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Order of Authors: Renaud Bourga; Philippa Moore; Yin-Jin Janin; Bin Wang; John Sharples
Abstract: Structural integrity of components containing fluids is critical for economic, environmental
and safety issues. Any risk of catastrophic failure, in the form of either brittle or ductile manner, is not
acceptable across the industries. Consequently, many efforts have been invested in the structural
integrity aspect to improve the assessment methodologies. One of the ways to aid the decision whether
or not to live with the defect is through the demonstration of Leak-Before-Break (LBB). LBB which is a
well-established practice in the nuclear industry, albeit as a defence-in-depth argument or to justify the
elimination of pipe whip restraints, also finds its applicability in other industries. A review of the
available procedures, their associated limitations and the research carried out in the last thirty years is
presented in this paper. Application of this concept within non-nuclear industries is also discussed.
*Manuscript revised
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Abstract
Structural integrity of components containing fluids is critical for economic, environmental and safety
issues. Any risk of catastrophic failure, in the form of either brittle or ductile manner, is not acceptable across
the industries. Consequently, many efforts have been invested in the structural integrity aspect to improve
the assessment methodologies. One of the ways to aid the decision whether or not to live with the defect is
through the demonstration of Leak-Before-Break (LBB). LBB which is a well-established practice in the
nuclear industry, albeit as a defence-in-depth argument or to justify the elimination of pipe whip restraints,
also finds its applicability in other industries. A review of the available procedures, their associated
limitations and the research carried out in the last thirty years is presented in this paper. Application of this
concept within non-nuclear industries is also discussed.
1. Background
Since 1950, numerous investigations have been performed to assess the mechanical and structural
behaviour of pressurized components, such as loading capacity and failure behaviour of piping. One of
the first few cases associated with LBB was presented by Irwin [1] in the 1960s. According to his work,
leakage was predicted to occur due to an axial flaw if the defect length was less than twice the thickness
of the pressure vessel. In that case, the crack driving forces in the radial direction exceed those in the
axial direction resulting in a through-wall crack which could exist up to a significant size without any risks
of pipe burst.
After that, most research on LBB has been carried out for nuclear applications. Historically, an
instantaneous double-ended guillotine break (DEGB) of the largest heat transport pipe was used as the
design basis in nuclear power plant, assuming that the pipe would break in a brittle manner [2]. This led to
the installation of numerous pipe-whip restraints to hold ruptured pipes in place. However this criterion
was restrictive [3], due to the risk of loose pipe ends jamming under certain conditions and the difficulties
of carrying out inspection. Advances in fracture mechanics allowed a better understanding of piping
behaviour and it has been demonstrated that postulated small through-wall flaws could be detected by
leakage long before the flaws could grow to unstable sizes which might cause a DEGB [2]. For this
reason, developing an alternate design criterion was necessary [4], [5]. Further studies have expanded the
elaboration of LBB procedures, which were adopted in 1986 by the United States Nuclear Regulatory
Commission (USNRC), for the assessments of high energy pipes in Pressurized Water Reactors (PWRs),
which provided guidelines (revised in 2007 [6]) for safety evaluation of the operating and design of Nuclear
Power Plant.
LBB assessment methods have contributed to a new approach of pressure equipment design. Details
about guidance for the implementation, limitations and acceptance criteria for LBB were provided in the
late 1980s by the American regulatory authority [6]–[8]. Nowadays, this criterion is widely used in the
nuclear industry as either validation to remove pipe-whip restraints and jet-impingement shields or as
defence-in-depth argument. Outside of the nuclear industry, LBB arguments are sometimes included as
part of Fitness-for-Service (FFS) assessments.
