. The
record of destruction had to be kept for five years, at which point it too could be
destroyed.
(S) CIA is not the only organization thathas destroyed records
relevant to
TPAJ AX. The State Department has destroyed three quarters of the records for the
relevant time period belonging to the Office of Greek, Turkish, and Iranian Affairs (GTI)
of State’s Bureau of Near Eastern , South Asian, and African Affairs. These materials
were in GTI files, Lot 57, D 529.
According to State’s Foreign Relations of the United
States, 1952-1954, Vol. X, Iran, 1951-54, the documents covered “political and military
matterus and US economic and military assistance to Iran for the years
1946-1954.”
‘
Ti/cd
_
examines some of the issues currently occupying scholars: Why did the United States act
a a1nstMossade 9
‘Would Mossadeq’s government have fallen
even if the United States had done nothing? I have also exploited records of government
agencies other than CIAl \Finally, I have
addressed the relationship between the operators in CIA’s then—Directorate of Plans (now
the Directorate of Operations) and the analysts in the Directorate of Intelligence, a
missing dimension in all published histories.
(U) Some readers may think that this study is over-classified, but many of the
crucial documents are still top secret after almost 50 years. Since this handful of
documents contains information critical to the story, I have decided to use the material
they contain even if it means restricting the potential readership.
Scott A. Koch
l June 1998
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Copyright Notice
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Chapter 1
(U) During the height of the Cold War in the 1950s, Washington considered the
Middle East in general and Iran in particular to be among the great strategic prizes in the
geopolitical and ideological struggle against the Soviet Union. It was not always so. For
almost 175 years, American policymakers ignored Iran because they had no reason to do
otherwise.
(U) That changed during World War H and the immediate postwar years. During
the war, Iran was an important route for American aid to the Soviet Army, engaged in a
life~or—death struggle with Hitler’s Wehrmachtl Soviet troops remained in northern Iran
immediately after the war, encouraging pro-Communist separatist regimes in Iranian
Azerbaijan and in the Kurdish region. For a time it appeared to Washington that Moscow
would demand the “unification” of Iranian Azerbaijan with Soviet Azerbaijan, but this
problem evaporated once Stalin understood that the United States would not permit such
an aggressive move.2
(U) The United States would have preferred to withdraw from the Persian Gulf
after the end of World War II, but the postwar British retreat and retrenchment “East of
Suez” created a vacuum that the US felt obligated to fill. After London announced that it
could no longer supply military and economic aid to Greece and Turkey, President Harry
Truman publicly declared in March 1947 that the United States would support free
peoples everywhere, “resisting attempted subjugation by armed minorities or by outside
l(U) Eventually, almost a quarter of American aid for the Soviet Union came through Iran.
Convoys using more northern routes lost about 20% of their cargoes to the Nazis; only 8% of
cargoes sent to the Persian Gulf for shipment through Iran were lost. See, Gerhard L. Weinberg,
A World At Arms: A Global History of World War II (Cambridge: Cambridge University Press,
1994), pp. 284, 404.
2(U) See, Daniel Yergin, Shattered Peace: The Origins of the Cold War and the National
Security State (Boston: Houghton Mifflin Company, 1977); Adam B. Ulam, Expansion and
Coexistence: Soviet Foreign Policy, 1917-73, 2d ed. (New York: Holt, Rinehait and Winston,
Inc., 1974); and John Lewis Gaddis, The United States and the Origins of the Cold War I94]-
I947 (New York: Columbia University Press, 1972) for a discussion of the Azeri crisis in early
1946.
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pressures.”3 For Iran, the Truman Doctrine—as this pledge came to be known-—meant
that the United States was replacing Britain as the main geopolitical counterweight to the
Russians.
(U) For the first three years after President Truman’s declaration, the United
States paid relatively little attention to Iran even though that oil-rich country was
experiencing serious economic problems, widespread discontent with the government,
and growing agitation by the Tudeh—Iran’s Communist Party.
(S) In April 1950, the Director of Central Intelligence, RAdm. Roscoe H.
Hillenkoetter, drew Secretary of State Dean Acheson’s attention to “the urgent need for
additional intelligence coverage of Iran.” Hillenkoetter wrote that CIA was unable to
draft reliable national intelligence estimates it simply did not have
on the country because
enough information. All the Agency could do, according to the DCI was “tell US policy
,
makers that some sort of crisis does exist, but [CIA] cannot confidently answer such
specific pertinent questions as (1) how serious the situation actually is; (2) how adequate
:
are Iran’s own resources for meeting its present difficulties; and (3) how capable the
Iranian Government is of using these resources.”4
(S) Hillenkoetter proposed two solutions. Either existing facilities could be
expanded to seek information from more diverse sources or “coverage might be expanded
through the establishment of a consulate in the strategically important southwestern part
of Iran.”5
(S) The records do not contain Acheson’s reaction to Hillenkoetter’s letter, but the
still-classified copy in the National Archives has three handwritten notes attached to it.
The first is from Fisher Howe, Deputy Special Assistant to the Secretary of State,
forwarding the letter to John D. Jemegan, Deputy Assistant Secretary of State for Near
Eastern, South Asian, and African Affairs. The second is from Jemegan to C. Vaughan
Ferguson, Officer in Charge of Iranian Affairs, Office of Greek, Turkish, and Iranian
Affairs. The final is from Ferguson to Jemegan.6
(S) Howe thought Hillenkoetter’s letter was largely for the record,
“to show that
CIA is fulfilling its overall responsibility for calling attention to weaknesses in
intelligence coverage.” Jemegan doubtjd
' ' ' '
3(U) Public Papers of the Presidents 0f the United States, Harry S. Truman (Washington, DC,
1947)» P. 179.
4 (S) Letter from Director of Central Intelligence RAdm. Roscoe Hillenkoetter to Secretary of
State Dean Acheson, ll April 1950, Records of the State Department, RG 59, Lot 57, D 529,
NND959286, “Iran 1946-54,” box 4, National Archives and Records Administration.
5
(s) Ibid.
6 (s) Ibid.
7 (s) Ibid.
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granted William Knox D’Arcy an oil concession covering three-fourths of Persia (as Iran
was known until 1935), Iranian oil had helped fuel the British economy in peace and
war.8 The United States was then producing enough oil for its needs, but it knew that
Westem Europe depended on oil exports from the Middle East. In January 1951, nine
months after Hillenkoetter’s letter to Acheson, the Central Intelligence Agency’s Office
of National Estimates (ONE) wrote that the British economy would suffer if it lost Iranian
oil. The loss of all Middle Eastern oil, ONE said, would have profound and far—reaching
Before the
Cold War, the domestic politics of what later came to be calledflqe ThircfW or d had
made no impact on American foreign policy decisionmaking. During the Cold War,
Washington could not afford the luxury of indifference because doing so would spur
Soviet intrigue. Domestic politics almost anywhere abroad——and especially in
areas—became important arenas for the intemational ideological
strategically valuable
struggle between East and West. Washington was determined to win this struggle
through policies promoting long—term democratization. The result, American officials
hoped, would be stability—and victory.
(U) Twisting the British Li0n’s Tail: Mohammed Mossadeq Nationalizes the Anglo-
Iranian Oil Company
8(U) One of the reasons the British Govemment eventually took over D’Arcy’s concession when
he ran into financial difficulties was to ensure a secure supply of oil for the Royal Navy. See,
Daniel Yergin, The Prize: the Epic Quest for Oil, Money, and Power (New York: Simon and
Schuster, 1991), pp. 137, 140-42, 151.
9(U) NIE—14, 8 January 1951, The Importance of Iranian and Middle East Oil to Western Europe
Under Peacetime Conditions, pp. 1-2. CIA estimated that if all Middle Eastern oil were lost, the
non-Soviet world would have to impose an immediate and mandatory 10% cutback in
consumption. In that event, the United States would have to implement rationing even though
'c production in those davs met its own needs.
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(S) Shah Mohammed Reza Pahlavi—who had become Shah when his father, Reza
Shah, abd'icate d'in 1941 —-appoin t e
'
pri11951. 29A
Shah s initial choice to succeed Razmara, Hussein Ala, had resigned after only a few
weeks Severe economic and political problems awaited the Mossadeq, and it was not
obvious that he had the skill to solve them In a Special Estimate prepared one month
after he took office, CIA s Office of National Estimates (ONE) charactenzed Mossadeq
as an impractical visionary and a poor administrator, but in a strong political position
that was unlikely to deteriorate in the foreseeable future 13
(U) Mossadeq s immediate concern was a struggle for control of the Anglo-
Iranian Oil Company (AIOC) By 1950 the British oil concession in Iran, which the Shah
hd
a renewe d in 1949 ,was a sore point in re lt1a ons bt e wo coun tnes n arc h
e ween tht IM
1951, when Mossadeq was a member of the Ma]l1s (the Iranian Parliament) he submitted
a1,w1c M
b ll h h th e 2l_]1SqU1C
l d n ationalizin g AIOC He s1 gned the bill into law
kl yp as se,
on 1 May 1951, JUSI three days after the Shah appointed him Prime Minister
Nationalization went into effect on 2 May 1951 and was made retroactive to 20 March
195 1.
(U) AI OC M
nationa 1 ization b roug h t ossa deq an d Iran into imme d1ate con fl 1c t
s
with Britain The Bntish govemment owned half of AIOC s stock and did not intend to
let Mossadeq nationalize its assets without adequate compensation as required under
intemational law 14
(U) The two countries tried to resolve the dispute, but diffenng negotiating styles
and the personalities involved hindered these efforts. Many Britons found Mossadeq s
seemingly impossible demands and unpredictably shifting arguments inexplicable. L.P.
Elwell-Sutton captured the mood of British policymakers at the time when he wrote,
“Really, it seemed hardly fair thatdignified and correct western statesmanship should be
defeated by the antics of incomprehensible on'entals.”15
(U) Mossadeq found the British evil, not incomprehensible. He and millions of
Iranians believed that for centuries Britain had manipulated their country for British ends.
Many Iranians seemed convinced that British intrigue was at the root of every domestic
misfortune. In 1951 Mossadeq told US Special Envoy W. Averell Harriman, “You do not
know how crafty they [the British] are. You do not know how evil they are. You do not
know how they sully everything they touch.” Harriman protested that surely the British
15(U) L.P. Elwell-Sutton, Persian Oil: A Study in Power Politics (London: Lawrence and
Wishart Ltd., 1955), p. 258.
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were like people everywhere; some bad, some good. Mossadeq was not persuaded. “You
do not know them,” he insisted. “You do not know them.”16
*
(U) When it seemed clear that Tehran had no intention of compensating London
for AIOC’s assets, the British mounted a multi-pronged effort to reassert control over the
company. They hoped legal and economic pressure would convince Mossadeq to settle
on British terms. If not, they were prepared to force him from office and replace him with
someone open to compromise on terms favorable to the AIOC.
(U) London first asked the Intemational Court of Justice to arbitrate the dispute.
Mossadeq rejected two British proposals because neither of them addressed the issue of
Iran’s sovereignty over its own oil. The British thereafter refused to deal directly with
Mossadeq. They used economic weapons and then tried ostentatious military maneuvers
in the Persian Gulf to try to weaken Mossadeq’s negotiating position.
(U) In September 1951, Britain placed an embargo on shipments of steel, sugar,
iron, and oil—processing equipment shipments to Iran—that is, on almost anything that
the Iranians could exchange for dollars. The AIOC laid off 20,000 oil workers at the port
at Abadan and Mossadeq had to put them on the government payroll. Gradually, the flow
of Iranian oil to the rest of the world stopped.
(U) A British airborne brigade arrived in Cyprus and a Royal Navy cruiser and
four destroyers exercised near the oil facilities at Abadan. The display of British force
did not intimidate Mossadeq; he announced that the first shot would start a world war.
(U) Britain also considered covert action options while it maneuvered
diplomatically and militarily. According to C.M. Woodhouse, MI6’s Chief of Station in
Tehran, the idea of overthrowing Mossadeq came from the Foreign Office, not British
%
intelligence. Woodhouse himself thought that any move against Mossadeq had to have
American support and participation. London had neither until the inauguration of
President Dwight Eisenhower in January 1953.17
P
16(U) Vernon A. Walters, Silent Missions (Garden City, N.Y.: Doubleday, I978), pp. 247-48.
17 2 Ventured (London: Granada. 1982). pp. ll0-lll.
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(U) At the same time that he was quarreling with the British, Mossadeq also was
struggling against the Shah. He insisted that the Shah should reign and not rule. To that
end, he worked to enhance the power of the Majlis at the Shah’s expense. The flash point
came in July 1952, when Mossadeq resigned during a dispute over whether the Shah or
the Prime Minister should appoint the war minister.
(U) During the elections for the 17th Majlis earlier in the year, vote—tampering by
the Iranian Royal Court had convinced Mossadeq that the govemment’s survival
depended on control of the military. On 16 July he demanded the right to appoint himself
minister of war. The Shah refused and Mossadeq resigned.19 Mossadeq appealed
directly to the public and accused the Shah of violating the Constitution.
(U) Mossadeq’s resignation initially appeared to be a shrewd political move that
underscored his mastery of Iranian politics and his ability to gauge and exploit public
opinion. The Shah appointed Ahmad Qavam, Prime Minister during the Azeri crisis with
the Soviet Union in 1947, to succeed Mossadeq. In response, the National Front, a broad
coalition formed in 1949, organized mass demonstrations in Tehran demanding
Mossadeq’s return. The demonstrations turned violent—69 people died and more than
750 were injured——but the Shah refused to use the police or the military to restore order.
Qavam lacked broad support and was unable to organize counter—demonstrations. For
five days the National Front controlled the streets of Tehran and other cities. On 21 July
1952 the Shah bowed to the pressure and replaced Qavam with Mossadeq.20
(U) Once back in power, Mossadeq struck back at the Shah and the military. He
transferred Reza Shah’s lands back to the State, appointed himself Minister of War,
forced the Shah’s twin sister Princess Ashraf to leave the country, and forbade
Mohammed Reza Pahlavi from communicating directly with foreign diplomats. By May
19(U) M. Reza Ghods, Iran in the Twentieth Century: A Political History (Boulder, CO: Lynne
Rienner Publishers, 1989), p. 186. Mossadeq wrote
I cannot continue in office without having the responsibility for the
Ministry of War, and since Your Majesty did not concede to this, I feel I
do not enjoy the full confidence of the Sovereign and, therefore, offer
my resignation to pave the way for another government which might be
able to carry out Your Majesty’s wishes.
