Ch1 - Solid State Engineering Physics-Springer (2022)
Ch1 - Solid State Engineering Physics-Springer (2022)
their daily needs. Materials have always been an integral part of progress of
human civilization. The civilizations have been designated by the level of their
material development. According to the need of the society, man discovered
techniques for producing materials that had properties to those of the materials
occurring naturally. The development of many advanced technologies has made
life easier. For example, in automobile and aircraft materials used were mostly
metallic. As metal has high density so there was limitation on achieving high
speed. Due to the advancement in technologies metals are being replaced by
composite materials. Now-a-days vehicles are light weight and can achieve very
high speed. To apply the materials in any field we should aware of the internal
structure of the materials. This is very important part of the observation of any
material in different applications so that the criticalities in achieving various
applications of the material can defined clearly. Structure of the materials can be
studied at various levels of observations depending on the magnification and
resolution of physical aids used. For example, macrostructure of material is
examined with naked eye or under a low magnification optical instrument. Same
way microstructure of materials is examined under higher magnification. So
under higher magnification crystals may be studied. Crystal structure deals with
the repetitive atomic arrangement. Based on crystal structure, solids are divided
into crystalline and non-crystalline solid. The name crystal comes from the
Greek word `krystallos’ which means clear ice. It was first applied to describe
beautiful transparent quartz `stones’ found in the Swiss Alps. This chapter starts
with crystallography. Crystallography is the study of internal structure of
crystals, their properties, and external or internal symmetries of crystals.
Various techniques applied in industry for determining crystal structure have
been described. It further proceeds with fundamental concepts behind solid
formation and the various bonds responsible for formation of solid. As we are
dealing with crystal structure it is considered a perfect arrangement of atoms but
in normal practice it is not so. Therefore point defects are being taken in both
ways, qualitative and quantitative. Finally we have put some light about the
elementary particles of material.
Fig. 1.2(a, b)
with different plane lattice with different interplaner spacing D1 and D2. One
scientist, Miller, developed a procedure by using three numbers, (hkl), known as
Miller Indices, to designate the planes. He introduced the way to represent the
position of all types of planes in crystal structure within the unit cell. Miller
planes are represented by (hkl) and their family is by {hkl}. Direction of Miller
planes are represented by <hkl > and their family by [hkl]. This means that (110)
& (110) planes correspond to same family of planes {110}. Similarly <110> &
<110 > directions correspond to same family of directions [110].
· The Miller Indices are the set of three smallest possible integers which
have the same ratios as the reciprocals of the intercepts of the plane
concerned on the three crystallographic axes.
(a) Rules to Find Miller Indices
Step-1 : Determine the intercepts of plane on three coordinate axes.
Step-2 : Take reciprocals of these.
Step-3 : Reduce the reciprocals into whole number by LCM.
6 SOLID STATE ENGINEERING PHYSICS
Fig. 1.9 (200), (120) and (302) lattice planes in a unit cell.
Fig. 1.10 (a) Lattice place ABC inside the unit cell,
(b) It shows the angles made by interplaner distance ON with the three axes.
a a a
So, OA = , OB = , OC = …(1.1)
h k l
æ 1 ö æ 1 ö
Because, if OA, OB and OC are intercepts, then h = ç ÷ a, k = ç ÷ a;
è OA ø è OB ø
æ 1 ö
l =ç ÷ a; where, a is the LCM of OA, OB and OC and also the length of the
è OC ø
cube edge as shown in Fig. 1.10(a).
8 SOLID STATE ENGINEERING PHYSICS
d = ON = x 2 + y 2 + z 2 …(1.3)
x
and = cos a
d
Þ x = d cos a
Similarly, y = d cos b ; z = d cos g …(1.4)
Using eqns. (1.3) and (1.4)
a
Hence, using eq. 1.5, d110 = =a
1 + 02 + 02
2
a
d110 = = a/ 2
12 + 12 + 0 2
a
d111 = = a/ 3
12 + 12 + 12
Hence, d100 : d110 : d111 = 1 :1/ 2 :1/ 3
(ii) FCC
It is clear from Fig. 1.11 next that the additional (100) planes arise
halfway between original (100) planes, which are due to atoms placed on faces
of each unit cell. Hence, the distance between d100 planes is a/2.
For (110) planes as in Fig. 1.12 next, we find that an additional plane of
(110) comes midway between the planes of original (110) planes. So the
distance between (110) planes are half of that in simple lattice, i. e.,
1
d110 = d110½ ½ =
1 a
=
a
2 ½SCC 2 2 2 2
For (111) planes, as in Fig. 1.13, we find that no additional plane arise.
