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Kyc Analyst 1613392352

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76 views2 pages

Kyc Analyst 1613392352

Uploaded by

murudkaraditya110
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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Robert Smith CONTACT DETAILS

1737 Marshville Road,

KYC Analyst
Alabama
(123)-456-7899
info@qwikresume.com
www.qwikresume.com

PERSONAL STATEMENT
A dynamic professional with compliance management experience within
SKILLS
the banking and investment environment, I have a solid Background in MS Office Visio, MS
Know Your Customer (KYC) and Anti Money Laundering (AML) regulation Office Word,
with sound knowledge of wide range and complex variety of Investigations.
corporate/trust/fund structure and a wide variety clients types including
quoted companies, private companies hedge funds, Special Purpose Vehicle
(SPV) and partnerships.
LANGUAGES
WORK EXPERIENCE English (Native)
French (Professional)
KYC Analyst Spanish (Professional)
ABC Corporation - March 2016 – July 2016
Responsibilities:
INTERESTS
 Conducted investigations into various types of funds and investment
vehicles to determine their investment managers as well as the Climbing
documentary evidence indicating the relationship between the entities Snowboarding
Cooking
(funds and investment managers) and the appropriate MIFID Reading
classifications.
 Sourced and gathered relevant documentation for entities such as
charities, trusts, foundations, LLPs, LLC, pooled investments (Hedge
REFERENCES
funds and SPVs, etc), /SPE and complex ownership structures and
conducting high-level checks in line with due diligence procedures of Reference – 1 (Company
Name)
the bank Working as part of a 20-man team on the project responsible
Reference – 2 (Company
for carrying out due diligence on funds linkage and remediation and Name)
reviewing KYC documentation used to on-board or re-mediate high-risk
clients and carrying out enhanced due diligence on same.
 Escalated negative news/adverse media and PEP (true matches) to
compliance for approval of negative news disposition and assisting KYC
department with other KYC remediation projects to enhance the KYC
framework Working with the front office to off-board clients who no
longer have a relationship with the Bank and understanding the
rationale behind products provided by the bank to the client and
associated risk to the KYC record.
 Conducted KYC on high net worth individuals and corporate entities
before acceptance as a client through KBA - Knowledge-Based
Authentications, EID and V, Screening - Adverse Media Search and PEP
assessments using Thomson Reuters World-Check and Bridger.
 Ensured all documentary evidence are properly recorded and stored for
easy accessibility.
 Drafted and reviewed Trusts Deeds and other forms of contract such as
an Investment Management Agreement, Prospectus, Deed of Counter -
Indemnity, Private Placement Memorandum, Offering Circular, e.t.c.
 Assigned full review of low and medium-risk ITA accounts (inactive
turned active).

KYC Analyst
Delta Corporation - 2013 – 2016

© This Free Resume Template is the copyright of Qwikresume.com. Usage Guidelines


Responsibilities:
 Completed ongoing maintenance of KYC Profiles for Global Banking and
Markets; new and existing customers, across multiple business lines,
ensuring.
 Provide protection to the bank against money laundering, terrorist
financing, and corruption through client screening and transaction
monitoring.
 Strong knowledge of the US Patriot Act, Bank Secrecy Act, and AML
regulatory.
 Perform periodic KYC due diligence in accordance with Banks KYC Policy
and regulatory requirements to ensure accuracy, completeness, and
quality.
 Performed an end-to-end review on customer files to establish
ownership details including all intermediary layers of ownership to
ultimate benefit.
 Conducted screening on new and existing customers with the use of
LexisNexis, Bridger, OFAC, and World-Check to identify any negative
media, PEP or.
 Conducted enhanced due to diligence research of individuals,
institutions, and trust.

Education
MS

© This Free Resume Template is the copyright of Qwikresume.com. Usage Guidelines

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