(U) Sepehr Zabih, The Mossadegh Era (Chicago: Lake View Press, 1982), p. 40.
2O(U) Ibid., p. 265. The National Front was a loose coalition of political parties professing liberal
democratic aims and opposing foreign intervention in Iranian affairs. The National Front
included the leftist, anti-Soviet intellectuals of the Iran Party; the workers and leftist intellectuals
of the Toilers’ Party; and the workers, bazaar merchants, and Islamic clergy of the Mujahedeen-i-
Islam (Warriors of Islam) Party. Ayatollah Abul Quassem Kashani, later instrumental in the
coup against Mossadeq, was one of the leaders of the Warriors of Islam. The ultranationalist
Pan-Iranist Party, affiliated with the National Front but not a member, included many lower class
toughs. The Tudeh (Iranian Communist Party) was not a member of the National Front but
included itself among the parties opposing the government. Mark J. Gasiorowski, “The 1953
Coup d’etat in Iran,” International Journal of Middle East Studies 19 (Aug. 1987): 262.
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1953, according to Iranian specialist Ervand Abrahamian, “the shah had been stripped of
all the powers he had fought for and recovered since August 1941.”21
(U) The Prime Minister also seized the opportunity to purge the Iranian officer
corps. He forcibly retired many Royalist officers, and cut the military budget 15%. To
add to the insult, Mossadeq transferred 15,000 men from the military to the Gendarmerie,
the military’s bureaucratic rival. These acts fueled smoldering resentment among the
dismissed officers and those few royalists escaping Mossadeq’s purge.22
(U) Mossadeq used his popularity and ability to control the streets of Tehran to
good advantage. When the British appeared intransigent during the oil negotiations, he
simply severed diplomatic relations in October 1952. All British personnel left the
country in an overland exodus at the beginning of November 1952.23
(U) Mossadeq’s apparent political triumph rapidly turned sour. The National
Front began to unravel in late 1952 and early 1953 as the Prime Minister grew
increasingly dictatorial. By November 1952, Ayatollah Abul Quassem Kashani, a key
Islamic cleric in the National Front, had tumed against Mossadeq and quit the Front, as
had Mozaffar Baqai’s Toilers’ Party. Kashani’s defection was a particularly hard blow
because his group, the Warriors of Islam, included the bazaar merchants of Tehran and
many mullahs (Islamic clerics). Support from these two groups historically has been
critical to Iranian govemments.24
(U) The reasons for the defections were complex. Although 30 of the 79 deputies
of the 17th Majlis, convened in February 1952, belonged to or identified with the
National Front, they represented different constituencies and interests were united only in
their opposition to the British. In addition, nationalization of the AIOC did not produce
the bonanza for Iran that Mossadeq had hoped it would. He began to demand more and
more power from the Majlis, and when the legislature granted the Prime Minister what
amounted to dictatorial powers, Ayatollah Kashani resigned as Majlis speaker. Toilers’
Party leader Mozaffar Baqai compared Mossadeq to Hitler and praised the army as a
bulwark against Communism.-25
(U) Some groups in the National Front continued to back Mossadeq. The Iran
Party still supported him, as did the Third Force, a splinter group expelled from the
Toilers’ Party.26 The Prime Minister also could still count on the backing of the Qashqai
21(U) Ervand Abrahamian, Iran Between Two Revolutions (Princeton, NJ: Princeton University
Press, 1982), pp. 272-73.
22(U) Ibid., p. 273.
23 (U) Before leaving the country, C.M. Woodhouse ensured that all British contacts, like the
Rashidian Brothers, would remain active. Roger Goiran helped him. Woodhouse, p. ll6.
24 (U) Manucher Farmanfarmaian in his memoirs describes the bazaar and the relationship of its
merchants with the mullahs. “It [the bazaar] was a world unto itself, impregnable to the army,
which could not easily enter its labyrinthine alleys. The leaders of the bazaar were weighty men,
often tightly allied with the mollahs, and they could start riots or shut down the bazaar to instant
political effect.” Manucher Farmanfarmaian and Roxane Farmanfarmaian, Blood and Oil:
Memoirs of a Persian Prince (New York: Random House, 1997), p. 36.
25(U) Abrahamian, pp. 269, 277; Gasiorowski, p. 269.
26(U) Abrahamian, p. 277; Gasiorowski, p. 269.
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27(U) Mark J. Gasiorowski, us. Foreign Policy and the Shah: Building a Client State (Ithaca,
NY: Cornell University Press, 1991), p. 75.
28(U) Abrahamian, p. 274; M. Reza Ghods, Iran in the Twentieth Century: A Political History
(Boulder, CO: Lynne Rienner Publishers, 1989), p. 187.
29(U) Zabih, p.111; Abrahamian, p. 274. See also, Homa Katouzian, Musaddiq and the Struggle
for Power in Iran (New York: LB. Tauris & Co. Ltd.), pp. 187-88. In an interview appearing in
the 22 August 1962 issue of Deutsche Zeitung, Mossadeq admitted that he dissolved the 17th
Majlis to avoid a confidence vote that would have caused his government to fall.
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remainder of the Majlis elections,” he told the court. “What else was left to us but
consulting the people in a most democratic method of direct plebiscite?”30
(U) A US Embassy assessment cabled to Washington shortly after the referendum
stated that the dissolution of the Majlis “will graphically demonstrate truism of
[Mossadeq’s] regime that as opposition and discontent have mounted, Mossadeq has
moved steadily in authoritarian direction using technique of mobocracy to maintain his
hold on power and to eliminate influence Shah.” Nonetheless, the Embassy thought
Mossadeq’s continued appeals to the street could boomerang because he lacked “any real
authoritarian organization aside from armed forces.” To compensate, according to the
Embassy, he would be forced to rely increasingly on the Tudeh, thereby alienating the
non-Communist followers of his Government.31
(U) Mossadeq hoped for US support in his struggle against the British. Like many
in the Third World immediately after World War H, he saw the United States as an anti-
colonial power. His hopes were not entirely misplaced; the Truman administration saw
some merit in his position.
(U) Secretary of State Acheson thought that the British were overly preoccupied
with their oil interests and that London did not fully understand the broader Communist
threat. He saw Mossadeq as a potentially important part of the solution to the problem of
Soviet influence in the Middle East. In Acheson’s view, the Iranian Prime Minister
would in time become an effective bulwark against Soviet penetration into Iran. To that
end, Washington consistently urged London to reach an equitable settlement with Tehran.
Acheson apparently was convinced that an agreement would strengthen the Iranian
govemment and promote regional stability.32
(U) Other considerations, however, complicated the Truman administration’s
approach. The United States was loath to side publicly with Iran or put excessive
pressure on London. Washington needed cooperation and support from Britain-
America’s closest ally—elsewhere in the world. The war in Korea was not yet over, and
the presence of British combat troops was an important symbol of Anglo-American
solidarity. The North Atlantic Treaty Organization (NATO), created in 1949, was still in
its fomiative stages and depended upon British participation as evidence of Western unity
30(U) Ghods, p. 188; Zabih, pp. 112-13. For Kashani’s views on the Shari’a, see Katouzian,
Musaddiq and the Struggle for Power in Iran, p. 187.
31(U) Department of State Cable from Tehran to Secretary of State, No. 300, 12 August 1953.
National Archives and Records Administration Record Group 319, Entry 57, box 27.
32(U) Acheson criticized “the unusual and persistent stupidity of the [Anglo Iranian Oil]
company and the British Govemment” when it came to Iran. See, Dean Acheson, Present at the
Creation: My Years in the State Department (New York: W. W. Norton &Company, Inc., 1969),
p. 501, quoted in Daniel Yergin, The Prize: The Epic Quest for Oil, Money, and Power (New
York: Simon and Schuster, 1991), p. 453. Richard W. Cottam, Iran & the United States: A Cold
War Case Study (Pittsburgh: University of Pittsburgh Press, 1988), p. 102.
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and determination. Vigorous American support for Mossadeq would have complicated
American foreign policy in other parts of the world as well.
(U) President Truman had no patience with those refusing to view the Anglo-
Iranian problem in a global context. When the US Ambassador to Iran, Henry Grady,
wrote to Truman complaining that the White House was not listening to his advice, the
President let him know exactly where he stood. “Let me tell you something about the
Iranian Situation from this end,” he wrote.
British to have their oil company make a fair deal with Iran. No, they
could not do that. They know all about how to handle it—-we didn’t
according to them.
We had Israel, Egypt, Near East defense, Sudan, South Africa, Tunisia, the
(U)
NATO treaties all on the fire. Britain and the Commonwealth Nations were and
are absolutely essential if these things are successful. Then, on top of it all we
have Korea and Indo—China. Iran was only one incident. Of course the man on
the ground in each one of these places can only see his own problem.33
The suggestion that British forces might occupy the port city of Abadan or
(C)
launch some other military action against Iran set off alarms in ONE. In an April 1951
memorandum to DCI Lt. Gen. Walter Bedell Smith, ONE chief Dr. William Langer
wamed that the appearance of British troops in Iran might result in Soviet occupation of
the northem part of the country under the terms of the 1921 treaty of friendship between
Persia and Soviet Russia.34
33(U) Farhad Diba, Mohammad Mossadegh: A Political Biography (London: Croom Helm,
1986), pp. 131-32, citing papers of Henry Grady. Emphasis added.
34(C) William L. Langer, Assistant Director National Estimates, Memorandum for Director of
Walter Bedell Smith. “Situation in Iran,” 20 April 1951
(emphasis added).
(U) In February 1921, Persia, as Iran was then known, and the Russian Soviet Federated
Socialist Republic (RFSFR) [the USSR did not exist until December 1922] signed a treaty of
friendship. Article VI gave the RSFSR the right to send troops into Persia if a third party tried to
use that country as a base from which to attack Soviet Russia. Russian troops would cross the
border only if Persia proved incapable of removing the threat itself. In an exchange of
explanatory notes in December 1921, the Russians made clear that the treaty applied “only to
cases in which preparations have been made for a considerable armed attack upon Russia .by . .
the partisans of the regime which has been overthrown [the Tsarist Govemment] or by its
supporters . .
.” Leonard Shapiro, ed., Soviet Treaty Series: A Collection of Bilateral Treaties,
.
Agreements and Convenstions, Etc., Concluded Between The Soviet Union and Foreign Powers,
vol. 1, I91 7-1928 (Washington, DC: The Georgetown University Press, 1950), pp. 92-94, 150-
5 1.
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(S) Neither Langer nor any of the Iran specialists in CIA’s clandestine service—~
the Office of Special Operations (OSO), and the Office of Policy Coordination (OPC)—
thought the Tudeh was strong enough by itself to topple Mossadeq. As long as the central
govemment remained able to deal with events, Langer and others saw the danger of a
Tudeh coup as negligible. “Tudeh represents a serious threat in view of the opportunities
awaiting it,” OSO and OPC specialists agreed in January 1952, “but does not yet have the
intention or the ability to gain actual control of the govemment at this time either by force
or political means.”38 CIA’s operators thought that the Tudeh would come to power only
through chaos and impotent central authority.
(U) Although the documents in CIA’s files do not indicate that Smith relayed
Langer’s concems to President Truman, he evidently did so because the administration
subsequently let London know that the US Government disapproved of any military
action against Iran. At a British cabinet meeting in September 1951, the government of
(U) Strictly speaking, the USSR could not have invoked Article VI if a small British
force occupied Abadan in 1951. Abadan is far from the Soviet-Iranian border and the few troops
the British contemplated sending could not have made a “considerable armed attack” upon Soviet
forces. Nonetheless, there is no doubt that the USSR would have found some pretext to occupy
northern Iran had Stalin desired.
38(S) R.L. Hewitt, Memorandum to Sherman Kent, 8 January 1952, “Conversations with OPC
and OSO Specialists Concerning the Tudeh Problem,” History Staff Records, Job 840B00443R,
Box 4, Folder ll, ARC.
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Prime Minister Clement Attlee decided that it “‘could not afford to break with the United
States on an issue of this kind.”’39 A potential military crisis had passed.
(S) As of 30 July 1952, the State Department and CIA were committed to
supporting Mossadeq. That evening, CIA representatives met at the State Department
with Secretary of State Acheson, Under Secretary of State David K.E. Bruce, Charles
Bohlen, Henry Byroade, John J emegan, and Robert Joyce, all of the State Department.4O
The participants decided that “It is the policy of the Department of State to maintain the
present govemment in Iran so long as this government has the authority to govern, or
until itFa11vears certain that the government will be taken over by the C0mmunists.”41
39(U) H.W. Brands, Inside the Cold War: Loy Henderson and the Rise of the American Empire,
1918-I961 (New York: Oxford University Press, 1991), p. 234.
4O(U) Henry A. Byroade, Assistant Secretary of State for Near Eastern, South Asian, and African
Affairs; John D. Jemegan, Deputy Assistant Secretary of State for Near Eastem, South Asian,
and African Affairs; Charles E. Bohlen, Counselor of the Department of State and member of the
Senior Staff, National Security Council; Robert P. Joyce, Policy Planning Staff, Department of
State
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4°(U) Office of National Estimates, “Probable Developments in Iran Through l953,” NIB-75, I3
November 1952.
4’/(U) Memorandum, “Varying British and American Appraisals of the Iranian Situation,” 14
January I952, Office of Greek, Turkish, and Iranian Affairs, Department of State, RG 59,
Records of the Department of State, Records of the Office in Charge of Iranian Affairs, 1946-54,
Lot 57, D 529, Box 40, National Archives and Records Administration.
