Front cover

Draft Document for Review September 26, 2023 12:39 pm SG24-8543-00

Performance and Best Practices Guide

for IBM Storage FlashSystem and IBM
SAN Volume Controller
Updated for IBM Storage Virtualize Version 8.6

Bernhard Albrecht Sergey Kubin

Christian Schroeder Vasfi Gucer
Denis Olshanskiy Vineet Sharma
Hartmut Lonzer
John Nycz
Jon Herd
Konrad Trojok
Nils Olsson
Patrik Groß
Rene Wuellenweber

Redbooks
Draft Document for Review September 20, 2023 12:37 pm 8543edno.fm

IBM Redbooks

Performance and Best Practices Guide for IBM Storage

FlashSystem and IBM SAN Volume Controller

August 2023

SG24-8543-00
8543edno.fm Draft Document for Review September 20, 2023 12:37 pm

Note: Before using this information and the product it supports, read the information in “Notices” on
page xxix.

First Edition (August 2023)

This edition applies to IBM Storage Virtualize Version 8.6.

This document was created or updated on September 20, 2023.

© Copyright International Business Machines Corporation 2023. All rights reserved.

Note to U.S. Government Users Restricted Rights -- Use, duplication or disclosure restricted by GSA ADP Schedule
Contract with IBM Corp.
Draft Document for Review September 26, 2023 12:27 pm 8543TOC.fm

Contents

Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv

Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxiii

Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxvii

Notices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxix
Trademarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxx

Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxxi
Authors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxxi
Now you can become a published author, too! . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxxv
Comments welcome. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxxv
Stay connected to IBM Redbooks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxxv

Chapter 1. Introduction and system overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

1.1 IBM Storage Virtualize . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.1.1 Storage virtualization terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.2 IBM SAN Volume Controller architectural overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1.2.1 Controller-based approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
1.2.2 SAN or fabric-based appliance solution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
1.2.3 IBM SAN Volume Controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
1.2.4 IBM SAN Volume Controller topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.3 Latest changes and enhancements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
1.3.1 IBM Storage Virtualize V8.6.0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
1.3.2 IBM Storage Virtualize V8.5.0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
1.3.3 IBM Storage Virtualize V8.4.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
1.4 IBM SAN Volume Controller family . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
1.4.1 Components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
1.4.2 Nodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
1.4.3 I/O groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
1.4.4 System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
1.4.5 MDisks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
1.4.6 Cache . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
1.4.7 Quorum disk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
1.4.8 Storage pool . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
1.4.9 Volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
1.4.10 Easy Tier . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
1.4.11 Hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
1.4.12 Array . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
1.4.13 Encryption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
1.4.14 iSCSI and iSCSI Extensions over RDMA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
1.4.15 Data reduction pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
1.4.16 IP replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
1.4.17 IBM Storage Virtualize copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
1.4.18 Synchronous or asynchronous remote copy. . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
1.4.19 Policy-based replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
1.4.20 FlashCopy and Transparent Cloud Tiering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
1.4.21 IBM HyperSwap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

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1.5 IBM SAN Volume Controller models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

1.5.1 IBM SAN Volume Controller SV3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
1.5.2 IBM SAN Volume Controller SV2 and SA2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
1.5.3 IBM SAN Volume Controller model comparisons . . . . . . . . . . . . . . . . . . . . . . . . . 48
1.6 IBM FlashSystem family . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
1.6.1 Storage Expert Care . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
1.7 IBM FlashSystem 9500 overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
1.7.1 IBM FlashSystem 9500 hardware components . . . . . . . . . . . . . . . . . . . . . . . . . . 55
1.7.2 IBM FlashSystem 9500 control enclosure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
1.7.3 IBM FlashSystem 9000 Expansion Enclosure Models AFF and A9F . . . . . . . . . . 60
1.8 IBM FlashSystem 9500R Rack Solution overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
1.8.1 IBM FlashSystem 9500R Rack Solution diagram . . . . . . . . . . . . . . . . . . . . . . . . . 62
1.8.2 FC cabling and clustering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
1.9 IBM FlashSystem 9000 Expansion Enclosure Models AFF and A9F . . . . . . . . . . . . . . 64
1.10 IBM FlashSystem 7300 overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
1.10.1 IBM FlashSystem 7300 control enclosures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
1.10.2 IBM FlashSystem 7000 Expansion Enclosure 4657 Models 12G, 24G, and 92G 70
1.11 IBM FlashSystem 5200 overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73
1.11.1 IBM FlashSystem 5200 expansion enclosures . . . . . . . . . . . . . . . . . . . . . . . . . . 76
1.12 IBM FlashSystem 5000 family overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77
1.12.1 IBM FlashSystem 5015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
1.12.2 IBM FlashSystem 5035 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
1.12.3 IBM FlashSystem 5045 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
1.13 Storage efficiency and data reduction features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
1.13.1 IBM Easy Tier . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
1.13.2 Data reduction and UNMAP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87
1.13.3 Compression and deduplication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
1.13.4 Enhanced data security features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
1.14 Application integration features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
1.15 Features for manageability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
1.16 Copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
1.16.1 Policy-based replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
1.16.2 HyperSwap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
1.17 IBM FlashCore Module drives, NVMe SSDs, and SCM drives . . . . . . . . . . . . . . . . . 103
1.18 Storage virtualization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
1.19 Business continuity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
1.19.1 Business continuity with the IBM SAN Volume Controller . . . . . . . . . . . . . . . . 109
1.19.2 Business continuity with stretched clusters. . . . . . . . . . . . . . . . . . . . . . . . . . . . 110
1.19.3 Business continuity with enhanced stretched cluster . . . . . . . . . . . . . . . . . . . . 111
1.19.4 Business continuity for FlashSystem and IBM SAN Volume Controller . . . . . . 111
1.19.5 Business continuity with HyperSwap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111
1.19.6 Business continuity with three-site replication. . . . . . . . . . . . . . . . . . . . . . . . . . 112
1.19.7 Automatic hot spare nodes (IBM SAN Volume Controller only) . . . . . . . . . . . . 113
1.20 Management and support tools. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115
1.20.1 IBM Assist On-site and Remote Support Assistance . . . . . . . . . . . . . . . . . . . . 115
1.20.2 Event notifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115
1.21 Licensing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118
1.21.1 Licensing IBM SAN Volume Controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118
1.21.2 Licensing IBM FlashSystem 9500/R, 9200/R, 7300, 7200, 5200 and 5045 . . . 118
1.21.3 Licensing IBM FlashSystem 5035 and 5015. . . . . . . . . . . . . . . . . . . . . . . . . . . 119

Chapter 2. Storage area network guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121

2.1 SAN topology general guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122

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2.1.1 SAN performance and scalability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122

2.1.2 ISL considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123
2.2 SAN topology-specific guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125
2.2.1 Single-switch IBM Storage Virtualize SANs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125
2.2.2 Basic core-edge topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126
2.2.3 Edge-core-edge topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
2.2.4 Full mesh topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
2.2.5 IBM Storage Virtualize as a multi-SAN device . . . . . . . . . . . . . . . . . . . . . . . . . . 129
2.2.6 Device placement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
2.2.7 SAN partitioning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
2.3 IBM Storage Virtualize system ports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
2.3.1 SAN Volume Controller ports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
2.3.2 IBM FlashSystem 9200 and 9500 controller ports . . . . . . . . . . . . . . . . . . . . . . . 134
2.3.3 IBM FlashSystem 7200 and 7300 controller ports . . . . . . . . . . . . . . . . . . . . . . . 136
2.3.4 IBM FlashSystem 5100 and 5200 and IBM FlashSystem 5015 and 5035 controller
ports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138
2.3.5 IBM Storage Virtualize N_Port ID Virtualization, port naming, and distribution. . 140
2.3.6 Buffer credits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
2.4 Zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147
2.4.1 Types of zoning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147
2.4.2 Prezoning tips and shortcuts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
2.4.3 IBM Storage Virtualize internode communications zones. . . . . . . . . . . . . . . . . . 154
2.4.4 IBM Storage Virtualize storage zones. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154
2.4.5 IBM Storage Virtualize host zones . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171
2.4.6 Hot Spare Node zoning considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176
2.4.7 Zoning with multiple IBM Storage Virtualize clustered systems . . . . . . . . . . . . . 177
2.4.8 Split storage subsystem configurations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178
2.4.9 IBM Storage Virtualize Ethernet connectivity . . . . . . . . . . . . . . . . . . . . . . . . . . . 178
2.5 Distance extension for remote copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179
2.5.1 Optical multiplexors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179
2.5.2 Long-distance SFPs or XFPs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179
2.5.3 Fibre Channel over IP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179
2.5.4 SAN extension with business continuity configurations . . . . . . . . . . . . . . . . . . . 181
2.5.5 Native IP replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184
2.6 Tape and disk traffic that share the SAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 186
2.7 Switch interoperability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187

Chapter 3. Storage back-end . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189

3.1 Internal storage types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190
3.1.1 NVMe storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190
3.1.2 SAS drives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 196
3.1.3 Internal storage considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 199
3.1.4 IBM SAN Volume Controller internal storage considerations . . . . . . . . . . . . . . . 204
3.2 Arrays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 204
3.2.1 Supported RAID types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 204
3.2.2 Array considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 206
3.2.3 Compressed array monitoring. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212
3.3 General external storage considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214
3.3.1 Storage controller path selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214
3.3.2 Guidelines for creating an optimal back-end configuration . . . . . . . . . . . . . . . . . 216
3.3.3 Considerations for compressing and deduplicating back-end controllers . . . . . . 218
3.3.4 Using data reduction at two levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219
3.3.5 Data reduction pools above a simple RAID . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220

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3.3.6 Data reduction pools above a data reducing back-end. . . . . . . . . . . . . . . . . . . . 220

3.4 Controller-specific considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220
3.4.1 Considerations for DS8000 series . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 220
3.4.2 Considerations for XIV Gen3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229
3.4.3 Considerations for IBM FlashSystem A9000 and A9000R . . . . . . . . . . . . . . . . . 231
3.4.4 Considerations for IBM FlashSystem 5000, 5100, 5200, 7200, 7300, 9100, 9200, and
9500 and IBM SVC SV1, SV2, and SV3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233
3.4.5 IBM FlashSystem 900 considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
3.4.6 Path considerations for third-party storage with EMC VMAX, EMC PowerMAX, and
Hitachi Data Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238
3.5 Quorum disks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 238

Chapter 4. Storage pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241

4.1 Introducing pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 242
4.1.1 Standard pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 242
4.1.2 Data reduction pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 246
4.2 Knowing your data and workload . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
4.2.1 Determining whether your data is compressible . . . . . . . . . . . . . . . . . . . . . . . . . 250
4.2.2 Determining whether your data is a deduplication candidate . . . . . . . . . . . . . . . 252
4.2.3 Data reduction estimation tools. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 252
4.2.4 Determining the workload and performance requirements . . . . . . . . . . . . . . . . . 255
4.3 Storage pool planning considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 256
4.3.1 Selecting pool type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 257
4.3.2 Planning for availability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261
4.3.3 Planning for performance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 262
4.3.4 Planning for capacity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264
4.3.5 Extent size considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4.3.6 External pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
4.4 Data reduction pools best practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268
4.4.1 Data reduction pools with internal storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269
4.4.2 DRP and external storage considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 270
4.4.3 DRP provisioning considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271
4.4.4 Standard and data reduction pools coexistence . . . . . . . . . . . . . . . . . . . . . . . . . 273
4.4.5 Data migration with data reduction pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273
4.4.6 Understanding capacity use in a data reduction pool . . . . . . . . . . . . . . . . . . . . . 274
4.5 Operations with storage pools. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277
4.5.1 Adding external MDisks to existing storage pools. . . . . . . . . . . . . . . . . . . . . . . . 277
4.5.2 Renaming MDisks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 278
4.5.3 Removing MDisks from storage pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 278
4.5.4 Remapping managed MDisks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283
4.5.5 Controlling the extent allocation order for volume creation . . . . . . . . . . . . . . . . . 284
4.6 Considerations when using encryption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 284
4.6.1 General considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 285
4.6.2 Hardware and software encryption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 285
4.6.3 Encryption at rest with USB keys . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 288
4.6.4 Encryption at rest with key servers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 289
4.7 Easy Tier and tiered and balanced storage pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . 294
4.7.1 Easy Tier concepts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 295
4.7.2 Easy Tier definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 297
4.7.3 Easy Tier operating modes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 299
4.7.4 MDisk tier types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 302
4.7.5 Changing the tier type of an MDisk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307
4.7.6 Easy Tier overload protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307

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4.7.7 Easy Tier overallocation protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 308

4.7.8 Removing an MDisk from an Easy Tier pool. . . . . . . . . . . . . . . . . . . . . . . . . . . . 309
4.7.9 Easy Tier implementation considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 309
4.7.10 Easy Tier settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 314

Chapter 5. Volumes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 317

5.1 Volumes overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 318
5.2 Guidance for creating volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 319
5.3 Thin-provisioned volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 321
5.3.1 Compressed volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 325
5.3.2 Deduplicated volumes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326
5.3.3 Thin provisioning considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
5.4 Mirrored volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 330
5.4.1 Write fast failovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333
5.4.2 Read fast failovers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 334
5.4.3 Maintaining data integrity of mirrored volumes . . . . . . . . . . . . . . . . . . . . . . . . . . 334
5.5 HyperSwap volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 334
5.6 VMware vSphere Virtual Volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 336
5.7 Cloud volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 339
5.7.1 Transparent Cloud Tiering configuration limitations and rules . . . . . . . . . . . . . . 340
5.7.2 Restoring to the production volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
5.7.3 Restoring to a new volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
5.8 Volume migration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
5.8.1 Image-type to striped-type volume migration . . . . . . . . . . . . . . . . . . . . . . . . . . . 342
5.8.2 Migrating to an image-type volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 342
5.8.3 Migrating with volume mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 343
5.8.4 Migrating from standard pools to data reduction pools . . . . . . . . . . . . . . . . . . . . 345
5.8.5 Migrating a volume between systems nondisruptively . . . . . . . . . . . . . . . . . . . . 346
5.9 Preferred paths to a volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 350
5.10 Moving a volume between I/O groups and nodes . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
5.10.1 Changing the preferred node of a volume within an I/O group . . . . . . . . . . . . . 351
5.10.2 Moving a volume between I/O groups. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
5.11 Volume throttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
5.12 Volume cache mode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
5.13 Other considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
5.13.1 Volume protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
5.13.2 Volume resizing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359

Chapter 6. Copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 363

6.1 Introducing copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364
6.1.1 FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364
6.1.2 Metro Mirror and Global Mirror . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364
6.1.3 Volume mirroring. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364
6.2 IBM FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 365
6.2.1 FlashCopy use cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 365
6.2.2 FlashCopy capabilities overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 367
6.2.3 FlashCopy functional overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 373
6.2.4 FlashCopy planning considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
6.3 Safeguarded Copy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391
6.3.1 Safeguarded Copy use cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391
6.3.2 Cyber resiliency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 392
6.3.3 Safeguarded Copy functional overview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 392
6.3.4 Safeguarded Copy considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 395

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6.4 Cyber Vault . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397

6.5 Remote copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397
6.5.1 Remote copy use cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 398
6.5.2 Remote copy functional overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 399
6.5.3 Remote copy network planning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
6.5.4 Remote copy services planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 430
6.5.5 Multiple site remote copy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 441
6.5.6 1920 error . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 445
6.6 Native IP replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 458
6.6.1 Native IP replication technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 458
6.6.2 IP partnership limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 459
6.6.3 VLAN support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 461
6.6.4 Domain name support for IP replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 462
6.6.5 IP compression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 462
6.6.6 Replication portsets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 463
6.6.7 Supported configurations examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 465
6.6.8 Native IP replication performance considerations. . . . . . . . . . . . . . . . . . . . . . . . 475
6.7 Volume mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 476
6.7.1 Read/write operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 477
6.7.2 Volume mirroring use cases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 478
6.7.3 Mirrored volume components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 480
6.7.4 Volume mirroring synchronization options . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 481
6.7.5 Volume mirroring performance considerations . . . . . . . . . . . . . . . . . . . . . . . . . . 482
6.7.6 Bitmap space for out-of-sync volume copies . . . . . . . . . . . . . . . . . . . . . . . . . . . 484
6.8 Policy-based replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 486
6.8.1 Implementing policy-based replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 486
6.8.2 Limitations and restrictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 491
6.8.3 Supported platforms for 8.5.2 or above: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 492
6.8.4 I/O group memory requirement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 493
6.8.5 Managing policy-based replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 493
6.8.6 Production overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 494
6.8.7 Recovery overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 497
6.8.8 Synchronization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 498
6.8.9 Status and recovery point reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 500

Chapter 7. Ensuring business continuity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 501

7.1 High availability and disaster recovery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 502
7.2 Business continuity with a Stretched cluster topology . . . . . . . . . . . . . . . . . . . . . . . . 502
7.2.1 Stretched cluster (SC). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 502
7.2.2 Enhanced Stretched cluster (ESC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 503
7.3 Business continuity with HyperSwap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 504
7.3.1 HyperSwap overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 505
7.3.2 HyperSwap build steps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 509
7.4 Comparing business continuity solutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 510
7.5 Quorum site and the IP quorum application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 513
7.5.1 IP quorum overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 513
7.5.2 Quorum modes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 514
7.5.3 IP quorum as a service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 515
7.6 HyperSwap internals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 515
7.7 Other considerations and general recommendations . . . . . . . . . . . . . . . . . . . . . . . . . 516

Chapter 8. Hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 519

8.1 Connection protocols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 521

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8.2 SCSI FC general configuration guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 521

8.2.1 Number of paths . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 521
8.2.2 Host ports . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 522
8.2.3 N_Port ID Virtualization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 522
8.2.4 Host to I/O group mapping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 522
8.2.5 Volume size versus quantity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 522
8.2.6 Host volume mapping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 523
8.2.7 Server adapter layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 524
8.2.8 Host status improvements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 524
8.3 SAS host attachment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 524
8.4 iSCSI host attachment considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 525
8.4.1 Connection basics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 525
8.4.2 Performance tuning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 525
8.5 iSCSI Extensions for Remote Direct Memory Access host attachment considerations 527
8.6 NVMe over Fibre Channel host attachment considerations . . . . . . . . . . . . . . . . . . . . 528
8.7 NVME over Ethernet host attachment considerations . . . . . . . . . . . . . . . . . . . . . . . . 528
8.7.1 NVMe over Ethernet (RoCE) host attachment considerations . . . . . . . . . . . . . . 529
8.7.2 NVMe over TCP host attachment considerations . . . . . . . . . . . . . . . . . . . . . . . . 529
8.8 Portsets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 530
8.8.1 IP multitenancy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 530
8.8.2 Fibre Channel portset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 531
8.8.3 Portsets considerations and limitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 533
8.9 Host pathing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 533
8.9.1 Path selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 534
8.10 I/O queues. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 534
8.10.1 Queue depths . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 534
8.11 Host clusters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 535
8.11.1 Persistent reservations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 536
8.11.2 Clearing reserves . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 537
8.12 AIX hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 538
8.12.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 538
8.12.2 AIX configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 538
8.13 Virtual I/O Server hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 538
8.13.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 538
8.13.2 VIOS configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 539
8.13.3 Physical and logical volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 539
8.13.4 Identifying a disk for use as a VSCSI disk . . . . . . . . . . . . . . . . . . . . . . . . . . . . 539
8.14 Microsoft Windows hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 540
8.14.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 540
8.14.2 Windows and Hyper-V configuration recommendations . . . . . . . . . . . . . . . . . . 540
8.15 Linux hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 540
8.15.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 540
8.15.2 Linux configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 541
8.16 Oracle Solaris hosts support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 541
8.16.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 541
8.16.2 Solaris MPxIO configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . 541
8.16.3 Symantec Veritas DMP configuration recommendations . . . . . . . . . . . . . . . . . 543
8.17 HP 9000 and HP Integrity hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 544
8.17.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 545
8.17.2 HP configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 545
8.18 VMware ESXi server hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 545
8.18.1 Multipathing support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546
8.18.2 VMware configuration recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546

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8.19 Container Storage Interface Block Driver . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546

8.20 100-Gigabit Ethernet host connectivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 547
8.20.1 Dual port 100 GbE adapter functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 547
8.20.2 Maximum adapter count and slot placement . . . . . . . . . . . . . . . . . . . . . . . . . . 548
8.20.3 Dual Port 100 GbE adapter cables and connectors . . . . . . . . . . . . . . . . . . . . . 550

Chapter 9. Implementing a storage monitoring system . . . . . . . . . . . . . . . . . . . . . . . 551

9.1 Generic monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 552
9.1.1 Monitoring by using the management GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 552
9.1.2 Call Home with email notifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 552
9.1.3 Simple Network Management Protocol notification. . . . . . . . . . . . . . . . . . . . . . . 553
9.1.4 Syslog notification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
9.1.5 Monitoring by using quotas and alerts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556
9.2 Performance monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 557
9.2.1 Onboard performance monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 557
9.2.2 Performance monitoring with IBM Spectrum Control . . . . . . . . . . . . . . . . . . . . . 567
9.2.3 Performance monitoring with IBM Storage Insights . . . . . . . . . . . . . . . . . . . . . . 571
9.3 Capacity monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 588
9.3.1 Capacity monitoring through the management GUI . . . . . . . . . . . . . . . . . . . . . . 589
9.3.2 Capacity monitoring by using IBM Spectrum Control or IBM Storage Insights . . 595
9.4 Creating alerts for IBM Storage Control and IBM Storage Insights. . . . . . . . . . . . . . . 606
9.4.1 Alert examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 607
9.4.2 Alert example to monitor pool capacity: Used Capacity . . . . . . . . . . . . . . . . . . . 607
9.5 Health monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 613
9.5.1 Health monitoring in the IBM Storage Virtualize GUI . . . . . . . . . . . . . . . . . . . . . 613
9.5.2 Health monitoring through the IBM Storage Virtualize command-line interface (CLI)
615
9.5.3 Health monitoring in IBM Spectrum Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . 616
9.5.4 Health monitoring in IBM Storage Insights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 619
9.6 Important performance metrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 620
9.7 Performance diagnostic information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 628
9.7.1 Performance diagnostic information included in a support package. . . . . . . . . . 628
9.7.2 Performance diagnostic information exported from IBM Spectrum Control . . . . 629
9.7.3 Performance diagnostic information exported from IBM Storage Insights . . . . . 631
9.8 Metro Mirror and Global Mirror monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 632
9.8.1 Monitoring with IBM Copy Services Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . 632
9.8.2 Monitoring MM and GM with scripts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 635
9.9 Monitoring Tier 1 SSDs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 635

Chapter 10. Maintaining an IBM Storage Virtualize infrastructure . . . . . . . . . . . . . . . 637

10.1 User interfaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 638
10.1.1 Management GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 638
10.1.2 Service Assistant Tool GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 639
10.1.3 Command-line interface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 639
10.2 Users and groups . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 641
10.3 Volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 643
10.4 Hosts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 644
10.5 Software updates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 644
10.5.1 Determining the current and target software level . . . . . . . . . . . . . . . . . . . . . . 645
10.5.2 Obtaining the software packages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 647
10.5.3 Hardware considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 650
10.5.4 Update sequence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 651
10.5.5 SAN fabrics preparation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 651

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10.5.6 Storage controllers preparation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 652

10.5.7 Host preparation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 652
10.5.8 Copy services considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 652
10.5.9 Running the Upgrade Test Utility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 652
10.5.10 Updating the software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 656
10.6 Non disruptive security and software patching . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 658
10.6.1 Installing a software patch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 659
10.6.2 Verifying a software patch. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 659
10.6.3 Removing a software patch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 660
10.7 Drive firmware updates for IBM FlashSystem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 661
10.8 Remote Code Load . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 663
10.9 Replacing IBM FlashCore Module in IBM FlashSystem . . . . . . . . . . . . . . . . . . . . . . 666
10.10 SAN modifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 667
10.10.1 Cross-referencing WWPNs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 667
10.10.2 Cross-referencing LUN IDs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 669
10.11 Server HBA replacement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 669
10.12 Hardware upgrades. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 671
10.12.1 Adding control enclosures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 671
10.12.2 Adding IBM SVC nodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 673
10.12.3 Upgrading nodes in an existing cluster . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 675
10.12.4 Upgrading NVMe drives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 680
10.12.5 Splitting an IBM Storage Virtualize cluster . . . . . . . . . . . . . . . . . . . . . . . . . . . 681
10.12.6 IBM FlashWatch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 681
10.13 I/O throttling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 682
10.13.1 General information about I/O throttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 683
10.13.2 I/O throttling on front-end I/O control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 683
10.13.3 I/O throttling on back-end I/O control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 683
10.13.4 Overall benefits of using I/O throttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 684
10.13.5 Considerations for I/O throttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 684
10.13.6 Configuring I/O throttling by using the CLI . . . . . . . . . . . . . . . . . . . . . . . . . . . 685
10.13.7 Creating a throttle by using the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 686
10.14 Documenting an IBM Storage Virtualize and SAN environment . . . . . . . . . . . . . . . 688
10.14.1 Naming conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 689
10.14.2 SAN fabric documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 692
10.14.3 IBM Storage Virtualize documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 694
10.14.4 Storage documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 696
10.14.5 Technical support information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 697
10.14.6 Tracking incident and change tickets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 697
10.14.7 Automated support data collection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 698
10.14.8 Subscribing to IBM Storage Virtualize support . . . . . . . . . . . . . . . . . . . . . . . . 699

Chapter 11. Storage Virtualize Troubleshooting and diagnostics . . . . . . . . . . . . . . . 701

11.1 Troubleshooting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 702
11.1.1 Using the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 703
11.1.2 Recommended actions and fix procedure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 705
11.1.3 Using the command-line interface. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 709
11.2 Collecting diagnostic data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 710
11.2.1 IBM Storage Virtualize systems data collection . . . . . . . . . . . . . . . . . . . . . . . . 710
11.2.2 Host multipath software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715
11.2.3 Drive data collection: drivedumps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 721
11.2.4 More data collection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 721
11.3 Common problems and isolation techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 722
11.3.1 Interoperability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 723

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11.3.2 Host problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 723

11.3.3 Fibre Channel SAN and IP SAN problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . 728
11.3.4 Port issues and transceiver statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 730
11.3.5 Storage subsystem problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 731
11.3.6 Native IP replication problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 736
11.3.7 Remote Direct Memory Access-based clustering . . . . . . . . . . . . . . . . . . . . . . . 738
11.3.8 Advanced copy services or data reduction related problems . . . . . . . . . . . . . . 739
11.3.9 Health status during an upgrade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 743
11.3.10 Managing the physical capacity of overprovisioned storage controllers . . . . . 743
11.3.11 Replacing a failed flash drive . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 745
11.3.12 Recovering from common events . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 745
11.4 Remote Support Assistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 746
11.5 Call Home Connect Cloud and Health Checker feature . . . . . . . . . . . . . . . . . . . . . . 747
11.5.1 Health Checker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 751
11.5.2 Configuring Call Home by using Ansible. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 752
11.6 IBM Storage Insights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 752
11.6.1 IBM Storage Insights customer main dashboard . . . . . . . . . . . . . . . . . . . . . . . 755
11.6.2 Customized dashboards to monitor your storage . . . . . . . . . . . . . . . . . . . . . . . 755
11.6.3 Creating a support ticket . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 756
11.6.4 Updating a support ticket . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 762
11.6.5 IBM Storage Insights Advisor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 767

Appendix A. IBM i considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 771

IBM i Storage management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 773
Single-level storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 774
IBM i response time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 776
Planning for IBM i storage capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 780
Storage connection to IBM i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
Native attachment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 781
VIOS attachment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 782
Setting attributes in VIOS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785
FC adapter attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785
Disk device attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
Guidelines for Virtual I/O Server resources. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 786
Disk drives for IBM i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 787
Defining LUNs for IBM i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 789
Data layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 791
Fibre Channel adapters in IBM i and VIOS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 792
Zoning SAN switches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 792
IBM i multipath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 793
Booting from SAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794
IBM i mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794
Copy Services considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794
Remote replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794
FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 796
IBM Lab Services PowerHA Tools for IBM i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 797
HyperSwap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 800
SAN Volume Controller stretched cluster. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 803
Db2 mirroring for IBM i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 807

Related publications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 813

IBM Redbooks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 813
Online resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 813

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Help from IBM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 814

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Figures

1-1 Block-level virtualization overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

1-2 IBM Storage Virtualize features by product . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
1-3 Overview of block-level virtualization architectures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
1-4 IBM SAN Volume Controller conceptual and topology overview . . . . . . . . . . . . . . . . . 12
1-5 IBM Safeguarded Copy Data Resilience . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
1-6 STaaS Tiers comparison . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
1-7 IBM SAN Volume Controller family . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
1-8 Separation of upper and lower cache . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
1-9 Overview of an IBM SAN Volume Controller clustered system with an I/O group . . . . 33
1-10 Striped volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
1-11 Sequential volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
1-12 Image mode volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
1-13 Global Mirror with change volumes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
1-14 IBM SAN Volume Controller SV3 front view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
1-15 IBM SAN Volume Controller SV3 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
1-16 IBM SAN Volume Controller SV3 internal hardware components . . . . . . . . . . . . . . . 45
1-17 IBM SAN Volume Controller SV3 internal architecture . . . . . . . . . . . . . . . . . . . . . . . . 46
1-18 IBM SAN Volume Controller SV2 and SA2 front view. . . . . . . . . . . . . . . . . . . . . . . . . 46
1-19 IBM SAN Volume Controller SV2 and SA2 rear view . . . . . . . . . . . . . . . . . . . . . . . . . 46
1-20 Internal hardware components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
1-21 IBM SAN Volume Controller SV2 and SA2 internal architecture . . . . . . . . . . . . . . . . 47
1-22 IBM FlashSystem family . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
1-23 Storage Expert Care tier levels for IBM FlashSystem 5015 and IBM FlashSystem 5045
52
1-24 IBM FlashSystem 9500 front and rear views . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
1-25 IBM FlashSystem 9500 internal architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
1-26 FS9500 internal hardware components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
1-27 Logical NMVe drive placement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60
1-29 Legend to figures in this section . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63
1-30 IBM FlashSystem 9500R Rack Solution configuration in the rack . . . . . . . . . . . . . . . 63
1-31 IBM FlashSystem 9000 Expansion Enclosure Model AFF . . . . . . . . . . . . . . . . . . . . . 65
1-32 IBM FlashSystem 9000 Expansion Enclosure Model front view . . . . . . . . . . . . . . . . . 65
1-33 IBM FlashSystem 9200 system that is connected to expansion enclosure . . . . . . . . 66
1-34 IBM FlashSystem 9500 system that is connected to expansion enclosure . . . . . . . . 67
1-35 IBM FlashSystem 7300 front and rear views . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
1-36 IBM FlashSystem 7300 internal architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
1-37 Internal hardware components . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69
1-38 IBM FlashSystem 7000 LFF Expansion Enclosure Model 12G . . . . . . . . . . . . . . . . . 71
1-39 Front view of an IBM FlashSystem 7000 SFF expansion enclosure. . . . . . . . . . . . . . 71
1-40 Rear of an IBM FlashSystem 7000 expansion enclosure . . . . . . . . . . . . . . . . . . . . . . 72
1-41 IBM Dense Expansion Drawer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72
1-42 Connecting FS7300 SAS cables while complying with the maximum chain weight . . 73
1-43 IBM FlashSystem 5200 control enclosure front and 3/4 ISO view . . . . . . . . . . . . . . . 75
1-44 IBM FlashSystem 5015, 5035 and 5045 SFF control enclosure front view . . . . . . . . 77
1-45 IBM FlashSystem 5015, 5035 and 5045 LFF control enclosure front view. . . . . . . . . 78
1-46 Front view of an IBM FlashSystem 5035 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
1-47 Rear view of an IBM FlashSystem 5035 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
1-48 View of available connectors and LEDs on an IBM FlashSystem 5035 single canister .

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82
1-49 Front view of an IBM FlashSystem 5045 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
1-50 Rear view of an IBM FlashSystem 5045 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
1-51 View of available connectors and LEDs on an IBM FlashSystem 5045 single canister .
85
1-52 Easy Tier concept . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
1-53 IBM Storage Virtualize GUI dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
1-54 IBM Storage Insights dashboard. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
1-55 IBM FlashCore Module (NVMe) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
1-56 Storage technologies versus latency for Intel drives. . . . . . . . . . . . . . . . . . . . . . . . . 105
1-57 “Star” and “Cascade” modes in a three-site solution. . . . . . . . . . . . . . . . . . . . . . . . . 113
2-1 ISL data flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124
2-2 Single-switch SAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126
2-3 Core-edge topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
2-4 Edge-core-edge topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128
2-5 Full mesh topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
2-6 IBM Storage Virtualize as a SAN bridge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
2-7 Storage and hosts attached to the same SAN switch . . . . . . . . . . . . . . . . . . . . . . . . . 131
2-8 Edge-core-edge segmentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
2-9 SAN Volume Controller 2145-SV1 rear port view . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
2-10 SV2/SA2 node layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134
2-11 SV3 node layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134
2-12 Port location in the IBM FlashSystem 9200 rear view. . . . . . . . . . . . . . . . . . . . . . . . 136
2-13 Port location in IBM FlashSystem 9500 rear view. . . . . . . . . . . . . . . . . . . . . . . . . . . 136
2-14 IBM FlashSystem 7200 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137
2-15 IBM FlashSystem 7300 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138
2-16 IBM FlashSystem 5100 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
2-17 IBM FlashSystem 5200 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
2-18 IBM FlashSystem 5015 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
2-19 IBM FlashSystem 5035 rear view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
2-20 IBM Storage Virtualize NPIV Port WWPN. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141
2-21 IBM Storage Virtualize NPIV Failover . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141
2-22 IBM Storage Virtualize output of the lstargetportfc command. . . . . . . . . . . . . . . . . . 142
2-23 SAN Volume Controller model 2145-SV1 port distribution . . . . . . . . . . . . . . . . . . . . 142
2-24 SAN Volume Controller model SV3 port distribution. . . . . . . . . . . . . . . . . . . . . . . . . 143
2-25 IBM FlashSystem 9200 port distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
2-26 Port masking configuration on SVC or IBM FlashSystem with 16 ports . . . . . . . . . . 144
2-27 Port masking configuration on IBM FlashSystem or SVC with 24 ports . . . . . . . . . . 145
2-28 IBM Storage Virtualize Portsets overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
2-29 Listing the available ports and portsets. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
2-30 How to assign ports pairs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
2-31 Output of the IBM Storage Virtualize lstargetportfc command . . . . . . . . . . . . . . . . . 153
2-32 Back-end storage zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155
2-33 V5000 zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
2-34 Dual core zoning schema . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
2-35 ISL traffic overloading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
2-36 XIV port cabling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160
2-37 IBM FlashSystem A9000 connectivity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
2-38 IBM FlashSystem A9000 grid configuration cabling . . . . . . . . . . . . . . . . . . . . . . . . . 163
2-39 Connecting IBM FlashSystem A9000 fully configured as a back-end controller. . . . 164
2-40 V7000 connected as a back-end controller. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165
2-41 IBM FlashSystem 9100 as a back-end controller . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
2-42 IBM FlashSystem 900 connectivity to a SAN Volume Controller cluster . . . . . . . . . 167

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2-43 DS8900F I/O adapter layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169

2-44 DS8886 to SAN Volume Controller connectivity . . . . . . . . . . . . . . . . . . . . . . . . . . . 170
2-45 Host zoning to an IBM Storage Virtualize node . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171
2-46 Four-port host zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173
2-47 VMware ESX cluster zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
2-48 LPARs SAN connections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175
2-49 Live Partition Mobility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176
2-50 Typical Enhanced Stretched Cluster configuration . . . . . . . . . . . . . . . . . . . . . . . . . . 182
2-51 Configuration 1: Physical paths shared among the fabrics . . . . . . . . . . . . . . . . . . . . 183
2-52 Configuration 2: Physical paths not shared among the fabrics . . . . . . . . . . . . . . . . . 184
2-53 Effect of distance on packet loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185
2-54 FC frames access methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 186
2-55 Production and backup fabric . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187
3-1 FCM capacity monitoring with GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 200
3-2 Array capacity monitoring with the GUI. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213
3-3 IBM System Storage Interoperation Center example . . . . . . . . . . . . . . . . . . . . . . . . . 215
3-4 Virtualization concepts of DS8900F for IBM Storage Virtualize . . . . . . . . . . . . . . . . . 222
3-5 DA pair reduced bandwidth configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223
3-6 DA pair correct configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225
3-7 The lsarray and lsrank command output. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225
3-8 Four DS8900F extent pools as one IBM Storage Virtualize storage pool. . . . . . . . . . 228
3-9 XIV rack configuration: 281x-214 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 230
4-1 Standard and data reduction pool volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 248
4-2 Garbage-collection principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249
4-3 Capacity savings analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253
4-4 Customized view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 254
4-5 Example dashboard capacity view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 265
4-6 Compression savings dashboard report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 266
4-7 Data reduction pool capacity use example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 276
4-8 IBM FlashSystem volume details . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 281
4-9 IBM FlashSystem volume details for host maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 282
4-10 SAN Volume Controller MDisk details for IBM FlashSystem volumes . . . . . . . . . . . 283
4-11 Encryption placement in lower layers of the IBM FlashSystem software stack . . . . 286
4-12 Mixed encryption in a storage pool . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 287
4-13 Update Certificate on IBM FlashSystem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 290
4-14 Creating a self-signed certificate: IBM Security Key Lifecycle Manager server . . . . 290
4-15 Create Device Group for IBM FlashSystem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291
4-16 IBM Security Key Lifecycle Manager replication schedule . . . . . . . . . . . . . . . . . . . . 292
4-17 Keys that are associated to a device group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 293
4-18 Easy Tier single volume with multiple tiers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 296
4-19 Easy Tier extent migration types. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 299
4-20 Single tier storage pool with a striped volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 304
4-21 Multitier storage pool with a striped volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 305
5-1 Thin-provisioned volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 321
5-2 Different kinds of volumes in a DRP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 321
5-3 Thin-provisioned volume concepts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 322
5-4 Modifying the capacity savings of a volume nondisruptively. . . . . . . . . . . . . . . . . . . . 324
5-5 Customized view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326
5-6 Mirrored volume creation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 332
5-7 Adding a volume copy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 332
5-8 Overall HyperSwap diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 335
5-9 Master and auxiliary volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 336
5-10 Overview of the key components of the VMware environment . . . . . . . . . . . . . . . . . 337

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5-11 Enabling the VVOL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 338

5-12 Transparent Cloud Tiering example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 339
5-13 Migrating with volume mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 345
5-14 Converting volumes with volume mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 346
5-15 Write operations from a host through different preferred nodes for each volume. . . 350
5-16 Volume throttling for each volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 352
5-17 Volume throttling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
5-18 Edit bandwidth and IOPS limit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 353
5-19 Cache activated . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 355
5-20 Cache deactivated . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
5-21 Editing cache mode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
5-22 Volume Protection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
5-23 Expanding a volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 360
5-24 Shrinking volumes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
6-1 FlashCopy mapping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 367
6-2 Multiple volume mappings in a consistency group . . . . . . . . . . . . . . . . . . . . . . . . . . . 369
6-3 Incremental FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
6-4 Multiple target FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
6-5 Cascaded FlashCopy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
6-6 FlashCopy mapping states diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
6-7 New cache architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 378
6-8 Logical placement of the FlashCopy indirection layer. . . . . . . . . . . . . . . . . . . . . . . . . 379
6-9 Interaction between multiple Target FlashCopy mappings . . . . . . . . . . . . . . . . . . . . . 380
6-10 IBM Storage Virtualize presets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384
6-11 IBM Safeguarded copy provides logical corruption protection to protect sensitive point
in time copies of data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
6-12 Remote copy components and applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400
6-13 Remote copy partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 401
6-14 Role and direction changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402
6-15 Conceptualization of layers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 404
6-16 Supported topologies for remote copy partnerships . . . . . . . . . . . . . . . . . . . . . . . . . 405
6-17 Metro Mirror write sequence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 407
6-18 Global Mirror relationship write operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 409
6-19 Colliding writes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 411
6-20 Global Mirror with Change Volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 411
6-21 GMCV uses FlashCopy point-in-time copy technology. . . . . . . . . . . . . . . . . . . . . . . 413
6-22 Standard SCSI read operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 416
6-23 Standard SCSI write operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 416
6-24 IBM Storage Virtualize remote copy write . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 417
6-25 Zoning scheme for >80 ms remote copy partnerships . . . . . . . . . . . . . . . . . . . . . . . 426
6-26 Typical remote copy network configuration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427
6-27 Configuration 1: Physical paths shared among the fabrics . . . . . . . . . . . . . . . . . . . . 428
6-28 Configuration 2: Physical paths not shared among the fabrics . . . . . . . . . . . . . . . . . 429
6-29 Remote copy resources that are not optimized . . . . . . . . . . . . . . . . . . . . . . . . . . . . 434
6-30 Optimized Global Mirror resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435
6-31 Three-site configuration with Enhanced Stretched Cluster . . . . . . . . . . . . . . . . . . . . 442
6-32 Using 3-way copy services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 443
6-33 Cascading-like infrastructure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444
6-34 Effect of packet size (in bytes) versus the link size. . . . . . . . . . . . . . . . . . . . . . . . . . 455
6-35 Typical Ethernet network data flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 458
6-36 Optimized network data flow by using Bridgeworks SANSlide technology . . . . . . . . 459
6-37 Portsets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 463
6-38 Only one link on each system and canister with failover ports configured . . . . . . . . 465

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6-39 Clustered or multinode systems with a single inter-site link with only one link . . . . . 467
6-40 Dual links with two replication portsets on each system configured . . . . . . . . . . . . . 469
6-41 Clustered/multinode systems with dual inter-site links between the two systems . . 470
6-42 Multiple IP partnerships with two links and only one I/O group. . . . . . . . . . . . . . . . . 472
6-43 Multiple IP partnerships with two links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
6-44 1-Gbps port throughput trend . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 476
6-45 Volume mirroring overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 477
6-46 Attributes of a volume and volume mirroring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 481
6-47 IOgrp feature example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
6-48 Possible pool and policy relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 489
6-49 Region mapping with bitmap. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 495
7-1 Typical concept scheme HyperSwap configuration with IBM Storage Virtualize . . . . 506
7-2 IBM Storage Virtualize HyperSwap in a storage failure scenario . . . . . . . . . . . . . . . . 507
7-3 IBM FlashSystem HyperSwap in a site failure scenario . . . . . . . . . . . . . . . . . . . . . . . 508
7-4 Initializing the first node of a HyperSwap system . . . . . . . . . . . . . . . . . . . . . . . . . . . . 509
7-5 IP quorum network layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 513
7-6 HyperSwap volume UID . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 516
8-1 SCSI ID assignment on volume mappings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 536
8-2 Dual Port 100 GbE adapter placement on IBM FlashSystem Storage 7300 . . . . . . . 548
8-3 Dual Port 100 GbE adapter placement on IBM Storage FlashSystem 9500 . . . . . . . 549
8-4 Dual Port 100 GbE adapter placement on SAN Volume Controller node SV3 . . . . . . 549
9-1 Email users showing customizable notifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 552
9-2 Call Home with cloud services configuration window . . . . . . . . . . . . . . . . . . . . . . . . . 553
9-3 SNMP configuration summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
9-4 SNMP server configuration window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
9-5 Syslog servers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
9-6 Pool threshold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556
9-7 VDisk threshold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556
9-8 Monitoring/Performance overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 558
9-9 Workload metrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 558
9-10 Management GUI Dashboard view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 559
9-11 Authentication in REST API Explorer: Token displayed in the Response body . . . . 560
9-12 The lsnodestats command for node ID 1 (fc_mb) with JSON results in response body .
561
9-13 Easy Tier Data Movement window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 562
9-14 Easy Tier Movement description window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 563
9-15 Easy Tier Composition report window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 564
9-16 Easy Tier Composition Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 564
9-17 Workload skew: Single tier pool . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 565
9-18 Workload skew: Multitier configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 566
9-19 IBM Spectrum Control Dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 568
9-20 Key Performance Indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 569
9-21 Write response Time by I/O Group > 5 ms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 570
9-22 IBM Storage Insights registration window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 574
9-23 IBM Storage Insights or IBM Storage Insights for IBM Spectrum Control registration
options . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 575
9-24 Registration login window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 575
9-25 Creating an IBM account . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 576
9-26 IBMid account privacy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 577
9-27 IBM Storage Insights registration form . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 577
9-28 IBM Storage Insights initial setup guide . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 578
9-29 IBM Storage Insights Deployment Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 578
9-30 IBM Storage Insights info event after the si_tenant_id was added to Cloud Call Home .

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579
9-31 Storage Insights - Add Call Home with cloud service device . . . . . . . . . . . . . . . . . . 579
9-32 Select Operating System window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 581
9-33 Data collector license agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 582
9-34 Downloading the data collector in preparation for its installation . . . . . . . . . . . . . . . 582
9-35 Data collector installation on a Linux host. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 583
9-36 Adding storage systems to IBM Storage Insights . . . . . . . . . . . . . . . . . . . . . . . . . . . 583
9-37 Operations Dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 584
9-38 NOC dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 585
9-39 Block Storage Systems table view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 586
9-40 Advisor Insights window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 587
9-41 Understanding capacity information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 588
9-42 Capacity terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 589
9-43 Usable capacity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 589
9-44 Capacity Savings window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 591
9-45 Sidebar > Pools > Properties > Properties for Pool . . . . . . . . . . . . . . . . . . . . . . . . . 592
9-46 Sidebar > Pools > MDisks by Pools > Properties > More details . . . . . . . . . . . . . . . 593
9-47 Easy Tier Overallocation Limit GUI support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 594
9-48 IBM Spectrum Control overview page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595
9-49 IBM Storage Insights overview page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595
9-50 Block Storage Systems overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 596
9-51 Capacity overview of Storage System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 597
9-52 Used Capacity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 597
9-53 Example of Adjusted Used Capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 598
9-54 Capacity limit example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 599
9-55 Capacity-to-Limit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 599
9-56 Zero Capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 603
9-57 IBM Spectrum Control Alert policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 608
9-58 IBM Storage Insights Alert policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 608
9-59 All alert policies in IBM Spectrum Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 609
9-60 Copying a policy in IBM Spectrum Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 609
9-61 Copy Policy window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 610
9-62 New policy with inherited alert definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 610
9-63 Choosing the required alert definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 611
9-64 Alert parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 611
9-65 Setting up the Warning level . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 612
9-66 Setting up the informational threshold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 612
9-67 IBM Spectrum Control notification settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 612
9-68 System Health state of management GUI Dashboard . . . . . . . . . . . . . . . . . . . . . . . 613
9-69 Expanded Hardware Components view for a SAN Volume Controller Cluster . . . . . 614
9-70 Expanded Hardware Components view for IBM FlashSystem 9100 . . . . . . . . . . . . 614
9-71 Prioritizing tiles that need attention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 614
9-72 Dashboard entry point drills down to the event log . . . . . . . . . . . . . . . . . . . . . . . . . . 615
9-73 Events by Priority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 615
9-74 IBM Spectrum Control Dashboard summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 616
9-75 IBM Spectrum Control Block Storage Systems. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 617
9-76 Detailed Block Storage System view . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 617
9-77 Offline volumes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 618
9-78 Marking the status as acknowledged . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 618
9-79 Error status cleared. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 618
9-80 IBM Storage Insights dashboard showing a volume error . . . . . . . . . . . . . . . . . . . . 619
9-81 Actions available from the Volume tile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 619
9-82 IBM Spectrum Control: Export Performance Data . . . . . . . . . . . . . . . . . . . . . . . . . . 630

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9-83 IBM Spectrum Control: Export Performance Data - Advanced Export . . . . . . . . . . . 630
9-84 IBM Spectrum Control: Package files example. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 631
9-85 Selecting Block Storage Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 631
9-86 Selecting Export Performance Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 632
9-87 CSM sessions preparing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 633
9-88 CSM sessions that are prepared and 100% synced . . . . . . . . . . . . . . . . . . . . . . . . . 633
9-89 CSM automatic restart is disabled by default . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 634
9-90 Secondary consistency warning when automatic restart is enabled. . . . . . . . . . . . . 635
10-1 Example for restricted view for ownership groups . . . . . . . . . . . . . . . . . . . . . . . . . . 642
10-2 Current software version . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 646
10-3 Up-to-date software version . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 646
10-4 Fix Central download . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 648
10-5 Upload package manually. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 648
10-6 Unhide GUI buttons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 649
10-7 Transfer update package . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 650
10-8 Initiating transfer of the update package . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 650
10-9 IBM Storage Virtualize Upgrade Test Utility by using the GUI . . . . . . . . . . . . . . . . . 653
10-10 Example result of the IBM Storage Virtualize Upgrade Test Utility . . . . . . . . . . . . . 654
10-11 Installing patch using the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 659
10-12 list installed patches in GUI. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 660
10-13 Drive firmware upgrade. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 662
10-14 Drive update test result . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 662
10-15 IBM FlashSystem RCL Schedule Service page . . . . . . . . . . . . . . . . . . . . . . . . . . . 664
10-16 RCL Product type page. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 664
10-17 Timeframe selection page. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665
10-18 RCL Time selection page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665
10-19 RCL booking information page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 666
10-20 IBM Storage Virtualize performance statistics (IOPS) . . . . . . . . . . . . . . . . . . . . . . 676
10-21 Distribution of controller resources before and after I/O throttling. . . . . . . . . . . . . . 684
10-22 Creating a volume throttle in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 686
10-23 Creating a host throttle in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 686
10-24 Creating a host cluster throttle in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 687
10-25 Creating a storage pool throttle in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 687
10-26 Creating a system offload throttle in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 688
10-27 Poorly formatted SAN diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 693
10-28 Brocade SAN Health Options window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 693
10-29 Creating a subscription to IBM Storage Virtualize notification . . . . . . . . . . . . . . . . 699
11-1 Events icon in the GUI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 703
11-2 GUI Dashboard displaying system health events and hardware components . . . . . 704
11-3 System Health expanded section in the dashboard . . . . . . . . . . . . . . . . . . . . . . . . . 705
11-4 Recommended actions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 705
11-5 Monitoring → Events window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 708
11-6 Properties and Sense Data for an event . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 708
11-7 Upload Support Package window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 712
11-8 Upload Support Package details. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 713
11-9 PBR replication status. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 741
11-10 RPO statuses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 741
11-11 Remote Support options . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 746
11-12 Call Home Connect Cloud . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 748
11-13 Asset summary dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 749
11-14 List of configured assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 750
11-15 Call Home Connect Cloud details window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 751
11-16 IBM Storage Insights versus IBM Storage Insights Pro . . . . . . . . . . . . . . . . . . . . . 753

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11-17 Illustration of multiple data collectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 754

11-18 IBM Storage Insights main dashboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 755
11-19 IBM Storage Insights Get Support option . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 756
11-20 Create Ticket option . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 757
11-21 Collecting ticket information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 758
11-22 Adding a problem description and any other information . . . . . . . . . . . . . . . . . . . . 759
11-23 Setting the severity level . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 760
11-24 Final summary before ticket creation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 761
11-25 Support ticket summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 761
11-26 IBM Storage Insights Update Ticket . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 762
11-27 Entering the IBM Support or PMR case number. . . . . . . . . . . . . . . . . . . . . . . . . . . 763
11-28 Log type selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 764
11-29 Collecting new logs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 765
11-30 Add a note or attachment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 766
11-31 Update of the support ticket is complete . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 767
11-32 IBM Storage Insights Advisor menu . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 768
11-33 Advisor detailed summary of recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . 768
A-1 IBM i storage management spreads objects across logical unit numbers . . . . . . . . . 773
A-2 Virtual address space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 774
A-3 IBM i auxiliary storage pools architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 775
A-4 TIMI atomicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 776
A-5 Disk subsystem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 778
A-6 Disk I/O on IBM i. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 778
A-7 IBM i with different sector sizes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 780
A-8 IBM i SAN access by using NPIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 783
A-9 Sizing and modeling for IBM i by using Disk Magic . . . . . . . . . . . . . . . . . . . . . . . . . . 788
A-10 SAN switch zoning for IBM i with IBM Storage Virtualize storage . . . . . . . . . . . . . . 792
A-11 IBM i full system replication with IBM Storage Virtualize . . . . . . . . . . . . . . . . . . . . . 795
A-12 IBM i IASP replication with IBM Storage Virtualize. . . . . . . . . . . . . . . . . . . . . . . . . . 795
A-13 IBM Lab Services PowerHA Tools for IBM i: Full System Replication Manager . . . 798
A-14 IBM Lab Services PowerHA Tools for IBM i: Full System FlashCopy . . . . . . . . . . . 799
A-15 IBM i HyperSwap SAN fabric connection example. . . . . . . . . . . . . . . . . . . . . . . . . . 801
A-16 Full system replication that uses SAN Volume Controller volume mirroring. . . . . . . 803
A-17 IBM PowerHA System Mirror for i LUN-level switching with SAN Volume Controller
stretched cluster . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 806
A-18 Db2 Mirror environment with one IBM Storage Virtualize storage system . . . . . . . . 811
A-19 Db2 Mirror environment with two IBM Storage Virtualize storage systems . . . . . . . 811
A-20 Db2 Mirror and full system replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 812

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Tables

1-1 IBM Storage Virtualize V8.6 supported product list . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

1-2 IBM SAN Volume Controller base models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
1-3 Historical overview of IBM SAN Volume Controller models . . . . . . . . . . . . . . . . . . . . . 49
1-4 IBM FlashSystems 7200 and 9200 product range . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
1-5 Software PIDs and SWMA feature codes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
1-6 Billing calculations that are based on customer usage . . . . . . . . . . . . . . . . . . . . . . . . . 59
1-7 IBM FlashSystem 9500 Utility Model UG8 billing feature codes . . . . . . . . . . . . . . . . . . 59
1-8 IBM FlashSystem 9500R Rack Solution combinations . . . . . . . . . . . . . . . . . . . . . . . . 62
1-9 Key to rack configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62
1-10 IBM FlashSystem 5200 host, drive capacity, and functions summary . . . . . . . . . . . . 75
1-11 Machine type and model comparison for the IBM FlashSystem 5000 . . . . . . . . . . . . 78
1-12 IBM FlashSystem 5015 host, drive capacity, and functions summary . . . . . . . . . . . . 79
1-13 2.5-inch supported drives for the IBM FlashSystem 5000 family . . . . . . . . . . . . . . . . 79
1-14 3.5-inch supported drives for the IBM FlashSystem 5000 family . . . . . . . . . . . . . . . . 80
1-15 IBM FlashSystem 5035 host, drive capacity, and functions summary . . . . . . . . . . . . 80
1-16 IBM FlashSystem 5045 host, drive capacity, and functions summary . . . . . . . . . . . . 83
1-17 Volume types that are available in pools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88
1-18 FCM type capacities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
1-19 NVMe drive size options . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
1-20 SCM drive options. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
1-21 SCU category definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118
2-1 SAN Volume Controller connectivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
2-2 IBM FlashSystem 9200 ports connectivity maximum options per enclosure . . . . . . . 134
2-3 IBM FlashSystem 9500 ports connectivity maximum options per enclosure . . . . . . . 135
2-4 IBM FlashSystem 7200 ports connectivity maximum per enclosure. . . . . . . . . . . . . . 136
2-5 IBM FlashSystem 7300 ports connectivity maximum per enclosure. . . . . . . . . . . . . . 137
2-6 IBM FlashSystem 5100 port connectivity maximum per enclosure . . . . . . . . . . . . . . 138
2-7 IBM FlashSystem 5200 port connectivity maximum per enclosure. . . . . . . . . . . . . . . 139
2-8 IBM FlashSystem 5015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
2-9 IBM FlashSystem 5035 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
2-10 Alias names examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
2-11 Distribution of aliases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153
2-12 XIV connectivity ports as capacity grows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159
2-13 Number of host ports in an IBM FlashSystem A9000R system . . . . . . . . . . . . . . . . 161
2-14 Host connections to SAN Volume Controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
2-15 DS8900F port configuration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169
3-1 Number of NVMe drive slots per platform . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190
3-2 Supported industry-standard NVMe drives on IBM Storage Virtualize . . . . . . . . . . . . 192
3-3 IBM FlashCore Module capacities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195
3-4 Ssupported SCM drive capacities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 196
3-5 Maximum drive slots per SAS expansion chain for IBM FlashSystem . . . . . . . . . . . . 198
3-6 Maximum drive slots per SAS expansion chain for IBM FlashSystem 9500. . . . . . . . 198
3-7 Maximum drive slots per SAS expansion chain for IBM FlashSystem 7300. . . . . . . . 198
3-8 Maximum drive slots per SAS expansion chain for IBM FlashSystem 5045. . . . . . . . 198
3-9 Cumulative writes based on possible DWPD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202
3-10 Supported RAID levels on IBM Storage Virtualize systems . . . . . . . . . . . . . . . . . . . 205
3-11 Supported RAID levels with different drive types . . . . . . . . . . . . . . . . . . . . . . . . . . . 205
3-12 XIV minimum volume size and quantity recommendations. . . . . . . . . . . . . . . . . . . . 230

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3-13 Host connections for A9000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232

3-14 Host connections for A9000R . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232
3-15 Adapter cages recommendations for IBM FlashSystem 9500 . . . . . . . . . . . . . . . . . 234
3-16 Adapter recommendations for IBM FlashSystem 7300. . . . . . . . . . . . . . . . . . . . . . . 234
3-17 Adapter cage recommendations for IBM SVC SV3 . . . . . . . . . . . . . . . . . . . . . . . . . 235
4-1 Compression ratios of common data types. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 251
4-2 Upper limit of write cache data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264
4-3 Capacity terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264
4-4 Pool size by extent size and I/O group number . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272
4-5 Minimum recommended pool size by extent size and I/O group number . . . . . . . . . . 272
4-6 DRP capacity terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 275
4-7 Easy Tier settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 301
4-8 Recommended 3-tier Easy Tier mapping policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 305
4-9 Four- and five-tier mapping policy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 306
4-10 Unsupported temporary four- and five-tier mapping policy . . . . . . . . . . . . . . . . . . . . 306
4-11 Migration target tier priorities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 309
5-1 Migration types and associated commands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
5-2 Sample syncrate values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 344
6-1 Relationship between the rate and data rate per second . . . . . . . . . . . . . . . . . . . . . . 368
6-2 Summary table of the FlashCopy indirection layer algorithm . . . . . . . . . . . . . . . . . . . 377
6-3 FlashCopy properties and maximum configurations . . . . . . . . . . . . . . . . . . . . . . . . . . 381
6-4 Relationship of bitmap space to FlashCopy address space for the I/O group . . . . . . 382
6-5 Workload distribution for back-end I/O operations . . . . . . . . . . . . . . . . . . . . . . . . . . . 388
6-6 Maximum round trip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 418
6-7 IBM Storage Virtualize inter-system heartbeat traffic (Mbps) . . . . . . . . . . . . . . . . . . . 418
6-8 Remote copy maximum limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 430
6-9 Configuration limits for clustering and HyperSwap over FC and Ethernet . . . . . . . . . 431
6-10 Relative Peak I/O Response Time with number of relationships per CG . . . . . . . . . 435
6-11 IP replication limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 461
6-12 Relationship between the rate value and the data copied per second . . . . . . . . . . . 481
6-13 Relationship of bitmap space to volume mirroring address space . . . . . . . . . . . . . . 484
6-14 Supported platforms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 492
6-15 Bitmap memory per I/O group. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 493
7-1 Business continuity solutions comparison . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 510
8-1 100 GbE adapter functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 547
8-2 Maximum 100-GbE adapters per node and PCIe slot placement. . . . . . . . . . . . . . . . 548
8-3 Cables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 550
9-1 Low space warning percentages for compressed arrays . . . . . . . . . . . . . . . . . . . . . . 595
9-2 Event examples for SAN Volume Controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 607
9-3 Alert severities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 607
9-4 VDisk and volume metrics (front end) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 620
9-5 MDisk and drive metrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 623
9-6 Node metrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 625
9-7 Port metrics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 626
9-8 Miscellaneous metrics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 627
9-9 Field changes to drive and array devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 636
10-1 UNIX commands available in the CLI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 640
10-2 Available memory configurations for one node in a control enclosure . . . . . . . . . . . 677
10-3 IBM FlashSystem 9500 control enclosure adapter options. . . . . . . . . . . . . . . . . . . . 678
10-4 IBM FlashSystem 7300 control enclosure adapter options. . . . . . . . . . . . . . . . . . . . 678
10-5 IBM FlashSystem 5000 family standard configurations . . . . . . . . . . . . . . . . . . . . . . 679
10-6 IBM FlashSystem 5000 family adapters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 679
10-7 Files that are created by the backup process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 695

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11-1 Useful AIX lspath commands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 716

11-2 Useful AIX lsmpio commands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 716
11-3 Useful Windows mpclaim.exe commands. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 717
11-4 Useful Windows PowerShell cmdlets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 718
11-5 Selected attributes of the lsportstats output . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 731
A-1 Comparing IBM i native and Virtual I/O Server attachment . . . . . . . . . . . . . . . . . . . . 781
A-2 Limits increased for maximum disk arms and LUN sizes . . . . . . . . . . . . . . . . . . . . . . 790
A-3 Throughput of FC adapters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 792
A-4 LUN-level switching IBM PowerHA SystemMirror for i editions . . . . . . . . . . . . . . . . . 805

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Examples

3-1 Manual FCM format . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 200

3-2 FCM capacity monitoring with CLI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 200
3-3 Array capacity monitoring with the CLI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213
3-4 Round-robin enabled storage controller on IBM FlashSystem 9100. . . . . . . . . . . . . . 215
3-5 MDisk group balanced path selection (no round-robin enabled) storage controller . . 216
3-6 Command output for the lsarray and lsrank commands . . . . . . . . . . . . . . . . . . . . . . . 224
3-7 Output of the showvolgrp command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227
3-8 Output for the lshostconnect command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227
3-9 Output of the lscontroller command on IBM FlashSystem . . . . . . . . . . . . . . . . . . . . . 228
3-10 The lsquorum command on IBM FlashSystem 9100 . . . . . . . . . . . . . . . . . . . . . . . . 240
4-1 Results of capacity savings analysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253
4-2 DRET command-line interface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255
4-3 Listing of volumes that have extents on an MDisk to be deleted . . . . . . . . . . . . . . . . 279
4-4 DS8000 UID example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 280
4-5 The lscontroller command. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 281
4-6 Command to declare or identify a self-encrypted MDisk from a virtualized external
storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 288
4-7 Manually triggered replication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 292
4-8 Verifying the key state. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 293
4-9 Commands to enable the key server encryption option on a system upgraded from
pre-7.8.0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 294
4-10 Changing an MDisk tier. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307
4-11 Changing Easy Tier settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 315
5-1 Volume creation without the auto-formatting option . . . . . . . . . . . . . . . . . . . . . . . . . . 319
5-2 Creating a thin-provisioned volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 324
5-3 Creating a thin-provisioned volume with the deduplication option . . . . . . . . . . . . . . . 326
5-4 Creating a compressed volume with the deduplication option . . . . . . . . . . . . . . . . . . 327
5-5 The migratevdisk command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 342
5-6 Monitoring the migration process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 342
5-7 Throttle commands example. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354
5-8 Changing the cache mode of a volume . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
6-1 Changing gmlinktolerance to 30 and gmmaxhostdelay to 100 . . . . . . . . . . . . . . . . . . 440
6-2 Changing rcbuffersize to 64 MB . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 440
6-3 The maxreplicationdelay and partnershipexclusionthreshold settings . . . . . . . . . . . . 447
6-4 A lsiogrp and chiogrp command example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 484
8-1 The lshostvdiskmap command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 523
8-2 Output of using the lshostvdiskmap command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 523
8-3 Output of using the lsvdiskhostmap command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 524
8-4 The lsportset command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 530
8-5 Output of using the lsip command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 531
8-6 The lstargerportfc command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 532
8-7 Determining the Symantec Veritas server configuration . . . . . . . . . . . . . . . . . . . . . . . 543
8-8 Symantec Volume Manager that uses SDD pass-through mode ASL . . . . . . . . . . . . 544
8-9 IBM Storage Virtualize that is configured by using native ASL . . . . . . . . . . . . . . . . . . 544
9-1 Sample SNMP trap output from snmptrapd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
9-2 rsyslogd concise output showing audit, login, and authentication events . . . . . . . . . . 555
9-3 Threshold specified as a size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556
9-4 Threshold that is specified as a value . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556

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9-5 Latency reported in milliseconds (ms) with microsecond (µs) granularity. . . . . . . . . . 559
9-6 REST API clients . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 560
9-7 Command to add the SI tenant ID through the CLI. . . . . . . . . . . . . . . . . . . . . . . . . . . 579
9-8 CMMVC9305E . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 579
9-9 Getting the value filtered from lssystem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 590
9-10 Physical_capacity and physical_free_capacity from lssystem command . . . . . . . . . 590
9-11 Physical_capacity from lssystem command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 590
9-12 Deduplication and compression savings and used capacity. . . . . . . . . . . . . . . . . . . 591
9-13 CLI output example for lsportstats command to show the TX & RX power . . . . . . . 616
9-14 CLI example to change the interval . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 629
10-1 The lssystem command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 646
10-2 Copying the upgrade test utility to IBM Storage Virtualize . . . . . . . . . . . . . . . . . . . . 654
10-3 Ensure that files are uploaded . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 655
10-4 Upgrade test by using the CLI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 655
10-5 Verify software version . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 658
10-6 Installing a patch on all nodes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 659
10-7 Verify patch installation using lsservicestatus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 660
10-8 Removing patch on single nodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 661
10-9 Removing all patches from a node in the system . . . . . . . . . . . . . . . . . . . . . . . . . . . 661
10-10 Listing the firmware level for drives 0, 1, 2, and 3. . . . . . . . . . . . . . . . . . . . . . . . . . 663
10-11 Output of the pcmpath query WWPN command . . . . . . . . . . . . . . . . . . . . . . . . . . . 667
10-12 Output of the lshost <hostname> command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 668
10-13 Cross-referencing information with SAN switches . . . . . . . . . . . . . . . . . . . . . . . . . 668
10-14 Results of running the lshostvdiskmap command. . . . . . . . . . . . . . . . . . . . . . . . . . 669
10-15 Mapping the host to I/O groups. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 672
10-16 Creating a throttle by using the mkthrottle command in the CLI . . . . . . . . . . . . . . . 685
10-17 Sample svcconfig backup command output . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 694
10-18 Saving the configuration backup files to your workstation . . . . . . . . . . . . . . . . . . . 695
11-1 The svc_livedump command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 714
11-2 preplivedump and lslivedump commands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715
11-3 Output for the multipath -ll command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715
11-4 Output of “esxcli storage core path” list command . . . . . . . . . . . . . . . . . . . . . . . . . . 718
11-5 Output of esxcli storage core path list -d <naaID> . . . . . . . . . . . . . . . . . . . . . . . . . . 719
11-6 Output for esxcli storage nmp device list . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 720
11-7 The triggerdrivedump command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 721
11-8 The lshost command. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 723
11-9 The lshost <host_id_or_name> command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 723
11-10 The lsfabric -host <host_id_or_name> command. . . . . . . . . . . . . . . . . . . . . . . . . . 724
11-11 Incorrect WWPN zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 730
11-12 Correct WWPN zoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 730
11-13 lsportstats command output . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 730
11-14 Issuing a lsmdisk command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 732
11-15 Output of the svcinfo lscontroller command . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 734
11-16 Determining the ID for the MDisk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 736

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HyperSwap® IBM Z® XIV®

The following terms are trademarks of other companies:

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of Intel Corporation or its subsidiaries in the United States and other countries.

ITIL is a Registered Trade Mark of AXELOS Limited.

The registered trademark Linux® is used pursuant to a sublicense from the Linux Foundation, the exclusive
licensee of Linus Torvalds, owner of the mark on a worldwide basis.

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affiliates.

Ansible, OpenShift, Red Hat, are trademarks or registered trademarks of Red Hat, Inc. or its subsidiaries in
the United States and other countries.

UNIX is a registered trademark of The Open Group in the United States and other countries.

VMware, VMware vCenter Server, VMware vSphere, and the VMware logo are registered trademarks or
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Other company, product, or service names may be trademarks or service marks of others.

xxx Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
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Preface

This IBM® Redbooks® publication captures several best practices and describes the
performance gains that can be achieved by implementing the IBM Storage FlashSystem and
IBM SAN Volume Controller (SVC) products running IBM Storage Virtualize 8.6. These
practices are based on field experience.

This book highlights configuration guidelines and best practices for the storage area network
(SAN) topology, clustered system, back-end storage, storage pools and managed disks
(MDisks), volumes, Remote Copy services, and hosts.

This book is intended for experienced storage, SAN, IBM Storage FlashSystem, and SVC
administrators and technicians. Understanding this book requires advanced knowledge of
these environments.

Demonstration videos: You can visit

https://www.redbooks.ibm.com/feature/storagevideos for a full list of the IBM
Storage demostration videos created by the Redbooks authors team.

IBM Storage rebranding: In January 2023, IBM announced that it would be renaming its
Spectrum software-defined storage products to IBM Storage products. This change was
made to simplify the product portfolio and make it easier for customers to find the products
they need. For example, IBM Spectrum Virtualize was renamed to IBM Storage Virtualize.
You will likely find documentation under both the Spectrum and Storage names for some
time, as the transition to the new names will take place over a period of several months.
However, all future documentation will be under the IBM Storage name.

Authors
This book was produced by a team of specialists from around the world.

Bernhard Albrecht is a Storage Advisory Partner Technical

Specialist for DACH. Bernd has been with IBM in various
technical sales roles now for 32 years. He was for example 3
years OEM technical business development storage for Lenovo
in IBM Germany. He works at the IBM Germany in Berlin and
has over 22 years of storage technical sales experience. His
focus is on the IBM FlashSystem® Family and the IBM SAN
Volume Controller. His experience in this area goes back to the
beginning of these products in 2003. Bernd is a published IBM
Redbooks author.

© Copyright IBM Corp. 2023. xxxi

8543pref.fm Draft Document for Review September 20, 2023 12:37 pm

Christian Schroeder provides support with passion to clients

worldwide, covering IBM storage products of the Storage
Virtualize and FlashSystem products family. He has been with
IBM for more than 23 years, working in product support for
various platforms as IBM System x servers & Bladecenter,
SAN switches, IBM SAN Volume Controller, and IBM
FlashSystem. Christian has co-authored IBM Redbooks
publications that cover IBM System x servers and SAN Volume
Controller V6.3.0 & V8.4.2.

Denis Olshanskiy is a Storage Specialist with a demonstrated

history of working in the IT and services industry. His areas of
expertise include storage area networks (SANs), data centers,
storage solutions, Arduino, and Linux. He has a master's
degree in Mechatronics, Robotics, and Automation Engineering
from Budapest University of Technology and Economics.

Hartmut Lonzer is Storage Advisory Partner Technical

Specialist for DACH. Before this position, he was OEM Alliance
Manager for Lenovo in IBM Germany. He works at the IBM
Germany headquarter in Ehningen. His main focus is on the
IBM FlashSystem Family and the IBM SAN Volume Controller.
His experience with the IBM SAN Volume Controller and IBM
FlashSystem products goes back to the beginning of these
products. Hartmut has been with IBM in various technical and
sales roles now for 45 years.

John Nycz is an Advanced Subject Matter Expert for IBM

Storage Virtualize and IBM FlashSystem. He has more than 10
years of experience in the areas of systems management,
networking hardware, and software. John has been with IBM
for more than 20 years and has been a member of numerous
development, project management, and support teams. For the
last seven years, he has been member of IBM’s Storage
Virtualization Support Team.

xxxii Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Draft Document for Review September 20, 2023 12:37 pm 8543pref.fm

Jon Herd is an IBM Senior Executive Advocate working for the

TLS EMEA Remote Technical Support and Client Care team
based in IBM Germany. He covers the United Kingdom, Ireland
and beyond, advising customers on a portfolio of IBM storage
products, including FlashSystem products. He also works as a
senior advisor to the TLS EMEA RTS/CC management on new
products, strategy and new technologies that might affect the
TLS business. Jon has been with IBM for more than 45 years,
and has held various technical roles, including Europe, Middle
East, and Africa (EMEA) level 2 support on mainframe servers
and technical education development. He has written many
IBM Redbooks on the FlashSystems products and is a IBM
Redbooks Platinum level author. He holds IBM certifications in
Product Services profession at a thought leader L3 level, and is
a Technical Specialist at an experienced L1 level. He also is a
certified Chartered Member of the British Computer Society
(MBCS - CITP), a Certified Member of the Institution of
Engineering and Technology (MIET), and a Certified Technical
Specialist of the Open Group (TOG).

Konrad Trojok has been responsible for the technical team

lead for the IBM Storage team at SVA since 2011. The role
includes an active part in the daily IBM storage business,
including design, implementation, and care of storage
solutions. In the partnership with IBM, Konrad also support
product development and design. The beginning of his IT
career included IBM Power solutions around SP systems and
SSA storage. Konrad switched his technical focus with the
emerging of SAN and SAN storage.

Nils Olsson is a Subject Matter Expert (previously Product

Engineering Professional - Level 2 Support) working in the
EMEA Storage Competence Center (ESCC) in Kelsterbach,
IBM Germany. He provides remote technical support for IBM
Storage Virtualize Products in Europe and worldwide. Nils
joined IBM in 2008 and is skilled in SAN, storage, and storage
virtualization. He has over 10 years of experience with
troubleshooting IBM Storage Virtualize and is certified on the
IBM Storwize® portfolio. In his current role, he delivers analysis
of complex field issues and provides technical expertise during
critical situations, collaborating closely with development

Patrik Groß is a Solution Sales Architect for storage solutions

at CANCOM GmbH in Cologne since 2005, having also worked
as IT Manager at the customer since 1992. His expertise
resides in IBM’s Power and Storage products, where he is
active in both pre- and post-sales. He supports customers in
proof-of-concepts to develop customized solutions and helps
troubleshoot and optimize larger storage environments. He
manages CANCOM’s own IBM demo data center, where he
also supports IBM beta programs. His current focus is on IBM
Virtualize, Tape, COS and Fusion.

Preface xxxiii
8543pref.fm Draft Document for Review September 20, 2023 12:37 pm

Rene Wuellenweber is an experienced Product Services

Professional working in Chemnitz, IBM Germany. Rene has
been with IBM for more than 24 years and is working with IBM
Storage Virtualize and IBM Flashsystem since 2014. He has
experience as a customer engineer and has background in the
area of midrange DASD products, archive solution and
n-series. In his current job role he is working as Remote
Technical Support Engineer for IBM Storage Virtualize and IBM
Flashsystem to support customers worldwide.

Sergey Kubin is a Senior Storage Support Engineer working

in GBM Qatar. He holds an Electronics Engineer degree from
Ural Federal University in Russia and has more than 15 years
of experience in IT. In GBM, he provides support and guidance
for customers using IBM and multi-vendor storage solutions.
His expertise includes file and block storage, and storage area
networks.

Vasfi Gucer is a project leader with the IBM Redbooks Team.

He has more than 20 years of experience in the areas of
systems management, networking hardware, and software. He
writes extensively and teaches IBM classes worldwide about
IBM products. His focus has been primarily on storage and
cloud computing for the last eight years. Vasfi is also an IBM
Certified Senior IT Specialist, Project Management
Professional (PMP), IT Infrastructure Library (ITIL) V2
Manager, and ITIL V3 Expert.

Vineet Sharma is a Master Certified Technical Specialists in

Storage Systems and has expertise several storage system
technology areas in IBM Expert Labs, MEA. He works on
planning, configuration, and implementation of the IBM Storage
Virtualize family and IBM Enterprise Storage(DS8000®). He
has delivered many complex solutions and complex data
migrations for block storages. He actively works with IBM
Business Partners and IBM clients for technology enablement
and storage bootcamps. He has over 15 years of experience in
IBM storage products such as IBM DS4000 series, IBM
Storwize Series, IBM SVC, IBM FlashSystems, IBM DS8000,
IBM A9000 and IBM Software products like IBM Spectrum®
Control, IBM Copy Services Manager and Storage Insights.

Thanks to the authors of the previous edition of this book: Performance and Best Practices
Guide for IBM Spectrum Virtualize 8.5, SG24-8521, published on 09 August 2022:

Andy Haerchen, Ashutosh Pathak, Barry Whyte, Cassio Alexandre de Aguiar, Fabio
Trevizan de Oliveira, Luis Eduardo Silva Viera, Mahendra S Brahmadu, Mangesh M
Shirke, Nezih Boyacioglu, Stephen Solewin, Thales Ferreira, Uwe Schreiber and
Youssef Largou

xxxiv Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Draft Document for Review September 20, 2023 12:37 pm 8543pref.fm

Now you can become a published author, too!

Here’s an opportunity to spotlight your skills, grow your career, and become a published
author—all at the same time! Join an IBM Redbooks residency project and help write a book
in your area of expertise, while honing your experience using leading-edge technologies. Your
efforts will help to increase product acceptance and customer satisfaction, as you expand
your network of technical contacts and relationships. Residencies run from two to six weeks
in length, and you can participate either in person or as a remote resident working from your
home base.

Find out more about the residency program, browse the residency index, and apply online at:
ibm.com/redbooks/residencies.html

Comments welcome
Your comments are important to us!

We want our books to be as helpful as possible. Send us your comments about this book or
other IBM Redbooks publications in one of the following ways:
 Use the online Contact us review Redbooks form found at:
ibm.com/redbooks
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redbooks@us.ibm.com
 Mail your comments to:
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Preface xxxv
8543pref.fm Draft Document for Review September 20, 2023 12:37 pm

xxxvi Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
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Chapter 1. Introduction and system

overview
This chapter defines the concept of storage virtualization and provides an overview of its
application in addressing the challenges of modern storage environment. It also contains an
overview of each of the products that make up the IBM SAN Volume Controller and IBM
Storage FlashSystem families.

This chapter includes the following topics:

 “IBM Storage Virtualize” on page 2
 “IBM SAN Volume Controller architectural overview” on page 8
 “Latest changes and enhancements” on page 13
 “IBM SAN Volume Controller family” on page 24
 “IBM SAN Volume Controller models” on page 44
 “IBM FlashSystem family” on page 49
 “IBM FlashSystem 9500 overview” on page 55
 “IBM FlashSystem 9500R Rack Solution overview” on page 61
 “IBM FlashSystem 9000 Expansion Enclosure Models AFF and A9F” on page 64
 “IBM FlashSystem 7300 overview” on page 68
 “IBM FlashSystem 5200 overview” on page 73
 “IBM FlashSystem 5000 family overview” on page 77
 “Storage efficiency and data reduction features” on page 86
 “Application integration features” on page 92
 “Features for manageability” on page 93
 “Copy services” on page 98
 “IBM FlashCore Module drives, NVMe SSDs, and SCM drives” on page 103
 “Storage virtualization” on page 106
 “Business continuity” on page 109
 “Management and support tools” on page 115
 “Licensing” on page 118

© Copyright IBM Corp. 2023. All rights reserved. 1

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1.1 IBM Storage Virtualize

IBM Storage Virtualize (previously known as IBM Spectrum Virtualize) is a key member of the
IBM Storage portfolio. It is a highly flexible storage solution that enables rapid deployment of
block storage including storage virtualization, for new and traditional workloads, on-premises,
off-premises, or a combination of both.

Note: For more information, see this IBM FlashSystem Storage portfolio web page and the
IBM SAN Volume Controller web page.

With the introduction of the IBM Storage family, the software that runs on IBM SAN Volume
Controller and on IBM Storage FlashSystem (IBM FlashSystem) products is called IBM
Storage Virtualize. The name of the underlying hardware platform remains intact.

IBM FlashSystem storage systems and IBM SAN Volume Controllers are built with
award-winning IBM Storage Virtualize software that simplifies infrastructure and eliminates
the differences in management, function, and even hybrid multicloud support.

IBM Storage Virtualize is an offering that has been available for years for the IBM SAN
Volume Controller and IBM FlashSystem family of storage solutions. It provides an ideal way
to manage and protect huge volumes of data from mobile and social applications, enable
rapid and flexible cloud services deployments, and deliver the performance and scalability
that is needed to gain insights from the latest analytics technologies.

Note: This version of the IBM Redbooks deals with those systems that can run IBM
Storage Virtualize V8.6. As such there are products that are listed in the book that are no
longer sold by IBM (so, End of Marketing - EOM) but still can run the V8.6 software. Where
this is applicable, it will be mentioned in the text.

Table 1-1 shows the IBM Storage Virtualize V8.6 supported product list and whether the
product is still currently sold or EOM,

Table 1-1 IBM Storage Virtualize V8.6 supported product list

Product Machine Type Model Comment

FS9500/R 4666, 4983 AH8, UH8 Current Product

FS7300 4657 924, U7D Current Product

FS5200 4662 6H2,UH6 Current Product

FS5000 (FS5015, 2072, 4680 2N2, 2N4, 3N2, 3N4 Current Product
FS5035)

FS5000 (FS5045) 4680 3P2, 3P4 Current Product

SVC 2145, 2147 SA2, SV3 Current Product

SVC 2145, 2147 SV2 EOM 01/2023

FS9200 9846, 9848, 4666 AG8, UG8 EOM 07/2022

FS7200 2076, 4664 824, U7C EOM 07/2022

FS9100 9846, 9848 AF8, UF8 EOM 07/2022

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Benefits of IBM Storage Virtualize

IBM Storage Virtualize delivers leading benefits that improve storage infrastructure in many
ways, including the following examples:
 Reduces the cost of storing data by increasing the use and accelerating applications to
speed business insights. To achieve this goal, the solution:
– Uses data reduction technologies to increase the amount of data that you can store in
the same space.
– Enables rapid deployment of cloud storage for disaster recovery (DR) along with the
ability to store copies of local data.
– Moves data to the most suitable type of storage based on policies that you define by
using IBM Storage Control to optimize storage.
– Improves storage migration performance so that you can do more with your data.
 Protects data from theft or inappropriate disclosure while enabling a high availability (HA)
strategy that includes protection for data and application mobility and DR. To achieve this
goal, the solution:
– Uses software-based encryption to improve data security.
– Provides fully duplexed copies of data and automatic switchover across data centers to
improve data availability.
– Eliminates storage downtime with nondisruptive movement of data from one type of
storage to another type.Simplifies data by providing a data strategy that is independent
of your choice of infrastructure, which delivers tightly integrated functions and
consistent management across heterogeneous storage. To achieve this goal, the
solution:
– Integrates with virtualization tools, such as VMware vCenter to improve agility with
automated provisioning of storage and easy deployment of new storage technologies.
– Enables supported storage to be deployed with Kubernetes and Docker container
environments, including Red Hat OpenShift.
– Consolidates storage, regardless of the hardware vendor for simplified management,
consistent functions, and greater efficiency.
– Supports common capabilities across storage types, which provide flexibility in storage
acquisition by allowing a mix of vendors in the storage infrastructure.

Note: These benefits are not a complete list of features and functions that are available
with IBM Storage Virtualize software.

1.1.1 Storage virtualization terminology

Storage virtualization is a term that is used extensively throughout the storage industry. It can
be applied to various technologies and underlying capabilities. In reality, most storage devices
technically can claim to be virtualized in one form or another. Therefore, this chapter starts by
defining the concept of storage virtualization as it is used in this book.

We describe storage virtualization in the following ways:

 Storage virtualization is a technology that allows different storage resources with different
underlying capabilities to be managed and consumed using a common set of interfaces.

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 Storage virtualization is a logical representation of resources that is not constrained by

physical limitations and hides part of the complexity. It also adds or integrates new
functions with services, and can be nested or applied to multiple layers of a system.

The virtualization model consists of the following layers:

 Application: The user of the storage domain.
 Storage domain:
– File, record, and namespace virtualization and file and record subsystem
– Block virtualization
– Block subsystem

Applications typically read and write data as vectors of bytes or records. However, storage
presents data as vectors of blocks of a constant size (512 or in the newer devices, 4096 bytes
per block).

The file, record, and namespace virtualization and file and record subsystem layers convert
records or files that are required by applications to vectors of blocks, which are the language
of the block virtualization layer. The block virtualization layer maps requests of the higher
layers to physical storage blocks, which are provided by storage devices in the block
subsystem.

Each of the layers in the storage domain abstracts away complexities of the lower layers and
hides them behind an easy to use, standard interface that is presented to upper layers. The
resultant decoupling of logical storage space representation and its characteristics that are
visible to servers (storage consumers) from underlying complexities and intricacies of storage
devices is a key concept of storage virtualization.

The focus of this publication is block-level virtualization at the block virtualization layer,
which is implemented by IBM as IBM Storage Virtualize software that is running on IBM SAN
Volume Controller and the IBM FlashSystem family. The IBM SAN Volume Controller is
implemented as a clustered appliance in the storage network layer. The IBM FlashSystems
are deployed as modular storage systems that can virtualize their internally and externally
attached storage.

IBM Storage Virtualize uses the Small Computer System Interface (SCSI) protocol to
communicate with its clients. It presents storage space as SCSI logical units (LUs), which are
identified by SCSI logical unit numbers (LUNs).

Note: Although LUs and LUNs are different entities, the term LUN in practice often is used
to refer to a logical disk; that is, an LU.

Most applications do not directly access storage; instead, they work with files or records using
a file system. However, the operating system of a host must convert these abstractions to the
language of storage; that is, vectors of storage blocks that are identified by logical block
addresses (LBAs) within an LU.

Inside IBM Storage Virtualize, each of the externally visible LUs is internally represented by a
volume, which is an amount of storage that is taken out of a storage pool. Storage pools are
made of managed disks (MDisks); that is, they are LUs that are presented to the storage
system by external virtualized storage or arrays that consist of internal disks. LUs that are
presented to IBM Storage Virtualize by external storage often correspond to RAID arrays that
are configured on that storage.

The hierarchy of objects, from a file system block down to a physical block on a physical drive,
is shown in Figure 1-1.

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Figure 1-1 Block-level virtualization overview

With storage virtualization, you can manage the mapping between logical blocks within an LU
that is presented to a host, and blocks on physical drives. This mapping can be as simple or
as complicated as required by a use case. A logical block can be mapped to one physical
block or for increased availability, multiple blocks that are physically stored on different
physical storage systems, and in different geographical locations.

IBM Storage Virtualize utilizes the concept of an extent, which is a group of physical blocks,
as management construct to allow great flexibility in the utilization of available storage.

Importantly, the mapping can be dynamic: With IBM Easy Tier®, IBM Storage Virtualize can
automatically change underlying storage to which an extent is mapped to better match a
host’s performance requirements with the capabilities of the underlying storage systems.

IBM Storage Virtualize gives a storage administrator a wide range of options to modify
volume characteristics: from volume resize to mirroring, creating a point-in-time (PiT) copy
with IBM FlashCopy®, and migrating data across physical storage systems.

Importantly, all the functions that are presented to the storage users are independent from the
characteristics of the physical devices that are used to store data. This decoupling of the
storage feature set from the underlying hardware and ability to present a single, uniform
interface to storage users that masks underlying system complexity is a powerful argument
for adopting storage virtualization with IBM Storage Virtualize.

Storage virtualization is implemented on many layers. Figure 1-1 on page 5 shows an

example in which a file system block is mirrored by the host’s operating system (left side of
the figure) by using features of the logical volume manager (LVM) or the IBM Storage
Virtualize system at the storage pool level (as shown on the right side of Figure 1-1 on
page 5).

Although the result is similar (the data block is written to two different arrays), the effort that is
required for per-host configuration is disproportionately larger than for a centralized solution
with organization-wide storage virtualization that is done on a dedicated system and
managed from a single GUI.

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IBM Storage Virtualize includes the following key features:

 Simplified storage management by providing a single management interface for multiple
storage systems and a consistent user interface for provisioning heterogeneous storage.
 Online volume migration. IBM Storage Virtualize enables moving the data from one set of
physical drives to another set in a way that is not apparent to the storage users and
without over-straining the storage infrastructure. The migration can be done within a
specific storage system (from one set of disks to another set) or across storage systems.
Either way, the host that uses the storage is not aware of the operation, and no downtime
for applications is needed.
 Enterprise-level Copy Services functions. Performing Copy Services functions within IBM
Storage Virtualize removes dependencies on the capabilities and interoperability of the
virtualized storage subsystems. Therefore, it enables the source and target copies to be
on any two virtualized storage subsystems.
 Safeguarded Copy mechanism, which uses FlashCopy functions to take immutable
copies, and aids in the recovery from ransomware or customer internal actions that might
result in loss of data.
 Inline Data Corruption Detection is introducing a new feature that uses AI and ML services
to detect data changes that can be indicative of threats or direct attacks on your data sets
in near real-time.
 Improved storage space usage because of the pooling of resources across virtualized
storage systems.
 Opportunity to improve system performance as a result of volume striping across multiple
virtualized arrays or controllers, and the benefits of cache that is provided by IBM Storage
Virtualize hardware.
 Improved data security by using data-at-rest encryption.
 Data replication, including replication to cloud storage by using advanced copy services
for data migration and backup solutions.
 Data reduction techniques, such as deduplication and compression for space efficiency,
which store more data on the storage that is available. IBM Storage Virtualize can enable
significant savings that increase the effective capacity of storage systems up to 5x, and
decrease the floor space, power, and cooling that are required by the storage system.

Note: IBM Real-time Compression (RtC) is only available for earlier generation
engines. The newer IBM SAN Volume Controller engines (SV3, SV2, and SA2) do not
support RtC; however, they support software compression through Data Reduction
Pools (DRP).