Hence, d111 = a / 3
Finally, for FCC crystals,
d100 : d110 : d111 = 1 :1/ 2 : 2 / 3 3
(iii) BCC
It is clear from Fig. 1.14 that due to the presence of an additional point at
the body centre, the interplaner spacing for three low index planes (100), (110)
and (111) give slightly different results. There appears an additional plane
halfway between (100) and (111) planes.
Fig. 1.18 A unit cell of BCC crystal showing its nearest neighbours.
Fig. 1.19 A unit cell of FCC crystal showing its nearest neighbours.
CRYSTAL STRUCTURE 13
Hence, total no. of chlorine ions per unit cell (i. e., for FCC)
1 1
= 0 + 8 ´ + 6 ´ = 4. Similarly, 12 sodium ions located at the edges of the
8 2
cube and each sodium ion is shared by 4 conjugated unit cells. One sodium ion
is located at the centre of the unit cell. Hence, total no. of sodium ions per unit
1 1
cell (i. e., for FCC) = 0 + 12 ´ + 8 ´ = 4. Thus the total nos. of sodium and
4 8
chlorine ions per unit cell is 8 and hence there are 4 sodium chloride molecules
per unit cell. The formation of NaCl molecule is shown in Fig. 1.25.
16 SOLID STATE ENGINEERING PHYSICS
1.2.2 Bonding
Based on the bond strength, atomic bonding can be grouped into primary
and secondary bonding. Primary bondings have bond energies in the range of
0.1 – 10 eV/bond and act between atom to atom. Ionic, covalent and metallic
bondings are examples of primary bonding. However, secondary bonding have
energies in the range of 0.01 – 0.5 eV/bond. This bond acts between molecule to
molecules and comparatively two orders of magnitude weaker than primary
bond. Hydrogen bond and Van der Waals bonding are examples of secondary
bonding. The crystals may be classified by a variety of ways, e. g., mechanically,
electrically and chemically. However, the most convenient way is on the basis
of Interatomic binding forces.
According to this scheme the crystals may be categorized into 6 major
categories :
(1) Ionic, (2) Covalent, (3) Metallic,
(4) Molecular (5) Hydrogen bonded,
(6) Mixed or Multiple bonded Crystal.
(i) Ionic Crystals (NaCl, CsCl, etc)
Here electrons are transferred from one type of atoms (who loses electrons
readily) to other atoms (which have high affinity to electrons). So the crystal
consists of positively and negatively charged ions.
Example : NaCl : Na is electropositive and Cl is electronegative. The
attractive force is the Coulomb attraction between ions and repulsive force is
due to overlapping of electronic shells of neighbouring atoms.
Properties :
· Strong bonding, i. e., high melting point (NaCl » 800°C),
· Close packed structure,
· Good conductors as ions, but bad conductors of heat & electricity,
· Transparent over wide range of electromagnetic spectrum.
(ii) Covalent Crystal (C, Si, Ge)
Here, two similar or identical atoms are brought together to such an
interatomic distance that the orbital of unpaired electron of one atom begins to
overlap with that of one in other atom. The electrons lying between the two
atoms belong equally to both and serve to complete the outer shell of both
atoms. Since these sharing electrons have anti-parallel spin, the atoms attract
each other and bonding result. This bonding is known as covalent bonding.
Here, the valence electrons are shared equally between neighbouring atoms.
Properties :
· Very strongly bound and bonds are directional,
· Very high melting point (e. g., Si » 1412°C),
· Semiconductors,
· Transparent in IR region, i. e., opaque at high frequencies.
CRYSTAL STRUCTURE 19
however different than the lattice energy. The stability of an ionic crystal
depends on the balancing of at least three forces :
(i) the electrostatic forces (Coulomb forces) between ions which are of
a attraction falling off with square of the distance,
(ii) the Van der Waals force of attraction falls as seventh power of
distance, and
(iii) interatomic repulsive forces fall much more rapidly with distance.
The resultant of the attractive and repulsive forces leads to an equilibrium
position of minimum potential energy as in Fig. 1.28. For two ions of charges
Fig. 1.28 Variation of ion-ion repulsive energy, columb attractive energy and net
energy with interatomic distance for an ionic crystal.
Z1Z 2 e 2
Z 1 e & Z 2 e separated by a distance R the attractive energy is = - , here,
4pRe 0
Z 1 & Z 2 are valencies of ions. So, for the whole crystal, the Coulomb potential
energy (attractive) is
AZ 1 Z 2 e 2
U attr = - .
4pRe 0
This is the net Coulomb potential energy of any one ion due to the
presence of all the other ions in the crystal. Here, A is known as Madelung
Constant.
To stop lattice collapse there are repulsive forces between the ions and
becomes appreciable when the electronic shells of neighbouring ions begin to
overlap. It was assumed that the repulsive energy due to overlap of the outer
electron shells between two ions is inversely proportional to some power of the
B
distance R, i. e., .