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Ithad no roots and would “pass and its leaders fall as soon as it is demonstrated that their
policies have brought Iran to the brink of ruin.”48
(U) More specifically, American officials feared that a British failure to
compromise with Mossadeq would enable him to whip up Iran’s virulent nationalism
further, with potentially disastrous results. The West might well lose so much of its
influence that it could not stop Tehran from moving the Soviet orbit. Or the Iranian
political situation could simply descend into chaos, in which case the Soviet—backed
Tudeh—Iran’s best organized, best financed, and most effective political organization—
would be ready to fill the vacuum. In the State Department’s view, such developments
would jeopardize the security and stability of the entire Middle East, would serve notice
that the West could not preserve the independence of important Third World states, and
could deprive the West not only of Iran’s oil but ultimately that of its Arab neighbors as
well.49
(U) In contrast, the British regarded Iran as basically a conservative country that
would not seek Soviet help nor collapse intemally if London held out for the kind of oil
settlement it wanted. The British also feared that a “bad” settlement (one not on their
terms) would severely diminish their global political andeconomic power, already
starting to decline with the post—World War H emergence of independence movements in
much of the British empire.50
(U) The only suggestion for resolving these differences offered in the State
Department’s internal memorandum further consultation to determine the “political,
military, economic, and psychological effects of the loss of Iran to the west as balanced
against the political and economic effects of an agreement with the Iranians on the oil
situation which might prejudice other concessions elsewhere and diminish British
prestige throughout the world.” The memorandum concluded that unless the US and
United Kingdom agreed on the importance to the West of an independent Iran, there was
littlechance the two would be able to forge a common policy.51
(U) Eleven months later the National Security Council set forth basic US policy
toward Iran. NSC 136/ l emphasized that the United States was committed to preventing
Iran from falling under communist control and that Iran’s strategic position, its oil, and its
vulnerability to Soviet political subversion or military attack made it a tempting target for
Soviet expansion. If the Tudeh Party seized or attempted to seize control of the Iranian
government, the document argued, the United States should, in conjunction with the
British, be ready to support a non-communist Iranian government militarily,
economically, diplomatically, and psychologically.52
43(U) Ibid.
49(U) The State Department memorandum noted that American influence was waning daily
Ibid.
as more and more Iranians identified the United States with British interests. The State
Department assessed British influence as negligible.
50(U) Ibid.
51(U) Ibid.
52(U) United States Department of State, Foreign Relations of the United States 1952-1954, Vol.
X, Iran I951-I954 (Washington, D.C.: US Government Printing Office, 1989), pp. 529-34.
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(U) Dwight Eisenhower did not immediately tum his attention to Iran after taking
the oath of office in January 1953. His campaign pledge to end the Korean war had
priority, and only weeks after the inaugural festivities Soviet dictator Joseph Stalin died.
The new administration was faced with reevaluating Soviet-American relations. Under
these circumstances, events in Iran receded into the foreign policy background——
temporarily.53
(U) The British had never given up hope of executing a covert action to remove
Mossadeq, and continued to test the American response. After Mossadeq severed
diplomatic relations with Britain in October 1952, the indefatigable Woodhouse met in
London with Foreign Office officials, including Anthony Eden, to consider options
available to Britain. According to Woodhouse, Eden said that no covert operation would
succeed unless it had American support. Woodhouse “took his words as tantamount to
permission to pursue the idea further with the Americans, particularly with the CIA.”
This he did, arriving in Washington in mid-November 1952 after Dwight Eisenhower’s
victory.54
(S) Woodhouse met with State and CIA officials and argued that political
conditions in Iran made that country subject to a serious Communist threat. He did not
stress the oil issue. His reception at Truman’s State Department was “chilly”; at CIA, he
met with initial skepticism. Walter Bedell Smith told him “‘You may be able to throw
out Musaddiq, but you will never get your own man to stick in his place.”’ Frank Wisner
and future DCI Allen Dulles showed increasing interest and eventually warmed to the
idea of planning a covert operation to remove the Iranian Prime Minister. Woodhouse
writes that Dulles enlisted “a voung academic expert on Iran to examine the situation with
(S) Allen Dulles became DCI in late February l953 and promptly apprised the
President of the situation in Iran. Mossadeq, Dulles told the President, remained the
single strongest Iranian political leader. With the Shah showing no inclination to marshal
the armed forces move against Mossadeq, the situation, in Dulles’s words, was
for a
“slowly disintegrating.” If a showdown developed between the Shah and Mossadeq, “and
a realarmed conflict ensued between the two opposing elements, the communist Tudeh
elements might come up as the victors with their relatively small but well organized
group of suppo1ters[ and with the assistance of the Soviet Embassy in Tehran, disposing
‘q‘97
D |() 1
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(U) President Truman’s and Secretary Acheson’s policy of encouraging the parties
to reach an equitable oil settlement had reached a dead end. Neither the British nor
Mossadeq appeared willing to back off from their publicly stated positions, which each by
this time held with something approaching religious fervor. To London’s relief, the new
US administration abandoned the search for a negotiated end to the crisis. Perhaps now,
the British hoped, Washington would finally begin to see Mossadeq as the demagogue
Lond ought he was and take appropriate action.
‘
(U) Also in March 1953, State Department officials and British Foreign Minister
Anthony Eden met to discuss the Iranian situation. Eden found the Americans much
more receptive to the British viewpoint than they had been under Truman and Acheson.
The collapse of the Anglo-Iranian oil negotiations had changed the Americans’ attitude;
Washington now considered Mossadeq a source of instability and feared that his
continued tenure invited a Tudeh coup.
(C) The State Department agreed with Eden that Mossadeq had to go, but its
reasons differed from his. For Eden and his govemment, Mossadeq’s policies damaged
“British prestige, influence, and vital commercial interest.” For the Americans,
Mossadeq represented a weakened Iran and its increasing vulnerability to Soviet
domination.58 i
(U) The United States suspected the Soviets of trying to take advantage of the
deteriorating situation in Iran. In the US view, Soviet leaders undoubtedly saw
Mossadeq’s troubles as a diplomatic opening, and if he wanted to try to play Moscow
against Washington, the Soviets would let him. The Kremlin would help him. The
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potential benefits to the Soviets of cultivating Mossadeq were great: a docile southern
neighbor at a minimum, and beyond that, a chance to draw a strategically important
country into the Soviet sphere of influence.
(S) Soviet-Iranian negotiations were front page news in The New York Times
The
on ll August 1953. Iranian Ambassador to the United States Allahyar Saleh met for 90
minutes on the 11th with John Jemegan, Deputy Assistant Secretary of State for Near
Eastern, South Asian, and African Affairs. Jemegan learned that Iran was interested in
maintaining good relations with the United States as well as the Soviet Union.
.
(S) Upon leaving the State Department, Saleh met a group of waiting reporters
wanting to know whether the meeting had anything to do with Iranian-Soviet negotiations
and whether the US had reason to be concemed about such talks. Saleh replied that the
American Government should be pleased about the negotiations because they might
resolve claims arising from Iranian expenses incurred in furthering American policy aims
in World War II.
(U) The Iranian-Soviet negotiations were never held. On the day he met with
Jemegan, Saleh could not know that the Mossadeq govemment would remain in power
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only eight more days. President Eisenhower apparently had already made the decision to
oust the Iranian Prime Minister.
6l(S) Office of National Estimates, “Prospects for Survival of Mossadeq Regime in Iran,” SE—33,
14 October 1952, p. 3, Records of the Office of National Estimates, Directorate of Intelligence,
ARC.
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Iranians on the public scene [not] noted for honesty, consistency, reliability and strength
of convictions.”63
(U) The State Department recognized that he was not the ideal candidate, but was
qualified because he seemed “friendly to the United States and Britain and would be
acceptable to both Govemments.”64 Even more importantly, he was willing to take the
job.
(S) Zahedi was the only opposition figure meeting two other important criteria: he
had consistently opposed Mossadeq, and he had a significant following. Other potential
candidates either had a longer record of opposition or more followers, but none had both.
Zahedi claimed to have the support of Ayatollah Kashani, court officials, elements of the
armed forces, influential merchants in th the Iranian people. This
was dubious, for
last assertion, at least, Iranian specialist
working as a consultant for DDP’s Near East and Africa Division, observed: “It is far
more likely that the man in the street continues to admire Mossadeq for his strong stand
against the British and as a symbol of resurgent nationalism. However, this element is of
no practical value to either side unless effectively organized and led.”65
(U) Whoever succeeded Mossadeq would be able to count on US support. In
March 1953, an intemal memorandum by the State Department’s Office of Greek,
Turkish, and Iranian Affairs outlined the steps the United States was likely to take if
Mossadeq fell. Although American officials would limit their public pronouncements to
expressions of unwillingness to interfere in the intemal affairs of another country,
privately they would use non-US channels to assure the Shah and new prime minister that
Washington was eager to help. Sensitivity to Iranian concerns that the country was being
tumed into a foreign base would preclude ostentatious and immediate American military
assistance, but privately the Americans could assure Tehran that meaningful military aid
(trucks, communication equipment, and other items that also had civilian uses) would be
forthcoming.“
63(TS) Ibid.
64(Tfj State Department. “Proposal to Bring About Change of Govemment in Iran,” 25 June
1953
65(TS) Ibid.
66(U) “Measures Which the United States Govemment Might Take in Support of a Successor
Government to Mosadeq,” March 1953, Department of State, Office of Greek, Turkish, and
Iranian Issues, RG 59, Lot 57, D 529, Box 40, National Archives and Records Administration.
67(U) In NSC 10/2.
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wanted with a minimum of cost and attention. If such an operation went sour,
Washington could disavow any knowledge or connection.
eveuliinted that Mossadeu should be
'
(S)
assassinated.
(U) Before going into the operation, Ajax had to have the approval of the
President. Eisenhower participated in none of the meetings that set up Ajax; he
received only oral reports on the plan; and he did not discuss it with his Cabinet
or the NSC. Establishing a pattem he would hold to throughout his Presidency,
he kept his distance and left no documents behind that could implicate the
President in any projected coup. But in the privacy of the Oval Office, over
cocktails, he was kept informed by Foster Dulles, and he maintained a tight
control over the activities of the CIA.69
69(U) Stephen E. Ambrose, Eisenhower, vol. 2, The President (New York: Simon and Schuster,
1984), p. lll. Ambrose repeats this paragraph verbatim in Eisenhower: Soldier and President
(New York: Simon and Schuster, 1990), p. 333.
20
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21
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Chapter 2
1
(U) The name went through several permutations before settling on Near East and Africa
Division.
2(U) Burton Hersh, The Old Boys: The American Elite and the Origins of the CIA (New York:
Charles Scribner’s Sons, 1992), p. 331; G.J.A. O’Toole, Honorable Treachery: A History of U. S.
Intelligence, Espionage, and Covert Action from the American Revolution to the CIA (New York
The Atlantic Monthly Press, 1991), p. 458; Who ’s Who, I 964-65.
3(U) Kermit Roosevelt, Arabs, Oil, and History: The Story of the Middle East (Port Washington,
NY: Kennikat Press [1947] 1969).
4 C.M. Woodhouse, Something Ventured (London: Granada, 1982), p. 120.
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23
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9(U) Although CIA almost certainly would have hired him as a permanent staff employee,
Wilber refused and preferred to work under contract. He lived in Princeton and did not wish to
leave. A contract enabled him to work at CIA without requiring him to move to Washington.
e1960s
' ' ' ' ' ' '
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25
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26
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27
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28
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difference between allegiance and control. The Shah enjoyed the allegiance of almost all
Iranian Army officers; they had been raised to regard their monarch as a symbol of loyalty
and patriotism. Whether he wielded any “control” was more problematic. His failure to
assert himself against Mossadeq was causing confusion and constemation as officers
risked their careers by backing him against the Prime Minister. The attaches concluded
that “if the Shah were to give the word, probably more than 99% of the officers would
27 (U) M 175 from USARMA Tehran to Department of the Army, Department of the Air Force,
Department of the Navy, “Control of the Armed Forces of Iran,” ll August 1953, National
Archives, RG 319, Entry 57, box 27. The distribution list shows that CIA received nine copies of
the attaches’ assessment.
29
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comply with his orders with a sense of relief and with the hope of attaining a state of
stability.”28
(U) Mossadeq, through Army Chief of Staff General Riahi, a Mossadeq loyalist
actually controlled the Army. Iranian officers considered lega1—and would obey——any
order of the Shah coming from the Chief of Staff. The officer corps considered the
Shah’s silence about the Chief of Staff’s actions as implied consent. Failure to follow
orders even under these conditions was tantamount to treason. The American military
attaches concluded that if the Shah opposed the Chief of Staff, or if the Chief of Staff
with the Shah’s support opposed the Prime Minister, Mossadeq’s control of the Army
28(0) Ibid.
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31
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34(U) Schwarzkopf was the father of the American general of the same name who led US and
Coalition forces in the 1991 Gulf war against Iraq.
32
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33
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45(U) Donald N. Wilber, Adventures in the Middle East: Excursions and Incursions (Princeton,
NJ: Darwin Press, 1986) p. 189.
,
34
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48(U) The Shari’a is Islamic religious law, intended to guide all aspects of social activity. See,
William O. Beeman, “Pattems of Religion and Economic Development in Iran from the Qajar
Era to the Islamic Revolution of 1978-79,” in Gobal Economics and Religion, ed. James Finn
(New Brunswick, NJ: Rutgers University Press, 1983), p. 78.
35
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36
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37
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59(U) H.W. Brands, Inside the Cold War: Loy Henderson and the Rise of the American Empire
I918-61 (New York: Oxford Universitv Press, 1991), D. 282.
38
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(S) On 25 June
1953, senior foreign policymaking officials met at the State
Department to hear Roosevelt outline the final plan for TPAJ AX. President Eisenhower
did not attend, but other top officials did: Secretary of State John Foster Dulles; Secretary
of Defense Charles Wilson; DCI Allen Dulles; Undersecretary of State and former DCI
Walter Bedell Smith; Deputy Undersecretary of State Robert Murphy; Robert Bowie,
head of the State Department’s policy planning staff (and subsequent CIA Deputy
Director of Intelligence in the late 1970s); Henry Byroade, Assistant Secretary of State for
the Middle East; and US Ambassador to Iran Loy Henderson.“
(U) After Roosevelt’s briefing, Secretary of State Dulles polled the meeting.
Allen Dulles and Walter Bedell Smith were strongly in favor of proceeding; the others
agreed but were less enthusiastic. Henderson did not like covert operations but thought
the United States had no choice in this case.62
(U) Nor did CIA have to notify Congress of its impending operation. Allen
Dulles may have informally told key Senators like Richard Russell, as well as key
members of the House of Representatives, what the Agency was doing, but CIA’s files
contain no record of these conversations.
l
61(U) Brands, 281. Eisenhower’s absence should not be read as passivity or disinterest. The
p.
