33 McKenna
33 McKenna
© 2023 University of Alberta, Edmonton, and Australian Centre for Geomechanics, Perth, ISBN 978-1-55195-493-6
doi:10.36487/ACG_repo/2355_33
Abstract
To control the risk of static or dynamic liquefaction, filtered tailings stacks are typically designed to be
compacted and to remain unsaturated. In theory, compacting filtered tailings should be easy, since mines
tend to produce a consistent, well-graded sandy silt or silty sand tailings. The filter presses are designed to
produce tailings with a geotechnical moisture content within a narrow range; modest-sized equipment can
compact the tailings in thin lifts; and traditional earthworks quality control methods are common and readily
available.
In practice, however, filtered tailings and mine owners often discover that the learning curve associated with
compacting filtered tailings can be steeper than expected.
The filter plant will typically produce tailings that are somewhat wet of the standard Proctor optimum
moisture content, making compaction difficult. If not protected, tailings at the loadout can absorb water or
freeze. The tailings stack must be kept graded to promote runoff. In some climates, evaporation may be
insufficient for drying; in others, snow, ice, and freezing conditions present a challenge. At some mines, the
tailings liquefy under cyclic loading by dozers, trucks, or compactors as they are being placed.
Choosing a tailings field-density specification is not straightforward, especially where high stresses at the base
of the stack can increase the risk of static or dynamic liquefaction. Method specs for compaction may be
employed, but can be unreliable under certain conditions. A nuclear densometer often does not provide
accurate readings of the density of some tailings, particularly those with elevated levels of metals.
This paper presents practical, hard-won lessons and solutions from the field to aid in the design, operation,
and closure of filtered tailings facilities based on firsthand experience in Canada and interviews with operators
around the world, lessons that can help shorten the learning curve for new and existing filter stack operations.
Keywords: compaction, filtered tailings, earthworks, geotechnical, landform design, density, liquefaction,
moisture, tailings stack, quality assurance, quality control.
1 Introduction
Many mines are already using filtered tailings technology for a variety of reasons, including rapid recovery of
process water and reduced risks related to managing slurry tailings dams. Others are considering such
approaches. A filter plant is constructed to desaturate the tailings, and the tailings are conveyed or trucked
to a tailings storage facility (TSF), often referred to as a filtered tailings stack (the term ‘dry stack’ has fallen
out of favour at many operations (Ulrich & Coffin 2013) given the large quantities of process water still
present in tailings pore spaces and the potential for resaturation). Filtered tailings are typically a sandy silt,
but recent advances in filtration also allow for the economical treatment of some high-fines tailings (Lupo &
Hall 2010). These facilities are usually regulated as tailings facilities yet are designed to have more in common
with mine rock stockpiles in that they contain no free and/or ponded water, and most are designed to avoid
containing potentially contractive/mobile tailings.
Filtered tailings are used in many climatic settings, from arid desert to coastal temperate rainforests,
continental, and sub-arctic. Each setting presents its own challenge, particularly sites with high rainfall or
freezing temperatures.
Static and dynamic liquefaction are two common potential failure modes for external tailings facilities. A
filtered tailings stack is designed for geotechnical stability, typically using two concurrent methods – the
facility is underdrained to limit saturation of the tailings, and the tailings are spread in thin lifts and
compacted to a dense (dilative) state. If there is concern that either of these conditions may not be achieved
or maintained, a lower-angle slope or a toe berm may be required to manage stability.
While compacting filtered tailings is straightforward in theory (and usually much simpler than managing
dykes and slurry tailings), many mines struggle in practice with the compaction of filtered tailings, especially
during start-up and the first few years of production. MEND (2017) highlights one of the main risks for filtered
tailings stack operators: ‘not being able to meet material specifications consistently during construction,
which increases the likelihood of slope failures.’ This paper explores the difficulties many operators
encounter and the associated solutions that have been tested in the field.
None of the geotechnical lessons described below are new. Lessons are most often learned when planners,
designers, or operators are overly optimistic (Burnett & McKenna 2022). Addressing these fundamental
issues in design and early construction will help operators design effective filtered tailings facilities, construct
them to that design, and achieve the required performance in operations and closure. Successful
implementation of any new tailings technology or extension of an existing technology beyond precedent
requires a sceptical attitude and a constant checking of basic geotechnical assumptions, as described further.