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Summary
Storage virtualization is a fundamental technology that enables the realization of flexible and
reliable storage solutions. It helps enterprises to better align IT architecture with business
requirements, simplify their storage administration, and facilitate their IT departments efforts
to meet business demands.

IBM Storage Virtualize running on IBM SAN Volume Controller and IBM FlashSystem family
is a mature, 12th-generation virtualization solution that uses open standards and complies
with the SNIA storage model. All products use in-band block virtualization engines that move
the control logic (including advanced storage functions) from a multitude of individual storage
devices to a centralized entity in the storage network.

IBM Storage Virtualize can improve the use of your storage resources, simplify storage
management, and improve the availability of business applications.

Figure 1-2 shows the feature set that is provided by the IBM Storage Virtualize systems.

Figure 1-2 IBM Storage Virtualize features by product

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1.2 IBM SAN Volume Controller architectural overview

IBM SAN Volume Controller is a SAN block aggregation virtualization appliance that is
designed for attachment to various host computer systems.

The following major approaches are used today for the implementation of block-level
aggregation and virtualization:
 Symmetric: In-band appliance
Virtualization splits the storage that is presented by the storage systems into smaller
chunks that are known as extents. These extents are then concatenated by using various
policies to make virtual disks or volumes. With symmetric virtualization, host systems can
be isolated from the physical storage. Advanced functions, such as data migration, can run
without reconfiguring the host.
With symmetric virtualization, the virtualization engine is the central configuration point for
the SAN. The virtualization engine directly controls access to the storage and data that is
written to the storage. As a result, locking functions that provide data integrity and
advanced functions (such as cache and Copy Services) can be run in the virtualization
engine. Therefore, the virtualization engine is a central point of control for device and
advanced function management.
Symmetric virtualization includes some disadvantages. The main disadvantage that is
associated with symmetric virtualization is scalability. Scalability can cause poor
performance because all input/output (I/O) must flow through the virtualization engine.
To solve this problem, you can use an n-way cluster of virtualization engines that includes
failover capability.
You can scale the extra processor power, cache memory, and adapter bandwidth to
achieve the level of performance that you want. More memory and processing power are
needed to run advanced services, such as Copy Services and caching. IBM SAN Volume
Controller uses symmetric virtualization. Single virtualization engines, which are known as
nodes, are combined to create clusters. Each cluster can contain 2 - 8 nodes.
 Asymmetric: Out-of-band or controller-based
With asymmetric virtualization, the virtualization engine is outside the data path and
performs a metadata-style service. The metadata server contains all of the mapping and
the locking tables, and the storage devices contain only data. In asymmetric virtual
storage networks, the data flow is separated from the control flow.
A separate network or SAN link is used for control purposes. Because the control flow is
separated from the data flow, I/O operations can use the full bandwidth of the SAN. A
separate network or SAN link is used for control purposes.
Asymmetric virtualization can have the following disadvantages:
– Data is at risk to increased security exposures, and the control network must be
protected with a firewall.
– Metadata can become complicated when files are distributed across several devices.
– Each host that accesses the SAN must know how to access and interpret the
metadata. Therefore, specific device drivers or agent software must be running on
each of these hosts.
– The metadata server cannot run advanced functions, such as caching or Copy
Services, because it only “knows” about the metadata and not the data.

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Figure 1-3 shows variations of the two virtualization approaches.

Figure 1-3 Overview of block-level virtualization architectures

Although these approaches provide essentially the same cornerstones of virtualization,

interesting side-effects can occur.

1.2.1 Controller-based approach

The out-of-band, controller-based approach includes high functions, but it fails in terms of
scalability or upgradeability. Because of the nature of its design, no true decoupling occurs by
using this approach, which becomes an issue for the lifecycle of this solution, such as with a
controller. Data migration issues and questions are challenging, such as how to reconnect the
servers to the new controller, and how to reconnect them online without any effect on your
applications.

By using this approach, you replace a controller and implicitly replace your entire
virtualization solution. In addition to replacing the hardware, other actions (such as updating
or repurchasing the licenses for the virtualization feature, and advanced copy functions) might
be necessary.

1.2.2 SAN or fabric-based appliance solution

With an in-band, SAN or fabric-based appliance solution that is based on a scale-out cluster
architecture, lifecycle management tasks, such as adding or replacing new disk subsystems
or migrating data between them, are simple.

Servers and applications remain online, data migration occurs transparently on the
virtualization platform, and licenses for virtualization and copy services require no update. No
other costs are incurred when disk subsystems are replaced.

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Only the fabric-based appliance solution provides an independent and scalable virtualization
platform that can provide enterprise-class Copy Services that is open for future interfaces and
protocols. By using the fabric-based appliance solution, you can choose the disk subsystems
that best fit your requirements, and you are not locked into specific SAN hardware.

For these reasons, IBM chose the SAN-based appliance approach with inline block
aggregation for the implementation of storage virtualization with IBM Storage Virtualize.

1.2.3 IBM SAN Volume Controller

IBM SAN Volume Controller includes the following key characteristics:
 It is highly scalable, which provides an easy growth path from two to eight (grow in a pair
of nodes to allow for data protection and reliability).
 It is SAN interface-independent. It supports connections through Fibre Channel, NVM
Express (NVMe) over Fibre Channel (FC-NVMe), NVM Express (NVMe) over RDMA, or a
TCP network. Consider the following points:
– FC-NVMe connections require 4-port 16 GB or 32 GB Fibre Channel adapters that
must be purchased.
– NVMe over RDMA connections support a 25 Gbps RoCE adapter or 100 Gbps RoCE
adapter that must be purchased.
– The IBM SAN Volume Controller 2145-SV3 and 2147-SV3 model support 100 Gbps
adapter only.
 It is host independent for fixed block-based Open Systems environments.
 It is external storage system independent, which provides a continuous and ongoing
process to qualify more types of storage systems.
 Some nodes can use internal disks (flash drives) or externally direct-attached disks in
expansion enclosures.

On the SAN storage that is provided by the disk subsystems, IBM SAN Volume Controller
offers the following services:
– Creates a single pool of storage
– Provides LU virtualization
– Manages logical volumes
– Mirrors logical volumes

IBM SAN Volume Controller running IBM Storage Virtualize V8.6 also provides the following
functions:
 Large scalable cache
 Copy Services
 IBM FlashCopy (PiT copy) function, including thin-provisioned FlashCopy to make multiple
targets affordable
 IBM Transparent Cloud Tiering (TCT) function that enables IBM SAN Volume Controller to
interact with cloud service providers (CSPs)
 Metro Mirror (MM), which is a synchronous copy
 Global Mirror (GM), which is an asynchronous copy
 Policy-based replication
 Safeguarded Copy
 Inline Data Corruption Detection

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 Data migration
 Storage space efficiency (thin-provisioning, compression, and deduplication)
 IBM Easy Tier to automatically migrate data between storage types of different
performance that is based on disk workload
 Encryption of external attached storage
 Supports IBM HyperSwap®
 Supports VMware vSphere Virtual Volumes (VVOLs) and Microsoft Offloaded Data
Transfer (ODX)
 Direct attachment of hosts
 Hot spare nodes with a standby function of single or multiple nodes
 Containerization connectivity with Container Storage Interface (CSI), which enables
supported storage to be used as persistent storage in container environments
 Hybrid Multicloud function with IBM Storage Virtualize for Public Cloud

1.2.4 IBM SAN Volume Controller topology

External storage can be managed by IBM SAN Volume Controller in one or more pairs of
hardware nodes. This configuration is referred to as a clustered system. These nodes
normally are attached to the SAN fabric, with storage and host systems. The SAN fabric is
zoned to enable the IBM SAN Volume Controller to communicate with external storage
systems and hosts.

Within this software release, IBM SAN Volume Controller also supports iSCSI networks. This
feature enables the hosts and storage systems to communicate with IBM SAN Volume
Controller to build a storage virtualization solution.

It is important that hosts cannot see or operate on the same volume (LUN) that is mapped to
the IBM SAN Volume Controller. Although a set of LUNs can be mapped to IBM SAN Volume
Controller, and a separate set of LUNs can be mapped directly to one or more hosts, care
must be taken to ensure that a separate set of LUNs is always used.

The zoning capabilities of the SAN switch must be used to create distinct zones to ensure that
this rule is enforced. SAN fabrics can include standard FC, FC-NVMe, FCoE, iSCSI over
Ethernet, or possible future types.

IBM Storage Virtualize 8.6.0 also supports the following NVMe protocols:
 NVMe/FC
– Supported since 8.2.1 [4Q18]
– Supported with 16/32 Gb FC adapters
– Supports SLES/RH/ESX/Windows as initiators
– Will support 64 Gb FC adapters in a future release
 NVMe/RoCE
– Supported since 8.5.0 [1Q22]
– Supports RoCE (Mellanox CX-4/CX-6) adapters with 25Gb/100Gb speeds on storage
(target) side
– Supports SLES/RH/ESX as host initiators OS, with RoCE 25/40/100Gb (Mellanox
CX-4/CX-5/CX-6), and Broadcom adapters

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– Requires RoCE supported Ethernet infrastructure.

 NVMe/TCP
– NVMe/NVMeOF protocol is designed to fully exploit the performance of all-flash
storage
– Ethernet storage connection technology is gaining ground in data centers
– NVMe/RoCE requires special infrastructure
– NVMe/TCP is a ubiquitous transport and does not require special infrastructure
– First release (8.6.0) is controller based, but will take advantage of hardware offload in
the future, making the increased speeds comparable with NVMe/RoCE without the
need for special networking hardware

Figure 1-4 on page 12 shows a conceptual diagram of a storage system that uses IBM SAN
Volume Controller. It also shows several hosts that are connected to a SAN fabric or local
area network (LAN).

In practical implementations that have HA requirements (most of the target clients for IBM
SAN Volume Controller), the SAN fabric cloud represents a redundant SAN. A redundant SAN
consists of a fault-tolerant arrangement of two or more counterpart SANs, which provide
alternative paths for each SAN-attached device.

Figure 1-4 IBM SAN Volume Controller conceptual and topology overview

Both scenarios (the use of a single network and the use of two physically separate networks)
are supported for iSCSI-based and LAN-based access networks to IBM SAN Volume
Controller. Redundant paths to volumes can be provided in both scenarios.

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For simplicity, Figure 1-4 shows only one SAN fabric and two zones: host and storage. In a
real environment, it is a best practice to use two redundant SAN fabrics. IBM SAN Volume
Controller can be connected to up to four fabrics.

A clustered system of IBM SAN Volume Controller nodes that are connected to the same
fabric presents logical disks or volumes to the hosts. These volumes are created from
managed LUNs or MDisks that are presented by the storage systems.

The following distinct zones are shown in the fabric:

 A host zone, in which the hosts can see and address the IBM SAN Volume Controller
nodes
 A storage zone, in which the IBM SAN Volume Controller nodes can see and address the
MDisks or LUNs that are presented by the storage systems

As explained in 1.4, “IBM SAN Volume Controller family” on page 24, hosts are not permitted
to operate on the RAID LUNs directly. All data transfer happens through the IBM SAN Volume
Controller nodes. This flow is referred to as symmetric virtualization.

For iSCSI-based access, the use of two networks and separating iSCSI traffic within the
networks by using a dedicated virtual local area network (VLAN) path for storage traffic
prevents any IP interface, switch, or target port failure from compromising the iSCSI
connectivity across servers and storage controllers.

1.3 Latest changes and enhancements

In this section, we discuss the latest changes and enhancements in IBM Storage Virtualize
V8.6.0. The major functions that were included from the V8.5.0 and V8.4.2 release also are
discussed.

1.3.1 IBM Storage Virtualize V8.6.0

IBM Storage Virtualize V8.6.0 provides more features and updates to the IBM Storage
Virtualize family of products of which IBM FlashSystems and the IBM SAN Volume Controller
is part.

The following major software and hardware changes are included in Version 8.6.0:

Non-Volatile Memory express (NVMe) over TCP host connectivity

– The Non-Volatile Memory express (NVMe) transport protocol provides enhanced
performance on high-demand IBM Storage FlashSystem drives.
– NVMe is a logical device interface specification for accessing non-volatile storage
media. Host hardware and software use NVMe to fully use the levels of parallelism
possible in modern solid-state drives (SSDs).
– Protocols supported (HBA dependant) are:
• NVMe over Fibre Channel,
• NVMe over RDMA
• NVMe over TCP protocol.
– For more information, see IBM System Storage Interoperation Center (SSIC)

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Support Node CLI to shutdown individual Fibre Channel ports

– This command can enable or disable the Fibre Channel port features. The Fibre
Channel port supports features like fabric device management interface (FDMI)
registration, discovery, and port state.
– You can use chfcportfeature command to enable or disable the Fibre Channel port
features.

Support for iSCSI performance improvement

– This procedure provides a solution for Internet Small Computer Systems Interface
(iSCSI) host performance problems while connected to a system and its connectivity to
the network switch.

Support for 1024 iSCSI hosts per I/O group

– A host can be created with worldwide port names (WWPNs) or iSCSI names. The
WWPN name space and the iSCSI name space within the system share the same
internal system resources. Each system I/O group can have up to 1024 iSCSI IQNs.

Support for migrating remote copy to policy-based replication

– Policy-based replication uses volume groups and replication policies to automatically
deploy and manage replication. Policy-based replication significantly simplifies
configuring, managing, and monitoring replication between two systems.
– With policy-based replication, you can replicate data between systems with minimal
management, significantly higher throughput and reduced latency compared to the
remote-copy function.
• A replication policy has following properties:
• Replication policies cannot be changed after they are created. If changes are
required, a new policy can be created and assigned to the associated volume
group.
• Each system supports up to a maximum of 32 replication policies

Support for SMTP authentication

– Ability to configure Call Home with email notifications on any of the following email
servers:
– Local email server
• Emails are sent, received, and archived on physical servers in an on-premises
location.
– Cloud-based email server
• Emails are sent, received, and archived on cloud-based server providers such as
Google Mail and Microsoft Office 365.

Support for TLS 1.3

– Security of all key server communications is governed by TLS 1.2 and TLS 1.3
protocols.
– Encryption keys are distributed between nodes in the system using TLS 1.2 and
TLS1.3.
– The system uses AES-256 encryption that uses OpenSSL library interfaces. To
establish a connection between the key server and the system, the key server or
services must support the configured TLS version.

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Support for DNS check to be turned off

– Use the lsdnsserver command to list information for any Domain Name System (DNS)
servers in the system.

Support for FDMI information in Call Home

– The Fabric Device Management Interface (FDMI) enables any storage endpoint to
register itself to the Fibre Channel (FC) fabric and query the HBA and port details of
the entire fabric.

Version 2 metadata volume for VMware Virtual Volumes (vVols)

– The system provides native support for VMware vSphere APIs for Storage Awareness
(VASA) through a VASA Provider (also known as Storage Provider) which sends and
receives information about storage that is used by VMware vSphere to the vCenter
Server.
– Through VASA, the system also supports VMware Virtual Volumes (also known as
vVols), which allows VMware vCenter to automate the creation, deletion and mapping
of volumes.

Enhancement to IBM Storage Insights for threat detection

– A key part of monitoring your system includes the detection of potential ransomware
attacks. To ensure that you have the latest storage metadata for detecting those types
of attacks, compression and cyber resiliency statistics for volumes are collected every
5 minutes.
– With these statistics, IBM Storage Insights builds a historical model of a storage
system and uses its built-in intelligence and formulas to identify when and where
ransomware attacks might be occurring.
– For more information on statistics, see, Storage Insights Overview.

Support for non-superuser ability to manage the system

– Each user of the management GUI must provide a username and a password to sign
on. Each user also has an associated role, such as monitor or security administrator.
These roles are defined at the system level. For example, a user can be the
administrator for one system, but the security administrator for another system.
– This feature has allowed non-superuser level, access to monitor and manage certain
functions on the system.

Downloading software patches through Call Home using Restful API

– This option enables Call Home with cloud services to connect to support, and directly
transfer the latest update available to the storage system.
– To download a software patch file through the Call Home using the Restful API, the
user enters the satask downloadsoftware command plus the specific patch they
require.

For further information about these features, see this section in the IBM Storage Virtualize
documentation pages What’s new in v8.6.0.

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1.3.2 IBM Storage Virtualize V8.5.0

IBM Storage Virtualize V8.5.0 provides more features and updates to the IBM Storage
Virtualize family of products of which IBM FlashSystems and the IBM SAN Volume Controller
is part.

The following major software and hardware changes are included in Version 8.5.0:
 Support for:
– The new IBM FlashSystem 9500, 7300, and IBM SAN Volume Controller SV3 systems,
including:
• 100 Gbps Ethernet adapter
• 48 NVMe drives per distributed RAID-6 array (IBM FlashSystem 9500 only)
• Secure boot drives
– Multifactor authentication and single sign-on
– NVMe host attachment over RDMA
– Fibre Channel port sets
– I/O stats in microseconds
– Domain names for IP replication
– IBM Storage Virtualize 3-Site Orchestrator version 4.0
– Support for increased number of hosts per I/O group
 Improved distributed RAID array recommendations
 Improved default time for updates
 Updates to OpenStack support summary

IBM FlashSystems 9500, 7300 and IBM SAN Volume Controller SV3
The following new hardware platforms were released with the IBM Storage Virtualize V8.5.0.
For more information about these new hardware platforms, see 1.5, “IBM SAN Volume
Controller models” on page 44, and 1.6, “IBM FlashSystem family” on page 49:
 IBM FlashSystems 9500
The IBM FlashSystems 9500 is a 4U control enclosure and contains up to 48
NVMe-attached IBM FlashCore® Modules or other self-encrypted NVMe-attached SSDs.
The NVMe-attached drives in the control enclosures provide significant performance
improvements compared to SAS-attached flash drives. The system supports 2U and 5U
all-Flash SAS attached expansion enclosure options.
 IBM FlashSystems 7300
The FlashSystem 7300 is a 2U dual controller that contains up to 24 NVMe-attached IBM
FlashCore Modules or other self-encrypted NVMe-attached SSDs or Storage Class
Module drives.
IBM FlashSystem 7300 system also supports 2U and 5U SAS-attached expansion
enclosure options.
 IBM SAN Volume Controller SV3
The IBM SAN Volume Controller SV3 system is a 2U single controller that combines
software and hardware into a comprehensive, modular appliance that provides symmetric
virtualization. The SV3 is run in pairs from an I/O group, which is the building block for any
IBM SAN Volume Controller based virtualization setup.

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New 100 Gbps Ethernet adapter

Consider the following points:
 A maximum of six 100 Gbps Ethernet adapters can be installed in the IBM FlashSystems
9500 and 7300 and in a pair of IBM SAN Volume Controller SV3s.
 In 100 Gbps Ethernet ports, iSCSI performance is equivalent to 25 Gbps iSCSI host
attachment.

Support for 48 NVMe drives per distributed RAID-6 array

Enhanced support for 48 NVMe drives in the enclosure by using distributed RAID 6
technology is now available for the IBM FlashSystems 9500.

The following configurations are supported:

 Distributed RAID 6 arrays of NVMe drive expansion up to 48 member drives.
 Distributed RAID 6 arrays of FCM NVMe drive support expansion up to 48 member drives.
 Distributed RAID 6 arrays of extra large (38.4 TB) physical capacity FCM NVMe drives
supports up to 24 member drives.

Support for secure boot drives

IBM Storage Virtualize V8.5.0 provides secure boot by pairing each boot drive with a Trusted
Platform Module (TPM). TPM provides a secure cryptographic processor that verifies
hardware and prevents unauthorized access to hardware and the operating system. On the
system, TPM protects secure boot to ensure the code images that are installed are signed,
trusted, and unchanged.

Multifactor authentication and single sign-on

Multifactor authentication requires users to provide multiple pieces of information when they
log in to the system to prove their identity. Multifactor authentication uses any combination of
two or more methods, called factors, to authenticate users to your resources and protect
those resources from unauthorized access.

One of the key concepts of multifactor authentication is each factor comes from a different
category; that is, something the users knows, has, or is.

Single Sign-on (SSO) authentication requires users to register their credentials only once
when the user signs on to the application for the first time. The user information is stored at
the Identity Provider (IdP) that manages the user credentials and determines whether the
user is required to authenticate again.

NVMe host attachment over RDMA

The new NVMe/RDMA function uses the RDMA capabilities of the host adapters, as does the
existing iSER support. NVMe over RDMA connections support 25 Gbps RoCE adapters or
100 Gbps RoCE adapters.

Fibre Channel port sets

Port sets are groupings of logical addresses that are associated with the specific traffic types.
The IBM Storage Virtualize V8.5.0 supports IP and Fibre Channel port sets for host
attachment, and IP port sets for backend storage connectivity, and IP replication traffic.

I/O stats in microseconds

Real-time performance statistics provide short-term status information for the system. These
statistics summarize the overall performance health of the system and can be used to monitor

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trends in bandwidth and CPU usage. IBM Storage Virtualize V8.5.0 gives you the ability to
see the granularity down at microseconds intervals, which was not available on previous code
levels.

Support for fully qualified domain names for IP replication

Metro Mirror and Global Mirror partnerships can be established over Ethernet links that use
the IPv4 and IPv6 addresses that are associated with Ethernet ports. Before IBM Storage
Virtualize V8.5.0, these addresses had to be physical dotted decimal IP types. IBM Storage
Virtualize V8.5.0 allows the user to specify domain names as well when IP partnerships are
created. If you specify domain names, a DNS server must be configured on your system.

1.3.3 IBM Storage Virtualize V8.4.2

IBM Storage Virtualize V8.5.0 also provides all of the following previous functions and major
enhancements of the V8.4.2 release:
 Code release schedule
 Safeguarded Copy
 Volume mobility
 Storage as a Service (STaaS)

These updates are described next.

Code release schedule

The new code release schedule includes the following features:
 Two types of releases: Long Term Releases (LTR) and Continuous Development Releases
(CDRs)
 Four slated updates each year:
– One LTR:
• New features are formally announced.
• Includes all the enhancements of the previous CDRs.
• Adopts the major numbering scheme (8.4, 8.5, 8.6, and so on).
• Includes all Program Temporary Fixes (PTFs) of problems that were found with
existing features going forward.
– Three CDRs:
• No formal announcement.
• New features are announced, but do not have PTFs.
• PTFs generally are added to the next CDR (unless critical).
• The fixes are incorporated into the next CDR.
• Adopt a minor numbering scheme is used (8.4.1, 8.5.1, and so on).

Safeguarded Copy
Safeguarded Copy is a virtual air gap mechanism that uses FlashCopy functions to take
immutable copies. This feature aids in the recovery from ransomware or internal “bad actors”
who seek to destroy data.

Note: The Safeguarded Copy function is available with IBM Storage Virtualize software
8.5.0, but is not supported for the FlashSystem 5000, Storwize V5030E, Storwize V7000
Gen2, and Storwize V7000 Gen2+ models.

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Safeguarded Copy is a feature or solution with which you can create point-in time copies
(“granularity”) of active production data that cannot be altered or deleted (so that is Immutable
or protected copies). It requires a user with the correct privilege access to modify the
Safeguarded Copy expiration settings (Separation of Duties). Lastly, Safeguarded Copy uses
copy management software for testing and ease of recovery of copies.

Safeguarded Copy use cases

Safeguarded Copy includes the following use cases:
 Validation
Regular analytics of the copy to provide early detection of a problem or reassurance that
the copy is a good copy before further action is taken.
 Forensic
Use a copy of the production system to investigate the problem and determine whether
recovery action is necessary.
 Surgical
Extract data from the copy and logically restore back to the production environment.
 Catastrophic
Recover the entire environment back to the point in time of the copy because this option is
the only available recovery option.
 Offline backup
Performing an offline backup of data from a consistent point-in-time copy can be used to
build a second line of defense, which provides a greater retention period and increased
isolation and security.

Safeguarded Copy is the first step toward a cyber resiliency solution.

Focusing mainly on the feature set from a customer’s perspective, consider the following
three pillars, as shown in Figure 1-5 on page 20:
 Separation of Duties
 Protected Copies
 Automation

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Figure 1-5 IBM Safeguarded Copy Data Resilience

Figure 1-5 shows the following IBM Storage Virtualize Safeguarded Copy Data Resilience
examples:
 Separation of duties
Traditional backup and restore capabilities are normally storage administrator controlled
and do not protect against intentional (for example, rogue employee) or non-intentional
attacks.
Primary and backup are treated differently. Protecting current backups, or securing and
hardening current backup, does not solve the problem.
 Protected copies of the data
These backups must be immutable; for example, hidden, non-addressable, cannot be
altered or deleted, only usable after recovery.
Copies must deliver a higher level of security while meeting industry and business
regulations.
 Automation:
– Initially setting and managing of policies (number of copies, retention period)
– Automating, managing, and restoring of those copies.

For more information, see the following resources:

 This IBM Documentation web page
 IBM FlashSystem Safeguarded Copy Implementation Guide, REDP-5654

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Volume mobility
Volume mobility is similar to nondisruptive volume move between I/O groups, only you are
migrating a volume between systems (for example, IBM SAN Volume Controller to FS9500). It
allows a user to nondisruptively move data between systems that do not natively cluster. This
feature is a major benefit for upgrading and changing Storage Virtualize systems.

Volume migrations also allow:

 Nondisruptive volume migrations between independent systems or clusters.
 Nondisruptive migrations between non clustering platforms.
 Volume migration away from a cluster that is reaching max capacity limits.

Volume mobility uses enhancements to SCSI (ALUA) path states. The migration is based on
Remote Copy (Metro Mirror) functions.

Consider the following restrictions about volume mobility:

 No 3-site support.
 Not a DR or HA solution.
 No support for consistency groups, change volumes, or expanding volumes.
 Partnership requirements are equivalent to Metro Mirror.
 Performance considerations apply as with Metro Mirror.
 Reduced host interoperability support:
– RHEL
– SLES
– ESXi
– Solaris
– HP-UX
– SCSI only (No FC-NVMe)
 No SCSI persistent reservations or Offloaded Data Transfer (ODX).
 IBM i, AIX®, Hyper-V, and Windows are not supported.
 Remote Mirror license is not required.

IBM Storage as a Service

The latest member in the IBM Storage Family is the newly announced IBM Storage as a
Service (STaaS) offering.

Buyer behavior is shifting from technology-focused to service-level agreement (SLA)-driven,

cloud-like simplicity. IT staff is being downsized and transitioning into generalist roles, rather
than specializing in specific areas. Enterprise workloads need flexibility where applications
are to be deployed. New and better infrastructures, such as 5G, allow this growth outside of
the traditional data center.

The IBM STaaS offering is a pure OpEx solution and does not require initial capital.

Consumption-based solutions include the following important features:

 Flexible scale-up and scale-down model
 Cloud-like functions in most solutions
 All the deployment and managed support, optimization, and disposal services included
 Well-defined upgrade path
 Clear pricing terms
 Switch from capital expenditures (CapEx) funding to operating expenses (OpEx) funding
 Ease of billing and payment terms

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With the IBM STaaS offering, the customer makes the following decisions:
 Which tier level is needed.
 The amount of storage capacity is needed.
 For how long the customer wants to use this offering.
 Connection type that is required.
 Encryption option that is needed.

Figure 1-6 on page 22 shows the STaaS tiers available for IBM FlashSystems.

Figure 1-6 STaaS Tiers comparison

IBM Life-Cycle Management provides and includes the following features:

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 Deployment, maintenance, and disposal of the hardware:

– Offering is based on IBM FlashSystems technology.
– All hardware is an IBM-owned asset that is installed on-premises at the customer data
center.
 IBM monitoring of capacity growth and IBM installs more if needed (miscellaneous
equipment specification [MES]).
 Periodic technology refresh with 90-day overlap for migration.
 IBM recycle process of old equipment.

STaaS pseudo machine type

The pseudo machine type for STaaS is 9601, with performance tiers and terms that are
differentiated by models (base, medium, and high).

Feature codes to support these models are related to the setup type, annual capacity growth,
and options for Ethernet, encryption, and decreasing capacity.

9601 models
The following 9601 models are available:
 Balanced performance: BT1, BT2, BT3, BT4, and BT5
 Premium performance: MT1, MT2, MT3, MT4, and MT5
 Extreme performance: HT1, HT2, HT3, HT4, and HT5

Note: The numeric value in the model number is the duration of the STaaS contract in
years.

The IBM STaaS offering also includes the new Storage Expert Care Premium Level of
service, which features the resource of a dedicated Technical Account Manager (TAM),
enhanced response to severity 1 and 2 issues, and predictive support by way of IBM Storage
Insights.
For more information about the STaaS offering, see IBM Storage as a Service Offering Guide,
REDP-5644.

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1.4 IBM SAN Volume Controller family

This section explains the major underlying concepts of IBM SAN Volume Controller. It also
provides an architectural overview and describes the terminology that is used in a virtualized
storage environment. Finally, it introduces the software and hardware components and the
other functions that are available with Version 8.6.

Figure 1-7 shows the complete IBM SAN Volume Controller family that supports the IBM
Storage Virtualize V8.6 software.

Figure 1-7 IBM SAN Volume Controller family

1.4.1 Components
IBM SAN Volume Controller provides block-level aggregation and volume management for
attached disk storage. In simpler terms, IBM SAN Volume Controller manages several
back-end storage controllers or locally attached disks.

IBM SAN Volume Controller maps the physical storage within those controllers or storage
systems into logical disk images, or volumes, that can be seen by application servers and
workstations in the SAN. It logically sits between hosts and storage systems. It presents itself
to hosts as the storage provider (target) and to storage systems as one large host (initiator).

The SAN is zoned such that the application servers cannot “see” the back-end storage or
controller. This configuration prevents any possible conflict between IBM SAN Volume
Controller and the application servers that are trying to manage the back-end storage.

The IBM SAN Volume Controller is based on the components that are described next.

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1.4.2 Nodes
Each IBM SAN Volume Controller hardware unit is called a node. Each node is an individual
server in an IBM SAN Volume Controller clustered system on which the Storage Virtualize
software runs. The node provides the virtualization for a set of volumes, cache, and copy
services functions.

The IBM SAN Volume Controller nodes are deployed in pairs (io_group), and one or multiple
pairs constitute a clustered system or system. A system can consist of one pair and a
maximum of four pairs.

One of the nodes within the system is known as the configuration node. The configuration
node manages the configuration activity for the system. If this node fails, the system chooses
a new node to become the configuration node.

Because the active nodes are installed in pairs, each node provides a failover function to its
partner node if a node fails.

1.4.3 I/O groups

Each pair of IBM SAN Volume Controller nodes also is referred to as an I/O group. An IBM
SAN Volume Controller clustered system can have 1 - 4 I/O groups.

A specific volume is always presented to a host server by a single I/O group of the system.
The I/O group can be changed.

When a host server performs I/O to one of its volumes, all the I/Os for a specific volume are
directed to one specific I/O group in the system. Under normal conditions, the I/Os for that
specific volume are always processed by the same node within the I/O group. This node is
referred to as the preferred node for this specific volume.

Both nodes of an I/O group act as the preferred node for their own specific subset of the total
number of volumes that the I/O group presents to the host servers. However, both nodes also
act as failover nodes for their respective partner node within the I/O group. Therefore, a node
takes over the I/O workload from its partner node when required.

In an IBM SAN Volume Controller-based environment, the I/O handling for a volume can
switch between the two nodes of the I/O group. Therefore, it is a best practice that servers are
connected to two different fabrics through different FC host bus adapters (HBAs) to use
multipath drivers to give redundancy.

The IBM SAN Volume Controller I/O groups are connected to the SAN so that all application
servers that are accessing volumes from this I/O group can access this group. Up to 512 host
server objects can be per I/O group. The host server objects can access volumes that are
provided by this specific I/O group.

If required, host servers can be mapped to more than one I/O group within the IBM SAN
Volume Controller system. Therefore, they can access volumes from separate I/O groups.
You can move volumes between I/O groups to redistribute the load between the I/O groups.
Modifying the I/O group that services the volume can be done concurrently with I/O
operations if the host supports nondisruptive volume moves.

It also requires a rescan at the host level to ensure that the multipathing driver is notified that
the allocation of the preferred node changed, and the ports (by which the volume is
accessed) changed. This modification can be done in the situation where one pair of nodes
becomes overused.

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1.4.4 System
The system or clustered system consists of 1 - 4 I/O groups. Specific configuration limitations
are then set for the entire system. For example, the maximum number of volumes that is
supported per system is 10,000, or the maximum capacity of MDisks that is supported is
~28 PiB (32 PB) per system.

All configuration, monitoring, and service tasks are performed at the system level.
Configuration settings are replicated to all nodes in the system. To facilitate these tasks, a
management IP address is set for the system.

A process is provided to back up the system configuration data on to storage so that it can be
restored if a disaster occurs. This method does not back up application data. Only the
IBM SAN Volume Controller system configuration information is backed up.

For remote data mirroring, two or more systems must form a partnership before relationships
between mirrored volumes are created.

For more information about the maximum configurations that apply to the system, I/O group,
and nodes, see this IBM Support web page.

1.4.5 MDisks
The SAN Volume Controller system and its I/O groups view the storage that is presented to
them by the back-end storage system as several disks or LUNs, which are known as MDisks.
Because IBM SAN Volume Controller does not attempt to provide recovery from physical disk
failures within the back-end storage system, an MDisk must be provisioned from a RAID
array.

These MDisks are placed into storage pools where they are divided into several extents. The
application servers do not “see” the MDisks at all. Rather, they see logical disks, which are
known as volumes. These disks are presented by the IBM SAN Volume Controller I/O groups
through the SAN or LAN to the servers.

For information about the system limits and restrictions, see this IBM Support web page.

When an MDisk is presented to the IBM SAN Volume Controller, it can be one of the following
statuses:
 Unmanaged MDisk
An MDisk is reported as unmanaged when it is not a member of any storage pool. An
unmanaged MDisk is not associated with any volumes and has no metadata that is stored
on it.
IBM SAN Volume Controller does not write to an MDisk that is in unmanaged mode except
when it attempts to change the mode of the MDisk to one of the other modes. IBM SAN
Volume Controller can see the resource, but the resource is not assigned to a storage
pool.
 Managed MDisk
Managed mode MDisks are always members of a storage pool, and they contribute
extents to the storage pool. Volumes (if not operated in image mode) are created from
these extents. MDisks that are operating in managed mode might have metadata extents
that are allocated from them and can be used as quorum disks. This mode is the most
common and normal mode for an MDisk.

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 Image mode MDisk

Image mode provides a direct block-for-block conversion from the MDisk to the volume by
using virtualization. This mode is provided to satisfy the following major usage scenarios:
– Image mode enables the virtualization of MDisks that contain data that was written
directly and not through IBM SAN Volume Controller. Rather, it was created by a
direct-connected host.
This mode enables a client to insert IBM SAN Volume Controller into the data path of a
storage volume or LUN with minimal downtime. .
Image mode enables a volume that is managed by an IBM SAN Volume Controller to
be used with the native copy services function that is provided by the underlying RAID
controller. To avoid the loss of data integrity when the IBM SAN Volume Controller is
used in this way, it is important that you disable the IBM SAN Volume Controller cache
for the volume.
– The IBM SAN Volume Controller can migrate to image mode, which enables the IBM
SAN Volume Controller to export volumes and access them directly from a host without
the IBM SAN Volume Controller in the path.
Each MDisk that is presented from an external disk controller features an online path
count that is the number of nodes that can access that MDisk. The maximum count is the
maximum number of paths that is detected at any point by the system. The current count
is what the system sees now. A current value that is less than the maximum can indicate
that SAN fabric paths were lost.

Tier
It is likely that the MDisks (LUNs) that are presented to the IBM SAN Volume Controller
system have different characteristics because of the disk or technology type on which they
are placed. The following tier options are available:
 tier0_flash
 tier1_flash
 tier_enterprise
 tier_nearline
 tier_scm

The default value for a newly discovered unmanaged MDisk is enterprise. You can change
this value by running the chmdisk command.

The tier of external MDisks is not detected automatically and is set to enterprise. If the
external MDisk is made up of flash drives or nearline Serial Attached SCSI (SAS) drives and
you want to use IBM Easy Tier, you must specify the tier when adding the MDisk to the
storage pool or run the chmdisk command to modify the tier attribute.

1.4.6 Cache
The primary benefit of storage cache is to improve I/O response time. Reads and writes to a
magnetic disk drive experience seek time and latency time at the drive level, which can result
in 1 ms - 10 ms of response time (for an enterprise-class disk).

Consider the following points:

 The IBM SAN Volume Controller Model SA2 and SV2 features 128 GB of memory with
options for 768 GB of memory in a 2U 19-inch rack mount enclosure.

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 The IBM SAN Volume Controller Model SV3 features 512 GB of memory with options for
1536 GB of memory in a 2U 19-inch rack mount enclosure.

The IBM SAN Volume Controller provides a flexible cache model as described next.

Cache is allocated in 4 kibibyte (KiB) segments. A segment holds part of one track. A track is
the unit of locking and destaging granularity in the cache. The cache virtual track size is
32 KiB (eight segments).

A track might be only partially populated with valid pages. The IBM SAN Volume Controller
combines writes up to a 256 KiB track size if the writes are in the same tracks before
destaging. For example, if 4 KiB is written into a track, another 4 KiB is written to another
location in the same track.

Therefore, the blocks that are written from the IBM SAN Volume Controller to the disk
subsystem can be any size of 512 bytes - 256 KiB. The large cache and advanced cache
management algorithms enable it to improve the performance of many types of underlying
disk technologies.

The IBM SAN Volume Controller capability to manage in the background the destaging
operations that are incurred by writes (in addition to still supporting full data integrity) assists
with the IBM SAN Volume Controller capability in achieving good performance.

The cache is separated into two layers: upper cache and lower cache. Figure 1-8 shows the
separation of the upper and lower cache.

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Figure 1-8 Separation of upper and lower cache

The upper cache delivers the following functions, which enable the IBM SAN Volume
Controller to streamline data write performance:
 Fast write response times to the host by being as high up in the I/O stack as possible
 Partitioning

The lower cache delivers the following functions:

 Ensures that the write cache between two nodes is in sync.
 Caches partitioning to ensure that a slow backend cannot use the entire cache.
 Uses a destaging algorithm that adapts to the amount of data and the back-end
performance.
 Provides read caching and prefetching.

Combined, the two levels of cache also deliver the following functions:
 Pins data when the LUN goes offline.
 Provides:
– Enhanced statistics for IBM Storage Control and IBM Storage Insights
– Trace for debugging
 Reports medium errors.

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 Resynchronizes cache correctly and provides the atomic write function.

 Ensures that other partitions continue operation when one partition becomes 100% full of
pinned data.
 Integrates with T3 recovery procedures.
 Supports:
– Fast-write (two-way and one-way), flush-through, and write-through
– Two-way operation
– None, read-only, and read/write as user-exposed caching policies
– Flush-when-idle
– Expanding cache as more memory becomes available to the platform
– Credit throttling to avoid I/O skew and offer fairness/balanced I/O between the two
nodes of the I/O group
 Enables switching the preferred node without needing to move volumes between I/O
groups.

Depending on the size, age, and technology level of the disk storage system, the total
available cache in the IBM SAN Volume Controller nodes can be larger, smaller, or about the
same as the cache that is associated with the disk storage.

Because hits to the cache can occur in the IBM SAN Volume Controller or the back-end
storage system level of the overall system, the system as a whole can take advantage of the
larger amount of cache wherever the cache is available.

In addition, regardless of their relative capacities, both levels of cache tend to play an
important role in enabling sequentially organized data to flow smoothly through the system.
The IBM SAN Volume Controller cannot increase the throughput potential of the underlying
disks in all cases because this increase depends on the underlying storage technology and
the degree to which the workload exhibits hotspots or sensitivity to cache size or cache
algorithms.

However, the write cache is still assigned to a maximum of 12 GB and compression cache to
a maximum of 34 GB. The remaining installed cache is used as read cache (including
allocation for features, such as IBM FlashCopy, GM, or MM). Data reduction pools share
memory with the main I/O process.

1.4.7 Quorum disk

A quorum disk is an MDisk or a managed drive that contains a reserved area that is used
exclusively for system management. A system automatically assigns quorum disk candidates.
Quorum disks are used when a problem exists in the SAN fabric or when nodes are shut
down, which leaves half of the nodes remaining in the system. This type of problem causes a
loss of communication between the nodes that remain in the system and the nodes that do
not remain.

The nodes are split into groups where the remaining nodes in each group can communicate
with each other, but not with the other group of nodes that were formerly part of the system. In
this situation, some nodes must stop operating and processing I/O requests from hosts to
preserve data integrity while maintaining data access. If a group contains less than half the
nodes that were active in the system, the nodes in that group stop operating and processing
I/O requests from hosts.

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It is possible for a system to split into two groups with each group containing half the original
number of nodes in the system. A quorum disk determines which group of nodes stops
operating and processing I/O requests. In this tiebreaker situation, the first group of nodes
that accesses the quorum disk is marked as the owner of the quorum disk. As a result, all of
the nodes that belong to the owner group continue to operate as the system and handle all
I/O requests.

If the other group of nodes cannot access the quorum disk or discover that the quorum disk is
owned by another group of nodes, it stops operating as the system and does not handle I/O
requests. A system can have only one active quorum disk that is used for a tiebreaker
situation. However, the system uses three quorum disks to record a backup of the system
configuration data that is used if a disaster occurs. The system automatically selects one
active quorum disk from these three disks.

The other quorum disk candidates provide redundancy if the active quorum disk fails before a
system is partitioned. To avoid the possibility of losing all of the quorum disk candidates with a
single failure, assign quorum disk candidates on multiple storage systems.

Quorum disk requirements: To be considered eligible as a quorum disk, a LUN must

meet the following criteria:
 It is presented by a storage system that supports IBM SAN Volume Controller quorum
disks.
 It is manually enabled as a quorum disk candidate by running the chcontroller
-allowquorum yes command.
 It is in managed mode (no image mode).
 It includes sufficient free extents to hold the system state information and the stored
configuration metadata.
 It is visible to all of the nodes in the system.

If possible, the IBM SAN Volume Controller places the quorum candidates on separate
storage systems. However, after the quorum disk is selected, no attempt is made to ensure
that the other quorum candidates are presented through separate storage systems.

Quorum disk placement verification and adjustment to separate storage systems (if
possible) reduce the dependency from a single storage system, and can increase the
quorum disk availability.

You can list the quorum disk candidates and the active quorum disk in a system by running
the lsquorum command.

When the set of quorum disk candidates is chosen, it is fixed. However, a new quorum disk
candidate can be chosen in one of the following conditions:
 When the administrator requests that a specific MDisk becomes a quorum disk by running
the chquorum command.
 When an MDisk that is a quorum disk is deleted from a storage pool.
 When an MDisk that is a quorum disk changes to image mode.

An offline MDisk is not replaced as a quorum disk candidate.

For DR purposes, a system must be regarded as a single entity so that the system and the
quorum disk can be collocated.

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Special considerations are required for the placement of the active quorum disk for a
stretched, split cluster or split I/O group configurations. For more information, see this IBM
Documentation web page.

Important: Running an IBM SAN Volume Controller system without a quorum disk can
seriously affect your operation. A lack of available quorum disks for storing metadata
prevents any migration operation.

Mirrored volumes can be taken offline if no quorum disk is available. This behavior occurs
because the synchronization status for mirrored volumes is recorded on the quorum disk.

During the normal operation of the system, the nodes communicate with each other. If a node
is idle for a few seconds, a heartbeat signal is sent to ensure connectivity with the system. If a
node fails for any reason, the workload that is intended for the node is taken over by another
node until the failed node is restarted and readmitted into the system (which happens
automatically).

If the Licensed Internal Code on a node becomes corrupted, which results in a failure, the
workload is transferred to another node. The code on the failed node is repaired, and the
node is readmitted into the system (which is an automatic process).

IP quorum configuration
In a stretched configuration or IBM HyperSwap configuration, you must use a third,
independent site to house quorum devices. To use a quorum disk as the quorum device, this
third site must use FC or IP connectivity together with an external storage system. In a local
environment, no extra hardware or networking, such as FC or SAS-attached storage, is
required beyond what is normally always provisioned within a system.

To use an IP-based quorum application as the quorum device for the third site, no FC
connectivity is used. Java applications are run on hosts at the third site. However, strict
requirements on the IP network and some disadvantages with the use of IP quorum
applications exist.

Unlike quorum disks, all IP quorum applications must be reconfigured and redeployed to
hosts when certain aspects of the system configuration change. These aspects include
adding or removing a node from the system, or when node service IP addresses are
changed.

For stable quorum resolutions, an IP network must provide the following requirements:
 Connectivity from the hosts to the service IP addresses of all nodes. If IP quorum is
configured incorrectly, the network must also deal with the possible security implications of
exposing the service IP addresses because this connectivity also can be used to access
the service GUI.
 Port 1260 is used by IP quorum applications to communicate from the hosts to all nodes.
 The maximum round-trip delay must not exceed 80 ms, which means 40 ms each
direction.
 A minimum bandwidth of 2 MBps for node-to-quorum traffic.

Even with IP quorum applications at the third site, quorum disks at site one and site two are
required because they are used to store metadata. To provide quorum resolution, run the
mkquorumapp command or use the GUI in Settings → Systems → IP Quorum to generate a
Java application that is then copied to and run on a host at a third site. A maximum of five
applications can be deployed.

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1.4.8 Storage pool

A storage pool is a collection of MDisks that provides the pool of storage from which volumes
are provisioned. A single system can manage up to 1024 storage pools. The size of these
pools can be changed (expanded or shrunk) at run time by adding or removing MDisks
without taking the storage pool or the volumes offline.

At any point, an MDisk can be a member in one storage pool only, except for image mode
volumes.

Figure 1-9 shows the relationships of the IBM SAN Volume Controller entities to each other.

Figure 1-9 Overview of an IBM SAN Volume Controller clustered system with an I/O group

Each MDisk capacity in the storage pool is divided into several extents. The size of the extent
is selected by the administrator when the storage pool is created and cannot be changed
later. The size of the extent is 16 MiB - 8192 MiB.

It is a best practice to use the same extent size for all storage pools in a system. This
approach is a prerequisite for supporting volume migration between two storage pools. If the
storage pool extent sizes are not the same, you must use volume mirroring to copy volumes
between pools.

The IBM SAN Volume Controller limits the number of extents in a system to 222 =~4 million.
Because the number of addressable extents is limited, the total capacity of an IBM SAN
Volume Controller system depends on the extent size that is chosen by the IBM SAN Volume
Controller administrator.

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1.4.9 Volumes
Volumes are logical disks that are presented to the host or application servers by the IBM
SAN Volume Controller.

The following types of volumes are available in terms of extents management:

 Striped
A striped volume is allocated one extent in turn from each MDisk in the storage pool. This
process continues until the space that is required for the volume is satisfied.
It is also possible to supply a list of MDisks to use.
Figure 1-10 shows how a striped volume is allocated (assuming that 10 extents are
required).

Figure 1-10 Striped volume

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 Sequential
A sequential volume is where the extents are allocated sequentially from one MDisk to the
next MDisk (see Figure 1-11).

Figure 1-11 Sequential volume

 Image mode
Image mode volumes (see Figure 1-12) are special volumes that have a direct relationship
with one MDisk. The most common use case of image volumes is a data migration from
your old (typically nonvirtualized) storage to the IBM SAN Volume Controller based
virtualized infrastructure.

Figure 1-12 Image mode volume

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When the image mode volume is created, a direct mapping is made between extents that are
on the MDisk and the extents that are on the volume. The LBA x on the MDisk is the same as
the LBA x on the volume, which ensures that the data on the MDisk is preserved as it is
brought into the clustered system.

Because some virtualization functions are not available for image mode volumes, it is useful
to migrate the volume into a new storage pool. After the migration completion, the MDisk
becomes a managed MDisk.

If you add an MDisk that contains any historical data to a storage pool, all data on the MDisk
is lost. Ensure that you create image mode volumes from MDisks that contain data before
adding MDisks to the storage pools.

1.4.10 Easy Tier

Easy Tier is a performance function that automatically migrates extents off a volume to or
from one MDisk storage tier to another MDisk storage tier.

Easy Tier monitors the host I/O activity and latency on the extents of all volumes with the
Easy Tier function that is turned on in a multitier storage pool over a 24-hour period. Then, it
creates an extent migration plan that is based on this activity, and then, dynamically moves
high-activity or hot extents to a higher disk tier within the storage pool. It also moves extents
whose activity dropped off or cooled down from the high-tier MDisks back to a lower-tiered
MDisk.

Easy Tier supports the new SCM drives with a new tier that is called tier_scm.

Turning on or off Easy Tier: The Easy Tier function can be turned on or off at the storage
pool level and the volume level.

The automatic load-balancing function is enabled by default on each volume and cannot be
turned off by using the GUI. This load-balancing feature is not considered an Easy Tier
function, although it uses the same principles.

The management GUI supports monitoring Easy Tier data movement in graphical reports.
The data in these reports helps you understand how Easy Tier manages data between the
different tiers of storage, how tiers within pools are used, and the workloads among the
different tiers. Charts for data movement, tier composition, and workload skew comparison
can be downloaded as comma-separated value (CSV) files.

You can also offload the statistics file from the IBM SAN Volume Controller nodes and by
using the IBM Storage Tier Advisor Tool (STAT) to create a summary report. The STAT can be
downloaded for no initial cost from this web page.

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1.4.11 Hosts
A host is a logical object that represents a list of worldwide port names (WWPNs), NVMe
qualified names (NQNs), or iSCSI or iSER names that identify the interfaces that the host
system uses to communicate with the IBM SAN Volume Controller. Fibre Channel
connections use WWPNs to identify host interfaces to the system. iSCSI or iSER names can
be iSCSI qualified names (IQNs) or extended unique identifiers (EUIs). NQNs are used to
identify hosts that use FC-NVMe connections.

Volumes can be mapped to a host to enable access to a set of volumes.

Node failover can be handled without having a multipath driver that is installed on the iSCSI
server. An iSCSI-attached server can reconnect after a node failover to the original target IP
address, which is now presented by the partner node. To protect the server against link
failures in the network or HBA failures, a multipath driver must be used.

N_Port ID Virtualization (NPIV) is a method for virtualizing a physical Fibre Channel port that
is used for host I/O. When NPIV is enabled, the partner node takes over the WWPN of the
failing node. This takeover allows for rapid recovery of in-flight I/O when a node fails. In
addition, path failures that occur because an offline node is masked from host multipathing.

Host cluster
A host cluster is a group of logical host objects that can be managed together. For example,
you can create a volume mapping that is shared by every host in the host cluster. Host
objects that represent hosts can be grouped in a host cluster and share access to volumes.
New volumes can also be mapped to a host cluster, which simultaneously maps that volume
to all hosts that are defined in the host cluster.

1.4.12 Array
An array is an ordered configuration, or group, of physical devices (drives) that is used to
define logical volumes or devices. An array is a type of MDisk that is made up of disk drives
(these drives are members of the array). A Redundant Array of Independent Disks (RAID) is a
method of configuring member drives to create high availability (HA) and high-performance
systems. The system supports nondistributed and distributed array configurations.

In nondistributed arrays, entire drives are defined as “hot-spare” drives. Hot-spare drives are
idle and do not process I/O for the system until a drive failure occurs. When a member drive
fails, the system automatically replaces the failed drive with a hot-spare drive. The system
then resynchronizes the array to restore its redundancy.

However, all member drives within a distributed array have a rebuild area that is reserved for
drive failures. All the drives in an array can process I/O data and provide faster rebuild times
when a drive fails. The RAID level provides different degrees of redundancy and performance;
it also determines the number of members in the array.

1.4.13 Encryption
The IBM SAN Volume Controller provides optional encryption of data at rest, which protects
against the potential exposure of sensitive user data and user metadata that is stored on
discarded, lost, or stolen storage devices. Encryption of system data and system metadata is
not required; therefore, system data and metadata are not encrypted.

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Planning for encryption involves purchasing a licensed function and then activating and
enabling the function on the system.

To encrypt data that is stored on drives, the nodes that are capable of encryption must be
licensed and configured to use encryption. When encryption is activated and enabled on the
system, valid encryption keys must be present on the system when the system unlocks the
drives or the user generates a new key.

Encryption keys can be managed by an external key management system. Supported

products are:
 IBM Security® Guardium® Key Lifecycle Manager (formally IBM Security Key Lifecycle
Manager),
 Thales CipherTrust Manager
 Gemalto KeySecure key servers

They can also be stored on USB flash drives that are attached to a minimum of one of the
nodes. Since Version 8.1, IBM Storage Virtualize provides a combination of external and USB
key repositories.

IBM Security Guardium Key Lifecycle Manager is an IBM solution that provides the
infrastructure and processes to locally create, distribute, backup, and manage the lifecycle of
encryption keys and certificates. Before activating and enabling encryption, you must
determine the method of accessing key information during times when the system requires an
encryption key to be present.

When Security Key Lifecycle Manager is used as a key manager for the IBM SAN Volume
Controller encryption, you can encounter a deadlock situation if the key servers are running
on encrypted storage that is provided by the IBM SAN Volume Controller. To avoid a deadlock
situation, ensure that the IBM SAN Volume Controller can communicate with an encryption
server to get the unlock key after a power-on or restart scenario. Up to four Security Key
Lifecycle Manager servers are supported.

Although both Thales CipherTrust Manager and Gemalto KeySecure key servers support the
same type of configurations, you need to ensure that you complete the prerequisites on these
key servers before you can enable encryption on the system

Data encryption is protected by the Advanced Encryption Standard (AES) algorithm that uses
a 256-bit symmetric encryption key in XTS mode, as defined in the Institute of Electrical and
Electronics Engineers (IEEE) 1619-2007 standard as XTS-AES-256.1 That data encryption
key is protected by a 256-bit AES key wrap when it is stored in nonvolatile form.

Another data security enhancement, which is delivered with the Storage Virtualize 8.4.2 code
and above, is the new Safeguarded Copy function that can provide protected read-only air
gap copies of volumes. This enhancement gives the customer effective data protection
against cyber attacks.

For more information, see IBM FlashSystem Safeguarded Copy Implementation Guide,
REDP-5654.

1 https://ieeexplore.ieee.org/document/4493450

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1.4.14 iSCSI and iSCSI Extensions over RDMA

iSCSI is an alternative means of attaching hosts and external storage controllers to the IBM
SAN Volume Controller.

The iSCSI function is a software function that is provided by the IBM Storage Virtualize
software, not hardware. In Version 7.7, IBM introduced software capabilities to enable the
underlying virtualized storage to attach to IBM SAN Volume Controller by using the iSCSI
protocol.

The iSCSI protocol enables the transportation of SCSI commands and data over an IP
network (TCP/IP), which is based on IP routers and Ethernet switches. iSCSI is a block-level
protocol that encapsulates SCSI commands. Therefore, it uses an IP network rather than FC
infrastructure.

The major functions of iSCSI include encapsulation and the reliable delivery of CDB
transactions between initiators and targets through the IP network, especially over a
potentially unreliable IP network.

Every iSCSI node in the network must have the following iSCSI components:
 An iSCSI name is a location-independent, permanent identifier for an iSCSI node. An
iSCSI node has one iSCSI name, which stays constant for the life of the node. The terms
initiator name and target name also refer to an iSCSI name.
 An iSCSI address specifies the iSCSI name of an iSCSI node and a location of that node.
The address consists of a hostname or IP address, a TCP port number (for the target),
and the iSCSI name of the node. An iSCSI node can have any number of addresses,
which can change at any time, particularly if they are assigned by way of Dynamic Host
Configuration Protocol (DHCP). An IBM SAN Volume Controller node represents an iSCSI
node and provides statically allocated IP addresses.

IBM SAN Volume Controller models SV3, SV2, and SA2 support 25 Gbps Ethernet adapters
that provide iSCSI and iSCSI Extensions over RDMA (iSER) connections. The IBM SAN
Volume Controller models SV3 also supports 100 Gbps Ethernet adapters.

iSER is a network protocol that extends the iSCSI protocol to use RDMA. You can implement
RDMA-based connections that use Ethernet networking structures and connections without
upgrading hardware. As of this writing, the system supports RDMA-based connections with
RDMA over Converged Ethernet (RoCE) or Internet-Wide Area RDMA Protocol (iWARP).

For host attachment, these 25 Gbps adapters support iSCSI and RDMA-based connections;
however, for external storage systems, only iSCSI connections are supported through these
adapters. When the 25 Gbps adapter is installed on nodes in the system, RDMA technology
can be used for node-to-node communications.

Note: The 100 Gbps adapter on the IBM SAN Volume Controller models SV3 supports
iSCSI. However, the performance is limited 25 Gbps per port.

1.4.15 Data reduction pools

Data reduction pools (DRPs) represent a significant enhancement to the storage pool
concept. The reason is that the virtualization layer is primarily a simple layer that runs the task
of lookups between virtual and physical extents.

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DRPs are a new type of storage pool that implements various techniques, such as
thin-provisioning, compression, and deduplication, to reduce the amount of physical capacity
that is required to store data. Savings in storage capacity requirements translate into the
reduction of the cost of storing the data.

By using DRPs, you can automatically de-allocate and reclaim the capacity of
thin-provisioned volumes that contain deleted data and enable this reclaimed capacity to be
reused by other volumes. Data reduction provides more capacity from compressed volumes
because of the implementation of the new log-structured array.

Deduplication
Data deduplication is one of the methods of reducing storage needs by eliminating redundant
copies of data. Data reduction is a way to decrease the storage disk infrastructure that is
required, optimize the usage of storage disks, and improve data recovery infrastructure
efficiency.

Existing data or new data is standardized into chunks that are examined for redundancy. If
data duplicates are detected, pointers are shifted to reference a single copy of the chunk, and
the duplicate data sets are then released.

To estimate potential capacity savings that data reduction can provide on the system, use the
Data Reduction Estimation Tool (DRET). This tool scans target workloads on all attached
storage arrays, consolidates these results, and generates an estimate of potential data
reduction savings for the entire system.

The DRET is available for download at this IBM Support web page.

1.4.16 IP replication
IP replication was introduced in Version 7.2. It enables data replication between
IBM Storage Virtualize family members. IP replication uses the IP-based ports of the cluster
nodes.

The IP replication function is transparent to servers and applications in the same way as
traditional FC-based mirroring. All remote mirroring modes (MM, GM, and GMCV and the
new policy-based replication) are supported.

The configuration of the system is straightforward. IBM Storage Virtualize family systems
normally “find” each other in the network and can be selected from the GUI.

IP replication includes Bridgeworks SANSlide network optimization technology, and it is

available at no additional charge. Remote mirror is a chargeable option, but the price does not
change with IP replication. Existing remote mirror users can access the function at no extra
charge.

IP connections that are used for replication can have long latency (the time to transmit a
signal from one end to the other), which can be caused by distance or by many “hops”
between switches and other appliances in the network. Traditional replication solutions
transmit data, wait for a response, and then transmit more data, which can result in network
utilization as low as 20% (based on IBM measurements). In addition, this scenario worsens
the longer the latency.

Bridgeworks SANSlide technology, which is integrated with the IBM Storage Virtualize family,
requires no separate appliances and incurs no extra cost and configuration steps. It uses
artificial intelligence (AI) technology to transmit multiple data streams in parallel, adjusting
automatically to changing network environments and workloads.

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SANSlide improves network bandwidth usage up to 3x. Therefore, customers can deploy a
less costly network infrastructure, or take advantage of faster data transfer to speed
replication cycles, improve remote data currency, and enjoy faster recovery.

1.4.17 IBM Storage Virtualize copy services

IBM Storage Virtualize supports the following copy services functions:
 Remote copy (synchronous or asynchronous)
 Policy-based-replication
 FlashCopy (PiT copy) and Transparent Cloud Tiering (TCT)
 HyperSwap

Copy services functions are implemented within a single IBM SAN Volume Controller, or
between multiple members of the IBM Storage Virtualize family.

The copy services layer sits above and operates independently of the function or
characteristics of the underlying disk subsystems that are used to provide storage resources
to an IBM SAN Volume Controller.

1.4.18 Synchronous or asynchronous remote copy

The general application of remote copy seeks to maintain two copies of data. Often, the two
copies are separated by distance, but not always. The remote copy can be maintained in
synchronous or asynchronous modes. IBM Storage Virtualize, Metro Mirror, and Global Mirror
are the IBM-branded terms for the functions that are synchronous remote copy and
asynchronous remote copy.

Synchronous remote copy ensures that updates are committed at the primary and secondary
volumes before the application considers the updates complete. Therefore, the secondary
volume is fully dated if it is needed in a failover. However, the application is fully exposed to
the latency and bandwidth limitations of the communication link to the secondary volume. In a
truly remote situation, this extra latency can have a significant adverse effect on application
performance.

Special configuration guidelines exist for SAN fabrics and IP networks that are used for data
replication. Consider the distance and available bandwidth of the intersite links.

A function of Global Mirror for low bandwidth was introduced in IBM Storage Virtualize 6.3. It
uses change volumes that are associated with the primary and secondary volumes. These
points in time copies are used to record changes to the remote copy volume, the FlashCopy
map that exists between the secondary volume and the change volume, and between the
primary volume and the change volume. This function is called Global Mirror with change
volumes (cycling mode).

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Figure 1-13 shows an example of this function where you can see the relationship between
volumes and change volumes.

Figure 1-13 Global Mirror with change volumes

In asynchronous remote copy, the application acknowledges that the write is complete before
the write is committed at the secondary volume. Therefore, on a failover, specific updates
(data) might be missing at the secondary volume.

The application must have an external mechanism for recovering the missing updates, if
possible. This mechanism can involve user intervention. Recovery on the secondary site
involves starting the application on this recent backup, and then rolling forward or backward to
the most recent commit point.

1.4.19 Policy-based replication

Policy-based replication (PBR) is a new feature that provides simplified configuration and
management of asynchronous replication between two systems.

Policy-based replication uses volume groups to automatically deploy and manage replication.
This feature significantly simplifies configuring, managing, and monitoring replication between
two systems. Policy-based replication simplifies asynchronous replication with the following
key advantages:
 Uses volume groups instead of consistency groups. With volume groups, all volumes
are replicated based on the assigned policy.
 Simplifies administration by removing the need to manage relationships and change
volumes.
 Automatically manages provisioning on the remote system.
 Supports easier visualization of replication during a site failover.
 Automatically notifies you when the recovery point objective (RPO) is exceeded.
 Easy-to-understand status and alerts on the overall health of replication.

Policy-based replication is supported in version 8.5.2 or later on the following products:

 IBM SAN Volume Controller
 IBM Storage FlashSystem 9500
 IBM Storage FlashSystem 9200
 IBM Storage FlashSystem 9100
 IBM Storage FlashSystem 7300

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 IBM Storage FlashSystem 7200

 IBM Storage FlashSystem 5200
• Requires a minimum of 128 GiB memory in each node canister
 IBM Storage Virtualize for Public Cloud

To learn more about concepts and objects that are related to PBR, see the Policy-based
replication section in the IBM Documentation pages.

Also, there is an IBM Redpaper about policy-based replication and its implementation here -
IBM Redp5704.

1.4.20 FlashCopy and Transparent Cloud Tiering

FlashCopy and TCT are used to make a copy of a source volume on a target volume. After
the copy operation starts, the original content of the target volume is lost, and the target
volume has the contents of the source volume as they existed at a single point in time.
Although the copy operation takes time, the resulting data at the target appears as though the
copy was made instantaneously.

FlashCopy
FlashCopy is sometimes described as an instance of a time-zero (T0) copy or a point-in-time
copy technology.

FlashCopy can be performed on multiple source and target volumes. FlashCopy enables
management operations to be coordinated so that a common single PiT is chosen for copying
target volumes from their respective source volumes.

With IBM Storage Virtualize, multiple target volumes can undergo FlashCopy from the same
source volume. This capability can be used to create images from separate PiTs for the
source volume, and to create multiple images from a source volume at a common PiT.

Reverse FlashCopy enables target volumes to become restore points for the source volume
without breaking the FlashCopy relationship, and without waiting for the original copy
operation to complete. IBM Storage Virtualize supports multiple targets and multiple rollback
points.

Most customers aim to integrate the FlashCopy feature for PiT copies and quick recovery of
their applications and databases. An IBM solution for this goal is provided by IBM Storage
Protect and IBM Copy Data Management. For more information, see this IBM Storage web
page.

Transparent Cloud Tiering

IBM Storage Virtualize TCT is an alternative solution for data protection, backup, and restores
that interfaces to Cloud Services Providers (CSPs), such as IBM Cloud®. The TCT function
helps organizations to reduce costs that are related to power and cooling when offsite data
protection is required to send sensitive data out of the main site.

TCT uses IBM FlashCopy techniques that provide full and incremental snapshots of several
volumes. Snapshots are encrypted and compressed before being uploaded to the cloud.
Reverse operations are also supported within that function. When a set of data is transferred
out to cloud, the volume snapshot is stored as object storage.

IBM Cloud Object Storage uses an innovative approach and a cost-effective solution to store
a large amount of unstructured data. It also delivers mechanisms to provide security services,
HA, and reliability.

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The management GUI provides an easy- to-use initial setup, advanced security settings, and
audit logs that record all backup and restore to cloud.

For more information about IBM Cloud Object Storage, see this IBM Cloud web page.

1.4.21 IBM HyperSwap

The IBM HyperSwap function is an HA feature that provides dual-site access to a volume.
When you configure a system with IBM HyperSwap topology, the system configuration is split
between two sites for data recovery, migration, or HA use cases.

When an HyperSwap topology is configured, each node, external storage system, and host in
the system configuration must be assigned to one of the sites in the topology. Both nodes of
an I/O group must be at the same site. This site must be the same site as the external storage
systems that provide the managed disks to that I/O group.

When managed disks are added to storage pools, their site attributes must match. This
requirement ensures that each copy in a HyperSwap volume is fully independent and is at a
distinct site.

When the system is configured between two sites, HyperSwap volumes have a copy at one
site and a copy at another site. Data that is written to the volume is automatically sent to both
copies. If one site is no longer available, the other site can provide access to the volume. If
ownership groups are used to manage access to HyperSwap volumes, both volume copies
and users who access them must be assigned to the same ownership group.

A 2-site HyperSwap configuration can be extended to a third site for DR that uses the IBM
Storage Virtualize 3-Site Orchestrator. For more information, see IBM Storage Virtualize
3-Site Replication, SG24-8504.

1.5 IBM SAN Volume Controller models

The following IBM SAN Volume Controller models are supported at the IBM Storage
Virtualize V8.6 code level:
 SV3
 SV2
 SA2

1.5.1 IBM SAN Volume Controller SV3

Figure 1-14 shows the front view of the IBM SAN Volume Controller SV3.

Figure 1-14 IBM SAN Volume Controller SV3 front view

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Figure 1-15 shows the rear view of the IBM SAN Volume Controller SV3.

Figure 1-15 IBM SAN Volume Controller SV3 rear view

Figure 1-16 shows the internal hardware components of an IBM SAN Volume Controller SV3
node canister. To the left is the front of the canister where fan modules are located, followed
by two Ice Lake CPUs and Dual Inline Memory Module (DIMM) slots. The battery backup
units and the PCIe adapter cages are shown on the right side. Each of these adapters cages
holds two PCIe adapter cards, except for cage number 2, which is dedicated to the
compression card.

Figure 1-16 IBM SAN Volume Controller SV3 internal hardware components

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Figure 1-17 shows the internal architecture of the IBM SAN Volume Controller SV3 model.
You can see that the PCIe switch is still present, but has no outbound connections because
these models do not support any internal drives. The PCIe switch is used for internal
functions and monitoring purposes within the IBM SAN Volume Controller enclosure.

Figure 1-17 IBM SAN Volume Controller SV3 internal architecture

1.5.2 IBM SAN Volume Controller SV2 and SA2

Figure 1-18 shows the front view of the IBM SAN Volume Controller SV2 and SA2.

Figure 1-18 IBM SAN Volume Controller SV2 and SA2 front view

Figure 1-19 shows the rear view of the IBM SAN Volume Controller SV2 / SA2.

Figure 1-19 IBM SAN Volume Controller SV2 and SA2 rear view

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Figure 1-20 shows the internal hardware components of an IBM SAN Volume Controller SV2
and SA2 node canister. To the left is the front of the canister where fan modules and battery
backup are located, followed by two Cascade Lake CPUs and Dual Inline Memory Module
(DIMM) slots, and PCIe risers for adapters on the right.

Figure 1-20 Internal hardware components

Figure 1-21 shows the internal architecture of the IBM SAN Volume Controller SV2 and SA2
models. You can see that the PCIe switch is still present, but has no outbound connections
because these models do not support any internal drives. The PCIe switch is used for internal
monitoring purposes within the IBM SAN Volume Controller enclosure.

Figure 1-21 IBM SAN Volume Controller SV2 and SA2 internal architecture

Note: IBM SAN Volume Controller SV3, SV2 and SA2 do not support any type of expan-
sion enclosures.

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1.5.3 IBM SAN Volume Controller model comparisons

All of the IBM SAN Volume Controller models are delivered in a 2U 19-inch rack-mounted
enclosure. At the time of this writing, three models of the IBM SAN Volume Controller are
available, as listed in Table 1-2.

More information: For the most up-to-date information about features, benefits, and
specifications of the IBM SAN Volume Controller models, see this web page.

The information in this book is valid at the time of this writing and covers IBM Storage
Virtualize V8.6. However, as IBM SAN Volume Controller matures, expect to see new
features and enhanced specifications.

Table 1-2 IBM SAN Volume Controller base models

Feature Models

2145/2147-SV2 2145/2147-SA2 2145/2147-SV3

Processor Two Intel Cascade Lake Two Intel Cascade Two Intel Ice Lake 4189
5218 Series, 16-cores, Lake 4208 Series, Series, 24-cores, and
and 2.30 GHz (Gold) 8-cores, and 2.10 GHz 2.4 GHz (Gold)
(Silver)

Base cache 128 GB 128 GB 512 GB

memory

I/O ports and man- Four 10 Gb Ethernet Four 10 Gb Ethernet Two 1 Gb Ethernet
agement ports for 10 Gb iSCSI ports for 10 Gb iSCSI ports for system
connectivity and connectivity and management only
system management system management (non-iSCSI ports)

Technician port Single 1 Gb Ethernet Single 1 Gb Ethernet Single 1 Gb Ethernet

Maximum host inter- 3 3 6

face adapters slots

USB ports 2 2 1

SAS chain N/A N/A N/A

Max number of N/A N/A N/A

dense drawers per
SAS chain

Integrated battery 1 1 2
units

Power supplies and 2 2 2

cooling units

The following optional features are available for IBM SAN Volume Controller SV2 and SA2:
 A 768 GB cache upgrade
 A 4-port 16 Gb FC/FC over NVMe adapter for 16 Gb FC connectivity
 A 4-port 32 Gb FC/FC over NVMe adapter for 32 Gb FC connectivity
 A 2-port 25 Gb iSCSI/iSER/RDMA over Converged Ethernet (RoCE)
 A 2-port 25 Gb iSCSI/iSER/internet Wide-area RDMA Protocol (iWARP)

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The SV2 and SA2 systems have dual CPU sockets and three adapter slots along with four
10-GbE RJ45 ports on board.

Note: IBM SAN Volume Controller models SA2 and SV2 do not support FCoE.

The following optional features are available for IBM SAN Volume Controller SV3:
 A 1536 GB cache upgrade
 A 4-port 32 Gb FC/FC over NVMe adapter for 32 Gb FC connectivity
 A 2-port 25 Gb iSCSI/iSER/RDMA over Converged Ethernet (RoCE)
 A 2-port 25 Gb iSCSI/iSER/internet Wide-area RDMA Protocol (iWARP)
 A 2-port 100 Gb NVMe/iSCSI//RDMA over Converged Ethernet (RoCE)

Note: The 25 and 100 Gb adapters are NVMe capable; however, to support NVMe, a
software dependency exists (at the time of this writing). Therefore, NVMe/NVMeoF is not
supported on these cards.

All Ethernet cards can be used with the iSCSI protocol. 25 Gb iWARP Ethernet cards can
also be used for clustering. 25 Gb and 100 Gb RoCE Ethernet cards can be used for NVMe
RDMA.

The comparison of current and previous models of IBM SAN Volume Controller is shown in
Table 1-3. Expansion enclosures are not included in the list.

Table 1-3 Historical overview of IBM SAN Volume Controller models

Model Cache (GB) FC (Gbps) iSCSI (Gbps) Hardware base Announced

2145-SV2 128 - 768 16 and 32 25, 50, and 100 Intel Xeon Cascade Lake 06 March 2020

2147-SV2 128 - 768 16 and 32 25, 50, and 100 Intel Xeon Cascade Lake 06 March 2020

2145-SA2 128 - 768 16 and 32 25, 50, and 100 Intel Xeon Cascade Lake 06 March 2020

2147-SA2 128 - 768 16 and 32 25, 50, and 100 Intel Xeon Cascade Lake 06 March 2020

2145-SV3 512 - 1536 32 25 and 100 by way Intel Xeon Ice Lake 08 March 2022
of PCIe adapters
only

2147-SV3 512 - 1536 32 25 and 100 by way Intel Xeon Ice Lake 08 March 2022
of PCIe adapters
only

Note: IBM SAN Volume Controller SV3, SV2, and SA2 do not support any type of SAS
expansion enclosures.

1.6 IBM FlashSystem family

The IBM FlashSystem family, running IBM Storage Virtualize software, was simplified with
innovations and enterprise-class features for deployments of all sizes, from entry to
mid-range to high-end. A one-platform system allows for ease-of-use to manage seamlessly
and securely data across your entire IT infrastructure.

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IBM FlashSystem 5015, IBM FlashSystem 5035, IBM FlashSystem 5045 and IBM
FlashSystem 5200 deliver entry enterprise solutions. IBM FlashSystem 7200 and 7300
provides a midrange enterprise solution. IBM FlashSystem 9200 and 9500 plus the
rack-based IBM FlashSystem 9200R and 9500R provide four high-end enterprise solutions.

Although all the IBM FlashSystem family systems are running the same IBM Storage
Virtualize software, the feature set that is available with each of the models is different.

Figure 1-22 shows the IBM FlashSystem family.

Figure 1-22 IBM FlashSystem family

Note: The IBM FlashSystem 9100 Models AF7, AF8, UF7, and UF8 plus IBM
FlashSystem 7200 Model 824 and U7C are no longer sold by IBM, but are included here
for completeness because they support IBM Storage Virtualize V8.6 software.

For more information about the complete IBM FlashSystem family, see IBM FlashSystem
Family Data Sheet

1.6.1 Storage Expert Care

IBM recently expanded the new service offering that is called Storage Expert Care, which
allows flexible levels and duration of support contracts to supplement specific machine types
and models in the IBM FlashSystems family.

IBM Storage Expert Care is designed to simplify and standardize the support approach on
the IBM FlashSystem portfolio to keep customer’s systems operating at peak performance.

The Storage Expert Care offering was originally released with the IBM FlashSystem 5200 and
now also covers the IBM FlashSystems 7200, 7300, 9200/R, and 9500/R.

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Customers can now choose their preferred level of support from up to three tiers
(product-dependent), each priced as a simple percentage of the hardware sales price. This
feature allows for easy, straightforward quoting from a single system.

These three tiers allow customers to select the best level of required service to support their
environment, ranging from base level service, through to premium-enhanced service. This
Storage Expert Care offering is designed to improve product resiliency and reliability and
reduce the operational costs that are associated with managing and maintaining increasingly
complex and integrated IT environments.

The following tier selection and features are available:

 Basic:
– Hardware maintenance with next business day onsite response
– Software support and services
 Advanced:
– Hardware maintenance with 24x7 same business day onsite response
– Software support and services
– Storage Insights predictive support
 Premium:
– Hardware maintenance with 24x7 same business day onsite response
– Software support and services
– Machine setup services
– Predictive support
– Enhanced response time for defect support
– Hardware remote code load
– Access to a dedicated technical account manager
 Committed Maintenance - CMSL (optional):
– Enables IBM Hardware Maintenance Services, which is committed maintenance to be
included on top of IBM Storage Expert Care Advanced and Premium Tiers.
Committed maintenance reduces the cost of downtime by providing a committed time
frame to call back, arrive on site, or repair.
– Reduces the loss of revenue, repair costs, and loss of consumer confidence and
shareholder trust by making sure that your products are protected by committed
maintenance.

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Figure 1-23 shows a summary of the Storage Expert Care Tier Levels.

Figure 1-23 Storage Expert Care tier levels for IBM FlashSystem 5015 and IBM FlashSystem 5045

Note: Not all geographies and regions offer all the Storage Expert Care levels of support. If
the Storage Expert Care is not announced in a specific country, the traditional warranty
and maintenance options are still offered.

For more information about in which countries it is applicable, see the following
announcement letters:
 FS5200 Announcement Letter
 FS7200 Announcement Letter
 FS9200 Announcement Letter
 FS7300 and FS9500 Announcement Letters

To support the new Storage Expert Care offering on the older IBM FlashSystems 7200 and
9200, new machine types and models were introduced for these products.

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Table 1-4 lists the comparison of the old machine types with the traditional warranty and
maintenance offering and the new Storage Expert Care offering.

Table 1-4 IBM FlashSystems 7200 and 9200 product range

Product Previous Expert Care Model Function
Machine Type Machine Type

IBM FlashSystem 2076 4664 824, U7C Control

7200 enclosures

2076 4664 12G, 24G, 92G Expansion

enclosures

IBM FlashSystem 9846 / 9848 4666 AG8, UG8, Control

9200 enclosures

9846 / 9848 4666 AFF, A9F Expansion

enclosures

Table 1-5 lists the software PIDs and SWMA feature codes that must be added to the order,
depending on the required level of cover.

Table 1-5 Software PIDs and SWMA feature codes

Product Software type Control enclosure Expansion enclosure

FlashSystem 7200 New SW PIDs License 5639-F7K (controller) 5639-EC1 (expansion)

FlashSystem 9200 New SW PIDs License 5639-EA4 (controller) 5639-EB2 (expansion)

FlashSystem 7200 3 Month SWMA 5639-EA2 (controller) 5639-EC2 (expansion)

FlashSystem 9200 3 Month SWMA 5639-EA3 (controller) 5639-EB3 (expansion)

When selecting the level of Storage Expert Care, you also must select the duration of the
contract, which can be 1 - 5 years. You also can opt for committed maintenance service levels
(CMSL).

The contract and duration has its own machine types and models (in addition to the hardware
machine type and model that are listed in Table 1-5):
 FS7200:
– 4665-P01-05 for Premium
– 4665-Pxx for Premium with CMSL
 FS9200:
– 4673-P01-05 for Premium
– 4673-Pxx for Premium with CMSL

For example, an FS9200 with Premium Expert care for three years is 4673-PX3, where:
 P: Premium Level service
 X: Reserved for committed services (CMSL) if added to the expert care contract
 3: Denotes a three-year contract (if 0, no committed services were purchased)

For more information about IBM Storage Expert Care, see the following IBM Documentation
web pages:

For more information about IBM Storage Expert Care, see the following IBM Documentation
web pages:

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 IBM FlashSystem 5200 Storage Expert Care

 IBM FlashSystem 7200 Storage Expert Care
 IBM FlashSystem 9200 Storage Expert Care
 IBM FlashSystem 7300 Storage Expert Care
 IBM FlashSystem 9500 Storage Expert Care
 IBM FlashSystem 50x5 Storage Expert Care

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1.7 IBM FlashSystem 9500 overview

This section describes the IBM FlashSystem 9500 architectural components, available
models, and enclosure and software features.

1.7.1 IBM FlashSystem 9500 hardware components

IBM FlashSystem 9500 is an all-flash storage system that consists of a control enclosure that
runs the IBM Storage Virtualize Software and manages your storage system, communicates
with the hosts, and manages interfaces.

Figure 1-24 shows the IBM FlashSystem 9500 front and rear views.

Figure 1-24 IBM FlashSystem 9500 front and rear views

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IBM FlashSystem features the following 9500 components:

 IBM FlashSystem 9500 control enclosure:
– Node canisters
– Power supply units (PSUs): Uses C19 connectors not C13 type
– Battery modules
– Fan modules
– Interface cards
– Ice Lake CPUs and DIMM memory slots
– USB ports
– Ethernet ports by way of PCIe adapters
 Non-Volatile Memory Express (NVMe)-capable flash drives
 IBM FlashSystem 9000 expansion enclosures (serial-attached Small Computer System
Interface [SCSI] [SAS]-attached)

As shown in Figure 1-24 on page 55, the IBM FlashSystem 9500 enclosure consists of
redundant PSUs, node canisters, and fan modules to provide redundancy and HA.

Figure 1-25 shows the IBM FlashSystem 9500 internal architecture.

Figure 1-25 IBM FlashSystem 9500 internal architecture

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Figure 1-26 shows the internal hardware components of a node canister. On the left is the
front of the canister, where the NVMe drives and fan modules are installed, followed by two
Ice Lake CPUs and memory DIMM slots, and Peripheral Component Interconnect® Express
(PCIe) cages for the adapters on the right. The dual battery backup units are in the center,
between the PCIe adapter cages.

Figure 1-26 FS9500 internal hardware components

1.7.2 IBM FlashSystem 9500 control enclosure

The IBM FlashSystem 9500 system is a 4U model that can house up to 48 NVMe-capable
flash drives of various capacities and be configured with up to 3.0 TB of cache.

Note: There are new rules for the plugging of the NVMe drives in the control enclosure.
See the “IBM FlashSystem 9500 NVMe drive options” on page 59.

An IBM FlashSystem 9500 clustered system can contain up to two IBM FlashSystem 9500
systems and up to 3,040 drives in expansion enclosures. The following clustering rules must
be considered:
 IBM FlashSystem 9500 systems can be clustered only with another IBM FlashSystem
9500.
 IBM FlashSystem 9500 systems cannot be clustered with existing IBM FlashSystem 9200
or IBM FlashSystem 7200 or 7300 systems.

The IBM FlashSystem 9500 control enclosure node canisters are configured for active-active
redundancy. The node canisters provide a web interface, Secure Shell (SSH) access, and
Simple Network Management Protocol (SMNP) connectivity through external Ethernet
interfaces. By using the web and SSH interfaces, administrators can monitor system
performance and health metrics, configure storage, and collect support data, among other
features.

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IBM FlashSystem 9500 Control Enclosure Model AH8

IBM FlashSystem 9500 Control Enclosure machine type 4666 Model AG8 features the
following components:
 Two node canisters, each with four 24-core 2.3 GHz Ice Lake CPUs with compression
assist up to 100 gigabits per second (Gbps)
 Cache options from 512 GB (256 GB per canister) to 3.0 TB (1.5 TB per canister)
 Two 1 Gb Ethernet (GbE) onboard ports for IBM FlashSystem 9500 control enclosure
management only
 Up to 12 (six per canister) I/O adapter features for:
– Four-port 32 Gb FC-NVMe card
– Two-port 25 GbE iSCSI/iSCSI Extensions for Remote Direct Memory Access (RDMA)
– Two-port 25 GbE iSCSI/Hyperswap over iWARP9 (RPQ only) card
– Two port 100 GbE iSCSI/NVMe RDMA card
– 12 Gb SAS ports for expansion enclosure attachment
 48 slots for 2.5-inch NVMe flash drives: Up to 12 SCM style drives
 4U 19-inch rack mount enclosure with AC power supplies
 Four hot-swappable boot drives
 Four hot-swappable batteries and AC power supplies

Note: There is a new machine type 4983 models AH8 and UHB being introduced which is
identical to the 4666, except it will be sold with Licensed Internal Code (LIC) in line with the
other products in the FlashSystems product portfolio. This ensures that all features are
included in the product price with the exception of the encryption.

IBM FlashSystem 9500 Utility Model UH8

IBM FlashSystem 9500 Utility Model UH8 provides a variable capacity storage offering.
These models offer a fixed capacity with a base subscription of 35% of the total capacity.

IBM Storage Insights is responsible for monitoring the system and reporting the capacity that
was used beyond the base 35%, which is then billed on the capacity-used basis. You can
grow or shrink usage, and pay only for the configured capacity.

The IBM FlashSystem Utility Model is provided for customers who can benefit from a variable
capacity system, where billing is based on actual provisioned space only. The hardware is
leased through IBM Global Finance on a three-year lease, which entitles the customer to use
approximately 30 - 40% of the total system capacity at no extra cost (depending on the
individual customer contract). If storage needs increase beyond that initial capacity, usage is
billed based on the average daily provisioned capacity per terabyte per month, on a quarterly
basis.

Example: Total system capacity of 115 TB

A customer has an IBM FlashSystem 9500 Utility Model with 4.8 TB NVMe drives for a total
system capacity of 115 TB. The base subscription for such a system is 40.25 TB. During the
months where the average daily usage is less than 40.25 TB, no extra billing occurs.

The system monitors daily provisioned capacity and averages those daily usage rates over
the month term. The result is the average daily usage for the month.

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If a customer uses 45 TB, 42.5 TB, and 50 TB in three consecutive months, IBM Storage
Insights calculates the overage as listed in Table 1-6, rounding to the nearest terabyte.

Table 1-6 Billing calculations that are based on customer usage

Average daily Base Overage To be billed

45 TB 40.25 TB 4.75 TB 5 TB

42.5 TB 40.25 TB 2.25 TB 2 TB

50 TB 40.25 TB 9.75 TB 10 TB

The total capacity that is billed at the end of the quarter is 17 TB per month in this example.

Flash drive expansions can be ordered with the system in all supported configurations.

Table 1-7 lists the feature codes that are associated with the IBM FlashSystem 9500 Utility
Model UH8 billing.

Table 1-7 IBM FlashSystem 9500 Utility Model UG8 billing feature codes
Feature code Description

#AE00 Variable Usage 1 TB per month

#AE01 Variable Usage 10 TB per month

#AE02 Variable Usage 100 TB per month

These features are used to purchase the variable capacity that is used in the
IBM FlashSystem 9500 Utility Models. The features (#AE00, #AE01, and #AE02) provide
terabytes of capacity beyond the base subscription on the system. Usage is based on the
average capacity that is used per month. The total of the prior three months’ usage should be
totaled and the corresponding number of #AE00, #AE01, and #AE02 features that are
ordered quarterly.

IBM FlashSystem 9500 NVMe drive options

The IBM FlashSystem 9500 control enclosure supports up to 48 NVMe 2.5-inch drives, which
can be the IBM FlashCore Module NVMe type drives or the industry-standard NVMe drives.

With partially populated control enclosures, we have some drive slot plugging rules that must
be adhered to, ensuring the best possible operating conditions for the drives.

Figure 1-27 on page 60 shows the logical NMVe drive placement, starting from the center of
the enclosure (slot 12) on the upper 24 slots. Any slots that do not have an NVMe drive
present must have a blank filler installed.

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Figure 1-27 Logical NMVe drive placement

Figure 28 shows the actual drive population with numbering. This shows how the drives are
populated from center out, and then distributing them from top and bottom, as the number of
drives increase over time.

Note: The layout in Figure 28 has been split at slots 12 and 13 for better clarity on this
page, but in reality slots 1 to 24 and slots 25 to 48 are contiguous.

Figure 28 NVMe drive population with numbering

1.7.3 IBM FlashSystem 9000 Expansion Enclosure Models AFF and A9F
IBM FlashSystem 9500 Model AH8 and IBM FlashSystem 9500 Utility Model UH8 support
the expansion enclosures IBM FlashSystem 9000 Models AFF and A9F.

For more information, see 1.9, “IBM FlashSystem 9000 Expansion Enclosure Models AFF
and A9F” on page 64.

Note: The IBM FlashSystem 9500 Model AH8 and IBM FlashSystem 9500 Model UH8 can
support a maximum of one IBM FlashSystem 9000 Model A9F dense expansion or three
IBM FlashSystem 9000 Model AFF enclosures per chain.

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1.8 IBM FlashSystem 9500R Rack Solution overview

IBM FlashSystem 9500R is a pre-cabled, pre-configured rack solution that contains two IBM
FlashSystem 9500 control enclosures. It uses IBM Storage Virtualize to linearly scale
performance and capacity through clustering.

The IBM FlashSystem 9500R Rack Solution system features a dedicated FC network for
clustering and optional expansion enclosures, which are delivered assembled in a rack.
Available with two clustered IBM FlashSystem 9500 systems and up to four expansion
enclosures, it can be ordered as an IBM FlashSystem 9502R, with the last number denoting
the two AG8 controller enclosures in the rack.

The final configuration occurs on site following the delivery of the systems. More components
can be added to the rack after delivery to meet the growing needs of the business.

Note: Other than the IBM FlashSystem 9500 control enclosures and its expansion
enclosures, the extra components of this solution are not covered under Storage Expert
Care. Instead, they have their own warranty, maintenance terms, and conditions.

Rack rules
The IBM FlashSystem 9500R Rack Solution product represents a limited set of possible
configurations. Each IBM FlashSystem 9500R Rack Solution order must include the following
components:
 Two 4666 Model AH8 control enclosures.
 Two IBM SAN24B-6 or two IBM SAN32C-6 FC switches.
 The following optional expansion enclosures are available by way of MES only, They
cannot be ordered with the machine if ordered as a new build:
– 0 - 4 4666 Model AFF expansion enclosures, with no more than one expansion
enclosure per Model AG8 control enclosure and no mixing with the 9848/4666 Model
A9F expansion enclosures.
– 0 - 2 4666 Model A9F expansion enclosures, with no more than one expansion
enclosure per Model AG8 control enclosure and no mixing with 9848/4666 Model AFF
expansion enclosures.
 One 7965-S42 rack with the suitable power distribution units (PDUs) that are required to
power components within the rack.
 All components in the rack much include feature codes #FSRS and #4651.
 For Model AH8 control enclosures, the first and largest capacity enclosure includes
feature code #AL01, and #AL02, in capacity order. The 4666 / 4983 model AH8 control
enclosure with #AL01 also must include #AL0R.