President knew what was going on but preferred to keep himself out of all formal deliberations.
His orders and briefings were given orally with no record kept.
62(Ui Ibid.
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40
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Chapter 3
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6(U) The absence of relevant intelligence in Carroll’s file is curious. Foreign intelligence assets,
not covert action assets, collect the sorts of information Carroll needed. Two possible reasons
explain the paucity of information. Either the foreign intelligence assets had not been tasked
properly, or, as is more likely, their focus up to this time had been on the Soviet Union and its
activities rather than on Iranian activities. The USSR invariably was the main target of the
American intelligence effort, and most if not all of CIA’s foreign intelligence assets in Tehran
2 to collect information on the Soviets.
' '
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43
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(S) The General Stafl positioned the divisions and brigades with an eye toward
1
\
suppressing Iran ’s sometimes unruly tribes, rather than where they would be best able to
defend the country against a Soviet invasion. Accordingly, most of the divisions were in i
the south and east, rather than along the northern border with the USSR. The table
r
below lists major Iranian units and the tribal areas in which-—or adjacent to which—they
were deployed. 14 l
13
(S) US Army, G-2 (Intelligence), Intelligence Staff Study, “Estimate of the Capabilities of the
Iranian Armed Forces Including the Employment of Iranian Tribes as Auxiliaries,” 15 Dec 1952,
Records of the Department of State, RG
59, Lot 57, D529, NND959286, “Iran 1946-54,” Box 4,
National Archives and Records Administration.
14 (s) Ibid.
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(U) The Princess also was convincedThat Mossadeq woulffilo whatever he cou
to prevent her retum. She had already written to the Prime Minister three times, saying
that she wanted to come back to Iran because she could no longer afford to live in Europe
When she saw, with some prompting, that a surreptitious visit to the Shah might improve
her chances of retuming home permanently, she began to wann to the idea.
‘
%
(U) Princess Ashraf arrived in Tehran on 25 July 1953 and met with her brother
M
four days later. She was unable to convince him to sign the firmans and left Tehran the
following day.
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T
23(U) The arrival of Soviet Ambassador Anatoly Lavrentiev in Tehran on l August 1953
probably heightened Washington’s and Roosevelt’s sense of urgency. Lavrentiev had been
FMTMW
ambassador to Czechoslovakia in 1948 and had been behind the Communist coup that deposed
pro-Western Czech President Benes. Lavrentiev replaced Ivan Sadchikov, who left Tehran for
46
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In his book Countercoup, Roosevelt notes that nothing could be done on the
25(S) Donald Wilber, Operation TPAJAX (draft), March 1954, Directorate of Operations
Records, Job 80-1701, Box 3, Folder ll, p. 26, ARC.
26(U) Nassiri later became the head of SAVAK. In I978, former Agency officer Miles Copeland
met General Nassiri to discuss Ayatollah Khomeini and the deteriorating situation in Iran.
Copeland found Nassiri “even stupider than Kim [Roosevelt] said he’d be.” The General regaled
Copeland with “fairly bloodthirsty details of how he could have put an end to the demonstrations
within a week if only the Shah had given him free rein.” Miles Copeland, The Game Player:
ns 0 the CIA ’s original political operative (London: Aurum Press, 1989), p. 251.
28 (U) Manucher Farmanfarmaian and Roxane Farmanfarmaian, Blood and Oil: Memoirs of a
Persian Prince (New York: Random House, 1997), p. 292. Farmanfarmaian says that the Shah
signed the firman on a Sunday in the second week of August. This cannot be correct, for the
firman was not signed until 13 August. The second Sunday in August was the ninth, and the
third Sunday was the sixteenth.
29 A State Department cable reported that the firman appointing Zahedi read:
View of fact situation of nation necessitates appointment of an informed
and experienced man who can grasp affairs of country readily, I
therefore, with knowledge I have of your ability and merit, appoint you
with this letter Prime Minister. We give into your hands duty to improve
affairs of the nation and remove present crisis and raise living standard
of people.
of State. 16 August 1953. Tehran No. 342.
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30(U) Kermit Roosevelt, Countercoup: The Struggle for the Control oflmn, (New York:
McGraLw-Hill. 19793. D. l7l.
48
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33(U) Ibid. (S). Wisner’s idea of the “public” probably was narrow. Most Americans did not
read The New York Times and could not have told him whether Iran was in the Middle East,
'
Carolina.
49
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Just before midnight on 15 August, Col. Nassiri set out with two trucks of soldiers
to arrest Mossadeq. When Nassiri arrived at Mossadeq’s home to deliver the firmans and
arrest the Prime Minister, he found himself surrounded and arrested instead.37
(S) Troops loyal to Mossadeq took the other participants into custody by early
moming Sunday 16 August. By 0500 pro-Mossadeq troops and tanks ringed the Prime
Minister’s house. At 0545 Radio Tehran announced that the govemment had foiled a
coup.38 Riahi informed the commanders of all military formations of the attempted coup
and ordered them to monitor morale in their units and to prevent disorder and disturbance
in their areas. Riahi’s and Mossadeq’s quick reactions effectively emasculated the
military’s participation in TPAJ AX.
(U) The original plan for a military operation had failed abysmally. Upon hearing
of Nassiri’s arrest, the principal anti-Mossadeq figures lost their courage. For example,
General Batmangelich, who was to have captured Riahi’s headquarters, tumed back when
he saw the troops surrounding the building. Batmangelich and Col. Akhavi soon found
themselves under arrest. The Shah, for his part, left the summer palace in the suburbs of
Tehran and flew to Baghdad via Ramsar.
50
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l l
(S) The Shah’s flight to Baghdad was no surprise, given his temperament and his
inability to withstand any kind of psycholoj_icaLnJessure. The Shah later oortraved his
oflthe oneration.3
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(U) Ambassador Henderson, who had left Iran to distance himself from the
operation, retumed to Tehran on 16 August. He immediately sought and received an
audience with Mossadeq. The ambassador asked the Prime Minister if he believed the
Shah had issued orders dismissing him and appointing Zahedi. Mossadeq replied that he
had never seen such documents, that he would not believe them if he saw them, and that
in any event the Shah was powerless to dismiss him. According to Mossadeq, the Shah
could not, on his own authority, demand a change in the govemment. Notwithstanding
the Iranian constitution’s provision that the prime minister serves at the pleasure of the
monarch, Mossadeq contended that his power came from the people rather than the
Shah.42
(U) At noon on Sunday l6 August, Mossadeq issued a brief statement over Radio
Tehran: “According to the will of the people, expressed by referendum, the 17th Majlis is
dissolved. Elections for the 18th session will be held soon.” Minister of Foreign Affairs
Hoseyn Fatemi held a press conference that aftemoon in which he reviewed the events of
the coup and announced that the Acting Minister of Court Abul Ghassem Amini had been
42(U) H.W. Brands, Inside the Cold War: Loy Henderson and the Rise of the American Empire
1918-1961 (New York: Oxford University Press, 1991), pp. 235, 285.
52
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arrested.43 Fatemi made several violent speeches virulently attacking the Shah and
orderfrllhe monarch’s statutes in Tehran torn down.44
53
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arrest and forced others into hiding. Even if such a group emerged, OCI was pessimistic
about its chances for success.49
(C) OCI thought the Shah’s involvement had created new dangers for the
monarchy and amounted to an “open invitation” for Mossadeq to proceed against him. If
the Prime Minister did not succeed in forcing the Shah to abdicate, “he will manage to
strip from [the monarch] the remaining vestiges of power.” “Mossadeq,” OCI concluded,
“[may] be expected to retain political control but will probably assume a more dictatorial
position and indulge in more chicanery to maintain himse1f.”50 The situation seemed
irretrievable to US analysts unwitting of NEA’s plans to try again.
49(C) “Assessment of the Iranian Situation,” 17 August 1953, Office of Current Intelligence,
50(0) Ibid.
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Chapter 4
(U) Victory
The US Embassy in Tehran may have been ready to write off TPAJ AX, but
(S)
Kermit Roosevelt was not. He knew that the elements for success were still present even
though the anti-Mossadeq Iranian military leadership had collapsed ignominiously at the
first hint of resistance. Mossadeq remained politically isolated and the military, for all its
inactivity, was basically pro-Shah.
(S) CIA no longer viewed TPAJAX as a military coup; it was now a political
action designed to swing the Iranian military away from the illegal Mossadeq government
and place the armed forces squarely and actively behind the Shah and the legal Zahedi
government. Inducing the military to move in this direction would require a rapid,
concentrated, and effectively improvised psychological warfare campaign to publicize the
notion that Mossadeq had launched a coup against the legitimate govemment. Roosevelt
wanted to control events to the extent possible, but he was also prepared to react to them
and take advantage of fluid situations.
(U) Roosevelt knew he held at least two powerful cards in the Shah’s firmans.
Although Zahedi was hiding from Mossadeq, under the Iranian Constitution he was the
legal Prime Minister of Iran and Mossadeq was not. Roosevelt was convinced that if he
could publicize and emphasize that theme, Mossadeq could not retain his illegal grip on
power‘ for long.
1(U) Love covered the entire crisis for The New York Times. His reports made the front pages
of the newspaper from 17-24 August 1953.
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(U) When the Shah arrived in Rome on 18 August, CIA faced a potential disaster.
By coincidence, DCI Allen Dulles was there on vacation. When the Shah checked into the
Excelsior Hotel, Dulles was standing next to him trying to do the same thing.
(U) John Waller remembers that he got a call from Frank Wisner between 0200
and 0300. Wisner was agitated. “He ’s gone to Rome, Wisner told Waller. “A terrible,
”
”
terrible coincidence occurred. Can you guess what it is? Waller could not.
(U) “Well,” Wisner continued, “he went to the Excelsior Hotel to book a room
with his bride, and the pilot, there were only three of them, and he was crossing the street
on his way into the hotel. Guess, . .can you tell me, I don ’t want to say it over the
.
phone, can you imagine what may have happened? Think of the worst thing you can think
”
of that happened.
”
(U) Waller said, “He was hit by a cab and killed.
”
(U) “No, no, no, no, Wisner responded impatiently, by this time almost wild with
excitement. “Well, John, maybe you don’t know, that Dulles had decided to extend his
"
vacation by going to Rome. Now can you imagine what happened?
(U) Waller answered, “Dulles hit him with his car and killed him.”
(U) Wisner did not think it was funny. “They both showed up at the reception
desk at the Excelsior at the very same moment. And Dulles had to say, ‘After you, your
Majesty. ”’25
(U) The meeting between Dulles and the Shah was completely fortuitous but
fraught with embarrassment for the US Government and CIA had the news media learned
of it. They did not, so the incident passed unnoticed. Wisner’s reaction strongly suggests
that the meeting was coincidental. It was unlikely that he would have called Waller at
0200 in a panic and revealed sensitive information over an open telephone line if there
had been a plan for the DCI to meet the Shah in Rome.26
2°(U) In writing of this incident in Gentleman Spy: The Life of Allen Dulles, Peter Grose says
that “Of all the conspiracy theories that later swirled around the personage of Allen Dulles, none
has made a convincing case to accommodate this unfortunate proximity.” Peter Grose,
Gentleman Spy: the Life of Allen Dulles (Boston: Houghton Mifflin, 1994), p. 367.
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(U) The size and fervor of the demonstrations were critical in encouraging the
military to come down on the side of the Shah and Prime Minister Zahedi. Although
some members of the officer corps opposed Mossadeq, Roosevelt could not be certain
that their units would follow their orders in the absence of evidence that the general
population would back them up. The Iranian army has a long tradition of waiting to see
who controls the streets before it acts.
(S) By 1130 the military evidently had concluded that Mossadeq was through.
Truckloads of pro-Shah soldiers sped through the streets of Tehran, and many troops
joined shouting “Zendebad Shah!” while waving pictures of the
monarch
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(U) The broadcast in the afternoon of 19 August was confused and chaotic, but
there was no doubt that pro-Shah forces had captured and were controlling Radio Tehran.
The first indication came when the announcer said, “The people of Tehran have risen
today and occupied all the government offices, and I am able to talk to you all through the
help of the armed forces. The govemment of Mossadeq is a government of rebellion and
has fallen.”41 Seven minutes later, amid much confusion and shouting on the air, a Col.
Ali Pahlavon said,
(U) The broadcast stopped. After seven minutes it continued with a woman shouting,
(U) Oh people of Iran, let the Iranian nation prove that the
foreigners cannot capture this country! Iranians love the King. Oh
tribes of Iran, Mossadeq is ruling over your country without your
knowledge, sending your country to the government of the hammer and
sickle.43
A major from the Iranian army said that he was an infantry officer “retired by
(U)
Mossadeq, the traitor. We proved to the world that the Iranian army is the protector of
this under the command of the Shah.” Much confusion followed,
country and is after
which Radio Tehran played the national anthem and then went off the air.44
F
(U) Wednesday Afternoon 19 August: “Zendebad, Shah!”
41(U) Intercept from Tehran Iranian Home Service, 19 August 1953, 1200 GMT, Records of the
Directorate of Operations, Job 79-0l228A, Box 11, Folder 14, ARC
42(U) Intercept from Tehran Iranian Home Service, 19 August 1953, 1207 GMT, Records of the
Directorate of Operations, Job 79-01228A, Box 11, Folder 14, ARC.
43(U) Intercept from Tehran Iranian Home Service, 19 August 1953, 1214 GMT, Records of the
Directorate of Operations, Job 79-O1228A, Box 11, Folder 14, ARC.
44(U) Ibid. Radio Tehran went off the air at 1222 GMT.
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(U) Zahedi began broadcasting that he was the legally appointed head of the
govemment.48 He also promised, to Roosevelt’s chagrin, that he would boost living
standards, provide free health services to the poor, and modernize agriculture.49
48 (U) According to the State Department, the Embassy monitor reported Zahedi’s transmission
as follows:
Dear Compatriots:
In the name of Almighty, I address you.
have been appointed your Prime Minister by order of His Majesty.
I
Past governments have made many promises but have achieved very little.
Nation must know I am lawful Prime Minister on Shah’s orders. Principal points
my program are: Rule of law; raising standard of living; free health services for
all; mechanization of agriculture; road construction; public security; individual
and social freedom; cooperative societies.