Key papers and resources on the design of filtered tailings stacks include those by Davies & Rice (2001), Davies
(2011), UBC (2021), Ulrich & Coffin (2013) and Davies et al. (2022). Hore (2020) provides a succinct overview,
while Vargas & Campomanes (2022) provide a detailed overview of filtration and stacking based on data from
28 sites worldwide. MEND (2017) provides a useful comparison of tailings technologies, including filtered
tailings. Condon & Lear (2006) provide a classic summary of lessons learned from a tailings stack in a coastal
rainforest. Methods for closure planning and landform design of tailings facilities are well summarised by
Andrews et al. (2022).
2 Background
Tailings are the mineral residue of ore milling and are typically comprised of angular, silt-sized particles of
crushed rock, but may also originate from the processing of natural mineral sands. They typically contain
large volumes of water (forming a slurry) and may contain residual reagents and elevated levels of metals,
salts, and other constituents of concern.
2.3 Compaction
The compaction of earthworks is a mature technology that is well understood by geotechnical personnel.
Mobile mining equipment is used to spread the tailings in thin lifts, often 0.15 to 1.0 m thick (see Fell et al.
2014 [Table 14.2]), after which the tailings are compacted by haul truck traffic, dozer track-packing, or heavy
compactors (often a vibratory smooth drum roller for silty or sandy tailings). For low-volume sites, the haul
truck driver may also be the dozer operator and/or compactor operator. A test fill is typically used to select
the lift thickness – various lift thicknesses are trialled under controlled circumstances, and the density at
various depths is measured to ensure that the compaction is effective to the base of the lift. As a rule of
thumb, the effective depth of compaction is often close to the bearing width of the dozer or haul truck tire).
While thicker lifts are feasible with larger mining equipment, keeping lifts to a thickness of no more than
0.3 m makes measurement of the compacted density simpler. As described below, a compaction method
specification may be developed during this test fill.
Using the standard Proctor density (Proctor 1933; ASTM D698–12(2021)) as an earthworks specification is
routine for the compaction of filtered tailings. This laboratory test mimics the performance of field
compaction using common compaction equipment. The test measures the density of a small volume of
tailings placed in layers in a mould and compacted with a known effort. Various moisture contents are
trialled, the resulting density is plotted against the moisture content, and the maximum density and optimum
water content are determined (Figure 2). The designer chooses a target minimum dry density, typically some
percentage of the standard Proctor dry density. This moisture content is typically between 60% and 80%
saturation (Davies et al. 2022). As the density increases, the tailings become stronger, stiffer, less
compressible, and less permeable. If the tailings are loose and saturated, they may liquefy under equipment,
static, or earthquake (dynamic) loading.
Figure 2 A typical standard Proctor dry density curve and the corresponding optimum geotechnical
moisture content
If the tailings are placed dry of the Proctor optimum value, they will require additional effort (a larger number
of passes or heavier equipment) to compact. On the other hand, as is often the case (e.g. Crystal et al. 2018),
if the tailings are wet of optimum, they can be difficult to compact, and the compactive effort may lead to
rutting or rolling, and it may not be possible to achieve the target dry density without further drying the
tailings. Various methods of drying a lift of tailings in the field are available, although such methods are easier
to apply in dry climates than in cold or wet climates.
For most configurations, the filtered tailings placement area will decrease with stack height – designing for
enough room for operations and efficient tailings placement at all stages of construction is key, particularly
for the final lifts.
As noted above, the minimum design dry density specification is chosen so that the filtered tailings will act
as a dense material that is not prone to liquefaction under static or dynamic loads. As shown in Figure 3, the
required density is a function of the effective stress at each point in the deposit. An outdated rule of thumb
that a material needs to be denser than 90% of the standard Proctor maximum dry density is a poor design
basis for three reasons. First, for high tailings facilities (where stresses near the base will be high), the
required density to avoid the risk of liquefaction may be well in excess of 90% of the Proctor density.