1
College of Engineering, Design and Physical Sciences, Brunel University London, Uxbridge, UB8 3PH, UK -
renaud.bourga@brunel.ac.uk
2
TWI Ltd, Granta Park, Great Abington, Cambridge, CB21 6AL, UK - philippa.moore@twi.co.uk
3
TWI Ltd, Granta Park, Great Abington, Cambridge, CB21 6AL, UK - Yin.Jin.Janin@twi.co.uk
4
College of Engineering, Design and Physical Sciences, Brunel University London, Uxbridge, UB8 3PH, UK -
bin.wang@brunel.ac.uk
5
AMEC Foster Wheeler, Birchwood Park, Warrington, Cheshire, WA3 6GA, UK - john.sharples@amecfw.com
2. Definitions
The European Commission [9] defines LBB as “a failure mode of a cracked piping leaking through-
wall crack which may by timely and safely detected by the available monitoring systems and which does
not challenge the pipe’s capability to withstand any design loading”. Although inelegantly described, this
concept is related to pipe failures and their safety implications and it has been presented as a way to
partially relax the common requirements to the postulated DEGB failure. Fracture mechanics principles
are used to demonstrate that a flaw will develop through-wall allowing sufficient and stable leakage that it
can be detected before catastrophic rupture of the component occurs. This concept may therefore be
applied to structures containing a fluid such as pipes or pressure vessels.
LBB is applicable to ductile materials which exhibit high toughness and are fracture resistant [9].
These material properties permit a through-wall defect of a certain length to be stable under specified
conditions and allow sufficient time for the detection of the resulting leak. A combination of ductile
material, benign fluid environment and a reliable leak detection system is therefore necessary.
2.3 Limitations
According to the US requirement [6], LBB methodology has to be applied to the worst location (lower
material properties, higher stresses, etc.) in an entire system and should not be applied to a particular
location along the pipe system alone. The initial crack may arise from different types of defect, and may
grow as a result of loading or environment. However, it is generally recommended to demonstrate that
certain in-service degradation mechanisms are not present: LBB is not usually applied to systems which
experience excessive or unusual loads and is generally limited to piping that is not susceptible to fail from
degradation mechanisms such as the following [17]:
x Water hammer
x Creep/ Creep fatigue damage
x Erosion, corrosion or erosion/corrosion
x Stress Corrosion Cracking (SCC) or Inter Granular SCC (IGSCC)
x Thermal ageing
x Brittle fracture
x Potential indirect sources of pipe rupture
Current LBB procedures only consider the case of a single crack. The scenario of multiple cracks was
considered by means of Monte Carlo simulation in [18], [19]. It was concluded that this leads to a shorter
leak-free time, a shorter allowable response time and that catastrophic failure may also occur without a
detectable leak where a large number of initial cracks have a strong crack interaction. Therefore, a
multiple crack LBB case would be analysed case by case, and in most cases would probably not be
possible. In practice, many service cases of LBB occur with multiple cracks (generally due to Stress
Corrosion Cracking), but how to establish the guidelines for assessment of multiple cracks is difficult.
Another significant limitation is the requirement on minimum pipe radius. In order to have sufficient
margin between the leakage crack size and the critical crack size, pipe dimensions have to be
appropriate. In the case of a small pipe, the critical crack length may be reached before the leak detected.
In terms of pressure, LBB is generally restricted to high energy components (such as in in the nuclear
industry [6] Class 1 and 2, which are the classes containing the highest pressure) in order to improve the
leak detection aspect. However, it may also be applied to other significant components when defence-in-
depth is invoked.
3. Leak-Before-Break Procedures
According to a recent report [30], published in 2012, four distinct approaches of LBB are used
throughout Europe in the nuclear industry. All these approaches share some degrees of similarities:
x Germany - Integrity Concept (IC): The LBB procedure is a part of the principle of break preclusion,
now included in the overriding safety philosophy for the assessment and structural integrity
maintenance of nuclear power plants [16]. The assessment itself is applied only to the most
susceptible locations, such as welds, sections of increased load or material degradation. It
employs the detectable leak rate to determine the crack size required for confident detection and
compares this to the critical crack size. This deterministic approach and defence in depth
argument renders probabilistic approaches unnecessary [9].