Long live Mohamed Reza Shah Pahlevi.
Telegram from US Embassy Tehran to Secretary of State, No. 406, l9 August I953. National
Archives, RG 319, Entry 57,’box 27.
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(S) The Shah at this point was still in Rome. At first, Ambassador Henderson did
not want the monarch back in Tehran until popular pressure for his return became
overwhelming.54 Washington, however, thought it was a good idea for the Shah to return
as soon as possible. The State Department had reversed itself and now was strongly
urging the Iranian ruler to make a statement thanking his people for their support and
promising to return. CIA Headquarters added that “We feel it extremely important for
Shah to return immediately since issue is still in doubt and his presence just might make
all the difference.”55
(S) State favored pressuring the Shah if he hesitated. Under Secretary of State
Walter Bedell Smith wanted to remind Mohammed Reza Pahlavi of two points: (1) his
actions were constitutional, legal, and in keeping with Iranian practice and tradition, and
(2) had he stayed in Tehran, perhaps the earlier military coup attempt would have
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succeeded. The Smith thought, was in part a result of the Shah’s sudden
initial failure,
departure, “leaving behind only pieces of paper which are not too meaningful or forceful
in Ira t best let alone when they are the subiect of controversy as to their validity.”56
lie to a
tumultuous and emotional welcome.57 His plane stopped in front of the ranks of the
Imperial Guard, drawn up to greet their sovereign and commander. Kennett Love
described the scene for The New York Times as the new Prime Minister met the Shah’s
airplane:
(U) General Zahedi half-entered the plane and kissed the Shah’s knee, then
backed from the door to allow the 34-year-old Emperor to descend. The Shah
wore the gold-braided blue gray uniform of the Air Force Commander in Chief
that had been specially flown to Baghdad for his return. His eyes were moist and
his mouth was set in an effort to control his emotions.58
19 August 1953,
he P oints that Smith
wanted to impress upon the Shah came from the Iranian ambassador in Washington.
57(s) TEHE 749, 20 August 1953.
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CIA estimated that the short-term prospects for Zahedi’s govemment were
(S)
good. “Although many Iranians will regret the downfall of Mossadeq and will thus
provide a source of future opposition to the new regime, most of this group will probably
acquiesce at least temporarily in the change.” The Tudeh Party lost much of its support in
the upsurge of anti-Communist, pro-Shah sentiment. CIA thought the Tudeh unlikely to
recover support in the near future. Zahedi faced a formidable task in dealing with the
its
disparate elements responsible for Mossadeq’s downfall, and he probably could not count
on the Shah’s strong support. The Shah had never supported any of his past prime
minis s consistentlv. and CIA did not believe this would change.60
60(5) Office of National Estimates, “The Current Outlook in Iran,” SE-49, 26 August 1953,
econds oflthe Office of National Estimates. Directorate of Intelligence. ARC.
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Chapter 5
(U) Aftermath
(S) The situation in Tehran was still fluid, and no one knew if the Tudeh might try
to instigate an anned revolt against Zahedi thatcould have led to civil war. Neither
Zahedi nor his new military Chief of Staff, Gen. Batmangelich, wanted to take any
chances. Batmangelich spent the first two days of his tenure as Chief of Staff ordering
selected Iranian Army units to Tehran. Batmangelich may have intended to augment the
security forces already in or enroute to Tehran or he may have wanted to ensure enough
“show troops” to greet the Shah when he retumed.
(S) Batmangelich ordered battalions from Isfahan, Kerman, Tabriz, and
Khorramabad to leave their garrisons for Tehran. These cities are widely separated and
cover the country from the northwest to the southeast. The Chief of Staff may have
ordered other units as well, but there is no evidence supporting additional troop
movements of additional units.
(S) Each battalion enroute had 358 enlisted men, 79 non-
to Iran’s capital
commissioned officers, and five or six officers. They left with weapons, full equipment,
provisions for two days, and one fire unit of ammunition. Batmangelich was anxious that
the units arrive in Tehran on time, and ordered them to report their progress while
enroute.
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(U) The different and widely separated home garrisons of the battalions made
them unlikely co-conspirators against the new regime. The chance that any of these
battalions would refuse to follow Zahedi’s orders was remote.
(U) The five brigades in the Tehran garrison had not covered themselves with
glory during the civil unrest ousting Mossadeq, and Batmangelich and Zahedi no doubt
thought it prudent to have other troops in the capital who probably would not hesitate to
crush a Tudeh-led coup attempt. Batmangelich clearly intended these forces for more
than ceremonial purposes; troops do not parade or pass in review with live ammunition.
(S) Mossadeq’s fall did not mean an immediate end to the problems that had
bedeviled Iran’s relations with the West. Almost immediately after TPAJ AX, Assistant
Secretary of State for Near Eastern Affairs Henry Byroade wrote a memorandum
addressing two issues: How will the change in government affect Iranian policies, and
what attitude should the US Government take toward the Zahedi government?1
(U) Byroade noted that a revolution of nationalism was sweeping Asia and that
any effective leader had to base his program on nationalist aspirations or face political
suicide. Zahedi, therefore, was not likely to reverse many of Mossadeq’s policies.
Byroade wamed that American policymakers would be unwise to assume “Iran will tum a
new face toward the West in the immediate future.” Nonetheless, he argued, Zahedi
merited American support. His fall, in Byroade’s opinion, would “open the way to chaos
and a struggle for power which only the Tudeh organization would be likely to win.”2
in
(U) Two complications affected American support for the new Iranian Prime
Minister. Zahedi lacked solid political support in his own right. He could expect the
Shah to thwart his efforts to create a strong govemment, since the Shah distrusted any
strong leader—or anyone who might emerge as a strong leader.
(U) Zahedi’s options were limited. He could not become a military dictator as
long as the military remained loyal to the Shah, nor could he seek broad—based civilian
support without calling for new Majlis elections. The Majlis was notorious, in Byroade’s
words, for its “destructive criticism” and there was no guarantee that a new Majlis would
cooperate with Zahedi. In short, Byroade wrote,/“there is no cause for jubilation that our
problems are ended in Iran. On the contrary, the future can be expected to bear
remarkable similarity to the recent past.”3 It was a sobering antidote to the euphoria at
the highest levels of CIA.
1(U) Memorandum from [Henry A.] Byroade, NEA, to Mr. Bowie, S/P, “Iran,” 21 August 1953,
RG 59, Records of the State Department, Records of the Office of Greek, Turkish, and Iranian
Affairs, Lot 57, D 529, Box 40, NARA.
2(U) Ibid.
3(U) Ibid.
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(S) In November 1953, the intelligence community judged that the Tudeh’s
disarray made it unlikely that the Party would seize power. In a National Intelligence
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Estimate entitled Probable Developments in Iran Through 1954, ONE wrote that the
Tudeh had been seriously disrupted, with many of its most active members under arrest.
Zahedi, moreover, had purged known Tudeh sympathizers from govemment agencies.
Even so, in ONE’s view, the Tudeh was not impotent and still remained capable of
sabotage and terrorism.21
(S) Office of National Estimates, NIE-102, “Probable Developments in Iran Through l954,”
21
l6 November 1953, p. 2, Records of the Office of National Estimates, Directorate of Intelligence,
ARI‘.
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(U) Until the archives of the former Soviet Union are fully opened, it will be
impossible for scholars to know the exact reasons why the Tudeh did not act. Perhaps
Bahrami was right in suggesting that it was only because the Tudeh was unprepared, but
the reasons are probably more complex. Stalin had been dead for only five months, and
the new leaders were probably reassessing his policies. They almost certainly recognized
the importance of Iran to the United States (and to the Soviet Union) but may have been
unsure how much freedom of action they had. In any event, since the Tudeh was so
closely directed from Moscow, it is unlikely that the Iranian Communists decided on their
own to do nothing
(U) Whatever ill effects or career damage Lavrentiev suffered from Mossadeq’s
fall were temporary. He eventually returned to his post in Tehran and stayed until May
1955, when Moscow recalled him to participate in a commission trying to resolve
nian border and financial disputes
' '
outst -
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quick thinking, calm analysis, and ability to recognize turning points and act
his initiative,
decisively upon them.
(S) Although CIA did not conduct an investigation or post-mortem analysis of the
operation to determine what the Agency did wrong and what it did right, Roosevelt in
September 1953 talked about his role in TPAJ AX before a group that included President
FEisenhower. Secretarv of State Dulles, the Cabinet, the Joint Chiefs of Staff, and others
Roosevelt kept his audience enthralled for two hours and
emphasized that the operation had succeeded because it enjoyed the support of the Iranian
army and the people. It also succeeded because he did not have Washington second-
guessing his every move. Cables from Tehran were scare during the critical days of 16-
19 August—for a good reason. “Gentlemen,” Roosevelt joked to general applause, “I
made a point of not letting you know what was happening.” No one seemed more
amused than Allen Dulles.26
(S) Roosevelt cautioned his audience not to draw the wrong lessons from
TPAJ AX. “Now we’ll think we can walk on water, everywhere,” he said, “and we’ve got
to be careful and restrain ourselves.”27
(S) Roosevelt had long thought that contradictions in American foreign policy
would continue to make covert action necessary. In 1952 he wrote that, at least in the
Middle East, as long as American words do not match American deeds “so long will our
orthodox diplomacy in the area be hamstrung and our reliance upon clandestine
operations increase.”28 Outside the Middle East, he wrote, strategic considerations—~
chiefly the fear of losing French or British support for NATO——“often require or seem to
require our pursuit of a policy which alienates large segments of the Islamic-Asian
world.” Roosevelt also believed that the United States had a tendency “to develop policy
in terms of irrelevant traditional formulae.”29
(U) Secretary of State Dulles did not heed Roosevelt’s admonition. The Secretary
was already contemplating a similar operation in a country half a world away from Iran
and much closer to home.30 Officials in CIA’s Directorate of Plans had been working
since 1952 on schemes to depose Guatemalan President Jacobo Arbenz. Like Mossadeq,
Arbenz was willing to tum a blind eye to Communist machinations in his country.
Unlike Mossadeq, however, Arbenz appeared to be a Communist sympathizer. Even the
most bitter anti-Mossadeq partisans did not claim the Iranian Prime Minister was a
Communist or a sympathizer.31
28(C) Kermit Roosevelt, Chief, Division of Near East and Africa, Directorate of Plans,
Memorandum, “General Observations on the Operational Problems Confronting NEA Division,”
7 October 1952
29(0) Ibid.
30(U) Kermit Roosevelt, Countercoup: The Struggle for the Control of Iran (New York:
McGraw-Hill. 1979). D. 210.
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(U) Roosevelt’s knowledge of the Middle East gave him the confidence to play
the situation in Iran by ear without much Headquarters involvement. His lack of Latin
American expertise would have precluded a similar approach in dealing with Guatemala.
Control from Headquarters would necessarily have been tighter, restricting his freedom of
movement.34
(U) There was another important distinction between Iran and Guatemala. Arbenz
controlled a comparatively stable Guatemalan Government; Mossadeq presided over a
shambles. At the start of 1953, according to Iranian specialist Kuross A. Samii, “Iran
resembled an old ship swept away by a storm with no one aboard capable of dealing with
32 (S) See Nicholas Cullather, Operation PBSUCCESS: The United States and Guatemala, 1952-
1954 (Washington, DC: CIA History Staff, l993); Piero Gleijeses, Shattered Hope: The
Guatemalan Revolution and the United States, I944-I954 (Princeton: Princeton University
Press, 1991); Stephen Schlesinger and Stephen Kinzer, Bitter Fruit: The Untold Story of the
American Coup in Guatemala (New York: Doubleday, 1982); and Richard H. Immerman, The
CIA in Guatemala: The Foreign Policy of Intervention (Austin: University of Texas Press, l982).
L37l(S) Ibid.
‘
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the attendant frenzy.” By August, Mossadeq “was barely holding on to the broken sails
of his sinking ship. Everything considered, whatever might be said of the morality or the
legality of American action, it still should not be characterized as having overthrown a
stable regime in Iran.”35 What worked in Iran, Roosevelt sensed, probably would not
work in Guatemala because the circumstances were so different.
(S) Neither CIA nor the US Govemment heeded Roosevelt’s warnings about the
seductiveness and danger of covert action, and PBSUCCESS went forward successfully.
With the overthrow of Arbenz, many in the State Department and CIA thought American
action had narrowly averted a Communist government in Guatemala. The relative
rapidity and ease with which TPAJ AX
and PBSUCCESS had accomplished their
objectives, however, deceived CIA officials. They drew the erroneous lesson that the
Agency could alter world events in the Third World at will and with minimal expense. It
would take the debacle at the Bay of Pigs in 1961 to vindicate Roosevelt, but by then the
man who had brought down Mossadeq had resigned from CIA.36
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Chapter 6
(U) During the 1979-81 Iranian hostage crisis, a reporter asked President Jimmy
Carter whether he thought that “it was proper for the United States to restore the Shah to
the throne in l953 against the popular will within Iran.” Instead of correcting the
reporter’s loaded question, the President replied, “That’s ancient history, and I don’t think
it’sappropriate or helpful for me to go into the propriety of something that happened 30
years ago.”1
(U) Many diplomatic historians, intelligence historians, and political scientists do
not consider TPAJ AX “ancient history.” Eighteen years after President Carter’s remark,
the questions implicit in the reporter’s query persist and continue to stir controversy.
(S) The extensive secondary literature on TPAJ AX
and other American covert
operations in the early 1950s focuses on a single issue, whether stated or implied: Was
the operation in the US national interest? With this question as a guide, this chapter
evaluates the covert action as its contemporaries saw it and as we view it retrospectively.
1(U) President Jimmy Carter, “The President’s News Conference of February l3, 1980, Public
Papers of the Presidents of the United States, Jimmy Carter. Book I—January l to May 23, l980
(Washington, DC: United States Govemment Printing Office, 1981), p. 307.
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policy of the Zahedi Govemment that the United States obtained at minimal costz would
last for 26 years. Secure in the knowledge that the US would support Iran against the
USSR, the Shah was able to tum his attention to domestic matters. He began a series of
far-reaching modemization efforts, including land reform and steps toward the
emancipation of women.