Figure 3 The density specification for filtered tailings considers the critical-state line. High structures
require very dense tailings at the base if dilative behaviour is required
Second, there are many vagaries in the determination of the steady-state line; often, the only data available
prior to construction are for pilot mill tailings from a batch sample that is usually somewhat different from
the final grind; the grind is likely to change over time; and the exact location of the dense/loose boundary is
a function of sample preparation, saturation, specific gravity, and grain size. Torres-Cruz & Santamarina
(2020) provide a framework to assess the critical-state line for tailings and a database of tailings parameters.
Third, tailings grain size and density in the field will vary, particularly during the first months of production
and also throughout the facility’s operational life. This can result in some zones being less dense than others
but, ideally, should remain considerably denser that the critical-state line. For these reasons, the compaction
specification should be determined conservatively and monitored closely. In practice, it will generally be set
to at least 95% of standard Proctor dry density, and higher for the lowest layers of a high deposit. The
placement moisture content spec is generally only required for ease of compaction, not the long-term
performance.
Crystal et al. (2018) describe how high filtered tailings stacks (greater than 20 to 30 m) involve a risk that the
lowest-most tailings will change from a dense/dilatant state to a loose/contractive state that is prone to
liquefaction (i.e. crossing the critical-state line in Figure 3 at 300 to 600 kPa). Robertson (2017) indicates
‘contractive sand-like soils become progressively more ductile with increasing stress’. Many tailings stacks
are tens of metres high (e.g. Emerman 2021) and have stresses of several hundred kilopascals or more at the
base. Proper design requires addressing the potential for this dilative-to-constrictive phase transfer for all
stages of operation and closure (see Smith et al. 2019). Ulrich & Coffin (2017) emphasise the importance of
considering a significant shift in the critical-state line for unsaturated conditions.
As an alternative, some designers consider the potential for incorporating loose saturated tailings layers, and
therefore design the slopes with adequate factors of safety in the event of liquefaction of any of these layers
(e.g. Tetra Tech 2007).
• Conversely, the geotechnical (gravimetric) moisture content (wg) is defined as the ratio of mw/ms.
Using this definition, the geotechnical ‘moisture content is directly proportional to the mass of the
water present’ (Liu & Evett 2009). This geotechnical moisture content definition has proven to be a
useful predictor of the geotechnical behaviour of soils and is used universally by the geotechnical
community.
In equation form, mining water content, mw is =
As shown in Table 1, the geotechnical moisture content is always higher than the mining water content. At
values near the Proctor optimum, the two are only a few percentage points different, but this difference is
often the culprit, standing between producing tailings that are easy to compact versus tailings that can be
impossible to compact. Clear communication is essential.
Table 1 The crucial difference between mining water content and geotechnical moisture content.
Figure 4 Filtered tailings awaiting trucking is protected from environmental conditions by a large shed
Figure 6 The nuclear densometer and sand-cone methods of measuring the dry density of a filtered
tailings lift
Figure 8 Some methods of quality control (QC) and quality assurance (QA) for filtered tailings
compaction: (a) Point density; (b) Test pitting and sampling through lifts; (c) CPT testing
To manage these concerns, some operators process their tailings to remove sulphides. High levels of
compaction are used to limit net percolation, oxygen ingress, and drawdown rates/discharges. Covers can
also be used to limit the net percolation and oxygen ingress into filtered tailings stacks (INAP 2017). Collection
and treatment of leachate waters may be required. The fine-grained nature of many filtered tailings stacks
may itself limit oxygen ingress beyond a few tens of centimetres, limiting the rate of acidification of tailings
which may limit metal loading – limiting the duty of a cover to protecting against erosion and providing a
growth medium (see MEND 2012) and perhaps negating a need for a liner. Some mines consider using
temporary membrane-type covers (like those used to protect sports field turf from rain) to minimise
resaturation during operation. If water fluxes are low enough and water quality high enough, there may be
an opportunity for direct discharge to the environment, or for use of semi-passive wetlands (e.g. Pat-Espadas
et al. 2018) to manage long-term water treatment for filtered tailings stacks.
Acknowledgements
Derrill Shuttleworth of Gabriola Island is thanked for illustrating this paper and David Wylynko of West Hawk
Associates is thanked for editing. Scott Martens and two anonymous reviewers are thanked for their insights,
all which have been adopted and have strengthened the paper.
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