x USA - SRP-3.6.3 [6]: This flaw tolerance approach requires a screening criterion to be met
(limitations stated earlier, Section 2.3) to ensure an incredibly low pipe break probability. Similar to
other LBB procedures, the basic principle is to use the detectable leak rate to determine the crack
size required for confident detection and compares this to the critical crack size to ensure suitable
margins exist. LBB is only applicable to the entire section of piping, not individual components or
welded joints. The LBB procedure in SRP-3.6.3 can only be applied once the reliability of the
detection system has been demonstrated. The US procedure also defines margin coefficients
[31]: 10 on leak detection, and either 2 on crack size or 1.4 for (normal and seismic) stresses.
These margins have been defined in order to increase the degree of conservatism required in
nuclear industry, and account for other uncertainties not explicitly called out in the analyses (i.e.,
variability of crack morphology parameters, not including cyclic effects from seismic loading on
toughness, etc.). Although published in the U.S., this procedure has been adopted by some
European countries [32].
x UK - R6 [14]: Two approaches are available. The first is a simplified ‘detectable leakage approach’
used in design and safety studies of a hypothetical through-wall flaw. It aims to demonstrate that a
leaking flaw is detectable long before it grows to a limiting length. The second approach is a ‘full
LBB procedure’ that considers the growth of an initial part penetrating surface flaw. In this case, it
is necessary to show that the flaw penetrates the pressure boundary before it can lead to
disruptive failure and that the resulting through-wall flaw leaks at a sufficient rate to ensure its
detection before it grows to a limiting length at which disruptive failure occurs. Heavily based on
sensitivity analyses within deterministic calculations, R6 does not apply specific safety margins.
The LBB procedure in R6 can usually only be used as part of a defence in depth argument.
x France - RCC-MRX Appendix 16: Originally based on the American NUREG-1061 [7], LBB
estimates are determined by comparing the crack size that allows the leak to be detected and that
which causes component failure. This comparison is quantified by a safety factor of 2 on crack
sizes and 10 on the detection capability. Some consideration of the crack dimensions are
provided by taking into account different internal and external crack lengths.
According to [30][32], the German Integrity Concept (IC) and the American Standard Review Plan
(SRP) 3.6.3 form the basic foundation of LBB assessment for most countries whereas the UK and French
approaches are country-specific. Besides European and USA procedures, Japan has also developed its
own procedure:
x Japan – JSME S ND1: This guideline provides some unique features but the overall principles are
consistent with those previously mentioned. Stability analysis is performed for the larger of the
penetrating crack and leakage crack. Guidelines on the crack growth are given and correction of
the stress intensity factor at the surface interaction has been included. A factor of 5 is applied to
the leak rate and no particular safety factor is specified for the crack length or applied stresses
[33].
All LBB procedures described here share the same basis and are underwritten by a large number of
studies conducted in the US or Germany. However some differences are noticeable. This may be
explained by the different scope of applications. While LBB has been developed in USA as a means to
avoid DEGB behaviour and eliminate protections such as pipe-whip restraints and jet-impingement
shields; in most European countries it has been used as a defence-in-depth argument. One important
aspect to note is the difference in safety factors used. Most countries use a safety factor of 10 on leak
detection and 2 on crack length (or applied stresses). Japanese guidelines recommend a factor of 5 on
leak detection and 1 on crack length. In contrast, the UK procedure does not provide explicit guidance on
the safety factors.
In other industries, BS 7910 and API 579 are the most comprehensive, structured and widely
accepted FFS standards. They cover a broad range of equipment, and include a LBB methodology which
is linked to the assessment of crack-like defects:
x API 579-1/ ASME FFS-1 (Clause 9.5.2) [34]: Guidance is given to conduct a simplified LBB
assessment. Surface defects have to be re-characterized as through-wall defects. Unique Crack-
Opening Areas (COA) solutions are explicitly provided for both elastic and plastic conditions in
cylinders and spheres.
x BS 7910 (Annex F) [15]: LBB procedures are the same than those available in R6 (Detectable
leakage approach and full LBB procedure) and guidelines are given for each step. Heavily based
on sensitivity analyses, no particular margins are explicitly required.