(U) TPAJAX came at a time when the events in pre-war Europe were a fresh
memory. Americans had seen how Nazi subversion could destroy a country like
Czechoslovakia. They had seen the consequences of weakness and appeasement before
Nazi and Japanese demands. They had suffered the incalculable cost of failing to act
when action might have stopped further aggression. Many were determined never again
to let the appearance of weakness and indecision encourage aggression.
(U) Neither the White House nor State Department had the slightest doubt that the
Soviets coveted Iran and would do whatever they could, short of war, to bring that
country within the Soviet orbit. The Azeri crisis of 1947 showed that unless checked,
Stalin would continue to test the West’s resolve.
(U) Stalin’s death in March 1953 added a dangerous element of ambiguity to
Soviet intentions. Who would succeed the late dictator, the “breaker of nations”?3
Would Soviet policy become more or less aggressive? Would the Soviets reoccupy
Iranian Azerbaijan‘? Would they encourage the Tudeh to topple Mossadeq? The White
House, the State Department, and CIA struggled to find answers to these questions.
(U) Sending American troops to Iran was never a practical option for logistical
and political reasons. An American military occupation almost certainly would have led
to war. The USSR would have invoked the terms of the 1921 Treaty of Friendship
Between Iran and the Russian Soviet Federated Socialist Republic and occupied the
northern part of the country. Iran would have been divided into a Communist north and a
free south. Fear of partition lay behind Washington’s objection to the proposed British
occupation of the port city of Abadan early in the oil nationalization crisis.
(U) A covert political operation promised to attain American foreign policy and
strategic in objectives Iran without the threat of war. CIA gave the Eisenhower
administration flexibility where diplomacy had failed and military action was not
practical. In addition, CIA gave the US Government “plausible deniability.” If a covert
action went awry, the President could deny American involvement. With these
considerations in mind, and given the widely held Western outlook on the international
3(U) Historian Robert Conquest’s term. See, Robert Conquest, Stalin: Breaker of Nations (New
York: Viking Press, 1991).
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4 See, Wilbur Crane Eveland, Ropes of Sand: America ’s Failure in the Middle East (New
e.g.,
York: W. W. Norton & Company, 1980); Barry Rubin, Paved With Good Intentions: The
American Experience and Iran (New York: Oxford University Press, 1980); James A. Bill, The
Eagle and the Lion." The Tragedy of American-Iranian Relations (New Haven, CT: Yale
University Press, 1988).
5(U) C.M. Woodhouse, one of the British principals in the operation, deals with this point in his
autobiography Something Ventured. He contends that what Britain and the United States saw in
1953 was vastly different from what happened in 1979. The proper analogy, he asserts, is to the
events in Afghanistan from 1973 to 1980: the overthrow of a weak monarchy by nationalist
forces, who in turn would be overtaken by indigenous Communists, who in tum would call in the
Soviet Army. C.M. Woodhouse, Something Ventured (London: Granada, 1982), p. 131.
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?/Ase 1n"\'w+iW*"Y
"B an I4. l
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(S) Did CIA Act Against a Legitimate Leader Enjoying Popular Support?
(U) Although there is no doubt that Mossadeq captured the imagination of
segments of Iranian society with the nationalization of the Anglo-Iranian Oil Company in
1951, his political support dwindled steadily. By August l953 he did not command mass
support. The Tudeh and splinters of the National Front were the only political parties
willing to support him.
(U) The pro-Shah sentiments of the Tehran crowds onVl9 August 1953 were
genuine. Although CIA had a hand in starting the demonstrations, they swelled
spontaneously and took on a life of their own that surprised even Kermit Roosevelt.
Many average Iranians seemed convinced that they had to choose between the Shah and
Communism. In marching against the Tudeh, Iranians were supporting the Shah. Iran
expert Donald Wilber’s plan to make this choice explicit had worked.
(S) By August 1953, Mossadeq’s support was vociferous but increasingly narrow.
The Shah’s support was latent but deep, and took a crisis—like the news of Tudeh
demonstrators pulling down the Shah’s statues—to awaken. Khorramabad residents, for
example, wildly rejoiced at hearing of the monarch’s return and threatened to destroy the
homes of Tudeh leaders. Security forces prevented them from doing so.
(U) Before dismissing reports like those from Khorramabad as propaganda, it
must be remembered that CIA was able to influence directly events only in the capital
city, and there only barely. Kermit Roosevelt had neither the money nor the agents to
initiate the kinds of demonstrations that took place in Iran’s widely separated cities.
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and Kermit Roosevelt.6 Post-revolutionary authors like Sepehr Zabih take the opposite
position. Zabih asserts that ascribing a large role to CIA and SIS understates “the
complex interaction of external and internal political forces of this era.”7
(U) American University’s Amos Perlmutter belongs to the school of thought that
considers Mossadeq’s fall inevitable regardless of Westem actions. In a foreword to
Zabih’s The Mossadegh Era: Roots of the Iranian Revolution Perlmutter writes that
CIA’s “role in these climactic events was not very significant, despite some of the heavily
unsubstantiated claims of the old boys such as Kermit Roosevelt.”
(U) To a large extent, the retum of the Shah and the downfall of
Mossadegh were made possible by divisions among the political forces
of the left and right, the left split among nationalists, Marxists and
Communists and the right split among the reactionary and xenophobic
clergymen and their more liberal counterparts.8
(U) Perlmutter is correct in saying that Iranian political divisions made the fall of
Mossadeq possible, but merely because something is possible does not ensure that it will
happen. CIA’s role was significant. Without Kermit Roosevelt’s leadership, guidance,
and ability to put some backbone into the key players when they wanted to quit, no one
would have moved against Mossadeq. Iran had many political factions but few legitimate
leaders—and even fewer leaders with the discipline and will necessary to take risks.
(U) A key difference between Mossadeq and his domestic opponents was his
ability to control the streets. Although much of the National Front had deserted the Prime
Minister, the Tudeh, by this time Iran’s only disciplined political party, rallied to him
when its aims and Mossadeq’s coincided. Tudeh demonstrations intimidated the
opposition and kept the army on the sidelines. Mossadeq’s opponents would have been
unable to overcome these disadvantages without outside help.
(U) The notion that Mossadeq would have fallen anyway ignores the realities of
Iranian politics. No group was able, without help, to contest control of the streets of
Tehran with the Tudeh. The opposition needed a rallying point and a psychological
trigger. Roosevelt provided both and gave Tehranians a choice between the Shah and the
6(S) Kermit Roosevelt, Countercoup: The Struggle for the Control of Iran (New York: McGraw-
Hill, 1979). Dr. Donald N. Wilber, one of the principal characters in TPAJAX, was one of many
criticizing Roosevelt’s book.. “Of its 217 pages,” Wilber wrote in his own memoirs,
“about 100 are fillers, reviewing recent history. Concerning Operation AJAX itself, the book is
not meticulously correct in reporting meetings where plans were drawn up or in quoting those
who were there. In my opinion, it should have been subjected to a full editorial revision.” See
Donald N. Wilber, Adventures in the Middle East: Excursions and Incursions (Princeton, N.J.:
Darwin Press, 1986), p. 9. Mark Gasiorowski writes that Countercoup has many mistakes and
omissions. See Mark J. Gasiorowski, “The l953 Coup d’etat in Iran,” International Journal of
Middle East Studies l9 (Aug. 1987): 261.
7(U) Sepehr Zabih, The Mossadegh Era: Roots of the Iranian Revolution (Chicago: Lake View
Press, 1982), p. I26.
8(U) Amos Perlmutter, forward to The Mossadegh Era: Roots of the Iranian Revolution by
Sepehr Zabih (Chicago: Lake View Press, 1982), p. vii.
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Tudeh. Ordinary Iranians were willing to demonstrate their support for the monarch only
when they became convinced, through the pro-Shah demonstrations in the streets, that
others were doing the same.
(S) The actual events of TPAJAX suggest how a purely Iranian operation would
have fared without CIA direction. When Mossadeq arrested Imperial Guard commander
Col. Nassiri, the other principals became disheartened and went into hiding. Gen.
Batmangelich turned around when he saw troops loyal to Mossadeq surrounding the
General Staff office building. The operation collapsed before it started.
(U) Historians arguing that Mossadeq would have fallen anyway fail to answer a
critical related question: Without US intervention, what would have replaced him? In
August 1953 Iran seemed more likely to degenerate into chaos than to experience a stable
transfer of power from Mossadeq to someone else. No potential prime minister was
strong enough to command a majority in the Majlis, or even to form a coalition
government out of the factions and splinter groups comprising Iranian politics. If
Ayatollah Kashani, whom the US had briefly considered supporting in mid-1953, had
somehow been able to succeed Mossadeq, his government might have resembled
Ayatollah Khomeini’s regime more than Fazlollah Zahedi’s.
9 (S) One of the participants in TPAJ AXassured the author that many Iranians only suspected
the American role in the operation, subject of bazaar rumors for years. The Cambridge History
of Iran’s assessment is probably more accurate. “Nevertheless, Iranians have never had the
slightest doubt that the C.I.A., acting on behalf of the American and British governments,
organized the conspirators and paid the pro-Shah mobs led by toughs from southern Tehran
which, together with army units, were in control of the streets by nightfall on l9 August. By
1982 this tenacious rumour had been fully confirmed and is now seen as incontrovertible”
(footnote omitted). Peter Avery, Gavin Hambly, and Charles Melville, eds., The Cambridge
A
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(U) A problem with this thesis is that Mossadeq’s Iran was not moving toward
democracy. The Prime Minister’s increasing political isolation and the fragmentation of
the National Front, as documented above, had weakened his position and made him
desperate. His dictatorial grab for power from the Majlis alienated his former allies and
gained him new political enemies. Iran was, to repeat Iran specialist Kuross Samii’s apt
metaphor, “an old ship swept away by a storm with no one on board capable of dealing
with the attendant frenzy.”10
(U) In fact, Khomeini’s revolution was a reaction against secularism,
modernization, and the Shah’s misrule, not a push for a return to the National Front. The
streets of Tehran rang with shouts of fanatical support for Khomeini rather than nostalgic
calls for Mossadeq. The Ayatollah was not interested in Mossadeq or the things he stood
for. The last thing Khomeini wanted was a secular govemment with multi-party
participation. He would have called for fundamentalist revolution against any
government, including a National Front or Tudeh Government, that promoted
modernization, the emancipation of women, and secularization.
(U) Edward Shirley, the former CIA DO employee who joumeyed through
revolutionary Iran, argues that the revisionist thesis also underestimates the role the
clerics played in TPAJ AX. Without the support of Ayatollahs Kashani and Behbehani,
Shirley doubts the covert political action could have succeeded. What the ayatollahs did
in 1953 with American and British help, they might have been able to do later without
such help. Altematively, given Mossadeq’s growing political weakness and isolation
from Iranian society, the clerics may have defeated him and the National Front in general
elections.
(U) In short, according to Shirley, the 1953 aborted-democracy theory is
appealing, but is “too convenient in its diabolization of the CIA and MI6, and too Persian
in its determination to make someone else responsible for failure.”
History of Iran, vol. 7, From Nadir Shah to the Islamic Republic (New York: Cambridge
University Press, 1991), p. 263.
10(U) Kuross A. Samii, Involvement by Invitation: American Strategies of Containment in Iran
(University Park, PA: the Pennsylvania State University Press, 1987), p. 143.
11(U) See Peter Wyden, Bay of Pigs: the Untold Story (New York: Simon and Schuster, 1979).
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reverse developments he deemed harmful to American interests. This capability freed the
US from merely reacting to Soviet moves or threats of moves and permitted American
action without the threat of direct military confrontation. Moreover, early American
covert action successes notified the Soviets that the United States was an able player in
the game of high—stakes intemational intrigue it had only recently joined.
(S) Leading DDP figures erred in relying on covert action too heavily and
resorting to it too readily. As an intelligence professional, Dulles must have recognized
the limits and risks of covert action. The success of TPAJAX and PBSUCCESS,
however, was seductive. Kermit Roosevelt’s waming that covert actions like TPAJ AX
would succeed over the long run only with the support of the indigenous military and
population fell on deaf years. The operation in Guatemala seemed to show that both
elements could be neutralized quite easily—the military by paramilitary operations and
elements of popular opposition by psychological operations.”
(S) Peter Grose, Dulles’s biographer, writes that the DCI drew a straight line from
Guatemala in 1954 to the Bay of Pigs in 1961. Any doubts Dulles may have had about
TPAJ AX and PBSUCCESS vanished as both operations unfolded and benefited from
unexpected luck. Both operations may have made Dulles and the DDP overly confident
that in these sorts of operations “something would tum up” that would lead to ultimate
success. They miscalculated in assuming-—and expecting—that the Bay of Pigs invasion
would follow the same pattem.13
(S) Perhaps the most important and unique result of TPAJ AX
was to strengthen
CIA’s position within the government as an instrument of policy and solidify its
responsitfiliudor clandestine activitv. Uo to this point. the Agencv had not been taken
.
ly
of Mossadeq was a watershed in demonstrating civilian clandestine
fall
operational expertise and in putting a civilian intelligence agency at the forefront of
planning and executing covert operations. After TPAJ AX, the military could not argue,
as it had during the Congressional hearings for the National Security Act of 1947, that
civilians did not have the background, training, or experience for clandestine activity.
12(U) Peter Grose, Gentleman Spy: The Life of Allen Dulles (Boston: Houghton Mifflin, 1994),
p. 384.
13(U) Ibid.
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Postscript
(S) Iran continues to draw Moscow’s attention for several reasons. Its size and
strategic location make it a potential threat to Russian interests. The Cold War may be
over, but that does not mean Russian and American national interests in the Middle East
coincide. A sense of competition in the region lingers, even if its consequences are no
longer potentially catastrophic. TPAJAX appears to have forestalled but did not end the
Russian drive for influence in Iran.
(U) The average Iranian still believes that the British and Americans are
ominipotent and that if they removed Mossadeq, either or both somehow put the mullahs
in power. Edward Shirley’s Know Thine Enemy: A Spy ’s Journey into Revolutionary
Iran recounts several conversations he had with Iranians while traveling through that
country. One asked Shirley for help:
(U) ‘Americans should help us. Your secretary of state was spit upon by
Khomeini. He calls Iran the most evil state in the world, but he does nothing.
Unless you want Iranians thinking that you like the mollahs, you should bring
them down. The British put them in, and America should drive them out. The
young Shah, he is like his father, a coward. And the United States wastes money
on him. Iranians don’t want to fight anymore. They need a sign from America.’