Following the initial order, each 4666 Model AH8 control enclosure can be upgraded through
a MES.

More components can be ordered separately and added to the rack within the configuration
limitations of the IBM FlashSystem 9500 system. Customers must ensure that the space,
power, and cooling requirements are met. If assistance is needed with the installation of these
additional components beyond the service that is provided by your IBM System Services
Representative (IBM SSR), IBM Lab Services are available.

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Note: There is a new machine type 4983 model AH8 being introduced which is physically
identical to the 4666, except it will be sold with Licensed Internal Code (LIC) in line with the
other products in the FlashSystems product line. This ensures all features are included in
the product price with the exception of the encryption.

Table 1-8 lists the IBM FlashSystem 9500R Rack Solution combinations, the MTMs, and their
associated feature codes.

Table 1-8 IBM FlashSystem 9500R Rack Solution combinations

Machine type and Description Quantity
model (MTM)

7965-S42 IBM Enterprise Slim Rack 1

8960-F24 IBM SAN24B-6 FC switch (Brocade) 2a

8977-T23 IBM SAN32C-6 FC switch (Cisco) 2b

4666/4983-AH8 IBM FlashSystem 9500 control enclosure with 3-year 2

Storage Expert Care

The following expansion enclosures are available by way of MES order only.

4666-A9F IBM FlashSystem 9000 5U large form factor (LFF) 0 - 2c

high-density expansion enclosures with 3-year Storage
Expert Care

4666-AFF IBM FlashSystem 9000 2U small form factor (SFF) 0 - 4d

Expansion enclosure with 3-year Storage Expert Care
a. For the FC switch, choose two of machine type (MT) 8977 or two of MT 8960.
b. For the FC switch, choose two of machine type (MT) 8977 or two of MT 8960.
c. For extra expansion enclosures, choose model AFF, model A9F, or none. You cannot use both.
d. For extra expansion enclosures, choose model AFF, model A9F, or none. You cannot use both.

1.8.1 IBM FlashSystem 9500R Rack Solution diagram

This section describes the rack diagram (see Figure 1-30 on page 63) that shows IBM
FlashSystem 9500R Rack Solution configuration.

Key to figures
The key to the symbols that are used in the figures in this section are listed in Table 1-9.

Table 1-9 Key to rack configuration

Label Description

CTLn  9848/4666 AH8 control enclosure number n of 2

 CTL1 and CTL2 are required

EXPn 9848/4666 expansion enclosures number n (optional)

FC SWn  FC switch n of 2
 These switches are both 8977-T32 or both 8960-F24

PDU A, PDU B PDUs. Both have the same rack feature code: #ECJJ, #ECJL, #ECJN, or
#ECJQ.

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Figure 1-29 shows the legend that is used to denote the component placement and
mandatory gaps for the figures that show the configurations.

Mandatory gap Space for optional

component

Figure 1-29 Legend to figures in this section

Figure 1-30 shows the standard IBM FlashSystem 9500R Rack Solution configuration in the
rack.

Figure 1-30 IBM FlashSystem 9500R Rack Solution configuration in the rack

Minimum configuration
Consider the following points:
 Control enclosures (CTL) 1 and 2 are mandatory.

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 The product includes cables that are suitable for inter-system FC connectivity. You must
order extra cables for host and Ethernet connectivity.
 The PDUs and power cabling that are needed depends on what expansion enclosures are
ordered.
Two PDUs with nine C19 outlets are required. This PDU also has three C13 outlets on the
forward-facing side.
 FC SW1 and FC SW2 are a pair of IBM SAN32C-6 or IBM SAN24B-6 FC switches.
 You can allocate different amounts of storage (drives) to each CTL component.
 A gap of 1U is maintained below the expansion area to allow for power cabling routing.

Adding configuration with Model A9F and AFF expansion enclosures by

way of MES
Consider the following points:
 The product includes cables that are suitable for inter-system FC connectivity. You must
order extra cables for host and Ethernet connectivity.
 Any Model A9F or AFF expansion enclosures are installed in U2 - U6 and then, U16-20.
 The CTLs and EXPs are stacked and cabled to the PDU power, with the highest capacity
at the bottom. You go upwards, with EXPn attached to CTLn in a bottom-up order by using
an SAS adapter on CTLn and cables.
 For the 4666/AH8 CTL1 and CTL2, the following adapter cage rules apply:
– Adapter cage 1 of each AH8 is dedicated to 32 Gb clustering usage.
– Adapter cage 2 of each AH8 is used reserved for the compression adapter.
– Adapter cage 3 is an SAS adapter if it is required, or one of your choice if it is not.
– Adapter cage 4 is optional for FC 32 G or 25 Gb or 100 Gb Ethernet.

1.8.2 FC cabling and clustering

The IBM FlashSystem 9500R Rack Solution includes specialized internal cabling that is
supplied by the manufacturing plant before the machine is shipped to the customer. Plugging
the inter-system internal FC cables is done on site at installation time.

For more information about the FC cabling at the rear of the IBM FlashSystem 9500R Rack
Solution, see this IBM Documentation web page.

1.9 IBM FlashSystem 9000 Expansion Enclosure Models AFF

and A9F
IBM FlashSystem 9000 Expansion Enclosure Models AFF and A9F can be attached to an
IBM FlashSystem 9200 or IBM FlashSystem 9500 control enclosure to increase the available
capacity. They communicate with the control enclosure through a dual pair of 12 Gbps SAS
connections. These expansion enclosures can house many flash (solid-state drive [SSD])
SAS type drives.

IBM FlashSystem 9000 Expansion Enclosure Model AFF

IBM FlashSystem 9000 Expansion Enclosure Model AFF holds up to 24 2.5-inch SAS flash
drives in a 2U 19-inch rack mount enclosure.

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An intermix of capacity drives can be used in any drive slot. The following attachment rules
are applicable for each SAS chain:
 IBM FlashSystem 9200: Up to 10 IBM FlashSystem 9000 Expansion Enclosure Model
AFF enclosures can be attached to the control enclosure to a total of 240 drives
maximum.
 IBM FlashSystem 9500: Up to three IBM FlashSystem 9000 Expansion Enclosure Model
AFF enclosures can be attached. This configuration provides extra capacity with a
maximum of 72 drives.

Figure 1-31 shows the front view of the IBM FlashSystem 9000 Expansion Enclosure Model
AFF.

Figure 1-31 IBM FlashSystem 9000 Expansion Enclosure Model AFF

IBM FlashSystem 9000 Expansion Enclosure Model A9F

The IBM FlashSystem 9000 Expansion Enclosure Model A9F holds up to 92 3.5-inch SAS
flash drives (2.5-inch SAS flash drives in carriers) in a 5U 19-inch rack mount enclosure.

An intermix of capacity drives is allowed in any drive slot and the following attachment rules
are applicable for each SAS chain:
 IBM FlashSystem 9200: Up to four IBM FlashSystem 9000 Expansion Enclosure Model
A9F enclosures can be attached to the control enclosure to a total of 368 drives maximum.
 IBM FlashSystem 9500: One IBM FlashSystem 9000 Expansion Enclosure Model A9F
can be attached. This configuration provides extra capacity with a maximum of 92 drives.

Figure 1-32 shows the front view of the IBM FlashSystem 9000 Expansion Enclosure Model
A9F.

Figure 1-32 IBM FlashSystem 9000 Expansion Enclosure Model front view

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SAS chain limitations

When attaching expansion enclosures to the control enclosure, you are not limited by the type
of the enclosure. The only limitation for each of the two SAS chains is its chain weight. Each
type of enclosure has its own chain weight:
 IBM FlashSystem 9000 Expansion Enclosure Model AFF has a chain weight of 1.
 IBM FlashSystem 9000 Expansion Enclosure Model A9F has a chain weight of 2.5.
 For the IBM FlashSystem 9500, the maximum chain weight is 3.

Consider the following example:

 With the IBM FlashSystem 9500, you can have three IBM FlashSystem 9000 Expansion
Enclosure Model AFF or one IBM FlashSystem 9000 Expansion Enclosure Model A9F
expansions (3 x 1 or 1 x 2.5).

An example of chain weight 4.5 with two IBM FlashSystem 9000 Expansion Enclosure Model
AFF enclosures and one IBM FlashSystem 9000 Expansion Enclosure Model A9F enclosure
all correctly cabled is shown in Figure 1-33, which shows an IBM FlashSystem 9200 system
connecting through SAS cables to the expansion enclosures while complying with the
maximum chain weight.

Figure 1-33 IBM FlashSystem 9200 system that is connected to expansion enclosure

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An example of chain weights 3 and 2.5 with three IBM FlashSystem 9000 Expansion
Enclosure Model AFF enclosures and one IBM FlashSystem 9000 Expansion Enclosure
Model A9F enclosure all correctly cabled is shown in Figure 1-34, which shows an IBM
FlashSystem 9500 system connecting through SAS cables to the expansion enclosures while
complying with the maximum chain weight.

Figure 1-34 IBM FlashSystem 9500 system that is connected to expansion enclosure

Note: The expansion enclosures rules will be the same for the FlashSystem 9500 machine
type 4983, which is functionally equivalent to the 4666, except it has Licensed Internal
Code (LIC).

For more information about V8.6.0x configuration and limit restrictions, see the following IBM
Support web page:
 IBM FlashSystem 9500

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1.10 IBM FlashSystem 7300 overview

Each IBM FlashSystem 7300 system consists of a control enclosure and NVMe-attached
flash drives. The control enclosure is the storage server that runs the IBM Storage Virtualize
software that controls and provides features to store and manage data.

IBM FlashSystem 7300 has a new machine type of 4657. This new machine type includes the
Storage Virtualize component as Licensed Machine Code (LMC); therefore, it does not
require the purchase of separate software maintenance (SWMA). IBM FlashSystem 7300 still
requires licenses for the external virtualization of storage.

For more information, see section 1.21, “Licensing” on page 118.

Figure 1-35 shows the front and rear views of the IBM FlashSystem 7300 system.

Figure 1-35 IBM FlashSystem 7300 front and rear views

The IBM FlashSystem 7300 features the following core components:

 IBM FlashSystem 7300 control enclosure:
– PSUs
– Node canisters
– Battery modules
– Fan modules
– Interface cards
– Cascade Lake CPUs and memory slots
 NVMe drives
 IBM FlashSystem 7000 expansion enclosures (SAS-attached)
3

Note: Consider the following points:

 The IBM FlashSystem 7300 (4657-924 and U7D) is available with Storage Expert Care
as described in 1.6.1, “Storage Expert Care” on page 50.
 Machine type 4657 FlashSystem 7300 systems can be clustered only with other
FlashSystem 7300 systems. Clustering with machine types 2076, 4664, 4666, 9846, or
9848 is not supported.

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As shown in Figure 1-36, the IBM FlashSystem 7300 enclosure consists of redundant PSUs,
node canisters, and fan modules to provide redundancy and HA.

Figure 1-36 IBM FlashSystem 7300 internal architecture

Figure 1-37 shows the internal hardware components of a node canister. On left side is the
front of the canister where fan modules and battery backup are installed, followed by two
Cascade Lake CPUs, Dual Inline Memory Module (DIMM) slots, and PCIe risers for adapters
on the right side.

Figure 1-37 Internal hardware components

1.10.1 IBM FlashSystem 7300 control enclosures

IBM FlashSystem 7300 is a 2U model that can support up to 24 NVMe drives (FCM drives
with hardware compression and encryption or industry-standard NVMe drives of various
capacities or even SCM drives). IBM FlashSystem 7300 can be configured with up to 1.5 TB
of cache.

For more information about the supported drive types, see 1.17, “IBM FlashCore Module
drives, NVMe SSDs, and SCM drives” on page 103.

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An IBM FlashSystem 7300 clustered system can contain up to four IBM FlashSystem 7300
systems and up to 3,040 drives. IBM FlashSystem 7300 systems can be added only into
clustered systems that include other IBM FlashSystem 7300 systems.

IBM FlashSystem 7300 Model 924 system

The model 924 system offers the following features:
 Two node canisters, each with two 10-core processors and integrated hardware-assisted
compression acceleration
 256 GB cache (128 GB per canister) standard with options from 768 GB to 1536 GB (per
system)
 Eight 10 Gb Ethernet ports standard for iSCSI connectivity (copper)
 32 Gb FC connectivity options with SCSI and FC-NVMe support (fiber)
 10/25 Gb and 100 Gb Ethernet ports for iSCSI and NVMe RDMA connectivity
 12 Gb SAS ports for optional expansion enclosure attachment
 24 slots for NVMe flash drives, including up to 12 storage-class memory drives
 2U, 19-inch rack mount enclosure with AC power supplies
 Dual boot drives

IBM FlashSystem 7300 Model U7D system

The IBM 4657 Model U7D is the FlashSystem 7300 with a one-year warranty to be used in
the Storage Utility Offering space. It is physically and functionally identical to the FlashSystem
7300 Model 924 except for variable capacity billing.

The variable capacity billing uses IBM Storage Insights to monitor the system use, which
allows allocated storage use that is above a base subscription rate to be billed per TB, per
month.

Allocated storage is identified as storage that is allocated to a specific host (and unusable to
other hosts), whether data is written or not written. For thin-provisioning, the data that is
written is considered used. For thick provisioning, total allocated volume space is considered
used.

1.10.2 IBM FlashSystem 7000 Expansion Enclosure 4657 Models 12G, 24G,
and 92G
The following types of expansion enclosures are available:
 IBM FlashSystem 7000 LFF Expansion Enclosure 4657 Model 12G
 IBM FlashSystem 7000 SFF Expansion Enclosure 4657 Model 24G
 IBM FlashSystem 7000 LFF Expansion Enclosure 4657 Model 92G

Note: Attachment and intermixing of machine type 2076/4664 Expansion Enclosure

Models 12G, 24G, and 92G with machine type 4657 FlashSystem 7300 controller and
expansion models is not supported.

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Expansion Enclosure 4657 Model 12G

The IBM FlashSystem 7000 LFF 12G Expansion Enclosure includes the following
components:
 Two expansion canisters
 12 Gb SAS ports for control enclosure and expansion enclosure attachment
 A total of 12 slots for 3.5-inch SAS drives
 2U 19-inch rack-mounted enclosure with AC power supplies

Figure 1-38 shows the front view of a 4657 Model 12G.

Figure 1-38 IBM FlashSystem 7000 LFF Expansion Enclosure Model 12G

Expansion Enclosure 4657 Model 24G

IBM FlashSystem 7000 SFF Expansion Enclosure 4657 Model 24G includes the following
components:
 Two expansion canisters
 12 Gb SAS ports for control enclosure and expansion enclosure attachment
 A total of 24 slots for 2.5-inch SAS drives
 2U 19-inch rack mount enclosure with AC power supplies

The SFF expansion enclosure is a 2U enclosure that includes the following components:
 A total of 24 2.5-inch drives (hard disk drives [HDDs] or SSDs).
 Two Storage Bridge Bay (SBB)-compliant Enclosure Services Manager (ESM) canisters.
 Two fan assemblies, which mount between the drive midplane and the node canisters.
Each fan module is removable when the node canister is removed.
 Two power supplies.
 An RS232 port on the back panel (3.5 mm stereo jack), which is used for configuration
during manufacturing.

Figure 1-39 shows the front of an SFF expansion enclosure.

Figure 1-39 Front view of an IBM FlashSystem 7000 SFF expansion enclosure

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Figure 1-40 shows the rear view of the expansion enclosure.

Figure 1-40 Rear of an IBM FlashSystem 7000 expansion enclosure

Dense Expansion Enclosure 92G

Dense expansion drawers, or dense drawers, are disk expansion enclosures that are 5U
rack-mounted. Each chassis features two expansion canisters, two power supplies, two
expander modules, and a total of four fan modules.

Each dense drawer can hold up to 92 drives that are positioned in four rows of 14 and another
three rows of 12 mounted drives assemblies. Two SEMs are centrally located in the chassis:
one SEM addresses 54 drive ports, and the other addresses 38 drive ports.

The drive slots are numbered 1 - 14, starting from the left rear slot and working from left to
right, back to front.

Each canister in the dense drawer chassis features two SAS ports numbered 1 and 2. The
use of SAS port1 is mandatory because the expansion enclosure must be attached to an
IBM FlashSystem 7300 node or another expansion enclosure. SAS connector 2 is optional
because it is used to attach to more expansion enclosures.

Each IBM FlashSystem 7300 system can support up to four dense drawers per SAS chain.

Figure 1-41 shows a dense expansion drawer.

Figure 1-41 IBM Dense Expansion Drawer

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SAS chain limitations

When attaching expansion enclosures to the control enclosure, you are not limited by the type
of the enclosure. The only limitation for each of the two SAS chain is its chain weight. Each
type of enclosure has its own chain weight:
 Enclosures 12G and 24G have a chain weight of 1
 Enclosure 92G has a chain weight of 2.5

The maximum chain weight is 10.

For example, you can combine seven 24G and one 92G expansions (7x1 + 1x2.5 = 9.5 chain
weight), or two 92G enclosures, one 12G, and four 24G (2x2.5 + 1x1 + 4x1 = 10 chain
weight).

An example of chain weight 4.5 with one 24G, one 12G, and one 92G enclosures, all correctly
cabled, is shown in Figure 1-42.

Figure 1-42 Connecting FS7300 SAS cables while complying with the maximum chain weight

1.11 IBM FlashSystem 5200 overview

With IBM FlashSystem 5200, you can be ready for a technology transformation without
sacrificing performance, quality, or security while simplifying your data management. This

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powerful and compact solution is focused on affordability with a wide range of

enterprise-grade features of IBM Storage Virtualize that can easily evolve and extend as
businesses grows.

This system also has the flexibility and performance of flash and Non-Volatile Memory
Express (NVMe) end to end, the innovation of IBM FlashCore technology, and Storage Class
Memory (SCM) to help accelerate your business execution.

The innovative IBM FlashSystem family is based on a common storage software platform,
IBM Storage Virtualize, that provides powerful all-flash and hybrid-flash solutions that offer
feature-rich, cost-effective, and enterprise-grade storage solutions.

Its industry-leading capabilities include a wide range of data services that can be extended to
more than 500 heterogeneous storage systems, including the following examples:
 Automated data movement
 Synchronous and asynchronous copy services on-premises or to the public cloud
 HA configurations
 Storage automated tiering
 Data reduction technologies, including deduplication

Available on IBM Cloud and Amazon Web Services (AWS), IBM Storage Virtualize for Public
Cloud works with IBM FlashSystem 5200 to deliver consistent data management between
on-premises storage and public cloud. You can move data and applications between
on-premises and public cloud, implement new DevOps strategies, use public cloud for DR
without the cost of a second data center, or improve cyber resiliency with “air gap” cloud
snapshots.

IBM FlashSystem 5200 offers world-class customer support, product upgrades, and other
programs. Consider the following examples:
 IBM Storage Expert Care service and support IBM Storage Expert Care service and
support are simple. You can easily select the level of support and period that best fits your
needs with predictable and up front pricing that is a fixed percentage of the system cost.

Note: For more information, see 1.6.1, “Storage Expert Care” on page 50.

 The IBM Data Reduction Guarantee helps reduce planning risks and lower storage costs
with baseline levels of data compression effectiveness in IBM Storage Virtualize-based
offerings.
 The IBM Controller Upgrade Program enables customers of designated all-flash IBM
storage systems to reduce costs while maintaining leading-edge controller technology for
essentially the cost of ongoing system maintenance.

The IBM FlashSystem 5200 control enclosure supports up to 12 2.5-inch NVMe-capable flash
drives in a 1U high form factor.

Note: The IBM FlashSystem 5200 control enclosure supports the new IBM FCM3 drives if
running IBM Storage Virtualize software V8.5 and above. These new drives feature the
same capacities as the previous FCM2 drives, but have a higher internal compression ratio
of up to 3:1. Therefore, it can effectively store more data, assuming that the data is
compressible.

One standard model of IBM FlashSystem 5200 (4662-6H2) and one utility model (4662-UH6)
are available.

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Figure 1-43 shows the IBM FlashSystem 5200 control enclosure front view with 12 NVMe
drives and a 3/4 ISO view.

Figure 1-43 IBM FlashSystem 5200 control enclosure front and 3/4 ISO view

Table 1-10 lists the host connections, drive capacities, features, and standard options with
IBM Storage Virtualize that are available on IBM FlashSystem 5200.

Table 1-10 IBM FlashSystem 5200 host, drive capacity, and functions summary
Feature or function Description

Host interface  10 Gbps Ethernet (iSCSI)

 25 Gbps Ethernet (iSCSI, iSER - iWARP, and RoCE)
 16 Gbps Fibre Channel (FC and FC-NVMe)
 32 Gbps Fibre Channel (FC and FC-NVMe)

Control enclosure supported  2.5-inch NVMe self-compressing FCMs: 4.8 TB, 9.6 TB,
drives (12 maximum) 19.2 TB, and 38.4 TB
 NVMe flash drives: 800 GB, 1.92 TB, 3.84 TB, 7.68 TB, and
15.36 TB
 NVMe storage-class memory drives: 375 GB, 750 GB, 800
GB, and 1.6 TB

SAS Expansion Enclosures  2.5-inch flash drives supported: 800 GB, 1.6 TB, 1.92 TB,
760 per control enclosure 3.84 TB, 7.68 TB, 15.36 TB, and 30.72 TB
1,520 per clustered system  2.5-inch disk drives supported:
Model 12G 2U 12 drives – 600 GB, 900 GB, 1.2 TB, 1.8 TB, and 2.4 TB 10k SAS disk
Model 24G 2U 24 drives – 2 TB 7.2 K nearline SAS disk
Model 92G 5U 92 drives  3.5-inch disk drives supported: 4 TB, 6 TB, 8 TB, 10 TB,
12 TB, 14 TB, 16 TB, and 18 TB 7.2 K nearline SAS disk

RAID levels. Distributed RAID 5 and 6, TRAID 1 and 10

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Feature or function Description

Advanced features that are  Virtualization of internal storage

included with each system  Data migration
 DRPs with thin provisioning
 UNMAP
 Compression and deduplication
 Metro Mirror (synchronous) and Global Mirror (asynchronous

More available advanced  Remote mirroring

features  Policy-based replication
 IBM Easy Tier compression
 External virtualization
 Encryption
 FlashCopy
 IBM Storage Control
 IBM Storage Protect Snapshot

For more information about configuration and restrictions, see this IBM Support web page.

1.11.1 IBM FlashSystem 5200 expansion enclosures

The IBM FlashSystem 5200 Model 6H2 and UH6 attach to IBM FlashSystem 5200 Expansion
Enclosure Models 4662-12G (2U 12-drive), 4662-24G (2U 24-drive), and 4662-92G (5U
92-drive), which support SAS flash drives and SAS HDD drives.

Note: Attachment and intermixing of IBM Storwize V5100/V5000 Expansion Enclosure

Models 12F, 24F, and 92F with IBM FlashSystem 5200 Expansion Enclosure Models 12G,
24G, and 92G is not supported by IBM FlashSystem 5200 Model 6H2 and UH6.

The following 2.5-inch SFF flash drives are supported in the expansion enclosures:
 400 and 800 GB
 1.6, 1.92, 3.2, 3.84, 7.68, 15.36, and 30.72 TB

The following 3.5-inch LFF flash drives are supported in the expansion enclosures:
 1.6, 1.92, 3.2, 3.84, 7.68, 15.36, and 30.72 TB
 3.5-inch SAS disk drives (Model 12G):
– 900 GB, 1.2 TB, 1.8 TB, and 2.4 TB 10,000 rpm
– 4 TB, 6 TB, 8 TB, 10 TB, 12 TB, 14 TB, and 16 TB 7,200 rpm
 3.5-inch SAS drives (Model 92G):
– 1.6 TB, 1.92 TB, 3.2 TB, 3.84 TB, 7.68 TB, 15.36 TB, and 30.72 TB flash drives
– 1.2 TB, 1.8 TB, and 2.4 TB 10,000 rpm
– 6 TB, 8 TB, 10 TB, 12 TB, 14 TB, and 16 TB 7,200 rpm
 2.5-inch SAS disk drives (Model 24G):
– 900 GB, 1.2 TB, 1.8 TB, and 2.4 TB 10,000 rpm
– 2 TB 7,200 rpm
 2.5-inch SAS flash drives (Model 24G):
– 400 and 800 GB
– 1.6, 1.92, 3.2, 3.84, 7.68, 15.36, and 30.72 TB

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1.12 IBM FlashSystem 5000 family overview

IBM FlashSystem 5015, IBM FlashSystem 5035 and IBM FlashSystem 5045 are all-flash and
hybrid flash solutions that provide enterprise-grade functions without compromising
affordability or performance. They also include the rich features of IBM Storage Virtualize.
IBM FlashSystem 5000 helps make modern technologies, such as artificial intelligence (AI),
accessible to enterprises of all sizes.

IBM FlashSystem 5000 is a member of the IBM FlashSystem family of storage solutions. It
delivers increased performance and new levels of storage efficiency with superior ease of
use. This entry storage solution enables organizations to overcome their storage challenges.

The solution includes technology to complement and enhance virtual environments, which
delivers a simpler, more scalable, and cost-efficient IT infrastructure. IBM FlashSystem 5000
features two node canisters in a compact, 2U 19-inch rack mount enclosure.

Figure 1-44 shows the IBM FlashSystem 5015, 5035 and 5045 SFF control enclosure front
view.

Figure 1-44 IBM FlashSystem 5015, 5035 and 5045 SFF control enclosure front view

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Figure 1-45 shows the IBM FlashSystem 5015, 5035 and 5045 LFF control enclosure front
view.

Figure 1-45 IBM FlashSystem 5015, 5035 and 5045 LFF control enclosure front view

Table 1-11 lists the model comparison chart for the IBM FlashSystem 5000 family.

Table 1-11 Machine type and model comparison for the IBM FlashSystem 5000
MTM Full name

2072-2N2 IBM FlashSystem 5015 LFF control enclosure

2072-2N4 IBM FlashSystem 5015 SFF control enclosure

2072-3N2 IBM FlashSystem 5035 LFF control enclosure

2072-3N4 IBM FlashSystem 5035 SFF control enclosure

2072-12G IBM FlashSystem 5000 LFF expansion enclosure

2072-24G IBM FlashSystem 5000 SFF expansion enclosure

2072-92G IBM FlashSystem 5000 High-Density LFF expansion enclosure

4680-2P2 IBM FlashSystem 5015 LFF control enclosure (with Storage Expert Care)

4680-2P4 IBM FlashSystem 5015 SFF control enclosure (with Storage Expert Care)

4680-3P2 IBM FlashSystem 5045 LFF control enclosure (with Storage Expert Care)

4680-3P4 IBM FlashSystem 5045 SFF control enclosure (with Storage Expert Care)

4680-12H IBM FlashSystem 5000 LFF expansion enclosure (with Storage Expert Care)

4680-24H IBM FlashSystem 5000 SFF expansion enclosure (with Storage Expert Care)

4680-92H IBM FlashSystem 5000 High-Density LFF expansion enclosure (with Storage
Expert Care)

Note: IBM FlashSystems 5015/5035 (M/T2072) must use the 2072 XXG models of
expansion enclosures. Similarly, the 5105/5045 (M/T 4680) must use the 4680 XXH
models on expansion enclosures. The two type cannot be intermixed.

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1.12.1 IBM FlashSystem 5015

IBM FlashSystem 5015 is an entry-level solution that is focused on affordability and ease of
deployment and operation, with powerful scale-up features. It includes many IBM Storage
Virtualize features and offers multiple flash and disk drive storage media and expansion
options.

Table 1-12 lists the host connections, drive capacities, features, and standard options with
IBM Storage Virtualize that are available on IBM FlashSystem 5015.

Table 1-12 IBM FlashSystem 5015 host, drive capacity, and functions summary
Feature / Function Description

Host interface  1 Gb iSCSI (on the system board)

 16 Gbps Fibre Channel
 12 Gbps SAS
 25 Gbps iSCSI (iWARP or RoCE)
 10 Gbps iSCSI

Control enclosure and SAS  For SFF enclosures, see Table 1-13 on page 79
expansion enclosures  For LFF enclosures, see Table 1-14 on page 80
supported drives

Cache per control enclosure/ 32 GB or 64 GB

clustered system

RAID levels DRAID 1, 5, and 6

Maximum expansion enclosure  Up to 10 standard expansion enclosures per controller

capacity  Up to four high-density expansion enclosures per controller

Advanced functions that are  Virtualization of internal storage

included with each system  DRPs with thin provisioning and UNMAP
 One-way data migration

More available advanced  Easy Tier

features  FlashCopy
 Remote mirroring

Table 1-13 lists the 2.5-inch supported drives for IBM FlashSystem 5000 family.

Table 1-13 2.5-inch supported drives for the IBM FlashSystem 5000 family
2.5-inch (SFF) Capacity

Tier 1 flash 800 GB 1.9 TB 3.84 TB 7.68 TB 15.36 TB 30.72 TB

High-performance enterprise 900 GB 1.2 TB 1.8 TB 2.4 TB

disk drives (10K rpm)

High capacity nearline disk 2 TB

drives (7.2 K rpm)

Table 1-14 lists the 3.5-inch supported drives for IBM FlashSystem 5000 family.

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Table 1-14 3.5-inch supported drives for the IBM FlashSystem 5000 family
3.5-inch (LFF) Speed Capacity

High-performance, 10,000 900 1.2 1.8 2.4

enterprise class RPM GB TB TB TB
disk drives

High capacity 7,200 4 TB 6 TB 8 TB 10 TB 12 14 16 18

archival class RPM TB TB TB TB
nearline disk drives

1.12.2 IBM FlashSystem 5035

IBM FlashSystem 5035 provides powerful functions, including powerful encryption
capabilities and DRPs with compression, deduplication, thin provisioning, and the ability to
cluster for scale-up and scale-out.

There are four models of IBM FlashSystem 5035 as follows:

 2072-3N2 (2U 12 Drive Large Form Factor LFF)
 2072-3N4 (2U 24 Drive Small Form Factor SFF)

The IBM FlashSystem 5000 expansion enclosures are available in the following form factors
 2U 12 Drive Large Form Factor LFF Model 12H,
 2U 24 Drive Small Form Factor SFF Model 24H,
 2U 92 Drive HD Form Factor LFF Model 92H

Available with the IBM FlashSystem 5035 model, DRPs help transform the economics of data
storage. When applied to new or existing storage, they can increase usable capacity while
maintaining consistent application performance. DPRs can help eliminate or drastically
reduce costs for storage acquisition, rack space, power, and cooling, and can extend the
useful life of storage assets.

DRPs feature the following capabilities:

 Block deduplication that works across all the storage in a DRP to minimize the number of
identical blocks.
 New compression technology that ensures consistent 2:1 or better reduction performance
across a wide range of application workload patterns.
 SCSI UNMAP support that de-allocates physical storage when operating systems delete
logical storage constructs, such as files in a file system.

Table 1-15 lists the host connections, drive capacities, features, and standard options with
IBM Storage Virtualize that are available on IBM FlashSystem 5035.

Table 1-15 IBM FlashSystem 5035 host, drive capacity, and functions summary
Feature / Function Description

Host interface  10 Gb iSCSI (on the system board)

 16 Gbps Fibre Channel
 12 Gbps SAS
 25 Gbps iSCSI (iWARP or RoCE)
 10 Gbps iSCSI

Control enclosure and SAS  For SFF enclosures, see Table 1-13 on page 79
expansion enclosures  For LFF enclosures, see Table 1-14 on page 80
supported drives

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Feature / Function Description

Cache per control enclosure/ 32 GB or 64 GB / 64 GB or 128 GB

clustered system

RAID levels DRAID 1, 5 (CLI only), and 6

Maximum expansion enclosure  Up to 20 standard expansion enclosures per controller

capacity  Up to eight high-density expansion enclosures per controller

Advanced functions that are  Virtualization of internal storage

included with each system  DRPs with thin provisioning
 UNMAP, compression, and deduplication
 One-way data migration
 Dual-system clustering

More available advanced  Easy Tier

features  FlashCopy
 Remote mirroring
 Encryption

For more information about configuration and restrictions, see this IBM Support web page.

This next section provides hardware information about the IBM FlashSystem 5035 models.

The IBM FlashSystem 5035 control enclosure features the following components:
 Two node canisters, each with a six-core processor
 32 GB cache (16 GB per canister) with optional 64 GB cache (32 GB per canister)
 10 Gb iSCSI (copper) connectivity standard with optional 16 Gb FC, 12 Gb SAS, 10 Gb
iSCSI (optical), or 25 Gb iSCSI (optical)
 12 Gb SAS port for expansion enclosure attachment
 12 slots for 3.5-inch LFF SAS drives (Model 3N2) and 24 slots for 2.5-inch SFF SAS drives
(Model 3N4)
 2U, 19-inch rack mount enclosure with 100 - 240 V AC or -48 V DC power supplies

The IBM FlashSystem 5035 control enclosure models offer the highest level of performance,
scalability, and functions and include the following features:
 Support for 760 drives per system with the attachment of eight IBM FlashSystem 5000
High-Density LFF expansion enclosures and 1,520 drives with a two-way clustered
configuration
 DRPs with deduplication, compression,2 and thin provisioning for improved storage
efficiency
 Encryption of data-at-rest that is stored within the IBM FlashSystem 5035 system

2 Deduplication and compression require 64 GB of system cache.

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Figure 1-46 lists the IBM FlashSystem 5035 SFF control enclosure with 24 drives.

Figure 1-46 Front view of an IBM FlashSystem 5035

Figure 1-47 lists the rear view of an IBM FlashSystem 5035 control enclosure.

Figure 1-47 Rear view of an IBM FlashSystem 5035

Figure 1-48 lists the available connectors and LEDs on a single IBM FlashSystem 5035
canister.

Figure 1-48 View of available connectors and LEDs on an IBM FlashSystem 5035 single canister

For more information about configuration and restrictions, see this IBM Support web page.

1.12.3 IBM FlashSystem 5045

IBM FlashSystem 5045 is a lightweight FlashSystem 5035 replacement, which uses the same
base hardware as the FlashSystem 5035 but with software modifications to provide support
for software features that are not available on FlashSystem 5035.

Additional software features to be supported:

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 Safeguarded Copy
 FlashCopy 2 with internal scheduler

IBM FlashSystem 5045 also has a new machine type and model to support the IBM Storage
Expert care service offerings:
 4680-3P2 (2U 12 Drive Large Form Factor LFF)
 4680-3P4 (2U 24 Drive Small Form Factor SFF)

The IBM FlashSystem 5000 expansion enclosures are available in the following form factors
 2U 12 Drive Large Form Factor LFF Model 12H,
 2U 24 Drive Small Form Factor SFF Model 24H,
 2U 92 Drive HD Form Factor LFF Model 92H

IBM FlashSystem 5045 provides powerful functions, including powerful encryption

capabilities and DRPs with compression, deduplication, thin provisioning, and the ability to
cluster for scale-up and scale-out.

Available with the IBM FlashSystem 5045 model, DRPs help transform the economics of data
storage. When applied to new or existing storage, they can increase usable capacity while
maintaining consistent application performance. DPRs can help eliminate or drastically
reduce costs for storage acquisition, rack space, power, and cooling, and can extend the
useful life of storage assets.

DRPs feature the following capabilities:

 Block deduplication that works across all the storage in a DRP to minimize the number of
identical blocks.
 New compression technology that ensures consistent 2:1 or better reduction performance
across a wide range of application workload patterns.
 SCSI UNMAP support that de-allocates physical storage when operating systems delete
logical storage constructs, such as files in a file system.

Table 1-16 lists the host connections, drive capacities, features, and standard options with
IBM Storage Virtualize that are available on IBM FlashSystem 5045.

Table 1-16 IBM FlashSystem 5045 host, drive capacity, and functions summary
Feature / Function Description

Host interface  10 Gb iSCSI (on the system board)

 16 Gbps Fibre Channel
 12 Gbps SAS
 25 Gbps iSCSI (iWARP or RoCE)
 10 Gbps iSCSI

Control enclosure and SAS  For SFF enclosures, see Table 1-13 on page 79
expansion enclosures  For LFF enclosures, see Table 1-14 on page 80
supported drives – NOTE Support for Enterprise 15K rpm drives is removed
for IBM FlashSystem 5045

Cache per control enclosure/ 32 GB or 64 GB / 64 GB or 128 GB

clustered system

RAID levels DRAID 1, 5 (CLI only), and 6

Maximum expansion enclosure  Up to 12 standard expansion enclosures per controller

capacity  Up to two high-density expansion enclosures per controller

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Feature / Function Description

Advanced functions that are  Virtualization of internal storage

included with each system  DRPs with thin provisioning
 UNMAP, compression, and deduplication
 One-way data migration
 Dual-system clustering
 Volume Mobility
 Easy Tier
 FlashCopy
 Remote mirroring

More available advanced  Encryption

features

IBM FlashSystem 5045 does not cluster with IBM FlashSystem 5035 original or any models
other than IBM FlashSystem 5045. Otherwise, in common with FlashSystem 5035, a
maximum of two I/O groups per cluster is allowed. IBM FlashSystem 5045 also has a
reduction in Volume Group extents from 4 million to 1 million.

IBM FlashSystem 5045 uses a Licence Machine Code (LMC) model similar to that used by
FlashSystem 5200. This is a change from FlashSystem 5035 as all feature software (apart
from encryption) is included with the base license. Encryption requires a hardware licence
key.

In keeping with current trends, expansion chain weight is reduced from 20U in FlashSystem
5035 to 12U for Flash System 5045.

This means that a single chain can contain up to 2x5U92 expansions or up to 6x2U12/24
expansions or a combination of 5U and 2U not exceeding 12U in total. This reduces the
maximum number of expansion drive slots per chain, per I/O Group and per system.
 per chain: 2x92 + 1x24 + 24 = 232 drives
 per I/O Group: 2 chains per I/O Group so 4x92 + 2x24 + 24 = 440 drives
 per System: 2 I/O Groups so 2x440 = 880 drives

For more information about configuration and restrictions, see this IBM Support web page.

This next section provides hardware information about the IBM FlashSystem 5045 models.

The IBM FlashSystem 5045 control enclosure features the following components:
 Two node canisters, each with a six-core processor
 32 GB cache (16 GB per canister) with optional 64 GB cache (32 GB per canister)
 10 Gb iSCSI (copper) connectivity standard with optional 16 Gb FC, 12 Gb SAS, 10 Gb
iSCSI (optical), or 25 Gb iSCSI (optical)
 12 Gb SAS port for expansion enclosure attachment
 12 slots for 3.5-inch LFF SAS drives (Model 3N2) and 24 slots for 2.5-inch SFF SAS drives
(Model 3N4)
 2U, 19-inch rack mount enclosure with 100 - 240 V AC power supplies

The IBM FlashSystem 5045 control enclosure models offer the highest level of performance,
scalability, and functions and include the following features:

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 Support for 760 drives per system with the attachment of eight IBM FlashSystem 5000
High-Density LFF expansion enclosures and 1,520 drives with a two-way clustered
configuration
 DRPs with deduplication, compression,3 and thin provisioning for improved storage
efficiency
 Encryption of data-at-rest that is stored within the IBM FlashSystem 5045 system

Figure 1-46 lists the IBM FlashSystem 5045 SFF control enclosure with 24 drives.

Figure 1-49 Front view of an IBM FlashSystem 5045

Figure 1-47 lists the rear view of an IBM FlashSystem 5045 control enclosure.

Figure 1-50 Rear view of an IBM FlashSystem 5045

Figure 1-48 lists the available connectors and LEDs on a single IBM FlashSystem 5045
canister.

Figure 1-51 View of available connectors and LEDs on an IBM FlashSystem 5045 single canister

For more information about configuration and restrictions, see this IBM Support web page.
3 Deduplication and compression require 64 GB of system cache.

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1.13 Storage efficiency and data reduction features

IBM Storage Virtualize software that is running in the IBM FlashSystem storage systems or
IBM SAN Volume Controllers offers several functions for storage optimization and efficiency,
as described in this section.

1.13.1 IBM Easy Tier

Many applications exhibit a significant skew in the distribution of I/O workload. A small fraction
of the storage is responsible for a disproportionately large fraction of the total I/O workload of
an environment.

In a tiered storage pool, IBM Easy Tier acts to identify this skew and automatically place data
in the suitable tier to take advantage of it. By moving the hottest data onto the fastest tier of
storage, the workload on the remainder of the storage is reduced. By servicing most of the
application workload from the fastest storage, Easy Tier acts to accelerate application
performance.

Easy Tier is a performance optimization function that automatically migrates extents that
belong to a volume among different storage tiers based on their I/O load. The movement of
the extents is online and unnoticed from a host perspective.

As a result of extent movement, the volume no longer has all its data in one tier, but rather in
two or three tiers. Each tier provides optimal performance for the extent, as shown in
Figure 1-52.

Figure 1-52 Easy Tier concept

Easy Tier monitors the I/O activity and latency of the extents on all Easy Tier enabled storage
pools to create heat maps. Based on these maps, Easy Tier creates an extent migration plan
and promotes (or moves) high activity or hot extents to a higher disk tier within the same
storage pool. It also demotes extents whose activity dropped off, or cooled, by moving them
from a higher disk tier managed disk (MDisk) back to a lower tier MDisk.

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Storage pools that contain only one tier of storage also can benefit from Easy Tier if they
include multiple disk arrays (or MDisks). Easy Tier has a balancing mode: It moves extents
from busy disk arrays to less busy arrays of the same tier, which balances I/O load.

All MDisks (disk arrays) belong to one of the tiers. They are classified as SCM, Flash,
Enterprise, or NL tier.

For more information about the EasyTier reports, see this IBM Documentation web page.

1.13.2 Data reduction and UNMAP

The UNMAP feature is a set of SCSI primitives that enables hosts to indicate to a SCSI target
(storage system) that space that is allocated to a range of blocks on a target storage volume
is no longer required. This command enables the storage controller to take measures and
optimize the system so that the space can be reused for other purposes.

For example, the most common use case is a host application, such as VMware, which frees
storage in a file system. Then, the storage controller can perform functions to optimize the
space, such as reorganizing the data on the volume so that space is better used.

When a host allocates storage, the data is placed in a volume. To return the allocated space
to the storage pools, the SCSI UNMAP feature is used. UNMAP enables host operating
systems to deprovision storage on the storage controller so that the resources can
automatically be freed in the storage pools and used for other purposes.

A DRP increases infrastructure capacity use by using new efficiency functions and reducing
storage costs. By using the end-to-end SCSI UNMAP function, a DRP can automatically
de-allocate and reclaim the capacity of thin-provisioned volumes that contain deleted data so
that this reclaimed capacity can be reused by other volumes.

At its core, a DRP uses a Log Structured Array (LSA) to allocate capacity. An LSA enables a
tree-like directory to be used to define the physical placement of data blocks that are
independent of size and logical location. Each logical block device has a range of logical block
addresses (LBAs), starting from 0 and ending with the block address that fills the capacity.

When written, you can use an LSA to allocate data sequentially and provide a directory that
provides a lookup to match an LBA with a physical address within the array. Therefore, the
volume that you create from the pool to present to a host application consists of a directory
that stores the allocation of blocks within the capacity of the pool.

In DRPs, the maintenance of the metadata results in I/O amplification. I/O amplification
occurs when a single host-generated read or write I/O results in more than one back-end
storage I/O request because of advanced functions. A read request from the host results in
two I/O requests: a directory lookup and a data read. A write request from the host results in
three I/O requests: a directory lookup, a directory update, and a data write. This aspect must
be considered when sizing and planning your data-reducing solution.

Standard pools, which make up a classic solution that also is supported by the
IBM FlashSystem and IBM SAN Volume Controller system, do not use LSA. A standard pool
works as a container that receives its capacity from MDisks (disk arrays), splits it into extents
of the same fixed size, and allocates extents to volumes.

Standard pools do not cause I/O amplification and require less processing resource usage
compared to DRPs. In exchange, DRPs provide more flexibility and storage efficiency.

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Table 1-17 lists the volume capacity saving types that are available with standard pools and
DRPs.

Table 1-17 Volume types that are available in pools

Saving type Standard pool DRP

Fully allocated Yes Yes

Thin-provisioned Yes Yes

Thin-provisioned compressed No Yes

Thin-provisioned deduplicated No Yes

Thin-provisioned compressed and deduplicated No Yes

Best practice: If you want to use deduplication, create thin-provisioned compressed and
deduplicated volumes.

This book provides only an overview of DRP aspects. For more information, see Introduction
and Implementation of Data Reduction Pools and Deduplication, SG24-8430.

Fully allocated and thin-provisioned volumes

Volumes can be configured as thin-provisioned or fully allocated. Both versions can be
configured in standard pools and DRP pools.

In IBM Storage Virtualized systems, each volume includes virtual capacity and real capacity
parameters:
 Virtual capacity is the volume storage capacity that is available to a host. It is used by the
host operating system to create a file system.
 Real capacity is the storage capacity that is allocated to a volume from a pool. It shows the
amount of space that is used on a physical storage volume.

Fully allocated
Fully allocated volumes are created with the same amount of real capacity and virtual
capacity. This type uses no storage efficiency features.

When a fully allocated volume is created on a DRP, it bypasses the LSA structure and works
in the same manner as in a standard pool; Therefore, it has no effect on processing and
provides no data reduction options at the pool level.

When fully allocated volumes are used on the IBM Storage Virtualized systems with FCM
drives (whether a DRP or standard pool is used), capacity savings are achieved by
compressing data with hardware compression that runs on the FCM drives. Hardware
compression on FCM drives is always on and cannot be turned off. This configuration
provides maximum performance in combination with outstanding storage efficiency.

Thin-provisioned
A thin-provisioned volume presents a different capacity to mapped hosts than the capacity
that the volume uses in the storage pool. Therefore, real and virtual capacities might not be
equal. The virtual capacity of a thin-provisioned volume is typically significantly larger than its
real capacity. As more information is written by the host to the volume, more of the real
capacity is used. The system identifies read operations to unwritten parts of the virtual
capacity, and returns zeros to the server without the use of any real capacity.

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In a shared storage environment, thin provisioning is a method for optimizing the use of
available storage. Thin provisioning relies on the allocation of blocks of data on demand,
versus the traditional method of allocating all of the blocks up front. This method eliminates
almost all white space, which helps avoid the poor usage rates that occur in the traditional
storage allocation method where large pools of storage capacity are allocated to individual
servers but remain unused (not written to).

If a thin-provisioned volume is created in a DRP, the system monitors it for reclaimable

capacity from host unmap operations. This capacity can be reclaimed and redistributed into
the pool.

Space that is freed from the hosts is a process that is called UNMAP. A host can issue SCSI
UNMAP commands when the user deletes files on a file system, which result in the freeing of all
of the capacity that is allocated within that unmapping.

A thin-provisioned volume in a standard pool does not return unused capacity to the pool with
SCSI UNMAP.

A thin-provisioned volume can be converted nondisruptively to a fully allocated volume, or

vice versa, by using the volume mirroring function. For example, you can add a
thin-provisioned copy to a fully allocated primary volume and then, remove the fully allocated
copy from the volume after they are synchronized.

Note: It is not recommended to use noncompressed thin-provisioned volumes on DRPs

that contain FCM drives. The system GUI prevents the creation of such types of
configurations.

1.13.3 Compression and deduplication

When DRPs are used on IBM Storage Virtualized systems, host data can be compressed or
compressed and deduplicated before it is written to the disk drives.

The IBM FlashSystem and IBM SAN Volume Controller family DRP compression is based on
the Lempel-Ziv lossless data compression algorithm that operates by using a real-time
method. When a host sends a write request, the request is acknowledged by the write cache
of the system and then, staged to the DRP.

As part of its staging, the write request passes through the compression engine and is stored
in a compressed format. Therefore, writes are acknowledged immediately after they are
received by the write cache with compression occurring as part of the staging to internal or
external physical storage. This process occurs transparently to host systems, which makes
them unaware of the compression.

IBM Comprestimator tool

The IBM Comprestimator tool is available to check whether your data is compressible. It
estimates the space savings that are achieved when compressed volumes are used. This
utility provides a quick and easy view of showing the benefits of using compression.
IBM Comprestimator can be run from the system GUI or command-line interface (CLI), and it
checks data that is already stored on the system. In DRPs, IBM Comprestimator is always on
starting at code level 8.4, so you can display the compressibility of the data in the GUI and
IBM Storage Insights at any time.

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IBM Data Reduction Estimation tool

The IBM Data Reduction Estimation tool (DRET) is a host-based command-line utility for
estimating the data reduction savings on block storage devices. To help with the profiling and
analysis of user workloads that must be migrated to a new system, IBM provides the highly
accurate DRET to support both deduplication and compression.

The tool scans target workloads on various earlier storage arrays (from IBM or another
company), merges all scan results and then, provides an integrated system-level data
reduction estimate.

Both tools are available as stand-alone, host-based utilities that can analyze data on IBM or
third-party storage devices. For more information, see this IBM Support web page.

Deduplication can be configured with thin-provisioned and compressed volumes in DRPs for
added capacity savings. The deduplication process identifies unique chunks of data, or byte
patterns, and stores a signature of the chunk for reference when writing new data chunks.

If the new chunk’s signature matches a signature, the new chunk is replaced with a small
reference that points to the stored chunk. The matches are detected when the data is written.
The same byte pattern might occur many times, which greatly reduce the amount of data that
must be stored.

Compression and deduplication are not mutually exclusive: One, both, or none of the features
can be enabled. If the volume is deduplicated and compressed, data is deduplicated first and
then, compressed. Therefore, deduplication references are created on the compressed data
that is stored on the physical domain.

1.13.4 Enhanced data security features

To protect data against the potential exposure of sensitive user data and user metadata that is
stored on discarded, lost, or stolen storage devices, IBM FlashSystem storage systems and
IBM SAN Volume Controller support encryption of data-at-rest.

Encryption is performed by the IBM FlashSystem or IBM SAN Volume Controller controllers
for data that is stored:
 Within the entire system
 The IBM FlashSystem control enclosure
 All attached expansion enclosures
 As externally virtualized by the IBM FlashSystem or IBM SAN Volume Controller storage
systems

Encryption is the process of encoding data so that only authorized parties can read it. Data
encryption is protected by the Advanced Encryption Standard (AES) algorithm that uses a
256-bit symmetric encryption key in XTS mode, as defined in the IEEE 1619-2007 standard
and NIST Special Publication 800-38E as XTS-AES-256.

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Two types of encryption are available on devices that are running IBM Storage Virtualize:
hardware and software. Which method is used for encryption is chosen automatically by the
system based on the placement of the data:
 Hardware encryption: Data is encrypted by IBM FlashCore module (FCM) hardware and
SAS hardware for expansion enclosures. It is used only for internal storage (drives).
 Software encryption: Data is encrypted by using the nodes’ CPU (the encryption code
uses the AES-NI CPU instruction set). It is used only for external storage that is virtualized
by the IBM FlashSystem and IBM SAN Volume Controller managed storage systems.

Both methods of encryption use the same encryption algorithm, key management
infrastructure, and license.

Note: Only data-at-rest is encrypted. Host-to-storage communication and data that is sent
over links that are used for remote mirroring are not encrypted.

The IBM FlashSystem also supports self-encrypting drives, in which data encryption is
completed in the drive.

Before encryption can be enabled, ensure that a license was purchased and activated.

The system supports two methods of configuring encryption:

 You can use a centralized external key server that simplifies creating and managing
encryption keys on the system. This method of encryption key management is preferred
for security and simplification of key management.
A key server is a centralized system that generates, stores, and sends encryption keys to
the system. Some key server providers support replicating keys among multiple key
servers. If multiple key servers are supported, you can specify up to four key servers that
connect to the system over a public network or separate private network.
 The system supports IBM Guardium Key Lifecycle Manager (formally IBM Security Key
Lifecycle Manager) or Gemalto SafeNet KeySecure key servers to handle key
management.
 The system also supports storing encryption keys on USB flash drives. USB flash
drive-based encryption requires physical access to the systems and is effective in
environments with a minimal number of systems. For organizations that require strict
security policies regarding USB flash drives, the system supports disabling a canister’s
USB ports to prevent unauthorized transfer of system data to portable media devices. If
you have such security requirements, use key servers to manage encryption keys.

Another data security enhancement that delivered with the IBM Storage Virtualize code is the
new Safeguarded Copy feature that can provide protected read-only logical air gap copies of
volumes. This enhancement gives the customer effective data protection against cyber
attacks.

For more information, see “Safeguarded Copy” on page 18.

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1.14 Application integration features

IBM FlashSystem storage systems include the following features, which enable tight
integration with VMware:
 vCenter plug-in
Enables monitoring and self-service provisioning of the system from within VMware
vCenter.
 vStorage application programming interfaces (APIs) for Array Integration (VAAI) support:
This function supports hardware-accelerated virtual machine (VM) copy/migration and
hardware-accelerated VM initiation, and accelerates VMware Virtual Machine File System
(VMFS).
 Microsoft Windows System Resource Manager (SRM) for VMware Site Recovery
Manager
Supports automated storage and host failover, failover testing, and failback.
 VMware vSphere Virtual Volume (VVOL) integration for better usability
The migration of space-efficient volumes between storage containers maintains the space
efficiency of volumes. Cloning a VM achieves a full independent set of VVOLs, and
resiliency is improved for VMs if volumes start running out of space.

VMware vSphere Virtual Volumes

The system supports VVOLs, which allow VMware vCenter to automate the management of
system objects, such as volumes and pools. It is an integration and management framework
that virtualizes the IBM FlashSystem storage systems, which enables a more efficient
operational model that is optimized for virtualized environments and centered on the
application instead of the infrastructure.

VVOLs simplify operations through policy-driven automation that enables more agile storage
consumption for VMs and dynamic adjustments in real time when they are needed. They also
simplify the delivery of storage service levels to individual applications by providing finer
control of hardware resources and native array-based data services that can be instantiated
with VM granularity.

With VVOLs, VMware offers a paradigm in which an individual VM and its disks, rather than a
logical unit number (LUN), becomes a unit of storage management for a storage system. It
encapsulates VDisks and other VM files, and natively stores the files on the storage system.

By using a special set of APIs that are called vSphere APIs for Storage Awareness (VASA),
the storage system becomes aware of the VVOLs and their associations with the relevant
VMs. Through VASA, vSphere and the underlying storage system establish a two-way
out-of-band communication to perform data services and offload certain VM operations to the
storage system. For example, some operations, such as snapshots and clones, can be
offloaded.

For more information about VVOLs and the actions that are required to implement this feature
on the host side, see the VMware website. Also, see IBM Storage Virtualize and VMware:
Integrations, Implementation and Best Practices, SG24-8549.

IBM support for VASA is provided by IBM Storage Connect enabling communication between
the VMware vSphere infrastructure and the IBM FlashSystem system. The
IBM FlashSystem administrator can assign ownership of VVOLs to IBM Storage Connect by
creating a user with the VASA Provider security role.

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Although the system administrator can complete specific actions on volumes and pools that
are owned by the VASA Provider security role, IBM Storage Connect retains management
responsibility for VVOLs. For more information about IBM Storage Connect, see the
IBM Storage Connect documentation.

Note: At the time of this writing, VVOLs are not supported on DRPs. However, they are still
valid with Version 8.6.0.

1.15 Features for manageability

IBM FlashSystem storage systems and the IBM SAN Volume Controller offer the following
manageability and serviceability features:
 Intuitive GUI
 IBM Call Home and Remote Support
 IBM Storage Insights
 IBM Storage Virtualize RESTful API

IBM Storage Virtualize family system GUI

The IBM storage systems that are running Storage Virtualize include an easy-to-use
management GUI that runs on one of the node canisters in the control enclosure. This GUI
helps you to you monitor, manage, and configure your system. You can access the GUI by
opening any supported web browser and entering the management IP addresses.

The IBM storage systems use a GUI with the same look and feel across all platforms for a
consistent management experience. The GUI includes an improved overview dashboard that
provides all of the information in an easy-to-understand format and enables visualization of
effective capacity. By using the GUI, you can quickly deploy storage and manage it efficiently.

Figure 1-53 shows the Storage Virtualize GUI dashboard view. This default view is displayed
after the user logs on to the system.

Figure 1-53 IBM Storage Virtualize GUI dashboard

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The IBM FlashSystem storage systems and the IBM SAN Volume Controller also provide a
CLI, which is useful for advanced configuration and scripting.

The systems support SNMP, email notifications that use Simple Mail Transfer Protocol
(SMTP), and syslog redirection for complete enterprise management access.

IBM Call Home and Remote Support

IBM Call Home connects the system to IBM Service Personnel who can monitor and respond
to system events to ensure that your system remains running.

The IBM Call Home function opens a service alert if a serious error occurs in the system,
which automatically sends the details of the error and contact information to IBM Service
Personnel.

If the system is eligible for support, a Cognitive Support Program (CSP) ticket is automatically
created and assigned to the suitable IBM Support team. The information that is provided to
IBM is an excerpt from the event log that contains the details of the error, and customer
contact information from the system.

IBM Service Personnel contact the customer and arrange service on the system, which can
greatly improve the speed of resolution by removing the need for the customer to detect the
error and raise a support call themselves.

The system supports the following methods to transmit notifications to the support center:
 Call Home with cloud services
Call Home with cloud services sends notifications directly to a centralized file repository
that contains troubleshooting information that is gathered from customers. Support
personnel can access this repository and automatically be assigned issues as problem
reports.
This method of transmitting notifications from the system to support removes the need for
customers to create problem reports manually. Call Home with cloud services also
eliminates email filters dropping notifications to and from support, which can delay
resolution of problems on the system.
This method sends notifications only to the predefined support center.
 Call Home with email notifications
Call Home with email notification sends notifications through a local email server to
support and local users or services that monitor activity on the system. With email
notifications, you can send notifications to support and designate internal distribution of
notifications, which alerts internal personnel about potential problems. Call Home with
email notifications requires configuring at least one email server, and local users.
However, external notifications to the support center can be dropped if filters on the email
server are active. To eliminate this problem, Call Home with email notifications is not
recommended as the only method to transmit notifications to the support center. Call
Home with email notifications can be configured with cloud services.

IBM highly encourages all customers to take advantage of the Call Home feature so that you
and IBM can collaborate for your success.

For more information about the features and functions of both IBM Call Home methods, see
this IBM Support web page.

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IBM Call Home Connect Cloud

IBM Call Home Connect Cloud (CHCC) is IBM’s web application that allows IBM hardware
clients to view and monitor key status indicators about their Call Home-enabled IBM hardware
assets. Offered at no additional cost to all IBM hardware clients, the website displays
information about:
 Critical cases and alerts.
 Warranty and maintenance contract status.
 Last contact status.
 Current software and firmware levels and upgrade recommendations.
 Asset details, such as:
– Summary data about open and closed cases, with links to IBM Support to view them.
– Detailed alerts about various Call Home-related events.
– Links to product-specific support information.

Clients can also:

 Monitor Remote Code Load services on their assets in real time.
 Look up their assets’ warranty and maintenance contract information.
 Visualize and export Call Home data in several formats.

Call Home Connect Cloud works offline, too, although real-time updates are not available
while offline. For clients who want a more tailored mobile experience, we offer a mobile
companion app, Call Home Connect Anywhere, for Android and iOS devices.

For more information about CHCC, see links here, Introducing IBM Call Hone Connect Cloud.

IBM Storage Insights

IBM Storage Insights is an IBM Cloud software as a service (SaaS) offering that can help you
monitor and optimize the storage resources in the system and across your data center. IBM
Storage Insights monitors your storage environment and provides information about the
statuses of multiple systems in a single dashboard.

You can view data from the perspectives of the servers, applications, and file systems. Two
versions of IBM Storage Insights are available: IBM Storage Insights and IBM Storage
Insights Pro.

When you order any IBM FlashSystem storage system or IBM SAN Volume Controller, IBM
Storage Insights is available at no extra cost. With this version, you can monitor the basic
health, status, and performance of various storage resources.

IBM Storage Insights Pro is a subscription-based product that provides a more

comprehensive view of the performance, capacity, and health of your storage resources. In
addition to the features that are offered by IBM Storage Insights, IBM Storage Insights Pro
provides tools for intelligent capacity planning, storage reclamation, storage tiering, and
performance troubleshooting services. Together, these features can help you reduce storage
costs and optimize your data center.

Note: With some models of Storage Virtualize systems that offer the Premium Storage
Expert Care level of support, Storage Insights Pro is included as part of the offering. For
more information, see 1.6.1, “Storage Expert Care” on page 50.

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IBM Storage Insights is a part of the monitoring and helps to ensure continued availability of
the IBM FlashSystem storage or IBM SAN Volume Controller systems.

The tool provides a single dashboard that gives you a clear view of all your IBM block and file
storage and some other storage vendors (the IBM Storage Insights Pro version is required to
view other storage vendors’ storage). You can make better decisions by seeing trends in
performance and capacity. With storage health information, you can focus on areas that need
attention.

When IBM Support is needed, IBM Storage Insights simplifies uploading logs, speeds
resolution with online configuration data, and provides an overview of open tickets, all in one
place.

The following features are available with IBM Storage Insights:

 A unified view of IBM systems:
– Provides a single view to see all your system’s characteristics
– Displays all of your IBM storage inventory
– Provides a live event feed so that you know in real time what is going on with your
storage so that you can act quickly
 IBM Storage Insights collects telemetry data and Call Home data and provides real-time
system reporting of capacity and performance.
 Overall storage monitoring by reviewing the following information:
– The overall health of the system.
– Monitoring of the configuration to see whether it meets best practices.
– System resource management determines which system is overtaxed, and provides
proactive recommendations to fix it.
 IBM Storage Insights provides advanced customer service with an event filter that you can
use to accomplish the following tasks:
– You and IBM Support can view, open, and close support tickets, and track trends.
– You can use the autolog collection capability to collect the logs and send them to IBM
before IBM Support investigates the problem. This capability can save time in resolving
a case.

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Figure 1-54 shows a view of the IBM Storage Insights dashboard.

Figure 1-54 IBM Storage Insights dashboard

For IBM Storage Insights to operate, a lightweight data collector must be deployed in your
data center to stream only system metadata to your IBM Cloud instance. The metadata flows
in one direction: from your data center to IBM Cloud over HTTPS.

The application data that is stored on the storage systems cannot be accessed by the data
collector. In IBM Cloud, your metadata is AES256-encrypted and protected by physical,
organizational, access, and security controls.

IBM Storage Insights is ISO/IEC 27001 Information Security Management certified.

For more information about IBM Storage Insights, see the following websites:
 IBM Storage Insights Fact Sheet
 Functional demonstration environment (requires an IBMid)
 IBM Storage Insights security information
 IBM Storage Insights registration

IBM Storage Virtualize RESTful API

The IBM Storage Virtualize Representational State Transfer (REST) model API consists of
command targets that are used to retrieve system information and to create, modify, and
delete system resources. These command targets allow command parameters to pass
through unedited to the IBM Storage Virtualize CLI, which handles parsing parameter
specifications for validity and error reporting. It also uses HTTPS to successfully
communicate with the RESTful apiserver.

The RESTful apiserver does not consider transport security (such as Secure Sockets Layer
(SSL)), but instead assumes that requests are started from a local, secured server. The
HTTPS protocol provides privacy through data encryption. The RESTful API provides more
security by requiring command authentication, which persists for 2 hours of activity or 30
minutes of inactivity, whichever occurs first.

Uniform Resource Locators (URLs) target different node objects on the system. The HTTPS
POST method acts on command targets that are specified in the URL. To make changes or
view information about different objects on the system, you must create and send a request to

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the system. You must provide specific elements for the RESTful apiserver to receive and
transform the request into a command.

To interact with the system by using the RESTful API, make an HTTPS command request
with a valid configuration node URL destination. Open TCP port 7443 and include the
keyword rest and then, use the following URL format for all requests:
https://system_node_ip:7443/rest/command

Where:
 system_node_ip is the system IP address, which is the address that is taken by the
configuration node of the system.
 The port number is always 7443 for the IBM Storage Virtualize RESTful API.
 rest is a keyword.
 command is the target command object (such as auth or lseventlog with any
parameters). The command specification uses the following format:
command_name,method="POST",headers={'parameter_name': 'parameter_value',
'parameter_name': 'parameter_value',...}

1.16 Copy services

IBM Storage Systems running IBM Storage Virtualize provide copy services functions that
can be used to improve availability and support DR.

Volume mirroring
By using volume mirroring, a volume can have two physical copies in one IBM Storage
System. Each volume copy can belong to a different pool and use a different set of capacity
saving features.

When a host writes to a mirrored volume, the system writes the data to both copies. When a
host reads a mirrored volume, the system picks one of the copies to read. If one of the
mirrored volume copies is temporarily unavailable, the volume remains accessible to servers.
The system remembers which areas of the volume are written, and resynchronizes these
areas when both copies are available.

You can create a volume with one or two copies, and you can convert a non mirrored volume
into a mirrored volume by adding a copy. When a copy is added in this way, the system
synchronizes the new copy so that the new copy is the same as the existing volume. Servers
can access the volume during this synchronization process.

Volume mirroring can be used to migrate data to or from an IBM Storage Systems running
IBM Storage Virtualize. For example, you can start with a non mirrored image mode volume in
the migration pool and then, add a copy to that volume in the destination pool on internal
storage. After the volume is synchronized, you can delete the original copy that is in the
source pool. During the synchronization process, the volume remains available.

Volume mirroring also is used to convert fully allocated volumes to use data reduction
technologies, such as thin-provisioning, compression, or deduplication, or to migrate volumes
between storage pools.

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FlashCopy
The FlashCopy or snapshot function creates a point-in-time (PiT) copy of data that is stored
on a source volume to a target volume. FlashCopy is sometimes described as an instance of
a time-zero (T0) copy. Although the copy operation takes some time to complete, the resulting
data on the target volume is presented so that the copy appears to occur immediately, and all
data is available immediately. Advanced functions of FlashCopy allow operations to occur on
multiple source and target volumes.

Management operations are coordinated to provide a common, single PiT for copying target
volumes from their respective source volumes to create a consistent copy of data that spans
multiple volumes.

The function also supports multiple target volumes to be copied from each source volume,
which can be used to create images from different PiTs for each source volume.

FlashCopy is used to create consistent backups of dynamic data and test applications, and to
create copies for auditing purposes and for data mining. It can be used to capture the data at
a specific time to create consistent backups of dynamic data. The resulting image of the data
can be backed up; for example, to a tape device object storage or another disk/flash based
storage technology. When the copied data is on tape, the data on the FlashCopy target disks
becomes redundant and can be discarded.

Another possible FlashCopy application is creating test environments. FlashCopy can be

used to test an application with real business data before the production version of the
application is updated or replaced. With FlashCopy, a fully functional and space-efficient
clone of a volume that contains real data can be created. It enables read and write access for
the test environment while keeping the real production environment data safe and untouched.
After testing is complete, the clone volume can be discarded or retained for future use.

FlashCopy can perform a restore from any FlashCopy mapping. Therefore, you can restore
(or copy) from the target to the source of your regular FlashCopy relationships. When
restoring data from FlashCopy, this method can be qualified as reversing the direction of the
FlashCopy mappings. This approach can be used for various applications, such as recovering
a production database application after an errant batch process that caused extensive
damage.

Remote mirroring
You can use remote mirroring (also referred as Remote Copy [RC]) function to set up a
relationship between two volumes, where updates made to one volume are mirrored on the
other volume. The volumes can be on two different systems (intersystem) or on the same
system (intrasystem).

For an RC relationship, one volume is designated as the primary and the other volume is
designated as the secondary. Host applications write data to the primary volume, and
updates to the primary volume are copied to the secondary volume. Normally, host
applications do not run I/O operations to the secondary volume.

The following types of remote mirroring are available:

 Metro Mirror (MM)
Provides a consistent copy of a source volume on a target volume. Data is written to the
target volume synchronously after it is written to the source volume so that the copy is
continuously updated.
With synchronous copies, host applications write to the primary volume but do not receive
a confirmation that the write operation completed until the data is written to the secondary

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volume, which ensures that both volumes have identical data when the copy operation
completes. After the initial copy operation completes, the MM function always maintains a
fully synchronized copy of the source data at the target site. The MM function supports
copy operations between volumes that are separated by distances up to 300 km
(186.4 miles).
For DR purposes, MM provides the simplest way to maintain an identical copy on the
primary and secondary volumes. However, as with all synchronous copies over remote
distances, host application performance can be affected. This performance effect is
related to the distance between primary and secondary volumes and depending on
application requirements, its use might be limited based on the distance between sites.
 Global Mirror (GM)
Provides a consistent copy of a source volume on a target volume. The data is written to
the target volume asynchronously and the copy is continuously updated. When a host
writes to the primary volume, a confirmation of I/O completion is received before the write
operation completes for the copy on the secondary volume. Because of this situation, the
copy might not contain the most recent updates when a DR operation is completed.
If a failover operation is started, the application must recover and apply any updates that
were not committed to the secondary volume. If I/O operations on the primary volume are
paused for a short period, the secondary volume can become a match of the primary
volume. This function is comparable to a continuous backup process in which the last few
updates are always missing. When you use GM for DR, you must consider how you want
to handle these missing updates.
The secondary volume is generally less than 1 second behind the primary volume, which
minimizes the amount of data that must be recovered if a failover occurs. However, a
high-bandwidth link must be provisioned between the two sites.
 Global Mirror with Change Volumes (GMCV)
Enables support for GM with a higher recovery point objective (RPO) by using change
volumes. This function is for use in environments where the available bandwidth between
the sites is smaller than the update rate of the replicated workload.
With GMCV, or GM with cycling, change volumes must be configured for the primary and
secondary volumes in each relationship. A copy is taken of the primary volume in the
relationship to the change volume. The background copy process reads data from the
stable and consistent change volume and copies the data to the secondary volume in the
relationship.
CoW technology is used to maintain the consistent image of the primary volume for the
background copy process to read. The changes that occurred while the background copy
process was active also are tracked. The change volume for the secondary volume also
can be used to maintain a consistent image of the secondary volume while the
background copy process is active.
GMCV provides fewer requirements to inter-site link bandwidth than other RC types. It is
mostly used when link parameters are insufficient to maintain the RC relationship without
affecting host performance.

Intersystem replication is possible over an FC or IP link. The native IP replication feature

enables replication between any family systems running IBM Storage Virtualize by using the
built-in networking ports of the system nodes.

Note: Although all three types of RC are supported to work over an IP link, the
recommended type is GMCV.

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1.16.1 Policy-based replication

Policy-based replication (PBR) uses volume groups and replication policies to automatically
deploy and manage replication. Policy-based replication significantly simplifies configuring,
managing, and monitoring replication between two systems.

Note: IBM FlashSystems 5015, 5035 and 5045 do not support policy-based replication.

With policy-based replication, you can replicate data between systems with minimal
management, significantly higher throughput and reduced latency compared to the
remote-copy function. A replication policy has following properties:
 A replication policy can be assigned to one or more volume groups.
 Replication policies cannot be changed after they are created. If changes are required, a
new policy can be created and assigned to the associated volume group.
 Each system supports up to a maximum of 32 replication policies.
– Replication policies
• Replication policies define the replication settings that are assigned to the volume
groups. Replication policies replicate the volume groups and ensure that consistent
data is available on the production and recovery system.
– Volume groups for policy-based replication
• Policy-based replication uses volume groups and replication policies to
automatically deploy and manage replication. Policy-based replication significantly
simplifies configuring, managing, and monitoring replication between two systems.
– Partnerships
• Two-site partnerships replicate volume data that is on one system to a remote
system. Two-site partnerships are required for policy-based replication.
Partnerships can be used for migration, 3-site replication, and disaster recovery
situations.

For more information on PBR see this link,Getting Started with policy-based-replication

1.16.2 HyperSwap
The IBM HyperSwap function is a HA feature that provides dual-site, active-active access to a
volume. It is available on systems that can support more than one I/O group.

With HyperSwap, a fully independent copy of the data is maintained at each site. When data
is written by hosts at either site, both copies are synchronously updated before the write
operation is completed. The HyperSwap function automatically optimizes to minimize data
that is transmitted between two sites, and to minimize host read and write latency.

If the system or the storage at either site goes offline and an online and accessible up-to-date
copy is left, the HyperSwap function can automatically fail over access to the online copy. The
HyperSwap function also automatically resynchronizes the two copies when possible.

To construct HyperSwap volumes, active-active replication relationships are made between

the copies at each site. These relationships automatically run and switch direction according
to which copy or copies are online and up to date.

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The relationships provide access to whichever copy is up to date through a single volume,
which has a unique ID. This volume is visible as a single object across both sites (I/O groups),
and is mounted to a host system.

A 2-site HyperSwap configuration can be extended to a third site for DR that uses the IBM
Storage Virtualize 3-Site Orchestrator.

IBM Storage Virtualize 3-Site Orchestrator coordinates replication of data for disaster
recovery and high availability scenarios between systems that are on three geographically
dispersed sites. IBM Storage Virtualize 3-Site Orchestrator is a command-line based
application that runs on a separate Linux host that configures and manages supported
replication configurations on IBM Storage Virtualize products.

To extend a HyperSwap system or to create a HyperSwap configuration with IBM Storage

Virtualize 3-Site Orchestrator requires more planning, installing, and configuring steps.

The HyperSwap function works with the standard multipathing drivers that are available on
various host types, with no extra host support that is required to access the highly available
volume. Where multipathing drivers support Asymmetric Logical Unit Access (ALUA), the
storage system tells the multipathing driver which nodes are closest to it and must be used to
minimize I/O latency. You tell the storage system which site a host is connected to, and it
configures host pathing optimally.

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1.17 IBM FlashCore Module drives, NVMe SSDs, and SCM

drives
This section describes the three types of flash drives that can be installed in the control
enclosures:
 FCM drives
 NVMe SSDs
 Storage-class memory (SCM) drives

Note: The SCM drives and XL FCM drives require IBM Storage Virtualize V8.3.1 or later to
be installed on the IBM FlashSystem control enclosure.

The following IBM FlashSystem products can support all three versions of these drives:
 9500
 9500R Rack Solution
 9200
 9200R Rack Solution
 7300
 7200
 5200
 5100

They are not supported in any of the expansion enclosures.

Figure 1-55 shows an FCM (NVMe) with a capacity of 19.2 TB. The first generation of FCM
drives were built by using 64-layer Triple Level Cell (TLC) flash memory and an Everspin
MRAM cache into a U.2 form factor. FCM generation 2 and 3 are built using 96-layer Quad
Level Cell (QLC) flash memory. These later generations also reformat some of the flash
capacity to a pseudo-SLC mode (pSLC) to improve performance, reduce latency and provide
a dynamic read cache on the device.

Figure 1-55 IBM FlashCore Module (NVMe)

FCM drives are designed for high parallelism and optimized for 3D QLC and updated FPGAs.
IBM also enhanced the FCM drives by adding read cache to reduce latency on highly
compressed pages. Also added was four-plane programming to lower the overall power
during writes. FCM drives offer hardware-assisted compression up to 3:1 and are FIPS 140-2
complaint.

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FCM drives carry IBM Variable Stripe RAID (VSR) at the FCM level and use DRAID to protect
data at the system level. VSR and DRAID together optimize RAID rebuilds by off-loading
rebuilds to DRAID, and they offer protection against FCM failures.

Table 1-18 lists the capacities of the FCM type drives.

Table 1-18 FCM type capacities

FCM module size Physical size (TBu)

Small 4.8 TBu

Medium 9.6 TBu

Large 19.2 TBu

XLarge 38.4 TBu

Industry-standard SSD NVMe drives

All the IBM FlashSystem models that are described in this book provide an option to use
industry-standard SSD NVMe drives, which are sourced from Samsung and Toshiba and
available in the several capacity variations, as listed in Table 1-19.

Table 1-19 NVMe drive size options

Drive type Physical size (TBu)

NVMe Flash Drive 1.92 TB

NVMe Flash Drive 3.84 TB

NVMe Flash Drive 7.68 TB

NVMe Flash Drive 15.36 TB

NVMe Flash Drive 30.72 TB

NVMe and adapter support

NVMe is a NUMA-optimized, high-performance, and highly scalable storage protocol that is
designed to access nonvolatile storage media by using a host PCIe bus. NVMe uses
low-latency and available parallelism, and reduces I/O impact.

NVMe supports multiple I/O queues up to 64 K queues, and each queue can support up to
64 K entries. Earlier generations of SAS and Serial Advanced Technology Attachment (SATA)
support a single queue with only 254 and 32 entries and use many more CPU cycles to
access data. NVMe handles more workload for the same infrastructure footprint.

NVMe-oF is a technology specification that is designed to enable NVMe message-based

commands to transfer data between a host computer and a target SSD or system. Data is
transferred over a network, such as Ethernet, FC, or InfiniBand.

Storage-class memory
SCM drives use persistent memory technologies that improve endurance and reduce the
latency of flash storage device technologies. All SCM drives use the NVMe architecture.
IBM Research® is actively engaged in researching these new technologies.

For more information about nanoscale devices, see this IBM Research web page.

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For a comprehensive overview of the flash drive technology, see the SNIA Educational
Library web page.

These technologies fundamentally change the architecture of today’s storage infrastructures.

Figure 1-56 shows the different types of storage technologies versus the latency for Intel
drives.

Figure 1-56 Storage technologies versus latency for Intel drives

IBM supports SCM class drives. Table 1-20 lists the SCM drive size options.

Table 1-20 SCM drive options

Drive type Physical size (TBu) Supported in

NVMe SCM Drive 375 GB FS5200, FS7200 *

NVMe SCM Drive 750 GB FS5200, FS7200 *

NVMe SCM Drive 800 GB FS5200, FS7200 *

NVMe SCM Drive 1.6 TB FS5200, FS7200, FS7300, FS9500/R

* These drives are not sold anymore, but they are still supported.

Easy Tier supports the SCM drives with a new tier that is called tier_scm.

Note: The SCM drive type supports only DRAID 6, DRAID 5, DRAID 1, and TRAID 1 or 10.

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1.18 Storage virtualization

Storage virtualization is a term that is used extensively throughout the storage industry. It can
be applied to various technologies and underlying capabilities. In reality, most storage devices
technically can claim to be virtualized in one form or another. Therefore, this section starts by
defining the concept of storage virtualization as it is used in this book.

We describe storage virtualization in the following ways:

 Storage virtualization is a technology that makes one set of resources resemble another
set of resources (preferably with more wanted characteristics).
 Storage virtualization is a logical representation of resources that is not constrained by
physical limitations and hides part of the complexity. It also adds or integrates new
functions with services, and can be nested or applied to multiple layers of a system.

The virtualization model consists of the following layers:

 Application: The user of the storage domain.
 Storage domain:
– File, record, and namespace virtualization, and file and record subsystem
– Block virtualization
– Block subsystem

Applications typically read and write data as vectors of bytes or records. However, storage
presents data as vectors of blocks of a constant size (512 or in the newer devices, 4096 bytes
per block).

The file, record, and namespace virtualization and file and record subsystem layers convert
records or files that are required by applications to vectors of blocks, which are the language
of the block virtualization layer. The block virtualization layer maps requests of the higher
layers to physical storage blocks, which are provided by storage devices in the block
subsystem.

Each of the layers in the storage domain abstracts away complexities of the lower layers and
hides them behind an easy to use, standard interface that is presented to upper layers. The
resultant decoupling of logical storage space representation and its characteristics that are
visible to servers (storage consumers) from underlying complexities and intricacies of storage
devices is a key concept of storage virtualization.

The focus of this publication is block-level virtualization at the block virtualization layer, which
is implemented by IBM as IBM Storage Virtualize software that is running on an IBM SAN
Volume Controller and the IBM FlashSystem family. The IBM SAN Volume Controller is
implemented as a clustered appliance in the storage network layer. The IBM FlashSystem
storage systems are deployed as modular systems that can virtualize their internally and
externally attached storage.

IBM Storage Virtualize uses the SCSI protocol to communicate with its clients and presents
storage space as SCSI logical units (LUs), which are identified by SCSI LUNs.

Note: Although LUs and LUNs are different entities, the term LUN in practice is often used
to refer to a logical disk, that is, an LU.

Although most applications do not directly access storage but work with files or records, the
operating system of a host must convert these abstractions to the language of storage; that is,
vectors of storage blocks that are identified by LBAs within an LU.

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Inside IBM Storage Virtualize, each of the externally visible LUs is internally represented by a
volume, which is an amount of storage that is taken out of a storage pool. Storage pools are
made of MDisks; that is, they are LUs that are presented to the storage system by external
virtualized storage or arrays that consist of internal disks. LUs that are presented to
IBM Storage Virtualize by external storage usually correspond to RAID arrays that are
configured on that storage.

With storage virtualization, you can manage the mapping between logical blocks within an LU
that is presented to a host and blocks on physical drives. This mapping can be as simple or as
complicated as required. A logical block can be mapped to one physical block, or for
increased availability, multiple blocks that are physically stored on different physical storage
systems, and in different geographical locations.

Importantly, the mapping can be dynamic: With Easy Tier, IBM Storage Virtualize can
automatically change underlying storage to which groups of blocks (extent) are mapped to
better match a host’s performance requirements with the capabilities of the underlying
storage systems.

IBM Storage Virtualize gives a storage administrator various options to modify volume
characteristics, from volume resize to mirroring, creating a point-in-time (PiT) copy with
FlashCopy, and migrating data across physical storage systems.

Importantly, all the functions that are presented to the storage users are independent from the
characteristics of the physical devices that are used to store data. This decoupling of the
storage feature set from the underlying hardware and ability to present a single, uniform
interface to storage users that masks underlying system complexity is a powerful argument
for adopting storage virtualization with IBM Storage Virtualize.

IBM Storage Virtualize includes the following key features:

 Simplified storage management by providing a single management interface for multiple
storage systems, and a consistent user interface for provisioning heterogeneous storage.
 Online volume migration. IBM Storage Virtualize enables moving the data from one set of
physical drives to another set in a way that is not apparent to the storage users and
without over-straining the storage infrastructure. The migration can be done within a
specific storage system (from one set of disks to another set) or across storage systems.
Either way, the host that uses the storage is not aware of the operation, and no downtime
for applications is needed.
 Enterprise-level copy services functions. Performing copy services functions within
IBM Storage Virtualize removes dependencies on the capabilities and interoperability of
the virtualized storage subsystems. Therefore, it enables the source and target copies to
be on any two virtualized storage subsystems.
 Improved storage space usage because of the pooling of resources across virtualized
storage systems.
 Opportunity to improve system performance as a result of volume striping across multiple
virtualized arrays or controllers, and the benefits of cache that is provided by
IBM Storage Virtualize hardware.
 Improved data security by using data-at-rest encryption.
 Data replication, including replication to cloud storage by using advanced copy services
for data migration and backup solutions.
 Data reduction techniques for space efficiency and cost reduction. Today, open systems
typically use less than 50% of the provisioned storage capacity. IBM Storage Virtualize
can enable savings, increase the effective capacity of storage systems up to five times,
and decrease the floor space, power, and cooling that are required by the storage system.

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IBM FlashSystem and IBM SAN Volume Controller families are scalable solutions running on
a HA platform that can use diverse back-end storage systems to provide all the benefits to
various attached hosts.

External storage virtualization

You can use IBM Storage Systems running IBM Storage Virtualize to manage the capacity of
other storage systems with external storage virtualization. When IBM Storage Virtualize
virtualizes a storage system, its capacity is managed similarly to internal disk drives or flash
modules. Capacity in external storage systems inherits all of the rich functions and ease of
use.

You can use IBM Storage Systems running IBM Storage Virtualize to preserve your
investments in storage, centralize management, and make storage migrations easier with
storage virtualization and Easy Tier. Virtualization helps insulate applications from changes
that are made to the physical storage infrastructure.

To verify whether your storage can be virtualized by IBM FlashSystem or IBM SAN Volume
Controller, see the IBM System Storage Interoperation Center (SSIC).

All the IBM Storage Systems that are running IBM Storage Virtualize can migrate data from
external storage controllers, including migrating from any other IBM or third-party storage
systems. IBM Storage Virtualize uses the functions that are provided by its external
virtualization capability to perform the migration. This capability places external LUs under the
control of an IBM FlashSystem or IBM SAN Volume Controller system. Then, hosts continue
to access them through the IBM FlashSystem system or IBM SAN Volume Controller system,
which acts as a proxy.

The migration process typically consists of the following steps:

1. Input/output (I/O) to the LUs that are on the external storage system must be stopped, and
the mapping of the storage system must be changed so that the original LUs are
presented directly to the IBM FlashSystem or IBM SAN Volume Controller Family machine
and not to the hosts. IBM FlashSystem or IBM SAN Volume Controller discovers the
external LUs and recognizes them as unmanaged external storage back-end devices
(MDisks).
2. The unmanaged MDisks are imported to the IBM FlashSystem or IBM SAN Volume
Controller image mode volumes and placed in a migration storage pool. This storage pool
is now a logical container for the externally attached LUs. Each volume has a one-to-one
mapping with an external LU. From a data perspective, the image mode volume
represents the SAN-attached LUs exactly as they were before the import operation. The
image mode volumes are on the same physical drives of the storage system, and the data
remains unchanged.
3. Your hosts are configured for an IBM FlashSystem or IBM SAN Volume Controller
attachment, and image-mode volumes are mapped to them. After the volumes are
mapped, the hosts discover their volumes and are ready to continue working with them so
that I/O can be resumed.
4. Image-mode volumes are migrated to the internal storage of IBM FlashSystem by using
the volume mirroring feature. Mirrored copies are created online so that a host can still
access and use the volumes during the mirror synchronization process.
5. After the mirror operations are complete, the image mode volumes are removed (deleted),
and external storage system can be disconnected and decommissioned or reused
elsewhere.

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The GUI of the IBM Storage Systems that are running IBM Storage Virtualize provides a
storage migration wizard, which simplifies the migration task. The wizard features intuitive
steps that guide users through the entire process.

Note: The IBM FlashSystem 5015, 5035 and 5045 systems do not support external
virtualization for any other purpose other than data migration.

Summary
Storage virtualization is a fundamental technology that enables the realization of flexible and
reliable storage solutions. It helps enterprises to better align their IT architecture with
business requirements, simplify their storage administration, and facilitate their IT
departments efforts to meet business demands.

IBM Storage Virtualize that is running on the IBM FlashSystem family is a mature,
11th-generation virtualization solution that uses open standards and complies with the SNIA
storage model. All the products are appliance-based storage, and use in-band block
virtualization engines that move the control logic (including advanced storage functions) from
many individual storage devices to a centralized entity in the storage network.

IBM Storage Virtualize can improve the use of your storage resources, simplify storage
management, and improve the availability of business applications.

1.19 Business continuity

In today’s online, highly connected, and fast-paced world, we expect that today’s IT systems
provide high availability (HA) and continuous operations, and that they can be quickly
recovered if a disaster occurs. Yet, today’s IT environment also features an ever-growing time
to market pressure, with more projects to complete, more IT problems to solve, and a steep
rise in time and resource limitations.

Thankfully, today’s IT technology also features unprecedented levels of functions, features,

and lowered cost. In many ways, it is easier than ever before to find IT technology that can
address today’s business concerns. This section describes some IBM FlashSystem storage
solutions that can be applied to today’s business continuity requirements.

1.19.1 Business continuity with the IBM SAN Volume Controller

In simple terms, a clustered system or system is a collection of servers that together provide a
set of resources to a client. The key point is that the client has no knowledge of the underlying
physical hardware of the system. The client is isolated and protected from changes to the
physical hardware. This arrangement offers many benefits including, most significantly,
HA.

Resources on the clustered system act as HA versions of unclustered resources. If a node

(an individual computer) in the system is unavailable or too busy to respond to a request for a
resource, the request is passed transparently to another node that can process the request.
The clients are “unaware” of the exact locations of the resources that they use.

The IBM SAN Volume Controller is a collection of up to eight nodes, which are added in pairs
that are known as I/O groups. These nodes are managed as a set (system), and they present
a single point of control to the administrator for configuration and service activity.

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The eight-node limit for an IBM SAN Volume Controller system is a limitation that is imposed
by the Licensed Internal Code, and not a limit of the underlying architecture. Larger system
configurations might be available in the future.

Although the IBM SAN Volume Controller code is based on a purpose-optimized Linux kernel,
the clustered system feature is not based on Linux clustering code. The clustered system
software within the IBM SAN Volume Controller (that is, the event manager cluster
framework) is based on the outcome of the COMPASS research project. It is the key element
that isolates the IBM SAN Volume Controller application from the underlying hardware nodes.

The clustered system software makes the code portable. It provides the means to keep the
single instances of the IBM SAN Volume Controller code that are running on separate
systems’ nodes in sync. Therefore, restarting nodes during a code upgrade, adding nodes,
removing nodes from a system, or failing nodes cannot affect IBM SAN Volume Controller
availability.

All active nodes of a system must know that they are members of the system. This knowledge
is especially important in situations where it is key to have a solid mechanism to decide which
nodes form the active system, such as the split-brain scenario where single nodes lose
contact with other nodes. A worst case scenario is a system that splits into two separate
systems.

Within an IBM SAN Volume Controller system, the voting set and a quorum disk are
responsible for the integrity of the system. If nodes are added to a system, they are added to
the voting set. If nodes are removed, they are removed quickly from the voting set. Over time,
the voting set and the nodes in the system can change so that the system migrates onto a
separate set of nodes from the set on which it started.

The IBM SAN Volume Controller clustered system implements a dynamic quorum. Following
a loss of nodes, if the system can continue to operate, it adjusts the quorum requirement so
that further node failure can be tolerated.

The lowest Node Unique ID in a system becomes the boss node for the group of nodes. It
determines (from the quorum rules) whether the nodes can operate as the system. This node
also presents the maximum two-cluster IP addresses on one or both of its nodes’ Ethernet
ports to enable access for system management.