Both API 579 and BS 7910 provide a procedure for LBB analysis based on Failure Assessment
Diagrams (FADs) for evaluating critical crack sizes and three levels of assessment are available.
However, there are some differences with respect to parameters such as reference stress solutions and
crack-opening-area solutions, both of which can lead to different results. A notable difference is the
starting point of the analysis. In API 579, the starting point is a part-penetrating defect, which is then re-
characterized as a through-wall defect whereas in BS 7910, depending on the procedure used, the
starting point is either a through-wall defect or a part-penetrating defect (consistent with R6).
The re-characterization rules used to transform surface flaws to fully through-wall flaws also differ
between API 579 and BS 7910. In BS 7910, the length of the re-characterized through-wall flaw, ʹ ǡ will
be equal to:
ʹ்ܿௐ ൌ ʹܿ௦ ݐ (4)
Where ʹ ୱ is the length of initial surface flaw and t the wall-thickness. In API 579, a more restrictive rule is
used:
ʹ்ܿௐ ൌ ʹܿ௦ ʹݐ (5)
Procedures in these standards are generally limited and the assessor is redirected to other
publications or experimental work. The leakage aspect is generally less detailed than the flaw assessment
due to fields of applications of these standards. For example, guidance on leak rate calculations is not
explicitly provided in API 579.
4 Applying LBB to industries other than nuclear
Some available publications provide illustrations where LBB has been applied outside the nuclear
industry. A noticeable difference lies at the application of the concept. In the nuclear industry, procedures
are strictly followed step-by-step, whereas outside the nuclear industry, each application seems to follow a
hybrid procedure, taking aspects from various sources. Some examples are described below.
x A simple case study on a spherical helium storage vessel was conducted [35], where the loading
was well within the yield limit of the material (301 stainless steel). LBB demonstrated that the
critical depth of a surface defect was larger than the component thickness, for the crack lengths of
interest.
x A LBB assessment of vertical cylindrical tanks for oil storage is provided in [36]. Investigations on
crack growth are presented to show time margins between inspections. Critical defect length was
calculated by means of simple fracture mechanics formulation and time-factor in terms of fatigue
(with a safety factor of 20 on fatigue life).
x A large set of experiments were conducted on aluminium beverage cans (ratio of diameter to
thickness up to 590) in [37]. A good correlation between plates and cans for axial crack growth
was observed and the radial fracture toughness was minimum and constant for crack aspect
ratios greater than 70.
x Fitness-for-Service assessment on an ammonia storage tank in [38] used a LBB argument in
order to justify an inspection plan.
x A LBB case was compared with a fatigue analysis for an offshore structure [39]. The full
development and growth of a circumferential crack in a tubular member from a long deep surface
crack to final failure was presented.
x The effect of pre-straining on subsea pipelines was also studied with small/full scale testing in [40]
to demonstrate that a LBB case could be made since the initial assessment failed to provide
sufficient margins.
x A recent published thesis looked at LBB applications on aerospace components such as high
pressure fuel lines and the fuel-to-oil cooler [41].
When LBB is used outside the nuclear field, the major steps detailed in Section 2.2 are followed.
However none of established procedures such as those described in Section 3.2 has strictly been
followed. Various sources are used and referred to while performing assessments and this can lead to
uncertainties (under- or over-estimation) on the final results. Despite such assessment procedures being
readily available in general standards such as API 579 or BS 7910, the examples listed in the previous
paragraph did not appear to utilise them.
It appears that there is a lack of awareness or experience with full LBB general procedures outside
the nuclear industry. This might reflect a perception that they are either too complicated to apply or not
sufficiently thorough. In either case, there is a need to expose both established methods more to other
industries and to continue research and continuous improvements to these procedures wherever possible.