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Another told Shirley it did not matter what Iranians thought. “‘It only matters what the
Americans and the Englisss think. They hold the power. The Englisss have always had
the clergy in their pockets.”’ 2
'
2 (U) Edward Shirley, Know Thine Enemy: A Spy ’s Journey into Revolutionary Iran (New York:
Farrar, Straus and Giroux, 1997), pp. 75, 106.
3
(U) See Harold Bloom, The Lucifer Principle: A Scientific Expedition into the Forces of
History (New York: The Atlantic Monthly Press, 1995), pp. 264-70. SAVAK’s successor in the
Islamic Republic of Iran is the Vezarat-e Ette1a’at va Aminat-e Keshvar (VAVAK), known in the
West as the Ministry of Intelligence and Security (MOIS). According to historian Carl Wege,
VAVAK “is noted primarily for assassinating Iranian dissidents abroad” and has been doing so
since the revolution in 1979. Its first victim was the Shah’s nephew Shahriar Shafiq (in Paris,
December 1979), but is most famous victim was former prime minister Shapour Bakhtiar,
assassinated in August 1991. Carl Anthony Wege, “Iranian Intelligence Organizations,”
International Journal of Intelligence and Counterintelligence 10 (Fall 1997): 289. Heritage
Foundation Senior Policy Analyst James Phillips writes that “more than a dozen Iranian
dissidents have been assassinated in European cities since 1987.” VAVAK even struck in the
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United States, murdering Iranian political activist Ali A. Tabatabai, founder of the Iran Freedom
Foundation, in his Bethesda, Maryland home in July I980. James Phillips, “The Challenge of
Revolutionary Iran,” Heritage Foundation Committee Brief No. 24, 29 March l996.
5 (U) “Iran: Internal Security,” DODOD 141-2B, 21 May 1993. The information in this report is
classifiedTOP SECRET UMBRA NOFORN; the title is unclassified. The report, already five
years old, states that Iran’s various tribes have not been a serious threat to Tehran’s rule for
several years. No reporting since then has warranted a qualification or change of that opinion.
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Appendix A
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31 July 1952 DDP Wisner reports to DCI Smith that the consensus at a
meeting Department on 30 July was that for the
at the State
moment there was little the CIA could do in Iran.
20 November 1952 National Security Council issues NSC 136/1, The Present
Situation in Iran.
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March 1953
[Under
Walter Smith
l
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29 June 1953 President Eisenhower informs Mossadeq that Iran will not
receive further US aid until the oil nationalization issue is
resolved.
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21 July 1953 In Tehran the National Front and the Tudeh Party stage
demonstrations commemorating 21 July 1952. _
29 July 1953 Princess Ashraf meets with the Shah but is unable to
convince him to dismiss Mossadeq.
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7 August 1953 Asadollah Rashidian again meets with the Shah, who
agrees that action should be taken on 10 or 11 August.
l2 August 1953
13 August 1953 Late in the evening Col. Nassiri returns to Tehran with the
signed izrmans.
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100
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101
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Appendix B
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103
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104
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Appendix C
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Appendix D
(U) Mohammed Mossadeq was born in Tehran on 16 June 1882 into a prominent
political family.1 After working for several years in the Ministry of Finance, he left Iran
to pursue advanced studies at the University of Liege in Belgium and the University of
Neuchatel in Switzerland. He received a doctorate of laws (LL.D.) from Neuchatel in
1914. Mossadeq returned to Iran in 1915, ostensibly to resume his career in the Ministry
of Finance, but was elected to the Third Majlis that same year. He later served as
Govemor-General of the Province of Fars (1921), Minister of Finance (1921-22),
Govemor General of Azerbaijan (1922), and Minister of Justice (four months in 1923).2
(U) In January 1924, Mossadeq took his seat in the Fifth Majlis as an elected
deputy from Tehran. The central issue before the Majlis was the termination of the Qajar
1(U)Various writers give different dates of birth. Barry Rubin asserts that Mossadeq was born in
1881; James A. Bill uses the 1882 date; Faramarz S. Fatemi claims Mossadeq was born in 1879;
Mossadeq’s entry in the 1951 edition of Current Biography gives 1879 as his year of birth.
Farhad Diba’s Mohammed Mossadeq: A Political Biography probably comes closest to solving
the mystery. Diba says that the confusion stemmed from an error on Mossadeq’s identity card.
Mossadeq registered with Precinct 3 of the Tehran police, and the clerk made a mistake
converting the Arabic year into the Iranian year. The error made the future Prime Minister
appear older than he really was. The family Koran, which surfaced years later, records that
Mossadeq was born 16 June 1882. See, Barry Rubin, Paved with Good Intentions: The American
Experience and Iran (New York: Oxford University Press, 1980), p. 58; James A. Bill, The
Eagle and the Lion: The Tragedy of American~Iranian Relations (New Haven: Yale University
Press, 1988), p. 53; Faramarz S. Fatemi, The U.S.S.R. in Iran: The Background History of
Russian and Anglo-American Conflict in Iran, Its Efiects on Iranian Nationalism, and the Fall of
the Shah (New York: A.S. Bames and Company, 1980), p. 54; Farhad Diba, Mohammad
Mossadegh: A Political Biography (London: Croom Helm, 1986), p. 3.
2(U) Fatemi, p. 54; Bill, pp. 53-54, Current Biography, 195], p. 444.
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Dynasty and the establishment of the Pahlavi Dynasty under Reza Khan.3 Mossadeq,
related to the Qajar family, strongly opposed Reza Khan’s ascension as Shah and
continued to oppose him after the Majlis voted him hereditary Shah in October 1925.
Mossadeq’s outspokenness brought him to the attention of the British Legation. In the
Legation’s listing of prominent Iranians, Mossadeq’s entry read, “Poses as a jurist and
talks a lot of nonsense. Is nothing but a demagogue.”4
(U) Reza Shah did not tolerate Mossadeq’s defiance for long. He banished the
'
troublesome deputy from Tehran to his native village at Ahmadabad, outside of Tehran,
and later imprisoned him. For all practical purposes, Mossadeq was out of Iranian
politics from 1926 to 1941.5
(U) World War II changed Mossadeq’s fortunes. The future prime minister left
prison when British and Soviet troops occupied Iran in August 1941 and Reza Shah
abdicated in favor of his son, Mohammed Reza Pahlavi.6 In 1944 Mossadeq Tehran
again elected him to the Majlis. He gained national recognition during the 1940s for
strongly opposing Iranian oil concessions to foreign powers—including a concession the
Soviets demanded during the Azerbaijan crisis in 1946. His opposition to the USSR’s
support of breakaway Azerbaijan was not as vociferous. He rose in the Majlis to propose
changing the constitution to transform Iran into a federation of semiautonomous states,
including Azerbaijan. The other deputies shouted him down.7
(U) Mossadeq’s prominence and the public’s perception that he was a man of
principle for having stood up to Reza Shah propelled him into a leading role in an
emerging political force known as the Jabha-yi Milli or National Front.8 His work in the
16 Majlis as the chairman of the Parliamentary Oil Commission (a body the Majlis
established to review the options open to the government, then renegotiating the United
Kingdom’s oil concession) drew even more attention to him. He began to attract a
following in the streets and bazaar, and was becoming a formidable political figure.9
(U) When an Islamic fundamentalist assassinated Prime Minister Gen. Ali
Razmara in March 1951, Shah Mohammed Reza Pahlavi replaced him with Hussein Ala.
Ala held office a little more than a month before resigning on 27 April. The Majlis then
voted to recommend that the Shah appoint Mossadeq as Prime Minister. The Shah did so
on 29 April 1951.10
3(U) On 31 October 1925 the Majlis elected Reza Khan as “hereditary” Shah. Current
Biography, I951, p. 444.
4(U) Wilfred Knapp, “I921-1941: the Period of Riza Shah,” in Twentieth Century Iran, ed.
&
Hossein Amirsadeghi (New York: Holmes Meier, 1977), p. 28.
5(U) Bill, p. 54.
9(U) Peter Avery, Gavin Hambly, and Charles Melville, eds., The Cambridge History of Iran,
vol. 7, From Nadir Shah to the Islamic Republic (New York: Cambridge University Press, 1991),
p. 253.
1°(U) Current Biography, 1951, pp. 444-45.
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(U) Westem statesmen did not know how to take the new Prime Minister because
he neither looked nor acted like they thought heads of government should look and act.
Secretary of State Acheson, for example, described the Prime Minister as “small and
frail” without “a shred of hair on his billiard-ball head; a thin face protruded into a long
beak of a nose flanked by two bright, shoebutton eyes.” Mossadeq’s mannerisms were
quirky to Western eyes, and Acheson likened his quick, nervous movements to a bird
hopping on a perch.“
(U) Mossadeq knew how to play the role of a frail old man when it suited his
purposes. He cried, moaned, and fainted when addressing the Majlis. His nose ran. He
often conducted state business from his bed and delivered speeches in pink pajamas. In
naming him “Man of the Year” Time magazine dubbed Mossadeq “an appalling
caricature of a statesman.”12
(U) Mossadeq’s apparent physical frailty and almost constant illness masked an
'
indomitable will. The US Ambassador, Henry F. Grady, wamed that the Prime Minister
“is not to be discounted. He’s a man of unusual ability, well educated at European
U(U) Dean Acheson, Present At the Creation: My Years in the State Department (New York:
W.W. Norton & Company, Inc., 1969), p. 503.
12
(U) C.M. Woodhouse how Mossadeq’s histrionics took in Majlis Deputy Hassan
relates
Alavi, a medical doctor. “Musaddiq was making an impassioned speech, all about the British
milking his country like a wicked landlord milking a peasant’s cow. Alavi knew it was all
nonsense, but listened with tears of emotion in his eyes. Suddenly Musaddiq collapsed on the
floor of the Majlis, apparently unconscious. Alavi rushed forward, pushing other Deputies aside
and crying: ‘Let me through! I’m a doctor!’ He reached Musaddiq to take his pulse, in an agony
of dread lest the great national leader had been taken from them. Then Musaddiq slowly opened
one eye and winked at him. Alavi laughed admiringly at the joke against himself.” C. M.
Woodhouse, Something Ventured (London: Granada, 1982), pp. 113-14. Vernon Walters relates
a similar story with an unnamed Majlis deputy (probably Alavi) in Silent Missions. Vernon
Walters, Silent Missions (Garden City, NY: Doubleday &
Company, Inc., 1978), p. 247.
13(U) Henry F. Grady, “The Real Story of Iran,” U.S. News and World Report, l9 October 1951,
p. 14. Quoted in James A. Bill, The Eagle and the Lion: The Tragedy of American-Iranian
Relations (New Haven: Yale University Press, 1988), p. 55. C.M. Woodhouse had a low opinion
of Grady and considered the United States inadequately represented in Tehran during the oil
crisis. “The American [Grady] was a business tycoon whom I had previously encountered in
Greece,” Woodhouse wrote in his memoirs. “He was known (at any rate to his wife) as
‘President Truman’s trouble-shooter,’ which meant that he was being rewarded for his
contributions to the Democratic Party. Fortunately he was soon replaced by an able career
diplomat, Loy Henderson, and he went off to shoot trouble elsewhere.” C. M. Woodhouse,
Something Ventured (London: Granada, 1982), p. 109.
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(U) Mossadeq’s trial before a military court began on 8 November 1953 and
ended on 21 December. The deposed Prime Minister appeared in court in a bedjacket and
according to The New York Times, “alternately bellowed defiance, threatened suicide,
challenged the public prosecutor to a wrestling match and resorted to histrionic
weeping.”17 On 11 January 1954, the court sentenced him to three years of solitary
confinement, starting from the date of his arrest, 20 August 1953.18 He was convicted of
disobeying the Shah’sfirmans and illegally dissolving the Majlis.
(S) The Shah seemed satisfied with the sentence. He told Ambassador Henderson
that a longer sentence might have generated public sympathy for Mossadeq. If the
sentence had not included solitary confinement, the Shah would not have been in a
position to commute it to banishment, which he intended to do (and did do in 1956).
Iranians generally consider simple imprisonment no worse than banishment and not
worthy of commutation.19
F’
(U) This description appears in Mossadeq’s obituary in The New 1’ ork Times, 5 March 1967.
18(5) L.P. Elwell-Sutton writes that the court’s decision came on 21 December 1953. I have
used the January 1954 date because it appears in a State Department cable summarizing
Mossadeq’s trial and imprisonment. See, L.P. Elwell-Sutton, Persian Oil: A Study in Power
Politics (London: Lawrence and Wishart Ltd., 1955), p. 7, (U) Dispatch 864 from American
Embassy Tehran to Department of State. “What to Do With Dr. Mosadeq ?—A Knotty Problem
;
(S) Loy W. Henderson, “Memorandum Summarizing Conversation Between the Shah of Iran
19
and Loy W. Henderson, American Ambassador, on the Aftemoon of December 22, 1953,”
attachment to Dispatch 368 From American Embassy, Tehran to Department of State, 28
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(S) The Shah confided to the Ambassador that he hadsent a statement to the trial
judge before sentencing. He told the judge that nationalizing the Anglo-Iranian Oil
Company had served the interests of Iran and that Mossadeq had had the monarch’s
support during his first year as Prime Minister. Consequently, he harbored no personal
animus toward Mossadeq for what the latter had done during the rest of his tenure.20
(S) The monarch explained that he had sent the statement for two reasons. First,
he wanted to make clear that he favored nationalizing the AIOC so that the nationalists
did not think he had abandoned them. He said he encouraged nationalism but wanted to
direct it himself. Second, and more importantly, he wanted to distance his regime from
the British and dispel the impression that Iran was under London’s thumb. Because it
appeared that the retum of the British to Iran would coincide with Mossadeq’s
sentencing, the Shah wanted to emphasize that he supported Mossadeq’s attitude toward
Britain during the first year of his prime ministership.21
(S) The Shah was pleased with the results of his intervention into Mossadeq’s
trial. He thought that he had thrown the former Prime Minister off balance and had
On 1 April, Mossadeq protested that the Supreme Court had not heard him before
reaching its decision, that the Court committed a crime of its own in not calling him to
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argue his own case, and that the military court had no jurisdiction over him. His protest
went ered.26
(S) The documents do not indicate why the Shah changed his mind and decided to
try Mossadeq. His chronic indecision and the considerable pressure that the US had
exerted against making Mossadeq a rallying point for the Shah’s opponents are the most
likely explanations. That is not to say that the Shah’s initial inclination to hold a public
trial despite Washington’s opposition was anathema to all the US officials involved. As
Roosevelt remarked in a debriefing after TPAJ AX, “I would be more inclined to trust his
[the Shah’s] judgment and Zahedi’s about it than I would ours. I mean they know the
psychology of the situation, and certainly from here [Washington] we can’t tell it.”29
(U) Mossadeq left the Second Armored Brigade’s prison in Tehran on 4 August
1956.30 The Shah then banished the former Prime Minister to his village at Ahmadabad
outside Tehran, where he remained until his death from intestinal bleeding (a chronic
condition from which he had suffered for 42 years) on 5 March 1967.31
26(.Q\_lhid
31(U) L.P. Elwell-Sutton, Persian Oil: A Study in Power Politics (London: Lawrence and
Wishart Ltd., 1955), p. 7; Faramarz S. Fatemi, The U.S.S.R. in Iran: The Background History of
Russian and Anglo-American Conflict in Iran, Its Eflects on Iranian Nationalism, and the Fall of
the Shah (New York: A.S. Barnes and Company, 1980), p. 55; New York Times, 5 March 1967.