1.19.2 Business continuity with stretched clusters

Within standard implementations of the IBM SAN Volume Controller, all the I/O group nodes
are physically installed in the same location. To supply the different HA needs that customers
have, the stretched system configuration was introduced. In this configuration, each node
(from the same I/O group) on the system is physically on a different site. When implemented
with mirroring technologies, such as volume mirroring or copy services, these configurations
can be used to maintain access to data on the system if power failures or site-wide outages
occur.

Stretched clusters are considered HA solutions because both sites work as instances of the
production environment (no standby location exists). Combined with application and
infrastructure layers of redundancy, stretched clusters can provide enough protection for data
that requires availability and resiliency.

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In a stretched cluster configuration, nodes within an I/O group can be separated by a distance
of up to 10 km (6.2 miles) by using specific configurations. You can use FC inter-switch links
(ISLs) in paths between nodes of the same I/O group. In this case, nodes can be separated
by a distance of up to 300 km (186.4 miles); however, potential performance impacts can
result.

1.19.3 Business continuity with enhanced stretched cluster

Enhanced stretched cluster (ESC) further improves stretched cluster configurations with the
site awareness concept for nodes, hosts, and external storage systems. It also provides a
feature that enables you to manage effectively rolling disaster scenarios.

The site awareness concept enables more efficiency for host I/O traffic through the SAN, and
an easier host path management.

The use of an IP-based quorum application as the quorum device for the third site does not
require FC connectivity. Java applications run on hosts at the third site.

Note: Stretched cluster and ESC features are supported for IBM SAN Volume Controller
only. They are not supported for the IBM FlashSystem family of products.

For more information and implementation guidelines about deploying stretched cluster or
ESC, see IBM Spectrum Virtualize and SAN Volume Controller Enhanced Stretched Cluster
with VMware, SG24-8211.

1.19.4 Business continuity for FlashSystem and IBM SAN Volume Controller
In this section, we discuss business continuity for FlashSystem and IBM SAN Volume
Controller.

1.19.5 Business continuity with HyperSwap

The HyperSwap HA feature in the IBM Storage Virtualize software enables business
continuity during hardware, power, or connectivity failures, or disasters, such as fire or
flooding. The HyperSwap feature is available on the IBM SAN Volume Controller and IBM
FlashSystem products that are running IBM Storage Virtualize software.

The HyperSwap feature provides HA volumes that are accessible through two sites at up to
300 km (186.4 miles) apart. A fully independent copy of the data is maintained at each site.

When data is written by hosts at either site, both copies are synchronously updated before the
write operation is completed. The HyperSwap feature automatically optimizes to minimize
data that is transmitted between sites and to minimize host read and write latency.

HyperSwap includes the following key features:

 Works with IBM SAN Volume Controller and IBM FlashSystem products that are running
IBM Storage Virtualize software.
 Uses intra-cluster synchronous RC (MM) capabilities along with change volume and
access I/O group technologies.
 Makes a host’s volumes accessible across two I/O groups in a clustered system by using
the MM relationship in the background. They look like a single volume to the host.

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 Works with the standard multipathing drivers that are available on various host types, with
no other host support that is required to access the HA volume.

For more information about HyperSwap implementation use cases and guidelines, see the
following publications:
 IBM Storwize V7000, Spectrum Virtualize, HyperSwap, and VMware Implementation,
SG24-8317
 High Availability for Oracle Database with IBM PowerHA SystemMirror and IBM Spectrum
Virtualize HyperSwap, REDP-5459
 IBM Spectrum Virtualize HyperSwap SAN Implementation and Design Best Practices,
REDP-5597

1.19.6 Business continuity with three-site replication

A three-site replication solution was made available in limited deployments for Version 8.3.1,
where data is replicated from the primary site to two alternative sites, and the remaining two
sites are aware of the difference between themselves. This solution ensures that if a disaster
occurs at any one of the sites, the remaining two sites can establish a
consistent_synchronized RC relationship among themselves with minimal data transfer; that
is, within the expected RPO.

IBM Storage Virtualize V8.4 and above expands the three-site replication model to include
HyperSwap, which improves data availability options in three-site implementations. Systems
that are configured in a three-site topology have high DR capabilities, but a disaster might
take the data offline until the system can be failed over to an alternative site.

HyperSwap allows active-active configurations to maintain data availability, which eliminates

the need to failover if communications are disrupted. This solution provides a more robust
environment, which allows up to 100% uptime for data, and recovery options that are inherent
to DR solutions.

To better assist with three-site replication solutions, IBM Storage Virtualize 3-Site
Orchestrator coordinates replication of data for DR and HA scenarios between systems.

IBM Storage Virtualize 3-Site Orchestrator is a command-line based application that runs on
a separate Linux host that configures and manages supported replication configurations on
IBM Storage Virtualize products.

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Figure 1-57 shows the two supported topologies for the three-site, replication -coordinated
solutions.

Figure 1-57 “Star” and “Cascade” modes in a three-site solution

For more information about this type of implementation, see Spectrum Virtualize 3-Site
Replication, SG24-8474.

1.19.7 Automatic hot spare nodes (IBM SAN Volume Controller only)
In previous stages of IBM SAN Volume Controller development, the scripted warm standby
procedure enables administrators to configure spare nodes in a cluster by using the
concurrent hardware upgrade capability of transferring WWPNs between nodes. The system
can automatically take on the spare node to replace a failed node in a cluster or to keep the
entire system under maintenance tasks, such as software upgrades. These extra nodes are
called hot spare nodes.

Up to four nodes can be added to a single cluster. When the hot-spare node is used to
replace a node, the system attempts to find a spare node that matches the configuration of
the replaced node perfectly.

However, if a perfect match does not exist, the system continues the configuration check until
a matching criteria is found. The following criteria is used by the system to determine suitable
hot-spare nodes:
 Requires an exact match:
– Memory capacity
– Fibre Channel port ID
– Compression support
– Site
 Recommended to match, but can be different:
– Hardware type
– CPU count
– Number of Fibre Channel ports

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If the criteria are not the same for both, the system uses lower criteria until the minimal
configuration is found. For example, if the Fibre Channel ports do not match exactly but all the
other required criteria match, the hot-spare node can still be used. The minimal configuration
that the system can use as a hot-spare node includes identical memory, site, Fibre Channel
port ID, and, if applicable, compression settings.

If the nodes on the system support and are licensed to use encryption, the hot-spare node
must also support and be licensed to use encryption.

The hot spare node essentially becomes another node in the cluster, but is not doing anything
under normal conditions. Only when it is needed does it use the N_Port ID Virtualization
(NPIV) feature of the Storage Virtualize virtualized storage ports to take over the job of the
failed node. It performs this takeover by moving the NPIV WWPNs from the failed node first to
the surviving partner node in the I/O group and then, over to the hot spare node.

Approximately 1 minute passes intentionally before a cluster swaps in a node to avoid any
thrashing when a node fails. In addition, the system must be sure that the node definitely
failed, and is not (for example) restarting. The cache flushes while only one node is in the I/O
group, the full cache is returned when the spare swaps in.

This entire process is transparent to the applications; however, the host systems notice a
momentary path lost for each transition. The persistence of the NPIV WWPNs lessens the
multipathing effort on the host considerably during path recovery.

Note: A warm start of active node (code assert or restart) does not cause the hot spare to
swap in because the restarted node becomes available within 1 minute.

The other use case for hot spare nodes is during a software upgrade. Normally, the only
impact during an upgrade is slightly degraded performance. While the node that is upgrading
is down, the partner in the I/O group writes through cache and handles both nodes’ workload.
Therefore, to work around this issue, the cluster uses a spare in place of the node that is
upgrading. The cache does not need to go into write-through mode and the period of
degraded performance from running off a single node in the I/O group is significantly reduced.

After the upgraded node returns, it is swapped back so that you roll through the nodes as
normal, but without any failover and failback at the multipathing layer. This process is handled
by the NPIV ports; therefore, the upgrades must be seamless for administrators who are
working in large enterprise IBM SAN Volume Controller deployments.

Note: After the cluster commits new code, it also automatically upgrades hot spares to
match the cluster code level.

This feature is available to IBM SAN Volume Controller only. Although IBM FlashSystem
systems can use NPIV and realize the general failover benefits, no hot spare canister or split
I/O group option is available for the enclosure-based systems.

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1.20 Management and support tools

The IBM Storage Virtualize system can be managed by using the included management
software that runs on the controller hardware.

1.20.1 IBM Assist On-site and Remote Support Assistance

IBM Assist On-site and Remote Support Assistance are two tools that you can use to manage
and support an IBM Storage Virtualize system.

IBM Assist On-site

With the IBM Assist On-site tool, a member of the IBM Support team can view your desktop
and share control of your server to provide you with a solution. This tool is a remote
desktop-sharing solution that is offered through the IBM website. With it, the IBM System
Services Representative (IBM SSR) can remotely view your system to troubleshoot a
problem.

You can maintain a chat session with the IBM SSR so that you can monitor this activity and
understand how to fix the problem yourself or enable them to fix it for you.

For more information, see IBM remote assistance: Assist On-site.

When you access the website, you sign in and enter a code that the IBM SSR provides to
you. This code is unique to each IBM Assist On-site session. A plug-in is downloaded to
connect you and your IBM SSR to the remote service session. The IBM Assist On-site tool
contains several layers of security to protect your applications and your computers. The
plug-in is removed after the next restart.

You also can use security features to restrict access by the IBM SSR. Your IBM SSR can
provide you with more information about the use of the tool.

Remote Support Assistance

The embedded part of the IBM Storage Virtualize V8.6 code is a software toolset that is called
Remote Support Client. It establishes a network connection over a secured channel with
Remote Support Server in the IBM network.

The Remote Support Server provides predictive analysis of the IBM Storage Controller
running IBM Storage Virtualize software status and assists administrators with
troubleshooting and fix activities. Remote Support Assistance is available at no extra charge,
and no extra license is needed.

For more information about setting up Remote Support Assistance, see this IBM Support web
page.

1.20.2 Event notifications

IBM Storage Virtualize system can use SNMP traps, syslog messages, and a Call Home
email or cloud based notification, to notify you and the IBM Support Center when significant
events are detected. Any combination of these notification methods can be used
simultaneously.

Notifications are normally sent immediately after an event is raised. Each event that IBM
Storage Controller detects is assigned a notification type of Error, Warning, or Information.

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You can configure the IBM Storage Controller to send each type of notification to specific
recipients.

Simple Network Management Protocol traps

SNMP is a standard protocol for managing networks and exchanging messages.
IBM Storage Virtualize can send SNMP messages that notify personnel about an event.

You can use an SNMP manager to view the SNMP messages that IBM Storage Virtualize
sends. You can use the management GUI or the CLI to configure and modify your SNMP
settings.

The MIB file for SNMP can be used to configure a network management program to receive
SNMP messages that are sent by the IBM Storage Virtualize.

Syslog messages
The syslog protocol is a standard protocol for forwarding log messages from a sender to a
receiver on an IP network. The IP network can be Internet Protocol Version 4 (IPv4) or
Internet Protocol Version 6 (IPv6).

IBM SAN Volume Controller and IBM FlashSystems can send syslog messages that notify
personnel about an event. The event messages can be sent in expanded or concise format.
You can use a syslog manager to view the syslog messages that IBM SAN Volume Controller
or IBM FlashSystems sends.

IBM Storage Virtualize uses UDP to transmit the syslog message. You can use the
management GUI or the CLI to configure and modify your syslog settings.

Call Home notification

Call Home notification improves the response time for issues on the system. Call Home
notifications send diagnostic data to IBM Support personnel who can quickly determine
solutions for these problems, which can disrupt operations on the system.

Call Home email

This feature transmits operational and error-related data to you and IBM through a Simple
Mail Transfer Protocol (SMTP) server connection in the form of an event notification email.
You can use the Call Home function if you have a maintenance contract with IBM or if IBM
SAN Volume Controller or IBM FlashSystems are within the warranty period.

To send email, you must configure at least one SMTP server. You can specify as many as five
other SMTP servers for backup purposes. The SMTP server must accept the relaying of email
from the IBM SAN Volume Controller clustered system IP address. Then, you can use the
management GUI or the CLI to configure the email settings, including contact information and
email recipients. Set the reply address to a valid email address.

Send a test email to check that all connections and infrastructure are set up correctly. You can
disable the Call Home function at any time by using the management GUI or CLI.

Cloud Call Home

Call Home with cloud services sends notifications directly to a centralized file repository that
contains troubleshooting information that is gathered from customers. Support personnel can
access this repository and be assigned issues automatically as problem reports. This method
of transmitting notifications from the system to support removes the need for customers to
create problem reports manually.

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Call Home with cloud services also eliminates email filters dropping notifications to and from
support, which can delay resolution of problems on the system. Call Home with cloud
services uses Representational State Transfer (RESTful) APIs, which are a standard for
transmitting data through web services.

For new system installations, Call Home with cloud services is configured as the default
method to transmit notifications to support. When you update the system software, Call Home
with cloud services is also set up automatically. You must ensure that network settings are
configured to allow connections to the support center. This method sends notifications to only
the predefined support center.

To use Call Home with cloud services, ensure that all of the nodes on the system have
internet access, and that a valid service IP is configured on each node on the system. In
addition to these network requirements, you must configure suitable routing to the support
center through a domain name service (DNS) or by updating your firewall configuration so it
includes connections to the support center.

After a DNS server is configured, update your network firewall settings to allow outbound
traffic to esupport.ibm.com on port 443.

If not using DNS but you have a firewall to protect your internal network from outside traffic,
you must enable specific IP addresses and ports to establish a connection to the support
center. Ensure that your network firewall allows outbound traffic to the following IP addresses
on port 443:
 129.42.21.70 (New)
 129.42.56.189 **
 129.42.60.189 **

Note: ** During 2023, some of these IP addresses are changing, so for the latest updates
on this, refer to this IBM Support Tip for the new addresses. IP Address Changes.

You can configure either of these methods or configure both for redundancy. DNS is the
preferred method because it ensures that the system can still connect to the IBM Support
center if the underlying IP addresses to the support center change.

IBM highly encourages all customers to take advantage of the Call Home feature so that you
and IBM can collaborate for your success.

For more information about the features and functions of Call Home methods, see this IBM
Support web page.

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1.21 Licensing
All IBM FlashSystem functional capabilities are provided through IBM Storage Virtualize
software. Each platform is licensed as described in the following sections.

1.21.1 Licensing IBM SAN Volume Controller

The IBM SAN Volume Controller uses perpetual licenses. A perpetual license is the
“traditional” model that is used to purchase software. You pay for your software license
up-front and can use it indefinitely. For more information about the following storage capacity
for external virtualization features, based on storage classification, see Table 1-21 on
page 118.
 FlashCopy/TiB based
 Remote Mirroring/TiB based
 Encryption/Key license

1.21.2 Licensing IBM FlashSystem 9500/R, 9200/R, 7300, 7200, 5200 and 5045
The IBM FlashSystems 9500, 9500R, 9200, 9200R, 7300, 7200, 5200 and 5045 include
all-inclusive licensing for all functions except encryption (which is a country-limited feature
code) and external virtualization.

Note: All internal enclosures in the FS9xx0, 7300, 7200, and 5200 require a license.
However, the new FS9500 (4983 only), the FS5200, FS5045 and FS7300 software is
License Machine Code.

Any externally virtualized storage requires the External Virtualization license per storage
capacity unit (SCU) that is based on the tier of storage that is available on the external
storage system. In addition, if you use FlashCopy and Remote Mirroring on an external
storage system, you must purchase a per-tebibyte license to use these functions.

The SCU is defined in terms of the category of the storage capacity, as listed in Table 1-21.

Table 1-21 SCU category definitions

License Drive class SCU ratio

SCM SCM devices SCU equates to 1.00 TiB usable of

Category 1 storage.

Flash All flash devices, other than SCU equates to 1.18 TiB usable of
SCM drives Category 2 storage.

Enterprise 10 K or 15 K RPM drives SCU equates to 2 TiB usable of Category

3 storage.

NL NL SATA drives SCU equates to 4.00 TiB usable of

Category 4 storage.

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Encryption license (key-based)

Encryption is enabled on IBM FlashSystem systems by obtaining the Encryption Enablement
feature. This feature enables encryption at the system level and externally virtualized storage
subsystems.

The encryption feature uses a key-based license that is activated by using an authorization
code. The authorization code is sent with the IBM FlashSystem Licensed Function
Authorization documents that you receive after purchasing the license.

The Encryption USB Flash Drives (Four Pack) feature or an external key manager, such as
the IBM Security Key Lifecycle Manager, are required for encryption keys management.

1.21.3 Licensing IBM FlashSystem 5035 and 5015

The base license that is provided with the system includes its basic functions. However, extra
licenses can be purchased to expand the capabilities of the system. Administrators are
responsible for purchasing extra licenses and configuring the systems within the license
agreement, which includes configuring the settings of each licensed function.

IBM FlashSystem 5000 licenses (key-based)

The IBM FlashSystem 5015 and 5035 systems use key-based licensing in which an
authorization code is used to activate licensed functions on the system. The authorization
code is sent with the IBM FlashSystem 5000 Licensed Function Authorization documents that
you receive after purchasing the license. These documents contain the authorization codes
that are required to obtain keys (also known as DFSA license keys) for each licensed function
that you purchased for your system. For each license that you purchase, a separate
document with an authorization code is sent to you.

Each function is licensed to an IBM FlashSystem 5000 control enclosure. It covers the entire
system (control enclosure and all attached expansion enclosures) if it consists of one I/O
group. If the IBM FlashSystem 5030 / 5035 systems consists of two I/O groups, two keys are
required.

The following functions require a license key before they can be activated on the system:
 Easy Tier
Easy Tier automatically and dynamically moves frequently accessed data to flash
(solid-state) drives in the system, which results in flash drive performance without
manually creating and managing storage tier policies. Easy Tier makes it easy and
economical to deploy flash drives in the environment. In this dynamically tiered
environment, data movement is seamless to the host application, regardless of the
storage tier in which the data is stored.
 Remote Mirroring
The Remote Mirroring (also known as remote copy [RC]) function enables you to set up a
relationship between two volumes so that updates that are made by an application to one
volume are mirrored on the other volume.
The license settings apply to only the system on which you are configuring license
settings. For RC partnerships, a license also is required on any remote systems that are in
the partnership.

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 FlashCopy upgrade
The FlashCopy upgrade extends the base FlashCopy function that is included with the
product. The base version of FlashCopy limits the system to 64 target volumes. With the
FlashCopy upgrade license activated on the system, this limit is removed. If you reach the
limit that is imposed by the base function before activating the upgrade license, you cannot
create more FlashCopy mappings.

To help evaluate the benefits of these new capabilities, Easy Tier and RC licensed functions
can be enabled at no extra charge for a 90-day trial. Trials are started from the
IBM FlashSystem management GUI and do not require any IBM intervention. When the trial
expires, the function is automatically disabled unless a license key for that function is installed
onto the machine.

If you use a trial license, the system warns you at regular intervals when the trial is about to
expire. If you do not purchase and activate the license on the system before the trial license
expires, all configurations that use the trial licenses are suspended.

Encryption license (key-based)

Encryption is enabled on IBM FlashSystem 5035 through the acquisition of the Encryption
Enablement feature. This feature enables encryption on the entire IBM FlashSystem family
system and externally virtualized storage subsystems.

Note: Encryption hardware feature is available on the IBM FlashSystem 5035 and 5045
only.

This encryption feature uses a key-based license and is activated with an authorization code.
The authorization code is sent with the IBM FlashSystem 5000 Licensed Function
Authorization documents that you receive after purchasing the license.

The Encryption USB flash drives (Four Pack) feature or IBM Security Key Lifecycle Manager
are required for encryption keys management.

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Chapter 2. Storage area network guidelines

A storage area network (SAN) is one of the most important aspects when implementing and
configuring an IBM Storage Virtualize system. Because of its unique behavior and the
interaction with other storage, specific SAN design and zoning recommendations differ from
classic storage practices.

This chapter provides guidance to connect IBM Storage Virtualize in a SAN to achieve a
stable, redundant, resilient, scalable, and performance-likely environment. Although this
chapter does not describe how to design and build a flawless SAN from the beginning, you
can consider the principles that are presented here when building your SAN.

This chapter includes the following topics:

 “SAN topology general guidelines” on page 122
 “SAN topology-specific guidelines” on page 125
 “IBM Storage Virtualize system ports” on page 132
 “Zoning” on page 147
 “Distance extension for remote copy services” on page 179
 “Tape and disk traffic that share the SAN” on page 186
 “Switch interoperability” on page 187

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2.1 SAN topology general guidelines

The SAN topology requirements for IBM Storage Virtualize do not differ too much from any
other SAN. A correctly sized and designed SAN enables you to build a redundant and
failure-proof environment and minimize performance issues and bottlenecks. Therefore,
before installing any of the products that are covered by this book, ensure that your
environment follows an actual SAN design and architecture with vendor-recommended SAN
devices and code levels.

For more information about SAN design and best practices, see SAN Fabric Administration
Best Practices Guide.

A topology is described in terms of how the switches are interconnected. There are several
different SAN topologies, such as core-edge, edge-core-edge, or full mesh. Each topology
has its utility, scalability, and cost, so one topology is a better fit for some SAN demands than
others. Independent of the environment demands, there are a few best practices that must be
followed to keep your SAN working correctly, performing correctly, and be redundant and
resilient.

IBM Storage Virtualize systems support end-to-end NVMe connectivity along with Small
Computer System Interface (SCSI). NVMe is a high-speed transfer protocol to leverage the
parallelism of solid-state drives (SSDs) / FlashCore Modules (FCMs) in IBM Storage
Virtualize systems.

IBM Storage Virtualize supports NVMe on three types of fabric transports:

 NVMe over Fabrics (NVMe-oF) by using Remote Direct Access Memory (RDMA)
– RDMA over Converged Ethernet (RoCE) (Ethernet)
 NVMe over Fabrics by using NVMe/TCP
 NVMe over Fabrics (NVMe-oF) by using Fibre Channel Protocol (FCP): Fibre
Channel-Nonvolatile Memory Express (FC-NVMe)

IBM Storage Virtualize systems support Ethernet connectivity by using 25 Gb and 100 Gb
adapter options for internet Small Computer Systems Interface (ISCSI), iSCSI Extensions for
RDMA (iSER) on RoCE or iWARP, or NVMe over RDMA. Each adapter supports a different
use case. With 25 Gb and 100 Gb, both adapters support host attachment by using iSCSI and
NVMe over RDMA (RoCE). iSER (RoCE or iWARP), clustering or HyperSwap, native IP
replication, and external virtualization are supported only on a 25 Gb adapter.

2.1.1 SAN performance and scalability

Regardless of the storage and the environment, planning and sizing the SAN makes a
difference when growing your environment and troubleshooting problems.

Because most SAN installations continue to grow over the years, the main SAN industry-lead
companies design their products to support a certain type of growth. Your SAN must be
designed to accommodate both short-term and medium-term growth.

From the performance standpoint, the following topics must be evaluated and considered:
 Host-to-storage fan-in fan-out ratios
 Host to Inter-Switch Link (ISL) oversubscription ratio
 Edge switch to core switch oversubscription ratio
 Storage to ISL oversubscription ratio

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 Size of the trunks

 Monitoring for slow drain device issues

From a scalability standpoint, ensure that your SAN can support the new storage and host
traffic. Make sure that the chosen topology can support growth in performance and port
density.

If new ports must be added to the SAN, you might need to drastically modify the SAN to
accommodate a larger-than-expected number of hosts or storage. Sometimes these changes
increase the number of hops on the SAN and so cause performance and ISL congestion
issues. For more information, see 2.1.2, “ISL considerations” on page 123.

Consider using SAN director-class switches. They reduce the number of switches in a SAN
and provide the best scalability that is available. Most of the SAN equipment vendors provide
high port density switching devices. With MDS 9718 Multilayer Director, Cisco offers the
industry’s highest port density single chassis with up to seven hundred and sixty-eight 16 or
32 Gb ports. The Brocade UltraScale Inter-Chassis Links (ICL) technology enables you to
create multichassis configurations with up to nine directors, or four thousand six hundred and
eight 16 or 32 Gb ports.

Also IBM offers IBM Storage Networking SAN128B-7 high-density 64G switch that provides
an opportunity for high scale fabrics in a less rack space.

Therefore, if possible, plan for the maximum size configuration that you expect your
IBM Storage Virtualize installation to reach. Planning for the maximum size does not mean
that you must purchase all the SAN hardware initially; it requires you to design only the SAN
to reach the expected maximum size.

2.1.2 ISL considerations

ISLs are responsible for interconnecting the SAN switches, creating SAN flexibility and
scalability. For this reason, they can be considered the core of a SAN topology. Therefore,
they are sometimes the main cause of issues that can affect a SAN. For this reason, it is
important to take extra caution when planning and sizing the ISL in your SAN.

Regardless of your SAN size, topology, or the size of your IBM Storage Virtualize installation,
consider applying the following best practices to your SAN ISL design:
 Be aware of the ISL oversubscription ratio.
The standard recommendation is up to 7:1 (seven hosts that use a single ISL). However, it
can vary according to your SAN behavior. Most successful SAN designs are planned with
an oversubscription ratio of 7:1, and some extra ports are reserved to support a 3:1 ratio.
However, high-performance SANs start at a 3:1 ratio.
Exceeding the standard 7:1 oversubscription ratio requires you to implement fabric
bandwidth threshold alerts. If your ISLs exceed 70%, the schedule fabric changes to
distribute the load.
 Avoid unnecessary ISL traffic.
Connect all IBM Storage Virtualize node ports in a clustered system to the same SAN
switches or directors as all the storage devices with which the clustered system of
IBM Storage Virtualize is expected to communicate. Conversely, storage traffic and
internode traffic should be avoided over an ISL (except during migration scenarios). For
certain configurations, such as HyperSwap or Stretched Cluster topology it is a good
practice to organize private SANs (for inter-node communication) and if possible separate
ISL communication.

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Keep high-bandwidth use servers and I/O-intensive applications on the same SAN
switches as the IBM Storage Virtualize host ports. Placing these servers on a separate
switch can cause unexpected ISL congestion problems. Also, placing a high-bandwidth
server on an edge switch wastes ISL capacity.
 Properly size the ISLs on your SAN. They must have adequate bandwidth and buffer
credits to avoid traffic or frames congestion. A congested ISL can affect the overall fabric
performance.
 Always deploy redundant ISLs on your SAN. Using an extra ISL avoids congestion if an
ISL fails because of certain issues, such as a SAN switch line card or port blade failure.
 Use the link aggregation features, such as Brocade Trunking or Cisco Port Channel to
obtain better performance and resiliency.
 Avoid exceeding two hops between IBM Storage Virtualize and the hosts. More than two
hops are supported. However, when ISLs are not sized properly, more than two hops can
lead to ISL performance issues and buffer credit starvation (SAN congestion).

When sizing over two hops, consider that all the ISLs that go to the switch where
IBM Storage Virtualize is connected also handle the traffic that is coming from the switches
on the edges, as shown in Figure 2-1.

Figure 2-1 ISL data flow

Consider the following points:

 If possible, use SAN directors to avoid many ISL connections. Problems that are related to
oversubscription or congestion are much less likely to occur within SAN director fabrics.
 When interconnecting SAN directors through an ISL, spread the ISL cables across
different director blades. In a situation where an entire blade fails, the ISL still is redundant
through the links that are connected to other blades.
 Plan for the peak load, not for the average load.
 Lower hop counts maximize the performance by reducing the fabric latency.

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2.2 SAN topology-specific guidelines

Some best practices (see 2.1, “SAN topology general guidelines” on page 122) apply to all
SANs. However, specific best practices requirements exist for each available SAN topology. In
this section, we describe the differences between the types of topology and highlight the
specific considerations for each one.

This section covers the following topologies:

 Single-switch fabric
 Core-edge fabric
 Edge-core-edge
 Full mesh

2.2.1 Single-switch IBM Storage Virtualize SANs

The most basic IBM Storage Virtualize topology consists of a single switch per SAN fabric.
This switch can range from a 24-port 1U switch for a small installation of a few hosts and
storage devices to a director with hundreds of ports. This configuration is a low-cost design
solution that has the advantage of simplicity and a sufficient architecture for small-to-medium
IBM Storage Virtualize installations.

One of the advantages of a single-switch SAN is that no hop exists when all servers and
storages are connected to the same switches.

Note: To meet redundancy and resiliency requirements, a single-switch solution needs at

least two SAN switches or SAN directors (one per different fabric).

A best practice is to use a multislot director-class single switch over setting up a core-edge
fabric that is made up solely of lower-end switches, as described in 2.1.1, “SAN performance
and scalability” on page 122.

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The single switch topology, as shown in Figure 2-2, has only two switches, so the IBM
Storage Virtualize ports must be equally distributed on both fabrics.

IBM Storage Virtualize

Figure 2-2 Single-switch SAN

Note: To correctly size your network, always calculate the short-term and mid-term growth
to avoid lack of ports. On this topology, the limit of ports is based on the switch size. If other
switches are added to the network, the topology type is changed automatically.

2.2.2 Basic core-edge topology

The core-edge topology (as shown in Figure 2-3 on page 127) is easily recognized by most
SAN architects. This topology consists of a switch in the center (usually, a director-class
switch), which is surrounded by other switches. The core switch contains all IBM Storage
Virtualize ports, storage ports, and high-bandwidth hosts. It is connected by using ISLs to the
edge switches. The edge switches can be of any size from 24 port switches up to multi-slot
directors.

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IBM Storage Virtualize

Figure 2-3 Core-edge topology

When IBM Storage Virtualize and the servers are connected to different switches, the hop
count for this topology is one.

Note: This topology is commonly used to easily grow your SAN network by adding edge
switches to the core. Consider the ISL ratio and usage of physical ports from the core
switch when adding edge switches to your network.

2.2.3 Edge-core-edge topology

Edge-core-edge is the most scalable topology. It is used for installations where a core-edge
fabric that is made up of multislot director-class SAN switches is insufficient. This design is
useful for large, multiclustered system installations. Like a regular core-edge, the edge
switches can be of any size, and multiple ISLs must be installed per switch.

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Figure 2-4 shows an edge-core-edge topology with two different edges, one of which is
exclusive for the IBM Storage Virtualize system and high-bandwidth servers. The other pair is
exclusively for servers.

IBM Storage Virtualize

Figure 2-4 Edge-core-edge topology

Performance can be slightly affected if the number of hops increases, which depends on the
total number of switches and the distance between the host and the IBM Storage Virtualize
system.

Edge-core-edge fabrics allow better isolation between tiers. For more information, see 2.2.6,
“Device placement” on page 130.

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2.2.4 Full mesh topology

In a full mesh topology, all switches are interconnected to all other switches on the same
fabric. Therefore, the server and storage placement is not a concern after the number of hops
is no more than one hop. A full mesh topology is shown in Figure 2-5.

Figure 2-5 Full mesh topology

Note: Each ISL uses one physical port. Depending on the total number of ports that each
switch has and the total number of switches, this topology uses several ports from your
infrastructure to be set up.

2.2.5 IBM Storage Virtualize as a multi-SAN device

IBM Storage Virtualize system supports different port configurations in each model. In
addition to the increased throughput capacity, the number of ports enables new possibilities
and allows different kinds of topologies and migration scenarios.

One of these topologies is the usage of an IBM Storage Virtualize system as a multi-SAN
device between two isolated SANs. This configuration is useful for storage migration or sharing
resources between SAN environments without merging them.

To use an external storage with an IBM Storage Virtualize system, this external storage must
be attached to the IBM Storage Virtualize system through the zoning configuration and set up
as virtualized storage. This feature can be used for storage migration and decommissioning
processes and to speed up host migration. In some cases, based on the external storage
configuration, virtualizing external storage with an IBM Storage Virtualize system can increase
performance based on the cache capacity and processing.

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Figure 2-6 shows an example of IBM Storage Virtualize as a multi-SAN device.

F ibre channel director F ibre channel director F ibre channel director F ibre channel director

SAN 1 SAN 2

No ISLs between
SAN-1 and SAN-2

IBM IBM
Spectrum Virtualize
Storage Virtualize

Figure 2-6 IBM Storage Virtualize as a SAN bridge

In Figure 2-6, both SANs are isolated. When connected to both SAN networks, the
IBM Storage Virtualize system can allocate storage to hosts on both SAN networks. It is also
possible to virtualize storage from each SAN network. This way, you can have established
storage on SAN2 (SAN 2 in Figure 2-6) that is attached to the IBM Storage Virtualize system
and provide disks to hosts on SAN1 (SAN 1 in Figure 2-6). This configuration is commonly
used for migration purposes or in cases where the established storage has a lower
performance compared to the IBM Storage Virtualize system.

2.2.6 Device placement

In a correctly sized environment, it is not usual to experience frame congestion on the fabric.
Device placement seeks to balance the traffic across the fabric to ensure that the traffic is
flowing in a specific way to avoid congestion and performance issues. The ways to balance
the traffic consist of isolating traffic by using zoning, virtual switches, or traffic isolation zoning.

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Keeping the traffic local to the fabric is a strategy to minimize the traffic between switches
(and ISLs) by keeping storages and hosts attached to the same SAN switch, as shown in
Figure 2-7.

Figure 2-7 Storage and hosts attached to the same SAN switch

This solution can work well in small- and medium-sized SANs. However, it is not as scalable
as other topologies that are available. The most scalable SAN topology is the
edge-core-edge, which is described in 2.2, “SAN topology-specific guidelines” on page 125.

In addition to scalability, this topology provides different resources to isolate the traffic and
reduce possible SAN bottlenecks. Figure 2-8 shows an example of traffic segmentation on
the SAN by using edge-core-edge topology.

Figure 2-8 Edge-core-edge segmentation

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Even when sharing core switches, it is possible to use virtual switches (see 2.2.7, “SAN
partitioning” on page 132) to isolate one tier from another one. This configuration helps avoid
traffic congestion that is caused by slow drain devices that are connected to the backup tier
switch.

2.2.7 SAN partitioning

SAN partitioning is a hardware-level feature that allows SAN switches to share hardware
resources by partitioning its hardware into different and isolated virtual switches. Both
Brocade and Cisco provide SAN partitioning features called Virtual Fabric (Brocade) and
virtual storage area network (VSAN) (Cisco).

Hardware-level fabric isolation is accomplished through the concept of switch virtualization,

which allows you to partition physical switch ports into one or more “virtual switches.” Then,
virtual switches are connected to form virtual fabrics.

As the number of available ports on a switch continues to grow, partitioning switches allow
storage administrators to take advantage of high port density switches by dividing physical
switches into different virtual switches. From a device perspective, SAN partitioning is
transparent, so the same guidelines and practices that apply to physical switches apply also
to virtual ones.

Although the main purposes of SAN partitioning are port consolidation and environment
isolation, this feature is also instrumental in the design of a business continuity solution that is
based on IBM Storage Virtualize.

SAN partitioning can be used to dedicate the IBM Storage Virtualize Fibre Channel (FC) ports
for internode communication, replication communication, and host to storage communication
along with IBM Storage Virtualize port masking.

Note: When director-class switches are used, use ports from different blades to seek load
balance and avoid a single point of failure.

For more information about IBM Storage Virtualize business continuity solutions, see
Chapter 7, “Ensuring business continuity” on page 501.

2.3 IBM Storage Virtualize system ports

IBM Storage Virtualize adds a common operating environment for all integrated arrays. The
IBM Storage Virtualize family is composed of the following products:
 IBM SAN Volume Controller (SVC)
 IBM FlashSystem:
– IBM FlashSystem 9500
– IBM FlashSystem 9500R
– IBM FlashSystem 9200
– IBM FlashSystem 7300 and 7200
– IBM FlashSystem 5015 and 5035
– IBM FlashSystem 5100 and 5200

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2.3.1 SAN Volume Controller ports

Port connectivity options are significantly changed in SVC hardware for model 2145-SV3 with
8.6.0 code release depending on chosen configuration, as shown in Table 2-1.

Table 2-1 SAN Volume Controller connectivity

Feature 2145-SV1 2145-SV2 2145-SA2 2145-SV3

FC Host Bus Four Quad 16 Gb Three Quad 16 or 32 Three Quad 16 or 32 Six Quad 32 Gb
Adapters (HBAs) Gb (FC-NVMe Gb (FC-NVMe (FC-NVMe
supported) supported) supported)
OR
Three Quad 64 Gb
OR

Ethernet I/O Four Quad 10 Gb One Dual 25 Gb One Dual 25 Gb Six Dual 25 Gb
iSCSI and FCoE (available up to three (available up to three OR
25 Gb) 25 Gb) Six Dual 100 Gb for
iSCSI, iSER, RoCE,
RoCEv2, and iWARP

Built-in ports Four 10 Gb Four 10 Gb Four 10 Gb Two 1 Gb

Serial-attached SCSI Four 12 Gb SAS N/A N/A N/A

(SAS) expansion
ports

Note: Ethernet adapters support RoCE or iWARP.

This new port density expands the connectivity options and provides new ways to connect the
SVC to the SAN. This section describes some best practices and use cases that show how to
connect an SVC on the SAN to use this increased capacity.

Slots and ports identification

The SVC can have up to four quad FC HBA cards (16 FC ports) per node. Figure 2-9 shows
the port location in the rear view of the 2145-SV1 node.

Figure 2-9 SAN Volume Controller 2145-SV1 rear port view

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Figure 2-10 shows the port locations for the SV2/SA2 nodes.

Figure 2-10 SV2/SA2 node layout

The IBM SAN Volume Controller SV3 can have up to six quad FC HBA cards (24 FC ports)
per node. Figure 2-11 shows the port location in the rear view of the 2145-SV3 node.

SVC SV3 supports eight Peripheral Component Interconnect Express (PCIe) slots that are
organized by cages, where three cages (cage1, cage2, cage3) can be used for host/storage
connectivity adapters installation:
 Slots 1 - 2 (cage1), 5 - 6 (cage2), and 7 - 8 (cage3).
 Slot 3 is for compression offload.
 Slot 4 is empty.

Figure 2-11 SV3 node layout

For maximum redundancy and resiliency, spread the ports across different fabrics. Because
the port count varies according to the number of cards that is included in the solution, try to
keep the port count equal on each fabric.

2.3.2 IBM FlashSystem 9200 and 9500 controller ports

Port connectivity options are significantly increased with IBM FlashSystem 9200 hardware.
Models 9846-AG8 and 9848-AG8 can deliver up to twelve 16 Gb or twelve 32 Gb FC ports
per node canister, and ports connectivity per control enclosure is listed in Table 2-2.

Table 2-2 IBM FlashSystem 9200 ports connectivity maximum options per enclosure
Connectivity type IBM FlashSystem 9200 ports per enclosure

Fibre Channel 24 x 16 Gb ports(3 x Quad port FC HBA per node

canister) or
24 x 32 Gb ports(3 x Quad port FC HBA per node
canister)

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Connectivity type IBM FlashSystem 9200 ports per enclosure

Ethernet I/O 4 x 25 Gb ports iWARP or RoCE for iSCSI or iSER

(2 x Dual Ethernet HBAs per node canister)

Built-in ports 8 x 10 Gb ports (Four 10 Gb ports per canister

node) for internet Small Computer Systems
Interface (iSCSI) and 2 x 1Gb technician ports

SAS expansion ports Two Quad 12 Gb SAS (two ports active)(1x SAS
expansion adapter per node canister)

Port connectivity options are significantly increased with IBM FlashSystem 9500 compared to
previous models. IBM FlashSystem 9500 Model AH8 at code level 8.6.0 number of
connectivity ports per enclosure (two node canisters) are listed in Table 2-3.

Table 2-3 IBM FlashSystem 9500 ports connectivity maximum options per enclosure
Connectivity type IBM FlashSystem 9500 ports per enclosure

Fibre Channel 24 x 64 Gb ports (3xQuad port FC HBA per node

canister) OR
48 x 32 Gb ports (6xQuad port FC HBA per node
canister) OR

Ethernet I/O 24 x 10/25 Gb ports (iWARP or ROCE, iSCSI)

OR
24x 100 Gb ports (NVME/RDMA ROCEv2, iSCSI)
that is 6x Dual port Ethernet HBA per node
canister

Built-in ports 4 x 10 Gb for management (iSCSI) and 2 x 1 Gb

technician ports.

SAS expansion ports Two Quad 12 Gb SAS (two ports active) (1x SAS
expansion adapter per node canister)

Note:
 IBM FlashSystem 9200 node canisters feature three PCIe slots where you can combine
the adapters as needed. If expansions are used, one of the slots must have the SAS
expansion card. Then, two ports are left for FC HBA cards, whether iWARP or RoCE
Ethernet adapters.
 The IBM FlashSystem 9500 node canister features eight PCIe slots where you can
combine the cards as needed. And the information in the table above shows the
maximum combination of specific one type connectivity HBA. For example if 24 Fibre
Channel ports 64Gb are desired for configuration - this configuration occupies all three
cages in both node canisters, each cage with one 64Gb card installed, thus eliminating
possibility to install Ethernet HBAs.

For more information, see this IBM Documentation web page.

Slots and ports identification

IBM FlashSystem 9200 can have up to three quad FC HBA cards (12 FC ports) per node
canister. Figure 2-12 shows the port location in the rear view of the IBM FlashSystem 9200
node canister.

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Figure 2-12 Port location in the IBM FlashSystem 9200 rear view

For maximum redundancy and resiliency, spread the ports across different fabrics. Because
the port count varies according to the number of cards that is included in the solution, try to
keep the port count equal on each fabric.

IBM FlashSystem 9500 has eight PCIe slots where six of them (dedicated for cage1, cage2,
cage3) can be used for host/storage connectivity adapters:
 Slots 1 - 2 (cage1), 5 - 6 (cage2), and 7 - 8 (cage3).
 Slot 3 is for compression offload
 Slot 4 is empty.

Figure 2-13 shows the port location in the rear view of the IBM FlashSystem 9200 node
canister.

Figure 2-13 Port location in IBM FlashSystem 9500 rear view

2.3.3 IBM FlashSystem 7200 and 7300 controller ports

The port connectivity options in IBM FlashSystem 7200 support 16 Gb and 32 Gb FC and
four onboard 10-gigabit Ethernet (GbE) ports, as listed in Table 2-4.

Table 2-4 IBM FlashSystem 7200 ports connectivity maximum per enclosure
Feature IBM FlashSystem 7200 per enclosure

FC HBA 24 x 16 Gb FC/NVMeoF OR
24 x 32 Gb FC/NVMeoF
that is 3 x Quad port FC HBAs per node canister

Ethernet I/O 12 x 25 Gb (iSCSI, iSER, or iWARP or RoCE) that

is 3 x Dual port Ethernet cards per node canister

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Feature IBM FlashSystem 7200 per enclosure

Built-in ports 8 x 10 Gb ports (4 per each node canister) and 2 x

1 Gb technician ports (1 per each node canister)

SAS expansion ports 4 x Quad 12 Gb SAS (1 card per each node

canister, 2 ports active only)

Table 2-5 lists the port connectivity options for IBM FlashSystem 7300.

Table 2-5 IBM FlashSystem 7300 ports connectivity maximum per enclosure
Feature IBM FlashSystem 7300

FC HBA 24 x 16/32 Gb (FC or NVMeoF)

Ethernet I/O 12 x 25 Gb (iSCSI, iSER, or iWARP or RoCE)

12 x 100 Gb (iSCSI or NVMe over RDMA)

Built-in ports 8 x 10 Gb and 2 x 1 Gb technician port

SAS expansion ports 4 x Quad 12 Gb SAS (1 card per each node

canister, 2 ports active only)

Slots and ports identification

The IBM FlashSystem 7200 can have up to three quad FC HBA cards (12 FC ports) per node
canister. Figure 2-14 on page 137 shows the port location in the rear view of the
IBM FlashSystem 7200 node canister.

Figure 2-14 IBM FlashSystem 7200 rear view

IBM FlashSystem 7300 can have up to three quad FC HBA cards (12 FC ports) per node
canister. Figure 2-15 shows the port location in the rear view of the IBM FlashSystem 7300
node canister.

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Figure 2-15 IBM FlashSystem 7300 rear view

For maximum redundancy and resiliency, spread the ports across different fabrics. Because
the port count varies according to the number of cards that is included in the solution, try to
keep the port count equal on each fabric.

2.3.4 IBM FlashSystem 5100 and 5200 and IBM FlashSystem 5015 and 5035
controller ports
IBM FlashSystem 5xxx systems bring the simplicity and innovation of other family members.
The following tables list the port connectivity options for IBM FlashSystem 5100 (Table 2-6),
IBM FlashSystem 5200 (Table 2-7 on page 139), IBM FlashSystem 5015 (Table 2-8 on
page 139), and IBM FlashSystem 5035 (Table 2-9 on page 139).

Table 2-6 IBM FlashSystem 5100 port connectivity maximum per enclosure
Feature IBM FlashSystem 5100

FC HBA 16 x 16 Gb (FC or NVMeoF)

16 x 32 Gb (FC or NVMeoF)

Ethernet I/O 4 x 25 Gb (iSCSI, iSER, or iWARP or RoCE)

Built-in ports 8 x 10 Gb and two 1 Gb technician ports

SAS expansion ports 4 x 12 Gb SAS

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Table 2-7 IBM FlashSystem 5200 port connectivity maximum per enclosure
Feature IBM FlashSystem 5200

FC HBA 16 x 16 Gb (FC or NVMeoF)

8 x 32 Gb (FC or NVMeoF)

Ethernet I/O 2 x 25 Gb (iSCSI, iSER, or iWARP or RoCE)

Built-in ports 8 x 10 Gb and 2 x 1 Gb technician ports

SAS expansion ports 2 x 12 Gb SAS

Table 2-8 IBM FlashSystem 5015

Feature IBM FlashSystem 5015

FC HBA 8 x 16 Gb (FC or NVMeoF)

Ethernet I/O 4 x 25 Gb (iSCSI)

Built-in ports 8 x 10 Gb, four 1 Gb (iSCSI), and 2 x 1 Gb

technician ports

SAS expansion ports 2 x 12 Gb SAS

Table 2-9 IBM FlashSystem 5035

Feature IBM FlashSystem 5035

FC HBA 8 x 16 Gb (FC or NVMeoF)

8 x 32 Gb (FC or NVMeoF)

Ethernet I/O 4 x 25 Gb (iSCSI, iSER, or iWARP or RoCE)

Built-in ports 8 x 10 Gb and 2 x 1 Gb technician ports

SAS expansion ports 4 x 12 Gb SAS

Slots and ports identification

IBM FlashSystem 5100 can have up to two quad FC HBA cards (eight 16 Gb FC ports) per
node canister. Figure 2-16 shows the port location in the rear view of the IBM FlashSystem
5100 node canister.

Figure 2-16 IBM FlashSystem 5100 rear view

IBM FlashSystem 5200 can have up to two dual FC HBA cards (four 32 Gb FC ports) per
node canister. Figure 2-17 on page 140 shows the port location in the rear view of the IBM
FlashSystem 5200 node canister.

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Figure 2-17 IBM FlashSystem 5200 rear view

IBM FlashSystem 5015 can have up to one quad FC HBA cards (four 16 Gb FC ports) per
node canister. Figure 2-18 shows the port location in the rear view of the IBM FlashSystem
5015 node canister.

Figure 2-18 IBM FlashSystem 5015 rear view

IBM FlashSystem 5035 can have up to one quad FC HBA card (four 16 Gb or 32 Gb FC
ports) per node canister. Figure 2-19 shows the port location in the rear view of the
IBM FlashSystem 5035 node canister.

Figure 2-19 IBM FlashSystem 5035 rear view

2.3.5 IBM Storage Virtualize N_Port ID Virtualization, port naming, and

distribution
In this section, we describe IBM Storage Virtualize N_Port ID Virtualization (NPIV), port
naming, and distribution.

IBM Storage Virtualize NPIV

IBM Storage Virtualize uses NPIV by default, which reduces failover time and allows for
features such as Hot Spare Nodes (HSNs). NPIV creates multiple vFC ports per physical FC
port and removes the dependence on multipathing software during failover. It allows a partner
node to take over the worldwide port names (WWPNs) of a failed node and improves the
availability from application perspective.

Transitional mode on an IBM Storage Virtualize system can be used to change or update your
zoning from traditional physical WWPNs to NPIV WWPNs that are based on zoning.

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Figure 2-20 and Figure 2-21 represent the IBM Storage Virtualize NPIV port WWPN and
failover.

Figure 2-20 IBM Storage Virtualize NPIV Port WWPN

Figure 2-21 IBM Storage Virtualize NPIV Failover

The lstargerportfc command output (see Figure 2-22 on page 142) from the IBM Storage
Virtualize command-line interface (CLI) shows that each port has three WWPNs: One is a
physical WWPN for SCSI connectivity; the second is an NPIV WWPN for SCSI connectivity;
and the third is an NPIV WWPN for NVMe connectivity.

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Figure 2-22 IBM Storage Virtualize output of the lstargetportfc command

Note: NPIV is not supported for Ethernet connectivity, such as FCOE, iSCSI, and iSER.

The same ports (port IDs) must be in the same fabric to fail over in a hardware failure. For
example:
 Port IDs 1 and 3 of all nodes and spare nodes are part of the odd fabric.
 Port IDs 2 and 4 of all nodes and spare nodes are part of the even fabric.

Use the Transitional mode to convert your host zoning from physical WWPN to virtual WWPN.

IBM Storage Virtualize Port naming

In the field, fabric naming conventions vary. However, it is common to find fabrics that are
named, for example, PROD_SAN_1 and PROD_SAN_2, or PROD_SAN_A and PROD_SAN_B. This type of
naming convention is used to simplify the IBM Storage Virtualize systems with their
denomination followed by 1 and 2 or A and B, which specifies that the devices that are
connected to those fabrics contains the redundant paths of the same servers and SAN
devices.

To simplify the SAN connection identification and troubleshooting, keep all odd ports on the
odd fabrics or “A” fabrics, and the even ports on the even fabric or “B” fabrics, as shown in
Figure 2-23, which shows the port arrangement for IBM Storage Virtualize different models.

Figure 2-23 SAN Volume Controller model 2145-SV1 port distribution

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Figure 2-24 SAN Volume Controller model SV3 port distribution

Figure 2-25 IBM FlashSystem 9200 port distribution

The same port distribution can be used for other IBM Storage Virtualize model, for example,
IBM FlashSystem 9500 or 9500R, IBM FlashSystem 7300, and IBM FlashSystem 5015 or
5035.

IBM Storage Virtualize port distribution

As a best practice, assign specific uses to specific IBM FlashSystem or IBM SVC ports. This
technique helps to optimize the port utilization in a matter of dedicated purpose and in a way
prevents failures in one network traffic impacting the other.

Because of the increased port availability on IBM FlashSystem or SVC clusters and the
increased bandwidth with the 32 Gb ports and 64Gb ports, it is not only possible to separate
the port utilization among hosts and storage, node-to-node (intracluster) and replication traffic
but also very sensible.

The example port utilization designation that is shown in the following figures can be used for
for up to 16 ports (Figure 2-26 on page 144)(32 ports total per cluster) and 24 ports (48 ports
total per cluster)(Figure 2-27 on page 145) IBM Storage Virtualize systems.

Design your port designation as required by your workload and to achieve maximum
availability in case of a failure as it separates failure domains, helps in better analysis and
management of the system.

Intracluster (inter-node) communication must be separated in multi-I/O groups, SVC,

Enhanced Stretched Cluster (ESC), and HyperSwap scenarios.

Fibre channel port masking provides tool for such port communication segregation. There are
two masks available, one that allows to designate ports for local inter-node communication
that is recommended to have in case of multi-IO group configuration, and could be checked
by lssystem command in parameter localfcportmask. EthernetThis mask is should be read

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from right to left, thus the most right bit in the mask corresponds with fc_io_port_id 1 and so
on. Setting corresponding (to ports) bits of this mask to “1” enables those ports for only
inter-node (intracluster) communication. While ports that have “0” in the mask are restricted to
only host/storage traffic and are not used for intracluster communication.

Second mask allows to assign specific node ports to only replication function (communication
with other remote cluster nodes). As well, it is mentioned in the output of lssystem command
in parameter remotefcportmask and it works and is read similar to localfcportmask, thus
setting corresponding bits to “1” enables only those specific ports for replication, all other
ports that are set to “0” can only communicate with hosts or storages (depending on SAN
zoning).

Cage (applicable for

FS9500/FS9200) Adapter/fc_io_port_id 4 ports 8 ports 12 ports 16 port SAN fabric
1 Adapter1/1 Host+Storage Host+Storage Host+Storage Host+Storage A
Adapter1/2 Host+Storage Host+Storage Host+Storage Host+Storage B
Adapter1/3 Intracluster+Replication Intracluster or Replication Intracluster or Replication Intracluster A
Adapter1/4 Intracluster+Replication Intracluster Intracluster Intracluster B
Adapter2/5 Host+Storage Host+Storage Host+Storage A
Adapter2/6 Host+Storage Host+Storage Host+Storage B
Adapter2/7 Intracluster Replication or Host+Storage Replication or Host+Storage A
Adapter2/8 Intracluster or Replication Replication or Host+Storage Replication or Host+Storage B
2 Adapter3/9 Host+Storage Host+Storage A
Adapter3/10 Host+Storage Host+Storage B
Adapter3/11 Intracluster Intracluster A
Adapter3/12 Intracluster or Replication Intracluster B
Adapter4/13 Host+Storage A
Adapter4/14 Host+Storage B
Adapter4/15 Replication or Host+Storage A
Adapter4/16 Replication or Host+Storage B
3 Adapter5/17 A
Adapter5/18 B
Adapter5/19 A
Adapter5/20 B
Adapter6/21 A
Adapter6/22 B
Adapter6/23 A
Adapter6/24 B
port masking localfcportmask 1100 11001100 or 01001000 110000001100 or 010000001000 0000110000001100
port masking remotefcportmask 1100 00000000 or 10000100 000011000000 or 100000000100 1100000011000000 or all 0
Host refers to the host objects defined in the system that needs access to the data.
Storage refers to the external storage servers, also known as controllers that are virtualized under/behind IBM Spectrum Virtualize.
Intracluster refers to node-to-node communication inside IBM Spectrum Virtualize cluster in case of multi-IO group configuration.
Replication refers to the ports that are used for data replication between other/external clusters nodes.
"+" means that port is recommended to use for the types of communication.
"or" means that one of options can be used depedning on the design considerations.

Figure 2-26 Port masking configuration on SVC or IBM FlashSystem with 16 ports

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Cage (applicable for

FS9500/FS9200) Adapter/fc_io_port_id 24 ports SAN fabric
1 Adapter1/1 Host A
Adapter1/2 Host B
Adapter1/3 Intracluster A
Adapter1/4 Intracluster B
Adapter2/5 Host or Storage A
Adapter2/6 Host or Storage B
Adapter2/7 Replication or Host/Storage A
Adapter2/8 Replication or Host/Storage B
2 Adapter3/9 Host or Storage A
Adapter3/10 Host or Storage B
Adapter3/11 Intracluster A
Adapter3/12 Intracluster B
Adapter4/13 Host A
Adapter4/14 Host B
Adapter4/15 Host or Storage A
Adapter4/16 Host or Storage B
3 Adapter5/17 Host or Storage A
Adapter5/18 Host or Storage B
Adapter5/19 Host A
Adapter5/20 Host B
Adapter6/21 Host or Storage A
Adapter6/22 Host or Storage B
Adapter6/23 Replication or Host/Storage A
Adapter6/24 Replication or Host/Storage B
port masking localfcportmask 000000000000110000001100
port masking remotefcportmask 110000000000000011000000 or all 0
Figure 2-27 Port masking configuration on IBM FlashSystem or SVC with 24 ports

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Note: Consider the following points:

 On SVC clusters with 12 ports or more per node, if you use advanced copy services
(such as volume mirroring, FlashCopy, or remote copy) on an ESC, it is a best practice
that you use four ports per node for inter-node communication. The SVC uses the
internode ports for all of these functions, and the usage of these features greatly
increases the data rates that are sent across these ports. If you are implementing a new
cluster and plan to use any copy services, plan on having more than 12 ports per
cluster node. It is also applicable for IBM FlashSystem clusters with multi-IO group
configuration
 In case of IBM FlashSystem system with a single I/O group, the system keeps
localfcportmask set to default all “1” and does not allow you to change this setting.
However, this is not an issue because the inter-node traffic occurs on the internal PCI
mid-plane link inside one enclosure. The port-masking recommendations that are
shown in Figure 2-27 and Figure 2-26 on page 144 apply to systems with more than
one I/O group.
 Depending on the workload or number of I/O groups, you can reserve ports 3, 4 and 9,
10 for inter-node communication traffic. In this case, port masking is used and other
ports are disabled from inter-node traffic communication, and thus localfcportmask is
set to 001100001100.

Host and storage ports have different traffic behavior, so keeping host and storage ports
together produces maximum port performance and utilization by benefiting from its full duplex
bandwidth. For this reason, sharing host and storage traffic in the same ports is a best
practice. However, traffic segmentation can also provide some benefits in terms of
troubleshooting and host zoning management, see Figure 2-27 on page 145 for example of
traffic segmentation. Consider, for example, SAN congestion conditions due to a slow
draining device.

In this case, segregating the ports simplifies the identification of the device that is causing the
problem while limiting the effects of the congestion to the hosts or back-end ports only.
Furthermore, dedicating ports for host traffic reduces the possible combinations of host
zoning and simplifies SAN management. It is a best practice to implement port traffic
segmentation with configurations with more ports only.

2.3.6 Buffer credits

IBM Storage Virtualize systems FC ports have a predefined number of buffer credits. The
number of buffer credits determines the available throughput over distances:
 All 8 Gbps adapters have 41 credits available per port, saturating links at up to 10 km
(6.2 miles) at 8 Gbps.
 Two-port 16 Gbps (DH8 only nodes) adapters have 80 credits available per port,
saturating links at up to 10 km (6.2 miles) at 16 Gbps.
 Four-port 16 Gbps adapters have 40 credits available per port, saturating links at up to
5 km at (3.1 miles)16 Gbps.
 Four-port 32 Gbps adapters have 40 credits available per port, saturating links at up to
2.5 km at (1.5 miles) 32 Gbps.

Switch port buffer credit: For Stretched cluster and IBM HyperSwap configurations that
do not use ISLs for the internode communication, it is a best practice to set the switch port
buffer credits to match the IBM Storage Virtualize port.

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2.4 Zoning
This section describes the zoning recommendations for IBM Storage Virtualize systems.
Zoning an IBM Storage Virtualize cluster into a SAN fabric requires planning and following
specific guidelines.

Important: Errors that are caused by improper IBM Storage Virtualize system zoning are
often difficult to isolate, and the steps to fix them can affect the SAN environment.
Therefore, create your zoning configuration carefully.

The initial configuration for IBM Storage Virtualize requires the following separate zones:
 Internode and intra-cluster zones
 Replication zones (if replication is used)
 Back-end storage to IBM Storage Virtualize zoning for external virtualization
 Host to IBM Storage Virtualize zoning

Different guidelines must be followed for each zoning type, as described in 2.4.1, “Types of
zoning” on page 147.

Note: Although internode and intra-cluster zone is not necessary for non-clustered
IBM Storage Virtualize systems except SVC, it is generally preferred to use one of these
zones.

2.4.1 Types of zoning

Modern SAN switches feature two types of zoning: port zoning, and WWPN zoning. The
preferred method is to use only WWPN zoning. A common misconception is that WWPN
zoning provides poorer security than port zoning, which is not the case. Modern SAN
switches enforce the zoning configuration directly in the switch hardware. Also, you can use
port binding functions to enforce a WWPN to be connected to a specific SAN switch port.

When switch-port based zoning is used, the ability to allow only specific hosts to connect to
an IBM Storage Virtualize cluster is lost.

Consider an NPV device, such as an access gateway that is connected to a fabric. If 14 hosts
are attached to that NPV device, and switch port-based zoning is used to zone the switch port
for the NPV device to IBM Storage Virtualize system node ports, all 14 hosts can potentially
connect to the IBM Storage Virtualize cluster, even if IBM Storage Virtualize is providing
storage for only four or five of those hosts.

However, the problem is exacerbated when the IBM Storage Virtualize NPIV feature is used in
transitional mode. In this mode, a host can connect to the physical and virtual WWPNs on the
cluster. With switch port zoning, this configuration doubles the connection count for each host
that is attached to the IBM Storage Virtualize cluster. This issue can affect the function of path
failover on the hosts by resulting in too many paths, and the IBM Storage Virtualize Cluster
can exceed the maximum host connection count on a large fabric.

If you have the NPIV feature enabled on your IBM Storage Virtualize system, you must use
WWPN-based zoning.

Zoning types: Avoid using a zoning configuration that includes a mix of port and WWPN
zoning. For NPIV configurations, host zoning must use the WWPN zoning type.

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A best practice for traditional zone design calls for single initiator zoning, that is, a zone can
consist of many target devices, but only one initiator because target devices often wait for an
initiator device to connect to them, and initiators actively attempt to connect to each device to
which they are zoned. The singe initiator approach removes the possibility of a misbehaving
initiator affecting other initiators.

The drawback to single initiator zoning is that on a large SAN that features many zones, the
SAN administrator’s job can be more difficult, and the number of zones on a large SAN can
exceed the zone database size limits.

Cisco and Brocade developed features that can reduce the number of zones by allowing the
SAN administrator to control which devices in a zone can communicate with other devices in
the zone. The features are called Cisco Smart Zoning and Brocade Peer Zoning, which are
supported by IBM Storage Virtualize systems.

A brief overview of these features is provided next.

Note: Brocade Traffic Isolation (TI) zoning is deprecated in Brocade Fabric OS 9.0. You
can still use TI zoning if you have existing zones, but you must keep at least one switch
running a pre-9.0 version of FOS in the fabric to make changes to the TI zones.

Cisco Smart Zoning

Cisco Smart Zoning is a feature that, when enabled, restricts the initiators in a zone to
communicate only with target devices in the same zone. For our cluster example, this feature
allows a SAN administrator to zone all the host ports for a VMware cluster in the same zone
with the storage ports to which all of the hosts need access. Smart Zoning configures the
access control lists in the fabric routing table to allow only the initiator (host) ports to
communicate with target ports.

For more information about Smart Zoning, see this web page.

For more information about implementation, see this IBM Support web page.

Brocade Peer Zoning

Brocade Peer Zoning is a feature that provides a function to restrict what devices can see
other devices within the same zone. However, Peer Zoning is implemented such that some
devices in the zone are designated as principal devices. The non-principal devices can
communicate only with the principal device, and not with each other. As with Cisco, the
communication is enforced in the fabric routing table.

For more information, see the section “Peer zoning” in Modernizing Your IT Infrastructure with
IBM b-type Gen 6 Storage Networking and IBM Spectrum Storage Products, SG24-8415.

Note: Use Smart and Peer Zoning for the host zoning only. Use traditional zoning for
intracluster, back-end, and intercluster zoning.

A simple zone for small environments

As an option for small environments, IBM Storage Virtualize based systems support a simple
set of zoning rules that enable a small set of host zones to be created for different
environments.

For systems with fewer than 64 hosts that are attached, zones that contain host HBAs must
contain no more than 40 initiators, including the ports that acts as initiators, such as the IBM
Storage Virtualize based system ports that are target + initiator.

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Therefore, a valid zone can be 32 host ports plus eight IBM Storage Virtualize based system
ports. Include only one port from each node in the I/O groups that are associated with this
host.

Note: Do not place more than one HBA port from the same host in the same zone. Also,
do not place dissimilar hosts in the same zone. Dissimilar hosts are hosts that are running
different operating systems or are different hardware products.

IBM Storage Virtualize Portsets

IBM Storage Virtualize Portsets is a feature to provide effective port management and host
access on storage. A group of storage ports can be created that you associate with a specific
traffic type, for example, host access, replication, and back-end storage connectivity.
IBM Storage Virtualize Portsets provides a way to limit the host logins per I/O port, which
improves the resource utilization for performance on storage by load balancing across FC
ports on nodes, which removes the skewed I/O workload problem.

IBM Storage Virtualize supports Ethernet and FC portsets for host attachment. Back-end and
external storage connectivity, host attachment, and IP replication can be configured by using
IP portsets, and host attachment can be configured on FC portsets.

A maximum of 72 (FC + Ethernet) portsets can be created per system.

A host can access the storage only from those IP addresses or FC ports that are configured
on a portset and associated with that host.

Every portset is identified by a name. The default portsets are portset0 and portset64
portsets for host attachment. For Ethernet ports connectivity - portset0. And portset64 is for
FC ports connectivity host attachment. The default portset - portset3 is for the storage port
type by using Ethernet connectivity, as shown in Figure 2-28.

Figure 2-28 IBM Storage Virtualize Portsets overview

A host should always be associated with a correct portset on the storage. If you have a zoned
host with different ports that are not part of the same portset, the storage generates an event
of a wrong port login (Event ID 064002).

For more information about resolving a blocked FC login event, see Resolving a problem with
a blocked Fibre Channel login.

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Note:
 A host can be part of only one portset, but an FC port can be part of multiple portsets.
 A correct zoning configuration along with a portset is recommended to achieve the
recommended number of paths on a host.

Here is an example, lets say we have two hosts and FlashSystem storage with 8 total ports
for fibre channel connectivity and 4 Ethernet ports. Two hosts have fibre channel connectivity
and two have Ethernet connectivity and we would like to make sure that those hosts are
separated for some reason, lets say due to difference in communication speed.

Thus, it is possible to create two portsets for fibre channel connected hosts. Firstly it is
recommended to create the portsets before defining the host objects on the storage, then
assign the fibre channel ports to the dedicated portsets, see the note above, it is possible to
add all 8 FC ports to the portset, but if we want to segregate the communication by for
example communication speed or specific failure domain, we can dedicate 4 FC ports to one
portset and 4 FC ports to another portset. It is, as well, important to make sure that those
ports belong to different fabrics for redundancy reasons. So, 4 ports dedicated to each portset
should have possibility to communicate with host through redundant fabric.

Similar can be done with Ethernet ports and they could be assigned to their dedicated
portsets.

After portsets are created and ports are assigned, host objects can be defined on the storage,
and each host object should be assigned to one portset. Thus, they would be able to
communicate with the storage only through the dedicated ports and if communication speeds
are different that can improve the reliability of communication and if at some point there is any
congestion or other communication issues, this segregation enhances the ability to
investigate and find the culprit faster.

So IBM Storage Virtualize Portsets can be used for effective workload distribution, proper
failure domain segmentation and host-based functional grouping (FC_SCSI, NVMeoF, and
performance). Figure 2-29 and Figure 2-30 show an example of configuration using the
portsets. Figure 2-29 on page 151 shows initial configuration with fibre channel ports and list
of portsets on the system. Notice the portset itsoV860 that was added to the list.

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IBM_FlashSystem:FS9xx0:superuser>lsportfc
id fc_io_port_id port_id type port_speed node_id node_name WWPN nportid status attachment cluster_use
adapter_location adapter_port_id
0 1 1 fc 16Gb 5 node1 5005076810110214 080100 active switch
local_partner 1 1
1 2 2 fc 16Gb 5 node1 5005076810120214 080000 active switch
local_partner 1 2
2 3 3 fc 16Gb 5 node1 5005076810130214 120100 active switch
local_partner 1 3
3 4 4 fc 16Gb 5 node1 5005076810140214 120000 active switch
local_partner 1 4
24 1 1 fc 16Gb 2 node2 5005076810110216 080300 active switch
local_partner 1 1
25 2 2 fc 16Gb 2 node2 5005076810120216 120200 active switch
local_partner 1 2
26 3 3 fc 16Gb 2 node2 5005076810130216 120300 active switch
local_partner 1 3
27 4 4 fc 16Gb 2 node2 5005076810140216 080200 active switch
local_partner 1 4
IBM_FlashSystem:FS9xx0:superuser>lsportset
id name type port_count host_count lossless owner_id owner_name port_type is_default
0 portset0 host 0 0 ethernet yes
1 portset1 replication 0 0 ethernet no
2 portset2 replication 0 0 ethernet no
3 portset3 storage 0 0 ethernet no
4 itsoV860 host 0 0 yes fc no
64 portset64 host 4 2 yes fc yes

Figure 2-29 Listing the available ports and portsets.

Figure 2-30 shows how to assign ports pairs with fc_io_port_id 1 and fc_io_port_id 3 to
itsoV840 portset group. It also lists those specific pairs.
IBM_FlashSystem:FS9xx0:superuser>addfcportsetmember -portset itsoV860 -fcioportid 1&&addfcportsetmember -portset
itsoV860 -fcioportid 3
IBM_FlashSystem:FS9xx0:superuser>lsportset
id name type port_count host_count lossless owner_id owner_name port_type is_default
0 portset0 host 0 0 ethernet yes
1 portset1 replication 0 0 ethernet no
2 portset2 replication 0 0 ethernet no
3 portset3 storage 0 0 ethernet no
4 itsoV860 host 2 0 yes fc no
64 portset64 host 4 2 yes fc yes
IBM_FlashSystem:FS9xx0:superuser>lstargetportfc -filtervalue "port_id=1"&&lstargetportfc -filtervalue "port_id=3"
id WWPN WWNN port_id owning_node_id current_node_id nportid host_io_permitted virtualized
protocol fc_io_port_id portset_count host_count active_login_count
1 5005076810110214 5005076810000214 1 5 5 080100 no no
scsi 1 0 0 1
2 5005076810150214 5005076810000214 1 5 5 080101 yes yes
scsi 1 2 2 2
3 5005076810190214 5005076810000214 1 5 5 080102 yes yes
nvme 1 2 0 0
73 5005076810110216 5005076810000216 1 2 2 080300 no no
scsi 1 0 0 2
74 5005076810150216 5005076810000216 1 2 2 080301 yes yes
scsi 1 2 2 0
75 5005076810190216 5005076810000216 1 2 2 080302 yes yes
nvme 1 2 0 0
id WWPN WWNN port_id owning_node_id current_node_id nportid host_io_permitted virtualized
protocol fc_io_port_id portset_count host_count active_login_count
7 5005076810130214 5005076810000214 3 5 5 120100 no no
scsi 3 0 0 1
8 5005076810170214 5005076810000214 3 5 5 120101 yes yes
scsi 3 2 2 2
9 50050768101B0214 5005076810000214 3 5 5 120102 yes yes
nvme 3 2 0 0
79 5005076810130216 5005076810000216 3 2 2 120300 no no
scsi 3 0 0 2
80 5005076810170216 5005076810000216 3 2 2 120301 yes yes
scsi 3 2 2 2
81 50050768101B0216 5005076810000216 3 2 2 120302 yes yes
nvme 3 2 0 0

Figure 2-30 How to assign ports pairs

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While the portsets provide additional layer for keeping the configuration clean and ordered as
well as improves conditions for maintenance it is still important to plan it carefully taking into
account the overall zoning.

2.4.2 Prezoning tips and shortcuts

In this section, we describe several tips and shortcuts that are available for IBM Storage
Virtualize systems zoning.

Naming convention and zoning scheme

When you create and maintaining an IBM Storage Virtualize system zoning configuration, you
must have a defined naming convention and zoning scheme. If you do not define a naming
convention and zoning scheme, your zoning configuration can be difficult to understand and
maintain.

Environments have different requirements, which means that the level of detail in the zoning
scheme varies among environments of various sizes. Therefore, ensure that you have an
easily understandable scheme with an appropriate level of detail. Then, make sure that you
use it consistently and adhere to it whenever you change the environment.

For more information about IBM Storage Virtualize system naming conventions, see 10.14.1,
“Naming conventions” on page 689.

Aliases
Use zoning aliases when you create your IBM Storage Virtualize system zones if they are
available on your specific type of SAN switch. Zoning aliases makes your zoning easier to
configure and understand, and causes fewer possibilities for errors. Table 2-10 shows some
alias name examples.

Table 2-10 Alias names examples

Port or WWPN Use Alias

Card 1 Port 1 physical WWPN External Storage back-end FSx_N1P1_STORAGE

Card 1 Port 1 NPIV WWPN Host attachment FSx_N1P1_HOST_NPIV

Card 1 Port 2 physical WWPN External Storage back-end FSx_N1P2_STORAGE

Card 1 Port 2 NPIV WWPN Host attachment FSx_N1P2_HOST_NPIV

Card 1 Port 3 physical WWPN Inter-node traffic FSx_N1P3_CLUSTER

Card 1 Port 3 NPIV WWPN No use No alias

Card 1 Port 4 physical WWPN Inter-node traffic FSx_N1P4_CLUSTER

Card 1 Port 4 NPIV WWPN No use No alias

Card 2 Port 3 physical WWPN Replication traffic FSx_N1P7_REPLICATION

Card 2 Port 3 NPIV WWPN No use No alias

Card 2 Port 4 physical WWPN Replication traffic FSx_N1P8_REPLICATION

Card 2 Port 4 NPIV WWPN No use No alias

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Note: In Table 2-10, not all ports have an example for aliases. NPIV ports can be used for
host attachment only, as shown in Figure 2-31. If you are using external virtualized
back-ends, use the physical port WWPN. For replication and inter-node, use the physical
WWPN. In the alias examples that are listed in Table 2-10, the N is for node, and all
examples are from node 1. An N2 example is FSx_N2P4_CLUSTER. The x represents the
model of your IBM Storage Virtualize system, for example, SVC or IBM FlashSystem 9200
or 9500, IBM FlashSystem 7300, or IBM FlashSystem 5015 or 5035.

Figure 2-31 Output of the IBM Storage Virtualize lstargetportfc command

One approach is to include multiple members in one alias because zoning aliases can
normally contain multiple members (similar to zones). This approach can help avoid some
common issues that are related to zoning and make it easier to maintain the port balance in a
SAN.

Create the following zone aliases:

 One zone alias for each IBM Storage Virtualize system port.
 One alias for each host initiator.
 One host initiator alias to IBM Storage Virtualize port 1 from node 1, and to port 1 from
node 2. Then, name this zone HOST1_HBA1_T1_FSx.
 Zone an alias group for each storage subsystem port pair (the IBM Storage Virtualize
system must reach the same storage ports on both I/O group nodes).

By creating template zones, you keep the number of paths on the host side to four for each
volume and a good workload balance among the IBM Storage virtualize ports. Table 2-11
shows how the aliases are distributed if you create template zones as described in the
example.

Table 2-11 Distribution of aliases

Template IBM FlashSystem 9200 ports IBM FlashSystem 9200 ports
on Fabric A on Fabric B

T1 Node 1 port 1 Node 1 port 2

Node 2 port 1 Node 2 port 2

T2 Node 1 port 3 Node 1 port 4

Node 2 port 3 Node 2 port 4

T3 Node 1 port 5 Node 1 port 6

Node 2 port 5 Node 2 port 6

T4 Node 1 port 7 Node 1 port 8

Node 2 port 7 Node 2 port 8

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2.4.3 IBM Storage Virtualize internode communications zones

Internode (or intra-cluster) communication is critical to the stable operation of the cluster. The
ports that carry internode traffic are used for mirroring write cache and metadata exchange
between nodes and canisters.

To establish efficient, redundant, and resilient intracluster communication, the intracluster

zone must contain at least two ports from each node or canister. For IBM Storage Virtualize
nodes with eight ports or more, isolate the intracluster traffic by dedicating node ports
specifically to internode communication.

The ports to be used for intracluster communication varies according to the machine type and
model number and port count. For more information about port assignment
recommendations, see Figure 2-26 on page 144. Use the port from different adapters of each
node to achieve maximum redundancy while creating zones for node-to-node
communication.

NPIV configurations: On NPIV-enabled configurations, use the physical WWPN for the
intracluster zoning.

Only 16-port logins are allowed from one node to any other node in a SAN fabric. Ensure that
you apply the correct port masking to restrict the number of port logins. Without port masking,
any IBM Storage Virtualize system port and any member of the same zone can be used for
intracluster communication, even the port members of an IBM Storage Virtualize system to a
host and an IBM Storage Virtualize system to storage zoning.

Inter-node communication is supported on 25 GbE by using iSCSI (RoCE or iWARP). Check

the network stability (congestion, packet drop, latency, and maximum transmission unit
(MTU)) before configuring node-to-node communication on Ethernet.

As a best practice, use FlashCopy mapping between a source and target on the same node
or I/O group to minimize cross-I/O-group communication. The same best practice applies to
change volumes (CVs) in Global Mirror with Change Volumes (GMCV) replication.

High availability (HA) solutions such as ESC and HyperSwap rely on node-to-node
communication between I/O group or nodes. In such scenarios, dedicate enough ports for
node-to-node and intracluster communication, which is used for metadata exchange and
mirroring write cache.

Configure a private SAN along with port masking over dark fibre links for HA (ESC or
HyperSwap) configurations to achieve maximum performance.

If a link or ISL between sites is not stable in a HA solution (for example, ESC or HyperSwap),
this instability makes the node-to-node communication and cluster unstable.

Note: To check whether the login limit is exceeded, count the number of distinct ways by
which a port on node X can log in to a port on node Y. This number must not exceed 16.
For more information about port masking, see Chapter 8, “Hosts” on page 519.

2.4.4 IBM Storage Virtualize storage zones

The zoning between an IBM Storage Virtualize system and other storage is necessary to
allow the virtualization of any storage space under the IBM Storage Virtualize system. This
storage is referred to as back-end storage or external storage.

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A zone for each back-end storage to each IBM Storage Virtualize system node or canister
must be created in both fabrics, as shown in Figure 2-32. Doing so reduces the overhead that
is associated with many logins. The ports from the storage subsystem must be split evenly
across the dual fabrics.

Figure 2-32 Back-end storage zoning

Often, all nodes or canisters in an IBM Storage Virtualize system should be zoned to the
same ports on each back-end storage system, with the following exceptions:
 When implementing ESC or HyperSwap configurations where the back-end zoning can be
different for the nodes or canisters according to the site definition (for more information,
see IBM Spectrum Virtualize and SAN Volume Controller Enhanced Stretched Cluster
with VMware, SG24-8211 and IBM Storwize V7000, Spectrum Virtualize, HyperSwap, and
VMware Implementation, SG24-8317).
 When the SAN has a multi-core design that requires special zoning considerations, as
described in “Zoning to storage best practice” on page 156.

Important: Consider the following points:

 On NPIV-enabled systems, use the physical WWPN for the zoning to the back-end
controller.
 If a back-end controller is an IBM Storage Virtualize appliance, such as an
IBM FlashSystem 7200, 9200, 9500, or 7300 (storage layer) that is used by SVC
(replication layer), then replication layer primary ports are zoned to NPIV target ports on
the storage layer device.

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When two nodes or canisters are zoned to different set of ports for the same storage system,
the IBM Storage Virtualize operation mode is considered degraded. Then, the system logs
errors that request a repair action. This situation can occur if incorrect zoning is applied to the
fabric.

Figure 2-33 shows a zoning example (that uses generic aliases) between a 2-node SVC and
an IBM Storwize V5000. Both SVC nodes can access the same set of Storwize V5000 ports.

Figure 2-33 V5000 zoning

Each storage controller or model has its own zoning and port placement best practices. The
generic guideline for all storage is to use the ports that are distributed between the redundant
storage components, such as nodes, controllers, canisters, and FC adapters (respecting the
port count limit, as described in “Back-end storage port count” on page 159).

The following sections describe the IBM Storage specific zoning guidelines. Storage vendors
other than IBM might have similar best practices. For more information, contact your vendor.

Zoning to storage best practice

In 2.1.2, “ISL considerations” on page 123, we describe ISL considerations for ensuring that
the IBM Storage Virtualize system is connected to the same physical switches as the
back-end storage ports.

For more information about SAN design options, see 2.2, “SAN topology-specific guidelines”
on page 125.

This section describes best practices for zoning IBM Storage Virtualize system ports to
controller ports on each of the different SAN designs.

The high-level best practice is to configure zoning such that the SVC and IBM FlashSystem
ports are zoned only to the controller ports that are attached to the same switch. For
single-core designed fabrics, this practice is not an issue because only one switch is used on
each fabric to which the SVC, IBM FlashSystem, and controller ports are connected. For the
mesh and dual-core and other designs in which the IBM Storage Virtualize system is
connected to multiple switches in the same fabric, zoning might become an issue.

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Figure 2-34 shows the best practice zoning on a dual-core fabric. You can see that two zones
are used:
 Zone 1 includes only the IBM Storage Virtualize system and back-end ports that are
attached to the core switch on the left.
 Zone 2 includes only the IBM Storage Virtualize system and back-end ports that are
attached to the core switch on the right.

Figure 2-34 Dual core zoning schema

Mesh fabric designs that have the IBM Storage Virtualize and controller ports that are
connected to multiple switches follow the same general guidelines. Failure to follow this best
practice might result in IBM Storage Virtualize system performance impacts to the fabric.

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Real-life potential effect of deviation from best practice zoning

Figure 2-35 shows a design that consists of a dual-core Brocade fabric with the SVC cluster
that is attached to one switch and controllers that are attached to the other switch. An
IBM General Parallel File System (GPFS) cluster is attached to the same switch as the
controllers. This real-world design was used for a customer that was experiencing extreme
performance problems on its SAN. The customer had dual fabrics, and each fabric had this
same flawed design.

Figure 2-35 ISL traffic overloading

The design violates the best practices of ensuring that the IBM Storage Virtualize system and
storage ports are connected to the same switches, and zoning the ports, as shown in
Figure 2-34 on page 157. It also violates the best practice of connecting the host ports (the
GPFS cluster) to the same switches as the IBM Storage Virtualize system where possible.

This design creates an issue with traffic that is traversing the ISL unnecessarily, as shown in
Figure 2-35. I/O requests from the GPFS cluster must traverse the ISL four times. This design
must be corrected such that the IBM Storage Virtualize system, controller, and GPFS cluster
ports are all connected to both core switches, and zoning is updated to be in accordance with
the example that is shown in Figure 2-34 on page 157.

Figure 2-35 shows a real-world customer SAN design. The effect of the extra traffic on the ISL
between the core switches from this design caused significant delays in command response
time from the GPFS cluster to the SVC or IBM FlashSystem and from the SVC to the
controller.

The SVC or IBM FlashSystem cluster also logged nearly constant errors against the
controller, including disconnecting from controller ports. The SAN switches logged frequent
link timeouts and frame drops on the ISL between the switches. Finally, the customer had
other devices sharing the ISL that were not zoned to the SVC or IBM FlashSystem. These
devices also were affected.

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Back-end storage port count

The current firmware that is available (version 8.6 at the time of writing) sets limit of 1024
worldwide node names (WWNNs) per SVC or IBM FlashSystem cluster and up to 1024
WWPNs. The rule is that each port represents a WWPN count on the IBM Storage Virtualize
cluster or I/O group. However, the WWNN count differs based on the type of storage.

For example, at the time of writing, EMC DMX/Symmetrix, all Hitachi Data Systems (HDS)
storage, and SUN/HP use one WWNN per port. This configuration means that each port
appears as a separate controller to the SVC or IBM FlashSystem. Therefore, each port that is
connected to the IBM Storage Virtualize system means one WWPN and a WWNN increment.

IBM storage and EMC Clariion/VNX use one WWNN per storage subsystem, so each
appears as a single controller with multiple port WWPNs.

A best practice is to assign up to 16 ports from each back-end storage to the SVC or
IBM FlashSystem cluster. The reason for this limitation is that since version 8.5, the maximum
number of ports that is recognized by the IBM Storage Virtualize system per each WWNN is
16. The more ports that are assigned, the more throughput is obtained.

In a situation where the back-end storage has hosts direct-attached, do not mix the host ports
with the IBM Storage Virtualize system ports. The back-end storage ports must be dedicated
to the IBM Storage Virtualize system. Therefore, sharing storage ports are functional only
during migration and for a limited time. However, if you intend to have some hosts that are
permanently directly attached to the back-end storage, you must separate the IBM Storage
Virtualize system ports from the host ports.

IBM XIV storage subsystem

IBM XIV® storage is modular storage and available as fully or partially populated
configurations. An XIV hardware configuration can include 6 - 15 modules. Each extra module
that is added to the configuration increases the XIV capacity, CPU, memory, and connectivity.

From a connectivity standpoint, four FC ports are available in each interface module for a total
of 24 FC ports in a fully configured XIV system. The XIV modules with FC interfaces are
present on modules 4 - 9. Partial rack configurations do not use all ports, even though they
might be physically present.

Table 2-12 lists the XIV port connectivity according to the number of installed modules.

Table 2-12 XIV connectivity ports as capacity grows

XIV modules Total ports Port interfaces Active port modules

6 8 2 4 and 5

9 16 4 4, 5, 7, and 8

10 16 4 4, 5, 7, and 8

11 20 5 4, 5, 7, 8, and 9

12 20 5 4, 5, 7, 8, and 9

13 24 6 4, 5, 6, 7, 8, and 9

14 24 6 4, 5, 6, 7, 8, and 9

15 24 6 4, 5, 6, 7, 8, and 9

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Note: If the XIV includes the capacity on demand (CoD) feature, all active FC interface
ports are usable at the time of installation regardless of how much usable capacity you
purchased. For example, if a 9-module system is delivered with six modules active, you
can use the interface ports in modules 4, 5, 7, and 8, although effectively three of the nine
modules are not yet activated through CoD.

To use the combined capabilities of SVC, IBM FlashSystem, and XIV, you must connect two
ports (one per fabric) from each interface module with the SVC or IBM FlashSystem ports.

For redundancy and resiliency purposes, select one port from each HBA that is present on
the interface modules. Use port 1 and 3 because both ports are on different HBAs. By default,
port 4 is set as a SCSI initiator and dedicated to XIV replication.

Therefore, if you decide to use port 4 to connect to an SVC or IBM FlashSystem, you must
change its configuration from initiator to target. For more information, see IBM XIV Storage
System Architecture and Implementation, SG24-7659.

Figure 2-36 shows how to connect an XIV frame to an SVC storage controller.

Figure 2-36 XIV port cabling

A best practice for zoning is to create a single zoning to each SVC or IBM FlashSystem node
on each SAN fabric. This zone must contain all ports from a single XIV and the SVC or
IBM FlashSystem node ports that are destined to connect host and back-end storage. All
nodes in an SVC or IBM FlashSystem cluster must see the same set of XIV host ports.

Figure 2-36 shows that a single zone is used for each XIV to SVC or IBM FlashSystem node.
For this example, the following zones are used:
 Fabric A, XIV → SVC Node 1: All XIV fabric A ports to SVC node 1
 Fabric A, XIV → SVC Node 2: All XIV fabric A ports to SVC node 2
 Fabric B, XIV → SVC Node 1: All XIV fabric B ports to SVC node 1
 Fabric B, XIV → SVC Node 1: All XIV fabric B ports to SVC node 2

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For more information about other best practices and XIV considerations, see Chapter 3,
“Storage back-end” on page 189.

IBM FlashSystem A9000 and A9000R storage systems

An IBM FlashSystem A9000 system has a fixed configuration with three grid elements, with a
total of 12 FC ports. A best practice is to restrict ports 2 and 4 of each grid controller for
replication and migration use, and use ports 1 and 3 for host access.

However, considering that any replication or migration is done through IBM Storage Virtualize,
ports 2 and 4 also can be used for IBM Storage Virtualize connectivity. Port 4 must be set to
target mode for replication or migration to work.

Assuming a dual fabric configuration for redundancy and resiliency purposes, select one port
from each HBA that is present on the grid controller. Therefore, a total of six ports (three per
fabric) are used.

Figure 2-37 shows a possible connectivity scheme for IBM SAN Volume Controller
2145-SV2/SA2 nodes and IBM FlashSystem A9000 systems.

Figure 2-37 IBM FlashSystem A9000 connectivity

The IBM FlashSystem A9000R system has more choices because many configurations are
available, as listed in Table 2-13.

Table 2-13 Number of host ports in an IBM FlashSystem A9000R system

Grid elements Total available host ports

2 8

3 12

4 16

5 20

6 24

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However, IBM Storage Virtualize can support only 16 WWPN from any single WWNN. The
IBM FlashSystem A9000 or IBM FlashSystem A9000R system has only one WWNN, so you
are limited to 16 ports to any IBM FlashSystem A9000R system.

Table 2-14 shows the same table, but with columns added to show how many and which ports
can be used for connectivity. The assumption is a dual fabric, with ports 1 in one fabric, and
ports 3 in the other.

Table 2-14 Host connections to SAN Volume Controller

Grid elements Total host ports Total ports that are Total ports that are
available connected to IBM connected to IBM Storage
Storage Virtualize Virtualize

2 8 8 All controllers, ports 1 and 3

3 12 12 All controllers, ports 1 and 3

4 16 8 Odd controllers, port 1

Even controllers, port 3

5 20 10 Odd controllers, port 1

Even controllers, port 3

6 24 12 Odd controllers, port 1

Even controllers, port 3

For the 4-grid element system, it is possible to attach 16 ports because that is the maximum
that IBM Storage Virtualize allows. For 5- and 6-grid element systems, it is possible to use
more ports up to the 16 maximum; however, that configuration is not recommended because
it might create unbalanced work loads to the grid controllers with two ports attached.

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Figure 2-38 shows a possible connectivity scheme for SVC 2145-SV2/SA2 nodes and
IBM FlashSystem A9000R systems with up to three grid elements.

Figure 2-38 IBM FlashSystem A9000 grid configuration cabling

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Figure 2-39 shows a possible connectivity schema for SVC 2145-SV2/SA2 nodes and
IBM FlashSystem A9000R systems fully configured.

Figure 2-39 Connecting IBM FlashSystem A9000 fully configured as a back-end controller

For more information about IBM FlashSystem A9000 and A9000R implementation, see IBM
FlashSystem A9000 and A9000R Architecture and Implementation (Version 12.3.2),
SG24-8345.

IBM Storage Virtualize storage subsystem

IBM Storage Virtualize external storage systems can present volumes to another
IBM Storage Virtualize system. If you want to virtualize one IBM Storage Virtualize system by
using another IBM Storage Virtualize system, change the layer of the IBM Storage Virtualize
system to be used as the virtualizer. By default, SVC includes the layer of replication; IBM
Storage Virtualize includes the layer of storage.