Rn
Hence, the repulsive energy of a particular ion due to the presence of all
B
other ions in the crystal is , where, n is called repulsive exponent and B is a
Rn
constant.
Hence, the total energy of one ion due to the presence of all the other ions
is
U ( R) = U attr + U rep
22 SOLID STATE ENGINEERING PHYSICS
AZ 1 Z 2 e 2 B
Þ U ( R) = - + .
4pRe 0 Rn
For monovalent alkali halides, Z 1 = Z 2 = 1.
So, U ( R) = U attr + U rep
Ae 2 B
Þ U ( R) = - + kJ/ mol
4pRe 0 R n
If N A is Avogadro’s number, the total energy of the crystal is
U Total = N A U ( R)
é Ae 2 B ù
Þ U Total = N A ê- + ú kJ …(1.6)
êë 4pe 0 R R n úû
The energy will be minimum at equilibrium, i. e., at R = R 0 , where, R 0 is
the equilibrium distance,
dU½
hence, =0
dR½R = R0
é Ae 2 nB ù
Þ ê - ú =0
êë 4pe 0 R 02 R 0n + 1 úû
Ae 2 R 0n - 1
Þ B= …(1.7)
4pe 0 n
Hence, from eqns. (1.6) and (1.7), we have,
é Ae 2 Ae 2 R 0n - 1 ù
U Total | R = R = N A ê- + ú
0
êë 4pe 0 R 0 4pe 0 nR 0n úû
Ae 2 é 1 1 ù
Þ U Total | R = R = N A ê- R + nR ú
0 4pe 0 ë 0 0û
N A Ae 2 é n - 1 ù
Þ U Total | R = R = - .
0 4pe 0 R 0 êë n úû
This is the Lattice Energy or Binding energy. For NaCl,
U Total = 7.95 eV.
The path difference D between the rays reflected along BC and EF is,
D = GE + EH.
The rays BC and EF will be in phase only when,
D = ml ( m = 0, 1, 2, 3, ¼)
Now, ÐABG = q + a = 90° (Q ÐABC = ÐEGB = 90° ) …(1.8)
BE is normal to MN.
So, ÐMBE = 90° ; a = ÐGBE = 90° …(1.9)
From eqn. (1.8) and (1.9),
ÐGBE = q …(1.10)
Also, from DBGE,
GE GE
sin q = = ,
BE d
Þ GE = d sin q …(1.11)
Similirly in DEBH
EH = d sin q …(1.12)
Hence, using eqns. (1.11) and (1.12), the path difference is
D = GE + EH = 2d sin q
Therefore, for the rays in phase,
2 d sin q = ml …(1.13)
The above equation (1.13) for the condition for reinforcement of scattered
wave is known as Bragg Equation or Bragg’s Law. Here, q represents the
angle between the Bragg plane and the incident beam, also known as the
Glancing angle or Bragg angle. 2q is the angle of Diffraction and m is the
order of reflection.
CRYSTAL STRUCTURE 25
The central bright spot on the film corresponds to the main unscattered beam.
This method has been subsequently used to determine the crystal structures
using X-rays of known wavelength. Each spot in the Laue diffraction pattern
corresponds to interference maxima for a set of crystal planes satisfying the
Bragg’s equation for a particular wavelength selected from the continuous
incident beam. From the positions and intensities of these spots, one can
26 SOLID STATE ENGINEERING PHYSICS
r r r
determine crystal structure, i. e., the value of primitive vectors ( a, b, c) and the
details of unit cell of the solid concerned.
If ‘x’ be the distance at which a reflected beam strike from the centre `O'
and `R' be the radius of the drum, then,
180 x
2q = deg
p R
é x x x 180 ù
êëas seen in Fig.1.33, 2q » tan 2q = R Þ 2q = R Radian = R p degreeúû
90x
Þ q= degree.
pR
Using this value of q into the Bragg’s equation,
‘d’ can be calculated. This method helps to
differentiate between amorphous to crystalline
materials. Amorphous do not have any reflecting
planes. Therefore, diffraction rings are not produced
on the film. However, they may produce a smeared
ring as they have a very short range periodicity of Fig. 1.33 Diagram of
atoms. find diffraction angle.
Fig. 1.34 Figures shown dislocation of lattice plane and grain boundary.
(i) Vacancies
A vacancy is an atomic site from which the atom is missing as shown in
Fig. 1.35. Vacancies are produced during crystallization as a result of thermal
stress of atoms at high temperature. The atom then leaves the crystal and
produces a vacancy in the lattice. This defect is known as vacancy defect. These
vacancies often arise in the metallic structures (closed pack). The atoms
surrounding a vacancy produce a tensile stress as evident from Fig. 1.35. In
ionic crystals the formation of vacancy requires a local adjustment of charge
such that charge neutrality is maintained in
the crystal. Therefore a pair of vacancies
arise which lead to missing of one cation and
one anion from the structure. Such pairs of
vacant sites are called a Schottkey Defect.