On one aspect of a LBB procedure, fracture mechanics principles are used to assess important
parameters such as crack length at which the leak will be detectable and critical crack length of a through-
wall crack. Finite element modelling [47], large scale plate experiments [48] and pipe experiments [49]
have been conducted to assess crack shape development. Complex shaped crack analysis can also be
found in [50],[51].
On the other aspect of the assessment, fluid mechanics and fluid-structure interactions are also
important parameters in a LBB assessment. In order to detect the leak, leak rates through cracks [47]–[49]
have to be evaluated to validate the leak detection system. Explicit equations for leak rates through
narrow cracks (single phase flow) have been developed for four distinct flow regimes [52]
using experimental work. The effect of crack morphology and surface roughness are also studied in
[53][54]. It is concluded that improper morphology parameters can result in large errors in the
determination of leakage crack size, leading to possible non-conservative margins. Different software
codes such as DAFCAT, PICEP, SQUIRT have been developed to calculate leak rates for various crack
shapes or fluids as described in [14], [31]. A recent doctorate dissertation [55] shows the effects of thermal
interaction between fluid and structure for a leaking fluid. A new finite element was presented to give a
convenient way to analyse this effect quickly with good accuracy [56].
The interaction between structural integrity and fluid mechanics is evident in the crack opening area
(COA) parameter. Numerous models have been developed for plates, spheres and cylinders with axial
and circumferential defects. Three models are available: elastic, elastic with plasticity correction [57], and
elastic-plastic models [58]. High temperature effects on the rate of change of the COA have been studied
with the help of 2D finite element modelling [59]. Complex geometries such as welded attachments are
also taken into account [60]. Simple plate estimations can provide conservative results, which imply that
detailed FE analysis may not always be required.
A large amount of work has been carried out to improve these deterministic approaches but an
important effort has also been undertaken in terms of probabilistic assessments. Probabilistic
assessments have been developed to strengthen deterministic assessments (i.e. ProLBB [61]) or to
enlarge their applicability (i.e. xLPR (extremely Low Pipe Rupture) [62]), taking into account active
degradation mechanisms, such as Primary Water Stress Corrosion Cracking (PWSCC), that are generally
out of scope for a standard LBB assessment. A statistical treatment of material data, such as mechanical
properties, crack resistance and fatigue crack growth curves is presented in [63]. An example of the
application of a probabilistic assessment in accordance with the R6 procedure using Monte Carlo method
is provided in [64]. Application of LBB in CANDU (CANada Deuterium Uranium) reactors is given in [65] or
more recently in [66] to assess delayed hydride cracking.
A recent work undertaken to assess the safety aspects of Atucha II nuclear power plant piping system
under beyond design basis seismic loading [67]-[68] shown surprising results. It was found important
margins due to the LBB assumption that all stresses are load-controlled while the pipe system behaved
more like it was displacement-controlled. The critical flaw size changed from 20% of the circumference
with a traditional LBB analysis, to 95% when the full FE model was developed, consistent with IPIRG
experimental work. For circumferential flaws in a plant system, there are large margins with the
established methodologies where LBB analysis are based on a load-controlled behavior compared to
detailed FE models.
As far as the continuity of LBB assessment is concerned, less work is currently being undertaken
and planned to be performed [32] in the near future. Present research is generally limited to the following
areas:
x Extension of COA solutions for R6 (high temperature creep and constraint effects)
x Dissimilar Metal Welds application as part of an EPRI/NRC programme
x Extension on probabilistic analysis
x Application of LBB to components which are not suitable for In-Service Inspection including
weld overlay
This leaves significant scope for further research to build on the existing knowledge, particularly in the
areas of comparing and optimising LBB procedures, assessing the influence of welds on LBB and
transition between part-penetrating and through-wall flaws.