Volumes that form the storage layer can be presented to the replication layer and are seen on
the replication layer as managed disks (MDisks), but not vice versa. That is, the storage layer
cannot see a replication layer’s MDisks.

The SVC layer of replication cannot be changed, so you cannot virtualize SVC behind
IBM Storage Virtualize. However, IBM FlashSystem can be changed from storage to
replication and from replication to storage layer.

If you want to virtualize one IBM FlashSystem behind another one, the IBM FlashSystem that
is used as external storage must have a layer of storage; the IBM FlashSystem that is
performing virtualization must have a layer of replication.

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The storage layer and replication layer have the following differences:
 In the storage layer, an IBM Storage Virtualize family system has the following
characteristics and requirements:
– The system can complete Metro Mirror (MM) and Global Mirror (GM) replication with
other storage layer systems.
– The system can provide external storage for replication layer systems or SVC.
– The system cannot use another IBM Storage Virtualize family system that is configured
with the storage layer as external storage.
 In the replication layer, an IBM Storage Virtualize family system has the following
characteristics and requirements:
– The system can complete MM and GM replication with other replication layer systems
or SVC.
– The system cannot provide external storage for a replication layer system or SVC.
– The system can use another IBM FlashSystem family system that is configured with a
storage layer as external storage.

Note: To change the layer, you must disable the visibility of every other IBM FlashSystem
or SVC on all fabrics. This process involves deleting partnerships, remote copy
relationships, and zoning between IBM FlashSystem and other IBM FlashSystem or SVC.
Then, run the chsystem -layer command to set the layer of the system.

For more information about the storage layer, see this IBM Documentation web page.

To zone the IBM FlashSystem as a back-end storage controller of SVC, every SVC node must
access the same IBM FlashSystem ports as a minimum requirement. Create one zone per
SVC node per fabric to the same ports from an IBM FlashSystem storage.

Figure 2-40 shows a zone between a 16-port IBM Storwize or IBM FlashSystem and an SVC.

Figure 2-40 V7000 connected as a back-end controller

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The ports from the Storwize V7000 system in Figure 2-40 on page 165 are split between both
fabrics. The odd ports are connected to Fabric A and the even ports are connected to Fabric
B. You also can spread the traffic across the IBM Storwize V7000 FC adapters on the same
canister.

However, it does not significantly increase the availability of the solution because the mean
time between failures (MTBF) of the adapters is not significantly less than that of the
non-redundant canister components.

Note: If you use an NPIV-enabled IBM FlashSystem system as back-end storage, only the
NPIV ports on the IBM FlashSystem system must be used for the storage back-end
zoning.

Connect as many ports as necessary to service your workload to the SVC. For more
information about back-end port limitations and best practices, see “Back-end storage port
count” on page 159.

Considering the IBM Storage Virtualize family configuration, the configuration is the same for
new IBM FlashSystem systems (see Figure 2-41, which shows an IBM FlashSystem 9100 as
an SVC back-end zone example).

Figure 2-41 IBM FlashSystem 9100 as a back-end controller

Connect as many ports as necessary to service your workload to the SVC. For more
information about back-end port limitations and best practices, see “Back-end storage port
count” on page 159.

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IBM FlashSystem 900

IBM FlashSystem 900 is an all-flash storage array that provides extreme performance and
can sustain highly demanding throughput and low latency across its FC interfaces. It includes
up to 16 ports of 8 Gbps or eight ports of 16 Gbps FC. It also provides enterprise-class
reliability, large capacity, and green data center power and cooling requirements.

The main advantage of integrating IBM FlashSystem 900 with IBM Storage Virtualize is to
combine the extreme performance of IBM FlashSystem with the IBM Storage Virtualize
enterprise-class solution with such features as tiering, mirroring, IBM FlashCopy, thin
provisioning, IBM Real-time Compression (RtC), and copy services.

Before starting, work closely with your IBM Sales, pre-sales, and IT architect to correctly size
the solution by defining the suitable number of IBM FlashSystem I/O groups or clusters and
FC ports that are necessary according to your servers and application workload demands.

To maximize the performance that you can achieve when deploying the IBM FlashSystem 900
with IBM Storage Virtualize, carefully consider the assignment and usage of the FC HBA
ports on IBM Storage Virtualize, as described in 2.3.2, “IBM FlashSystem 9200 and 9500
controller ports” on page 134. The IBM FlashSystem 900 ports must be dedicated to the
IBM Storage Virtualize workload, so do not mix direct-attached hosts on IBM FlashSystem
900 with IBM Storage Virtualize ports.

Connect IBM FlashSystem 900 to the SAN network by completing the following steps:
1. Connect the IBM FlashSystem 900 odd-numbered ports to the odd-numbered SAN fabric
(or SAN fabric A) and the even-numbered ports to the even-numbered SAN fabric (or SAN
fabric B).
2. Create one zone for each IBM Storage Virtualize node with all IBM FlashSystem 900 ports
on each fabric.

Figure 2-42 shows a 16-port IBM FlashSystem 900 zoning to an SVC.

Figure 2-42 IBM FlashSystem 900 connectivity to a SAN Volume Controller cluster

After the IBM FlashSystem 900 is zoned to two SVC nodes, four zones exist with one zone
per node and two zones per fabric.

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You can decide to share or not the IBM Storage Virtualize ports with other back-end storage.
However, it is important to monitor the buffer credit usage on IBM Storage Virtualize switch
ports and, if necessary, modify the buffer credit parameters to properly accommodate the
traffic to avoid congestion issues.

For more information about IBM FlashSystem 900 best practices, see Chapter 3, “Storage
back-end” on page 189.

IBM DS8900F
The IBM DS8000 family is a high-performance, high-capacity, highly secure, and resilient
series of disk storage systems. The DS8900F family is the latest and most advanced of the
DS8000 series offerings to date. The HA, multiplatform support, including IBM Z®, and
simplified management tools help provide a cost-effective path to an on-demand world.

From a connectivity perspective, the DS8900F family is scalable. Two different types of host
adapters are available: 16 gigabit Fibre Channel (GFC) and 32 GFC. Both can auto-negotiate
their data transfer rate down to an 8 Gbps full-duplex data transfer. The 16 GFC and 32 GFC
host adapters are all 4-port adapters.

Both adapters contain a high-performance application-specific integrated circuit (ASIC). To

ensure maximum data integrity, the ASIC supports metadata creation and checking. Each FC
port supports a maximum of 509 host login IDs and 1,280 paths. This configuration enables
the creation of large SANs.

Tip: As a best practice for using 16 GFC or 32 GFC technology in DS8900F and IBM
Storage Virtualize, consider using the IBM Storage Virtualize maximum of 16 ports for the
DS8900F. Also, ensuring that more ranks can be assigned to the IBM Storage Virtualize
system than the number of slots that are available on that host ensures that the ports are
not oversubscribed.

A single 16 or 32 GFC host adapter does not provide full line rate bandwidth with all ports
active:
 16 GFC host adapter: 3300 MBps read and 1730 MBps write
 32 GFC host adapter: 6500 MBps read and 3500 MBps write

The DS8910F model 993 configuration supports a maximum of eight host adapters. The
DS8910F model 994 configurations support a maximum of 16 host adapters in the base
frame. The DS8950F model 996 configurations support a maximum of 16 host adapters in the
base frame and an extra 16 host adapters in the DS8950F model E96.

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Host adapters are installed in slots 1, 2, 4, and 5 of the I/O bay. Figure 2-43 shows the
locations for the host adapters in the DS8900F I/O bay.

Figure 2-43 DS8900F I/O adapter layout

The system supports an intermix of both adapter types up to the maximum number of ports,
as listed in Table 2-15.

Table 2-15 DS8900F port configuration

Model Minimum and maximum host Minimum and maximum host
adapters adapters ports

994 2 and 16 8 and 64

996 2 and 16 8 and 64

996 + E96 2 and 32 8 and 128

Important: Each of the ports on a DS8900F host adapter can be independently configured
for FCP or IBM FICON®. The type of port can be changed through the DS8900F Data
Storage Graphical User Interface (DS GUI) or by using Data Storage Command-Line
Interface (DS CLI) commands. To work with SAN and IBM Storage Virtualize, use the
Small Computer System Interface- Fibre Channel Protocol (SCSI- FCP) FC-switched
fabric. FICON is for IBM Z only.

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For more information about DS8900F hardware, port, and connectivity, see IBM Storage
DS8900F Architecture and Implementation: Updated for Release 9.3.2, SG24-8456.

Despite the wide DS8900F port availability, you attach a DS8900F series to an IBM Storage
Virtualize system by using Disk Magic to know how many host adapters are required
according to your workload, and you spread the ports across different HBAs for redundancy
and resiliency proposes. However, consider the following points as a place to start for a single
IBM Storage Virtualize cluster configuration:
 For 16 or fewer arrays, use two host adapters - 8 FC ports.

Note: For redundancy, use four host adapters as a minimum.

 For 17 - 48 arrays, use four host adapters (16 FC ports).

 For 48 or more arrays, use eight host adapters (16 FC ports). This configuration matches
the most high-performance and demanding environments.

Note: To check the current code MAX limitation, search for the term “and restrictions” for
your code level and IBM Storage Virtualize 8.6 at this IBM Support web page.

Figure 2-44 shows the connectivity between an SVC and a DS8886.

Figure 2-44 DS8886 to SAN Volume Controller connectivity

Note: Figure 2-44 also is valid example that can be used for DS8900F to SVC connectivity.

In Figure 2-44, 16 ports are zoned to IBM Storage Virtualize, and the ports are spread across
the different HBAs that are available on the storage.

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To maximize performance, the DS8900F ports must be dedicated to the IBM Storage
Virtualize connections. However, the IBM Storage Virtualize ports must be shared with hosts
so that you can obtain the maximum full duplex performance from these ports.

For more information about port usage and assignments, see 2.3.2, “IBM FlashSystem 9200
and 9500 controller ports” on page 134.

Create one zone per IBM Storage Virtualize system node per fabric. IBM Storage Virtualize
must access the same storage ports on all nodes. Otherwise, the DS8900F operation status
is set to Degraded on the IBM Storage Virtualize system.

After the zoning steps, you must configure the host connections by using the DS8900F D DS
GUI or DS CLI commands for all IBM Storage Virtualize nodes WWPNs. This configuration
creates a single volume group that adds all IBM Storage Virtualize cluster ports within this
volume group.

For more information about volume group, host connection, and DS8000 administration, see
IBM Storage DS8900F Architecture and Implementation: Updated for Release 9.3.2,
SG24-8456.

The specific best practices to present DS8880 logical unit numbers (LUNs) as back-end
storage to the SVC are described in Chapter 3, “Storage back-end” on page 189.

2.4.5 IBM Storage Virtualize host zones

A best practice to connect a host into an IBM Storage Virtualize system is to create a single
zone for each host port. This zone must contain the host port and one port from each
IBM Storage Virtualize system node that the host must access. Although two ports from each
node per SAN fabric are in the usual dual-fabric configuration, ensure that the host accesses
only one of them, as shown in Figure 2-45.

Figure 2-45 Host zoning to an IBM Storage Virtualize node

This configuration provides four paths to each volume, with two preferred paths (one per
fabric) and two non-preferred paths. Four paths is the number of paths (per volume) that is
optimal for multipathing software, such as AIX Path Control Module (AIXPCM), Linux device
mapper, and the IBM Storage Virtualize system.

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IBM Storage virtualize supports 32 Gb FC and 64 Gb FC ports. Cisco and Brocade new
generation switches also support 32 Gb FC ports connectivity.

A multipath design balances the usage of physical resources. The application should be able
to continue to work at the required performance even if the redundant hardware fails. More
paths do not equate to better performance or HA. For example, if there are eight paths to a
volume and 250 volumes that are mapped to a single host, this configuration would generate
2000 active paths for a multipath driver to manage. Too many paths to a volume can cause
excessive I/O waits, resulting in application failures and, under certain circumstances, it can
reduce performance.

When the recommended number of paths to a volume is exceeded, sometimes path failures
are not recovered in the required amount of time.

It is a best practice to know the workload and application requirements and plan for the
number of paths. The number of paths to a host must not exceed eight. Using end-to-end
32 Gb FC ports, four paths for a volume is the suggested configuration.

A best practice is to keep paths to all available nodes in an I/O group to achieve maximum
availability.

NPIV consideration: All the recommendations in this section also apply to NPIV-enabled
configurations. For more information about the systems that are supported by NPIV, see
IBM SAN Volume Controller Configuration Limits.

Eight paths per volume are supported. However, this design provides no performance
benefits and in some circumstances can reduce performance. Also, it does not significantly
improve reliability or availability. However, fewer than four paths do not satisfy the minimum
redundancy, resiliency, and performance requirements.

To obtain the best overall performance of the system and to prevent overloading, the workload
on each IBM Storage Virtualize system’s ports must be equal. Having the same amount of
workload typically involves zoning approximately the same number of host FC ports to each
IBM Storage Virtualize system node FC port.

Use an IBM Storage Virtualize FC Portsets configuration along with zoning to distribute the
load equally on storage FC ports.

Hosts with four or more Host Bus Adapters

If you have four HBAs in your host instead of two HBAs, more planning is required. Because
eight paths is not an optimum number, configure your IBM Storage Virtualize host definitions
(and zoning) along with IBM Storage Virtualize Portsets as though the single host is two
separate hosts. During the volume assignment, you can alternate which volume was
assigned to one of the pseudo-hosts.

The reason for not assigning one HBA to each path is because the IBM Storage Virtualize I/O
group works as a cluster. When a volume is created, one node is assigned as preferred and
the other node serves solely as a backup node for that specific volume, which means that
using one HBA to each path will never balance the workload for that particular volume.
Therefore, it is better to balance the load by I/O group instead so that the volume is assigned
to nodes automatically.

Figure 2-46 on page 173 shows an example of a 4-port host zoning.

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Figure 2-46 Four-port host zoning

Because the optimal number of volume paths is four, you must create two or more hosts on
the IBM Storage Virtualize system. During the volume assignment, alternate which volume is
assigned to one of the pseudo-hosts in a round-robin fashion.

Note: Pseudo-hosts is not a defined function or feature of IBM Storage Virtualize. To

create a pseudo-host, you must add another host ID to the IBM Storage Virtualize host
configuration. Instead of creating one host ID with four WWPNs, you define two hosts with
two WWPNs, so you must pay extra attention to the SCSI IDs that are assigned to each of
the pseudo hosts to avoid having two different volumes from the same storage subsystem
with the same SCSI ID.

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VMware ESX cluster zoning

For VMware ESX clusters, you must create separate zones for each host node in the VMware
ESX cluster, as shown in Figure 2-47.

Figure 2-47 VMware ESX cluster zoning

Ensure that you follow these best practices when configuring your VMware ESX clustered
hosts:
 Zone a single VMware ESX cluster in a manner that avoids ISL I/O traversing.
 Spread multiple host clusters evenly across the IBM Storage Virtualize system node ports
and I/O groups.
 Map LUNs and volumes evenly across zoned ports, alternating the preferred node paths
evenly for optimal I/O spread and balance.
 Create separate zones for each host node in IBM Storage Virtualize and on the VMware
ESX cluster.

AIX Virtual I/O Server: Live Partition Mobility zoning

When zoning AIX Virtual I/O Server (VIOS) to IBM Storage Virtualize, you must plan carefully.
Because of the complexity of this solution, it is common to create more than four paths to
each volume, and MDisk or not provide for proper redundancy. The following best practices
can help you avoid a non-degraded path error on IBM Storage Virtualize with four paths per
volume:
 Create two separate and isolated zones on each fabric for each logical partition (LPAR).
 Create a portset with two IBM Storage Virtualize FC ports and two host FC ports.
 Do not put both the active and inactive LPAR WWPNs in either the same zone or same
IBM Storage Virtualize host definition.
 Map LUNs to the virtual host FC HBA port WWPNs, not the physical host FCA adapter
WWPN.
 When using NPIV, do not have a ratio of more than one physical adapter to eight virtual
ports. This configuration avoids I/O bandwidth oversubscription to the physical adapters.

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 Create a pseudo-host in IBM Storage Virtualize host definitions that contain only two
virtual WWPNs (one from each fabric), as shown in Figure 2-48.
 Map the LUNs or volumes to the pseudo-LPARs (active and inactive) in a round-robin
fashion.

Figure 2-48 shows the correct SAN connection and zoning for LPARs.

Figure 2-48 LPARs SAN connections

During Live Partition Mobility (LPM), both inactive and active ports are active. When LPM is
complete, the previously active ports show as inactive, and the previously inactive ports show
as active.

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Figure 2-49 shows LPM from the hypervisor frame to another frame.

Figure 2-49 Live Partition Mobility

Note: During LPM, the number of paths double from four to eight. Starting with eight paths
per LUN or volume results in 16 unsupported paths during LPM, which can lead to I/O
interruption.

2.4.6 Hot Spare Node zoning considerations

IBM Storage Virtualize 8.1 introduced the HSN feature, which provides HA for SVC clusters
by automatically swapping a spare node into the cluster if the cluster detects a failing node.
Also, the maintenance procedures, like code updates and hardware upgrades, benefit from
this feature by helping you avoid prolonged loss of redundancy during node maintenance.

For more information about HSNs, see IBM Spectrum Virtualize: Hot-Spare Node and NPIV
Target Ports, REDP-5477.

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For the HSN feature to be fully effective, you must enable the NPIV feature. In an
NPIV-enabled cluster, each physical port is associated with two WWPNs. When the port
initially logs in to the SAN, it uses the normal WWPN (primary port), which does not change
from previous releases or from NPIV-disabled mode. When the node completes its startup
and is ready to begin processing I/O, the NPIV target ports log on to the fabric with the
second WWPN.

Special zoning requirements must be considered when implementing the HSN function.

Host zoning with HSN

Hosts should be zoned with NPIV target ports only. Spare node ports must not be included in
the host zoning.

Intercluster and intracluster zoning with HSN

Communications between IBM Storage Virtualize nodes, including between different clusters,
take place over primary ports. Spare node ports must be included in the intracluster zoning
likewise the other nodes.

Similarly, when a spare node comes online, its primary ports are used for remote copy
relationships, so the spare node must be zoned with the remote cluster.

Back-end controllers zoning with HSN

Back-end controllers must be zoned to the primary ports on IBM Storage Virtualize nodes.
When a spare node is in use, that nodes ports must be included in the back-end zoning, as
with the other nodes.

Note: Currently, the zoning configuration for spare nodes is not policed while the spare is
inactive, and no errors are logged if the zoning or back-end configuration is incorrect.

Back-end controller configuration with HSN

IBM Storage Virtualize uses the primary ports to communicate with the back-end controller,
including the spare. Therefore, all MDisks must be mapped to all IBM Storage Virtualize
nodes, including spares.

For IBM Storage Virtualize based back-end controllers, such as IBM Storwize V7000, it is a
best practice that the host clusters function is used, with each node forming one host within
this cluster. This configuration ensures that each volume is mapped identically to each
IBM Storage Virtualize node.

2.4.7 Zoning with multiple IBM Storage Virtualize clustered systems

Unless two separate IBM Storage Virtualize systems participate in a mirroring relationship,
configure all zoning so that the two systems do not share a zone. If a single host requires
access to two different clustered systems, create two zones with each zone to a separate
system.

The back-end storage zones must be separate, even if the two clustered systems share a
storage subsystem. You must zone separate I/O groups if you want to connect them in one
clustered system. Up to four I/O groups can be connected to form one clustered system.

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2.4.8 Split storage subsystem configurations

In some situations, a storage subsystem might be used for IBM Storage Virtualize attachment
and direct-attach hosts. In this case, pay attention during the LUN masking process on the
storage subsystem. Assigning the same storage subsystem LUN to a host and the IBM
Storage Virtualize system can result in swift data corruption.

If you perform a migration into or out of the IBM Storage Virtualize system, make sure that the
LUN is removed from one place before it is added to another place.

2.4.9 IBM Storage Virtualize Ethernet connectivity

IBM Storage Virtualize systems support Ethernet connectivity by using iSCSI, iSER (RoCE or
iWARP), NVMe with ROCEv2 and NVMe/TCP.

The iSCSI protocol is based on TCP/IP, and the iSER protocol is an extension of iSCSI that
uses RDMA technology (RoCE or iWARP).

IBM Storage Virtualize provides three adapter options for Ethernet connectivity: 10 GbE,
25 GbE, and 100 GbE adapters.

A 100 GbE adapter supports only host attachment by using iSCSI and NVMe over RDMA and
NVMe/TCP on IBM FlashSystem 9500 and 9500R, IBM FlashSystem 7300, and SVC SV3.
These models do not support iSER (RoCE or iWARP) for host attachment.

A 25 GbE adapter can be used for clustering, HyperSwap, IP replication, and host attachment
by using iSCSI or iSER (RoCE or iWARP) on all IBM Storage Virtualize models.

Consider the following items:

 A 3260 port must be opened on the network to enable communication between
IBM Storage Virtualize and the host.
 The MTU size must be same on IBM Storage Virtualize and the customer network. MTU
sizes of 1500 and 9000 (Jumbo frames) are two standard settings on networks.
 Four logins are allowed from each port to a single IBM Storage virtualize node.
 Configure the Ethernet portset for optimum logins.
 An IP address can be part of multiple portsets.
 Each portset can contain a maximum of four IP addresses from each node.
 IBM Storage Virtualize supports a maximum 64 Ethernet portsets.
 Portset3 is reserved for back-end and storage connectivity.
 TCP delayed acknowledgment (ACK) should be disabled on initiators.

For more information about configuring Linux and Windows hosts by using iSER connectivity,
see the following resources:
 Windows host
 Linux host

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2.5 Distance extension for remote copy services

To implement remote copy services over distance, the following choices are available:
 Optical multiplexors, such as Dense Wavelength Division Multiplexing (DWDM) or Coarse
Wavelength Division Multiplexing (CWDM) devices.
 Long-distance small form-factor pluggables (SFPs) and 10-Gb small form factor
pluggables (XFPs).
 FC-to-IP address conversion boxes.
 Native IP address-based replication with IBM Storage Virtualize code.

Of these options, the optical varieties of distance extension are preferred. IP address distance
extension introduces more complexity, is less reliable, and has performance limitations.
However, in many cases optical distance extension is impractical because of cost or
unavailability.

2.5.1 Optical multiplexors

Optical multiplexors can extend your SAN up to hundreds of kilometers at high speeds. For
this reason, they are the preferred method for long-distance expansion. When you are
deploying optical multiplexing, make sure that the optical multiplexor is certified to work with
your SAN switch model. IBM Storage Virtualize model-neutral regarding optical multiplexors.

If you use multiplexor-based distance extension, closely monitor your physical link error
counts in your switches. Optical communication devices are high-precision units. When they
shift out of calibration, you start to see errors in your frames.

An HA solution such as ESC and HyperSwap optimal performance depends on the

configuration of a long-distance link that is based on a multiplexor because node-to-node
communication happens on this link along with mirroring of production data.

2.5.2 Long-distance SFPs or XFPs

Long-distance optical transceivers have the advantage of extreme simplicity. Although no
expensive equipment is required, a few configuration steps are necessary. Ensure that you
use transceivers that are designed for your particular SAN switch only. Because each switch
vendor supports only a specific set of Cisco SFP or XFP transceivers, it is unlikely that Cisco
SFPs work in a Brocade switch.

2.5.3 Fibre Channel over IP

Fibre Channel over IP (FCIP) conversion is by far the most common and least expensive form
of distance extension. FCIP is a technology that allows FC routing to be implemented over
long distances by using the TCP/IP protocol. In most cases, FCIP is implemented in disaster
recovery (DR) scenarios with some kind of data replication between the primary and
secondary sites.

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FCIP is a tunneling technology, which means FC frames are encapsulated in the TCP/IP
packets. As such, it is not apparent to the devices that are connected through the FCIP link.
To use FCIP, you need some kind of tunneling device on both sides of the TCP/IP link that
integrates FC and Ethernet connectivity. Most of the SAN vendors offer FCIP capability
through stand-alone devices (multiprotocol routers) or by using blades that are integrated in
the director class product. IBM Storage Virtualize systems support FCIP connection.

An important aspect of the FCIP scenario is the IP link quality. With IP-based distance
extension, you must dedicate bandwidth to your FC to IP traffic if the link is shared with other
IP traffic. Because the link between two sites is low-traffic or used only for email, do not
assume that this type of traffic is always the case. The design of FC is sensitive to congestion,
and you do not want a spyware problem or a DDOS attack on an IP network to disrupt
IBM Storage Virtualize.

Also, when you communicate with your organization’s networking architects, distinguish
between megabytes per second (MBps) and megabits per second (Mbps). In the storage
world, bandwidth often is specified in MBps, but network engineers specify bandwidth in
Mbps. If you fail to specify MB, you can end up with an impressive-sounding 155 Mbps OC-3
link, which supplies only 15 MBps or so to IBM Storage Virtualize. If you include the safety
margins, this link is not as fast as you might hope, so ensure that the terminology is correct.

Consider the following points when you are planning for your FCIP TCP/IP links:
 For redundancy purposes, use as many TCP/IP links between sites as you have fabrics in
each site to which you want to connect. In most cases, there are two SAN FC fabrics in
each site, so you need two TCP/IP connections between sites.
 Try to dedicate TCP/IP links only for storage interconnection. Separate them from other
LAN or wide area network (WAN) traffic.
 Make sure that you have a service-level agreement (SLA) with your TCP/IP link vendor
that meets your needs and expectations.
 If you do not use GMCV, make sure that you have sized your TCP/IP link to sustain peak
workloads.
 Using IBM Storage Virtualize internal GM simulation options can help you test your
applications before production implementation. You can simulate the GM environment
within one SVC system without partnership with another one. To perform GM testing, run
the chsystem command with the following parameters:
– gminterdelaysimulation
– gmintradelaysimulation
For more information about GM planning, see Chapter 6, “Copy services” on page 363.
 If you are not sure about your TCP/IP link security, enable Internet Protocol Security
(IPsec) on the all FCIP devices. IPsec is enabled on the Fabric OS level, so you do not
need any external IPsec appliances.

In addition to planning your TCP/IP link, consider adhering to the following best practices:
 Set the link bandwidth and background copy rate of partnership between your replicating
IBM Storage Virtualize systems to a value lower than your TCP/IP link capacity. Failing to
set this rate can cause an unstable TCP/IP tunnel, which can lead to stopping all your
remote copy relations that use that tunnel.
 The best case is to use GMCV when replication is done over long distances and
bandwidth is limited or the link is shared among multiple workloads.
 Use compression on corresponding FCIP devices.

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 Use at least two ISLs from your local FC switch to local FCIP router.
 On a Brocade SAN, use the Integrated Routing feature to avoid merging fabrics from both
sites.

For more information about FCIP, see the following publications:

 IBM System Storage b-type Multiprotocol Routing: An Introduction and Implementation,
SG24-7544
 IBM/Cisco Multiprotocol Routing: An Introduction and Implementation, SG24-7543

2.5.4 SAN extension with business continuity configurations

IBM Storage Virtualize ESC and HyperSwap technologies provide business continuity
solutions over metropolitan areas with distances up to 300 km (186.4 miles). These business
continuity solutions over metropolitan areas are achieved by using a SAN extension over
WDM technology.

Furthermore, to avoid single points of failure, multiple WDMs and physical links are
implemented. When implementing these solutions, particular attention must be paid in the
intercluster connectivity setup.

Important: HyperSwap and ESC clusters require implementing dedicated private fabrics
for the internode communication between the sites. For more information about the
requirements, see IBM Spectrum Virtualize HyperSwap SAN Implementation and Design
Best Practices, REDP-5597.

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Consider a typical implementation of an ESC that uses ISLs, as shown in Figure 2-50.

Figure 2-50 Typical Enhanced Stretched Cluster configuration

In this configuration, the intercluster communication is isolated in a private SAN that

interconnects Site A and Site B through a SAN extension infrastructure that consists of two
DWDMs. For redundancy reasons, assume that two ISLs are used for each fabric for the
private SAN extension.

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Two possible configurations are available to interconnect the private SANs. In Configuration 1
(see Figure 2-51), one ISL per fabric is attached to each DWDM. In this case, the physical
paths Path A and Path B are used to extend both fabrics.

Figure 2-51 Configuration 1: Physical paths shared among the fabrics

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In Configuration 2 (see Figure 2-52), ISLs of fabric A are attached only to Path A, while ISLs
of fabric B are attached only to Path B. In this case, the physical paths are not shared
between the fabrics.

Figure 2-52 Configuration 2: Physical paths not shared among the fabrics

With Configuration 1, in a failure of one of the physical paths, both fabrics are simultaneously
affected, and a fabric reconfiguration occurs because of an ISL loss. This situation can lead to
a temporary disruption of the intracluster communication and in the worst case to a split-brain
condition. To mitigate this situation, link aggregation features such as Brocade ISL trunking
can be implemented.

With Configuration 2, a physical path failure leads to a fabric segmentation of one of the two
fabrics, leaving the other fabric unaffected. In this case, the intracluster communication would
be ensured through the unaffected fabric.

In summary, the recommendation is to fully understand the implication of a physical path or

DWDM loss in the SAN extension infrastructure and implement a suitable architecture to
avoid a simultaneous impact.

2.5.5 Native IP replication

It is possible to implement native IP-based replication. Native means that the IBM Storage
Virtualize system does not need any FCIP routers to create a partnership. This partnership is
based on the IP network and not on the FC network. Native IP replication is supported on
1 Gb, 10 Gb, and 25 Gb adapters and ports but not on 100 Gb adapters and ports. For more
information about native IP replication, see Chapter 6, “Copy services” on page 363.

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To enable native IP replication, IBM Storage Virtualize implements the Bridgeworks SANSlide
network optimization technology. For more information about this solution,
see IBM SAN Volume Controller and Storwize Family Native IP Replication, REDP-5103.

The main design point for the initial SANSlide implementation and subsequent
enhancements, including the addition of replication compression is to reduce link utilization to
allow the links to run closer to their respective line speed at distance and over poor quality
links. IP replication compression does not significantly increase the effective bandwidth of the
links beyond the physical line speed of the links.

If bandwidths are required that exceed the line speed of the physical links, alternative
technologies should be considered (such as FCIP), where compression is done in the tunnel
and often yields an increase in effective bandwidth of 2:1 or more.

The effective bandwidth of an IP link highly depends on latency and the quality of the link in
terms of the rate of packet loss. Even a small amount of packet loss and the resulting
retransmits will significantly degrade the bandwidth of the link.

Figure 2-53 shows the effects that distance and packet loss have on the effective bandwidth
of the links in MBps. Numbers reflect a pre-compression data rate with compression on and
50% compressible data. These numbers are as tested and can vary depending on specific
link and data characteristics.

Figure 2-53 Effect of distance on packet loss

Notes: Consider the following points:

 The maximum bandwidth for a typical IP replication configuration that consists of two
1 Gb links is approximately 244 MBps at zero latency and zero packet loss.
 When two links are used, replication performs at twice the speed of the lower
performing link. For example, the maximum combined data rate for two 1 Gb IP links at
0 latency and 0% packet loss on link A and 0.1% packet loss on link B is 160 MBps.
 10 Gb links should not be used with latencies beyond 10 ms. Beyond 10 ms, a 1 Gb link
outperforms a 10 Gb link.
 IBM Storage Virtualize supports volume compression. However, replication runs above
volume compression in the IBM Storage Virtualize software stack, which means
volumes are replicated at their full un-compressed capacity. This behavior differs from
some storage systems, such as the IBM XIV, where replication runs below volume
compression and therefore replicates the compressed capacity of the volumes. This
difference must be considered when sizing workloads that are moving from one storage
system technology to another one.

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2.6 Tape and disk traffic that share the SAN

If free ports are available on your core switch, you can place tape devices (and their
associated backup servers) on the IBM Storage Virtualize system SAN. However, do not put
tape and disk traffic on the same host FC HBA.

To avoid any effects on ISL links and congestion on your SAN, do not put tape ports and
backup servers on different switches. Modern tape devices have high-bandwidth
requirements.

During your backup SAN configuration, use the switch virtualization to separate the traffic
type. The backup process has different frames than production and can affect performance.

Backup requests tend to use all network resources that are available to finish writing on its
destination target. Until the request is finished, the bandwidth is occupied and does not allow
other frames to access the network.

The difference between these two types of frames is shown in Figure 2-54.

Figure 2-54 FC frames access methods

Backup frames use the sequential method to write data. It releases only the path after it is
done writing, and production frames write and read data randomly. Writing and reading is
constantly occurring with the same physical path. If backup and production are set up on the
same environment, production frames (read/write) can run tasks only when backup frames
are complete, which causes latency to your production SAN network.

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Figure 2-55 shows one example of a backup and production SAN configuration to avoid
congestion because of high-bandwidth usage by the backup process.

Figure 2-55 Production and backup fabric

2.7 Switch interoperability

Note: For more information about interoperability, see IBM System Storage Interoperation
Center (SSIC).

IBM Storage Virtualize is flexible as far as switch vendors are concerned. All the node
connections on an IBM Storage Virtualize clustered system must go to the switches of a
single vendor, that is, you must not have several nodes or node ports plugged into vendor A
and several nodes or node ports plugged into vendor B.

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IBM Storage Virtualize supports some combinations of SANs that are made up of switches
from multiple vendors in the same SAN. However, this approach is not preferred in practice.
Despite years of effort, interoperability among switch vendors is less than ideal because FC
standards are not rigorously enforced. Interoperability problems between switch vendors are
notoriously difficult and disruptive to isolate. Also, it can take a long time to obtain a fix. For
these reasons, run only multiple switch vendors in the same SAN long enough to migrate
from one vendor to another vendor, if this setup is possible with your hardware.

You can run a mixed-vendor SAN if you have agreement from both switch vendors that they
fully support attachment with each other. However, Brocade does not support interoperability
with any other vendors.

Interoperability between Cisco switches and Brocade switches is not recommended, except
during fabric migrations, and then only if you have a back-out plan in place. Also, when
connecting BladeCenter switches to a core switch, consider the use of the NPIV technology.

When you have SAN fabrics with multiple vendors, pay special attention to any particular
requirements. For example, observe from which switch in the fabric the zoning must be
performed.

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Chapter 3. Storage back-end

This chapter describes the aspects and best practices to consider when the internal and
external back-end storage for a system is planned, configured, and managed:
 Internal storage consists of flash and disk drives that are installed in the control and
expansion enclosures of the system.
 External storage is acquired by IBM Storage Virtualize by virtualizing a separate IBM or
third-party storage system, which is attached with Fibre Channel (FC) or internet Small
Computer Systems Interface (ISCSI).

At time of writing, XIV, A9000, A9000R and FlashSystem 900 are still supported.

This chapter also provides information about traditional quorum disks. For information about
IP quorum, see Chapter 7, “Ensuring business continuity” on page 501.

This chapter includes the following topics:

 “Internal storage types” on page 190
 “Arrays” on page 204
 “General external storage considerations” on page 214
 “Controller-specific considerations” on page 220
 “Quorum disks” on page 238

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3.1 Internal storage types

IBM Storage Virtualize Storage supports the following three types of devices that are
attached by using the Non-Volatile Memory Express (NVMe) protocol:
 Storage-class memory (SCM) drives
 Industry-standard NVMe flash drives
 IBM FlashCore Module (FCM)

With a serial-attached Small Computer System Interface (SCSI) (SAS) attachment, flash
(solid-state drives (SSDs)), and hard disk drives (HDDs) are supported. The set of supported
drives depends on the platform.

3.1.1 NVMe storage

IBM FlashSystem offers end-to-end NVMe and provides feature-rich, enterprise-grade
storage solutions that help support crucial workloads and applications.

The number of NVMe drive slots per platform is listed in Table 3-1.

Table 3-1 Number of NVMe drive slots per platform

IBM FlashSystem Family NVMe slots

IBM FlashSystem 50x0 Not supported

IBM FlashSystem 5200 Twelve 2.5-inch slots

IBM FlashSystem 5100 Twenty-four 2.5-inch slots
IBM FlashSystem 7200 Twenty-four 2.5-inch slots
IBM FlashSystem 7300 Twenty-four 2.5-inch slots
IBM FlashSystem 9100 Twenty-four 2.5-inch slots
IBM FlashSystem 9200 Twenty-four 2.5-inch slots
IBM FlashSystem 9500 Forty-eight 2.5-inch slots

The NVMe protocol

NVMe is an optimized, high-performance scalable host controller interface that addresses the
needs of systems that use Peripheral Component Interconnect Express (PCIe)-based
solid-state storage. The NVMe protocol is an interface specification for communicating with
storage devices. It is functionally analogous to other protocols, such as SAS. However, the
NVMe interface was designed for fast storage media, such as flash-based SSDs and
low-latency non-volatile storage technologies.

NVMe storage devices are typically directly attached to a host system over a PCIe bus, that
is, the NVMe controller is contained in the storage device itself, alleviating the need for an
extra I/O controller between the CPU and the storage device. This architecture results in
lower latency, throughput scalability, and simpler system designs.

The NVMe protocol supports multiple I/O queues versus older SAS and Serial Advanced
Technology Attachment (SATA) protocols, which use only a single queue.

NVMe as a protocol like SCSI. It allows for discovery, error recovery, and read/write
operations. However, NVMe uses Remote Direct Memory Access (RDMA) over new or

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existing physical transport layers, such as PCIe, FC, or Ethernet. The major advantage of an
NVMe-drive attachment is that it usually uses PCIe connectivity, so the drives are physically
connected to the CPU by a high-bandwidth PCIe connection rather than by using a “middle
man”, such as a SAS controller chip, which limits total bandwidth to what is available to the
PCIe connection into the SAS controller. Where a SAS controller might use 8 or 16 PCIe
lanes in total, each NVMe drive has its own dedicated pair of PCIe lanes, which means that a
single drive can achieve data rates in excess of multiple GiBps rather than hundreds of MiBps
when compared with SAS.

Overall latency can be improved by the adoption of larger parallelism and the modern device
drivers that are used to control NVMe interfaces. For example, NVMe over FC versus SCSI
over FC are both bound by the same FC network speeds and bandwidths. However, the
overhead on older SCSI device drivers (for example, reliance on kernel-based interrupt
drivers) means that the software functions in the device driver might limit its capability when
compared with an NVMe driver because an NVMe driver typically uses a polling loop
interface rather than an interrupt driven interface.

A polling interface is more efficient because the device itself looks for work to do and typically
runs in user space (rather than kernel space). Therefore, the interface has direct access to
the hardware. An interrupt-driven interface is less efficient because the hardware tells the
software when it work must be done by pulling an interrupt line, which the kernel must
process and then hand control of the hardware to the software. Therefore, interrupt-driven
kernel drivers waste time switching between kernel and user space. As a result, all useful
work that is done is bound by the work that a single CPU core can handle. Typically, a single
hardware interrupt is owned by just one core.

All IBM Storage Virtualize FC and SAS drivers are implemented as polling drivers. Thus, on
the storage side, almost no latency is saved when you switch from SCSI to NVMe as a
protocol. However, the bandwidth increases are seen when a SAS controller is switched to a
PCIe-attached drive.

Most of the advantages of using an end-to-end NVMe solution when attaching to an

IBM Storage Virtualize system are seen as a reduction in the CPU cycles that are needed to
handle the interrupts on the host server where the FC Host Bus Adapter (HBA) resides. Most
SCSI device drivers remain interrupt-driven, so switching to NVMe over FC results in the
same latency reduction. CPU cycle reduction and general parallelism improvements have
been part of IBM Storage Virtualize products since 2003.

Industry-standard NVMe drives

IBM Storage Virtualize system control enclosures provide an option to use self-encrypting
industry-standard NVMe flash drives, which are available with 800 GB -
30.72 TB capacity.

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Table 3-2 lists the supported industry-standard NVMe drives on an IBM Storage Virtualize
system.

Table 3-2 Supported industry-standard NVMe drives on IBM Storage Virtualize

IBM FlashSystem 800 1.92 3.84 7.68 15.36 30.72
GB TB TB TB TB TB

IBM FlashSystem 5100 Yes Yes Yes Yes Yes -

IBM FlashSystem 5200 Yes Yes Yes Yes Yes -

IBM FlashSystem 7200 Yes Yes Yes Yes Yes -

IBM FlashSystem 7300 - Yes Yes Yes Yes Yes

IBM FlashSystem 9100 - Yes Yes Yes Yes -

IBM FlashSystem 9200 and - Yes Yes Yes Yes -

9200R

IBM FlashSystem 9500 and - Yes Yes Yes Yes Yes

9500R

Industry-standard NVMe drives start at a smaller capacity point than FCM drives, which
allows for a smaller system.

NVMe FlashCore Module

At the heart of the IBM Storage Virtualize Storage system is IBM FlashCore technology. FCM
is a family of high-performance flash drives that provides performance-neutral,
hardware-based data compression and self-encryption.

FCM introduces the following features:

 A hardware-accelerated architecture that is engineered for flash, with a hardware-only
data path.
 A modified dynamic compression algorithm for data compression and decompression,
implemented completely in drive hardware.
 Dynamic SLC (single-level cell) cache memory for reduced latency.
 Cognitive algorithms for wear leveling and heat separation.

A variable stripe redundant array of independent disks (RAID) (VSR) stripes data across
more granular, subchip levels, which allows for failing areas of a chip to be identified and
isolated without failing the entire chip. Asymmetric wear-leveling monitors the health of blocks
within the chips and tries to place “hot” data within the healthiest blocks to prevent the weaker
blocks from wearing out prematurely.

Note: At the time of writing, IBM is the only vendor to deliver VSR for multiple dimensions
of RAID protection while maintaining peak performance.

The multiple dimensions come from factoring in system-level RAID protection. The
advantage is that many of the things that would normally require intervention by
system-level RAID are not a problem for IBM solutions because they are dealt with at the
module level.

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Bit errors that are caused by electrical interference are continually scanned for, and if any
errors are found, they are corrected by an enhanced Error Correcting Code (ECC) algorithm.
If an error cannot be corrected, then the IBM Storage Virtualize Storage system distributed
RAID (DRAID) layer is used to rebuild the data.

Note: NVMe FCMs use inline hardware compression to reduce the amount of physical
space that is required. Compression cannot be disabled. If the written data cannot be
compressed further or compressing the data causes it to grow in size, the uncompressed
data is written. In either case, because the FCM compression is done in the hardware,
there is no performance impact.

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IBM Storage Virtualize FCMs are not interchangeable with the flash modules that are used in
IBM FlashSystem 900 storage enclosures because they have a different form factor and
interface.

Modules that are used in IBM FlashSystem 5100, 5200, 7200, 7300, 9100, 9200, and 9500
are a built-in 2.5-inch U2 dual-port form factor.

FCMs are available with a physical or usable capacity of 4.8, 9.6, 19.2, and 38.4 TB. The
usable capacity is a factor of how many bytes the flash chips can hold.

FCMs have a maximum effective capacity (or virtual capacity) beyond which they cannot be
filled. Effective capacity is the total amount of user data that can be stored on a module,
assuming that the compression ratio (CR) of the data is at least equal to (or higher than) the
ratio of effective capacity to usable capacity. Each FCM contains a fixed amount of space for
metadata, and the maximum effective capacity is the amount of data it takes to fill the
metadata space.

IBM FlashCore Gen3 modules

IBM offers the third generation of FCMs, FCM3, which provides better performance and lower
latency than FCM Gen1 and Gen2.

IBM Storage Virtualize 8.5 adds support for FCM3 with increased effective capacity and
compression.

Here are the benefits of the new FCM3:

 Logical to Physical Table (LPT) paging enables increased effective capacity. Increased
effective capacity stems from the FCM storing the LPT more efficiently in DRAM. In prior
iterations of FCMs, IBM allocated the entire LPT in DRAM, increasing the cost and limiting
the amount of effective capacity. LPT paging enables the new FCM3 to increase the
effective capacity.
 IBM Storage Virtualize and FCM3 hints improve performance and reduce latency:
– FCM3 has some significant performance and latency improvements.
– Large and extra-large performance is significantly increased:
• PCIe Gen 4 technology.
• In comparison with FCM2, read throughput increases from 2.25 GBps to
3.52 GBps, and write throughput doubles.
 New hints between IBM Storage Virtualize and FCM reduce system-level latency and
improve performance. The drive can be sent hints regarding the access frequency of an
I/O that it is receiving so that hot data can be placed in faster pages while colder data can
be placed in slower pages. This process is also referred to as smart data placement.
 Data reduction pool (DRP) metadata hints to prioritize DRP metadata.
 RAID parity hints to prioritize RAID parity.
 Parity scrub hints to de-prioritize background scrubber reads.
 RAID rebuild enhancements.

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Notes:
 FCM3 is available only on IBM FlashSystem 5200, 7300, and 9500 with IBM Storage
Virtualize 8.5.0. and higher
 IBM FlashSystem 9500 with FCM3 19.2 TB and 38.4 TB drives use 7 nm (nanometer)
technology and PCI Gen 4 to increase the throughput.
 With 8.5.2 the FS9500 can now support 48 FCM3 XL (38.4 TB) drives
 The RAID bitmap space on the FS9500 is increased to 800MB
 DRAID expansion can now be from 1 to 42 drives at a time (max was 12 previously)
 IBM FlashSystem 5200, 7300, and 9500 do not support mixed FCM1, FCM2, and
FCM3 in an array.
 An array with intermixed FCM1 and FCM2 drives performs like an FCM1 array.

FCM capacities are listed in Table 3-3.

Table 3-3 IBM FlashCore Module capacities

Usable capacity Compression ratio at Maximum effective capacity
maximum effective capacity

4.8 TB 4.5: 1 21.99 TB

9.6 TB 2.3: 1 21.99 TB

19.2 TB 2.3: 1 for FCM2 43.98 TB for FCM2

3: 1 for FCM3 57.6 TB for FCM3

38.4 TB 2.3: 1 for FCM2 87.96 TB for FCM2

3: 1 for FCM3 115.2 TB for FCM3

A 4.8 TB FCM has a higher CR because it has the same amount of metadata space as the
9.6 TB.

For more information about usable and effective capacities, see 3.1.3, “Internal storage
considerations” on page 199.

Storage-class memory drives

SCM is a term that is used to describe non-volatile memory devices that perform faster
(~10 µs) than traditional NAND SSDs (100 ns).

IBM FlashSystem supports SCM drives that are built on two different technologies:
 3D XPoint technology from Intel, which is developed by Intel and Micron (Intel Optane
drives)
 zNAND technology from Samsung (Samsung zSSD)

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Available SCM drive capacities are listed in Table 3-4.

Table 3-4 Ssupported SCM drive capacities

Technology Small capacity Large capacity

3D XPoint 350 GB 750 GB

zNAND 800 GB 1.6 TBa

a. IBM FlashSystem 7300 supports only a 1.6 TB NVMe SCM drive.

Note: IBM FlashSystem 9500 will not support SCM drives

SCM drives have their own technology type and drive class in an IBM Storage Virtualize
configuration. They cannot intermix in the same array with standard NVMe or SAS drives.

Due to their speed, SCM drives are placed in a new top tier, which is ranked higher than
existing tier0_flash that is used for NVMe NAND drives.

A maximum of 12 SCM drives can be installed per control enclosure.

When using Easy Tier, think about maximizing the capacity to get the most benefits (unless
the working set is small).

SCM with Easy Tier reduces latency, and in some cases improves input/output operations per
second (IOPS). If you want the benefits of SCM across all your capacity, then Easy Tier will
continually automatically move the hottest data onto the SCM tier and leave the rest of the
data on the lower tiers. This action can benefit DRPs when the metadata is moved to the
SCM drives.

If you have a particular workload that requires the best performance and lowest latency and it
fits into the limited SCM capacity that is available, then use SCM as a separate pool and pick
which workloads use that pool.

3.1.2 SAS drives

IBM FlashSystem 5100, 5200, 7200, 7300, 9100, 9200, and 9500 control enclosures have
only NVMe drive slots, but systems can be scaled up by attaching SAS expansion enclosures
with SAS drives.

IBM FlashSystem 5015 and 5035 control enclosures have twelve 3.5-inch large form factor
(LFF) or twenty-four 2.5-inch small form factor (SFF) SAS drive slots. They can be scaled up
by connecting SAS expansion enclosures.

A single IBM FlashSystem 5100, 5200, 7200, 9100, or 9200 control enclosure supports the
attachment of up to 20 expansion enclosures with a maximum of 760 drives (748 drives for
IBM FlashSystem 5200), including NVMe drives in the control enclosure. By clustering control
enclosures, the size of the system can be increased to a maximum of 1520 drives for
IBM FlashSystem 5100, 2992 drives for IBM FlashSystem 5200, and 3040 drives for
IBM FlashSystem 7200, 9100, and 9200.

A single IBM FlashSystem 9500 control enclosure can support up to three IBM FlashSystem
9000 SFF expansion enclosures or one IBM FlashSystem 9000 LFF HD expansion enclosure
for a combined maximum of 232 NVMe and SAS drives per system. Intermixing of expansion
enclosures in a system is supported.

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A single IBM FlashSystem 7300 Model 924 control enclosure can support up to 10
IBM FlashSystem 7000 expansion enclosures with a maximum of 440 drives per system.
IBM FlashSystem 7300 systems can be clustered to help deliver greater performance,
bandwidth, and scalability. A clustered IBM FlashSystem 7300 system can contain up to four
IBM FlashSystem 7300 systems and up to 1,760 drives. Maximum drives per control
enclosure:

24 drives in the control enclosure

4 x 92G expansion enclosures

2 x 24G expansion enclosures

IBM FlashSystem 5045 control enclosure supports up to 6x 2Uxx or 2x 5U92 + 1x 2Uxxx

expansion enclosures with a maximum of 440 drives (including drives in the control
enclosure). With two-way clustering, which is available for IBM FlashSystem 5045, up to 880
drives per system are allowed.

IBM FlashSystem 5035 control enclosure supports up to 20 expansion enclosures with a

maximum of 504 drives (including drives in the control enclosure). With two-way clustering,
which is available for IBM FlashSystem 5035, up to 1008 drives per system are allowed.

IBM FlashSystem 5015 control enclosure supports up to 10 expansions and 392 drives
maximum.

Expansion enclosures are dynamically added without downtime, helping to quickly and
seamlessly respond to growing capacity demands.

The following types of SAS-attached expansion enclosures are available for the
IBM FlashSystem family:
 2U 19-inch rack mount SFF expansion with 24 slots for 2.5-inch drives
 2U 19-inch rack mount LFF expansion with 12 slots for 3.5-inch drives (not available for
IBM FlashSystem 9x00)
 5U 19-inch rack mount LFF high-density expansion enclosure with 92 slots for 3.5-inch
drives

Different expansion enclosure types can be attached to a single control enclosure and
intermixed with each other.

Note: Intermixing expansion enclosures with machine type (MT) 2077 and MT 2078 is not
allowed.

IBM FlashSystem 5035, 5045, 5100, 5200, 7200,7300, 9100, 9200, and 9500 control
enclosures have two SAS chains for attaching expansion enclosures. Keep both SAS chains
equally loaded. For example, when attaching ten 2U enclosures, connect half of them to chain
1 and the other half to chain 2.

IBM FlashSystem 5015 has only a single SAS chain.

The number of drive slots per SAS chain is limited to 368. To achieve this goal, you need four
5U high-density enclosures. Table 3-5, Table 3-6 on page 198 and Table 3-7 on page 198 list
the maximum number of drives that are allowed when different enclosures are attached and
intermixed. For example, if three 5U enclosures of an IBM FlashSystem 9200 system are
attached to a chain, you cannot connect more than two 2U enclosures to the same chain, and
you get 324 drive slots as the result.

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Table 3-5 Maximum drive slots per SAS expansion chain for IBM FlashSystem1

5U 2U expansions
expansions
0 1 2 3 4 5 6 7 8 9 10

0 0 24 48 72 96 120 144 168 192 216 240

1 92 116 140 164 188 212 236 260 -- -- --

2 184 208 232 256 280 304 -- -- -- -- --

3 276 300 324 -- -- -- -- -- -- -- --

4 368 -- -- -- -- -- -- -- -- -- --

Table 3-6 Maximum drive slots per SAS expansion chain for IBM FlashSystem 9500
2U expansions
5U expansions
0 1 2 3

0 0 24 48 72

1 92 - - -

Table 3-7 Maximum drive slots per SAS expansion chain for IBM FlashSystem 7300
2U expansions
5U expansions
0 1 2 3 4 5

0 0 24 48 72 96 120

1 92 116 140 - - -

2 184 - - - - -

Table 3-8 Maximum drive slots per SAS expansion chain for IBM FlashSystem 5045

2U expansions
5U expansions
0 1 2 3 4 5 6

0 0 24 48 72 96 120 144

1 92 116 -- -- -- -- --

2 184 208 -- -- -- -- --

IBM FlashSystem 5015, 5035 and 5045 node canisters have on-board SAS ports for
expansions. IBM FlashSystem 5100, 5200, 7200, 9100, and 9200 need a 12 GB SAS
interface card to be installed in both nodes of a control enclosure to attach SAS expansions.

Expansion enclosures can be populated with HDDs (high-performance enterprise-class disk

drives or high-capacity nearline disk drives) or with SSDs.

A set of allowed drive types depends on the system:

 IBM FlashSystem 9x00 is all flash.
 Other members of the family can be configured as all flash or hybrid. In hybrid
configurations, different drive types can be intermixed inside a single enclosure.

1 Except for IBM FlashSystem 7300 and 9500.

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Drive capacities vary from less than 1 TB to more than 30 TB.

3.1.3 Internal storage considerations

In this section, we describe best practices for planning and managing IBM FlashSystem
internal storage.

Planning for performance and capacity

With IBM FlashSystem 50x0, 5100, 5200, 7200,7300, 9100, 9200, and 9500, SAS enclosures
are used to scale capacity within the performance envelope of a single controller enclosure.
Clustering multiple control enclosures scales performance with the extra NVMe storage.

For best performance results, plan to operate your storage system with ~85% or less physical
capacity used. Flash drives depend on free pages being available to process new write
operations and to quickly process garbage collection.

Without some level of free space, the internal operations to maintain drive health and host
requests might over-work the drive, which causes the software to proactively fail the drive, or
a hard failure might occur in the form of the drive becoming write-protected (zero free space
left). The free space helps in rebuild scenarios where the drives have plenty of room to get
background pre-erase workloads done as data is written to the drives and general write
amplification occurs.

If you are using data reduction, then regardless of the technology that you choose, it is a best
practice to keep the system below ~85% to allow it to respond to sudden changes in the rate
of data reduction (such as host encryption being enabled). Also, as you run the system close
to full, the garbage-collection function is working harder while new writes are processed,
which might slow down the system and increase latency to the host.

Note: For more information about physical flash provisioning, see this IBM Support web
page.

Intermix rules
Drives of the same form factor and connector type can be intermixed within an expansion
enclosure.

For systems that support NVMe drives, NVMe and SAS drives can be intermixed in the same
system. However, NVMe drives can exist only in the control enclosure, and SAS drives can
exist only in SAS expansion enclosures.

Within a NVMe control enclosure, NVMe drives of different types and capacities can be
intermixed. Industry-standard NVMe drives and SCMs can be intermixed with FCMs.

For more information about rules for mixing different drives in a single DRAID array, see
“Drive intermix rules” on page 209.

Formatting
Drives and FCMs must be formatted before they can be used. The format that you use is
important because when an array is created, its members must have zero used capacity.
Drives automatically are formatted when they become a candidate.

An FCM is expected to format in under 70 seconds. Formatting an SCM drive takes much
longer than an FCM or industry-standard NVMe drive. On Intel Optane, drive formatting can
take 15 minutes.

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While a drive is formatting, it appears as an offline candidate. If you attempt to create an array
before formatting is complete, the create command is delayed until all formatting is done.
After formatting is done, the command completes.

If a drive fails to format, it goes offline. If so, a manual format is required to bring it back online.
The command-line interface (CLI) scenario is shown in Example 3-1.

Example 3-1 Manual FCM format

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsdrive | grep offline
id status error_sequence_number use tech_type ....
13 offline 118 candidate tier0_flash ....
IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>chdrive -task format 13

Securely erasing
All SCM, FCM, and industry-standard NVMe drives that are used in the system are
self-encrypting. For SAS drives, encryption is performed by an SAS chip in the control
enclosure.

For industry-standard NVMe drives, SCMs, and FCMs, formatting the drive completes a
cryptographic erase of the drive. After the erasure, the original data on that device becomes
inaccessible and cannot be reconstructed.

To securely erase SAS or NVMe drive, use the chdrive -task erase <drive_id> command.

The methods and commands that are used to securely delete data from drives enable the
system to be used in compliance with European Regulation EU2019/424.

Monitoring FCM capacity

The IBM FlashSystem GUI (as shown in Figure 3-1) and CLI (as shown in Example 3-2) allow
you to monitor effective and physical capacity for each FCM.

Figure 3-1 FCM capacity monitoring with GUI

Example 3-2 FCM capacity monitoring with CLI

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsdrive 2
id 2
...
tech_type tier0_flash

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capacity 20.0TB
...
write_endurance_used 0
write_endurance_usage_rate
replacement_date
transport_protocol nvme
compressed yes
physical_capacity 4.36TB
physical_used_capacity 138.22MB
effective_used_capacity 3.60GB

Both examples show the same 4.8 TB FCM with a maximum effective capacity of 20 TiB (or
21.99 TB).

To calculate the actual CR, divide the effective used capacity by the physical used capacity.
Here, we have 3.60/0.134 = 26.7, so written data is compressed 26.7:1 (highly compressible).

Physical used capacity is expected to be nearly the same on all modules in one array.

When FCMs are used, data CRs should be thoroughly planned and monitored.

If highly compressible data is written to an FCM, it still becomes full when it reaches the
maximum effective capacity. Any spare data space remaining is used to improve the
performance of the module and extend the wear-leveling.

Example: A total of 20 TiB of data that is compressible 10:1 is written to a 4.8 TB module.

The maximum effective capacity of the module is 21.99 TB, which equals 20 TiB.

The usable capacity of the module is 4.8 TB = 4.36 TiB.

After 20 TiB of data is written, the module is 100% full for the array because it has no free
effective (logical) capacity. At the same time, the data uses only 2 TiB of the physical
capacity. The remaining 2.36 TiB cannot be used for host writes, only for drive internal
tasks and to improve the module’s performance.

If non-compressible or low-compressible data is written, the module fills until the maximum
physical capacity is reached.

Example: A total of 20 TiB of data that is compressible 1.2:1 is written to a 19.2 TB

module.

The module’s maximum effective capacity is 43.99 TB, which equals 40 TiB. The module’s
usable capacity is 19.2 TB = 17.46 TiB.

After 20 TiB is written, only 50% of effective capacity is used. With 1.2:1 compression, it
occupies 16.7 TiB of physical capacity, which makes the module physically 95% full, and
potentially affects the module’s performance.

Pool-level and array-level warnings can be set to alert and prevent compressed drive overfill.

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Drive writes per day

Drive writes per day (DWPD) is a term that is used to express the number of times that the
total capacity of a drive can be written per day within its warranty period. This metric shows
drive write endurance.

If the drive write workload is continuously higher than the specified DWPD, the system alerts
that the drive is wearing faster than expected. Because DWPD is account for during system
sizing, this alert usually means that workload differs from what was expected on the array and
it must be revised.

DWPD numbers are important with SSD drives of smaller sizes. With drive capacities below
1 TB, it is possible to write the total capacity of a drive several times a day. When a single
SSD provides tens of terabytes, it is unlikely that you can overrun the DWPD measurement.

Consider the following points:

 SAS-attached Tier1 flash drives support up to 1 DWPD, which means that full drive
capacity can be written on it every day and it lasts the 5-year lifecycle.

Example: A total of 3.84 TB read-intensive (RI) SAS drive is rated for 1 DWPD, which
means 3,840,000 MB of data can be written on it each day. Each day has 24x60x60 =
86400 seconds, so 3840000/86400 = 44.4 MBps of average daily write workload is
required to reach 1 DWPD.

Total cumulative writes over a 5-year period are 3.84 x 1 DWPD x 365 x 5 = 6.8 PB.

 FCM2 /FCM3 drives are rated with two DWPD over five years, which is measured in
usable capacity. Therefore, if the data is compressible (for example, 2:1), the DWPD
doubles.

Example: A total of 19.2 TB FCM is rated for 2 DWPD. Its effective capacity is nearly
44 TB = 40 TiB, so if you use 2.3:1 compression, to reach the DWPD limit, the average
daily workload over 5 years must be around 1 GBps. Total cumulative writes over a
5-year period are more than 140 PB.

 SCM drives are rated with 30 DWPD over five years.

The system monitors the number of writes for each drive that supports the DWPD parameter,
and it logs a waning event if this amount is above then DWPD for the specific drive type.

It is acceptable that the write endurance usage rate has high warnings, which indicate that
the write data rate exceeds the expected threshold for the drive type during the initial phase of
system implementation or stress testing. Afterward, when system’s workload is stabilized, the
system recalculates usage rate and removes the warnings. Calculation is based on a long-run
average, so it can take up to 1 month for them to be automatically cleared.

Cumulative writes that are based on possible DWPD numbers are listed in Table 3-9. It
provides an overview of the total cumulative writes over a 5-year period with various DWPD
numbers.

Table 3-9 Cumulative writes based on possible DWPD

Capacity of flash drive One DWPD Two DWPD Five DWPD

3.84 TB SAS or NVMe SSD 7.0 PB 14.0 PB 35.0 PB

7.68 TB SAS or NVMe SSD 14.0 PB 28.0 PB 70.0 PB

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Capacity of flash drive One DWPD Two DWPD Five DWPD

15.36 TB SAS or NVMe SSD 28.0 PB 56.0 PB 140.0 PB

4.8 TB IBM FCM3 26.3 PB 52.6 PB 131.5 PB

9.6 TB IBM FCM3 52.5 PB 105.0 PB 262.5 PB

19.2 TB IBM FCM3 105.1 PB 210.2 PB 525.6 PB

38.4 TB IBM FCM3 210.2 PB 420.4 PB 1.05 EB

To understand the value behind FCMs, consider the following comparison of three drives that
share similar-sized physical capacities:
 A 3.84 TB NVMe SSD and a 4.8 TB FCM. Because of the no-penalty compression that is
built into the FCM3, it delivers up to 3.75X the cumulative capacity.
 A 7.68 TB NVMe SSD and a 9.6 TB FCM. Once again, the built-in compression means
that the FCM3 delivers 3.75X the cumulative capacity.
 A 15.36 TB NVMe SSD and a 19.2 TB. With FCM3, we achieve about 3.75X the
cumulative capacity of NVMe SSDs.

So, the DWPD measurement is largely irrelevant for FCMs and large SSDs.

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3.1.4 IBM SAN Volume Controller internal storage considerations

IBM SAN Volume Controller (SVC), which is built on DH8 and SV1 nodes, supports
SAS-attached expansions with SSDs and HDDs.

For best practices and DRAID configuration, see 3.2.2, “Array considerations” on page 206.

Note: IBM SV2, SA2, and SV3 nodes do not support internal storage.

3.2 Arrays
To use internal IBM Storage Virtualize drives in storage pools and provision their capacity to
hosts, the drives must be joined in RAID arrays to form array-type managed disks (MDisks).

3.2.1 Supported RAID types

RAID provides the following key design goals:
 Increased data reliability
 Increased I/O performance

IBM Storage Virtualize supports the following RAID types:

 Traditional RAID (TRAID)
In a TRAID approach, data is spread among drives in an array. However, the spare space
is constituted by spare drives, which sit outside of the array. Spare drives are idling and do
not share I/O load that comes to an array.
When one of the drives within the array fails, all data is read from the mirrored copy (for
RAID 10) or is calculated from remaining data stripes and parity (for RAID 5 or RAID 6),
and then written to a single spare drive.
 DRAID
With DRAID, spare capacity is used instead of the idle spare drives from a TRAID. The
spare capacity is spread across the disk drives. Because no drives are idling, all drives
contribute to array performance.
If a drive fails, the rebuild load is distributed across multiple drives. By spreading this load,
DRAID addresses two main disadvantages of a TRAID approach: It reduces rebuild times
by eliminating the bottleneck of one drive, and it increases array performance by
increasing the number of drives that are sharing the workload.

An IBM Storage Virtualize implementation of DRAID allows an effectively spread workload

across multiple node canister CPU cores, which provides significant performance
improvement over single-threaded TRAID arrays.

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Table 3-10 lists the RAID type and level support on different IBM Storage Virtualize systems.

Table 3-10 Supported RAID levels on IBM Storage Virtualize systems

RAID types Non-distributed arrays Distributed arrays (DRAID)
(traditional RAID)

IBM FlashSystem Family RAID RAID RAID RAID DRAID DRAID 5 DRAID 6
0 1 / 10 5 6 1 / 10

IBM FlashSystem 5010 Yes Yes - - - Yes Yes

and 5030

IBM FlashSystem 5015 - - - - Yes Yes Yes

5035 and 5045

IBM FlashSystem 5100 Yes Yes - - - Yes Yes

IBM FlashSystem 5200 - - - - Yes Yes Yes

IBM FlashSystem 7200 Yes Yes - - Yes Yes Yes

IBM FlashSystem 7300 - - - - - Yes Yes

IBM FlashSystem 9100 Yes Yes - - - Yes Yes

IBM FlashSystem 9200 Yes Yes - - Yes Yes Yes

and 9200R

IBM FlashSystem 9500 - - - - Yes - Yes

and 9500R

NVMe FCMs that are installed in an IBM Storage Virtualize system can be aggregated into
DRAID 6, DRAID 5, or DRAID 1. All TRAID levels are not supported on FCMs.

SCM drives support DRAID levels 1, 5, and 6, and TRAID 0.

Some limited RAID configurations do not allow large drives. For example, DRAID 5 cannot be
created with any drive type if drives capacities are equal or above 8 TB. Creating such arrays
is blocked intentionally to prevent long rebuilding times.

As drive capacities increase, the rebuild time that is required after a drive failure increases
significantly. Together with the fact that with larger capacities the chance for a previously
unreported (and uncorrectable) medium error increases, customers that configure DRAID 5
arrays on newer platforms or products or with newer drive models are more likely to have a
second drive failure or a medium error that is found during rebuild, which would result in an
unwanted Customer Impact Event (CIE), and potentially a data loss.

Table 3-11 lists the supported drives, array types, and RAID levels.

Table 3-11 Supported RAID levels with different drive types

Supported drives Non-distributed arrays (traditional Distributed arrays (DRAIDs)
RAIDs)

RAID level RAID 0 RAID 1 RAID 5 RAID 6 DRAID 1 DRAID 5 DRAID 6

or 10 or 10

SAS HDDs Yes Yes - - Yes a Yesb Yes

SAS flash drives Yes Yes - - Yes Yesb Yes

NVMe drives Yes Yes - - Yes Yesb Yes

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Supported drives Non-distributed arrays (traditional Distributed arrays (DRAIDs)

RAIDs)

FCMs - - - - Yesc Yes Yes

SCM drives Yes Yes - - Yes Yes Yes

a. Three or more HDDs are required for DRAID 1. An array with two members cannot be created with an HDD type,
although it can be created with other types. HDDs larger than 8 TiB are not supported for DRAID.
b. Drives with capacities of 8 TiB or more are not supported for DRAID 5.
c. Extra-large (38.4 TB) FCMs are not supported by DRAID 1.

3.2.2 Array considerations

In this section, we describe practices that must be considered when planning and managing
drive arrays in an IBM FlashSystem environment.

RAID level
Consider the following points when determining which RAID level to use:
 DRAID 6 is recommended for all arrays with more than six drives.
TRAID levels 5 and 6 are not supported on the current generation of IBM FlashSystem
because DRAID is superior to the TRAID levels.
For most use cases, DRAID 5 has no performance advantage compared to DRAID 6. At
the same time, DRAID 6 offers protection from the second drive failure, which is vital
because rebuild times are increasing together with the drive size. Because DRAID 6 offers
the same performance level but provides more data protection, it is the top
recommendation.
 On platforms that support DRAID 1, DRAID 1 is the recommended RAID level for arrays
that consist of two or three drives.
DRAID 1 has a mirrored geometry. It consists of mirrors of two strips, which are exact
copies of each other. These mirrors are distributed across all array members.
 For arrays with four or five members, it is a best practice to use DRAID 1 or DRAID 5, with
preference to DRAID 1 where it is available.
DRAID 5 provides a capacity advantage over DRAID 1 with same number of drives, at the
cost of performance. Particularly during rebuild, the performance of a DRAID 5 array is
worse than a DRAID 1 array with the same number of drives.
 For arrays with six members, the choice is between DRAID 1 and DRAID 6.
 On platforms that support DRAID 1, do not use TRAID 1 or RAID 10 because they do not
perform as well as the DRAID type.
 On platforms that do not support DRAID 1, the recommended RAID level for NVMe SCM
drives is TRAID 10 for arrays of two drives, and DRAID 5 for arrays of four or five drives.
 RAID configurations that differ from the recommendations that are listed here are not
available with the system GUI. If the wanted configuration is supported but differs from
these recommendations, arrays of required RAID levels can be created by using the
system CLI.

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Notes:
 DRAID 1 arrays are supported only for pools with extent sizes of 1024 MiB or
greater.
 IBM Storage Virtualize 8.5 does not allow more than a single DRAID array that is
made of compressing drives (for example, FCM) in the same storage pool (MDisk
group).
 Starting with IBM Storage Virtualize 8.5, shared pool bitmap memory for DRAID
arrays is adjusted automatically on creation or deletion of arrays. You do not need to
use the chiogrp command before running mkdistributedarray to create a
distributed array and add it to a storage pool.
 Support for 48 NVMe drives per DRAID 6 array: For IBM FlashSystem 9500, there is
now enhanced support for 48 NVMe drives in the enclosure by using DRAID 6
technology. The system must be upgraded to 8.5.2 or a later release to create
distributed RAID arrays of more than 24 x 38.4 TB FlashCore Modules (for both one
or more arrays) in the same control enclosure. The following configurations are
supported:
– DRAID 6 arrays of NVMe drives support expansion up to 48 member drives,
including up to four distributed rebuild areas.
– DRAID 6 arrays of FCM NVMe drives support expansion up to 48 member
drives, including one distributed rebuild area.
– At the time of writing, DRAID 6 arrays of extra large (38.4 TB) physical capacity
FCM NVMe drives support up to 24 member drives, including one distributed
rebuild area.

RAID geometry
Consider the following points when determining your RAID geometry:
 Data, parity, and spare space must be striped across the number of devices that is
available. The higher the number of devices, the lower the percentage of overall capacity
the spare and parity devices consume, and the more bandwidth that is available during
rebuild operations.
Fewer devices are acceptable for smaller capacity systems that do not have a
high-performance requirement, but solutions with a few large drives should be avoided.
Sizing tools must be used to understand performance and capacity requirements.
 DRAID code makes full use of the multi-core environment, so splitting the same number of
drives into multiple DRAID arrays does not bring performance benefits compared to a
single DRAID array with the same number of drives. Maximum system performance can
be achieved from a single DRAID array. Recommendations that were given for TRAID, for
example, to create four or eight arrays to spread load across multiple CPU threads, do not
apply to DRAID.
 Consider the following guidelines to achieve the best rebuild performance in a DRAID
array:
– For FCMs and industry-standard NVMe drives, the optimal number of drives in an array
is 16 - 24. This limit ensures a balance between performance, rebuild times, and
usable capacity. An array of NVMe drives cannot have more than 24 members.2

2 Except for IBM FlashSystem 9500.

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Notes:
 The optimal number of drives in an IBM FlashSystem 9500 is 16 - 48.
 IBM FlashSystem 9500 machine type 4666 delivers 48 drives in a single 4U form
factor.

– For SAS HDDs, configure at least 40 drives to the array rather than create many
DRAID arrays with much fewer drives in each one to achieve the best rebuild times. A
typical best benefit is approximately 48 - 64 HDD drives in a single DRAID 6.
– For SAS SSD drives, the optimal array size is 24 - 36 drives per DRAID 6 array.
– For SCM, the maximum number of drives in an array is 12.
 Distributed spare capacity, or rebuild areas, are configured with the following guidelines:
– DRAID 1 with two members: The only DRAID type that is allowed to not have spare
capacity (zero rebuild areas).
– DRAID 1 with 3 - 16 members: The array must have only one rebuild area.
– DRAID 5 or 6: The minimum recommendation is one rebuild area every 36 drives. One
rebuild area per 24 drives is optimal.
– Arrays with FCM drives cannot have more than one rebuild area per array.
 The DRAID stripe width is set during array creation and indicates the width of a single unit
of redundancy within a distributed set of drives. Reducing the stripe width does not enable
the array to tolerate more failed drives. DRAID 6 does not get more redundancy than is
determined for DRAID 6 regardless of the width of a single redundancy unit.
A reduced width increases capacity overhead, but also increases rebuild speed because
there is a smaller amount of data that the RAID must read to reconstruct the missing data.
For example, a rebuild on a DRAID with a 14+P+Q geometry (width = 16) would be slower
or have a higher write penalty than a rebuild on a DRAID with the same number of drives
but with a 3+P+Q geometry (width = 5). In return, usable capacity for an array with a width
= 5 is smaller than for an array with a width = 16.
The default stripe width settings (12 for DRAID 6) provide an optimal balance between
those parameters.
 The array strip size must be 256 KiB. With IBM Storage Virtualize code releases before
8.4.x, it was possible to choose 128 - 256 KiB if the DRAID member drive size was below
4 TB. From 8.4.x and later, you can create arrays with only a 256 KiB strip size.
Arrays that were created on previous code levels with a strip size 128 KiB are fully
supported.
 The stripe width and strip size (both) determine the Full Stride Write (FSW) size. With
FSW, data does not need to be read in a stride, so the RAID I/O penalty is greatly
reduced.
For better performance, it is often said that you should set the host file system block size to
the same value as the FSW size or a multiple of the FSW stripe size. However, the
IBM Storage Virtualize cache is designed to perform FSW whenever possible, so no
difference is noticed in the performance of the host in most scenarios.
For fine-tuning for maximum performance, adjust the stripe width or host file system block
size to match each other. For example, for a 2 MiB host file system block size, the best
performance is achieved with an 8+P+Q DRAID6 array (eight data disks x 256 KiB stripe
size, with an array stripe width = 10).

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Drive intermix rules

Consider the following points when intermixing drives:
 Compressing drives (FCMs) and non-compressing drives (SAS or NVMe) cannot be
mixed in an array.
 SCM drives cannot be mixed in the same array with other types of NVMe or SAS devices.

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 Physical and logical capacity:

– For all types of NVMe drives: Members of an array must have the same physical and
logical capacity. It is not possible to replace an NVMe drive with an NVMe drive with
greater capacity.
– For SAS drives: Members of an array do not need to have the same physical capacity.
When creating an array on SAS drives, you can allow “superior” drives (drives that
have better characteristics than the selected drive type). However, array capacity and
performance in this case is determined by the base drive type.
For example, if you have four 1.6 TB SSD drives and two 3.2 TB SSD drives, you still
can create a DRAID 6 out of those six drives. Although 3.2 TB drives are members of
this array, they use only half of their capacity (1.6 TB); the remaining capacity is never
used.
 Mixing devices from different enclosures:
– For NVMe devices, you cannot mix NVMe devices from different control enclosures in a
system into one array.
– For SAS drives, you can mix SAS drives from different control or expansion enclosures
in a system into one array. One DRAID 6 can span across multiple enclosures.

Drive failure and replacement

When a drive fails in a DRAID, arrays recover redundancy by rebuilding to spare capacity,
which is distributed between all array members. After a failed drive is replaced, the array
performs copyback, which uses the replaced drive and frees the rebuild area.

A DRAID distinguishes non-critical and critical rebuilds. If a single drive fails in a DRAID 6
array, the array still has redundancy, and a rebuild is performed with limited throughput to
minimize the effect of the rebuild workload to an array’s performance.

If an array has no more redundancy (which resulted from a single drive failure in DRAID 5 or
double drive failure in DRAID 6), a critical rebuild is performed. The goal of a critical rebuild is
to recover redundancy as fast as possible. A critical rebuild is expected to perform nearly
twice as fast as a non-critical one.

When a failed drive that was an array member is replaced, the system includes it back to an
array. For this process, the drive must be formatted first, which might take some time for an
FCM or SCM.

If the drive was encrypted in another array, it comes up as failed because this system does
not have the required keys. The drive must be manually formatted to make it a candidate.

Note: An FCM drive that is a member of a RAID array must not be reseated unless you are
directly advised to do so by IBM Support. Reseating FCM drives that are still in use by an
array can cause unwanted consequences.

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RAID expansion
Consider the following points for RAID expansion:
 You can expand distributed arrays to increase the available capacity. As part of the
expansion, the system automatically migrates data for optimal performance for the new
expanded configuration. Expansion is non-disruptive and compatible with other functions,
such as IBM Easy Tier and data migrations.
 New drives are integrated and data is restriped to maintain the algorithm placement of
stripes across the existing and new components. Each stripe is handled in turn, that is, the
data in the existing stripe is redistributed to ensure the DRAID protection across the new
larger set of component drives.
 Only the number of member drives and rebuild areas can be increased. RAID level and
RAID stripe width stay as they were set during array creation. If you want to change the
stripe width for better capacity efficiency, you must create an array, migrate the data, and
then expand the array after deleting the original array.
 The RAID-member count cannot be decreased. It is not possible to shrink an array.
 DRAID 5, DRAID 6, and DRAID 1 can be expanded. TRAID arrays do not support
expansion.
 Only one expansion process can run on array at a time. During a single expansion, up to
12 drives can be added.
Only one expansion per storage pool is allowed, with a maximum of four per system.
 Once expansion is started, it cannot be canceled. You can only wait for it to complete or
delete an array.
 As the array capacity increases, it becomes available to the pool as expansion progresses.
There is no need to wait for expansion to be 100% complete because added capacity can
be used while expansion is still in progress.
When you expand an FCM array, the physical capacity is not immediately available, and
the availability of new physical capacity does not track with logical expansion progress.
 Array expansion is a process that is designed to run in the background. It can take a
significant amount of time.
Array expansion can affect host performance and latency, especially when expanding an
array of HDDs. Do not expand an array when the array has over 50% load. If you do not
reduce the host I/O load, the amount of time that is needed to complete the expansion
increases greatly.
 Array expansion is not possible when an array is in write-protected mode because it is full
(out of physical capacity). Any capacity issues must be resolved first.
 Creating a separate array can be an alternative for DRAID expansion.
For example, if you have a DRAID 6 array of 40 NL-SAS drives and you have 24 new
drives of the same type, the following options are available:
– Perform two DRAID expansions by adding 12 drives in one turn. With this approach,
the configuration is one array of 64 drives; however, the expansion process might take
a few weeks for large capacity drives. During that time, the host workload must be
limited, which can be unacceptable.
– Create a separate 24-drive DRAID 6 array and add it to the same pool as a 40-drive
array. The result is that you get two DRAID 6 arrays with different performance
capabilities, which is suboptimal. However, the back-end performance-aware cache
and Easy Tier balancing can compensate for this flaw.

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RAID capacity
Consider the following points when determining RAID capacity:
 If you are planning only your configuration, use the IBM Storage Modeler tool, which is
available for IBM Business Partners.
 If your system is deployed, you can use the lspotentialarraysize CLI command to
determine the capacity of a potential array for a specified drive count, drive class, and
RAID level in the specified pool.
 To get the approximate amount of available space in a DRAID 6 array, use the following
formula:
Array Capacity = D / ((W * 256) + 16) * ((N - S) * (W - 2) * 256)
D Drive capacity
N Drive count
S Rebuild areas (spare count)
W Stripe width

Example: For the capacity of a DRAID 6 array of sixteen 9.6 TB FCMs, use the
following values:
 D = 9.6 TB = 8.7 TiB
 N = 16
 S=1
 W = 12

Array capacity = 8.7 TiB / ((12*256)+16) * ((16-1) * (12-2) * 256) = 8.7 TiB / 3088 *
38400 = 108.2 TiB

3.2.3 Compressed array monitoring

DRAID arrays on FCMs must be carefully monitored and planned because they are
over-provisioned, which means that they are susceptible to an out-of-space condition.

To minimize the risk of an out-of-space condition, ensure that the following tasks are done:
 The data CR is known and account for when planning for an array’s physical and effective
capacity.
 Monitor the array’s free space and avoid filling it up with more than 85% of physical
capacity.
To monitor arrays, use IBM Spectrum Control or IBM Storage Insights with configurable
alerts. For more information, see Chapter 9, “Implementing a storage monitoring system”
on page 551.

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The IBM Storage Virtualize Storage GUI and CLI displays the used and available effective
and physical capacities. For examples, see Figure 3-2 and Example 3-3.

Figure 3-2 Array capacity monitoring with the GUI

Example 3-3 Array capacity monitoring with the CLI

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsarray 0

mdisk_id 0
mdisk_name mdisk0
capacity 113.3TB
...
physical_capacity 24.50TB
physical_free_capacity 24.50TB
write_protected no
allocated_capacity 58.57TB
effective_used_capacity 22.59GB

 If the used physical capacity of the array reaches 99%, IBM Storage Virtualize raises event
ID 1241: 1% physical space left for compressed array. This event is a call for
immediate action.
To prevent running out of space, one or a combination of the following corrective actions
must be taken:
– Add storage to the pool and wait while data is balanced between the arrays by Easy
Tier.
– Migrate volumes with extents on the MDisk that is running low on physical space to
another storage pool or migrate extents from the array that is running low on physical
space to other MDisks that have sufficient extents.
– Delete or migrate data from the volumes by using a host that supports UNMAP
commands. IBM Storage Virtualize Storage system issues UNMAP to the array and
space is released.
For more information about out-of-space recovery, see this IBM Support web page.

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 Arrays are most in danger of running out of space during a rebuild or when they are
degraded. DRAID spare capacity, which is distributed across array drives, remains free
during normal DRAID operation, thus reducing overall drive fullness. If the array capacity
is 85% full, each array FCM is used for less than that because of the spare space reserve.
When a DRAID is rebuilding, this space is used.
After the rebuild completes, the extra space is filled and the drives might be truly full,
resulting in high levels of write amplification and degraded performance. In the worst case
(for example, if the array is more than 99% full before rebuild starts), there is a chance that
the rebuild might cause a physical out-of-space condition.

3.3 General external storage considerations

IBM Storage Virtualize can virtualize external storage and make it available to the system.
External back-end storage systems (or controllers in IBM Storage Virtualize terminology)
provide their logical volumes (LVs), which are detected by IBM FlashSystem as MDisks and
can be used in storage pools.

This section covers aspects of planning and managing external storage that is virtualized by
IBM Storage Virtualize.

External back-end storage can be connected to IBM Storage Virtualize with FC (SCSI) or
iSCSI. NVMe-FC back-end attachment is not supported because it provides no performance
benefits for IBM Storage Virtualize. For more information, see “The NVMe protocol” on
page 190.

On IBM FlashSystem 5010 and 5030 and IBM FlashSystem 5015, 5035 and 5045,
virtualization is allowed only for data migration. Therefore, these systems can be used to
externally virtualize storage as an image mode device for the purposes of data migration, not
for long-term virtualization.

3.3.1 Storage controller path selection

When a MDisk logical unit (LU) is accessible through multiple storage system ports, the
system ensures that all nodes that access this LU coordinate their activity and access the LU
through the same storage system port.

An MDisk path that is presented to the storage system for all system nodes must meet the
following criteria:
 The system node is a member of a storage system.
 The system node has FC or iSCSI connections to the storage system port.
 The system node has successfully discovered the LU.
 The port selection process has not caused the system node to exclude access to the
MDisk through the storage system port.

When the IBM Storage Virtualize node canisters select a set of ports to access the storage
system, the two types of path selection that are described in the next sections are supported
to access the MDisks. A type of path selection is determined by external system type and
cannot be changed.

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To determine which algorithm is used for a specific back-end system, see IBM System
Storage Interoperation Center (SSIC), as shown in Figure 3-3.

Figure 3-3 IBM System Storage Interoperation Center example

Round-robin path algorithm

With the round-robin path algorithm, each MDisk uses one path per target port per
IBM Storage Virtualize node, which means that in cases of a storage system without a
preferred controller, such as XIV or DS8000, each MDisk uses all the available FC ports of
that storage controller.

With a round-robin compatible storage controller, there is no need to create as many volumes
as there are storage FC ports anymore. Every volume and MDisk uses all the available
IBM Storage Virtualize ports.

This configuration results in a significant increase in performance because the MDisk is no

longer bound to one back-end FC port. Instead, it can issue I/Os to many back-end FC ports
in parallel. Particularly, the sequential I/O within a single extent can benefit from this feature.

Additionally, the round-robin path selection improves resilience to certain storage system
failures. For example, if one of the back-end storage system FC ports has performance
problems, the I/O to MDisks is sent through other ports. Moreover, because I/Os to MDisks
are sent through all back-end storage FC ports, the port failure can be detected more quickly.

Best practice: If you have a storage system that supports the round-robin path algorithm,
you should zone as many FC ports as possible from the back-end storage controller.
IBM Storage Virtualize supports up to 16 FC ports per storage controller. For FC port
connection and zoning guidelines, see your storage system documentation.

Example 3-4 shows a storage controller that supports round-robin path selection.

Example 3-4 Round-robin enabled storage controller on IBM FlashSystem 9100

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsmdisk 4
id 4
name mdisk4
...
preferred_WWPN 20010002AA0244DA
active_WWPN many <<< Round Robin Enabled

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MDisk group balanced and controller balanced

Although round-robin path selection provides optimized and balanced performance with
minimum configuration required, there are storage systems that still require manual
intervention to achieve the same goal.

With storage subsystems that use active-passive type systems, IBM Storage Virtualize
accesses an MDisk LU through one of the ports on the preferred controller. To best use the
back-end storage, make sure that the number of LUs that is created is a multiple of the
connected FC ports and aggregate all LUs to a single MDisk group.

Example 3-5 shows a storage controller that supports the MDisk group balanced path
selection.

Example 3-5 MDisk group balanced path selection (no round-robin enabled) storage controller
IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsmdisk 5
id 5
name mdisk5
...
preferred_WWPN
active_WWPN 20110002AC00C202 <<< indicates MDisk group balancing

3.3.2 Guidelines for creating an optimal back-end configuration

Most of the back-end controllers aggregate HDDs or SSDs into RAID arrays, and then join
arrays into pools. Logical volumes are created on those pools and provided to hosts. When
connected to external back-end storage, IBM Storage Virtualize acts as a host. It is important
to create a back-end controller configuration that provides performance and resiliency
because IBM Storage Virtualize relies on back-end storage when serving I/O to attached host
systems.

If your back-end system has homogeneous storage, create the required number of RAID
arrays (RAID 6 or RAID 10 are recommended) with an equal number of drives. The type and
geometry of an array depends on the back-end controller vendor’s recommendations. If your
back-end controller can spread the load stripe across multiple arrays in a resource pool (for
example, by striping), create a single pool and add all the arrays there.

On back-end systems with mixed drives, create a separate resource pool for each type of
drive (HDD or SSD). Keep the drive type in mind because you must assign the correct tier for
an MDisk when it is used by IBM Storage Virtualize.

Create a set of fully allocated logical volumes from the back-end system storage pool (or
pools). Each volume is detected as an MDisk on IBM Storage Virtualize. The number of
logical volumes to create depends the type of drives that are used by your back-end
controller.

Back-end controller with HDDs

If your back-end is using HDDs, the volume number calculation must be based on a queue
depth. Queue depth is the number of outstanding I/O requests of a device.

For optimal performance, HDDs need 8 - 10 concurrent I/O at the device, which does not
change with drive rotation speed. Make sure that in a highly loaded system that any given
IBM Storage Virtualize MDisk can queue up approximately eight I/O per back-end system
drives.

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The IBM Storage Virtualize queue depth per MDisk is approximately 60. The exact maximum
on a real system might vary depending on the circumstances. However, for this calculation, it
does not matter.

The queue depth per MDisk number leads to the HDD Rule of 8. According to this rule, to
achieve eight I/Os per drive with a queue depth 60 per MDisk from IBM Storage Virtualize, a
back-end array with 60/8 = 7.5 that is approximately equal to eight physical drives is optimal,
or one logical volume per every eight drives in an array.

Example: The back-end controller to be virtualized is IBM Storwize V5030 with 64 nearline
serial-attached SCSI (NL-SAS) 8 TB drives.

The system is homogeneous. According to recommendations that are described in 3.2.2,

“Array considerations” on page 206, create a single DRAID 6 array in the IBM Storwize and
include it in a storage pool. By using the HDD Rule of 8, you want 64/8 = 8 MDisks, so
create eight volumes from a pool to present to IBM Storage Virtualize and assign them to
the nearline tier.

All-flash back-end controllers

For all-flash controllers, the considerations are more about I/O distribution across
IBM Storage Virtualize ports and processing threads than about queue depth per drive.
Because most all-flash arrays that are put behind a virtualizer have high I/O capabilities,
make sure that IBM Storage Virtualize is given the optimal chance to spread the load and
evenly use its internal resources. Queue depths are less of a concern here (because of the
lower latency per I/O).

For all-flash back-end arrays, a best practice is to create at least 32 logical volumes from the
array capacity to keep the queue depths high enough and spread the work across the
virtualizer resources.

For IBM FlashSystem 9500 with the capacity and performance that it provides, you should
consider creating 64 logical volumes from the array capacity.

For smaller setups with a low number of SSDs, this number can be reduced to 16 logical
volumes (which results in 16 MDisks) or even eight volumes.

Example: As an example, the back-end controllers that are virtualized are

IBM FlashSystem 5035 with 24 Tier1 7.6 TB drives and IBM FlashSystem 900. The
virtualizer needs a pool with two storage tiers.
 On IBM FlashSystem 5035, create a single DRAID 6 array and add it to a storage pool.
Using the all-flash rule, you must create 32 volumes to present as MDisks. However,
because it is small setup, you can reduce the number of volumes to 16.
 On the virtualizer, add 16 MDisks from IBM FlashSystem 5035 as Tier1 flash and
32 MDisks as Tier0 flash to a single multitier pool.
 On IBM FlashSystem 900, join all IBM MicroLatency modules into a RAID 5 array and
add it to a storage pool. Because IBM FlashSystem 900 is a Tier0 solution, use the
all-flash rule and add 32 MDisks as Tier0 flash to a single multitier pool.