This defect is shown in Fig. 1.36(a).
Aluminium metal is example of vacancy
defect and potassium chloride (KCl) is
Fig. 1.35 Vacancy in a
example of Schottkey defect.
crystal lattice.
(ii) Interstitials
An interstitial defect is an atom or an ion that has moved from its actual
position to a place between angular lattice sites. The interstitial may be either a
normal atom or a foreign atom.
When a normal atom moves into interstices it leaves behind its original
position which is now vacant and thus produces a pair of defects. In ionic
crystals, a cation goes into an interstitial position. Thus creates a
cation-interstitial pair. This is known as Frenkel Defect as shown in
Fig. 1.36(b). A foreign atom can go into an interstitial space only when it is
substantially smaller that the host atom. Silver halide is example of Frenkal
defect.
Fig. 1.37 Crystal defects (a) Small substitutional defect (b) Large substitutional
æ N - n ö Es
Þ log ç ÷=
è n ø 2 kT
N -n
Þ = e E s /2 kT
n
When, n << N, ( N - n) » N, hence,
N = ne E s /2 kT Þ n = Ne E s /2 kT
Hence, the number of Schottkey defects, n, depends on
(i) total number of ion-pairs, N,
(ii) average energy required to produce a Schottkey defect pair, E s , and
(iii) temperature of the material.
The first part on RHS represents the no. of ways the n cation or anion
vacancies are formed among total N ions and the second part gives the no. of
ways the n vacancies can combined with Ni interstitial sites. Thus, the increase
entropy is
DS = k log W
é N! ùé Ni ! ù
Þ DS = k log ê ú ê ú
ë( N - n)! ( n!) û ë( Ni - n)! ( n!) û
This produce a change in Helmholtz free energy, H, as
H = D E - TD S
é N! Ni ! ù
Þ H = nE f - kT êlog + log ú …(1.16)
ë ( N - n)! n ! ( N i - n)! n ! û
32 SOLID STATE ENGINEERING PHYSICS
é ì ( -1) ( N - n) ü
Þ E f = kT ê0 + 0 - í ( -1) log ( N - n) + ý
ë î ( N - n) þ
ì ( -1) ( Ni - n) ü ù
- í ( -1) log ( Ni - n) + ý - 2 (log n + 1) ú
î ( Ni - n) þ û
= kT [log ( N - n) + 1 + log ( Ni - n) + 1 - 2 log n - 2]
æ ( N - n) ( Ni - n) ö
= kT log çç ÷÷
è n2 ø
When, n << N, ( N - n) » N and n << Ni ,
then, Þ E f = kT log ( Ni N) - 2 kT log n
æ log ( Ni N) ö E f
Þ log n = kT çç ÷÷ -
è 2 kT ø 2 kT
Ef
Þ log n = log ( Ni N ) -
2 kT
1 2 - Ef 2 kT
Þ n = ( N Ni ) e
Hence, the number of Frenkel defects, n, depends on
(i) proportional to NNi ,
(ii) average energy required to produce a Frenkel defect pair, E f , and
(iii) temperature of the material.
1.5.1 Quarks
In 1803 British scientist John Dalton showed that materials are chemical
compounds formed by mixing units in fixed proportion. He named this minimum
unit as `Molecule’. Later on it was found that Atoms are joined together to form
molecule. However, from the very beginning there was a doubt regarding the
indivisibleness of atom. J.J. Thompson of Cambridge proved the existence of
Electron in atom by using thermionic emission. In 1911 E. Rutherford first
CRYSTAL STRUCTURE 33
1.5.2 Gluons
Politizer and Wilezek discovered (1974) that in many circumstances the
effective strength of interaction became weaker at short distances. This
interaction between the quarks becomes weaker within short distances.
According to this theory the quarks of a given type create a field (called the
Gluon field) around them so that they emit or reabsorb a type of hypothetical
particles, much like the emission and re-absorption of virtual protons by
electrically charged particles. These hypothetical particles are called Gluons.
34 SOLID STATE ENGINEERING PHYSICS
Properties :
1. Isospin = 0
2. Other properties resemble with that of protons, i. e., charge, magnetic
moment and charge parity (= –1)
3. Unlike electrically neutral particles, the Gluons carry a type of charge,
called the COLOUR.
The Gluon Field is non-linear and increases with increasing distance from
the quark. The effective COLOUR charge of quark also increases in the process.
The interaction between quark disappear at short distance.
qqq