6 Discussion
LBB is widely recognised as an important methodology for supporting structural integrity safety cases
in the nuclear industry. To use LBB as a fail-safe criterion, it has to be demonstrated that that any credible
defect would grow through the wall in a stable way and create a detectable leak. The LBB criterion permits
an extension to fracture mechanics assessment for pressurized components, by demonstrating that
leakage can occur in such components for a certain time period. It is important to note that even for simple
cases, LBB assessments may not be straightforward [69]. Detailed procedures are established and
numerous applications as defence-in-depth or to allow the non-use of protection equipment can be found.
However, performing a robust LBB assessment does not seem to be a regular practice in industries
outside nuclear, despite procedures being available.
One reason for this may be that leakage of fluid through a penetrating defect will often not be tolerable,
for instance, when the fluid is toxic or flammable, or its leakage has environmental consequences [70]. In
the nuclear industry, processing fluids are generally water, a mix of water and air or carbon dioxide. In
other industries (such as oil and gas, refinery or petrochemicals), leaking fluids are less acceptable in
some circumstances due to their nature: either environmental (pollution) or safety (risk of fire or explosion)
aspects cannot be accommodated with these procedures. The time-factor present in LBB procedure,
which allows the crack to grow from a detectable length to a critical length, is unacceptable due to the
increasing likelihood of ignition and explosion when flammable fluids leak over a period of time. However,
water-based products and steam are also common fluids in refineries and these would suit LBB
consideration.
Another unique feature within the nuclear industry is the confinement of the components. LBB is
applied mainly on primary circuit components. In other industries, for example petrochemical and/or oil
and gas, fluid-carrying components are generally in the open-air. This difference has a strong influence on
the leak detection capacity, since vapour cloud detection will be affected by wind and weather conditions.
Insulation of components can also increase the difficulty of leak detection.
As far as the fracture mechanics aspect is concerned, examples presented in Section 4 show that
evaluations are generally limited to estimation of critical length by means of simple formulations, such as
the one presented in Section 2.1. Established procedures clearly consider two aspects, namely fracture
mechanics and leakage assessment and this second aspect is generally less frequently addressed.
The margins used in LBB assessments are also subject to discussion. Most of the established
procedures, based on the American procedures, adopt a margin of 10 on leak detection and a margin of 2
on the crack length. However, Japanese guidelines do not apply any margins on crack length and a
margin of 5 on leak detection. Some other procedures do not provide any explicit margins for LBB
assessment. The higher the safety margins adopted, the more conservative the assessment will be.
However it will be more difficult to satisfy LBB requirements if margins are too high. Load-controlled
stresses assumption and moment reductions with the presence of large circumferential flaws also have to
be considered in established LBB procedures large margins.
The main use of the LBB concept is to provide grounds for the assessment to determine the stability
of penetrating defects and hence to use as a forewarning of catastrophic failure for components especially
when inspection is not possible or practicable. For the assessment to remain valid the calculated leakage
must be detectable and the consequences must be manageable within the context of the overall safety
case. It may be useful to determine an upper bound for a part-through flaw that is growing at an unknown
rate. In this case, detection of a leak will be an early warning.
It is also worth considering the solutions/treatments available. Reference stress and COA solutions are
available for homogenous material. However cracks are mostly found in weldments and such effects have
to be taken into account.
7 Conclusions
x Most of the research on Leak-Before-Break has been carried out in the nuclear industry which
requires a high level of safety. This industry has also developed more established procedures.
x Numerous situations and types of component have been studied and LBB is generally applied
to pressurized components containing benign fluids such as water, steam and carbon dioxide.
x Only a few published applications can be found in non-nuclear industries, certainly due to the
limitations discussed in section 6. However, LBB could be further developed in some areas of
these industries.
x When applied to non-nuclear industries, case studies did not appear to follow established LBB
procedures such as those presented in API 579 or BS 7910. A mix of different sources was
generally used, which could lead to non-consistent results.
x The margin between the smallest detectable leak size and the critical crack size must be
adequate to support LBB. Reliable leak detection methods must be employed to ensure the
ultimate success of the technique in order to prevent catastrophic failure.
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