Large setup considerations

For controllers like IBM DS8000 and XIV, you can use an all-flash rule of 32. However, with
installations involving this type of back-end controllers, it might be necessary to consider a
maximum queue depth per back-end controller port, which is set to 1000 for most supported
high-end storage systems.

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With high-end controllers, queue depth per MDisk can be calculated by using the following
formula:
Q = ((P x C) / N) / M
Q Calculated queue depth for each MDisk.
P Number of back-end controller host ports (unique worldwide port names (WWPNs))
that are zoned to IBM FlashSystem (minimum is 2 and maximum is 16).
C Maximum queue depth per WWPN, which is 1000 for controllers, such as XIV Gen3
or DS8000.
N Number of nodes in the IBM Storage Virtualize cluster (2, 4, 6, or 8).
M Number of volumes that are presented by a back-end controller and detected as
MDisks.

For a result of Q = 60, calculate the number of volumes that is needed to create as M = (P x
C) / (N x Q), which can be simplified to M = (16 x P) / N.

Example: A 4-node IBM FlashSystem 9200 is used with 12 host ports on the IBM XIV
Gen3 System.

By using the previous formula, we must create M = (16 x 12) / 4 = 48 volumes on the
IBM XIV Gen3 to obtain a balanced high-performing configuration.

3.3.3 Considerations for compressing and deduplicating back-end controllers

IBM Storage Virtualize supports over-provisioning on selected back-end controllers, which
means that if back-end storage performs data deduplication or data compression on LUs that
are provisioned from it, the LUs still can be used as external MDisks on IBM Storage
Virtualize.

The implementation steps for thin-provisioned MDisks are the same as for fully allocated
storage controllers. Extreme caution should be used when planning capacity for such
configurations.

IBM Storage Virtualize detects the following items:

 If the MDisk is thin-provisioned.
 The total physical capacity of the MDisk.
 The used and remaining physical capacity of the MDisk.
 Whether unmap commands are supported by the back-end. By sending SCSI unmap
commands to thin-provisioned MDisks, the system marks data that is no longer in use.
Then, the garbage-collection processes on the back-end can free unused capacity and
reallocate it to free space.
Using an appropriate compression or data deduplication ratio is key to achieving a stable
environment. If you are not sure about the real compression or data deduplication ratio,
contact your IBM technical sales representative to obtain more information.

The nominal capacity from a compression- and deduplication-enabled storage system is not
fixed; it varies based on the nature of the data. Always use a conservative data reduction ratio
for the initial configuration.

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Using s suitable ratio for capacity assignment can cause an out-of-space situation. If the
MDisks do not provide enough capacity, IBM Storage Virtualize disables access to all the
volumes in the storage pool.

Example: This example includes the following assumptions:

 Assumption 1: Sizing is performed with an optimistic 5:1 rate.
 Assumption 2: The real rate is 3:1.

Therefore:
 Physical Capacity: 20 TB.
 Calculated capacity: 20 TB x 5 = 100 TB.
 The volume that is assigned from the compression- or deduplication-enabled storage
subsystem to IBM Storage Virtualize or IBM FlashSystem is 100 TB.
 Real usable capacity: 20 TB x 3 = 60 TB.

If the hosts attempt to write more than 60 TB data to the storage pool, the storage
subsystem cannot provide any more capacity. Also, all volumes that are used as
IBM Storage Virtualize or FlashSystem MDisks and all related pools go offline.

Thin-provisioned back-end storage must be carefully monitored. It is necessary to set up

capacity alerts to be aware of the real remaining physical capacity.

A best practice is to have an emergency plan and know the steps to recover from an “Out Of
Physical Space” situation on the back-end controller. The plan must be prepared during the
initial implementation phase.

3.3.4 Using data reduction at two levels

If you create a solution where data reduction technologies are applied at both the storage and
the virtualization appliance levels (this situation should be avoided if possible), then here are
the rules that you should follow:
 All DRP volumes should run with compression turned on (performance bottlenecks come
with DRP metadata, not compression).
 Start conservative when using FCMs, so assuming that the SVC is not doing data
reduction, create 1:1 volumes for the FCM capacity to present to the SVC. Over time,
monitor your savings, and then add more volumes on the back-end as needed.
 Fully allocated volumes should be in their own pool.
 If you want to use DRPs with an existing overallocated back-end, you must reclaim storage
and configure it according to best practices.

IBM FlashSystem A9000 and A9000R considerations

IBM FlashSystem A9000 and A9000R use the IBM industry-leading data reduction
technology that combines inline, real-time pattern matching and removal, data deduplication,
and compression. Compression uses hardware cards inside each grid controller.

IBM FlashSystem A9000 and A9000R systems always have data reduction on, and because
of the grid architecture, they can use all the resources of the grid for the active I/Os. Data
reduction should be done at the IBM FlashSystem A9000 or A9000R system, and not at the
SVC.

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IBM XIV Gen3 considerations

It is a best practice that compression is done in the SVC when attaching XIV Gen3 models
114 and 214 unless the SVC is older hardware and cannot add CPU cores and memory. In
this case, depending on workload, it might be better to use XIV compression.

If the XIV Gen3 is a Model 314, it is preferable to do the compression in the XIV system
because there are more resources in the grid that are assigned to the compression task.
However, if operational efficiency is more important, you can choose to enable compression
in the SVC.

3.3.5 Data reduction pools above a simple RAID

In this scenario, An SVC DRP is deployed over IBM Storwize V7000 Gen3 or other fully
allocated volumes. The following rules and recommendations apply:
 Use DRP at the top level to plan for deduplication and snapshot optimizations.
 DRP at the top level provides best application capacity reporting (volume-written
capacity).
 Always use compression in DRP to get the best performance.
 Bottlenecks in compression performance come from metadata overhead, not compression
processing.

3.3.6 Data reduction pools above a data reducing back-end

In this scenario, an SVC DRP with compression is deployed over IBM Storwize with FCMs or
IBM FlashSystem 9200 with FCM. The following rules and recommendations apply:
 You should assume 1:1 compression in back-end storage.
 Using DRP with an over-allocated back-end might lead to the DRP garbage causing an
out-of-space condition.
 A small extra savings can be realized from compressing metadata.

For existing systems, you should evaluate whether you need to move to DRP to get the
benefits of deduplication or that hardware compression can meet your needs.

3.4 Controller-specific considerations

This section describes implementation-specific information that is related to different
supported back-end systems.

3.4.1 Considerations for DS8000 series

In this section, we describe considerations for the DS8000 series.

Interaction between DS8000 and IBM Storage Virtualize

It is important to understand the DS8000 drive virtualization process, which is the process of
preparing physical drives for storing data that belongs to a volume that is used by a host. In
this case, the host is IBM Storage Virtualize.

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In this regard, the basis for virtualization begins with the physical drives of DS8000, which are
mounted in storage enclosures. Virtualization builds on the physical drives as a series of
layers:
 Array sites
 Arrays
 Ranks
 Extent pools
 Logical volumes
 Logical subsystems

Array sites are the building blocks that are used to define arrays, which are data storage
systems for block-based, file-based, or object based storage. Instead of storing data on a
server, storage arrays use multiple drives that are managed by a central management and
can store a huge amount of data.

In general terms, eight identical drives that have the same capacity, speed, and drive class
comprise the array site. When an array is created, the RAID level, array type, and array
configuration are defined. RAID 5, RAID 6, and RAID 10 levels are supported.

Important: Normally, RAID 6 is highly preferred and the default while using the Data
Storage Graphical Interface (DS GUI). As with large drives in particular, the RAID rebuild
times (after one drive failure) become larger. Using RAID 6 reduces the danger of data loss
due to a double-RAID failure. For more information, see this IBM Documentation web
page.

A rank, which is a logical representation for the physical array, is relevant for IBM Storage
Virtualize because of the creation of a fixed-block (FB) pool for each array that you want to
virtualize. Ranks in DS8000 are defined in a one-to-one relationship to arrays. It is for this
reason that a rank is defined as using only one array.

An FB rank features one of the following extent sizes:

 1 GiB, which is a large extent.
 16 MiB, which is a small extent.

An extent pool or storage pool in DS8000 is a logical construct to add the extents from a set of
ranks, forming a domain for extent allocation to a logical volume.

In synthesis, a logical volume consists of a set of extents from one extent pool or storage
pool. DS8900F supports up to 65,280 logical volumes.

A logical volume that is composed of fix block extents is called logical unit number (LUN). An
FB LUN consists of one or more 1 GiB (large) extents, or one or more 16 MiB (small) extents
from one FB extent pool. A LUN is not allowed to cross extent pools. However, a LUN can
have extents from multiple ranks within the same extent pool.

Important: DS8000 Copy Services does not support FB logical volumes larger than 2 TiB.
Therefore, you cannot create a LUN that is larger than 2 TiB if you want to use Copy
Services for the LUN, unless the LUN is integrated as MDisks in an IBM FlashSystem. Use
IBM Storage Virtualize Copy Services instead. Based on the considerations, the maximum
LUN sizes to create for a DS8900F and present to IBM FlashSystem are as follows:
 16 TB LUN with large extents (1 GiB)
 16 TB LUN with small extents (16 MiB) for DS8880F with R8.5 or later and for DS8900F
R9.0 or later

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Logical subsystems (LSSs) are another logical construct, and they are mostly used with FB
volumes. Thus, a maximum of 255 LSSs can exist on DS8900F. For more information, see
this IBM Documentation web page.

The concepts of virtualization of DS8900F for IBM Storage Virtualize are shown in Figure 3-4.

Figure 3-4 Virtualization concepts of DS8900F for IBM Storage Virtualize

Connectivity considerations
The number of DS8000 ports that are used is at least eight. With large and
workload-intensive configurations, consider using more ports, up to 16, which is the maximum
that is supported by IBM FlashSystem.

Generally, use ports from different host adapters and, if possible, from different I/O
enclosures. This configuration is also important because during a DS8000 Licensed Internal
Code (LIC) update, a host adapter port might need to be taken offline. This configuration
allows the IBM Storage Virtualize I/O to survive a hardware failure on any component on the
storage area network (SAN) path.

For more information about SAN best practices and connectivity, see Chapter 2, “Storage
area network guidelines” on page 121.

Defining storage
To optimize DS8000 resource utilization, use the following guidelines:
 Distribute capacity and workload across device adapter (DA) pairs.
 Balance the ranks and extent pools between the two DS8000 internal servers to support
the corresponding workloads on them.
 Spread the logical volume workload across the DS8000 internal servers by allocating the
volumes equally on rank groups 0 and 1.
 Use as many disks as possible. Avoid idle disks, even if all storage capacity is not to be
used initially.
 Consider using multi-rank extent pools.

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 Stripe your logical volume across several ranks, which is the default for multi-rank extent
pools.

Balancing workload across DS8000 series controllers

When you configure storage on the DS8000 series disk storage subsystem, ensure that the
ranks on a DA pair are evenly balanced between odd and even extent pools. If you do not
ensure that the ranks are balanced, uneven DA loading can cause a considerable
performance degradation.

The DS8000 series controllers assign server (controller) affinity to ranks when they are added
to an extent pool. Ranks that belong to an even-numbered extent pool have an affinity to
Server 0, and ranks that belong to an odd-numbered extent pool have an affinity to Server 1.

Figure 3-5 shows an example of a configuration that results in a 50% reduction in available
bandwidth.

Figure 3-5 DA pair reduced bandwidth configuration

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Arrays on each of the DA pairs are accessed only by one of the adapters. In this case, all
ranks on DA pair 0 are added to even-numbered extent pools, which means that they all have
an affinity to Server 0. Therefore, the adapter in Server 1 is sitting idle. Because this condition
is true for all four DA pairs, only half of the adapters are actively performing work. This
condition can also occur on a subset of the configured DA pairs.

Example 3-6 shows the invalid configuration, as depicted in the CLI output of the lsarray and
lsrank commands. The arrays that are on the same DA pair contain the same group number
(0 or 1), meaning that they have affinity to the same DS8000 series server. Here, Server 0 is
represented by Group 0, and server1 is represented by group1.

As an example of this situation, consider arrays A0 and A4, which are attached to DA pair 0.
In this example, both arrays are added to an even-numbered extent pool (P0 and P4) so that
both ranks have affinity to Server 0 (represented by Group 0), which leaves the DA in Server
1 idle.

Example 3-6 Command output for the lsarray and lsrank commands
dscli> lsarray -l
Date/Time: Oct 20, 2016 12:20:23 AM CEST IBM DSCLI Version: 7.8.1.62 DS: IBM.2107-75L2321
Array State Data RAID type arsite Rank DA Pair DDMcap(10^9B) diskclass
===================================================================================
A0 Assign Normal 5 (6+P+S) S1 R0 0 146.0 ENT
A1 Assign Normal 5 (6+P+S) S9 R1 1 146.0 ENT
A2 Assign Normal 5 (6+P+S) S17 R2 2 146.0 ENT
A3 Assign Normal 5 (6+P+S) S25 R3 3 146.0 ENT
A4 Assign Normal 5 (6+P+S) S2 R4 0 146.0 ENT
A5 Assign Normal 5 (6+P+S) S10 R5 1 146.0 ENT
A6 Assign Normal 5 (6+P+S) S18 R6 2 146.0 ENT
A7 Assign Normal 5 (6+P+S) S26 R7 3 146.0 ENT

dscli> lsrank -l
Date/Time: Oct 20, 2016 12:22:05 AM CEST IBM DSCLI Version: 7.8.1.62 DS: IBM.2107-75L2321
ID Group State datastate Array RAIDtype extpoolID extpoolnam stgtype exts usedexts
======================================================================================
R0 0 Normal Normal A0 5 P0 extpool0 fb 779 779
R1 1 Normal Normal A1 5 P1 extpool1 fb 779 779
R2 0 Normal Normal A2 5 P2 extpool2 fb 779 779
R3 1 Normal Normal A3 5 P3 extpool3 fb 779 779
R4 0 Normal Normal A4 5 P4 extpool4 fb 779 779
R5 1 Normal Normal A5 5 P5 extpool5 fb 779 779
R6 0 Normal Normal A6 5 P6 extpool6 fb 779 779
R7 1 Normal Normal A7 5 P7 extpool7 fb 779 779

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Figure 3-6 shows a configuration that balances the workload across all four DA pairs.

Figure 3-6 DA pair correct configuration

Figure 3-7 shows a correct configuration, as depicted in the CLI output of the lsarray and
lsrank commands. The output shows that this configuration balances the workload across all
four DA pairs with an even balance between odd and even extent pools. The arrays that are
on the same DA pair are split between groups 0 and 1.

Figure 3-7 The lsarray and lsrank command output

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DS8000 series ranks to extent pools mapping

In the DS8000 architecture, extent pools are used to manage one or more ranks. An extent
pool is visible to both processor complexes in the DS8000 storage system, but it is directly
managed by only one of them. You must define a minimum of two extent pools with one extent
pool that is created for each processor complex to fully use the resources. You can use the
following approaches:
 One-to-one approach: One rank per extent pool configuration.
With the one-to-one approach, DS8000 is formatted in 1:1 assignment between ranks and
extent pools. This configuration disables any DS8000 storage-pool striping or
auto-rebalancing activity, if they were enabled. You can create one or two volumes in each
extent pool exclusively on one rank only and put all of those volumes into one
IBM Storage Virtualize storage pool. IBM Storage Virtualize stripes across all these
volumes and balances the load across the RAID ranks by that method. No more than two
volumes per rank are needed with this approach. So, the rank size determines the volume
size.
Often, systems are configured with at least two storage pools:
– One (or two) that contain MDisks of all the 6+P RAID 5 ranks of the DS8000 storage
system.
– One (or more) that contain the slightly larger 7+P RAID 5 ranks.
This approach maintains equal load balancing across all ranks when the IBM Storage
Virtualize striping occurs because each MDisk in a storage pool is the same size.
The IBM Storage Virtualize extent size is the stripe size that is used to stripe across all
these single-rank MDisks.
This approach delivered good performance and has its advantages. However, it also has a
few minor drawbacks:
– A natural skew, such as a small file of a few hundred KiB that is heavily accessed.
– When you have more than two volumes from one rank, but not as many IBM Storage
Virtualize storage pools, the system might start striping across many entities that are
effectively in the same rank, depending on the storage pool layout. Such striping
should be avoided.
An advantage of this approach is that it delivers more options for fault isolation and control
over where a certain volume and extent are located.
 Many-to-one approach: Multi-rank extent pool configuration.
A more modern approach is to create a few DS8000 extent pools, for example, two
DS8000 extent pools. Use DS8000 storage pool striping or automated Easy Tier
rebalancing to help prevent overloading individual ranks.
Create at least two extent pools for each tier to balance the extent pools by tier and
controller affinity. Mixing different tiers on the same extent pool is effective only when Easy
Tier is activated on the DS8000 pools. However, virtualized tier management has more
advantages when handled by IBM Storage Virtualize.
For more information about choosing the level on which to run Easy Tier, see 4.7, “Easy
Tier and tiered and balanced storage pools” on page 294.
You need only one volume size with this multi-rank approach because plenty of space is
available in each large DS8000 extent pool. The maximum number of back-end storage
ports to be presented to IBM Storage Virtualize is 16. Each port represents a path to IBM
Storage Virtualize.

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Therefore, when sizing the number of LUNs or MDisks to present to the IBM Storage
Virtualize, the suggestion is to present at least 2 - 4 volumes per path. So, using the
maximum of 16 paths, create 32, 48, or 64 DS8000 volumes. For this configuration,
IBM Storage Virtualize maintains a good queue depth.

To maintain the highest flexibility and for easier management, large DS8000 extent pools are
beneficial. However, if the DS8000 installation is dedicated to shared-nothing environments,
such as Oracle ASM, IBM Db2® warehouses, or IBM General Parallel File System (GPFS),
use the single-rank extent pools.

LUN masking
For a storage controller, all IBM Storage Virtualize nodes must detect the same set of LUs
from all target ports that are logged in. If the target ports are visible to the nodes or canisters
that do not have the same set of LUs assigned, IBM Storage Virtualize treats this situation as
an error condition and generates error code 1625.

You must validate the LUN masking from the storage controller and then confirm the correct
path count from within IBM Storage Virtualize.

The DS8000 series controllers perform LUN masking that is based on the volume group.
Example 3-7 shows the output of the showvolgrp command for volume group V0, which
contains 16 LUNs that are presented to a 2-node IBM Storage Virtualize cluster.

Example 3-7 Output of the showvolgrp command

dscli> showvolgrp V0
Date/Time: Oct 20, 2016 10:33:23 AM BRT IBM DSCLI Version: 7.8.1.62 DS: IBM.2107-75FPX81
Name ITSO_SVC
ID V0
Type SCSI Mask
Vols 1001 1002 1003 1004 1005 1006 1007 1008 1101 1102 1103 1104 1105 1106 1107 1108

Example 3-8 shows output for the lshostconnect command from the DS8000 series. In this
example, four ports of the two-node cluster are assigned to the same volume group (V0), so
they are assigned to the same four LUNs.

Example 3-8 Output for the lshostconnect command

dscli> lshostconnect -volgrp v0
Date/Time: Oct 22, 2016 10:45:23 AM BRT IBM DSCLI Version: 7.8.1.62 DS: IBM.2107-75FPX81
Name ID WWPN HostType Profile portgrp volgrpID ESSIOport
=============================================================================================
ITSO_SVC_N1C1P4 0001 500507680C145232 SVC SAN Volume Controller 1 V0 all
ITSO_SVC_N1C2P3 0002 500507680C235232 SVC SAN Volume Controller 1 V0 all
ITSO_SVC_N2C1P4 0003 500507680C145231 SVC SAN Volume Controller 1 V0 all
ITSO_SVC_N2C2P3 0004 500507680C235231 SVC SAN Volume Controller 1 V0 all

In Example 3-8, you can see that only the IBM Storage Virtualize WWPNs are assigned
to V0.

Attention: Data corruption can occur if the same LUN is assigned to IBM Storage
Virtualize nodes and other devices, such as hosts that are attached to DS8000.

Next, you see how IBM Storage Virtualize detects these LUNs if the zoning is properly
configured. The MDisk Link Count (mdisk_link_count) represents the total number of MDisks
that are presented to the IBM Storage Virtualize cluster by that specific controller.

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Example 3-9 shows the general details of the output storage controller by using the system
CLI.

Example 3-9 Output of the lscontroller command on IBM FlashSystem

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>svcinfo lscontroller
DS8K75FPX81
id 1
controller_name DS8K75FPX81
WWNN 5005076305FFC74C
mdisk_link_count 16
max_mdisk_link_count 16
degraded no
vendor_id IBM
product_id_low 2107900
...
WWPN 500507630500C74C
path_count 16
max_path_count 16
WWPN 500507630508C74C
path_count 16
max_path_count 16

IBM Storage Virtualize MDisks and storage pool considerations

A best practice is to create a single IBM Storage Virtualize storage pool per DS8900F system,
which provides simplicity of management and best overall performance.

An example of the preferred configuration is shown in Figure 3-8. Four storage pools or extent
pools (one even and one odd) of DS8900F are joined into one IBM Storage Virtualize storage
pool.

Figure 3-8 Four DS8900F extent pools as one IBM Storage Virtualize storage pool

To determine how many logical volumes must be created to present to IBM Storage Virtualize
as MDisks, see 3.3.2, “Guidelines for creating an optimal back-end configuration” on
page 216.

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3.4.2 Considerations for XIV Gen3

The XIV Gen3 volumes can be provisioned to IBM Storage Virtualize by using iSCSI and FC.
However, it is preferable that you implement FC attachment for performance and stability
considerations unless a dedicated IP infrastructure for storage is available.

Host options and settings for XIV systems

You must use specific settings to identify IBM Storage Virtualize as a host to XIV systems. An
XIV node within an XIV system is a single WWPN. An XIV node is considered to be a single
SCSI target. Each host object that is created within the XIV must be associated with the same
LUN map.

From an IBM Storage Virtualize perspective, an XIV type 281x controller can consist of more
than one WWPN. However, all are placed under one WWNN that identifies the entire XIV
system.

Creating a host object for IBM FlashSystem for an XIV

A single host object with all WWPNs of IBM FlashSystem nodes can be created when
implementing XIV. This technique makes the host configuration easier to configure. However, the
ideal host definition is to consider each node of IBM Storage Virtualize as a host object and
create a cluster object to include all nodes or canisters.

When implemented in this manner, statistical metrics are more effective because
performance can be collected and analyzed on the IBM Storage Virtualize node level.

A detailed procedure to create a host on XIV is available in IBM XIV Gen3 with IBM System
Storage SAN Volume Controller and Storwize V7000, REDP-5063.

Volume considerations
As modular storage, XIV storage can be available in a minimum of six modules and up to a
maximum of 15 modules in a configuration. Each additional module added to the
configuration increases the XIV capacity, CPU, memory, and connectivity.

The XIV system supports the following configurations:

 28 - 81 TB when 1-TB drives are used.
 55 - 161 TB when 2-TB disks are used.
 84 - 243 TB when 3-TB disks are used.
 112 - 325 TB when 4-TB disks are used.
 169 - 489 TB when 6-TB disks are used.

Figure 3-9 on page 230 shows how XIV configurations vary according to the number of
modules that are on the system.

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Figure 3-9 XIV rack configuration: 281x-214

Although XIV has its own queue depth characteristics for direct host attachment, the best
practices that are described in 3.3.2, “Guidelines for creating an optimal back-end
configuration” on page 216 are preferred when you virtualize XIV with IBM Storage Virtualize.

Table 3-12 lists the suggested volume sizes and quantities for IBM Storage Virtualize on the
XIV systems with different drive capacities.

Table 3-12 XIV minimum volume size and quantity recommendations

Modules XIV Volume Volume Volume Volume Volume Volume Volumes
host size (GB) size (GB) size (GB) size (GB) size (GB) quantity to XIV
ports 1 TB 2 TB 3 TB 4 TB 6 TB host
drives drives drives drives drives ports

06 04 1600 3201 4852 6401 9791 17 4.3

09 08 1600 3201 4852 6401 9791 27 3.4

10 08 1600 3201 4852 6401 9791 31 3.9

11 10 1600 3201 4852 6401 9791 34 3.4

12 10 1600 3201 4852 6401 9791 39 3.9

13 12 1600 3201 4852 6401 9791 41 3.4

14 12 1600 3201 4852 6401 9791 46 3.8

15 12 1600 3201 4852 6401 9791 50 4.2

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Other considerations
Consider the following restrictions when using the XIV system as back-end storage for
IBM Storage Virtualize:
 Volume mapping
When mapping a volume, you must use the same LUN ID to all IBM Storage Virtualize
nodes. Therefore, map the volumes to the cluster, not to individual nodes.
 XIV storage pools
When creating an XIV storage pool, define the Snapshot Size as 0. Snapshot space does
not need to be reserved because it is not recommended that you use XIV snapshots on
LUNs mapped as MDisks. The snapshot functions should be used on the
IBM Storage Virtualize level.
Because all LUNs on a single XIV system share performance and capacity characteristics,
use a single IBM Storage Virtualize storage pool for a single XIV system.
 Thin provisioning
XIV thin-provisioning pools are not supported by IBM Storage Virtualize. Instead, you must
use a regular pool.
 Copy functions for XIV models
You cannot use advanced copy functions, such as taking a snapshot and remote
mirroring, for XIV models with disks that are managed by IBM Storage Virtualize.

For more information about the configuration of XIV behind IBM FlashSystem, see IBM XIV
Gen3 with IBM System Storage SAN Volume Controller and Storwize V7000, REDP-5063.

3.4.3 Considerations for IBM FlashSystem A9000 and A9000R

IBM FlashSystem A9000 and IBM FlashSystem A9000R use industry-leading data-reduction
technology that combines inline, real-time pattern matching and removal, data deduplication,
and compression. Compression also uses hardware cards inside each grid controller.
Compression can easily provide a 2:1 data reduction saving rate on its own, effectively
doubling the system storage capacity. Combined with pattern removal and data deduplication
services, IBM FlashSystem A9000 and A9000R can easily yield an effective data capacity of
five times the original usable physical capacity.

Deduplication can be implemented on IBM Storage Virtualize by attaching an

IBM FlashSystem A9000 or A9000R as external storage instead of using IBM Storage
Virtualize DRP-level deduplication.

There are several considerations when you are attaching an IBM FlashSystem A9000 or
A9000R system as a back-end controller.

Volume considerations
IBM FlashSystem A9000 and A9000R designate resources to data reduction, and because
this designation is always on, it is advised that data reduction be done only in
IBM FlashSystem A9000 or A9000R and not in the IBM Storage Virtualize cluster. Otherwise,
when IBM FlashSystem A9000 or A9000R tries to reduce the data, unnecessary additional
latency occurs.

Estimated data reduction is important because it helps determine volume size. Always try to
use a conservative data-reduction ratio when attaching IBM FlashSystem A9000 or A9000R
because the storage pool goes offline if the back-end storage runs out of capacity.

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To determine the controller volume size, complete the following tasks:

 Calculate effective capacity: Reduce the measured-data reduction ratio (for example, if the
Data Reduction Estimator Tool (DRET) provides a ratio of 4:1, use 3.5:1 for calculations)
and multiply it to determine physical capacity.
 Determine the number of connected FC ports by using Table 3-13 and Table 3-14.
 Volume size is equal to effective capacity that is divided by the number of ports taken twice
(effective capacity/path*2).

The remaining usable capacity can be added to the storage pool after the system reaches a
stable date reduction ratio.

Table 3-13 Host connections for A9000

Number of Total FC ports Total ports that are connected Connected ports
controllers available to SAN Volume Controller

3 12 6 All controllers, ports 1 and 3

Table 3-14 Host connections for A9000R

Grid Number of Total FC ports Total ports that are connected to Connected ports
element controllers available SAN Volume Controller

2 04 16 08 All controllers, ports 1 and 3

3 06 24 12 All controllers, ports 1 and 3

4 08 32 08 Controllers 1 - 4, port 1
Controllers 5 - 8, port 3

5 10 40 10 Controllers 1 - 5, port 1
Controllers 6 - 10, port 3

6 12 48 12 Controllers 1 - 6, port 1
Controllers 7 - 12, port 3

It is important not to run out of hard capacity on the back-end storage because doing so takes
the storage pool offline. It is important to closely monitor the IBM FlashSystem A9000 or
A9000R. If you start to run out of space, you can use the migration functions of IBM Storage
Virtualize to move data to another storage system.

Examples: Consider the following examples:

 An IBM FlashSystem A9000 with 57 TB of usable capacity, or 300 TB of effective
capacity, at the standard 5.26:1 data efficiency ratio.
We ran the data reduction tool on a good representative sample of the volumes that we
are virtualizing. We know that we have a data reduction ratio of 4.2:1, and for extra
safety, used 4:1 for further calculations. Using 4 x 57 gives you 228 TB. Divide this
result by 12 (six paths x 2), and you get 19 TB per volume.
 A five-grid element IBM FlashSystem A9000R that uses 29 TB flash enclosures has a
total usable capacity of 145 TB.
We used 10 paths and did not run any of the estimation tools on the data. However, we
know that the host was not compressing the data. We assume a CR of 2:1, so 2 x 145
gives 290, and divided by 20 gives 14.5 TB per volume. In this case, if we see that we
are getting a much better data reduction ratio than we planned for, we can always
create volumes and make them available to IBM Storage Virtualize.

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The biggest concern about the number of volumes is to ensure that there is adequate queue
depth. Given that the maximum volume size on the IBM FlashSystem A9000 or A9000R is
1 PB and you are ensuring two volumes per path, you should be able to create a few larger
volumes and still have good queue depth and not have numerous volumes to manage.

Other considerations
IBM Storage Virtualize can detect that the IBM FlashSystem A9000 controller is using
deduplication technology and show that the Deduplication attribute of the MDisk is Active.

Deduplication status is important because it allows IBM Storage Virtualize to enforce the
following restrictions:
 Storage pools with deduplicated MDisks should contain only MDisks from the same
IBM FlashSystem A9000 or IBM FlashSystem A9000R storage controller.
 Deduplicated MDisks cannot be mixed in an Easy Tier enabled storage pool.

3.4.4 Considerations for IBM FlashSystem 5000, 5100, 5200, 7200, 7300, 9100,
9200, and 9500 and IBM SVC SV1, SV2, and SV3
Recommendations that are described in this section apply to a solution with the
IBM FlashSystem family or IBM Storwize family system that is virtualized by IBM Storage
Virtualize.

Connectivity considerations
It is expected that N_Port ID Virtualization (NPIV) is enabled on both systems: the system
that is virtualizing storage, and the system that works as a back-end. Zone “host” or “virtual”
WWPNs of the back-end system to physical WWPNs of the front-end or virtualizing system.

For more information about SAN and zoning best practices, see Chapter 2, “Storage area
network guidelines” on page 121.

System layers
IBM Storage Virtualize systems have a concept of system layers. There are two layers:
storage and replication. Systems that are configured into a storage layer can work as
back-end storage. Systems that are configured into replication layer can virtualize other
IBM Storage Virtualize clusters and use them as back-end controllers.

Systems that are configured with the same layer can be replication partners. Systems in the
different layers cannot.

By default, IBM FlashSystem is configured to storage layer. The system layer on

IBM FlashSystem can be switched. SVC is configured to the replication layer, and it cannot be
changed.

For more information and instructions and limitations, see this IBM Documentation web page.

Adapter cages recommendations for IBM FlashSystem 9500

IBM FlashSystem 9500 supports forty-eight 32 gigabit Fibre Channel (GFC), twenty 10 or
25-gigabit Ethernet (GbE), or twelve 100 GbE per enclosure. For best practices, see
Table 3-15 on page 234.

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Table 3-15 Adapter cages recommendations for IBM FlashSystem 9500

Adapter cages Min or max System Recommendations
per enclosure ports per bandwidth
enclosure
Two adapter 2/8 33% Recommended for fewer than 16 drives and
cages modest IOPS requirements.
One per controller

Four adapter 4/32 66% Recommended for high IOPS workloads and
cages systems with more than 16 drives, or remote
Two per controller copy or HyperSwap with a low host port count.
An extra memory upgrade should also be used.

Six adapter cages 6/48 100% Recommended for higher port count host
Three per attach and high-bandwidth workloads. An extra
controller memory upgrade should also be used.

Adapter recommendations for IBM FlashSystem 7300

For more information about best practices when configuring IBM FlashSystem 7300 adapters,
see Table 3-16.

Table 3-16 Adapter recommendations for IBM FlashSystem 7300

Slot # and Ports per System Recommendations
maximum cards enclosure bandwidth
per Enclosure

1/2 8 50% Recommended for fewer than 12 drives and

modest IOPS requirements.

2/4 16 100% Recommended for high IOPS workloads and

systems with more than 12 drives, or remote
copy or HyperSwap with a low host port count.
Should be used with memory upgrade 1 or 2.

3/6 24 100% Recommended for remote copy or HyperSwap

configurations with a higher port count host
attach. Should be used with memory upgrade 1
or 2.

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Adapter cage recommendations for IBM SAN Volume Controller SV3

For best practices when configuring IBM SAN Volume Controller SV3 adapter cages, see
Table 3-17.

Table 3-17 Adapter cage recommendations for IBM SVC SV3

Adapter cages Min and System Recommendations
per enclosure max ports bandwidth
per I/O
group

Two adapter 2/8 33% Recommended for modest IOPS requirements

cages and a small number of host ports.

Four adapter 4/32 66% Recommended for high IOPS workloads and
cages systems, or remote copy or HyperSwap with a
low host port count. An extra memory upgrade
should be used.

Six adapter cages 6/48 100% Recommended for high host fan-in attach and
high-bandwidth workloads. An extra memory
upgrade should also be used.

Automatic configuration
IBM FlashSystem family systems can be automatically configured for optimal performance as
a back-end storage behind SVC.

An automatic configuration wizard must be used on a system that has no volumes, pools, and
host objects that are configured. An available wizard configures internal storage devices,
creates volumes, and maps to the host object, which represents the SVC.

Array and disk pool considerations

A back-end IBM FlashSystem family system can have a hybrid configuration containing FCMs
and SSD drives, or SSDs and HDDs.

Internal storage that is attached to the back-end system must be joined into RAID arrays. You
might need one or more DRAID 6 arrays, depending on the number and the type of available
drives. For RAID recommendations, see 3.2.2, “Array considerations” on page 206.

Consider creating a separate disk pool for each type (tier) of storage and use the Easy Tier
function on a front-end system. Front-end IBM FlashSystem family systems cannot monitor
the Easy Tier activity of the back-end storage.

If Easy Tier is enabled on front- and back-end systems, they independently rebalance the hot
areas according to their own heat map. This process causes a rebalance over a rebalance.
Such a situation can eliminate the performance benefits of extent reallocation. For this
reason, Easy Tier must be enabled only on one level (preferably the front end).

For more information about recommendations about Easy Tier with external storage, see 4.2,
“Knowing your data and workload” on page 250.

For most use cases, standard pools are preferred to data-reduction pools on the back-end
storage. If planned, the front end performs reduction. Data reduction on both levels is not
recommended because it adds processing overhead and does not result in capacity savings.

If Easy Tier is disabled on the back-end as advised here, the back-end IBM FlashSystem pool
extent size is not a performance concern.

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SCSI UNMAP considerations

When virtualized, IBM Storage Virtualize Storage treats the “virtualizer” system as a host.
Back-end UNMAP is enabled by default on all IBM Storage Virtualize systems, and it is a best
practice to keep UNMAP turned on for most use cases. Host UNMAP is off by default.

Consider enabling host UNMAP support to achieve better capacity management if the system
that is going to be virtualized meets the following qualifications:
 Contains FCMs.
 Contains flash only (no HDDs).

Consider leaving host UNMAP disabled to protect a virtualized system from being
over-loaded if you are going to virtualize a hybrid system and the storage that will be
virtualized uses HDDs.

To turn on or ff host UNMAP support, use the chsystem CLI command. For more information,
see this IBM Documentation web page.

Volume considerations
Volumes in IBM FlashSystem can be created as striped or sequential. The general rule is to
create striped volumes. Volumes on a back-end system must be fully allocated.

To determine the number of volumes to create on a back-end IBM FlashSystem to provide to

IBM Storage Virtualize as MDisks, see the general rules that are provided in 3.3.2,
“Guidelines for creating an optimal back-end configuration” on page 216. When virtualizing a
back-end with HDDs, perform queue depth calculations.

For all-flash solutions, create 32 volumes from the available pool capacity, which can be
reduced to 16 or even 8 for small arrays (for example, if you have 16 or fewer flash drives in a
back-end pool). For FCM arrays, the number of volumes is also governed by load distribution.
32 volumes out of a pool with an FCM array is recommended.

When choosing volume size, consider which system (front-end or back-end) performs the
compression. If data is compressed and deduplicated on the front-end IBM Storage Virtualize
system, FCMs cannot compress it further, which results in a 1:1 CR.

Therefore, the back-end volume size is calculated from the pool physical capacity that is
divided by the number of volumes (16 or more).

Example: Assume that you have an IBM FlashSystem 9200 with twenty-four 19.2 TB
modules. This configuration provides a raw disk capacity of 460 TB, with 10+P+Q DRAID 6
and one distributed spare, and the physical array capacity is 365 TB or 332 TiB.

Because it is not recommended to provision more than 85% of physical flash, we have
282 TiB. Because we do not expect any compression on FCM (the back-end is getting data
that is compressed by upper levels), we provision storage to an upper level and assume
1:1 compression, which means we create 32 volumes of 282 TiB / 32 = 8.8 TiB each.

If IBM Storage Virtualize is not compressing data, space savings are achieved with FCM
hardware compression. Use compression-estimation tools to determine the expected CR and
use a smaller ratio for further calculations (for example, if you expect 4.5:1 compression, use
4.3:1). Determine the volume size by using the calculated effective pool capacity.

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Example: Assume that you have an IBM FlashSystem 7300 with twelve 9.6 TB modules.
This configuration provides raw disk capacity of 115 TB, with 9+P+Q DRAID 6 and one
distributed spare. The physical capacity is 85 TB or 78 TiB.

Because it is not recommended to provision more than 85% of a physical flash, we have
66 TiB. The Compresstimator shows that we can achieve a 3.2:1 CR; decreasing in and
assuming 3:1, we have 66 TiB x 3 = 198 TiB of effective capacity.

Create 16 volumes of 198 TiB / 16 = 12.4 TiB each. If the CR is higher than expected, we
can create and provision more volumes to the front end.

3.4.5 IBM FlashSystem 900 considerations

The main advantage of integrating IBM FlashSystem 900 with IBM Storage Virtualize is to
combine the extreme performance of IBM FlashSystem 900 with the IBM Storage Virtualize
enterprise-class solution, such as tiering, volume mirroring, deduplication, and copy services.

When you configure IBM FlashSystem 900 as a back-end for IBM Storage Virtualize systems,
you must remember the considerations that are described in this section.

Defining storage
IBM FlashSystem 900 supports up to 12 IBM MicroLatency modules. IBM MicroLatency
modules are installed in IBM FlashSystem 900 based on the following configuration
guidelines:
 A minimum of four MicroLatency modules must be installed in the system. RAID 5 is the
only supported configuration for IBM FlashSystem 900.
 The system supports configurations of 4, 6, 8, 10, and 12 MicroLatency modules in
RAID 5.
 All MicroLatency modules that are installed in the enclosure must be identical in capacity
and type.
 For optimal airflow and cooling, if fewer than 12 MicroLatency modules are installed in the
enclosure, populate the module bays beginning in the center of the slots and adding the
modules on either side until all 12 slots are populated.

The array configuration is performed during system setup. The system automatically creates
MDisks or arrays and defines the RAID settings based on the number of flash modules in the
system. The default supported RAID level is RAID 5.

Volume considerations
To fully use all IBM Storage Virtualize system resources, create 32 volumes (or 16 volumes if
IBM FlashSystem 900 is not fully populated). This way, all CPU cores, nodes, and FC ports of
the virtualizer are fully used.

However, one important factor must be considered when volumes are created from a pure
IBM FlashSystem 900 MDisks storage pool. IBM FlashSystem 900 can process I/Os much
faster than traditional storage. Sometimes, it is even faster than cache operations because
with cache, all I/Os to the volume must be mirrored to another node in I/O group.

This operation can take as much as 1 millisecond while I/Os that are issued directly (which
means without cache) to IBM FlashSystem 900 can take 100 - 200 microseconds. So, in
some rare use cases, it might be recommended to disable the IBM Storage Virtualize cache
to optimize for maximum IOPS.

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You must keep the cache enabled in the following situations:

 If volumes from the IBM FlashSystem 900 pool are compressed.
 If volumes from the IBM FlashSystem 900 pool are in a Metro Mirror (MM) and Global
Mirror (GM) relationship.
 If volumes from the IBM FlashSystem 900 pool are in a FlashCopy relationship (either
source or target).
 If the same pool that has MDisks from IBM FlashSystem 900 also contains MDisks from
other back-end controllers.

For more information, see Implementing IBM FlashSystem 900, SG24-8271.

3.4.6 Path considerations for third-party storage with EMC VMAX, EMC
PowerMAX, and Hitachi Data Systems
Many third-party storage options are available and supported. This section describes the
multipathing considerations for EMC VMAX, EMC PowerMax, and Hitachi Data Systems
(HDS).

Most storage controllers, when presented to IBM Storage Virtualize, are recognized as a
single worldwide node name (WWNN) per controller. However, for some EMC VMAX,
EMC PowerMAX, and HDS storage controller types, the system recognizes each port as a
different WWNN. For this reason, each storage port, when zoned to IBM Storage Virtualize,
appears as a different external storage controller.

IBM Storage Virtualize supports a maximum of 16 WWNNs per storage system, so it is

preferred to connect up to 16 storage ports.

To determine the number of logical volumes or LUNs to be configured on third-party storage,

see 3.3.2, “Guidelines for creating an optimal back-end configuration” on page 216.

3.5 Quorum disks

Note: This section does not cover IP-attached quorum disks. For more information about
IP-attached quorum disks, see Chapter 7, “Ensuring business continuity” on page 501.

A system uses a quorum disk for two purposes:

 To break a tie when a SAN fault occurs and exactly half the nodes that were previously a
member of the system are present.
 To hold a copy of important system configuration data.

After internal drives are prepared to be added to an array or external MDisks become
managed, a small portion of the capacity is reserved for quorum data. The size is less than
0.5 GiB for a drive and not less than one pool extent for an MDisk.

Three devices from all available internal drives and managed MDisks are selected for the
quorum disk role. They store system metadata, which is used for cluster recovery after a
disaster. Despite only three devices that are designated as quorum disks, capacity for quorum
data is reserved on each of them because the designation might change (for example, if a
quorum disk has a physical failure).

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Only one of those disks is selected as the active quorum disk. It is used as a tie-breaker. If as
a result of a failure the cluster is split in half and both parts lose sight of each other (for
example, the inter-site link failed in a HyperSwap cluster with two I/O groups), they appeal to
the tie-breaker active quorum device. The half of the cluster nodes that can reach and reserve
the quorum disk after the split occurs lock the disk and continue to operate. The other half
stops its operation. This design prevents both sides from becoming inconsistent with each
other.

The storage device must match following criteria to be considered a quorum candidate:
 The internal drive or module must follow these rules:
– It must be a member of an array or be a candidate.
– Not be in the “Unused” state.
– The MDisk must be in the “Managed” state. MDisks that are in the “Unmanaged” or
“Image” states cannot be quorum disks.
 External MDisks can be provisioned over only FC.
 An MDisk must be presented by a disk subsystem (LUNs) that are supported as quorum
disks.

The system uses the following rules when selecting quorum devices:
 Fully connected candidates are preferred over partially connected candidates.
In a multiple enclosure environment, MDisks are preferred over drives.
 Drives are preferred over MDisks.
If there is only one control enclosure and no external storage in the cluster, drives are
considered first.
 Drives from a different control enclosure are preferred over a second drive from the same
enclosure.
If the IBM Storage Virtualize system contains more than one I/O group, at least one of the
candidates from each group is selected.
 NVMe drives are preferred over SAS drives.
NVMe drives in a control enclosure are chosen rather than an SAS expansion drive.

To become an active quorum device (tie-breaker device), the storage must be visible to all
nodes in a cluster.

In practice, these rules have the following meanings:

 For an IBM Storage Virtualize system with a single control enclosure, quorums that
include active quorum disks are assigned automatically outside the internal drives. No
action is required.
 For an IBM Storage Virtualize system with two or more I/O groups and external storage
virtualized, the active quorum is assigned to an external MDisk. None of the internal drives
can become the active quorum because they are connected to a single control enclosure
and visible only by one pair of nodes.
 For an IBM Storage Virtualize system with two or more I/O groups and without external
storage, no active quorum disk is selected automatically. However, a standard topology
cluster in most use cases operates without any issues. For a HyperSwap topology, an IP
quorum or FC-attached quorum must be deployed on the third site.

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To list the IBM Storage Virtualize Storage quorum devices, run the lsquorum command, as
shown in Example 3-10.

Example 3-10 The lsquorum command on IBM FlashSystem 9100

IBM_IBM FlashSystem:IBM FlashSystem 9100-ITSO:superuser>lsquorum
quorum_index status id name controller_id controller_name active object_type
0 online 4 no drive
1 online 1 yes drive
2 online 2 no drive

To move the quorum assignment, use the chquorum command. The command is not
supported on NVMe drives, so you can move it only from the NVMe drive, but not to the
NVMe drive.

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Chapter 4. Storage pools

This chapter describes considerations for planning storage pools for an IBM Storage
Virtualize system implementation. It explains various pool configuration options, including
Easy Tier and data reduction pools (DRPs). It provides best practices on implementation and
an overview of some typical operations with managed disks (MDisks).

This chapter includes the following topics:

 “Introducing pools” on page 242
 “Knowing your data and workload” on page 250
 “Storage pool planning considerations” on page 256
 “Data reduction pools best practices” on page 268
 “Operations with storage pools” on page 277
 “Considerations when using encryption” on page 284
 “Easy Tier and tiered and balanced storage pools” on page 294

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4.1 Introducing pools

A storage pool or pool, sometimes referred to as an MDisk Group, is a grouping of storage
capacity that is used to provision volumes and logical units (LUs) that can then be made
visible to hosts.

IBM Storage Virtualize system supports the following types of pools:

 Standard pools
 Data reduction pools (DRP)

Standard pools have been available since the initial release of IBM Storage Virtualize in 2003
and can include fully allocated or thin-provisioned volumes.

Note: With the current hardware and software generation, support for a volume-level
compression with standard pools is withdrawn. Standard pools cannot be configured to
use IBM Real-time Compression (RtC). Only IBM FlashCore Module (FCM) level
compression is available.

With DRP, volume-level compression and deduplication is available too.

Data reduction pools were introduced with Storage Virtualize release 8.1.0. DRPs increase
infrastructure capacity usage by employing new efficiency functions and reducing storage
costs. The pools enable you to automatically de-allocate (unmap) and reclaim the capacity of
thin-provisioned and compressed volumes that contain deleted data. In addition, the pools
enable this reclaimed capacity to be reused by other volumes. Data reduction pools allow
volume-level compression and cross-volume deduplication.

Either pool type can be made up of different tiers. A tier defines a performance characteristic
of that subset of capacity in the pool. Every pool supports three tier types (fastest, average,
and slowest). The tiers and their usage are managed automatically by the Easy Tier function
inside the pool.

Either pool type can have child pools. With standard pools, child pools allow to dedicate
reserve) a part of pool capacity to a subset of volumes. With DRP, child pools are quotaless.
With the both pool types, child pools can have an independent from a parent pool throttle
setting (performance limit) and an independent provisioning policy.

4.1.1 Standard pools

Standard pools (also referred to as traditional storage pools) virtualize assigned to it back-end
storage as a set of fixed-size allocation units, which are called extents. Subsets of extents are
be joined into volumes that can be assigned (mapped) to hosts as LUNs. For detailed
information about guidelines for implementing standard pools, see 4.2, “Knowing your data
and workload” on page 250.

You can create child pools within a standard pool. A pool, which contains child pools is
referred to as a parent pool. A parent pool has all the capabilities and functions of a regular
pool, but a part of its capacity is reserved for a child. A child pool is a logical subdivision of a
storage pool or MDisk group. Like a parent pool, a child pool supports volume creation and
migration.

When you create a child pool in a standard parent pool, you must specify a capacity limit for
the child pool. This limit allows for a quota of capacity to be allocated to the child pool. This

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capacity is reserved for the child pool and subtracts from the available capacity in the parent
pool.

A child pool inherits its tier setting from the parent pool. Changes to a parent’s tier setting are
inherited by child pools. The child pool also inherits Easy Tier status, pool status, capacity
information, and back-end storage information. The I/O activity of a parent pool is the sum of
the I/O activity of itself and the child pools.

Parent pools
Parent pools receive their capacity from MDisks. To track the space that is available on an
MDisk, the system divides each MDisk into chunks of equal size. These chunks are called
extents and they are indexed internally. The choice of extent size affects the total amount of
storage that is managed by the system. The extent size remains constant throughout the
lifetime of the parent pool.

All MDisks in a pool are split into extents of the same size. Volumes are created from the
extents that are available in the pool. You can add MDisks to a pool at any time to increase
the number of extents that are available for new volume copies or to expand volume copies.
The system automatically balances volume extents between the MDisks to provide the best
performance to the volumes by using EasyTier function.

Choose your extent size wisely according to your future needs. A small extent size limits your
overall usable capacity, but a larger extent size can waste storage. For example, if you select
an extent size of 8 GiB but then create only a 6 GiB volume, one entire extent is allocated to
this volume (8 GiB) and 2 GiB is unused.

When you create or manage a standard pool, consider the following general guidelines:
 An MDisk can be associated with only one pool.
 You can add only MDisks that are in unmanaged mode to a parent pool. When MDisks are
added to a parent pool, their mode changes from unmanaged to managed.
 Ensure that all MDisks that are allocated to the same tier of a parent pool have the same
redundant array of independent disks (RAID) level. This configuration ensures that the
same resiliency is maintained across that tier. Similarly, for performance reasons, do not
mix RAID types within a tier. The performance of all volumes is reduced to the lowest
achiever in the tier, and a mismatch of tier members can result in I/O convoying effects
where everything is waiting on the slowest member.
 You can delete MDisks from a parent pool under the following conditions:
– The volumes are not using any of the extents that are on the MDisk.
– Enough free extents are available elsewhere in the pool to move extents that are in use
from this MDisk.

 If the parent pool is deleted, you cannot recover the mapping that existed between extents
that are in the pool or the extents that the volumes use. If the parent pool includes
associated child pools, you must delete the child pools first and return its extents to the
parent pool. After the child pools are deleted, you can delete the parent pool. The MDisks
that were in the parent pool are returned to unmanaged mode and can be added to other
parent pools. Because the deletion of a parent pool can cause a loss of data, you must
force the deletion if volumes are associated with it.

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Note: Deleting a child or parent pool is unrecoverable.

If you force-delete a pool, all volumes in that pool are deleted, even if they are mapped
to a host and are still in use. Use extreme caution when force-deleting pool objects
because volume-to-extent mapping cannot be recovered after the delete is processed.

Force-deleting a storage pool is possible only with command-line interface (CLI) tools.
For more information, see the man page for the rmmdiskgrp command.

 You should specify a warning capacity for a pool. A warning event is generated when the
amount of space that is used in the pool exceeds the warning capacity. The warning
threshold is especially useful with thin-provisioned volumes that are configured to
automatically use space from the pool.
 Volumes are associated with just one pool, except during any migration between parent
pools. However, volume copies of the same volume can be in different pools.
 Volumes that are allocated from a parent pool are by default striped across all the storage
assigned into that parent pool. Wide striping can provide performance benefits.
 You cannot use the volume migration functions to migrate volumes between parent pools
that feature different extent sizes. However, you can use volume mirroring to move data to
a parent pool that has a different extent size.
 When you delete a pool with mirrored volumes, consider the following points:
– If the volume is mirrored and the synchronized copies of the volume are all in the same
pool, the mirrored volume is destroyed when the storage pool is deleted.
– If the volume is mirrored and a synchronized copy exists in a different pool, the volume
copy remains after the pool is deleted.

You might not be able to delete a pool or child pool if Volume Delete Protection is enabled. In
version 8.3.1 and later, Volume Delete Protection is enabled by default. However, the
granularity of protection is improved: You can now specify Volume Delete Protection to be
enabled or disabled on a per-pool basis rather than on a system basis as was previously the
case.

Child pools
Instead of being created directly from MDisks, child pools are created from existing capacity
that is allocated to a parent pool. As with parent pools, volumes can be created that
specifically use the capacity that is allocated to the child pool. Child pools are like parent
pools with similar properties and can be used for volume copy operation.

Child pools are created with fully allocated physical capacity, that is, the physical capacity that
is applied to the child pool is reserved from the parent pool, as though you created a fully
allocated volume of the same size in the parent pool.

The allocated capacity of the child pool must be smaller than the free capacity that is available
to the parent pool. The allocated capacity of the child pool is no longer reported as the free
space of its parent pool. Instead, the parent pool reports the entire child pool as used
capacity. You must monitor the used capacity (instead of the free capacity) of the child pool
instead.

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When you create or work with a child pool, consider the following information:
 As with parent pools, you can specify a warning threshold that alerts you when the
capacity of the child pool is reaching its upper limit. Use this threshold to ensure that
access is not lost when the capacity of the child pool is close to its allocated capacity.
 Ensure that any child pools that are associated with a parent pool have enough capacity
for the volumes that are in the child pool before removing MDisks from a parent pool. The
system automatically migrates all extents that are used by volumes to other MDisks in the
parent pool to ensure that data is not lost.
 You cannot shrink the capacity of a child pool to less than its real capacity. The system
also resets the warning level when the child pool is shrunk, and issues a warning if the
level is reached when the capacity is shrunk.
 On systems with encryption enabled, child pools can be created to migrate existing
volumes in a non-encrypted pool to encrypted child pools. When you create a child pool
after encryption is enabled, an encryption key is created for the child pool even when the
parent pool is not encrypted. Then, you can use volume mirroring to migrate the volumes
from the non-encrypted parent pool to the encrypted child pool.
 The system supports migrating a copy of volumes between child pools within the same
parent pool or migrating a copy of a volume between a child pool and its parent pool.
Migrations between a source and target child pool with different parent pools are not
supported. However, you can migrate a copy of the volume from the source child pool to its
parent pool. Then, the volume copy can be migrated from the parent pool to the parent
pool of the target child pool. Finally, the volume copy can be migrated from the target
parent pool to the target child pool.
 Migrating a volume between a parent pool and a child pool (with the same encryption key
or no encryption) results in a nocopy migration. The data does not move. Instead, the
extents are reallocated to the child or parent pool and the accounting of the used space is
corrected.
 Child pools are created automatically by an IBM Spectrum Connect vSphere API for
Storage Awareness (VASA) client to implement VMware vSphere Virtual Volumes
(VVOLs).
 A throttle can be assigned to a child pool to limit its IO rate or data rate. Child pool throttle
can used to restrict a set of volumes in it from using more performance resources than it is
desired.
 Child pool provisioning policy can be different from a policy that is assigned to its parent.
 Child pool can be assigned to an ownership group.

Thin-provisioned volumes in a standard pool

A thin-provisioned volume presents a different capacity to mapped hosts than the capacity
that the volume uses in the storage pool. Storage Virtualize system supports thin-provisioned
volumes in standard pools.

In standard pools, thin-provisioned volumes are created as a specific volume type, that is,
based on capacity-savings criteria. These properties are managed at the volume level. The
virtual capacity of a thin-provisioned volume is typically larger than its real capacity. Each
system uses the real capacity to store data that is written to the volume, and metadata that
describes the thin-provisioned configuration of the volume. As more information is written to
the volume, more of the real capacity is used.

The system identifies read operations to unwritten parts of the virtual capacity and returns
zeros to the server without the usage of any real capacity. For more information about storage

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system, pool, and volume capacity metrics, see Chapter 9, “Implementing a storage
monitoring system” on page 551.

Thin-provisioned volumes can also help simplify server administration. Instead of assigning a
volume with some capacity to an application and increasing that capacity as the needs of the
application change, you can configure a volume with a large virtual capacity for the
application. Then, you can increase or shrink the real capacity as the application needs
change, without disrupting the application or server.

It is important to monitor physical capacity if you want to provide more space to your hosts
than is physically available in the pool and pool’s back-end storage. For more information
about monitoring the physical capacity of your storage and an explanation of the difference
between thin provisioning and over-allocation, see 9.4, “Creating alerts for IBM Storage
Control and IBM Storage Insights” on page 606.

Standard pools with IBM FlashCore Modules

There is no pool layer compression available with the standard pools. Volumes can be either
fully allocated or thin provisioned. Data compression will happen only on FCM layer,
independently of a type of a pool or selected volume capacity savings method.

If you use the compression functions that are provided by the FCM modules in your system as
a mechanism to add data reduction to a standard pool while maintaining the maximum
performance, take care to understand the capacity reporting, in particular if you want to thin
provision on top of the FCMs.

The FCM RAID array reports its written capacity limit, which can be as large as 4:1 to its
physical capacity. This capacity is the maximum that can be stored on the FCM array.
However, it might not reflect the compression savings that you achieve with your data.

You must first understand your expected compression ratio (CR). In an initial deployment,
allocate approximately 50% fewer savings.

For example, you have 100 TiB of physical usable capacity in an FCM RAID array before
compression. Your comprestimator results show savings of approximately 2:1, which
suggests that you can write 200 TiB of volume data to this RAID array.

Start at 150 TiB of volumes that are mapped to hosts. Monitor the real compression rates and
usage and over time add in the other 50 TiB of volume capacity. Be sure to leave spare space
for unexpected growth, and consider the guidelines that are outlined in 3.2, “Arrays” on
page 204.

If you often over-provision your hosts at much higher rates, you can use a standard pool and
create thin-provisioned volumes in that pool. However, be careful that you do not run out of
physical capacity. You now must monitor the back-end array used capacity. In essence, you
are double accounting with the thin provisioning, that is, expecting 2:1 on the FCM
compression, and then whatever level you over-provision at the volumes.

If you know that your hosts rarely grow to use the provisioned capacity, this process can be
safely done. However, the risk comes from run-away applications (writing large amounts of
capacity) or an administrator suddenly enabling application encryption and writing to fill the
entire capacity of the thin-provisioned volume.

4.1.2 Data reduction pools

IBM Storage Virtualize uses data reduction pools that incorporate deduplication and
hardware-accelerated compression technology, plus volume capacity reclamation support.

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DRPs also use all the thin-provisioning and data-efficiency features that you expect from IBM
Storage Virtualize storage to potentially reduce your capital expenditure (CapEx) and
operational expenditure (OpEx). All these benefits extend to over 500 heterogeneous storage
arrays from multiple vendors.

DRPs were designed with space reclamation being a fundamental consideration. DRPs
provide the following benefits:
 Log Structured Array (LSA) allocation (redirect on all overwrites)
 Garbage collection to free whole extents
 Fine-grained (8 KB) chunk allocation/de-allocation within an extent
 Unmap commands end-to-end support with automatic space reclamation
 Support for compression
 Support for deduplication
 Support for traditional fully allocated volumes

Data reduction increase storage efficiency and reduce storage costs, especially for flash
storage. Data reduction reduces the amount of data that is stored on external storage
systems and internal drives by compressing and deduplicating capacity and reclaiming
capacity that is no longer in use.

Quotaless data reduction child pool

The concepts and high-level description of parent-child pools are the same as for standard
pools, described in “Child pools” on page 244, with a few exceptions:
 You cannot define capacity or a quota for a DRP child pool.
 A DRP child pool shares the same encryption key as its parent.
 Capacity warning levels cannot be set on a DRP child pool. Instead, you must rely on the
warning levels of the DRP parent pool.
 A DRP child pool consumes space from the DRP parent pool as volumes are written to it.
 VVOL for DRP is not supported at the time of writing.

DRP shares capacity between volumes (when deduplication is used), it is impossible to

attribute capacity ownership of a specific grain to a specific volume because it might be used
by two more volumes, which the is value proposition of deduplication. This process results in
the differences between standard and DRP child pools.

Object-based access control (OBAC) or multi-tenancy can be applied to DRP child pools or
volumes because OBAC requires a child pool to function.

DRP internal details

DRP consists of several logical containers (volumes), that store data and metadata. It is
important to understand how these metadata volumes are used and mapped to user (host)
volumes.

The internal layout of a DRP is different from a standard pool. A standard pool creates volume
objects within the pool. Some fine-grained internal metadata is stored within a
thin-provisioned or real-time-compressed volume in a standard pool. Overall, the pool
contains volume objects.

A DRP reports volumes to the user in the same way as a standard pool. All volumes in a
single DRP use the same Customer Data Volume to store their data. Therefore, deduplication
is possible across volumes in a single DRP. There is a Directory Volume for each user volume
that is created within the pool. The directory points to grains of data that is stored in the
Customer Data Volume.

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Other internal volumes are created, one per DRP. There is one Journal Volume per I/O group
that can be used for recovery purposes and to replay metadata updates if needed. There is
one Reverse Lookup Volume per I/O group that is used by garbage collection.

Figure 4-1 shows the difference between DRP volumes and volumes in standard pools.

Figure 4-1 Standard and data reduction pool volumes

The Customer Data Volume normally uses greater than 97% of pool capacity. The I/O pattern
is a large sequential write pattern (256 KB) that is coalesced into full stride writes, and you
typically see a short, random read pattern.

Directory Volumes occupy approximately 1% of pool capacity. They typically have a short
4 KB random read/write I/O. The Journal Volume occupies approximately 1% of pool capacity,
and shows large sequential write I/O (256 KB typically).

Journal Volumes are only read for recovery scenarios (for example, T3 recovery). Reverse
Lookup Volumes are used by the garbage-collection process and occupy less than 1% of pool
capacity. Reverse Lookup Volumes have a short, semi-random read/write pattern.

The primary task of garbage collection (see Figure 4-2 on page 249) is to reclaim space, that
is, to track all the regions that were invalidated and make this capacity usable for new writes.
As a result of compression and deduplication, when you overwrite a host-write, the new data
does not always use the same amount of space that the previous data used. This issue leads
to the writes always occupying new space on back-end storage while the old data is still in its
original location.

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Figure 4-2 Garbage-collection principle

Stored data is divided into regions. As data is overwritten, a record is kept of which areas of
those regions were invalidated. Regions that have many invalidated parts are potential
candidates for garbage collection. When most of a region has invalidated data, it is
inexpensive to move the remaining data to another location, which frees the whole region.

DRPs include built-in services to enable garbage collection of unused blocks. Therefore,
many smaller unmaps end up enabling a much larger chunk (extent) to be freed back to the
pool. Trying to fill small holes is inefficient because too many I/Os are needed to keep reading
and rewriting the directory. Therefore, garbage collection waits until an extent has many small
holes and moves the remaining data into the extent, compacts the data, and rewrites the
data. When there is an empty extent, it can be freed back to the virtualization layer (and
back-end with unmap) or start writing into the extent with new data (or rewrites).

The reverse lookup metadata volume tracks the extent usage, or more importantly the holes
that are created by overwrites or unmaps. Garbage collection looks for extents with the most
unused space. After a whole extent has all valid data moved elsewhere, it can be freed back
to the set of unused extents in that pool or reused for new written data.

Garbage collection needs free regions to move data during its operation, so it is suggested
that you size pools to keep a specific amount of free capacity available. This best practice
ensures that there is some free space for garbage collection. For more information, see 4.4.6,
“Understanding capacity use in a data reduction pool” on page 274.

Fully allocated volumes in a DRP

It is possible to create fully allocated volumes in a DRP.

A fully allocated volume uses the entire capacity of the volume. When the volume is created,
the space is reserved (used) from the DRP and not available for other volumes in the DRP.

Data is not deduplicated or compressed in a fully allocated volume. Similarly, because the
volume does not use the internal fine-grained allocation functions, technically it operates in
the same way as a fully allocated volume in a standard pool.

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Compressed and deduplicated volumes in a DRP

It is possible to create compressed-only volumes in a DRP. A compressed volume is
thin-provisioned by its nature. A compressed volume uses only its compressed data size in
the pool. The volume grows only as you write data to it.

Deduplication in DRP runs on a pool basis, so deduplication is performed across all the
volumes in a single data reduction pool. The DRP first looks for deduplication matches, and
then it compresses the data before writing to the storage.

It is possible to create a deduplicated-only volume in a DRP, however it is not the best

practice. A deduplicated volume is thin-provisioned in nature. The extra processing that is
required to compress the deduplicated on block is minimal because of the hardware
compression acceleration, so it is recommended that you create a compressed and
deduplicated volume rather than only a deduplicated volume.

Pool level compression is independent from a backend-level (FCM) compression.

Compression can occur on both levels. In this case FCMs will get a data that is already
compressed. Only small compression savings, achieved by metadata compressions, will
occur on the FCM level.

Thin-provisioned only volumes in a DRP

Thin-provisioned volumes use the fine-grained allocation functions of a DRP. They provide
capacity savings by allocating space only for data that was written by a host, and will
de-allocate (unmap) capacity when host deletes it data.

It is not recommended to use thin-only volumes in DRP on an FCM backend. All hardware
platforms that support FCMs, have compression acceleration hardware, therefore
performance penalty for compression will be minimal. At the same time, using pool level
compression on top of FCMs simplifies capacity monitoring. So, it is not recommended to use
thin-only volumes in such configurations, as there is no practical benefit in that.

Note: When the back-end storage is thin-provisioned or data-reduced, the GUI will not
offer the option to create only thin-provisioned volumes in a DRP. GUI aims to comply with
the best practice, and thin-only volume on FCM backend can cause capacity monitoring
difficulties. You can still use CLI to create volumes with this capacity savings type if
required.

4.2 Knowing your data and workload

Pool type and pool settings selection depend on characteristics of the data that will be written
on it. It is also important to know in advance how the data on a pool is accessed and what
performance is expected.

4.2.1 Determining whether your data is compressible

Compression is performed on FCM level if your platform has them, also compression can be
configured to run on DRP level on all platforms except FlashSystem 5015. The compression
algorithm is used to reduce the on-disk footprint of data that is written to back-end by thin
provisioning.

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In Storage Virtualize, both FCM compression and DRP compression are inline, which means
that it happens when the data is being written, rather than an attempt to compress data as a
background task.

In DRP, compression can be enabled on a per-volume basis, and thin provisioning is a

prerequisite. The input I/O is split into fixed 8 KiB blocks for internal handling, and
compression is performed on each block. Then, these compressed blocks are consolidated
into 256 K chunks of compressed data for consistent write performance by allowing the cache
to build full stride writes, which enable the most efficient RAID throughput.

Data compression techniques depend on the type of data that must be compressed and on
the needed performance. Effective compression savings generally rely on the accuracy of
your planning and understanding whether the specific data is compressible or not.

The compression is lossless, that is, data is compressed without losing any of the data. The
original data can be recovered after the compress or expand cycle. Good compression
savings might be achieved in the data types such as:
 Virtualized Infrastructure
 Database and data warehouse
 Home directory, shares, and shared project data
 CAD/CAM
 Oil and gas data
 Log data
 Software development
 Text and some picture files

However, if the data is compressed in some cases, the savings are less, or even negative.
Pictures (for example, GIF, JPG, and PNG), audio (MP3 and WMA) and video or audio (AVI
and MPG), and even compressed databases data might not be good candidates for
compression.

Table 4-1 lists the compression ratio that is expected for the common data types.

Table 4-1 Compression ratios of common data types

Data types/applications Compression ratio

Databases Up to 80%

Server or desktop virtualization Up to 75%

Engineering data Up to 70%

Email Up to 80%

If the data is encrypted by host or application before it is written to the Storage Virtualize
system, it cannot be compressed. Compressing already encrypted data does not result in
much savings because it contains pseudo-random data. The compression algorithm relies on
patterns to gain efficient size reduction. Because encryption destroys such patterns, the
compression algorithm would be unable to provide much data reduction.

Note: Saving assumptions that are based on the type of data are imprecise. Therefore,
you should determine compression savings with the proper tools. See 4.2.3, “Data
reduction estimation tools” on page 252 for tools information.

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4.2.2 Determining whether your data is a deduplication candidate

Deduplication can be performed only on DRP level. It runs cross-volume, and process all
volumes that are configured to be deduplicated in a single data reduction pool.

Deduplication is done by using hash tables to identify previously written copies of data. If
duplicates are found, instead of writing the data to disk, the algorithm references the
previously found data.
 Deduplication uses 8 KiB deduplication grains and an SHA-1 hashing algorithm.
 DRPs build 256 KiB chunks of data consisting of multiple de-duplicated and compressed
8 KiB grains.
 DRPs write contiguous 256 KiB chunks for efficient write streaming with the capability for
cache and RAID to operate on full stride writes.
 DRPs provide deduplication and then compress capability.
 The scope of deduplication is within a DRP within an I/O Group.

Some environments have data with high deduplication savings, and are therefore candidates
for deduplication.

Good deduplication savings can be achieved in several environments, such as virtual desktop
and some virtual machine (VM) environments. Therefore, these environments might be good
candidates for deduplication.

IBM provides the Data Reduction Estimator Tool (DRET) to help determine the deduplication
capacity-saving benefits.

4.2.3 Data reduction estimation tools

IBM provides two tools to estimate the savings when you use data reduction technologies:
 Comprestimator
This tool is built into Storage Virtualize code. It reports the expected compression savings
on a per-volume basis in the GUI and CLI. It also exists as a separate executable.
 DRET
The DRET tool must be installed on a host and used to scan the volumes that are mapped
to a host. It is primarily used to assess the deduplication savings. The DRET tool is the
most accurate way to determine the estimated savings. However, it must scan all your
volumes to provide an accurate summary.

Comprestimator
Comprestimator is available in the following ways:
 As a stand-alone, host-based CLI utility. It can be used to estimate the expected
compression for block volumes where you do not have an IBM Storage Virtualize product
providing those volumes.
 Integrated into IBM Storage Virtualize code.

Host-based Comprestimator
The Comprestimator is a CLI and host-based utility that can be used to estimate an expected
compression rate for block devices. The tool can be downloaded from this IBM Support web
page, also this page has detailed instructions on how to run it.

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Integrated Comprestimator
IBM Storage Virtualize also features an integrated Comprestimator tool that is available
through the management GUI and CLI. If you want to apply capacity efficiency features to
volumes that already exist in the system, you can use this tool to evaluate whether
compression will generate capacity savings.

To access the Comprestimator tool in the management GUI, select Volumes → Volumes.

If you want to analyze all the volumes in the system, select Actions → Capacity Savings →
Estimate Compression Savings.

If you want to evaluate only the capacity savings of selected volumes, select a list of volumes
and select Actions → Capacity Savings → Analyze, as shown in Figure 4-3.

Figure 4-3 Capacity savings analysis

To display the results of the capacity savings analysis, select Actions → Capacity
Savings → Download Savings Report, as shown in Figure 4-3, or enter the command
lsvdiskanalysis in the CLI, as shown in Example 4-1.

Example 4-1 Results of capacity savings analysis

IBM_IBM FlashSystem:superuser>lsvdiskanalysis TESTVOL01
id 64
name TESTVOL01
state estimated
started_time 201127094952
analysis_time 201127094952
capacity 600.00GB
thin_size 47.20GB
thin_savings 552.80GB
thin_savings_ratio 92.13
compressed_size 21.96GB
compression_savings 25.24GB
compression_savings_ratio 53.47

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total_savings 578.04GB
total_savings_ratio 96.33
margin_of_error 4.97

You can customize the Volume view to view estimation results in a convenient way to help
make your decision, as shown in Figure 4-4.

Figure 4-4 Customized view

Comprestimator is always enabled and running in background, so you can view the expected
capacity savings in the main dashboard view, pool views, and volume views. However, on
older codes it needs to be started manually by triggering the “estimate” or “analyze” tasks.

Data Reduction Estimator Tool

IBM provides DRET to support both deduplication and compression. The host-based CLI tool
scans target workloads on various older storage arrays (from IBM or another company),
merges all scan results, and then provides an integrated system-level data reduction estimate
for your system planning.

DRET uses advanced mathematical and statistical algorithms to perform an analysis with a
low memory “footprint”. The utility runs on a host that can access the devices to be analyzed.
It performs only read operations, so it has no effect on the data that is stored on the device.
Depending on the configuration of the environment, in many cases the DRET is used on more
than one host to analyze more data types.

It is important to understand block device behavior when analyzing traditional (fully allocated)
volumes. Traditional volumes that were created without initially zeroing the device might
contain traces of old data on the block device level. Such data is not accessible or viewable on
the file system level. When the DRET is used to analyze such volumes, the expected
reduction results reflect the savings rate to be achieved for all the data on the block device
level, including traces of old data.

Regardless of the block device type being scanned, it is also important to understand a few
principles of common file system space management. When files are deleted from a file

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system, the space they occupied before the deletion becomes free and available to the file
system. The freeing of space occurs even though the data on disk was not removed, but the
file system index and pointers were updated to reflect this change.

When DRET is used to analyze a block device that is used by a file system, all underlying
data in the device is analyzed regardless of whether this data belongs to files that were
already deleted from the file system. For example, you can fill a 100 GB file system and use
100% of the file system, and then delete all the files in the file system, which makes it 0%
used. When scanning the block device that is used for storing the file system in this example,
DRET (or any other utility) can access the data that belongs to the files that are deleted.

To reduce the impact of the block device and file system behavior, it is recommended that you
use DRET to analyze volumes that contain as much active data as possible rather than
volumes that are mostly empty of data. This usage increases the accuracy level and reduces
the risk of analyzing old data that is deleted, but might still have traces on the device.

DRET can be downloaded from IBM Support web page.

Example 4-2 shows the DRET CLI.

Example 4-2 DRET command-line interface

Data-Reduction-Estimator –d <device> [-x Max MBps] [-o result data filename] [-s
Update interval] [--command scan|merge|load|partialscan] [--mergefiles Files
to merge] [--loglevel Log Level] [--batchfile batch file to process] [-h]

Note: According to the results of the DRET, use DRPs to use the available data
deduplication savings unless performance requirements exceed what DRP can deliver.

Do not enable deduplication if the data set is not expected to provide deduplication
savings.

4.2.4 Determining the workload and performance requirements

An important factor of sizing and planning for an IBM Storage Virtualize environment is the
knowledge of the workload characteristics of that specific environment.

Sizing and performance is affected by the following workloads (among others):

 Read/write ratio
Read/write (%) ratio affects performance because higher writes cause more IOPS to the
DRP. To effectively size an environment, the read/write ratio should be considered. During
a write I/O, when data is written to the DRP, it is stored on the data disk, the forward lookup
structure is updated, and the I/O is completed.
DRPs use metadata. Even when volumes are not in the pool, some of the space in the
pool is used to store the metadata. The space that is allocated to metadata is relatively
small. Regardless of the type of volumes that the pool contains, metadata is always stored
separately from customer data.
In DRPs, the maintenance of the metadata results in I/O amplification. I/O amplification
occurs when a single host-generated read or write I/O results in more than one back-end
storage I/O request because of advanced functions. A read request from the host results
in two I/O requests: a directory lookup and a data read. A write request from the host
results in three I/O requests: a directory lookup, a directory update, and a data write.
Therefore, DRPs create more IOPS on the FCMs or drives.

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 Block size
The concept of a block size is simple and the impact on storage performance might be
distinct. Block size effects might have an impact on overall performance. Therefore,
consider that larger blocks affect performance more than smaller blocks. Understanding
and considering block sizes in the design, optimization, and operation of the storage
system-sizing leads to more predictable behavior of the entire environment.

Note: Where possible, limit the maximum transfer size that is sent to IBM FlashSystem
to no more than 256 KiB. This limitation is a best practice and not specific to only DRP.

 IOPS, MBps, and response time

Storage constraints are IOPS, throughput, and latency, and it is crucial to correctly design
the solution or plan for a setup for speed and bandwidth. Suitable sizing requires
knowledge about the expected requirements.
 Capacity
During the planning of an IBM Storage Virtualize environment, both written and physical
capacity must be sized. FlashCore Modules have a maximum written capacity limit,
specifying the maximum amount of uncompressed raw data that can be written onto it,
and physical capacity limit, which shows how much data it can store after compression.
Both those limits need to be taken into consideration. For optimal performance and safety,
the recommendation is to use the DRP to a maximum of 85%.

Before planning a new environment, consider monitoring the storage infrastructure

requirements with monitoring or management software (such as IBM Spectrum Control or
IBM Storage Insights). At busy times, the peak workload (such as IOPS or MBps) and peak
response time provide you with an understanding of the required workload plus expected
growth. Also, consider allowing enough room for the performance that is required during
planned and unplanned events (such as upgrades and possible defects or failures).

It is important to understand the relevance of application response time rather than internal
response time with required IOPS or throughput. Typical online transaction processing
(OLTP) applications require IOPS and low latency.

Do not place capacity over performance while designing or planning a storage solution. Even
if capacity might be sufficient, the environment can suffer from low performance.
Deduplication and compression might satisfy capacity needs, but aim for performance and
robust application performance.

To size an IBM Storage Virtualize environment, your IBM account team or IBM Business
Partner must access IBM Storage Modeller (StorM). The tool can be used to determine
whether the system can provide suitable bandwidth and latency with the requested data
efficiency features enabled.

4.3 Storage pool planning considerations

The implementation of storage pools in a Storage Virtualize system requires a holistic
approach that involves application availability and performance considerations. Usually, a
tradeoff between these two aspects must be accounted for.

The main best practices in the storage pool planning activity are described in this section.
Most of these practices apply to both standard and DRP pools, except where otherwise

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specified. For more specific best practices for DRPs, see 4.4, “Data reduction pools best
practices” on page 268.

4.3.1 Selecting pool type

Each of two available pool types, standard pools and data reduction pools, has its own traits
that are specific only to it. It is important to choose right pool type at the system planning
phase because if it selected wrong, the system might not fulfill your business needs.

Depending on the requirements and configuration, you can also configure multiple pools, and
pools of a different type can coexist on a single system.

Consider information provided below to select a proper pool type for your data.

Capacity savings methods

The main difference is between pool types is an availability of various capacity efficiency
features. Pool-level compression and deduplication are available only with data reduction
pools.

Note: With the previous generation of IBM Storage Virtualize hardware, there was an RTC
compression method supported for standard pools. However, with the current hardware
generation, it is no longer available.

Capacity saving methods available with data reduction pools:

 None (Fully Allocated)
 Thin-provisioned
 Thin-provisioned and compressed
 Thin-provisioned and deduplicated
 Thin-provisioned, compressed, and deduplicated

Capacity saving methods available with standard pools:

 None (Fully Allocated)
 Thin-provisioned

Capacity savings method is assigned per-volume basis in the pool. Volumes with the different
methods can be mixed in a single pool without any limitations.

If the system is equipped with FlashCore Modules, compression on FCM level is always
enabled and works independently of the pool type. This means that even with standard pools,
data will be compressed on FCMs.

Performance of Fully Allocated (FA) volumes in both pool types is the same with both pool
types. Any type of the pool can be used.

The way how thin provisioning is implemented is different: in DRP, thin provisioning is
provided by a use of DRP’s LSA data structures, and carries significant computation and I/O
overhead comparing to standard pools. Consider the following if you plan to use only thin
provisioning without pool-level compression or deduplication:
 On entry-level systems that do not support compression: use thin provisioning in standard
pools.
 On entry-level systems that do not have compression acceleration hardware, which is
configured with all-flash drives and where a flash-tier latency is expected: use thin
provisioning in standard pools.

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 On systems with FCMs it is preferred not use thin-provisioned volumes without

compression. Recommended types are either fully allocated in any type of the pool, or
thin-provisioned and compressed (and optionally deduplicated).
 On platforms with compression acceleration hardware, in most of the use cases
compressed volumes are preferred over to thin-provisioned non-compressed, as most of
the IO and processing overhead in DRP is generated by thin-provisioning processing.
Latency added by compression processing after that overhead is in most configurations
neglectable.

To automate volume creation with the required capacity savings method, system has a
concept of provisioning policies. A provisioning policy can be assigned to a pool of any type or
its child pool, and it enforces configured with it capacity savings method on all volumes that
are newly created on the pool.

Features and limitations unique to pool type

Most of the system’s features are supported by both types of the pools. However, some of
them can be used only with one of the other pool type.

Features that can be used only with standard pools are:

 VMware VVOLs, you have to use standard pools. VVOLs implementation in IBM Storage
Virtualize uses child pool as a container for VMware virtual volumes. That child pool must
belong to standard pool type parent pool.
 Child Pools with capacity quotas. When you create a child pool from a standard pool, you
have to specify capacity that is reserved for the child pool and a parent. Volumes and other
child pools in the parent pool can’t use that capacity, as it is guaranteed for the child pool.
In DRP, child pools don’t have any capacity guarantee. Child pool in DRP occupies only
capacity that is in use by volumes in it.
 Thin-provisioned vdisks excluded from EasyTier processing or striped to a subset of
MDisks in the pool. This might be useful if you want to keep a single volume in the upper
tier of a multi-tier pool.
 Image-mode vdisks.
 Cache-disabled thin-provisioned vdisks.

Features that are unique to DRP are:

 Pool-level compression and deduplication (see “Capacity savings methods” on page 257).
 Volume capacity reclamation with host unmap (see “Capacity deallocation (unmap)” on
page 259).
 Redirect-on-Write flashcopy (snapshots). IBM Storage Virtualize uses Copy-on-Write
snapshots. Redirect-on-Write flashcopy offers better performance, better deduplication
ratio for snapshots and less I/O amplification. It is automatically enabled if all the
requirements for both source and target volumes are true:
– they are in the same DRP
– they are in the same IO group
– they both are configured to use deduplication
– they both are not mirrored (have only a single copy).

If you plan to use DRP, you need to be aware of extra limitations that they imply:
 Minimum extent size is 1024 MB. For standard pools it can be smaller. (Except
Flashsystem 9500)
 There is a limit for total thin-provisioned and compressed capacity for all volumes in a
single data reduction pool. Standard pools only have a limit for a single volume. For

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details, refer to Configuration Limits and Restrictions web page for your hardware
platform.

Capacity deallocation (unmap)

By using SCSI UNMAP or NVMe dataset management deallocate commands, host can inform
storage system that data blocks indicated in a command are no longer needed, and can
deallocated and reclaimed as a free capacity.

There is a significant difference in deallocation commands handling between Standard pools

and DRPs: they both support a process those commands, but only DRP can reclaim volume
capacity.

When a user deletes a file on a host, operating system issues an unmap command for the
blocks that made up the file. A large amount of capacity can be freed if the user deletes (or
Vmotions) a volume on a data store on a host. This process might result in many contiguous
blocks being freed. Each of these contiguous blocks results in an unmap command that is
sent to the LUN provisioned on a storage device.

Data reduction pools support end-to-end unmap functions. Space that is deallocated by the
hosts with an unmap command results in the reduction of the used space in the volume and
the pool.

In a DRP, when a system receives an unmap command, the result is that the capacity that is
allocated within that contiguous chunk is freed. After the capacity is marked as free, it is
accounted as a pool's reclaimable capacity. Similarly, deleting a volume at the DRP level
marks all the volume´s capacity as reclaimable. Garbage collection process, which runs at the
background, works with reclaimable capacity and issues unmap commands to the system’s
backend (array or externally virtualized system) to free up unused space.

If a volume that receives unmap command belongs to a standard pool, the command is
accepted, but the thin-provisioned volume’s used capacity will not decrease, and free capacity
will not be released to a pool free space.

In the back-end, unmap processing is same for both pool types.

If a pool’s back-end storage supports unmap, then an unmap command to a corresponding

LBA of a back-end MDisk is generated. For FCM storage, this process results in the device
freeing the used physical capacity back to its available space.

On a regular, non space-efficient, solid-state drive (SSD)-based MDisks, unmap processing

improves the efficiency of garbage collection on the device, leading to improved performance.

If back-end storage does not support unmap, commands that are sent by a host are also
accepted and processed. Internally, the system issues a write_same command of zeroes to
the corresponding back-end storage LBAs. This behavior is required per the standard
because storage system must ensure that a subsequent read to an unmapped region returns
zeros and not any other data. For particular storage devices, such as nearline serial-attached
SCSI (NL-SAS) drives, the write_same commands can create workload which is higher than
the device can sustain, which results in performance problems.

Backend unmap ensures that physical capacity on the FCM arrays is freed when a host
deletes its data. Also it helps to ensure a good MDisk performance: flash drives can reuse the
space for wear-leveling and to maintain a healthy capacity of “pre-erased” (ready to be used)
blocks.

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In virtualization scenarios, for example in configurations with an IBM SVC virtualizing IBM
FlashSystem in the back-end, SVC will issue unmap or write_same commands to the
virtualized system if the system announces unmap support during SCSI discovery.

Important: A standard pool will not shrink its used space as the result of a host unmap
command processing. However, the back-end used capacity will shrink, if back-end is
space-efficient (for example, if backend is an array of FCMs).

For this reason, even with a standard pool it is still beneficial to have host unmap support
that is enabled for systems that use FCMs. If a system contains not only FCMs but a mix of
storage, thorough planning is required.

Enabling, monitoring, throttling, and disabling SCSI unmap

There are two settings that control unmap:
 Host unmap support controls if unmap capabilities are announced to the hosts that are
mounted to system’s volumes
 Back-end unmap support controls if unmap commands are issued to back-end storage,
internal (arrays) and external.

By default, host-based unmap support is disabled on all product other than the
IBM FlashSystem 9000 series, as those systems are all-flash. On systems that can be
ordered in hybrid configurations, you might need to enable host unmap support.

Back-end unmap is enabled by default on all products, and best practice is to leave it enabled.

To enable or disable host unmap support, run the following command:

chsystem -hostunmap on|off

To enable or disable backend unmap commands, run the following command:

chsystem -backendunmap on|off

You can check how much unmap processing is occurring on a per volume or per-pool basis
by using the performance statistics. This information can be viewed with IBM Spectrum
Control or IBM Storage Insights.

Note: Processing unmap can add workload to the back-end storage.

Performance monitoring helps you notice possible effects, and if the unmap workload is
affecting performance, consider taking the necessary steps and consider the data rates
that are observed. It might be expected to see GiBps of unmap if you deleted many
volumes.

You can throttle the amount of “host offload” operations (such as the SCSI UNMAP) by using
the per-node settings for offload throttle. For example:
mkthrottle -type offload -bandwidth 500

This setting limits each node to 500 MiBps of offload commands.

You can also stop the system from announcing unmap support to one or more host systems,
if you are not able to stop any host from issuing unmap commands by using host-side
settings. To modify unmap support for a particular host, change the host type:
chhost -type generic_no_unmap <host_id_or_name>

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If you experience severe performance problems as a result of unmap operations, you can
disable unmap on the entire system or on per-host basis.

Flexibility for the future

It is not possible to change pool type, so when selecting pool type it is important to consider
not only current requirements, but also requirements that can appear later during the
system’s lifecycle.

If other important factors do not lead you to choose standard pools, then DRPs are the right
choice. Using DRPs can increase storage efficiency and reduce costs because it reduces the
amount of data that is stored on hardware and reclaims previously used storage resources
that are no longer needed by host systems.

Also, DRPs provide great flexibility for future use because they add the ability of compression
and deduplication of data at the volume level in a specific pool, even if these features are
initially not used at creation time.

Note: We recommend the use of DRP pools with fully allocated volumes if the restrictions
on capacity do not affect your environment.

4.3.2 Planning for availability

Availability concepts need to be considered when planning for the number of pools in the
system and the number of MDisks (array) in each.

By design, IBM Storage Virtualize systems take the entire storage pool offline if a single
MDisk in that storage pool goes offline, which means that the storage pool’s MDisk quantity
and size define the failure domain. Reducing the hardware failure domain for back-end
storage is only part of your considerations. When you are determining the storage pool layout,
you must also consider application boundaries and dependencies to identify any availability
benefits that one configuration might have over another one.

Sometimes, reducing the hardware failure domain, such as placing the volumes of an
application into a single storage pool, is not always an advantage from the application
perspective. Alternatively, splitting the volumes of an application across multiple storage pools
increases the chances of having an application outage if one of the storage pools that is
associated with that application goes offline.

Finally, increasing the number of pools to reduce the failure domain is not always a viable
option. An example of such a situation is a system with a low number of physical drives:
creating multiple arrays to place them into different pools reduces the usable space because
of spare and protection capacity.

When virtualizing external storage, the failure domain is defined by the external storage itself
rather than by the pool definition on the front-end system. For example, if you provide 20
MDisks from external storage and all of these MDisks are using the same physical arrays, the
failure domain becomes the total capacity of these MDisks, no matter how many pools you
have distributed them across.

The following actions are the starting best practices when planning storage pools for
availability:

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 Create a separate pool for arrays that are created from drives connected to a single
control enclosure (IO group). A pool can join MDisks from different IO groups in
enclosure-based system, but this approach increases failure domain size and dramatically
increases inter-node traffic traversing the SAN. In SVC environment, storage is normally
connected to all IO groups, so this is not a concern.
 Create a separate pool for each FCM array. Only a single FCM array is allowed in a pool.
 Create separate pools for internal storage and external storage, unless you are creating a
hybrid pool that is managed by Easy Tier (see 4.3.6, “External pools” on page 267).
 Create a storage pool for each external virtualized storage subsystem, unless you are
creating a hybrid pool that is managed by Easy Tier (see 4.3.6, “External pools” on
page 267).

Note: If capacity from different external storage is shared across multiple pools,
provisioning groups are created.