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Appendix E
(S) CIA and TPAJAX: The Tension Between Analysis and Operations
all
(U) The Board of National Estimates (BNE) in ONE was responsible for
producing long-range appraisals of world events. These appraisals, known as National
Intelligence Estimates, represented the intelligence community’s best thinking on a
particular topic. ONE did not concem itself with day-to-day events, concentrating instead
on trends and probable future courses of action of other nations. Primarily because the
Soviet Union was the focus of its attention, ONE wrote few national intelligence
1 13
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estimates on Iran. These priorities changed when Mossadeq’s Iran became a critical issue
in US foreign policy.
ONE
_
(S) did not always have the cooperation of the clandestine services when
drafting an estimate. In 1951, the year before DCI Walter Bedell Smith merged the
Office of Policy Coordination and the Office of Special Operations into the new
Directorate of Plans, Dr. William Langer, head of BNE, asked seek
OSO’s views for an upcoming national intelligence estimate on Iran. OSO management
resisted zrequest, telling him (l) that OSO had too many similar requests from
ONE, (2) that OSO personnel “were not paid to ‘estimate,’ but to produce facts,” and (3)
that OSO personnel could barely keep up with their assigned duties, much less help ONE
do its job.1 OSO clearly was not interested in dialogue with analytical components for
the purpose of producing a superior analytical product.
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(U) The tension between ONE and the clandestine services was unfortunate but
not potentially crippling to American policymakers during fast-breaking events. ONE
concentrated on larger perspectives that were not sensitive to daily crises. The Office of
Current Intelligence (OCI), on the other hand, analyzed events as they happened. OCI
analysts could help shape policymakers’ views and decisions during crises. What they
wrote could have an immediate impact.
(S) In the summer of 1953, OCI was responsible for keeping the President
informed about daily events that might affect US foreign policy. l
(S) OCI initially conducted its analysis of the unfolding events in Iran in
ignorance of the developing American role. l
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book The Unknown CIA: My Three Decades With the Agency, Smith writes that
clandestine reporting was absent from the current intelligence publications his office
produced. He later discovered the reason. Rather than going to analysts, the “best
clandestine reports were being hand-carried by top clandestine services people over to
senior people in the White House, the State Department, and the Pentagon.” In contrast,
Smith’s office saw “mostly inconsequential scraps of information about foreign
personalities, especially the officer of local communist cells.” Analysts routinely were
denied access to critical information from clandestine sources, but Smith, not knowing
differently, thought that what he had was the best American espionage could offer. It was
not.“
(S) After develop closer personal ties with the
to
DDP on his own.He did not expect D to tell him what was going on all the time, but
he wanted to develop a relationship so that “they would trust me enough that they might
tell me things that otherwise wouldn’t get on paper, and so on. And by the same token to
11
(U) Smith’s best source of information was sensitive State Department cables. While
valuable, CIG’s (and CIA’s) analytical over-reliance on these cables meant that the “daily
intelligence summary was essentially a digest of top State telegrams.” Intelligence reports from
military and naval attaches were, in Smith’s words, “markedly inferior.” R. Jack Smith, The
Unkn0wn.CIA.' My Three Decades With the Agency (Washington: Pergamon-Brassey’s, Inc.,
1989), pp. 41-42.
12(8) Interview wit p. l9.
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knowledge from practical experience and thought that knowledge acquired this way was
superior to the academic knowledge many Directorate of Intelligence (DI) analysts prized.
Second, the DDP officers’ relationships with the DI analysts were informal. “There was a
lot of time,” Waller said, “before you sort of had a wiring diagram that put us [DDP]
together with the DI. It was all based on if you need their help, go get it, but you’d better
know who you were talking to. There’s no point in talking to a man who’s only read the
books you’ve read.”15 A
(S) The highest levels of management in CIA did nothing to discourage the
estrangement of the Directorate of Plans from the Directorate of Intelligence, and in fact
reinforced it. Allen Dulles ignored the Agency’s analytical arm during TPAJ AX,
preferring to use personal acquaintances as sources of information.17 He had numerous
contacts across the world and throughout American society from his pre-war days as an
attomey and his wartime service in the OSS.
15(S) John H. Waller interview with the author, 7 July 1995, p. 42.
16(8) Letterfrom John H. Stutesman to Roy Melboume, First Secretary, US Embassy, Tehran, 6
November 1953, Records of the Department of State, RG 59, Lot 57, D 529, NND959286, “Iran
1946-54,” box 4, National Archives and Records Administration.
17(U) Peter Grose’s biography of Dulles captures this characteristic well. “Institutional ties
never inhibited Allen from nurturing his own private networks of diverse colleagues and friends,
many dating back decades, upon whom he would call in his regular trips to Europe for civilized
exchanges among men and, increasingly, women of the world.” Peter Grose, Gentleman Spy: The
Life of Allen Dulles (Boston: Houghton Mifflin, 1994), p. 319.
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(U) Personal relationships were important to Dulles, and he tended to trust the
information he got from people he knew. On Iran, much of this information came from
Brig. Gen. H. Norman Schwarzkopf and Max Thornburg, an oil company executive.
There is no evidence that Dulles ever passed on information from these sources to
analysts in ONE or OCL18
(U) Schwarzkopf had spent considerable time in Iran, had trained the Iranian
Gendarmerie during World War H, and knew the Shah well. His knowledge extended
beyond Tehran because the Gendarmerie operated in provinces across the country.
Through his work with this police force, Schwarzkopf became a storehouse of knowledge
about Iran and was happy to share it with Dul1es.19
(S) Max Thomburg ran Overseas Consultants, Inc., a finn that advised Middle
Eastern governments on oil and economic questions. In 1950 he was in Iran as a
consultant to the govemment. advising Iranian officials about the countrv’s seven vear
economic lan.
(S) Thomburg gained unusual access to then-Deputy Director (Plans) Allen Dulles
and key State Department officials. He maintained a steady correspondence with both
CIA and State about events in the Middle East. He was not shy about telling “Allen”
what he thought should be done, and consistently urged that the US had to change the
psychological climate in the Middle East. He also argued that the Shah was not weak, but
only “young, beaten-down and understandably skeptical about any real support coming
from the United States or Britain.”21 Thomburg sat in on several sessions with Dulles
and drafted some papers for CIA.
18 (U) Schwarzkopf, father of the American general heading coalition forces in the Gulf war,
formed the New Jersey State Police in 1921. He was head of the State Police at the time it
investigated the Lindbergh kidnapping in the early 1930s.
19(S) John H. Waller interview with the author, 7 July 1995, pp. 41-42.
21
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(U) Bibliography
Record Group 319, Records of the Army Staff, Assistant Chief of Staff, G-2
(Intelligence), Entry 57, box 27, National Archives and Records Administration.
Record Group 59, Records of the Department of State, “Records of the Office in Charge
of Iranian Affairs, 1946-1954,” Lot 57, D 529, Box 40, National Archives and
Records Administration.
Record Group 59, Records of the Department of State, “Iran 1946-54,”, Lot 57, D 529,
NND959286, Box 4, National Archives and Records Administration.
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Directorate Records
CIA History Staff Records. I ob 83-00764R. CIA Archives and Records Center.
CIA History Staff Records. Job 840B00443R. CIA Archives and Records Center.
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Agency Histories
(S) NIE-6, Iran ’s Position in the East-West Conflict. 5 April 1951. Records of the Office
of National Estimates. Directorate of Intelligence.‘
(S) NIE—l4, The Importance of Iranian and Middle East Oil to Western Europe Under
Peacetime Conditions. 8 January 1951. Records of the Office of National
Estimates. Directorate of Intelligence.‘
‘
(S) NIE-46, Probable Developments in Iran in 1952 in the Absence of an Oil Settlement.
4 February 1952. Records of the Office of National Estimates. Directorate of
Intelligence.‘ ‘
(U) SE-3, The Current Crisis in Iran. 16 March 1951. Records of the Office of National
Estimates. Directorate of Intelligence.‘
‘
(S) SE-6, Current Developments in Iran. 22 May 1951. Records of the Office of
National Estimates. Directorate of Intelligence.‘ ‘
(S) SE-33, Prospects for Survival of Mossadeq Regime in Iran. 14 October 1952.
Records of the Office of National Estimates. Directorate of Intelligencej
(S) SE-49, The Current Outlook in Iran. 26 August 1953. Records of the Office of
National Estimates. Directorate of Intelligence.‘ ‘
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Interviews
(S) Goiran, Roger. Interview by Scott A. Koch, 29 June 1995, Washington, DC,
transcript of tape recording. CIA History Staff.
(S) Waller, John H. Interview by Scott A. Koch, 7 July 1995, Washington, DC, transcript
of tape recording. CIA History Staff.
Acheson, Dean G. Present at the Creation: My Years in the State Department. New
York: W.W. Norton & Company, Inc., 1969.
Ambrose, Stephen E. Eisenhower. Vol. 2. The President. New York: Simon and
Schuster, 1984.
. Eisenhower: Soldier and President. New York: Simon and Schuster, 1990.
Amirsadeghi, Hossein, ed. Twentieth Century Iran. New York: Holmes & Meier
Publishers, 1977.
Avery, Peter, Gavin Hambly, and Charles Melville, eds. The Cambridge History of Iran.
Vol. 7, From Nadir Shah to the Islamic Republic. New York: Cambridge
University Press, 1991.
Beck, Lois. “Iran and the Qashqai Tribal Confederacy.” In The Conflict of Tribe and
State in Iran and Afghanistan, ed. Richard Tapper, 284-313. New York: St.
Martin’s Press, 1983.
Beeman, William O. “Patterns of Religion and Economic Development in Iran from the
Qajar Era to the Islamic Revolution of l978-79.” In Global Economics and
Religion, ed. James Finn, 73-103. New Brunswick, NJ: Transaction Books,
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Bill, James A. The Eagle and the Lion: The Tragedy of American-Iranian Relations.
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Brands, H.W. Cold War: Loy Henderson and the Rise of the American Empire
Inside the
I918-I96]. New York: Oxford University Press, 1991.
Cline, Ray S. The CIA Under Reagan, Bush & Casey. Washington, D.C.: Acropolis
Books Ltd. 1981.
Copeland, Miles. The Game Player: Confessions of the CIA ’s original political
operative. London: Aurum Press, 1989.
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Oil,
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Eveland, Wilbur Crane. Ropes of Sand: America ’s Failure in the Middle East. New
York: W.W. Norton & Company, 1980.
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Anglo-American Conflict in Iran, Its Eflects on Iranian Nationalism, and the Fall
of the Shah. New York: A.S. Barnes and Company, 1980.
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East Studies 19 (August 1987): 261-86.
. U. S. Foreign Policy and the Shah: Building a Client State in Iran. Ithaca,
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Ghods, M. Reza. Iran in the Twentieth Century: A Political History. Boulder, CO:
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to Khomeni. London: Andre Deutsch, 1981.
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Westpoit, CT: Praeger, 1992.
Kaplan, Robert D. The Arabists: The Romance of An American Elite. New York: The
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Department specialists view the region].
Katouzian, Homa. Musaddiq and the Struggle for Power in Iran. New York: I.B. Tauris
&
Co. Ltd., 1990.
Mackey, Sandra. The Iranians: Persia, Islam and the Soul of a Nation. New York:
Dutton, 1996.
Oberling, Pierre. The Qashqa’i Nomads of Fars. The Hague: Mouton, I974.
Pahlavi, Ashraf (Princess). Faces in a Mirror: Memoirs From Exile. Englewood Cliffs,
NJ: Prentice-Hall, Inc., 1980.
Pahlavi, Mohammed Reza, Shah of Iran. Mission for my Country. London: Hutchinson
& Co., 1961.
Ramazani, Ruhollah K. “Iran, Islam, and the United States.” In Global Economics and
Religion, ed. James Finn, 105-ll7. New Brunswick, NJ Transaction Books,
:
1983.
Roosevelt, Kermit. Countercoup: The Struggle for the Control of Iran. New York:
McGraw-Hill, 1979.
Rubin, Barry. Paved with Good Intentions: The American Experience and Iran. New
York: Oxford University Press, 1980.
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Sharan, Parmatma. Government and Politics of Iran. New Dehli: Metropolitan Book
Co., 1983.
Waller, John H. Iran: Where the Cold War Began. Unpublished manuscript, no date.
Wilber, Donald N. Iran: Past and Present. 7th ed. Princeton, N.J.: Princeton University
Press, 1975.
Yergin, Daniel. The Prize: The Epic Quest for Oil, Money, and Power. New York:
&
Simon Schuster, 1991.
Zabih, Sepehr. The Mossadegh Era: Roots of the Iranian Revolution. Chicago: Lake
View Press, 1982.
Ziring, Lawrence. Iran, Turkey, and Afghanistan: A Political Chronology. New York:
Praeger, 1981.
Zonis, Marvin. Majestic Failure: The Fall of the Shah. Chicago: University of Chicago
Press, 1991.
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