IBM Storage Virtualize detects that a resource (MDisk) shares its physical storage with
other MDisks and monitors provisioning group capacity. MDisks in a single provisioning
group should not be shared between storage pools because capacity consumption on
one pool can affect free capacity on other pools. System detects this condition and
shows that the pool contains shared resources.

 Use dedicated pools for image mode volumes.

Limitation: Image mode volumes are not supported in DRPs.

 For Easy Tier enabled storage pools, always allow free capacity for Easy Tier to deliver
better performance.
 Consider implementing child pools when you must have a logical division of your volumes
for each application set. There are cases where you want to subdivide a storage pool but
maintain many MDisks in that pool. Child pools allow logical subdivision of a pool.
Throttles and provisioning policies can be set independently per child pool. In standard
pools, capacity thresholds for child pools can also be set.

When you select storage subsystems, the decision often comes down to the ability of the
storage subsystem to be more reliable and resilient, and meet application requirements.
Although IBM Storage Virtualize can provide any physical level-data redundancy for
virtualized external storages by using advanced features, with the availability characteristics
of the storage subsystem’s controllers have the most impact on the overall availability of the
data that is virtualized.

4.3.3 Planning for performance

IBM Storage Virtualize will stripe each volumes across all MDisks in the pool, which will set
volume performance limits much higher than the limit for a single MDisk because multiple
read and write operations will run in parallel.

However, IBM Storage Virtualize DRAID can also utilize multiple threads. This means that full
system performance can be achieved with a single DRAID array that joins, for example, all
FCM drives in FlashSystem 9200. There is no need to create multiple DRAID arrays, until the
arrays conform to best practices for arrays on your drive type, as listed in 3.2.2, “Array
considerations” on page 206.

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To implement performance-oriented pools with externally virtualized storage, create large

pools with multiple arrays rather than more pools with few arrays. This approach usually
works better for performance than spreading the application workload across many smaller
pools because typically the workload is not evenly distributed across the volumes and then
across the pools. For more details, see 4.3.6, “External pools” on page 267.

The following actions are the starting best practices when planning storage pools for
performance:
 Create a dedicated storage pool with dedicated resources if there is a specific
performance application request.
 When using external storage in an Easy Tier enabled pool, do not intermix MDisks in the
same tier with different performance characteristics.
 In an IBM FlashSystem clustered environment, create storage pools with IOgrp or Control
Enclosure affinity. You use only arrays or MDisks that are supplied by the internal storage
that is directly connected to one IOgrp SAS chain only. This configuration avoids
unnecessary IOgrp-to-IOgrp communication traversing the storage area network (SAN)
and consuming Fibre Channel (FC) bandwidth.

Note: In IBM FlashSystem setup with multiple IO groups, do not mix MDisks from
different control enclosures (I/O groups) in a single pool.

In an SVC cluster environment, this recommendation does not apply.

 Use dedicated pools for image mode volumes.

Limitation: Image mode volumes are not supported by DRPs.

 For Easy Tier enabled storage pools, always allow free capacity for Easy Tier to deliver
better performance.
 Consider implementing child pools when you must have a logical division of your volumes
for each application set. Cases often exist where you want to subdivide a storage pool but
maintain many f MDisks in that pool. Child pools are logically like storage pools, but allow
you to specify one or more subdivided child pools. Thresholds and throttles can be set
independently per child pool.

Cache partitioning
System’s write cache is partitioned, and each pool is assigned to a single cache partition. The
system automatically defines a logical cache partition per storage pool. Child pools do not
count toward cache partitioning.

A cache partition is a logical threshold that stops a single partition from consuming the entire
cache resource. This partition is provided as a protection mechanism and does not affect
performance in normal operations. Only when a storage pool becomes overloaded does the
partitioning activate and essentially slow down write operations in the pool to the same speed
that the back-end can handle. Overloaded means that the front-end write throughput is
greater than the back-end storage can sustain. This situation should be avoided.

Table 4-2 shows the upper limit of write cache data that any one partition, or storage pool, can
occupy.

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Table 4-2 Upper limit of write cache data

Number of storage pools Upper limit

1 100%

2 66%

3 40%

4 30%

5 or more 25%

You can think of the rule as, no single partition occupies more than its upper limit of cache
capacity with write data.

In recent versions of IBM Spectrum Control, the fullness of the cache partition is reported and
can be monitored. You should not see partitions reaching 100% full. If you do, then it suggests
the corresponding storage pool is in an overload situation, and the workload should be moved
from that pool or extra storage capability should be added to that pool.

4.3.4 Planning for capacity

Capacity planning is never an easy task. Capacity monitoring has become more complex with
the advent of data reduction. It is important to understand the terminology that is used to
report usable, used, and free capacity.

The terminology and its reporting in the GUI changed in recent versions, and they are listed in
Table 4-3.

Table 4-3 Capacity terminology

Old term New term Meaning

Physical capacity Usable capacity The amount of capacity that is available for storing data
on a system, pool, array, or MDisk after formatting and
RAID techniques are applied.

Volume capacity Provisioned The total capacity of all volumes in the system.
capacity

N/A Written capacity The total capacity that is written to the volumes in the
system, which is shown as a percentage of the
provisioned capacity and reported before any data
reduction.

The usable capacity describes the amount of capacity that can be written to on the system
and includes any back-end data reduction (that is, the “virtual” capacity is reported to the
system).

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An example of the dashboard capacity view is shown in Figure 4-5.

Figure 4-5 Example dashboard capacity view

Note: With DRP, capacity reporting is more complex than with standard pools. For details,
refer to 4.4, “Data reduction pools best practices” on page 268.

For FCMs, the usable capacity is the maximum capacity that can be written to the system.
However, for the smaller capacity drives (4.8 TB), the reported usable capacity is 20 TiB. The
actual usable capacity might be lower because of the actual data reduction that is achieved
from the FCM compression.

Plan to achieve the default 2:1 compression, which is approximately an average of 10 TiB of
usable space. Careful monitoring of the actual data reduction should be considered if you
plan to provision to the maximum stated usable capacity when the small capacity FCMs are
used.

The larger FCMs, 9.6 TB and above, report just over 2:1 usable capacity. Therefore, 22, 44,
and 88 for the 9.6, 19.2, and 38.4 TB modules.

The provisioned capacity shows the total provisioned capacity in terms of the volume
allocations. This capacity is the “virtual” capacity that is allocated to fully allocated and
thin-provisioned volumes. Therefore, it is in theory that the capacity can be written if all
volumes were filled 100% by the system.

The written capacity is the actual amount of data that is written into the provisioned capacity:
 For fully allocated volumes, the written capacity is always 100% of the provisioned
capacity.
 For thin-provisioned volumes (including data reduced volumes), the written capacity is the
actual amount of data that the host writes to the volumes.

The final set of capacity numbers relates to the data reduction, which is reported in two ways:
 As the savings from DRP (compression and deduplication) that is provided at the DRP
level, as shown in Figure 4-6.
 As the FCM compression.

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Figure 4-6 Compression savings dashboard report

4.3.5 Extent size considerations

When adding MDisks to a pool, they are logically divided into chunks of equal size. These
chunks are called extents and they are indexed internally. IBM Storage Virtualize can manage
2^22 extents in system, independently of the extent size. This means that the choice of extent
size affects the total amount of storage that can be addressed.

Extent sizes can be 16, 32, 64, 128, 256, 512, 1024, 2048, 4096, or 8192 MB. However, the
choice of sizes can be limited by a pool type and by hardware platform. For example, DRP
supports only extent sizes not smaller than 1024 MB on any platform, and FlashSystem 9500
allows only to choose between 4096 and 8192 MB. For the exact capacity limits, refer to
Configuration Limits and Restrictions web page for your hardware platform.

Extent size can’t be changed after a pool is created, it must remain constant through the
lifetime of the pool.

For pool-extent size planning, consider the following recommendations:

 Aim to keep extent size minimal, while keeping in mind system’s maximum managed
capacity, including all potential future growth.
 For DRP, consider a limit for all thin-provisioned volumes in the pool, including possible
future growth. Avoid small extent sizes with DRP.
 With Easy Tier enabled hybrid pools, consider smaller extent sizes to better use the higher
tier resources and provide better performance.
 Aim to keep the same extent size for all pools in the system. The extent-based migration
function between pools is not possible with different extent sizes. However, you can still
migrate volumes between pools using volume mirroring feature.

Limitation: Extent-based migrations from standard pools to DRPs are not supported
unless the volume is fully allocated.

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4.3.6 External pools

Both IBM FlashSystem and SVC systems can virtualize external storage systems. This
section describes special considerations when configuring storage pools with external
storage.

Availability considerations
The external storage virtualization feature provides many advantages through consolidation
of storage. You must understand the availability implications that storage component failures
can have on availability domains within a system.

IBM Storage Virtualize offers significant performance benefits through its ability to stripe
across back-end storage volumes. However, consider the effects that various configurations
have on availability:
 When you select MDisks for a storage pool, performance is often the primary
consideration. However, in many cases, the availability of the configuration is traded for
little or no performance gain.
 System takes the entire storage pool offline if a single MDisk in that storage pool goes
offline. Consider an example where you have 40 external arrays of 1 TB each for a total
capacity of 40 TB with all 40 arrays in the same storage pool. In this case, you place the
entire 40 TB of capacity at risk if one of the 40 arrays fails (which causes the storage pool
to go offline). If you then spread the 40 arrays out over some of the storage pools, the
effect of an array failure (an offline MDisk) affects less storage capacity, which limits the
failure domain.

To ensure optimum availability to well-designed storage pools, consider the following best
practices:
 It is recommended that each storage pool contains only MDisks from a single storage
subsystem. An exception exists when you are working with Easy Tier hybrid pools. For
more information, see 4.7, “Easy Tier and tiered and balanced storage pools” on
page 294.
 It is suggested that each storage pool contains only MDisks from a single storage tier
(SSD or flash, enterprise, or NL-SAS) unless you are working with Easy Tier hybrid pools.
For more information, see 4.7, “Easy Tier and tiered and balanced storage pools” on
page 294.

IBM Storage Virtualize does not provide any physical-level data redundancy for virtualized
external storage. The availability characteristics of the storage subsystems’ controllers have
the most impact on the overall availability of the data that is virtualized by
IBM Storage Virtualize.

Performance considerations
Using the following external virtualization capabilities, you can boost the performance of the
back-end storage systems:
 Using wide-striping across multiple arrays
 Adding more read/write cache capability

Wide-striping can add approximately 10% extra input/output processor (IOP) performance to
the back-end system by using these mechanisms.

Another factor is that virtualized-storage subsystems can be scaled up or scaled out. For
example, IBM System Storage DS8000 series is a scale-up architecture that delivers the best

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performance per unit, and the IBM FlashSystem series can be scaled out with enough units to
deliver the same performance.

With a virtualized system, there is debate whether to scale out back-end systems or add them
as individual systems behind IBM Storage Virtualize. Either case is valid. However, adding
individual controllers is likely to allow IBM Storage Virtualize to generate more I/O based on
queuing and port-usage algorithms. It is recommended that you add each controller
enclosure (I/O group) of an IBM FlashSystem back-end as its own controller, that is, do not
cluster IBM FlashSystem when it acts as an external storage controller behind another
IBM Storage Virtualize product, such as SVC.

Adding each controller (I/O group) of an IBM FlashSystem back-end as its own controller
adds more management IP addresses and configurations. However, this action provides the
best scalability in terms of overall solution performance.

A significant consideration when you compare native performance characteristics between

storage subsystem types is the amount of scaling that is required to meet the performance
objectives. Although lower-performing subsystems can typically be scaled to meet
performance objectives, the extra hardware that is required lowers the availability
characteristics of the IBM Storage Virtualize system.

All storage subsystems possess an inherent failure rate. Therefore, the failure rate of a
storage pool becomes the failure rate of the storage subsystem times the number of units.

Number of MDisks per pool

The number of MDisks per pool also will affect availability and performance. Adding more
arrays to a pool, rather than creating a separate pool, can be a way to improve the overall pool
performance because of data striping across the MDisks and I/O parallelism.

The back-end storage access is controlled through MDisks where the IBM Storage Virtualize
systems act like a host to the back-end controller. Just as you must consider volume queue
depths when accessing storage from a host, these systems must calculate queue depths to
maintain high throughput capability while ensuring the lowest possible latency.

For more information about the queue depth algorithm and the rules about how many MDisks
to present for an external pool, see “Volume considerations” on page 229, which describes
how many volumes to create on the back-end controller (that are seen as MDisks by the
virtualizing controller) based on the type and number of drives or flash modules.

4.4 Data reduction pools best practices

This section describes DRP planning and implementation best practices.

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4.4.1 Data reduction pools with internal storage

Important: If you plan to use DRP with deduplication and compression that is enabled with
FCM storage, assume zero extra compression from the FCMs, that is, use the reported
physical or usable capacity from the RAID array as the usable capacity in the pool and
ignore the maximum effective capacity.

The reason for assuming zero extra compression from the FCMs is because the DRP
function is sending compressed data to the FCMs, which cannot be further compressed.
Therefore, the data reduction (effective) capacity savings are reported at the front-end pool
level and the back-end pool capacity is almost 1:1 for the physical capacity.

Some small amount of other compression savings might be seen because of the
compression of the DRP metadata on the FCMs.

The main point to consider is whether the data is deduplicable. Tools are available to provide
estimation of the deduplication ratio. For more information, see “Determining whether your
data is a deduplication candidate” on page 252.

Consider DRP configurations with FCM drives:

 Data is highly deduplicatable. In this case, the recommendation is to use compressed and
deduplicated volume type. The fact that FCMs will get data that is already compressed,
will not impact FCM performance and capacity savings.
 Data is not deduplicatable. In this case, you might use fully allocated volumes in DRP or in
standard pools, and let the FCM hardware do the compression because the overall
achievable throughput will be higher.

With the industry standard NVMe drives, which do not perform inline compression, similar
considerations apply:
 Data is deduplicable. In this case, the recommendation is to use a compressed and
deduplicated volume type. The DRP compression technology has more than enough
compression bandwidth for these purposes, so compression should always be done.
 Data is not deduplicable. In this case, the recommendation is to use only a compressed
volume type. The internal compression technology provides enough compression
bandwidth.

Note: In general, avoid creating DRP volumes that are only thin-provisioned and
deduplicated. When using DRP volumes, they should be either fully allocated, or
deduplicated and compressed.

Various configuration items affect the performance of compression on the system. To attain
high compression ratios and performance on your system, ensure that the following
guidelines are met:
 For performance-optimized configurations, aim to use FCM compression as the only
capacity efficiency method.

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 Using a small amount (1 - 3%) of storage-class memory (SCM) capacity in a DRP

significantly improves DRP metadata performance. As the directory data is the most
frequently accessed data in the DRP and the design of DRP maintains directory data on
the same extents, Easy Tier quickly promotes the metadata extents to the fastest available
tier.
 Never create a DRP with only NL-SAS capacity. If you want to use predominantly NL-SAS
drives, ensure that you have a small amount of flash or SCM capacity for the metadata.
 Do not compress encrypted data. If the application or operating system provides
encryption, do not attempt to use DRP compression, instead use only FCM compression
and account for no capacity savings (1:1 ratio of physical to effective capacity). Data at
rest encryption, which is provided by the system, is still possible because the encryption is
performed after the data is reduced or by the FCM itself. If host-based encryption is
unavoidable, assume that data reduction is not possible.
 Although DRP and FCM do not have performance penalties if data cannot be compressed
(that is, you can attempt to compress all data), the extra overhead of managing DRP
volumes can be avoided by using fully allocated volumes if no data reduction benefits are
realized.
 You can use tools that estimate the compressible data or use commonly known ratios for
common applications and data types. Storing these data types on compressed volumes
saves disk capacity and improves the benefit of using compression on your system. For
more information, see “Knowing your data and workload” on page 250.
 Avoid the usage of any client, file system, or application based-compression with the
system compression. If this approach is not possible, use same considerations as for
host-encrypted data.

4.4.2 DRP and external storage considerations

Avoid configurations that attempt to perform data reduction at two levels.

Never use DRP on both front-end (virtualizing) and back-end (virtualized) systems
concurrently (DRP over DRP). It is recommended to use DRP at the virtualizer level rather
than the back-end storage because this approach simplifies capacity management and
reporting.

For storage behind the virtualizer, best practice is to provision fully allocated volumes. By
running in this configuration, you ensure the following items:
 The virtualizer understands the real physical capacity that is available and can warn you
about and avoid out-of-space situations (where access is lost due to no space).
 Capacity monitoring can be performed on the virtualizer level because it sees the true
physical and effective capacity usage.
 The virtualizer performs efficient data reduction on previously unreduced data. Generally,
the virtualizer has offload hardware and more CPU resources than the back-end storage
because it does not need to deal with RAID and other such considerations.

If you cannot avoid back-end data reduction (for example, the back-end storage controller
cannot disable its data reduction features), ensure that you follow these best practices:
 Do not excessively overprovision the physical capacity on the back-end:
– For example, assume that you have 100 TiB of real capacity. Start by presenting only
100 TiB of volumes to IBM Storage Virtualize. Monitor the actual data reduction on the
back-end controller. If your data is reducing well over time, increase the capacity that is
provisioned to the virtualizer.

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– This approach ensures that you can monitor and validate your data reduction rates and
avoids a panic if you do not achieve the expected rates and presented too much
capacity to the system.
 Ensure that capacity usage is carefully and constantly monitored on both levels. Set up
alerting and have an emergency plan for the situation when back-end device is close to
being out of physical space.

Important: Never run DRP on top of DRP. This approach is wasteful and causes
performance problems without extra capacity savings.

4.4.3 DRP provisioning considerations

This section describes best practices to consider during DRP provisioning.

DRP restrictions
Consider the following important restrictions when planning for a DRP implementation:
 The maximum number of supported DRPs in the system is four.
 VVOLs are not currently supported in DRP.
 Volume shrinking is not supported in DRP with thin or compressed volumes.
 Non-Disruptive Volume Movement (NDVM) is not supported by DRP volumes.
 The volume copy split of a volume mirror in a different I/O group is not supported for DRP
thin-provisioned or compressed volumes.
 Image and sequential mode virtual disks (VDisks) are not supported in DRP.
 Extent level migration is not allowed between DRPs (or between a DRP and a standard
pool) unless volumes are fully allocated.
 Volume migration for any volume type is permitted between a quotaless child and its
parent DRP pool.
 There is a limit of maximum of 128 K extents per Customer Data Volume per I/O group:
– Therefore, the pool extent size dictates the maximum physical capacity in a pool after
data reduction.
– Use a 4 GB extent size or greater.
 The recommended pool size is at least 20 TB.
 Use less than 1 PB per I/O group.
 Your pool should be no more than 85% occupied.

In addition, the following considerations apply to DRP:

 The real, used, free, and tier capacities are not reported per volume for DRP volumes.
Instead, only information on a pool level is available.
 Cache mode is always read/write on compressed or deduplicated volumes.
 Autoexpand is always on.
 No ability to place specific volume capacity on specific MDisks.

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Extent size considerations

With DRP, the number of extents available per pool is limited by the internal structure of the
pool and specifically by the size of the data volume. For more information, see 4.1.2, “Data
reduction pools” on page 246.

At the time of writing, the maximum number of extents that are supported for a data volume is
128 K. As shown in Figure 4-1 on page 248, one data volume is available per pool.

Table 4-4 lists the maximum size per pool, by extent size and I/O group number.

Table 4-4 Pool size by extent size and I/O group number
Extent size Max size with one Max size with two Max size with Max size with
I/O group I/O groups three I/O group four I/O group

1024 128 TB 256 TB 384 TB 512 TB

2048 256 TB 512 TB 768 TB 1024 TB

4096 512 TB 1024 TB 1536 TB 2048 TB

8192 1024 TB 2048 TB 3072 TB 4096 TB

Considering that the extent size cannot be changed after the pool is created, it is
recommended that you carefully plan the extent size according to the environment capacity
requirements. For most of the configurations, an extent size of 4 GB is recommended for DRP.

Pool capacity requirements

A minimum capacity must be provisioned in a DRP to provide capacity for the internal
metadata structures. This capacity is reserved on a DRP at the creation time. Table 4-5
shows the minimum capacity that is required by extent size and I/O group number.

Table 4-5 Minimum recommended pool size by extent size and I/O group number
Extent size Min size with one Min size with two Min size with Min size with four
I/O group I/O group three I/O group I/O group

1024 255 GB 516 GB 780 GB 1052 GB

2048 510 GB 1032 GB 1560 GB 2104 GB

4096 1020 GB 2064 GB 3120 GB 4208 GB

8192 2040 GB 4128 GB 6240 GB 8416 GB

The values that are reported in Table 4-5 on page 272 represent the minimum required
capacity for a DRP to create a single volume.

Important: When sizing a DRP, the garbage-collection process is constantly running to

reclaim the unused space, which optimizes the extents usage. For more information about
the garbage-collection process, see “DRP internal details” on page 247.

This garbage-collection process requires a certain amount of free space to work efficiently.
For this reason, it is recommended to keep at least 15% free space in a DRP pool.

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4.4.4 Standard and data reduction pools coexistence

Although homogeneous configurations for the pool type are preferable, there is no technical
reason to avoid using standard pools and DRPs in the same system. In some circumstances,
this coexistence is unavoidable. Consider the following scenarios:
 Systems that require VVOLs support and data reduction capabilities for other
environments. This scenario requires the definition of both standard pools and DRPs
because of the restriction of DRPs regarding VVOLs. In this case, the standard pool is
used for VVOL environments only, and the DRP is used for the other environments. Some
data-reduction capability can be achieved for the VVOLs standard pool by using the inline
data compression that is provided by the FCMs on IBM FlashSystem.
 Systems that require an external pool for image mode volumes and data reduction
capabilities for other environments require the definition of standard pools and DRPs
because of the restriction of DRPs regarding the image mode volumes. In this case, the
standard pool is used for image mode volumes only, and optionally with the write cache
disabled if needed for the back-end native copy services usage. For more information, see
Chapter 6, “Copy services” on page 363. DRP is used for all the other environments.
 Installations where an IBM FlashSystem provides capacity for the hosts and for the
virtualizer front-end system. A pool providing back-end capacity for a virtualizer must be a
standard pool, as recommended in 4.4.2, “DRP and external storage considerations” on
page 270. Host capacity can be provided as volumes with capacity efficiency features in
DRP, if needed.
 An installation that requires more than four pools.

4.4.5 Data migration with data reduction pools

As mentioned in “DRP restrictions” on page 271, extent-level migration to and from a DRP
(such as migrate-volume or migrate-extent functions) is not supported. For an existing
configuration, where you plan to move data to or from a DRP and use data-reduced volumes,
there are two options: host-based migration and volume mirroring-based migration.

Host-based migration
Host-based migration uses operating system features or software tools that run on the hosts
to concurrently move data to the normal host operations. VMware vMotion and AIX Logical
Volume Mirroring (LVM) are two examples of these features. When you use this approach, a
specific amount of capacity on the target pool is required to provide the migration target
volumes.

The process includes the following steps:

1. Create the target volumes of the migration in the target pool. Depending on the migration
technique, the size and the number of the volumes can be different from the original ones.
For example, you can migrate two 2 TB VMware datastore volumes in a single 4 TB data
store volume.
2. Map the target volumes to the host.
3. Rescan the Host Bus Adapters (HBAs) to attach the new volumes to the host.
4. Activate the data move or mirroring feature from the old volumes to the new ones.
5. Wait until the copy is complete.
6. Detach the old volumes from the host.
7. Unmap and remove the old volumes from the system.

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When migrating data to a DRP, consider the following options:

 Migrate directly to compressed or deduplicated volumes. With this option, the migration
duration mainly depends on the host-migration throughput capabilities. The target volumes
are subject to high write-workload, which can use many resources because of the
compression and deduplication tasks.
To avoid a potential effect on the performance of the workload, try to limit the migration
throughput at the host level. If this limit cannot be used, implement the throttling function at
the volume level.
 Migrate first to fully allocated volumes, and then convert them to compressed or
deduplicated volumes. Also with this option, the migration duration mainly depends on the
host capabilities, but usually more throughput can be sustained because there is no
overhead for compression and deduplication. The space-saving conversion can be done
by using the volume mirroring feature.

Volume mirroring-based migration

The volume mirroring feature can be used to migrate data from a pool to another pool while
changing the space saving characteristics of a volume. Like host-based migration, volume
mirroring-based migration requires free capacity on the target pool, but it is not needed to
create volumes manually.

Volume mirroring migration is a three-step process:

1. Add a volume copy on the DRP and specify the data reduction features.
2. Wait until the copies are synchronized.
3. Remove the original copy.

With volume mirroring, the throughput of the migration activity can be adjusted at a volume
level by specifying the Mirror Sync Rate parameter. Therefore, if performance is affected, the
migration speed can be lowered or even suspended.

Note: Volume mirroring supports only two copies of a volume. If a configuration uses both
copies, one of the copies must be removed first before you start the migration.

The volume copy split of a volume mirror in a different I/O group is not supported for a
thin-provisioned or compressed volume in a DRP.

4.4.6 Understanding capacity use in a data reduction pool

Capacity monitoring in DRP is a complex tasks and requires a knowledge of DRP capacity
terms. They are shown in Table 4-6 on page 275.

Data reduction pools use Log Structured Array (LSA) mechanism to store data of
thin-provisioned and compressed volumes. When host overwrites a block of the data on its
volume, LSA will not write new data to the same place as the old block. Instead, it will write
data to the new area, and mark an old block as garbage. Same process occurs when a sends
unmap (deallocate) commands after it has deleted a part of his data: those blocks are also
marked as a garbage.

When a you delete a thin-provisioned or compressed volume in DRP, its capacity does not
immediately return as free. In DRP, volume deletion is asynchronous process, which includes
the following phases:
– The grain must be inspected to determine whether this volume was the last one that
referenced this grain (deduplicated):

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• If so, the grains can be freed.

• If not, the grain references must be updated, and the grain might need to be
rehomed to belong to one of the remaining volumes that still require this grain.
– When all grains that are to be deleted are identified, these grains are returned to the
“reclaimable” capacity (marked as a garbage).

All the blocks marked as garbage data are accounted as a pool’s Reclaimable Capacity.

Table 4-6 DRP capacity terms

Use Description

Reduced The data that is written to the DRP, in compressed and de-duplicated form.
customer data

Fully allocated The amount of capacity that is allocated to fully allocated volumes (assumed to
data be 100% written).

Free The amount of free space that is not in use by any volume.

Reclaimable data The amount of data in the pool marked as a garbage, but not yet accounted as
free. It is either old (overwritten) data, or data that is unmapped by host, or
associated with recently deleted volumes. It will become free after it is collected
by a Garbage Collector process.

Metadata Approximately 1 - 3% overhead for DRP metadata volumes.

To turn reclaimable capacity into free capacity, it needs to be processed by a garbage

collection process. It runs in the background and scans DRP capacity trying to find a full
extent of garbage. If a full extent can’t be found, it will move blocks of data and garbage to
accumulate garbage blocks consequentially on extent boundary, and then reclaim full extent.

After a reasonable usage period, the DRP can show up to only 15 - 20% of overall free space,
and a significant part of the capacity as reclaimable. The garbage collection algorithm must
balance the need to free space with the overhead of performing garbage collection.
Therefore, the incoming write/overwrite rates and any unmap operations dictate how much
“reclaimable space” is present at any time.

Balancing how much garbage collection is done versus how much free space is available
dictates how much reclaimable space is present at any time. The system dynamically adjusts
the target rate of garbage collection to maintain a suitable amount of free space.

Data reduction pool attempts to maintain a sensible amount of free space. If there is little free
space and you delete many volumes, the garbage-collection code might trigger a large
amount of back-end data movement and might result in performance issues.

An example steady state DRP is shown in Figure 4-7.

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Figure 4-7 Data reduction pool capacity use example

Consider the following points:

 If you create a large capacity of fully allocated volumes in a DRP, you are taking this
capacity directly from free space only, which might result in triggering heavy garbage
collection if there is little free space remaining and a large amount of reclaimable space
remains.
 If you create many fully allocated volumes and experience degraded performance due to
garbage collection, you can reduce the required work by temporarily deleting unused fully
allocated volumes.
 When deleting a fully allocated volume, the capacity is returned directly to free space.
 When deleting a thin-provisioned volume, it does not immediately creates free space.
 If you are at risk of running out of space, but much reclaimable space exists, you can force
garbage collection to work harder by creating a temporary fully allocated volume to reduce
the amount of real free space and trigger more garbage collection.

Important: Use caution when using up all or most of the free space with fully allocated
volumes. Garbage collection requires free space to coalesce data blocks into whole
extents and free capacity. If little free space is available, the garbage collector must work
harder to free space.

 It might be worth creating some “airbag” fully allocated volumes in a DRP. This type of
volume reserves some space that you can quickly return to the free space resources if you
reach a point where you are almost out of space, or when garbage collection is struggling
to free capacity efficiently.
Consider these points:
– This type of volume should not be mapped to hosts.
– This type of volume should be labeled, for example,
“RESERVED_CAPACITY_DO_NOT_USE”.

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Note: In DRP, volume’s used capacity and tier used capacity are not reported per volume.
These items are reported only at the parent pool level because of the complexities of
deduplication capacity reporting.

4.5 Operations with storage pools

In the following section, we describe some guidelines for the typical operation with pools,
which apply both to standard and DRP pool types. Only highlights and best practices are
provided. All operations are described in details in Implementation Guide for IBM Storage
FlashSystem and IBM SAN Volume Controller: Updated for IBM Storage Virtualize Version
8.6, SG24-8542.

4.5.1 Adding external MDisks to existing storage pools

If MDisks are being added to an IBM Storage Virtualize system, it is likely because you want
to provide more capacity or performance. In Easy Tier enabled pools, the storage-pool
balancing feature ensures that the newly added MDisks are automatically populated with
extents that come from the other MDisks. Therefore, manual intervention is not required to
rebalance the capacity across the available MDisks.

Important: When adding external MDisks, the system does not know to which tier the
MDisk belongs. Ensure that you specify or change the tier type to match the tier type of the
MDisk.

This specification is vital to ensure that Easy Tier keeps a pool as a single tier pool and
balances across all MDisks, or Easy Tier adds the MDisk to the correct tier in a multitier
pool.

Failure to set the correct tier type creates a performance problem that might be difficult to
diagnose in the future.

Adding MDisks to storage pools is a simple task, but it is suggested that you perform some
checks in advance, especially when adding external MDisks.

Checking access to new MDisks

Be careful when you add external MDisks to existing storage pools to ensure that the
availability of the storage pool is not compromised by adding a faulty MDisk. The reason is
that loss of access to a single MDisk causes the entire storage pool to go offline.

In IBM Storage Virtualize, there is a feature that tests an MDisk automatically for reliable
read/write access before it is added to a storage pool. Therefore, user action is not required.
The test fails under the following conditions:
 One or more nodes cannot access the MDisk through the chosen controller port.
 I/O to the disk does not complete within a reasonable time.
 The SCSI inquiry data that is provided for the disk is incorrect or incomplete.
 The IBM Storage Virtualize cluster suffers a software error during the MDisk test.

Image-mode MDisks are not tested before they are added to a storage pool because an
offline image-mode MDisk does not take the storage pool offline. Therefore, the suggestion
here is to use a dedicated storage pool for each image mode MDisk. This best practice makes

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it easier to discover what the MDisk is going to be virtualized as, and reduces the chance of
human error.

Persistent reserve
A common condition where external MDisks can be configured by IBM FlashSystem and SVC
but cannot perform read/write is when a persistent reserve is left on a LUN from a previously
attached host.

In this condition, rezone the back-end storage and map it back to the host that is holding the
reserve. Alternatively, map the back-end storage to another host that can remove the reserve
by using a utility such as the Microsoft Windows SDD Persistent Reserve Tool.

4.5.2 Renaming MDisks

After you discover MDisks, rename them from their default name. This action can help during
problem isolation and avoid confusion that can lead to an administrative error by using a
naming convention for MDisks that associates the MDisk with the controller and array.

When multiple tiers of storage are on the same system, you might also want to indicate the
storage tier in the name. For example, you can use R5 and R10 to differentiate RAID levels, or
you can use T1, T2, and so on, to indicate the defined tiers.

Best practice: For MDisks, use a naming convention that associates the MDisk with its
corresponding controller and array within the controller, such as DS8K_<extent pool name
or id>_<volume id>.

4.5.3 Removing MDisks from storage pools

You might want to remove MDisks from a storage pool (for example, when you decommission
a storage controller or drive shelf). When you remove MDisks from a storage pool, consider
whether to manually migrate extents from the MDisks. It is also necessary to make sure that
you remove the correct MDisks.

Note: The removal of MDisks occurs only if sufficient space is available to migrate the
volume data to other extents on other MDisks that remain in the storage pool. After you
remove the MDisk from the storage pool, it takes time to change the mode from managed to
unmanaged, depending on the size of the MDisk that you are removing.

When you remove the MDisk made of internal disk drives from the storage pool, the MDisk is
deleted. This process also deletes the array on which this MDisk was built, and converts all
drives that were included in this array to a candidate state. You can now use those disk drives
to create another array of a different size and RAID type, or you can use them as hot spares.

When external MDisk is deleted from a pool, it turns to unmanaged state. After that you can
use back-end controller management interface to remove the MDisk.

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Migrating extents from the MDisk to be deleted

If an MDisk contains volume extents, you must move these extents to the remaining MDisks in
the storage pool. Example 4-3 shows how to list the volumes that have extents on an MDisk
by using the CLI.

Example 4-3 Listing of volumes that have extents on an MDisk to be deleted

IBM_2145:itsosvccl1:admin>lsmdiskextent mdisk14
id number_of_extents copy_id
5 16 0
3 16 0
6 16 0
8 13 1
9 23 0
8 25 0

DRP restriction: The lsmdiskextent command does not provide accurate extent usage
for thin-provisioned or compressed volumes on DRPs.

Specify the -force flag on the rmmdisk command, or select the corresponding option in the
GUI. Both actions cause the system to automatically move all used extents on the MDisk to
the remaining MDisks in the storage pool. Even if you use -force flag, system will still perform
appropriate checks to make sure that you can safely remove the MDisks from a pool.

Alternatively, you might want to manually perform the extent migrations. Otherwise, the
automatic migration randomly allocates extents to MDisks (and areas of MDisks). After all the
extents are manually migrated, the MDisk removal can proceed without the -force flag.

Verifying the identity of an MDisk before removal

External MDisks must appear to the system as unmanaged before their controller LUN
mapping is removed. Unmapping LUNs that are still part of a storage pool results in the
storage pool going offline, which affects all hosts with mappings to volumes in that storage
pool.

If the MDisk was named by using the best practices, the correct LUNs are easier to identify.
However, ensure that the identification of LUNs that are being unmapped from the controller
match the associated MDisk on IBM FlashSystem and SVC by using the Controller LUN
Number field and the unique identifier (UID) field.

The UID is unique across all MDisks on all controllers. However, the controller LUN is unique
only within a specified controller and for a certain host. Therefore, when you use the controller
LUN, check that you are managing the correct storage controller and that you are looking at
the mappings for the correct IBM Storage Virtualize host object.

Tip: Renaming your back-end storage controllers also helps you with MDisk identification.

Correlating the back-end volume with the MDisk

The correct correlation between the back-end volume (LUN) with the external MDisk is crucial
to avoid mistakes and possible outages. You can correlate the back-end volume with MDisk
for DS8000 series, XIV, and IBM FlashSystem storage controllers.

DS8000 LUN
The LUN ID uniquely identifies LUNs only within the same storage controller. If multiple
storage devices are attached to the same IBM Storage Virtualize cluster, the LUN ID must be

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combined with the worldwide node name (WWNN) attribute to uniquely identify LUNs within
the IBM Storage Virtualize.

To get the WWNN of the DS8000 controller, take the first 16 digits of the MDisk UID and
change the first digit from 6 to 5, such as 6005076305ffc74c to 5005076305ffc74c. When
detected as IBM FlashSystem and SVC ctrl_LUN_#, the DS8000 LUN is decoded as
40XX40YY00000000, where XX is the logical subsystem (LSS) and YY is the LUN within the LSS.
As detected by the DS8000, the LUN ID is the four digits starting from the 29th digit, as shown
in Example 4-4.

Example 4-4 DS8000 UID example

6005076305ffc74c000000000000100700000000000000000000000000000000

In Example 4-4, you can identify the MDisk that is supplied by the DS8000, which is LUN ID
1007.

XIV system volumes

Identify the XIV volumes by using the volume serial number and the LUN that is associated
with the host mapping. The example in this section uses the following values:
 Serial number: 897
 LUN: 2

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Complete the following steps:

1. To identify the volume serial number, right-click a volume and select Properties.
Example 4-5 shows the Volume Properties dialog box that opens.

Example 4-5 The lscontroller command

IBM_2145:tpcsvc62:admin>lscontroller 10
id 10
controller_name controller10
WWNN 5001738002860000
...

2. To identify your LUN, in the volumes by Hosts view, expand your IBM FlashSystem and
SVC host group and then review the LUN column.
3. The MDisk UID field consists of part of the controller WWNN from bits 2 - 13. You might
check those bits by using the lscontroller command.
4. The correlation can now be performed by taking the first 16 bits from the MDisk UID field:
– Bits 1 - 13 refer to the controller WWNN.
– Bits 14 - 16 are the XIV volume serial number (897) in hexadecimal format (resulting in
381 hex).
– The conversion is
0017380002860381000000000000000000000000000000000000000000000000.
Where:
• The controller WWNN (bits 2 - 13) is 0017380002860.
• The XIV volume serial number that is converted to hex is 381.
5. To correlate the IBM Storage Virtualize ctrl_LUN_#:
a. Convert the XIV volume number to hexadecimal format.
b. Check the last 3 bits from the IBM Storage Virtualize ctrl_LUN_#.
In this example, the number is 0000000000000002, as shown in Figure 4-8.

Figure 4-8 IBM FlashSystem volume details

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IBM FlashSystem volumes

To correlate the IBM FlashSystem volumes with the external MDisks that are seen by the
virtualizer, complete the following steps:
1. From the back-end IBM FlashSystem side, check the Volume UID field for the volume that
was presented to the virtualizer, as shown in Figure 4-8 on page 281.
2. On the Host Maps tab, check the SCSI ID number for the specific volume, as shown in
Figure 4-9. This value is used to match the virtualizer ctrl_LUN_# (in hexadecimal format).

Figure 4-9 IBM FlashSystem volume details for host maps

3. At the virtualizer, review the MDisk details and compare the MDisk UID field with the IBM
FlashSystem Volume UID, as shown in Figure 4-10. The first 32 bits should be the same.

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Figure 4-10 SAN Volume Controller MDisk details for IBM FlashSystem volumes

4. Double-check that the virtualizer ctrl_LUN_# is the IBM FlashSystem SCSI ID number in
hexadecimal format. In this example, the number is 0000000000000005.

4.5.4 Remapping managed MDisks

Generally, you do not unmap managed external MDisks from the system because this
process causes the storage pool to go offline. However, if managed MDisks were unmapped
for a specific reason, the LUN must present the same attributes to IBM Storage Virtualize
before it is mapped back. Such attributes include UID, subsystem identifier (SSID), and
LUN_ID.

If the LUN is mapped back with different attributes, IBM Storage Virtualize recognizes this
MDisk as a new MDisk. In this case, the associated storage pool does not come back online.
Consider this situation for storage controllers that support LUN selection because selecting a
different LUN ID changes the UID. If the LUN was mapped back with a different LUN ID, it
must be mapped again by using the previous LUN ID. Previous ID can be found in Storage
Virtualize configuration backup files (for information on how to create them refer to
Implementation Guide for IBM Storage FlashSystem and IBM SAN Volume Controller:

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Updated for IBM Storage Virtualize Version 8.6, SG24-8542) or in the back-end system logs.

4.5.5 Controlling the extent allocation order for volume creation

When creating a volume on a standard pool, the allocation of extents is performed by using a
round-robin algorithm, taking one extent from each MDisk in the pool in turn.

The first MDisk to allocate an extent from is chosen in a pseudo-random way rather than
always starting from the same MDisk. The pseudo-random algorithm avoids the situation
where the “striping effect” inherent in a round-robin algorithm places the first extent for many
volumes on the same MDisk.

Placing the first extent of a number of volumes on the same MDisk might lead to poor
performance for workloads that place a large I/O load on the first extent of each volume or
that create multiple sequential streams.

However, this allocation pattern is unlikely to remain for long because Easy Tier balancing
moves the extents to balance the load evenly across all MDisk in the tier. The hot and cold
extents also are moved between tiers.

In a multitier pool, the middle tier is used by default for new volume creation. If free space is
not available in the middle tier, the cold tier is used if it exists. If the cold tier does not exist, the
hot tier is used. For more information about Easy Tier, see 4.7, “Easy Tier and tiered and
balanced storage pools” on page 294.

DRP restriction: With compressed and deduplicated volumes on DRP, the extent
distribution cannot be checked across the MDisks. Initially, only a minimal number of
extents are allocated to the volume, based on the rsize parameter.

4.6 Considerations when using encryption

IBM Storage Virtualize supports optional encryption of data at rest. This support protects
against the potential exposure of sensitive user data and user metadata that is stored on
discarded, lost, or stolen storage devices. To use encryption on the system, an encryption
license is required for each cluster I/O group.

Note: Hot Spare Nodes (HSNs) also need encryption licenses if they are to be used to
replace the failed nodes that support encryption.

Two ways to storage encryption keys are supported:

 Encryption key servers. System supports IBM Security Key Lifecycle Manager, Gemalto
SafeNet KeySecure and Thales CipherTrust Manager. For more information about
supported key servers, refer to IBM Storage Virtualize Supported Key Servers web
page.
 Storing encryption keys on USB flash drives. USB flash drive-based encryption requires
physical access to the systems and is effective in environments with a minimal number of
systems.

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4.6.1 General considerations

When encryption is activated and enabled, valid encryption keys must be present on the
system when the system unlocks the drives or the user generates a new key. If USB
encryption is enabled on the system, the encryption key must be stored on USB flash drives
that contain a copy of the key that was generated when encryption was enabled. If key server
encryption is enabled on the system, the key is retrieved from the key server.

It is not possible to convert the existing data to an encrypted copy in-place. You can use the
volume migration function to migrate the data to an encrypted storage pool or encrypted child
pool. Alternatively, you can also use the volume mirroring function to add a copy to an
encrypted storage pool or encrypted child pool and delete the unencrypted copy after the
migration.

Before you activate and enable encryption, you must determine the method of accessing key
information during times when the system requires an encryption key to be present. The
system requires an encryption key to be present during the following operations:
 System power-on
 System restart
 User-initiated rekey operations
 System recovery

Several factors must be considered when planning for encryption:

 Physical security of the system.
 Need and benefit of manually accessing encryption keys when the system requires them.
 Availability of key data.
 Encryption license is purchased, activated, and enabled on the system.

For more information about configuration details about IBM Storage Virtualize encryption, see
Implementation Guide for IBM Storage FlashSystem and IBM SAN Volume Controller:
Updated for IBM Storage Virtualize Version 8.6, SG24-8542.

4.6.2 Hardware and software encryption

Encryption can be performed by using hardware encryption or software encryption.

Both methods protect against the potential exposure of sensitive user data that is stored on
discarded, lost, or stolen media. Both methods can facilitate the warranty return or disposal of
hardware. The method that is used for encryption is chosen automatically by the system
based on the placement of the data.

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Figure 4-11 shows encryption placement in the lower layers of the IBM Storage Virtualize
software stack.

Figure 4-11 Encryption placement in lower layers of the IBM FlashSystem software stack

Hardware encryption
Hardware encryption has the following characteristics:
 The algorithm is a built-in SAS chip for all SAS-attached drives, or built in to the drive itself
for NVMe-attached drives (FCM, industry-standard NVMe, and SCM).
 No system overhead.
 Only available to direct-attached SAS or NVMe disks.
 Can be enabled only when you create internal arrays.
 Child pools cannot be encrypted if the parent storage pool is not encrypted.
 Child pools are automatically encrypted if the parent storage pool is encrypted, but can
have different encryption keys.
 DRP child pools can use only the same encryption key as their parent.

Software encryption-only storage pool

Software encryption has the following characteristics:
 The algorithm is running at the interface device driver.
 Uses a special CPU instruction set and engines (AES_NI).
 Allows encryption for virtualized external storage controllers, which are not capable of
self-encryption.
 Less than 1% system overhead.
 Available only to virtualized external storage.
 Is enabled only when you create storage pools and child pools that are made up of
virtualized external storage.
 Child pools can be encrypted even if the parent storage pool is not encrypted.

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Mixed encryption in a storage pool

It is possible to mix hardware and software encryption in a storage pool, as shown in
Figure 4-12.

Figure 4-12 Mixed encryption in a storage pool

However, if you want to create encrypted child pools from an unencrypted storage pool
containing a mix of internal arrays and external MDisks. the following restrictions apply:
 The parent pool must not contain any unencrypted internal arrays.
 All system nodes must have an activated encryption license.

Note: An encrypted child pool that is created from an unencrypted parent storage pool
reports as unencrypted if the parent pool contains unencrypted internal arrays. Remove
these arrays to ensure that the child pool is fully encrypted.

The general rule is to not mix different types of MDisks in a storage pool unless you intend to
use the Easy Tier tiering function. In this scenario, the internal arrays must be encrypted if
you want to create encrypted child pools from an unencrypted parent storage pool. All
methods of encryption use the same encryption algorithm, the same key management
infrastructure, and the same license.

Note: In a virtualized storage environment, always implement encryption on the

self-encryption capable back-end storage, such as IBM FlashSystem.

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Declare or identify the self-encrypted virtualized external MDisks as encrypted on by setting

the -encrypt option to yes in the chmdisk command, as shown in Example 4-6. This
configuration is important to prevent back-end storage from trying to encrypt them again.

Example 4-6 Command to declare or identify a self-encrypted MDisk from a virtualized external
storage
IBM_2145:ITSO_A:superuser>chmdisk -encrypt yes mdisk0

Note: It is important to declare or identify the self-encrypted MDisks from a virtualized

external storage before creating an encrypted storage pool or child pool on IBM Storage
Virtualize.

4.6.3 Encryption at rest with USB keys

The following section describes the characteristics of using USB flash drives for encryption
and the available options to access the key information.

USB flash drives have the following characteristics:

 Physical access to the system is required to process a rekeying operation.
 No mechanical components to maintain with almost no read/write operations to the USB
flash drive.
 Inexpensive to maintain and use.
 Convenient and easy to have multiple identical USB flash drives available as backups.

Two options are available for accessing key information on USB flash drives:
 USB flash drives are left inserted in the system always.
If you want the system to restart automatically, a USB flash drive must be left inserted in
all the nodes on the system. When you power on, then all nodes have access to the
encryption key. This method requires that the physical environment where the system is
located is secure. If the location is secure, it prevents an unauthorized person from making
copies of the encryption keys, stealing the system, or accessing data that is stored on the
system.
 USB flash drives are not left inserted into the system except as required.
For the most secure operation, do not keep the USB flash drives inserted into the nodes
on the system. However, this method requires that you manually insert the USB flash
drives that contain copies of the encryption key into the nodes during operations that the
system requires an encryption key to be present. USB flash drives that contain the keys
must be stored securely to prevent theft or loss.

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4.6.4 Encryption at rest with key servers

The following section describes the characteristics of using key servers for encryption and
essential recommendations for key server configuration with IBM FlashSystem and SVC.

Key servers
Key servers have the following characteristics:
 Physical access to the system is not required to process a rekeying operation.
 Support for businesses that have security requirements to not use USB ports.
 Strong key generation.
 Key self-replication and automatic backups.
 Implementations follow an open standard that aids in interoperability.
 Audit details.
 Ability to administer access to data separately from storage devices.

Encryption key servers create and manage encryption keys that are used by the system. In
environments with many systems, key servers distribute keys remotely without requiring
physical access to the systems. A key server is a centralized system that generates, stores,
and sends encryption keys to the system. If the key server provider supports replication of
keys among multiple key servers, you can specify up to four key servers (one master and
three clones) that connect to the system over both a public network or a separate private
network.

Recommendations for IBM GKLM key server configuration

The following section provides some essential recommendations for key server configuration
with IBM Storage Virtualize.

Self-signed certificate type and validity period

The default certificate type on IBM Security Guardian Key Lifecycle Manager and IBM
Storage Virtualize is RSA. If you use a different certificate type, make sure that you match the
certificate type on both ends. The default certificate validity period is 1095 days on IBM
Security Key Lifecycle Manager server and 5475 days on IBM Storage Virtualize.

You can adjust the validity period to comply with specific security policies and always match
the certificate validity period on IBM FlashSystem, SVC, and IBM Security Guardian Key
Lifecycle Manager servers. A mismatch causes a certificate authorization error and leads to
unnecessary certificate exchange.

In the management GUI, select Settings → Security → Secure Communications →

Update Certificate.

Figure 4-13 shows the default certificate type and validity period on IBM Storage Virtualize.

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Figure 4-13 Update Certificate on IBM FlashSystem

Figure 4-14 shows the default certificate type and validity period on an IBM Security Key
Lifecycle Manager server.

Figure 4-14 Creating a self-signed certificate: IBM Security Key Lifecycle Manager server

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Device group configuration

The IBM Spectrum_VIRT device group is not predefined on IBM Security Key Lifecycle
Manager. It must be created based on an IBM General Parallel File System (GPFS) device,
as shown in Figure 4-15.

Figure 4-15 Create Device Group for IBM FlashSystem

By default, in IBM Storage Virtualize, the IBM Spectrum_VIRT group name is predefined in the
encryption configuration wizard. IBM Spectrum_VIRT contains all the keys for the managed
IBM FlashSystem and SVC. However, it is possible to use different device groups if they are
GPFS device-based, for example, one device group for each environment (production or
disaster recovery (DR)). Each device group maintains its own key database, and this
approach allows more granular key management.

Clone servers configuration management

The minimum replication interval on IBM Security Guardian Key Lifecycle Manager is 1 hour,
as shown in Figure 4-16. It is more practical to perform backup and restore or manual
replication for the initial configuration to speed up the configuration synchronization.

Also, the rekey process creates a configuration on the IBM Security Guardian Key Lifecycle
Manager server, and it is important not to wait for the next replication window but to manually
synchronize the configuration to the extra key servers (clones). Otherwise, an error message
is generated by the IBM Storage Virtualize system, which indicates that the key is missing on
the clones.

Figure 4-16 shows the replication interval.

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Figure 4-16 IBM Security Key Lifecycle Manager replication schedule

Example 4-7 shows an example of manually triggered replication.

Example 4-7 Manually triggered replication

/opt/IBM/WebSphere/AppServer/bin/wsadmin.sh -username SKLMAdmin -password
<password> -lang jython -c "print AdminTask.tklmReplicationNow()"

Encryption key management

There is always only one active key for each encryption-enabled system. The previously used
key is deactivated after the rekey process. It is possible to delete the deactivated keys to keep
the key database tidy and up to date.

Figure 4-17 on page 293 shows the keys that are associated with a device group. In this
example, the SG247933_BOOK device group contains one encryption-enabled system, and it
has three associated keys. Only one of the keys is activated, and the other two were
deactivated after the rekey process.

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SG247933_BOOK

Figure 4-17 Keys that are associated to a device group

Example 4-8 shows an example to check the state of the keys.

Example 4-8 Verifying the key state

/opt/IBM/WebSphere/AppServer/bin/wsadmin.sh -username SKLMAdmin -password
<password> -lang jython
wsadmin>print AdminTask.tklmKeyList('[-uuid
KEY-8a89d57-15bf8f41-cea6-4df3-8f4e-be0c36318615]')
CTGKM0001I Command succeeded.

uuid = KEY-8a89d57-15bf8f41-cea6-4df3-8f4e-be0c36318615
alias = mmm008a89d57000000870
key algorithm = AES
key store name = defaultKeyStore
key state = ACTIVE
creation date = 18/11/2017, 01:43:27 Greenwich Mean Time
expiration date = null

wsadmin>print AdminTask.tklmKeyList('[-uuid
KEY-8a89d57-74edaef9-b6d9-4766-9b39-7e21d9911011]')
CTGKM0001I Command succeeded.

uuid = KEY-8a89d57-74edaef9-b6d9-4766-9b39-7e21d9911011
alias = mmm008a89d5700000086e
key algorithm = AES
key store name = defaultKeyStore
key state = DEACTIVATED
creation date = 17/11/2017, 20:07:19 Greenwich Mean Time
expiration date = 17/11/2017, 23:18:37 Greenwich Mean Time

wsadmin>print AdminTask.tklmKeyList('[-uuid
KEY-8a89d57-ebe5d5a1-8987-4aff-ab58-5f808a078269]')

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CTGKM0001I Command succeeded.

uuid = KEY-8a89d57-ebe5d5a1-8987-4aff-ab58-5f808a078269
alias = mmm008a89d5700000086f
key algorithm = AES
key store name = defaultKeyStore
key state = DEACTIVATED
creation date = 17/11/2017, 23:18:34 Greenwich Mean Time
expiration date = 18/11/2017, 01:43:32 Greenwich Mean Time

Note: The initial configuration, such as certificate exchange and TLS configuration, is
required only on the master IBM Security Key Lifecycle Manager server. The restore or
replication process duplicates all the required configurations to the clone servers.

If encryption was enabled on a pre-7.8.0 code level system and the system is updated to later
releases, you must run a USB rekey operation to enable key server encryption. Run the
chencryption command before you enable key server encryption. To perform a rekey
operation, run the commands that are shown in Example 4-9.

Example 4-9 Commands to enable the key server encryption option on a system upgraded from
pre-7.8.0
chencyrption -usb newkey -key prepare
chencryption -usb newkey -key commit

4.7 Easy Tier and tiered and balanced storage pools

Easy Tier was originally developed to provide the maximum performance benefit of a few
SSDs or flash drives. Because of their low response times, high throughput, and IOPS
characteristics, SSDs and flash arrays were a welcome addition to the storage system, but
initially their acquisition cost per gigabyte was more than for HDDs.

By implementing an evolving artificial intelligence (AI) like algorithm, Easy Tier moved the
most frequently accessed blocks of data to the lowest latency device. Therefore, it provides
an exponential improvement in performance when compared to a small investment in SSD
and flash capacity.

The industry moved on in the more than 10 years since Easy Tier was first introduced. The
current cost of SSD and flash-based technology meant that more users can deploy all-flash
environments.

HDD-based large capacity NL-SAS drives are still the most cost-effective online storage
devices. Although SSD and flash ended the 15K RPM drive market, it has yet to reach a price
point that competes with NL-SAS for lower performing workloads. The use cases for Easy
Tier changed, and most deployments now use either all-flash or “flash and trash” approaches,
with 10% or more flash capacity and the remainder using NL-SAS.

Easy Tier also provides balancing within a tier. This configuration ensures that no one single
component within a tier of the same capabilities is more heavily loaded than another one. It
does so to maintain an even latency across the tier and help to provide consistent and
predictable performance.

As the industry strives to develop technologies that can enable higher throughput and lower
latency than even flash, Easy Tier continues to provide user benefits. For example, SCM

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technologies, which were introduced to IBM FlashSystem in 2020, now provide lower latency
than even flash, but as with flash when it was first introduced, at a considerably higher cost of
acquisition per gigabyte.

Choosing the correct mix of drives and data placement is critical to achieve optimal
performance at the lowest cost. Maximum value can be derived by placing “hot” data with high
I/O density and low response time requirements on the highest tier, while targeting lower tiers
for “cooler” data, which is accessed more sequentially and at lower rates.

Easy Tier dynamically automates the ongoing placement of data among different storage
tiers. It can be enabled for internal and external storage to achieve optimal performance.

The Easy Tier feature that is called storage pool balancing automatically moves extents
within the same storage tier from overloaded to less loaded MDisks. Storage pool balancing
ensures that your data is optimally placed among all disks within storage pools.

Storage pool balancing is designed to balance extents between tiers in the same pool to
improve overall system performance and avoid overloading a single MDisk in the pool.

However, Easy Tier considers only performance, and it does not consider capacity. Therefore,
if two FCM arrays are in a pool and one of them is nearly out of space and the other is empty,
Easy Tier does not attempt to move extents between the arrays.

For this reason, it is recommended that if you must increase the capacity on an MDisk,
increase the size of the array rather than add an FCM array.

4.7.1 Easy Tier concepts

IBM Storage Virtualize products implement Easy Tier enterprise storage functions, which
were originally designed with the development of Easy Tier on IBM DS8000 enterprise-class
storage systems. Easy Tier enables automated sub-volume data placement throughout
different or within the same storage tiers. This feature intelligently aligns the system with
current workload requirements and optimizes the usage of high-performance storage, such
as SSD, FCM, and SCM.

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Easy Tier reduces the I/O latency for hot spots, but it does not replace storage cache. Both
Easy Tier and storage cache solve a similar access latency workload problem. However,
these two methods weigh differently in the algorithmic construction that is based on locality of
reference, recency, and frequency. Easy Tier monitors I/O performance from the device end
(after cache), it can pick up the performance issues that cache cannot solve, and
complements the overall storage system performance.

The primary benefit of Easy Tier is to reduce latency for hot spots, but this feature includes an
added benefit where the remaining “medium” (that is, not cold) data has less contention for its
resources and performs better as a result (that is, lower latency).

Easy Tier can be used in a single tier pool to balance the workload across storage MDisks. It
ensures an even load on all MDisks in a tier or pool. Therefore, bottlenecks and convoying
effects are removed when striped volumes are used. In a multitier pool, each tier is balanced.

In general, the storage environment’s I/O is monitored at a volume level, and the entire
volume is always placed inside one suitable storage tier. Determining the amount of I/O,
moving part of the underlying volume to an appropriate storage tier, and reacting to workload
changes is too complex for manual operation. It is in this situation that the Easy Tier feature
can be used.

Easy Tier is a performance optimization function that automatically migrates extents that
belong to a volume between different storage tiers (see Figure 4-18) or the same storage tier.
Because this migration works at the extent level, it is often referred to as sublogical unit
number (LUN) migration. Movement of the extents is dynamic, nondisruptive, and not visible
from the host perspective. As a result of extent movement, the volume no longer has all its
data in one tier; rather, it is in two or three tiers, or balanced between MDisks in the same tier.

Figure 4-18 Easy Tier single volume with multiple tiers

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You can enable Easy Tier on a per volume basis, except for non-fully allocated volumes in a
DRP where Easy Tier is always enabled. It monitors the I/O activity and latency of the extents
on all Easy Tier enabled volumes.

Based on the performance characteristics, Easy Tier creates an extent migration plan and
dynamically moves (promotes) high activity or hot extents to a higher disk tier within the same
storage pool. Generally, a new migration plan is generated on a stable system once every 24
hours. Instances might occur when Easy Tier reacts within 5 minutes, for example, when
detecting an overload situation.

It also moves (demotes) extents whose activity dropped off, or cooled, from higher disk tier
MDisks back to a lower tier MDisk. When Easy Tier runs in a storage pool rebalance mode, it
moves extents from busy MDisks to less busy MDisks of the same type.

Note: Image mode and sequential volumes are not candidates for Easy Tier automatic
data placement because all extents for those types of volumes must be on one specific
MDisk, and they cannot be moved.

4.7.2 Easy Tier definitions

Easy Tier measures and classifies each extent into one of its three tiers. It performs this
classification process by looking for extents that are the outliers in any system:
1. It looks for the hottest extents in the pool. These extents contain the most frequently
accessed data of a suitable workload type (less than 64 KiB I/O). Easy Tier plans to
migrate these extents into whatever set of extents that comes from MDisks that are
designated as the hot tier.
2. It looks for coldest extents in the pool, which are classed as having done < 1 I/O in the
measurement period. These extents are planned to be migrated onto extents that come
from the MDisks that are designated as the cold tier.
3. It is not necessary for Easy Tier to look for extents to place in the middle tier. By definition,
if something is not designated as “hot” or “cold”, it stays or is moved to extents that come
from MDisks in the middle tier.

With these three tier classifications, an Easy Tier pool can be optimized.

Internal processing
The Easy Tier function includes the following four main processes:
 I/O monitoring
This process operates continuously and monitors volumes for host I/O activity. It collects
performance statistics for each extent, and derives averages for a rolling 24-hour period of
I/O activity.
Easy Tier makes allowances for large block I/Os; therefore, it considers only I/Os of up
to 64 kilobytes (KiB) as migration candidates.
This process is efficient and consumes negligible processing resources of the system’s
nodes.
 Data Placement Advisor (DPA)
The DPA uses workload statistics to make a cost-benefit decision about which extents will
be candidates for migration to a higher performance tier.
This process identifies extents that can be migrated back to a lower tier.

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 Data Migration Planner (DMP)

By using the extents that were previously identified, the DMP builds the extent migration
plans for the storage pool. The DMP builds two plans:
– The Automatic Data Relocation (ADR) mode plan to migrate extents across adjacent
tiers.
– The Rebalance (RB) mode plan to migrate extents within the same tier.
 Data migrator
This process involves the actual movement or migration of the volume’s extents up to, or
down from, the higher disk tier. The extent migration rate is capped so that a maximum of
up to 12 GiB every 5 minutes is migrated, which equates to approximately 3.4 TiB per day
that is migrated between disk tiers.

Note: You can increase the target migration rate to 48 GiB every 5 minutes by temporarily
enabling accelerated mode. For more information, see “Easy Tier acceleration” on
page 315.

When active, Easy Tier performs the following actions across the tiers:
 Promote
Moves the hotter extents to a higher performance tier with available capacity. Promote
occurs within adjacent tiers.
 Demote
Demotes colder extents from a higher tier to a lower tier. Demote occurs within adjacent
tiers.
 Swap
Exchanges a cold extent in an upper tier with a hot extent in a lower tier.
 Warm demote
Prevents performance overload of a tier by demoting a warm extent to a lower tier. This
process is triggered when the bandwidth or IOPS exceeds a predefined threshold. If you
see these operations, it is a trigger to suggest that you should add more capacity to the
higher tier.
 Warm promote
This feature addresses the situation where a lower tier suddenly becomes active. Instead
of waiting for the next migration plan, Easy Tier can react immediately. Warm promote acts
in a similar way to warm demote. If the 5-minute average performance shows that a layer
is overloaded, Easy Tier immediately starts to promote extents until the condition is
relieved. This action is often referred to as “overload protection”.
 Cold demote
Demotes inactive (or cold) extents that are on a higher performance tier to its adjacent
lower-cost tier. Therefore, Easy Tier automatically frees extents on the higher storage tier
before the extents on the lower tier become hot. Only supported between HDD tiers.
 Expanded cold demote
Demotes appropriate sequential workloads to the lowest tier to better use nearline disk
bandwidth.

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 Auto rebalance
Redistributes extents within a tier to balance usage across MDisks for maximum
performance. This process moves hot extents from high-use MDisks to low-use MDisks,
and exchanges extents between high-use MDisks and low-use MDisks.
 Space reservation demote
Introduced in version 8.4.0 to prevent out-of-space conditions on thin-provisioned
(compressed) back-ends, EasyTier stops the migration of new data into a tier, and if
necessary, migrates extents to a lower tier.

Easy Tier attempts to migrate the most active volume extents up to an SSD first.

If a new migration plan is generated before the completion of the previous plan, the previous
migration plan and queued extents that are not yet relocated are abandoned. However,
migrations that are still applicable are included in the new plan.

Note: Extent migration occurs only between adjacent tiers. For example, in a three-tiered
storage pool, Easy Tier does not move extents from the flash tier directly to the nearline tier
and vice versa without moving them first to the enterprise tier.

The Easy Tier extent migration types are shown in Figure 4-19.

Figure 4-19 Easy Tier extent migration types

4.7.3 Easy Tier operating modes

Easy Tier includes the following main operating modes:
 Off
 On
 Automatic
 Measure

Easy Tier is a licensed feature on some IBM Storage Virtualize hardware platforms. If the
license is not present and Easy Tier is set to Auto or On, the system runs in Measure mode.

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Options: The Easy Tier function can be turned on or off at the storage pool level and at the
volume level, except for non fully allocated volumes in a DRP where Easy Tier is always
enabled.

Easy Tier off mode

With Easy Tier turned off, statistics are not recorded, and cross-tier extent-migration does not
occur.

Measure mode
Easy Tier can be run in an evaluation or measurement-only mode, and it collects usage
statistics for each extent in a storage pool where the Easy Tier value is set to Measure.

This collection is typically done for a single-tier pool so that the benefits of adding more
performance tiers to the pool can be evaluated before any major hardware acquisition.

The heat and activity of each extent can be viewed in the GUI by selecting Monitoring →
Easy Tier Reports.

Automatic mode
In Automatic mode, the storage pool parameter -easytier auto must be set, and the volumes
in the pool must have -easytier set to on.

The behavior of Easy Tier depends on the pool configuration. Consider the following points:
 If the pool contains only MDisks with a single tier type, the pool is in balancing mode.
 If the pool contains MDisks with more than one tier type, the pool runs automatic data
placement and migration in addition to balancing within each tier.

Dynamic data movement is transparent to the host server and application users of the data,
other than providing improved performance. Extents are automatically migrated, as explained
in “Implementation rules” on page 310.

There might be situations where the Easy Tier setting is “auto” but the system is running in
monitoring mode only, for example, with unsupported tier types or if you have not enabled the
Easy Tier license. For more information, see Table 4-9 on page 306.

The GUI provides the same reports as available in measuring mode, and in addition provide
the data movement report that shows the breakdown of the actual migration events that are
triggered by Easy Tier. These migrations are reported in terms of the migration types, as
described in “Internal processing” on page 297.

Easy Tier on mode

This mode forces Easy Tier to perform the tasks as in Automatic mode.

For example, when Easy Tier detects an unsupported set of tier types in a pool, as outlined in
Table 4-9 on page 306, using the “on” mode forces Easy Tier to the active state, and it
performs to the best of its ability. The system raises an alert. There is an associated Directed
Maintenance Procedure that guides you to fix the unsupported tier types.

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Important: Avoid creating a pool with more than three tiers. Although the system attempts
to create generic hot, medium, and cold “buckets”, you might end up with Easy Tier
running in measure mode only.

These configurations are unsupported because they can cause performance problems in
the long term, for example, disparate performance within a single tier.

The ability to override Automatic mode is provided to enable temporary migration from an
older set of tiers to new tiers, which must be rectified as soon as possible.

Storage pool balancing

This feature assesses the extents that are written in a pool and balances them automatically
across all MDisks within the pool. This process works with Easy Tier when multiple classes of
disks exist in a single pool. In this case, Easy Tier moves extents between the different tiers,
and storage pool balancing moves extents within the same tier to enable a balance in terms of
workload across all MDisks that belong to a tier.

Balancing is when you maintain equivalent latency across all MDisks in a tier, which can
result in different capacity usage across the MDisks. However, performance balancing is
preferred over capacity-balancing in most cases.

The process automatically balances existing data when new MDisks are added into an
existing pool, even if the pool contains only a single type of drive.

Balancing is automatically active on all storage pools no matter what the Easy Tier setting is.
For a single tier pool, the Easy Tier state reports as Balancing.

Note: Storage pool balancing can be used to balance extents when mixing different-sized
disks of the same performance tier. For example, when adding larger capacity drives to a
pool with smaller capacity drives of the same class, storage pool balancing redistributes
the extents to leverage the extra performance of the new MDisks.

Easy Tier mode settings

The Easy Tier setting can be changed on a storage pool and volume level. Depending on the
Easy Tier setting and the number of tiers in the storage pool, Easy Tier services might
function in a different way. Table 4-7 lists possible combinations of Easy Tier settings.

Table 4-7 Easy Tier settings

Storage pool Easy Number of tiers in the Volume copy Easy Volume copy Easy
Tier setting storage pool Tier settinga Tier status

Off One or more Off Inactiveb

On Inactiveb

Measure One or More Off Measuredc

On Measuredc

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Storage pool Easy Number of tiers in the Volume copy Easy Volume copy Easy
Tier setting storage pool Tier settinga Tier status

Auto One Off Measuredc

On Balancedd

Two - four Off Measuredc

On Activee f

Five Any Measuredc

On One Off Measuredc

On Balancedd

Two - four Off Measuredc

On Activee

Five Off Measuredc

On Activef
a. If the volume copy is in image or sequential mode or being migrated, the volume copy Easy
Tier status is Measured rather than Active.
b. When the volume copy status is Inactive, no Easy Tier functions are enabled for that volume
copy.
c. When the volume copy status is Measured, the Easy Tier function collects usage statistics for
the volume, but automatic data placement is not active.
d. When the volume copy status is Balanced, the Easy Tier function enables performance-based
pool balancing for that volume copy.
e. When the volume copy status is Active, the Easy Tier function operates in automatic data
placement mode for that volume.
f. When five-tier (or some four-tier) configurations are used and Easy Tier is in the On state, Easy
Tier is forced to operate but might not behave exactly as expected. For more information, s
Table 4-9 on page 306.

Note: The default Easy Tier setting for a storage pool is Auto, and the default Easy Tier
setting for a volume copy is On. Therefore, Easy Tier functions, except for pool
performance balancing, are disabled for storage pools with a single tier. Automatic data
placement mode is enabled by default for all striped volume copies in a storage pool with
two or more tiers.

4.7.4 MDisk tier types

The three Easy Tier tier types (“hot”, “medium”, and “cold”) are generic “buckets” that Easy
Tier uses to build a set of extents that belong to each tier. You must tell Easy Tier which
MDisks belong to which bucket.

The type of disk and RAID geometry that is used by internal or external MDisks define their
expected performance characteristics. These characteristics are used to help define a tier
type for each MDisk in the system.

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Five tier types can be assigned. The tables in this section use the numbers from this list as a
shorthand for the tier name:
tier_scm Represents SCM MDisks.
tier0_flash Represents enterprise flash technology, including FCM.
tier1_flash Represents lower performing Tier1 flash technology (lower drive writes
per day (DWPD)).
tier_enterprise Represents enterprise HDD technology (both 10 K and 15 K RPM).
tier_nearline Represents nearline HDD technology (7.2 K RPM).

Consider the following points:

 Easy Tier is designed to operate with up to three tiers of storage: “hot”, “medium”, and
“cold”.
 An MDisk can belong only to one tier type.
 At the time of writing, five MDisk tier types exist.
 Internal MDisks have their tier type set automatically.
 External MDisks default to the “enterprise” tier and might need to be changed by the user.
 The number of MDisk tier types that is found in a pool determines whether the pool is a
single-tier pool or a multitier pool.

Attention: As described in 4.7.5, “Changing the tier type of an MDisk” on page 307,
system does not automatically detect the type of external MDisks. Instead, all external
MDisks are initially put into the enterprise tier by default. The administrator must then
manually change the MDisks tier and add them to storage pools.

Single-tier storage pools

Figure 4-20 shows a scenario in which a single storage pool is populated with MDisks that are
presented by an external storage controller. In this solution, the striped volumes can be
measured by Easy Tier and benefit from storage pool balancing mode, which moves extents
between MDisks of the same type.

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Figure 4-20 Single tier storage pool with a striped volume

MDisks that are used in a single-tier storage pool should have the same hardware
characteristics. These characteristics include the same RAID type, RAID array size, disk type,
disk RPM, and controller performance characteristics.

For external MDisks, attempt to create all MDisks with the same RAID geometry (number of
disks). If this approach is not possible, you can modify the Easy Tier load setting to manually
balance the workload, but you must be careful. For more information, see “MDisk Easy Tier
load” on page 315.

For internal MDisks, the system can cope with different geometries because the number of
drives is reported to Easy Tier, which then uses the Overload Protection information to
balance the workload, as described in 4.7.6, “Easy Tier overload protection” on page 307.

Multitier storage pools

A multitier storage pool has a mix of MDisks with more than one type of MDisk tier attribute.
This pool can be, for example, a storage pool that contains a mix of enterprise and SSD
MDisks or enterprise and NL-SAS MDisks.

Figure 4-21 on page 305 shows a scenario in which a storage pool is populated with three
different MDisk types:
 One belonging to an SSD array
 One belonging to an SAS HDD array
 One belonging to an NL-SAS HDD array)

Although Figure 4-21 on page 305 shows RAID 5 arrays other RAID types can be used.

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Figure 4-21 Multitier storage pool with a striped volume

Note: If you add MDisks to a pool and they have (or you assign) more than three tier types,
Easy Tier tries to group two or more of the tier types into a single “bucket” and use them
both as either the “middle” or “cold” tier. The groupings are described in Table 4-9 on
page 306.

However, overload protection and pool balancing might result in a bias on the load being
placed on those MDisks despite them being in the same “bucket”.

Easy Tier mapping to MDisk tier types

The five MDisk tier types are mapped to the three Easy Tier tiers depending on the pool
configuration, as shown in Table 4-8.

Table 4-8 Recommended 3-tier Easy Tier mapping policy

Tier mix 1+2 2+3 3+4 4+5 1+2+3 1+3+4 1+4+5 2+3+4
1+3 2+4 3+5 1+2+4 1+3+5 2+4+5 2+3+5
1+4 2+5 1+2+5 3+4+5
1+5

Hot tier 1 2 1 1 1 or 2
2 or
3

Middle tier 2 or 3 or 3 4 2 3 4 3
3 or 4 or
4 or

Cold tier 5 5 4 or 5 5 3 or 4 or 5 4 or
4 or 5 5
5

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For more information about the tier descriptions, see 4.7.4, “MDisk tier types” on page 302.

Four- and five-tier pools

In general, Easy Tier tries to place tier_enterprise (4) and tier1_flash (3) based tiers into one
bucket to reduce the number of tiers that are defined in a pool to 3, as shown in Table 4-9.

Table 4-9 Four- and five-tier mapping policy

Tier mix 1+2+3+4, 1+2+3+5, 1+3+4+5, 1+2+3+4+5
or 2+3+4+5
1+2+4+5

Hot tier Not supported. 1 or 2 Not supported.

Measure only. Measure only.
Middle tier 3 and 4

Cold tier 5

If you create a pool with all five tiers or one of the unsupported four-tier pools and Easy Tier is
set to “auto” mode, Easy Tier enters “measure” mode and measures the statistics but does
not move any extents. To return to a supported tier configuration, remove one or more
MDisks.

Important: Avoid creating a pool with more than three tiers. Although the system attempts
to create “buckets”, the result might be that Easy Tier runs in Measure mode only.

Temporary unsupported four- or five-tier mapping

If you must temporarily define four- or five-tier mapping in a pool and you end up with one of
the unsupported configurations, you can force Easy Tier to migrate data by setting the Easy
Tier mode to “on”.

Attention: Before you force Easy Tier to run in this mode, you must have a full
understanding of the implications of doing so. Be very cautious about using this mode.

The on setting is provided to allow temporary migrations where you cannot avoid creating one
of these unsupported configurations. The implications are that long-term use in this mode can
cause performance issues due to the grouping of unlike MDisks within a single Easy Tier tier.

For these configurations, Easy Tier uses the mappings that are shown in Table 4-10.

Table 4-10 Unsupported temporary four- and five-tier mapping policy

Tier mix 1+2+3+4 or 1+2+4+5b 1+2+3+4+5a b
1+2+3+5a

Hot tier 1 1 1

Middle tier 2&3 2 2&3

Cold tier 4 or 5 4&5 4&5

a. In these configurations, enterprise HDDs and nearline HDDs are placed into the cold tier.
These two drive types have different latency characteristics, and the difference can skew the
metrics that are measured by Easy Tier for the cold tier.
b. In these configurations, Tier 0 and Tier 1 flash devices are placed in the middle tier. The
different DWPD does not make the most efficient use of the Tier 0 flash.

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4.7.5 Changing the tier type of an MDisk

IBM Storage Virtualize cannot determine the technology type of the external MDisk, and by
default assigns it with the enterprise tier type.

Attention: When adding external MDisks to a pool, validate that the tier_type setting is
correct. Incorrect tier_type settings can cause performance problems, for example, if you
inadvertently create a multitier pool.

Internal MDisks are automatically created with the correct tier_type because the system is
aware of the drives that are used to create the RAID array and so can set the correct
tier_type automatically.

The tier_type can be set when adding an MDisk to a pool, or you can later change the tier of
an MDisk by using the CLI, as shown in Example 4-10.

Note: Changing the tier type is possible only for external MDisks, not for arrays.

Example 4-10 Changing an MDisk tier

IBM_2145:SVC_ESC:superuser>lsmdisk -delim " "
id name status mode mdisk_grp_id mdisk_grp_name capacity ctrl_LUN_#
controller_name UID tier encrypt site_id site_name distributed dedupe
1 mdisk1 online managed 1 POOL_V7K_SITEB 250.0GB 0000000000000001 V7K_SITEB_C2
6005076802880102c00000000000002000000000000000000000000000000000 tier_enterprise
no 2 SITE_B no no
2 mdisk2 online managed 1 POOL_V7K_SITEB 250.0GB 0000000000000002 V7K_SITEB_C2
6005076802880102c00000000000002100000000000000000000000000000000 tier_enterprise
no 2 SITE_B no no

IBM_2145:SVC_ESC:superuser>chmdisk -tier tier_nearline 1

IBM_2145:SVC_ESC:superuser>lsmdisk -delim " "

id name status mode mdisk_grp_id mdisk_grp_name capacity ctrl_LUN_#
controller_name UID tier encrypt site_id site_name distributed dedupe
1 mdisk1 online managed 1 POOL_V7K_SITEB 250.0GB 0000000000000001 V7K_SITEB_C2
6005076802880102c00000000000002000000000000000000000000000000000 tier_nearline no
2 SITE_B no no
2 mdisk2 online managed 1 POOL_V7K_SITEB 250.0GB 0000000000000002 V7K_SITEB_C2
6005076802880102c00000000000002100000000000000000000000000000000 tier_enterprise
no 2 SITE_B no no

It is also possible to change the external MDisk tier by using the GUI.

This change happens online and has no effect on hosts or the availability of the volumes.

4.7.6 Easy Tier overload protection

Easy Tier is defined as a “greedy” algorithm. If overload protection is not used, Easy Tier
attempts to use every extent on the hot tier. In some cases, this issue leads to overloading the
hot tier MDisks and creates a performance problem.

Therefore, Easy Tier implements overload protection to ensure that it does not move too
much workload onto the hot tier. If this protection is triggered, no other extents are moved

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onto that tier while the overload is detected. Extents can still be swapped, so if one extent
becomes colder and another hotter, they can be swapped.

To implement overload protection, Easy Tier must understand the capabilities of an MDisk.
For internal MDisks, this understanding is handled automatically because the system can
instruct Easy Tier about the type of drive and RAID geometry (for example, 8+P+Q);
therefore, the system can calculate the expected performance ceiling for any internal MDisk.

With external MDisks, the only measure or details Easy Tier knows are the storage controller
type. We know whether the controller is an enterprise, midrange, or entry level system and
can make some assumptions about the load that it can handle.

However, external MDisks cannot automatically have their MDisk tier type or “Easy Tier Load”
defined. Set the tier type manually and (if needed), modify the load setting. For more
information about Easy Tier loads, see “MDisk Easy Tier load” on page 315.

Overload protection is also used by the “warm promote” function. If Easy Tier detects a
sudden change on a cold tier in which a workload is causing overloading of the cold tier
MDisks, it can quickly react and recommend migration of the extents to the middle tier. This
feature is useful when provisioning new volumes that overrun the capacity of the middle tier or
when no middle tier is present, for example, with flash and nearline only configurations.

4.7.7 Easy Tier overallocation protection

On systems with compressing backend, Easy Tier operations can potentially cause an “Out of
physical capacity” situation. To prevent this, Easy Tier overallocation limit feature is
implemented.

Arrays that are created from self-compressing drives have a written capacity limit (virtual
capacity before compression) that is higher than the array’s usable capacity (physical
capacity). Writing highly compressible data to the array means that the written capacity limit
can be reached without running out of usable capacity. However, if data is not compressible or
the compression ratio is low, it is possible to run out of usable capacity before reaching the
written capacity limit of the array, which means the amount of data that is written to a
self-compressing array must be controlled to prevent the array from running out of space.

Without a maximum overallocation limit, Easy Tier scales the usable capacity of the array
based on the actual compression ratio of the data that is stored on the array at a point in time.
Easy Tier migrates data to the array and might use a large percentage of the usable capacity
in doing so, but it stops migrating to the array when the array comes close to running out of
usable capacity. Then, it might start migrating data away from the array again to free space.

However, Easy Tier migrates storage only at a slow rate, which might not keep up with
changes to the compression ratio within the tier. When Easy Tier swaps extents or data is
overwritten by hosts, compressible data might be replaced with data that is less compressible,
which increases the amount of usable capacity that is consumed by extents and might result
in self-compressing arrays running out of space, which can cause a loss of access to data
until the condition is resolved.

You can specify the maximum overallocation ratio for pools that contain FCM arrays to
prevent out-of-space scenarios. The value acts as a multiplier of the physically available
space in self-compressing arrays. The allowed values are a percentage in the range of 100%
(default) to 400% or off. Setting the value to off disables this feature.

When the limit is set, Easy Tier scales the available usable capacity of self-compressing
arrays by using the specified overallocation limit and adjusts the migration plan to make sure

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the fullness of these arrays stays below the maximum overallocation. Specify the maximum
overallocation limit based on the estimated lowest compression ratio of the data that is written
to the pool.

The default setting of 100% allows no Easy Tier overallocation on new pools, which is the
most conservative and safe option. By increasing the limit, you allow Easy Tier to put more
data into the FCM tier and benefit from its performance, but at the same time chances to get
into “out of physical space” (OOPS) situation if compression ratio suddenly drops is much
higher.

4.7.8 Removing an MDisk from an Easy Tier pool

When you remove an MDisk from a pool that still includes defined volumes and that pool is an
Easy Tier pool, the extents that are still in use on the MDisk that you are removing are
migrated to other free extents in the pool.

Easy Tier attempts to migrate the extents to another extent within the same tier. However, if
there is not enough space in the same tier, Easy Tier picks the highest-priority tier with free
capacity. Table 4-11 describes the migration target-tier priorities.

Table 4-11 Migration target tier priorities

Tier of MDisk Target tier priority (pick highest with free capacity)
being removed

1 2 3 4 5

tier_scm tier_scm tier0_flash tier1_flash tier_enterprise tier_nearline

tier0_flash tier0_flash tier_scm tier1_flash tier_enterprise tier_nearline

tier1_flash tier1_flash tier0_flash tier_scm tier_enterprise tier_nearline

tier_enterprise tier_enterprise tier1_flash tier_nearline tier0_flash tier_scm

tier_nearline tier_nearline tier_enterprise tier1_flash tier0_flash tier_scm

The tiers are chosen to optimize the typical migration cases, for example, replacing the
enterprise HDD tier with Tier 1 flash arrays or replacing nearline HDDs with Tier 1 flash
arrays.

4.7.9 Easy Tier implementation considerations

Easy Tier is part of the IBM Storage Virtualize code. For Easy Tier to migrate extents between
different tier disks, storage that offers different tiers must be available (for example, a mix of
flash and HDDs). With single tier (homogeneous) pools, Easy Tier uses storage pool
balancing only.

Important: Easy Tier uses the extent migration capabilities of IBM Storage Virtualize.
These migrations require free capacity because an extent is first cloned to a new extent
before the old extent is returned to the free capacity in the relevant tier.

It is recommended that a minimum of 16 extents are needed for Easy Tier to operate.
However, if only 16 extents are available, Easy Tier can move at most 16 extents at a time.

Easy Tier and storage pool balancing do not function if you allocate 100% of the storage
pool to volumes.

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Implementation rules
Remember the following implementation and operational rules when you use Easy Tier:
 Easy Tier automatic data placement is not supported on image mode or sequential
volumes. I/O monitoring for such volumes is supported, but you cannot migrate extents on
these volumes unless you convert image or sequential volume copies to striped volumes.
 Automatic data placement and extent I/O activity monitors are supported on each copy of
a mirrored volume. Easy Tier works with each copy independently of the other copy.

Volume mirroring considerations: Volume mirroring can have different workload

characteristics on each copy of the data because reads are normally directed to the
primary copy and writes occur to both copies. Therefore, the number of extents that
Easy Tier migrates between the tiers might be different for each copy.

 If possible, the system creates volumes or expands volumes by using extents from MDisks
from the enterprise tier. However, if necessary, it uses extents from MDisks from the flash
tier.
 Do not provision 100% of Easy Tier enabled pool capacity. Reserve at least 16 extents for
each tier for the Easy Tier movement operations.

When a volume is migrated out of a storage pool that is managed with Easy Tier, Easy Tier
automatic data placement mode is no longer active on that volume. Automatic data
placement is turned off while a volume is being migrated, even when it is between pools that
both have Easy Tier automatic data placement enabled. Automatic data placement for the
volume is reenabled when the migration is complete.

Limitations
When you use Easy Tier, consider the following limitations:
 Removing an MDisk by using the -force parameter.
When an MDisk is deleted from a storage pool with the -force parameter, extents in use
are migrated to MDisks in the same tier as the MDisk that is being removed, if possible. If
insufficient extents exist in that tier, extents from another tier are used.
 Migrating extents.
When Easy Tier automatic data placement is enabled for a volume, you cannot use the
migrateexts CLI command on that volume.
 Migrating a volume to another storage pool.
When a system migrates a volume to a new storage pool, Easy Tier automatic data
placement between the two tiers is temporarily suspended. After the volume is migrated to
its new storage pool, Easy Tier automatic data placement resumes for the moved volume, if
appropriate.
When the system migrates a volume from one storage pool to another one, Easy Tier
attempts to migrate each extent to an extent in the new storage pool from the same tier as
the original extent. In several cases, such as where a target tier is unavailable, another tier
is used based on the priority rules that are outlined in 4.7.8, “Removing an MDisk from an
Easy Tier pool” on page 309.

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 Migrating a volume to an image mode copy.

Easy Tier automatic data placement does not support image mode. When a volume with
active Easy Tier automatic data placement mode is migrated to an image mode volume,
Easy Tier automatic data placement mode is no longer active on that volume.
 Image mode and sequential volumes cannot be candidates for automatic data placement.
However, Easy Tier supports evaluation mode for image mode volumes.

Extent size considerations

The extent size determines the granularity level at which Easy Tier operates, which is the size
of the chunk of data that Easy Tier moves across the tiers. By definition, a hot extent refers to
an extent that has more I/O workload compared to other extents in the same pool and in the
same tier.

It is unlikely that all the data that is contained in an extent has the same I/O workload, and as
a result, the same temperature. Therefore, moving a hot extent likely also moves data that is
not hot. The overall Easy Tier efficiency to put hot data in the correct tier is then inversely
proportional to the extent size.

Consider the following points:

 Easy Tier efficiency affects the storage solution cost-benefit ratio. It is more effective for
Easy Tier to place hot data in the top tier. In this case, less capacity can be provided for
the relatively more expensive Easy Tier top tier.
 The extent size determines the bandwidth requirements for the Easy Tier background
process. The smaller the extent size, the lower that the bandwidth consumption.

However, Easy Tier efficiency is not the only factor that is considered when choosing the
extent size. Manageability and capacity requirement considerations also must be accounted
for.

Generally, use the default 1 GB (standard pool) or 4 GB (DRP) extent size for Easy Tier
enabled configurations.

External controller tiering considerations

IBM Easy Tier is an algorithm that was developed by IBM Almaden Research and made
available to many members of the IBM storage family, such as the DS8000, SVC, and
IBM FlashSystem products. The DS8000 is the most advanced in Easy Tier implementation
and provides features that are not yet available for IBM FlashSystem technology, such as
Easy Tier Application, Easy Tier Heat Map Transfer, and Easy Tier Control.

In general, using Easy Tier at the highest level, that is, the virtualizer, is recommended. So, it
is a best practice to disable Easy Tier on back-end systems, but to leave it enabled on the
virtualizer.

Important: Never run tiering at two levels. Doing so causes thrashing and unexpected
heat and cold jumps at both levels.

Consider the following two options:

 Easy Tier is done at the virtualizer level.
In this case, complete the following steps at the back-end level:
– Set up homogeneous pools according to the tier technology that is available.
– Create volumes to present to the virtualizer from the homogeneous pool.
– Disable tiering functions.

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At the virtualizer level, complete the following steps:

– Discover the MDisks that are provided by the back-end storage and set the tier
properly.
– Create hybrid pools that aggregate the MDisks.
– Enable the Easy Tier function.
 Easy Tier is done at the backend level.
In this case, complete the following steps at the back-end level:
– Set up hybrid pools according to the tier technology that is available.
– Create volumes to present to the virtualizer from the hybrid pools.
– Enable the tiering functions.
At the virtualizer level, complete the following actions:
– Discover the MDisks that are provided by the back-end storage and set the same tier
for all.
– Create standard pools that aggregate the MDisks.
– Disable the Easy Tier function.

Although both of these options provide benefits in term of performance, they have different
characteristics.

Option 1 provides the following advantages compared to Option 2:

 With option 1, Easy Tier can be enabled or disabled at the volume level. This feature
allows users to decide which volumes benefit from Easy Tier and which do not.
With option 2, this goal cannot be achieved.
 With option 1, the volume heat map matches directly to the host workload profile by using
the volumes. This option also allows you to use Easy Tier across different storage
controllers, which use lower performance and cost systems to implement the middle or
cold tiers.
With option 2, the volume heat map on the back-end storage is based on the
system workload. Therefore, it does not represent the hosts workload profile because of
the effects of the system’s caching.
 With option 1, the extent size can be changed to improve the overall Easy Tier efficiency.

Option 2, especially with DS8000 as the back-end, offers some advantages compared to
option 1. For example, when external storage is used, the virtualizer uses generic
performance profiles to evaluate the workload that can be placed on a specific MDisk, as
described in “MDisk Easy Tier load” on page 315. These profiles might not match the
back-end capabilities, which can lead to a resource usage that is not optimized.

However, this problem rarely occurs with option 2 because the performance profiles are
based on the real back-end configuration.

Easy Tier and thin-provisioned back-end considerations

When a data reduction-capable back-end is used in Easy Tier enabled pools, the
data-reduction ratio on the physical back-end might vary over time because of Easy Tier
data-moving.

Easy Tier continuously moves extents across the tiers (and within the same tier) and attempts
to optimize performance. As result, the amount of data that is written to the back-end (and
therefore the compression ratio) can unpredictably fluctuate over time, even though the data
is not modified by the user.

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Note: It is not recommended to intermix data reduction-capable and non-data

reduction-capable storage in the same tier of a pool with Easy Tier enabled.

Easy Tier and remote copy considerations

When Easy Tier is enabled, the workloads that are monitored on the primary and secondary
systems can differ. Easy Tier at the primary system sees a normal workload; it sees only the
write workloads at the secondary system.

This situation means that the optimized extent distribution on the primary system can differ
considerably from the one that is on the secondary system. The optimized extent reallocation
that is based on the workload learning on the primary system is not sent to the secondary
system now to allow the same extent optimization on both systems based on the primary
workload pattern.

In a DR situation with a failover from the primary site to a secondary site, the extent
distribution of the volumes on the secondary system is not optimized to match the primary
workload. Easy Tier relearns the production I/O profile and builds a new extent migration plan
on the secondary system to adapt to the new production workload.

The secondary site eventually achieves the same optimization and level of performance as on
the primary system. This task takes a little time, so the production workload on the secondary
system might not run at its optimum performance during that period. The Easy Tier
acceleration feature can be used to mitigate this situation. For more information, see “Easy
Tier acceleration” on page 315.

IBM Storage Virtualize remote copy configurations that use the nearline tier at the secondary
system must be carefully planned, especially when practicing DR by using FlashCopy. In
these scenarios, FlashCopy often starts just before the beginning of the DR test. It is likely
that the FlashCopy target volumes are in the nearline tier because of prolonged inactivity.

When the FlashCopy starts, an intensive workload often is added to the FlashCopy target
volumes because of both the background and foreground I/Os. This situation can easily lead
to overloading, and then possibly performance degradation of the nearline storage tier if it is
not correctly sized in terms of resources.

Easy Tier on DRP and interaction with garbage collection

DRPs use LSA structures that need garbage-collection activity to be done regularly. An LSA
always appends new writes to the end of the allocated space. For more information, see
“DRP internal details” on page 247.

Even if data exists and the write is an overwrite, the new data is not written in that place.
Instead, the new write is appended at the end and the old data is marked as needing garbage
collection. This process provides the following advantages:
 Writes to a DRP volume always are treated as sequential. Therefore, all the 8 KB chunks
can be built into a larger 256 KB chunk and destage the writes from cache as full stripe
writes or as large as a 256 KB sequential stream of smaller writes.
 Easy Tier with DRP gives the best performance both in terms of RAID on back-end
systems and on flash, where it becomes easier for the flash device to perform its internal
garbage collection on a larger boundary.

To improve the Easy Tier efficiency with this write workload profile, you can start to record
metadata about how frequently certain areas of a volume are overwritten. The Easy Tier
algorithm was modified so that you can then bin-sort the chunks into a heat map in terms of

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rewrite activity, and then group commonly rewritten data onto a single extent. This method
ensures that Easy Tier operates correctly for read/write data when data reduction is used.

Before DRP, write operations to compressed volumes had a lower value to the Easy Tier
algorithms because writes were always to a new extent, so the previous heat was lost. Now,
we can maintain the heat over time and ensure that frequently rewritten data is grouped. This
process also aids the garbage-collection process where it is likely that large contiguous areas
are garbage that is collected together.

Tier sizing considerations

Tier sizing is a complex task that always requires an environment workload analysis to match
the performance and costs expectations.

Consider the following sample multi-tier configurations that address some of most common
requirements. The same benefits can be achieved by adding SCM to the configuration. In
these examples, the top flash tier can be replaced with an SCM tier, or SCM can be added as
the hot tier and the corresponding medium and cold tiers are shifted down to drop the coldest
tier:
 5% SCM and 95% FCM
This configuration provides FCM capacity efficiency and performance, with the
performance boost because of DRP and other frequently accessed metadata on SCM tier.
 20-50% flash and 80-50% nearline
This configuration provides a mix of storage for latency-sensitive and capacity-driven
workloads, it provides reduced costs and performance comparable to a single-tier flash
solution.
 10 - 20% flash and 80 - 90% enterprise
This configuration provides flash-like performance with reduced costs.
 5% Tier 0 flash, 15% Tier 1 flash, and 80% nearline
This configuration provides flash-like performance with reduced costs.
 3 - 5% flash and 95 - 97% enterprise
This configuration provides improved performance compared to a single-tier solution. All
data is ensured to have at least enterprise performance. It also removes the requirement
for overprovisioning for high-access density environments.
 3 - 5% flash, 25 - 50% enterprise, and 40 - 70% nearline
This configuration provides improved performance and density compared to a single-tier
solution. It also provides significant reduction in environmental costs.

4.7.10 Easy Tier settings

The Easy Tier settings for storage pools and volumes can be changed only from the CLI. All
the changes are done online without any effect on the host or data availability.

Turning on and off Easy Tier

Use the chvdisk command to turn on or off Easy Tier on selected volumes. Use the
chmdiskgrp command to change the status of Easy Tier on selected storage pools, as shown
in Example 4-11.

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Example 4-11 Changing Easy Tier settings

IBM_IBM FlashSystem:ITSO:superuser>chvdisk -easytier on test_vol_2
IBM_IBM FlashSystem:ITSO:superuser>chmdiskgrp -easytier auto test_pool_1

Tuning Easy Tier

It is also possible to change more advanced parameters of Easy Tier. These parameters
should be used with caution because changing the default values can affect system
performance.

Easy Tier acceleration

The first setting is called Easy Tier acceleration. This setting is a system-wide one that is
disabled by default. Turning on this setting makes Easy Tier move extents up to four times
faster than when in the default setting. In accelerate mode, Easy Tier can move up to 48 GiB
every 5 minutes, while in normal mode it moves up to 12 GiB. Enabling Easy Tier acceleration
is advised only during periods of low system activity. The following use cases for acceleration
are the most likely ones:
 When installing a new system, accelerating Easy Tier quickly produces a steady state and
reduces the time that is needed to reach an optimal configuration. This approach applies
to single-tier and multitier pools. In a single-tier pool, this approach allows balancing to
spread the workload quickly, and in a multitier pool it allows both inter-tier movement and
balancing within each tier.
 When adding capacity to the pool, accelerating Easy Tier can quickly spread existing
volumes onto the new MDisks by using pool balancing. This approach can help if you
added more capacity to stop warm demote operations. In this case, Easy Tier knows that
certain extents are hot and were demoted only due to lack of space or because Overload
Protection was triggered.
 When migrating the volumes between the storage pools in cases where the target storage
pool has more tiers than the source storage pool, accelerating Easy Tier can quickly
promote or demote extents in the target pool.

This setting can be changed online without affecting host or data availability. To turn on or off
Easy Tier acceleration mode, run the following command:
chsystem -easytieracceleration <on/off>

Important: Do not leave accelerated mode on indefinitely. It is a best practice to run in

accelerated mode only for a few days to weeks to enable Easy Tier to reach a steady state
quickly. After the system is performing fewer migration operations, disable accelerated
mode to ensure that Easy Tier does not affect system performance.

MDisk Easy Tier load

The second setting is called MDisk Easy Tier load. This setting is set on an individual MDisk
basis, and it indicates how much load Easy Tier can put on that MDisk. This setting was
introduced to handle situations where Easy Tier is either underutilizing or overutilizing an
external MDisk.

This setting cannot be changed for internal MDisks (an array) because the system can
determine the exact load that an internal MDisk can handle based on the type of drive (HDD
or SSD), the number of drives, and type of RAID in use per MDisk.

For an external MDisk, Easy Tier uses specific performance profiles based on the
characteristics of the external controller and on the tier that is assigned to the MDisk. These
performance profiles are generic, which means that they do not account for the actual

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back-end configuration. For example, the same performance profile is used for a DS8000 with
300 GB 15 K RPM and 1.8 TB 10 K RPM.

This feature is provided for advanced users to change the Easy Tier load setting to better
align it with a specific external controller configuration.

Note: The load setting is used with the MDisk tier type setting to calculate the number of
concurrent I/Os and expected latency from the MDisk. Setting this value incorrectly or by
using the wrong MDisk tier type can have a detrimental effect on overall pool performance.

The following values can be set to each MDisk for the Easy Tier load:
 Default
 Low
 Medium
 High
 Very high

The system uses a default setting based on the controller performance profile and the MDisk
tier setting of the presented MDisks.

Change the default setting to any other value only when you are certain that a MDisk is
underutilized and can handle more load or that the MDisk is overutilized and the load should
be lowered. Change this setting to “very high” only for SDDs and flash MDisks.

This setting can be changed online without affecting the host or data availability.

To change this setting, run the following command:

chmdisk -easytierload high mdisk0

Note: After changing the load setting, note the old and new settings and record the date
and time of the change. Use IBM Storage Insights to review the performance of the pool in
the coming days to ensure that you have not inadvertently degraded the performance of
the pool.

You can also gradually increase the load setting and validate that with each change you
are seeing an increase in throughput without a corresponding detrimental increase in
latency (and vice versa if you are decreasing the load setting).

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Chapter 5. Volumes
In an IBM Storage Virtualize system, a volume is a logical disk that the system presents to
attached hosts. This chapter describes the various types of volumes and provides guidance
about managing their properties.

This chapter includes the following topics:

 “Volumes overview” on page 318
 “Guidance for creating volumes” on page 319
 “Thin-provisioned volumes” on page 321
 “Mirrored volumes” on page 330
 “HyperSwap volumes” on page 334
 “VMware vSphere Virtual Volumes” on page 336
 “Cloud volumes” on page 339
 “Volume migration” on page 341
 “Preferred paths to a volume” on page 350
 “Moving a volume between I/O groups and nodes” on page 351
 “Volume throttling” on page 352
 “Volume cache mode” on page 355
 “Other considerations” on page 358

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5.1 Volumes overview

A volume can have one or two volume copies on the local storage system. A volume also can
be replicated to a remote storage system. A basic volume has one local copy. A mirrored
volume has two local copies. Each volume copy can be in different pools and have different
capacity reduction attributes.

For best performance, spread the host workload over multiple volumes.

Volumes can be created with the following attributes:

 Standard-provisioned volumes
Volumes with no special attributes, which are also referred to as fully allocated volumes. A
standard provisioned volumes completely uses the allocated capacity at time of creation.
 Thin-provisioned volumes
Volumes that present a larger capacity to the host than their real capacity. A thin volume
presents the provisioned size to the host. For example, such a volume provisioned for 4
TiB stores only the amount data that is actually written. A host to which the volume is
mapped reports the size as 4 TiB.
 Compressed volumes
A compressed volume can save capacity. The compression occurs when data is written to
disk. Conversely, when reading the data is decompressed.
 Deduplicated volumes
Volumes whose data is deduplicated with other volumes in a data reduction pool (DRP).
Deduplication is a type of data reduction that eliminates duplicate copies of data.
Deduplication of user data occurs within a data reduction pool and only between volumes
or volume copies that are marked as deduplicated. Some models or software versions
require specific hardware or software to use this function.
 Mirrored volumes
A mirrored volume can have two exact copies. Each volume copy can belong to a different
pool, and each copy has the same provisioned capacity as the volume. In the
management GUI, an asterisk (*) indicates the primary copy of the mirrored volume. The
primary copy indicates the preferred volume for read requests. A mirrored volume provides
higher reliability because a host can access either copy of the volume.
 HyperSwap volumes
HyperSwap volumes create copies on separate sites for systems that are configured with
HyperSwap topology. Data that is written to a HyperSwap volume is automatically sent to
both copies so that either site can provide access to the volume if the other site becomes
unavailable. HyperSwap volumes are supported on systems that contain more than one
I/O group.
 VMware vSphere Virtual Volumes (VVOLs)
Volumes that are managed remotely by VMware vCenter. IBM Storage Virtualize provides
native support for VMware vSphere APIs for Storage Awareness (VASA) through a VASA
Provider (also known as Storage Provider) which sends and receives information about
storage that is used by VMware vCenter Server.
 Cloud volumes
Volumes that are enabled for IBM Transparent Cloud Tiering (TCT).

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Volumes in standard pools of an IBM SAN Volume Controller (SVC) or IBM FlashSystem can
feature the following attributes that affect where the extents are allocated:
 Striped
A volume that is striped at the extent level. The extents are allocated from each managed
disk (MDisk) that is in the storage pool. This volume type is the most frequently used
because each I/O to the volume is spread across external storage MDisks.
 Sequential
A volume on which extents are allocated sequentially from one MDisk. This type of volume
is rarely used because a striped volume is better suited to most cases.
 Image
Image-mode volumes are special volumes that have a direct relationship with one MDisk.
If you have an MDisk that contains data that you want to merge into the clustered system,
you can create an image-mode volume. When you create an image-mode volume, a direct
mapping is made between extents that are on the MDisk and extents that are on the
volume. The MDisk is not virtualized. The logical block address (LBA) x on the MDisk is
the same as LBA x on the volume.
When you create an image-mode volume copy, you must assign it to a storage pool. An
image-mode volume copy must be at least one extent in size. The minimum size of an
image-mode volume copy is the extent size of the storage pool to which it is assigned.
The extents are managed in the same way as other volume copies. When the extents are
created, you can move the data onto other MDisks that are in the storage pool without
losing access to the data. After you move one or more extents, the volume copy becomes
a virtualized disk, and the mode of the MDisk changes from image to managed.

5.2 Guidance for creating volumes

When creating volumes, consider the following guidelines:
 Consider the naming rules before you create volumes. Consistent volume-naming
conventions help you avoid confusion and possible misuse of volumes. Proper naming at
the time of creation also avoids the need to go back after the fact and rename volumes.
 Choose which type of volume that you want to create. First, decide whether fully allocated
(standard volumes) or thin-provisioned volumes are going to be created. If you decide to
create a thin-provisioned volume, analyze whether you need compression and
deduplication enabled. Volume capacity reduction options in the IBM Storage Virtualize
system are independent of any reduction done that is by the back-end controller.
 A fully allocated volume is automatically formatted, which can be a time-consuming
process. However, this background process does not impede the immediate usage of the
volume. During the format, extents are overwritten with zeros and Small Computer System
Interface (SCSI) unmap commands are sent to the back-end storage, if required and
supported.
Actions, such as moving, expanding, shrinking, or adding a volume copy, are unavailable
when the specified volume is formatting.
You also can create volumes by using the command-line interface (CLI). Example 5-1
shows the command to disable the auto-formatting option with the -nofmtdisk parameter.

Example 5-1 Volume creation without the auto-formatting option

superuser>mkvdisk -name VOL01 -mdiskgrp 0 -size 1 -unit gb -vtype striped
-iogrp io_grp0 -nofmtdisk

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Virtual Disk, id [52], successfully created

superuser>lsvdisk VOL01
id 52
name VOL01
IO_group_id 0
IO_group_name io_grp0
status online
mdisk_grp_id 0
mdisk_grp_name Swimming
capacity 1.00GB
type striped
formatted no
formatting no
.
lines removed for brevity

When you create a volume, it takes some time to completely format it completely
(depending on the volume size). The syncrate parameter of the volume specifies the
volume copy synchronization rate, and it can be modified to accelerate the completion of
the format process.
For example, the initialization of a 1 TB volume can take more than 120 hours to complete
with the default syncrate value 50, or approximately 4 hours if you manually set the
syncrate to 100. If you increase the syncrate to accelerate the volume initialization,
remember to reduce it again to avoid issues the next time you use volume mirroring to
perform a data migration of that volume.
For more information about creating a thin-provisioned volume, see 5.3, “Thin-provisioned
volumes” on page 321.
 Each volume is associated with an I/O group and has a preferred node inside that I/O
group. When creating a volume on an SVC, consider balancing volumes across the I/O
groups to balance the load across the cluster. When creating a volume on a clustered
IBM FlashSystem, ensure each MDisk group completely resides in one IBM FlashSystem.
If a host can access only one I/O group, the volume must be created in the I/O group to
which the host has access.
Also, it is possible to define a list of I/O groups in which a volume can be accessible to
hosts. It is a best practice that a volume is accessible to hosts by the caching only I/O
group. You can have more than one I/O group in the access list of a volume in some
scenarios with specific requirements, such as when a volume is migrated to another I/O
group.

Tip: Migrating volumes across I/O groups can be a disruptive action. Therefore, specify
the correct I/O group at the time the volume is created.

 By default, the preferred node, which owns a volume within an I/O group, is selected in a
round-robin basis. Although it is not easy to estimate the workload when the volume is
created, distribute the workload evenly on each node within an I/O group.
 Except in a few cases, the cache mode of a volume is set to read/write. For more
information, see 5.12, “Volume cache mode” on page 355.
 A volume occupies an integer number of extents, but its length does not need to be an
integer multiple of the extent size. However, the length does need to be an integer multiple
of the block size. Any space that is left over between the last logical block in the volume
and the end of the last extent in the volume is unused.

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 The maximum number of volumes per I/O group and system is listed in the “Configurations
Limits and Restrictions” section for your system’s code level at the following IBM Support
web pages:
– IBM SAN Volume Controller
– IBM FlashSystem 9500
– IBM FlashSystem 9100 and 9200
– IBM FlashSystem 7200 and 7300
– IBM FlashSystem 50x5 and 5200

5.3 Thin-provisioned volumes

A thin-provisioned volume presents a different capacity to mapped hosts than the capacity
that the volume uses in the storage pool. The system supports thin-provisioned volumes in
standard pools and DRPs.

Note: We do not recommend using thin-provisioned volumes in a DRP with IBM FlashCore
Module (FCM).

Figure 5-1 shows the basic concept of a thin-provisioned volume.

Figure 5-1 Thin-provisioned volume

The different types of volumes in a DRP are shown in Figure 5-2.

Figure 5-2 Different kinds of volumes in a DRP

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In standard pools, thin-provisioned volumes are created based on capacity savings criteria.
These properties are managed at the volume level. However, in DRPs, all the benefits of
thin-provisioning are available to all the volumes that are assigned to the pool. For the
thin-provisioned volumes in DRPs, you can configure compression and data deduplication on
these volumes, which increases the capacity savings for the entire pool.

You can enhance capacity efficiency for thin-provisioned volumes by monitoring the hosts’
usage of capacity. When the host indicates that the capacity is no longer needed, the space is
released and can be reclaimed by the DRP. Standard pools do not have these functions.

Figure 5-3 shows the concepts of thin-provisioned volumes.

Figure 5-3 Thin-provisioned volume concepts

Real capacity defines how much disk space from a pool is allocated to a volume. Virtual
capacity is the capacity of the volume that is reported to the hosts. A volume’s virtual capacity
is typically larger than its real capacity. However, as data continues to be written to the
volume, that difference diminishes.

Each system uses the real capacity to store data that is written to the volume and metadata
that describes the thin-provisioned configuration of the volume. As more information is written
to the volume, more of the real capacity is used. The system identifies read operations to
unwritten parts of the virtual capacity and returns zeros to the server without using any real
capacity.

Thin-provisioned volumes in a standard pool are available in two operating modes:

autoexpand and noautoexpand. You can switch the mode at any time. Thin-provisioned
volumes in a DRP always have autoexpand enabled.

If you select the autoexpand feature, the IBM Storage Virtualize system automatically adds a
fixed amount of real capacity to the thin volume as required. Therefore, the autoexpand
feature attempts to maintain a fixed amount of unused real capacity for the volume. We
recommend the usage of autoexpand by default to avoid volume-offline issues.

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This amount of extra real capacity is known as the contingency capacity. The contingency
capacity is initially set to the real capacity that is assigned when the volume is created. If the
user modifies the real capacity, the contingency capacity is reset to be the difference between
the used capacity and real capacity.

A volume that is created without the autoexpand feature (and therefore has a zero
contingency capacity) goes offline when the real capacity is used. In this case, it must be
expanded.

When creating a thin-provisioned volume with compression and deduplication enabled, you
must be careful about out-of-space issues in the volume and pool where the volume is
created. Set the warning threshold notification in the pools that contain thin-provisioned
volumes, and in the volume.

Warning threshold: When you are working with thin-provisioned volumes, enable the
warning threshold (by using email or a Simple Network Management Protocol (SNMP)
trap) in the storage pool. If the autoexpand feature is not used, you also must enable the
warning threshold on the volume level. If the pool or volume runs out of space, the volume
goes offline, which results in a loss of access.

If you do not want to be concerned with monitoring volume capacity, it is highly recommended
that the autoexpand option is enabled. Also, when you create a thin-provisioned volume, you
must specify the space that is initially allocated to it (by using the -rsize option in the CLI) and
the grain size.

By default, -rsize (or real capacity) is set to 2% of the volume virtual capacity, and grain size
is 256 KiB. These default values, with the autoexpand enabled and warning disabled options,
work in most scenarios. Some instances exist in which you might consider using different
values to suit your environment.

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Example 5-2 shows the command to create a volume with the suitable parameters.

Example 5-2 Creating a thin-provisioned volume

superuser>mkvdisk -name VOL02 -mdiskgrp Pool1 -size 100 -unit gb -vtype striped
-iogrp io_grp0 -rsize 2% -autoexpand -warning 0 -grainsize 256
Virtual Disk, id [53], successfully created
superuser>lsvdisk VOL02
id 53
name VOL02
.
lines removed for brevity
.
capacity 100.00GB
.
lines removed for brevity
.
used_capacity 0.75MB
real_capacity 2.02GB
free_capacity 2.01GB
overallocation 4961
autoexpand on
warning 0
grainsize 256
se_copy yes
.
lines removed for brevity

A thin-provisioned volume can be converted nondisruptively to a fully allocated volume or vice

versa. Figure 5-4 shows how to modify the capacity savings of a volume. You can right-click
the volume and select Modify Capacity Savings.

Figure 5-4 Modifying the capacity savings of a volume nondisruptively

The fully allocated to thin-provisioned migration procedure uses a zero-detection algorithm so

that grains that contain all zeros do not cause any real capacity to be used.

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5.3.1 Compressed volumes

When you create volumes, you can specify compression as a method to save capacity for the
volume. With compressed volumes, data is compressed as it is written to disk, which saves
more space. When data is read to hosts, the data is decompressed.

Note: The volume compression attribute is independent of any compression that is

performed by FCMs or any other compressing back-end.

IBM Storage Virtualize systems support compressed volumes in a DRP only. A DRP also
reclaims capacity that is not used by hosts if the host supports SCSI unmap commands. When
these hosts issue SCSI unmap commands, a DRP reclaims the released capacity.

Compressed volumes in DRPs do not display their individual compression ratio (CR). The
pool’s used capacity before reduction indicates the total amount of data that is written to
volume copies in the storage pool before data reduction occurs. The pool’s used capacity
after reduction is the space that is used after thin provisioning, compression, and
deduplication. This compression solution provides nondisruptive conversion between
compressed and decompressed volumes.

If you are planning to virtualize volumes that are connected to your hosts directly from any
storage subsystems and you want an estimate of the space saving that likely is to be
achieved, run the IBM Data Reduction Estimator Tool (DRET).

DRET is a CLI- and host-based utility that can be used to estimate an expected compression
rate for block devices. This tool also can evaluate capacity savings by using deduplication. For
more information, see the IBM Data Reduction Estimator Tool for SVC, Storwize and
FlashStems products web page.

IBM Storage Virtualize systems also include an integrated Comprestimator tool, which is
available through the management GUI and CLI. If you are considering applying compression
on noncompressed volumes in an IBM FlashSystem, you can use this tool to evaluate
whether compression generates enough capacity savings.

For more information, see 4.2.3, “Data reduction estimation tools” on page 252.

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As shown in Figure 5-5, customize the Volume view to see the compression savings for a
compressed volume and estimated compression savings for a noncompressed volume that
you are planning to migrate.

Figure 5-5 Customized view

5.3.2 Deduplicated volumes

Deduplication is a data reduction technique for eliminating duplicate copies of data. It can be
configured with thin-provisioned and compressed volumes in a DRP.

The deduplication process identifies unique chunks of data (or byte patterns) and stores a
signature of the chunk for reference when writing new data chunks. If the new chunk’s
signature matches an existing signature, the new chunk is replaced with a small reference
that points to the stored chunk. The same byte pattern can occur many times, which result in
the amount of data that must be stored being greatly reduced.

If a volume is configured with deduplication and compression, data is deduplicated first and
then compressed. Therefore, deduplication references are created on the compressed data
that is stored on the physical domain.

The scope of deduplication is all deduplicated volumes in the same pool, regardless of the
volume’s preferred node or I/O group.

To create a thin-provisioned volume that uses deduplication and does not require a
provisioning policy, enter the command into the CLI that is shown in Example 5-3.

Example 5-3 Creating a thin-provisioned volume with the deduplication option

superuser>mkvolume -name dedup_test_01 -size 10 -unit gb -pool 0 -thin
-deduplicated
Volume, id [55], successfully created

To create a compressed volume that uses deduplication and does not required a provisioning
policy, enter the command that is shown in Example 5-4.

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Example 5-4 Creating a compressed volume with the deduplication option

superuser>mkvolume -name dedup_test_02 -size 10 -unit gb -pool 0 -compressed
-deduplicated
Volume, id [56], successfully created

To maximize the space that is available for the deduplication database, the system distributes
it between all nodes in the I/O groups that contain deduplicated volumes. Each node holds a
distinct portion of the records that are stored in the database.

Depending on the data type that is stored on the volume, the capacity savings can be
significant. Examples of use cases that typically benefit from deduplication are backup
servers and virtual environments with multiple virtual machines (VMs) running the same
operating system.

In both cases, it is expected that multiple copies of identical files exist, such as components of
the standard operating system or applications that are used in the organization. Data that is
encrypted or compressed at the file-system level does not benefit from deduplication.
Deduplication works by finding patterns, and encryption essentially works by obfuscating
whatever patterns might exist in the data.

If you want to evaluate whether savings are realized by migrating a set of volumes to
deduplicated volumes, you can use DRET. For more information about DRET, see 4.2.3,
“Data reduction estimation tools” on page 252.

5.3.3 Thin provisioning considerations

Most modern file systems and operating systems can benefit from thin provisioning. However,
if the host performs a low-level format of the entire volume or the file system writes to a large
percentage of the volume, then it is possible that no advantage is gained by using a
thin-provisioning volume over a fully allocated volume.

Consider the following properties of thin-provisioned volumes that are useful to understand:
 When the used capacity first exceeds the volume warning threshold, an event is raised,
which indicates that real capacity is required. The default warning threshold value is 80%
of the volume capacity. To disable warnings, specify 0%.
 Compressed volumes include an attribute called decompressed used capacity (for
standard pools) and used capacity before reduction (for a DRP). These volumes are the
used capacities before compression or data reduction. They are used to calculate the CR.

Thin provisioning and overallocation

Because thin-provisioned volumes do not store the zero blocks, a storage pool is
overallocated only after the sum of all volume capacities exceeds the size of the storage pool.

Storage administrators must be concerned about the out-of-space problem. If enough

capacity exists on disk to store fully allocated volumes and you convert them to
thin-provisioned volumes, enough space exists to store data (even if the hosts write to every
byte of virtual capacity). Therefore, this issue is not going to be a problem for the short term,
and you have time to monitor your system and understand how your capacity grows.

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Monitoring capacity with thin-provisioned volumes

Note: It is critical that capacity is monitored when thin-provisioned or compressed volumes

are used. Be sure to add capacity before running out of space.

If you run out of space on a volume or storage pool, the host that uses the affected volumes
cannot perform new write operations to these volumes. Therefore, an application or database
that is running on this host becomes unavailable.

In a storage pool with only fully allocated volumes, the storage administrator can easily
manage the used and available capacity in the storage pool as the used capacity grows when
volumes are created or expanded.

However, in a pool with thin-provisioned volumes, the used capacity increases any time that
the host writes data. For this reason, the storage administrator must consider capacity
planning carefully. It is critical to put in place volume and pool capacity monitoring.

Tools, such as IBM Spectrum Control and IBM Storage Insights, can display the capacity of a
storage pool in real time and graph how it is growing over time. These tools are important
because they are used to predict when the pool runs out of space.

IBM Storage Virtualize also alerts you by including an event in the event log when the storage
pool reaches the configured threshold, which is called the warning level. The GUI sets this
threshold to 80% of the capacity of the storage pool by default.

By using enhanced Call Home and IBM Storage Insights, IBM now can monitor and flag
systems that have low capacity. This ability can result in a support ticket being generated and
the client being contacted.

What to do if you run out of space in a storage pool

You can use one or a combination of the following options that are available if a storage pool
runs out of space:
 Contingency capacity on thin-provisioned volumes.
If the storage pool runs out of space, each volume has its own contingency capacity, which
is an amount of storage that is reserved by the volume. This capacity is sizable.
Contingency capacity is defined by the real capacity parameter that is specified when the
volume is created, which has a default value of 2%.
The contingency capacity protects the volume from going offline when its storage pool
runs out of space by having the storage pool use this reserved space first. Therefore, you
have some time to repair things before everything starts going offline.
If you want more safety, you might implement a policy of creating volumes with 10% of real
capacity. Also, you do not need to have the same contingency capacity for every volume.

Note: This protection likely solves most immediate problems. However, after you are
informed that you ran out of space, a limited amount of time exists to react. You need a
plan in place and the next steps must be understood.

 Have unallocated storage on standby.

You can always have spare drives or MDisks ready to be added within only a few minutes
to whichever storage pool runs out of space. This capacity provides some breathing room
while you take other actions. The more drives or MDisks you have, the more times you
must perform the same set of steps to solve the problem.

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 Sacrificial emergency space volume.

Consider using a fully allocated sacrificial emergency space volume in each pool. If the
storage pool is running out of space, you can delete or shrink this volume to quickly
provide more available space in the pool.
 Move volumes.
You can migrate volumes to other pools to free space. However, data migration on
IBM FlashSystem is designed to move slowly to avoid performance problems. Therefore, it
might be impossible to complete this migration before your applications go offline.
 Policy-based solutions.
No policy is going to solve a problem if you run out of space, but you can use policies to
reduce the likelihood of that ever happening to the point where you feel comfortable using
fewer of the other options.

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You can use these types of policies for thin-provisioning.

Note: The following policies use arbitrary numbers. These numbers are designed to
make the suggested policies more readable. We do not provide any recommended
numbers to insert into these policies because they are determined by business risk,
and this consideration is different for every client.

– Manage free space such that enough free capacity always is available for your
10 largest volumes to reach 100% full without running out of free space.
– Never overallocate more than 200%. For example, if you have 100 TB of capacity in the
storage pool, the sum of the volume capacities in the same pool must not exceed
200 TB.
– Always start the process of adding capacity when the storage pool reaches 70% full.

Grain size
The grain size is defined when the thin-provisioned volume is created. The grain size can be
set to 32 KB, 64 KB, 128 KB, or 256 KB (default). The grain size cannot be changed after the
thin-provisioned volume is created.

Smaller grain sizes can save more space, but they have larger directories. For example, if you
select 32 KB for the grain size, the volume size cannot exceed 260,000 GB. Therefore, if you
are not going to use the thin-provisioned volume as a FlashCopy source or target volume, use
256 KB by default to maximize performance.

Thin-provisioned volume copies in DRPs have a grain size of 8 KB. This predefined value
cannot be set or changed.

If you are planning to use thin-provisioning with FlashCopy, the grain size for FlashCopy
volumes can be only 64 KB or 256 KB. In addition, to achieve best performance, the grain size
for the thin-provisioned volume and FlashCopy mapping must be same. For this reason, it is
not recommended to use thin-provisioned volume in DRPs as a FlashCopy source or target
volume.

Note: Using thin-provisioned volumes in a DRP for FlashCopy is not recommended.

5.4 Mirrored volumes

By using volume mirroring, a volume can have two copies. Each copy of the volume can
belong to a different pool and have different capacity reduction attributes. Both copies contain
the same virtual capacity. In the management GUI, an asterisk (*) indicates the primary copy
of the mirrored volume. The primary copy indicates the preferred volume for read requests.

When a server writes to a mirrored volume, the system writes the data to both copies. When
a server reads a mirrored volume, the system picks one of the copies to read. If one of the
mirrored volume copies is temporarily unavailable (for example, because the storage system
that provides the pool is unavailable), the volume remains accessible to servers. The system
remembers which areas of the volume are written and resynchronizes these areas when both
copies are available.

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You can create a volume with one or two copies, and you can convert a non-mirrored volume
into a mirrored volume by adding a copy. When a copy is added in this way, the system
synchronizes the new copy so that it is the same as the existing volume. Servers can access
the volume during this synchronization process.

You can convert a mirrored volume into a nonmirrored volume by deleting one copy or by
splitting one copy to create a non-mirrored volume.

The volume copy can be any type: image, striped, or sequential. The volume copy can use
thin-provisioning or compression to save capacity. If the copies are in DRPs, you also can use
deduplication to the volume copies to increase the capacity savings.

If you are creating a volume, the two copies can use different capacity reduction attributes.
You can add a deduplicated volume copy in a DRP to a volume in a standard pool. You can
use this method to migrate volumes to DRPs.

You can use mirrored volumes for the following reasons:

 Improving the availability of volumes by protecting them from a single storage system
failure.
 Providing concurrent maintenance of a storage system that does not natively support
concurrent maintenance.
 Providing an alternative method of data migration with better availability characteristics.
While a volume is migrated by using the data migration feature, it is vulnerable to failures
on the source and target pool. Volume mirroring provides an alternative because you can
start with a non-mirrored volume in the source pool, and then add a copy to that volume in
the destination pool.
When the volume is synchronized, you can delete the original copy that is in the source
pool. During the synchronization process, the volume remains available, even if a problem
occurs with the destination pool.
 Converting fully allocated volumes to use data reduction technologies, such as
thin-provisioning, compression, or deduplication.
 Converting compressed or thin-provisioned volumes in standard pools to DRPs to improve
capacity savings.

After a volume mirror is synchronized, a mirrored copy can become unsynchronized if it goes
offline and write I/O requests must be processed, or if a mirror fast failover occurs. The fast
failover isolates the host systems from temporarily slow-performing mirrored copies, which
affect the system with a short interruption to redundancy.

Note: In standard volumes, the primary volume formats before synchronizing to the
volume copies. The -syncrate parameter for the mkvdisk command controls the format
and synchronization speed.

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You can create a mirrored volume by using the Mirrored option in the Create Volume window,
as showing in Figure 5-6. To display the Volume copy type selection ensure the Advanced
settings mode is enabled.

Figure 5-6 Mirrored volume creation

You can convert a non-mirrored volume into a mirrored volume by adding a copy, as shown in
Figure 5-7 on page 332.

Figure 5-7 Adding a volume copy

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5.4.1 Write fast failovers

With write fast failovers, the system submits writes to both copies during processing of host
write I/O. If one write succeeds and the other write takes longer than 10 seconds, the slower
request times out and ends. The duration of the ending sequence for the slow copy I/O
depends on the back-end from which the mirror copy is configured. For example, if the I/O
occurs over the Fibre Channel (FC) network, the I/O ending sequence typically completes in
10 - 20 seconds.

However, in rare cases, the sequence can take more than 20 seconds to complete. When the
I/O ending sequence completes, the volume mirror configuration is updated to record that the
slow copy is now no longer synchronized. When the configuration updates finish, the write I/O
can be completed on the host system.

The volume mirror stops by using the slow copy for 4 - 6 minutes; subsequent I/O requests
are satisfied by the remaining synchronized copy. During this time, synchronization is
suspended. Also, the volume’s synchronization progress shows less than 100% and
decreases if the volume receives more host writes. After the copy suspension completes,
volume mirroring synchronization resumes and the slow copy starts synchronizing.

If another I/O request times out on the unsynchronized copy during the synchronization,
volume mirroring again stops by using that copy for 4 - 6 minutes. If a copy is always slow,
volume mirroring attempts to synchronize the copy again every 4 - 6 minutes and another I/O
timeout occurs.

The copy is not used for another 4 - 6 minutes and becomes progressively unsynchronized.
Synchronization progress gradually decreases as more regions of the volume are written.

If write fast failovers occur regularly, an underlying performance problem might exist within the
storage system that is processing I/O data for the mirrored copy that became
unsynchronized. If one copy is slow because of storage system performance, multiple copies
on different volumes are affected. The copies might be configured from the storage pool that
is associated with one or more storage systems. This situation indicates possible overloading
or other back-end performance problems.

When you run the mkvdisk command to create a volume, the mirror_write_priority
parameter is set to latency by default. Fast failover is enabled. However, fast failover can be
controlled by changing the value of the mirror_write_priority parameter on the chvdisk
command. If the mirror_write_priority is set to redundancy, fast failover is disabled.

The system applies a full SCSI initiator-layer error recovery procedure (ERP) for all mirrored
write I/O. If one copy is slow, the ERP can take up to 5 minutes. If the write operation is still
unsuccessful, the copy is taken offline. Carefully consider whether maintaining redundancy or
fast failover and host response time (at the expense of a temporary loss of redundancy) is
more important.

Note: Mirrored volumes can be taken offline if no quorum disk is available. This behavior
occurs because the synchronization status for mirrored volumes is recorded on the
quorum disk. To protect against mirrored volumes being taken offline, follow the guidelines
for setting up quorum disks.

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5.4.2 Read fast failovers

Read fast failovers affect how the system processes read I/O requests. A read fast failover
determines which copy of a volume the system tries first for a read operation. The
primary-for-read copy is the copy that the system tries first for read I/O.

The system submits a host read I/O request to one copy of a volume at a time. If that request
succeeds, the system returns the data. If it is not successful, the system retries the request to
the other copy volume.

With read fast failovers, when the primary-for-read copy goes slow for read I/O, the system
fails over to the other copy. Therefore, the system tries the other copy first for read I/O during
the following 4 - 6 minutes. After that attempt, the system reverts to read the original
primary-for-read copy.

During this period, if read I/O to the other copy also is slow, the system reverts immediately.
Also, if the primary-for-read copy changes, the system reverts to try the new primary-for-read
copy. This issue can occur when the system topology changes or when the primary or local
copy changes. For example, in a standard topology, the system normally tries to read the
primary copy first. If you change the volume’s primary copy during a read fast failover period,
the system reverts to read the newly set primary copy immediately.

The read fast failover function is always enabled on the system. During this process, the
system does not suspend the volumes or make the copies out of sync.

5.4.3 Maintaining data integrity of mirrored volumes

Volume mirroring improves data availability by allowing hosts to continue I/O to a volume,
even if one of the back-end storage systems fails. However, this mirroring does not enhance
data integrity. If either of the back-end storage systems corrupts the data, the host is at risk of
reading that corrupted data in the same way as for any other volume.

Therefore, before you perform maintenance on a storage system that might affect the data
integrity of one copy, it is important to check that both volume copies are synchronized. Then,
remove that volume copy before you begin the maintenance.

5.5 HyperSwap volumes

HyperSwap volumes create copies on two separate sites for systems that are configured with
HyperSwap topology. Data that is written to a HyperSwap volume is automatically sent to both
copies so that either site can provide access to the volume if the other site becomes
unavailable.

HyperSwap is a system topology that enables high availability (HA) and disaster recovery
(DR) (HADR) between I/O groups at different locations. Before you configure HyperSwap
volumes, the system topology must be configured for HyperSwap and sites must be defined.
Figure 5-8 shows an overall view of HyperSwap that is configured with two sites.

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Figure 5-8 Overall HyperSwap diagram

In the management GUI, HyperSwap volumes are configured by specifying volume details,
such as quantity, capacity, name, and the method for saving capacity. As with basic volumes,
you can choose compression or thin-provisioning to save capacity on volumes.

For thin-provisioning or compression, you can also select to use deduplication for the volume
that you create. For example, you can create a compressed volume that also uses
deduplication to remove duplicated data.

The method for capacity savings applies to all HyperSwap volumes and copies that are
created. The volume location displays the site where copies are located, based on the
configured sites for the HyperSwap system topology. For each site, specify a pool and I/O
group that are used by the volume copies that are created on each site. If you select to
deduplicate volume data, the volume copies must be in DRPs on both sites.

The management GUI creates an HyperSwap relationship and change volumes (CVs)
automatically. HyperSwap relationships manage the synchronous replication of data between
HyperSwap volume copies at the two sites.

If your HyperSwap system supports self-compressing FCMs and the base volume is fully
allocated in a DRP, the corresponding CV is created with compression enabled. If the base
volume is in a standard pool, the CV is created as a thin-provisioned volume.

You can specify a consistency group (CG) that contains multiple active-active relationships to
simplify management of replication and provide consistency across multiple volumes. A CG is
commonly used when an application spans multiple volumes. CVs maintain a consistent copy
of data during resynchronization. CVs allow an older copy to be used for DR if a failure
occurred on the up-to-date copy before resynchronization completes.

You can also use the mkvolume CLI to create a HyperSwap volume. The command also
defines pools and sites for HyperSwap volume copies and creates the active-active
relationship and CVs automatically.

You can see the relationship between the master and auxiliary volume in a 2-site HyperSwap
topology in Figure 5-9.

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Figure 5-9 Master and auxiliary volumes

For more information about HyperSwap volumes, see 7.6, “HyperSwap internals” on
page 515.

5.6 VMware vSphere Virtual Volumes

IBM Storage Virtualize supports VVOLs, which allow VMware vCenter to automate the
management of system objects, such as volumes and pools.

You can assign ownership of VVOLs to IBM Spectrum Connect by creating a user with the
vSphere API for Storage Awareness (VASA) Provider security role. IBM Spectrum Connect
provides communication between the VMware vSphere infrastructure and the system.

Although you can complete specific actions on volumes and pools that are owned by the
VASA Provider security role, IBM Spectrum Connect retains management responsibility for
VVOLs.

When VVOLs are enabled on the system, a utility volume is created to store metadata for the
VMware vCenter applications. You can select a pool to provide capacity for the utility volume.
With each new volume that is created by the VASA provider, VMware vCenter defines a few
kilobytes of metadata that are stored on the utility volume.

The utility volume can be mirrored to a second storage pool to ensure that the failure of a
storage pool does not result in loss of access to the metadata. Utility volumes are exclusively
managed by the VASA provider and cannot be deleted or mapped to other host objects.

Note: The utility volume cannot be created in a DRP.

Figure 5-10 provides a high-level overview of the key components that enable the VVOL
management framework.

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Figure 5-10 Overview of the key components of the VMware environment

The following prerequisites must be met before configuring VVOLs:

 An IBM Spectrum Connect instance must be deployed and configured.
 VMware vSphere ESXi hosts and vCenter must be running version 6.0 or later.
 The Network Time Protocol (NTP) server is configured on IBM Storage Virtualize and IBM
Spectrum Connect.

To start using VVOLs, complete the following steps on the IBM Storage Virtualize system
before you configure any settings within the IBM Spectrum Connect server:
1. Enable VVOLs on the system:
a. In the management GUI, select Settings → System → VMWare Virtual Volumes
(vVols) and click On.
b. Select the pool to where the utility volume is stored. If possible, store a mirrored copy of
the utility volume in a second storage pool that is in a separate failure domain. The
utility volume cannot be created in a DRP.

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c. Create a user for IBM Spectrum Connect to communicate with IBM FlashSystem, as
shown in Figure 5-11.

Figure 5-11 Enabling the VVOL

2. Create the user account for IBM Spectrum Connect and the user group with the VMware
VASA Provider role if they were not set in the previous step:
a. Create a user group by selecting Access → Users by Group → Create User Group.
Enter the user group name, select VASA Provider for the role, and click Create.
b. Create the user account by selecting Access → Users by Group, select the user
group that was created in step a, and click Create User. Enter the name of the user
account, select the user group with VASA Provider role, enter a valid password for the
user, and click Create.
3. For each ESXi host server to use VVOLs, create a host object:
a. In the management GUI, select Hosts → Hosts → Add Host.
b. Enter the name of the ESXi host server, enter the connection information, select VVOL
for the host type, and then click Add Host.
c. If the ESXi host was previously configured, the host type can be changed by modifying
the ESXi host type.

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Note: The user account with the VASA Provider role is used by only the IBM Spectrum
Connect server to access the IBM Storage Virtualize system and run the automated tasks
that are required for vVols. Users must not directly log in to the management GUI or CLI
with this type of account and complete system tasks unless they are directed to by
IBM Support.

5.7 Cloud volumes

A cloud volume is any volume that is enabled for TCT. After TCT is enabled on a volume,
point-in-time copies or snapshots can be created and copied to cloud storage that is provided
by a cloud service provider (CSP). These snapshots can be restored to the system for DR
purposes. Before you create cloud volumes, a valid connection to a supported CSP must be
configured.

With TCT, the system supports connections to CSPs and the creation of cloud snapshots of
any volume or volume group on the system. Cloud snapshots are point-in-time copies of
volumes that are created and transferred to cloud storage that is managed by a CSP.

A cloud account defines the connection between the system and a supported CSP. It also
must be configured before data can be transferred to or restored from the cloud storage. After
a cloud account is configured with the CSP, you determine which volumes you want to create
cloud snapshots of and enable TCT on those volumes.

Figure 5-12 shows an example of TCT.

Figure 5-12 Transparent Cloud Tiering example

A cloud account is an object on the system that represents a connection to a CSP by using a
particular set of credentials. These credentials differ depending on the type of CSP that is
being specified. Most CSPs require the hostname of the CSP and an associated password.

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Some CSPs also require certificates to authenticate users of the cloud storage. Public clouds
use certificates that are signed by well-known certificate authorities.

Private CSPs can use a self-signed certificate or a certificate that is signed by a trusted
certificate authority. These credentials are defined on the CSP and passed to the system
through the administrators of the CSP.

A cloud account defines whether the system can successfully communicate and authenticate
with the CSP by using the account credentials.

If the system is authenticated, it can access cloud storage to copy data to the cloud storage or
restore data that is copied to cloud storage back to the system. The system supports one
cloud account to a single CSP. Migration between providers is not supported.

5.7.1 Transparent Cloud Tiering configuration limitations and rules

Consider the following limitations and rules regarding TCT:
 One cloud account per system.
 A maximum of 1024 volumes can have cloud snapshot-enabled volumes.
 The maximum number of active snapshots per volume is 256.
 The maximum number of volume groups is 512.
 Cloud volumes cannot be resized, either larger or smaller.
 A volume cannot be configured for a cloud snapshot if any of the following conditions exist:
– The volume is part of a remote copy relationship (Metro Mirror, Global Mirror,
active-active) master, auxiliary, or change volume. This restriction prevents the cloud
snapshot from being used with HyperSwap volumes.
– The volume is a VMWare Virtual Volume, including FlashCopy owned volumes that are
used internally for VMWare Virtual Volume restoration functions.
– The volume is:
• A file system volume.
• Associated with any user-owned FlashCopy maps.
• A mirrored volume with copies in different storage pools.
• Being migrated between storage pools.
 A volume cannot be enabled for cloud snapshots if the cloud storage is set to import
mode.
 A volume cannot be enabled for cloud snapshots if the maximum number of cloud volumes
exists. The maximum number of cloud volumes on the system is 1024. If the system
exceeds this limit, you can disable cloud snapshots on a cloud volume and delete its
associated snapshots from the cloud storage to accommodate snapshots on new cloud
volumes.
 A volume cannot be used for a restore operation if it meets any of the following criteria:
– A VMWare Virtual Volume, including FlashCopy volumes that are used internally for
VMWare Virtual Volumerestoration functions.
– A file system volume.
– Part of a remote copy relationship (MM, GM, or active-active) master, auxiliary, or CV.
 A volume that is configured for backup or is being used for restoration cannot be moved
between I/O groups.

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 Only one operation (cloud snapshot, restore, or snapshot deletion) is allowed at a time on
a cloud volume.
 Cloud volume traffic is allowed only through management interfaces (1 G or 10 G).

5.7.2 Restoring to the production volume

This process is used to restore a snapshot version to the production volume, which is the
original volume from which the snapshots were created. After the restore operation
completes, the snapshot version completely replaces the current data that is on the
production volume. During the restore operation, the production volume goes offline until it
completes. Data is not fully restored to the production volume until the changes are
committed.

5.7.3 Restoring to a new volume

If you do not want to have the production volume offline for the restore, you can restore a
cloud snapshot to a new volume. The production volume remains online and host operations
are not disrupted.

When the snapshot version is restored to a new volume, you can use the restored data
independently of the original volume from which the snapshot was created. If the new volume
exists on the system, the restore operation uses the unique identifier (UID) of the new volume.

If the new volume does not exist on the system, you must choose whether to use the UID
from the original volume or create a UID. If you plan to use the new volume on the same
system, use the UID that is associated with the snapshot version that is being restored.

5.8 Volume migration

Migrating an image mode volume to managed mode volume or vice versa is done by
migrating a volume from one storage pool to another one. A non-image mode volume also
can be migrated to a different storage pool.

When migrating from image to managed or vice versa, the command varies, as shown in
Table 5-1.

Table 5-1 Migration types and associated commands

Storage pool-to-storage pool type Command

Managed-to-managed or Image-to-managed migratevdisk

Managed-to-image or Image-to-image migratetoimage

Migrating a volume from one storage pool to another one is nondisruptive to the host
application that uses the volume. Depending on the workload of the IBM Storage Virtualize
system, performance might be slightly affected.

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The migration of a volume from one storage pool to another storage pool by using the
migratevdisk command is allowed only if both storage pools feature the same extent size.
Volume mirroring can be used if a volume must be migrated from one storage pool to another
storage pool with different extent sizes. Also, you may use the migratevdisk command to or
from DRP only if a volume is fully allocated.

5.8.1 Image-type to striped-type volume migration

When you are migrating storage into IBM FlashSystem, the storage is brought in as
image-type volumes, which mean that the volume is based on a single MDisk. The CLI
command that you can use is migratevdisk.

Example 5-5 shows the migratevdisk command that can be used to migrate an image-type
volume to a striped-type volume. The command also can be used to migrate a striped-type
volume to a striped-type volume.

Example 5-5 The migratevdisk command

superuser> migratevdisk -mdiskgrp MDG1DS4K -threads 4 -vdisk Migrate_sample

This command migrates the volume Migrate_sample to the storage pool MDG1DS4K, and uses
four threads when migrating. Instead of using the volume name, you can use its ID number.

You can monitor the migration process by using the lsmigrate command, as shown in
Example 5-6.

Example 5-6 Monitoring the migration process

superuser> lsmigrate
migrate_type MDisk_Group_Migration
progress 0
migrate_source_vdisk_index 3
migrate_target_mdisk_grp 2
max_thread_count 4
migrate_source_vdisk_copy_id 0

5.8.2 Migrating to an image-type volume

An image-type volume is a direct, “straight-through” mapping to one image mode MDisk. If a
volume is migrated to another MDisk, the volume is represented as being in managed mode
during the migration (because it is striped on two MDisks).

A volume is represented only as an image-type volume after it reaches the state where it is a
straight-through mapping. An image-type volume cannot be expanded.

Image-type disks are used to migrate data to IBM FlashSystem and migrate data out of
virtualization. In general, the reason for migrating a volume to an image-type volume is to
move the data on the disk to a non-virtualized environment.

If the migration is interrupted by a cluster recovery, the migration resumes after the recovery
completes.

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The migratetoimage command migrates the data of a user-specified volume by consolidating

its extents (which might be on one or more MDisks) onto the extents of the target MDisk that
you specify. After migration is complete, the volume is classified as an image-type volume,
and the corresponding MDisk is classified as an image-mode MDisk.

The MDisk that is specified as the target must be in an unmanaged state at the time that the
command is run. Running this command results in the inclusion of the MDisk into the
user-specified storage pool.

Remember: This command cannot be used if the source volume copy is in a child pool or
if the target MDisk group that is specified is a child pool. This command does not work if
the volume is fast formatting.

The migratetoimage command fails if the target or source volume is offline. Correct the offline
condition before attempting to migrate the volume.

If the volume (or volume copy) is a target of a FlashCopy mapping with a source volume in an
active-active relationship, the new MDisk group must be in the same site as the source
volume. If the volume is in an active-active relationship, the new MDisk group must be in the
same site as the source volume. Also, the site information for the MDisk being added must be
defined and match the site information for other MDisks in the storage pool.

Note: You cannot migrate a volume or volume image between storage pools if cloud
snapshot is enabled on the volume.

An encryption key cannot be used when migrating an image-mode MDisk. To use encryption
(when the MDisk has an encryption key), the MDisk must be self-encrypting before
configuring the storage pool.

The migratetoimage command is useful when you want to use your system as a data mover.
For more information about the requirements and specifications for the migratetoimage
command, see this IBM Documentation web page.

5.8.3 Migrating with volume mirroring

With volume mirroring, you can migrate volumes between storage pools with different extent
sizes.

To migrate volumes between storage pools, complete the following steps:

1. Add a copy to the target storage pool.
2. Wait until the synchronization is complete.
3. Remove the copy from the source storage pool.

To migrate from a thin-provisioned volume to a fully allocated volume, the process is similar:
1. Add a target fully allocated copy.
2. Wait for synchronization to complete.
3. Remove the source thin-provisioned copy.

In both cases, if you set the autodelete option to yes when creating the volume copy, the
source copy is automatically deleted, and you can skip the third step in both processes. The
best practice for this type of migration is to try not to overload the systems with a high
syncrate or with too many migrations at the same time.

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The syncrate parameter specifies the copy synchronization rate. A value of zero prevents
synchronization. The default value is 50. The supported -syncrate values and their
corresponding rates are listed in Table 5-2.

Table 5-2 Sample syncrate values

User-specified syncrate attribute value Data copied per second

01 - 10 128 KB

11 - 20 256 KB

21 - 30 512 KB

31 - 40 1 MB

41 - 50 2 MB

51 - 60 4 MB

61 - 70 8 MB

71 - 80 16 MB

81 - 90 32 MB

91 - 100 64 MB

101 - 110 128 MB

111 - 120 256 MB

121 - 130 512 MB

131 - 140 1 GB

141 - 150 2 GB

We recommend modifying syncrate after monitoring overall bandwidth and latency. Then, if
the performance is not affected for migration, increase the syncrate to complete within the
allotted time.

You also can use volume mirroring when you migrate a volume from a non-virtualized storage
device to an IBM Storage Virtualize system. As you can see in Figure 5-13 on page 345, you
first must attach the storage to the IBM Storage Virtualize system (in this instance, an SVC),
which requires some downtime because the hosts need to stop I/O, rediscover the volume
through the IBM Storage Virtualize system, and then resume access.

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Figure 5-13 Migrating with volume mirroring

After the storage is correctly attached to the IBM Storage Virtualize system, map the
image-type volumes to the hosts so that the host recognizes volumes as though they were
accessed through the non-virtualized storage device. Then, you can restart applications.

After that process completes, you can use volume mirroring to migrate the volumes to a
storage pool with managed MDisks, which creates striped-type copies of each volume in this
target pool. Data synchronization in the volume copies and then starts in the background.

For more information, see this IBM Documentation web page.

5.8.4 Migrating from standard pools to data reduction pools

If you want to move volumes to a DRP, you can move them by using volume mirroring
between a standard pool and DRP. Host I/O operations are not disrupted during migration.

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Figure 5-14 shows two examples of how you can use volume mirroring to convert volumes to
a different type or migrate volumes to a different type of pool.

Figure 5-14 Converting volumes with volume mirroring

You also can move compressed or thin-provisioned volumes in standard pools to DRPs to
simplify management of reclaimed capacity. The DRP tracks the unmap operations of the
hosts and reallocates capacity automatically. The system supports volume mirroring to create
a copy of the volume in a new DRP. This method creates a copy of the volume in a new DRP
and does not disrupt host operations.

Deleting a volume copy in a DRP is a background task and can take a significant amount of
time. During the deletion process, the deleting copy is still associated with the volume and a
new volume mirror cannot be created until the deletion is complete. If you want to use volume
mirroring again on the same volume without waiting for the delete, split the copy to be deleted
to a new volume before deleting it.

For more information, see this IBM Documentation web page.

5.8.5 Migrating a volume between systems nondisruptively

With nondisruptive system migration, storage administrators can migrate volumes from one
IBM Storage Virtualize system to another without any application downtime. This function
supports several use cases. For example, you can use this function to balance the load
between multiple systems or to update and decommission hardware.

You also can migrate data between node-based systems and enclosure-based systems.
Unlike replication remote copy types, nondisruptive system migration does not require a
remote mirroring license before you can configure a remote copy relationship that is used for
migration.

There are some configuration and host operating system restrictions that are documented in
the Configuration Limits and Restrictions document under Volume Mobility.

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Prerequisites
The following prerequisites must be met for nondisruptive system migration:
 Both systems are running version 8.4.2 or later.
 An FC or IP partnership exists between the two systems that you want to migrate volumes
between. The maximum supported round-trip time (RTT) between the two systems is
3 milliseconds. Ensure that the partnership has sufficient bandwidth to support the write
throughput for all the volumes you are migrating. For more information, seethe
mkfcpartnership command for creating FC partnerships and mkippartnership command
for creating IP partnerships.
 Any hosts that are mapped to volumes that you are migrating are correctly zoned to both
systems. Hosts must appear in an online state on both systems.

Using the management GUI

To configure volume migration by using the GUI, complete the following steps:
1. On the source system, select Volumes → Volumes. On the Volumes page, identify the
volumes that you want to migrate and record the volume name and capacity.
2. On the target system, select Volumes → Volumes and select Create Volume. Create the
target volume within the appropriate storage tier with the same capacity as the source
volume.
3. On the source system, select Copy Services → Remote Copy.
4. Click Independent Relationship.
5. Click Create Relationship.
6. On the Create Relationship page, click Non-disruptive System Migration.
7. Ensure that the auxiliary volume location specifies the system that you want to migrate to,
and click Next.
8. Select the Master and Auxiliary volumes to use in the relationship.

Note: The volumes must be the same size. If the GUI window does not show the
expected auxiliary volume, check the size by running the lsvdisk -unit b <volume
name or id> command.

9. Select Yes to start the copy. Click Finish.

10.In the management GUI, select Copy Services → Remote Copy → Independent
Relationship. Wait until the migration relationship that you created displays the
Consistent Synchronized state.

Note: Data is copied to the target system at the lowest of partnership background copy
rate or relationship bandwidth. The relationship bandwidth default is 25 MBps per
relationship and can be increased by running the chsystem
-relationshipbandwidthlimit <new value in MBps> command if needed.

11.Create host mappings to the auxiliary volumes on the remote system. Ensure that all
auxiliary volumes are mapped to the same hosts that were previously mapped to the
master volumes on the older system.
12.Ensure that the Host Bus Adapters (HBAs) in all hosts that are mapped to the volume are
rescanned to ensure that all new paths are detected to the auxiliary volumes. Record the
current path states on any connected hosts. Identify the worldwide port names (WWPNs)
that are used for the active and standby (ghost) paths.

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13.In the management GUI, select Copy Services → Remote Copy → Independent
Relationship. Right-click the migration relationship and select Switch Direction. This
action reverses the copy direction of the relationship and switches the active and standby
paths, which result in all host I/O being directed to the new volume.
14.Validate that all hosts use the new paths to the volume by verifying that the paths that were
reporting as standby (or ghost) are now reporting active. Verify that all previously active
paths are now reporting standby (or ghost).

Note: Do not proceed if the added standby paths are not visible on the host. Standby
paths might be listed under a different name on the host, such as “ghost” paths. Data
access can be affected if all standby paths are not visible to the hosts when the
direction is switched on the relationship.

15.Validate that all hosts use the target volume for I/O and verify that no issues exist.
16.On the original source system that was used in the migration, select Hosts → Hosts.
Right-click the hosts and select Unmap Volumes. Verify the number of volumes that are
being unmapped, and then click Unmap.
17.On the original source system, select Volumes → Volumes. Right-click the volumes and
select Delete. Verify the number of volumes that are being deleted and click Continue.
The volume migration process is complete.

Using the command-line interface

To configure volume migration by using the CLI, complete the following steps:
1. On the source system, enter the lsvdisk command to determine all the volumes that you
want to migrate to the target system.
In the results, record the name, ID, and capacity for each volume that you want to migrate
to the target system.
2. On the target system, create volumes for each volume that you want to migrate, ensuring
that you create the volume with the same capacity as the source volume, for example,
mkvolume -pool 0 -size 1000 -unit gb.
3. On the source system, enter the following command to create a relationship for migration:
mkrcrelationship -master sourcevolume -aux targetvolume -cluster system2
-migration -name migrationrc
sourcevolume is the name or ID of the master volume on the source system, and
targetvolume is the name or ID of the auxiliary volume that you created on the target
system.
The -migration flag indicates that the remote copy relationship can be used to migrate
data between the two systems that are defined in the partnership only.
Optionally, you can specify a name with the -name parameter. In this example, migrationrc
is the name of the relationship. If no name is specified, an ID is assigned to the
relationship.
4. On the source system, start the relationship by entering the running the
startrcrelationship migrationrc command, where migrationrc is the name of the
relationship.
5. Verify that the state of the relationship is consistent_synchronized by entering the
lsrcrelationship migrationrc command, where migrationrc is the name of the
relationship. In the results that display, ensure that the state is consistent_synchronized.

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Attention: Do not proceed until the relationship is in the consistent_synchronized

state.

Depending on the amount of data that is being migrated, the process can take some time.

Note: Data is copied to the target system at the lowest of the partnership background
copy rate or the relationship bandwidth. The relationship bandwidth default is 25 MBps
per relationship, which can be increased by running the chsystem
-relationshipbandwidthlimit <new value in MBps> command.

6. After the relationship is in the consistent_synchronized state, create host mappings to

the auxiliary volumes on the target system by entering the mkvdiskhostmap -host host1
targetvolume command, where targetvolume is the name of the auxiliary volume on the
target system. Ensure that all auxiliary volumes are mapped to the same hosts that were
previously mapped to the master volumes on the source system.
7. On all hosts, ensure that the HBAs are mapped to the volume are rescanned to ensure
that all new paths are detected to the auxiliary volumes. Record the current path states on
any connected hosts. Identify the WWPNs that are used for the active and standby (ghost)
paths.

Attention: Do not proceed if the added standby paths are not visible on the host.
Standby paths might be listed under a different name on the host, such as “ghost”
paths. Data access can be affected if all standby paths are not visible to the hosts when
the direction is switched on the relationship.

8. Switch the direction of the relationship so that the auxiliary volume on the target system
becomes the primary source for host I/O operations by running the switchrcrelationship
-primary aux migrationrc command, where migrationrc indicates the name of the
relationship. This command reverses the copy direction of the relationship and switches
the active and standby paths, which result in all host I/O being directed to the auxiliary
volume.
9. Validate that all hosts use the new paths to the volume by verifying that the paths
previously reporting as standby (or ghost) are now reporting active.
10.Verify that all previously active paths are now reporting standby (or ghost).
11.Validate that all hosts use the target volume for I/O and verify that no issues exist.
12.On the original source system, unmap hosts from the original volumes by entering the
rmvdiskhostmap -host host1 sourcevolume command, where sourcevolume is the name
of the original volume that was migrated.
13.On the original source system, delete the original source volumes by entering the
rmvolume sourcevolume command, where sourcevolume is the name of the original
volume that was migrated.

The migration process is now complete.

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5.9 Preferred paths to a volume

When a volume is created, it is assigned to an I/O group and assigned a preferred node. The
preferred node is the node that normally processes I/Os for the volume. The primary
purposes of a preferred node are load balancing and determining which node destages
writes.

Preferred node assignment is normally automatic. The system selects the node in the I/O
group that includes the fewest volumes. However, the preferred node can be specified or
changed, if needed.

All modern multipathing drivers support Asymmetric Logical Unit Access (ALUA). This access
allows the storage to mark certain paths as preferred (paths to the preferred node). ALUA
multipathing drivers acknowledge preferred pathing and send I/O to only the other node if the
preferred node is not accessible.

Figure 5-15 shows write operations from a host to two volumes with different preferred nodes.

Figure 5-15 Write operations from a host through different preferred nodes for each volume

When debugging performance problems, it can be useful to review the Non-Preferred Node
Usage Percentage metric in IBM Spectrum Control or IBM Storage Insights. I/O to the
non-preferred node might cause performance problems for the I/O group, which can be
identified by these tools.

For more information about this performance metric and more in IBM Spectrum Control, see
this IBM Documentation web page.

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5.10 Moving a volume between I/O groups and nodes

To balance the workload across I/O groups and nodes, you can move volumes between I/O
groups and nodes.

Changing the preferred node of a volume within an I/O group or to another I/O group is a
nondisruptive process.

5.10.1 Changing the preferred node of a volume within an I/O group

Changing the preferred node within an I/O group can be done with concurrent I/O. However, it
can lead to some delay in performance, and in some specific operating systems or
applications, they might detect some timeouts.

This operation can be done by using the CLI and GUI, but if you have only one I/O group, this
operation is not possible by using the GUI. To change the preferred node within an I/O group
by using the CLI, run the following command:
movevdisk -node <node_id or node_name> <vdisk_id or vdisk_name>

5.10.2 Moving a volume between I/O groups

Moving a volume between I/O groups should be done on only an SVC. When using
IBM FlashSystem, a volume should be migrated so that the contents of the volume are on the
internal storage of the owning IBM FlashSystem. When moving a volume between I/O
groups, it is recommended that the system chooses the volume preferred node in the new I/O
group. However, it is possible to manually set the preferred node during this operation by
using the GUI and CLI.

Some limitations exist in moving a volume across I/O groups, which is called Non-Disruptive
Volume Movement (NDVM). These limitations are mostly in host cluster environments. You
can check their compatibility at the IBM System Storage Interoperation Center (SSIC)
website.

Note: These migration tasks can be nondisruptive if performed correctly and the hosts that
are mapped to the volume support NDVM. The cached data that is held within the system
first must be written to disk before the allocation of the volume can be changed.

Modifying the I/O group that services the volume can be done concurrently with I/O
operations if the host supports nondisruptive volume move. It also requires a rescan at the
host level to ensure that the multipathing driver is notified that the allocation of the preferred
node changed and the ports by which the volume is accessed changed. This rescan can be
done in a situation where one pair of nodes becomes over-used.

If any host mappings are available for the volume, the hosts must be members of the target
I/O group or the migration fails.

Verify that you created paths to I/O groups on the host system. After the system successfully
adds the new I/O group to the volume’s access set and you moved the selected volumes to
another I/O group, detect the new paths to the volumes on the host.

The commands and actions on the host vary depending on the type of host and the
connection method that is used. These steps must be completed on all hosts to which the
selected volumes are currently mapped.

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Note: If the selected volume is performing quick initialization, this wizard is unavailable
until quick initialization completes.

5.11 Volume throttling

Volume throttling effectively throttles the number of input/output operations per second (IOPS)
or bandwidth (MBps) that can be achieved to and from a specific volume. You might want to
use I/O throttling if you have a volume that has an access pattern that adversely affects the
performance of other volumes.

For example, volumes that are used for backup or archive operations can have I/O-intensive
workloads, potentially taking bandwidth from production volumes. A volume throttle can be
used to limit I/Os for these types of volumes so that I/O operations for production volumes are
not affected.

Figure 5-16 shows an example of volume throttling.

Figure 5-16 Volume throttling for each volume

When deciding between using IOPS or bandwidth as the I/O governing throttle, consider the
disk access pattern of the application. Database applications often issue much I/O, but they
transfer only a relatively small amount of data. In this case, setting an I/O governing throttle
that is based on MBps does not achieve the expected result. Therefore, it is better to set an
IOPS limit.

However, a streaming video application often issues a small amount of I/O but transfers much
data. In contrast to the database example, defining an I/O throttle that is based on IOPS does
not achieve a good result. For a streaming video application, it is better to set an MBps limit.

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You can edit the throttling value in the menu, as shown in Figure 5-17.

Figure 5-17 Volume throttling

Figure 5-18 shows both the bandwidth and IOPS parameters that can be set.

Figure 5-18 Edit bandwidth and IOPS limit

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Throttling at a volume level can be set by using the following commands:

 mkthrottle
This command is used to set I/O throttles for volumes that use this command. The
command must be used with the -type vdisk parameter, followed by -bandwidth
bandwidth_limit_in_mbdisk or-iops iops_limit to define MBps and IOPS limits.
 chvdisk
When used with -rate throttle_rate parameter, this command specifies the IOPS and
MBps limits. The default throttle_rate units are I/Os. To change the throttle_rate units
to Mbps, specify the -unitmb parameter. If throttle_rate value is zero, the throttle rate is
disabled. By default, the throttle_rate parameter is disabled.

Note: The mkthrottle command can be used to create throttles for volumes, hosts, host
clusters, pools, or system offload commands.

When the IOPS limit is configured on a volume and it is smaller than 100 IOPS, the throttling
logic rounds it to 100 IOPS. Even if the throttle is set to a value smaller than 100 IOPS, the
throttling occurs at 100 IOPS.

After any of the commands that were described thus far are used to set volume throttling, a
throttle object is created. Then, you can list your created throttle objects by using the
lsthrottle command and change their parameters with the chthrottle command.
Example 5-7 shows some command examples.

Example 5-7 Throttle commands example

superuser>mkthrottle -type vdisk -bandwidth 100 -vdisk Vol01
Throttle, id [0], successfully created.
superuser>lsthrottle
throttle_id throttle_name object_id object_name throttle_type IOPs_limit
bandwidth_limit_MB
0 throttle0 52 Vol01 vdisk 100

superuser>chthrottle -iops 1000 throttle0

superuser>lsthrottle
throttle_id throttle_name object_id object_name throttle_type IOPs_limit
bandwidth_limit_MB
0 throttle0 52 Vol01 vdisk 1000 100

superuser>lsthrottle throttle0
id 0
throttle_name throttle0
object_id 52
object_name Vol01
throttle_type vdisk
IOPs_limit 1000
bandwidth_limit_MB 100

Note: The throttle reduces IOPS or bandwidth by adding latency as a resource

approaches a defined throttle. This increased response time is observable in performance
monitoring tools.

For more information and the procedure to set volume throttling, see IBM Documentation.

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5.12 Volume cache mode

Cache mode in IBM Storage Virtualize systems determines whether read/write operations are
stored in cache. For each volume, one of the following cache modes can be used:
 readwrite (enabled)
All read/write I/O operations that are performed by the volume are stored in cache. This
default cache mode is used for all volumes. A volume or volume copy that is created from
a DRP must have a cache mode of readwrite.
When you create a thin-provisioned volume, set the cache mode to readwrite to
maximize performance. If you set the mode to none, the system cannot cache the
thin-provisioned metadata, and performance is decreased. In a DRP, a thin-provisioned or
compressed volume copy setting cannot be created for a cache mode that is different than
readwrite.
 readonly
All read I/O operations that are performed by the volume are stored in cache.
 none (disabled)
All read/write I/O operations that are performed by the volume are not stored in cache.

By default, when a volume is created, the cache mode is set to readwrite. Disabling cache
can affect performance and increase read/write response time.

Figure 5-19 shows write operation behavior when a volume cache is activated (readwrite).

Figure 5-19 Cache activated

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Figure 5-20 shows a write operation behavior when volume cache is deactivated (none).

Figure 5-20 Cache deactivated

In most cases, the volume with readwrite cache mode is recommended because disabling
cache for a volume can result in performance issues to the host. However, some specific
scenarios exist in which it is recommended to disable the readwrite cache.

You might use cache-disabled (none) volumes when you have remote copy or FlashCopy in a
back-end storage controller, and these volumes are virtualized in IBM FlashSystem devices
as image virtual disks (VDisks). Another possible usage of a cache-disabled volume is when
intellectual capital is in Copy Services automation scripts. Keep the usage of cache-disabled
volumes to a minimum for normal workloads.

You can also use cache-disabled volumes to control the allocation of cache resources. By
disabling the cache for specific volumes, more cache resources are available to cache I/Os to
other volumes in the same I/O group. An example of this usage is a non-critical application
that uses volumes in MDisks from all-flash storage.

Note: Volumes with readwrite cache enabled are recommended.

By default, volumes are created with cache mode enabled (read/write); however, you can
specify the cache mode when the volume is created by using the -cache option.

The cache mode of a volume can be concurrently changed (with I/O) by using the chvdisk
command or using the GUI by selecting Volumes → Volumes → Actions → Cache Mode.
Figure 5-21 on page 357 shows the editing cache mode for a volume.

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Figure 5-21 Editing cache mode

The CLI does not fail I/O to the user, and the command must be allowed to run on any
volume. If used correctly without the -force flag, the command does not result in a corrupted
volume. Therefore, the cache must be flushed and you must discard cache data if the user
disables cache on a volume.

Example 5-8 shows an image volume VDISK_IMAGE_1 that changed the cache parameter after
it was created.

Example 5-8 Changing the cache mode of a volume

superuser>mkvdisk -name VDISK_IMAGE_1 -iogrp 0 -mdiskgrp IMAGE_Test -vtype image
-mdisk D8K_L3331_1108
Virtual Disk, id [9], successfully created
superuser>lsvdisk VDISK_IMAGE_1
id 9
.
lines removed for brevity
.
fast_write_state empty
cache readwrite
.
lines removed for brevity

superuser>chvdisk -cache none VDISK_IMAGE_1

superuser>lsvdisk VDISK_IMAGE_1
id 9
.
lines removed for brevity
.

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cache none
.
lines removed for brevity

In an environment with copy services (FlashCopy, MM, GM, and volume mirroring) and typical
workloads, disabling IBM FlashSystem cache is detrimental to overall performance.

Attention: Carefully evaluate the effect to the entire system with quantitative analysis
before and after making this change.

5.13 Other considerations

This section describes other considerations regarding volumes.

5.13.1 Volume protection

You can protect volumes to prevent active volumes or host mappings from being deleted.
IBM Storage Virtualize systems feature a global setting that is enabled by default that
prevents these objects from being deleted if the system detects recent I/O activity. You can
set this value to apply to all volumes that are configured on your system, or control whether
the system-level volume protection is enabled or disabled on specific pools.

To prevent an active volume from being deleted unintentionally, administrators must enable
volume protection. They also can specify a period that the volume must be idle before it can
be deleted. If volume protection is enabled and the period is not expired, the volume deletion
fails, even if the -force parameter is used.

When you delete a volume, the system verifies whether it is a part of a host mapping,
FlashCopy mapping, or remote copy relationship. In these cases, the system fails to delete
the volume unless the -force parameter is specified. However, if volume protection is
enabled, the -force parameter does not delete a volume if it has I/O activity in the last
minutes that are defined in the protection duration time in volume protection.

Note: The -force parameter overrides the volume dependencies, not the volume
protection setting. Volume protection must be disabled to permit a volume or host-mapping
deletion if the volume had recent I/O activity.

Consider enabling volume protection by running the following command:

chsystem vdiskprotectionenabled yes -vdiskprotectiontime <value_in_minutes>

If you want volume protection enabled in your system but disabled in a specific storage pool,
run the following command:
chmdiskgrp -vdiskprotectionenabled no <pool_name_or_ID>

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You can also manage volume protection in the GUI by selecting Settings → System →
Volume Protection, as shown in Figure 5-22.

Figure 5-22 Volume Protection

5.13.2 Volume resizing

You can increase and decrease the sizes of fully allocated and thin-provisioned volumes. A
volume can be expanded with concurrent I/Os for some operating systems. However, never
attempt to shrink a volume that is in use that contains data because volume capacity is
removed from the end of the disk, whether that capacity is in use by a server. A volume
cannot be expanded or shrunk during its quick initialization process.

Expanding a volume
You can expand volumes for the following reasons:
 To increase the available capacity on a specific volume that is mapped to a host.
 To increase the size of a volume to make it match the size of the source or master volume
so that it can be used in a FlashCopy mapping or MM relationship.

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Figure 5-23 shows the Modify Volume Capacity window.

Figure 5-23 Expanding a volume

Shrinking a volume
Volumes can be reduced in size if necessary. If a volume does not contain any data, it is
unlikely that you will encounter any issues when shrinking its size. However, if a volume is in
use and contains data, do not shrink its size because IBM Storage Virtualize is unaware of
whether it is removing used or non-used capacity.

Attention: When you shrink a volume, capacity is removed from the end of the disk,
whether that capacity is in use. Even if a volume includes free capacity, do not assume that
only unused capacity is removed when you shrink a volume.

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Figure 5-24 shows the Modify Volume Capacity window, which you can use to shrink
volumes.

Figure 5-24 Shrinking volumes

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Chapter 6. Copy services

Copy services are a collection of functions that provide capabilities for disaster recovery (DR),
data migration, and data duplication solutions.

This chapter provides an overview and best practices of IBM Storage Virtualize Copy
Services capabilities, including FlashCopy, Metro Mirror (MM) and Global Mirror (GM), and
volume mirroring.

This chapter includes the following topics:

 “Introducing copy services” on page 364
 “IBM FlashCopy” on page 365
 “Safeguarded Copy” on page 391
 “Cyber Vault” on page 397
 “Remote copy services” on page 397
 “Native IP replication” on page 458
 “Volume mirroring” on page 476
 “Policy-based replication” on page 486

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6.1 Introducing copy services

IBM Storage Virtualize based systems, including IBM SAN Volume Controller (SVC) and the
IBM FlashSystem family, offer a complete set of copy services functions that provide
capabilities for DR, business continuity, data movement, and data duplication solutions.

6.1.1 FlashCopy
FlashCopy is a function that you can use to create a point-in-time copy of one of your
volumes. This function is helpful when performing backups or application testing. These
copies can be cascaded on one another, read from, written to, and even reversed. These
copies can conserve storage (if needed) by being space-efficient copies that record only
items that changed from the originals instead of full copies.

6.1.2 Metro Mirror and Global Mirror

MM and GM are technologies that you use to keep a real-time copy of a volume at a remote
site that contains another IBM Storage Virtualize system. Consider the following points:
 MM makes synchronous copies of volumes. The write operation on the source storage is
not considered complete unless the write operation on the target storage is complete. The
distance between two sites is usually determined by the amount of latency that the
applications can handle.
 GM makes asynchronous copies of volumes. The write operation is considered complete
immediately after write completion on local storage. GM does not wait for a write to
complete on target storage like MM does. This requirement greatly reduces the latency
that is experienced by applications if the other system is far away. However, it also means
that during a failure, the data on the remote copy might not have the most recent changes
that are committed to the local volume.
IBM Storage Virtualize provides two types of asynchronous mirroring technology:
– Standard GM
– Global Mirror with Change Volumes (GMCV)

6.1.3 Volume mirroring

Volume mirroring is a function that can increase the high availability (HA) of the storage
infrastructure. It can create up to two local copies of a volume. Volume mirroring can use
space from two storage pools, and preferably from two separate back-end disk subsystems.

Primarily, you use this function to insulate hosts from the failure of a storage pool and from the
failure of a back-end disk subsystem. During a storage pool failure, the system continues to
provide service for the volume from the other copy on the other storage pool, with no
disruption to the host.

You can also use volume mirroring to change the capacity savings of a volume and migrate
data between storage pools of different extent sizes and characteristics.

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6.2 IBM FlashCopy

By using the IBM FlashCopy function of IBM Spectrum Virtualize, you can perform a
point-in-time copy of one or more volumes. This section describes the inner workings of
FlashCopy, and provides some best practices for its use.

You can use FlashCopy to solve critical and challenging business needs that require
duplication of data of your source volume. Volumes can remain online and active while you
create consistent copies of the data sets. Because the copy is performed at the block level, it
operates below the host operating system and its cache. Therefore, the copy is not apparent
to the host.

Important: Because FlashCopy operates at the block level below the host operating
system and cache, those levels do need to be flushed for consistent FlashCopy copies.

While the FlashCopy operation is performed, the source volume is stopped briefly to initialize
the FlashCopy bitmap, and then input/output (I/O) can resume. Although several FlashCopy
options require the data to be copied from the source to the target in the background, which
can take time to complete, the resulting data on the target volume is presented so that the
copy appears to complete immediately.

This process is performed by using a bitmap (or bit array) that tracks changes to the data after
the FlashCopy is started, and an indirection layer that enables data to be read from the
source volume transparently.

6.2.1 FlashCopy use cases

When you are deciding whether FlashCopy addresses your needs, you must adopt a
combined business and technical view of the problems that you want to solve. First,
determine the needs from a business perspective. Then, determine whether FlashCopy can
address the technical needs of those business requirements.

The business applications for FlashCopy are wide-ranging. In the following sections, a short
description of the most common use cases is provided.

Backup improvements with FlashCopy

FlashCopy does not reduce the time that it takes to perform a backup to traditional backup
infrastructure. However, it can be used to minimize and, under certain conditions, eliminate
application downtime that is associated with performing backups.

After the FlashCopy is performed, the resulting image of the data can be backed up to tape as
though it were the source system. After the copy to tape is complete, the image data is
redundant, and the target volumes can be discarded. For time-limited applications, such as
these examples, “no copy” or incremental FlashCopy is used most often. The usage of these
methods puts less load on your infrastructure.

When FlashCopy is used for backup purposes, the target data usually is managed as
read-only at the operating system level. This approach provides extra security by ensuring
that your target data was not modified and remains true to the source.

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Restoring with FlashCopy

FlashCopy can perform a restore from any existing FlashCopy mapping. Therefore, you can
restore (or copy) from the target to the source of your regular FlashCopy relationships. It
might be easier to think of this method as reversing the direction of the FlashCopy mappings.
This capability has the following benefits:
 There is no need to worry about pairing mistakes because you trigger a restore.
 The process appears instantaneous.
 You can maintain a pristine image of your data while you are restoring what was the
primary data.

This approach can be used for various applications, such as recovering your production
database application after an errant batch process that caused extensive damage.

Best practices: Although restoring from FlashCopy is quicker than a traditional tape
media restore, do not use restoring from FlashCopy as a substitute for good archiving
practices. Instead, keep one to several iterations of your FlashCopy copies so that you can
near-instantly recover your data from the most recent history. Keep your long-term archive
for your business.

In addition to the restore option, which copies the original blocks from the target volume to
modified blocks on the source volume, the target can be used to perform a restore of
individual files. To do that task, you must make the target available on a host. Do not make the
target available to the source host because seeing duplicates of disks causes problems for
most host operating systems. Copy the files to the source by using the normal host data copy
methods for your environment.

Moving and migrating data with FlashCopy

FlashCopy can be used to facilitate the movement or migration of data between hosts while
minimizing downtime for applications. By using FlashCopy, application data can be copied
from source volumes to new target volumes while applications remain online. After the
volumes are fully copied and synchronized, the application can be brought down and then
immediately brought back up on the new server that is accessing the new FlashCopy target
volumes.

Use case: FlashCopy can be used to migrate volumes from and to data reduction pools
(DRPs), which do not support extent-based migrations.

This method differs from the other migration methods, which are described later in this
chapter. Common uses for this capability are host and back-end storage hardware refreshes.

Application testing with FlashCopy

It is often important to test a new version of an application or operating system that is using
actual production data. This testing ensures the highest quality possible for your environment.
FlashCopy makes this type of testing easy to accomplish without putting the production data
at risk or requiring downtime to create a constant copy.

Create a FlashCopy of your source and use it for your testing. This copy is a duplicate of your
production data down to the block level so that even physical disk IDs are copied. Therefore, it
is impossible for your applications to tell the difference.

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Cyber resiliency
FlashCopy is the foundation of the IBM Storage Virtualize Safeguarded Copy function that can
create cyber-resilient point-in-time copies of volumes that cannot be changed or deleted
through user errors, malicious actions, or ransomware attacks. For more information, see 6.3,
“Safeguarded Copy” on page 321.

6.2.2 FlashCopy capabilities overview

FlashCopy occurs between a source volume and a target volume in the same storage
system. The minimum granularity that IBM Storage Virtualize supports for FlashCopy is an
entire volume. It is not possible to use FlashCopy to copy only part of a volume.

To start a FlashCopy operation, a relationship between the source and the target volume
must be defined. This relationship is called FlashCopy mapping.

FlashCopy mappings can be stand-alone or a member of a consistency group (CG). You can
perform the actions of preparing, starting, or stopping FlashCopy on either a stand-alone
mapping or a CG.

Note: Starting from IBM Storage Virtualize 8.4.2, the maximum number of FlashCopy
mappings per system is 15 864.a
a. Applies only to IBM Storwize V7000 Gen3, IBM FlashSystem 7200, 9100, and 9200, and
IBM SAN Volume Controller DH8, SV1, SA2, SV2, and SV3.

Figure 6-1 shows the concept of FlashCopy mapping.

Figure 6-1 FlashCopy mapping

A FlashCopy mapping has a set of attributes and settings that define the characteristics and
the capabilities of the FlashCopy.

These characteristics are explained in more detail in the following sections.

Background copy
The background copy rate is a property of a FlashCopy mapping that you use to specify
whether a background physical copy of the source volume to the corresponding target volume
occurs. A value of 0 disables the background copy. If the FlashCopy background copy is
disabled, only data that changed on the source volume is copied to the target volume. A
FlashCopy with background copy disabled is also known as no-copy FlashCopy.

The benefit of using a FlashCopy mapping with background copy enabled is that the target
volume becomes a real clone (independent from the source volume) of the FlashCopy
mapping source volume after the copy completes. When the background copy function is not
performed, the target volume remains a valid copy of the source data while the FlashCopy
mapping remains in place.

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Valid values for the background copy rate are 0 - 150. The background copy rate can be
defined and changed dynamically for individual FlashCopy mappings.

Table 6-1 lists the relationship of the background copy rate value to the attempted amount of
data to be copied per second.

Table 6-1 Relationship between the rate and data rate per second
Value Data copied per second

01 - 10 0128 KB

11 - 20 0256 KB

21 - 30 0512 KB

31 - 40 0001 MB

41 - 50 0002 MB

51 - 60 0004 MB

61 - 70 0008 MB

71 - 80 0016 MB

81 - 90 0032 MB

91 - 100 0064 MB

101-110 0128 MB

111-120 0256 MB

121-130 0512 MB

131-140 1024 MB

141-150 2048 MB

Note: To ensure optimal performance of all IBM Storage Virtualize features, it is a best
practice to not exceed a copyrate value of 130.

FlashCopy consistency groups

CGs can be used to help create a consistent point-in-time copy across multiple volumes.
They are used to manage the consistency of dependent writes that are run in the application
following the correct sequence.

When CGs are used, the FlashCopy commands are issued to the CGs. The groups
simultaneously perform the operation on all FlashCopy mappings that are contained within
the CGs.

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Figure 6-2 shows a CG that consists of two volume mappings.

FC_CG_1

PRODUCTION BACKUP
point in time

Volume S1 Volume T1
FC_Mapping 1
FC_Source_1 FC_Target_1

point in time

Volume S2 Volume T2
FC_Mapping 2
FC_Source_2 FC_Target_2

Legend
FC = FlashCopy
CG = Consistency Group

Figure 6-2 Multiple volume mappings in a consistency group

FlashCopy mapping considerations: If the FlashCopy mapping is added to a CG, it can

be managed only as part of the group. This limitation means that FlashCopy operations are
no longer allowed on the individual FlashCopy mappings.

Incremental FlashCopy
By using Incremental FlashCopy, you can reduce the required time to copy. Also, because
less data must be copied, the workload that is put on the system and the back-end storage is
reduced.

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Incremental FlashCopy does not require that you copy an entire disk source volume
whenever the FlashCopy mapping is started. Instead, only the changed regions on source
volumes are copied to target volumes, as shown in Figure 6-3.

Figure 6-3 Incremental FlashCopy

If the FlashCopy mapping was stopped before the background copy completed, then when
the mapping is restarted, the data that was copied before the mapping stopped will not be
copied again. For example, if an incremental mapping reaches 10 percent progress when it is
stopped and then it is restarted, that 10 percent of data will not be recopied when the
mapping is restarted, assuming that it was not changed.

Stopping an incremental FlashCopy mapping: If you are planning to stop an

incremental FlashCopy mapping, make sure that the copied data on the source volume will
not be changed, if possible. Otherwise, you might have an inconsistent point-in-time copy.

A difference value is provided in the query of a mapping, which makes it possible to know how
much data changed. This data must be copied when the Incremental FlashCopy mapping is
restarted. The difference value is the percentage (0 - 100 percent) of data that changed. This
data must be copied to the target volume to get a fully independent copy of the source
volume.

An incremental FlashCopy can be defined by setting the incremental attribute in the

FlashCopy mapping.

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Multiple Target FlashCopy

In Multiple Target FlashCopy, a source volume can be used in multiple FlashCopy mappings
while the target is a different volume, as shown in Figure 6-4.

Volume S1
FC_Source_1

Mapping 1 Mapping 2 Mapping 3 Mapping 4

Volume T1 Volume T2 Volume T3 Volume T4

FC_Target_1 FC_Target_2 FC_Target_3 FC_Target_3

Order of FlashCopy Start (time)

Figure 6-4 Multiple target FlashCopy

Up to 256 different mappings are possible for each source volume. These mappings are
independently controllable from each other. Multiple target FlashCopy mappings can be
members of the same or different CGs. In cases where all the mappings are in the same CG,
the result of starting the CG will be to FlashCopy to multiple identical target volumes.

Cascaded FlashCopy
With Cascaded FlashCopy, you can have a source volume for one FlashCopy mapping and
as the target for another FlashCopy mapping, which is referred to as a Cascaded FlashCopy.
This function is illustrated in Figure 6-5.

Mapping 1 Mapping 2 Mapping 3 Mapping 4

Volume 1 Volume 2 Volume 3 Volume 4 Volume 5

FC_Target_M1 FC_Target_M2 FC_Target_M3

FC_Source_M1 FC_Source_M2 FC_Source_M3 FC_Source_M4 FC_Target_M4

Order of FlashCopy Start (time)

Figure 6-5 Cascaded FlashCopy

A total of 255 mappings are possible for each cascade.

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Reverse FlashCopy
Reverse FlashCopy enables FlashCopy targets to become restore points for the source
without breaking the FlashCopy relationship, and without having to wait for the original copy
operation to complete. It can be used with the Multiple Target FlashCopy to create multiple
rollback points.

A key advantage of the Multiple Target reverse FlashCopy function is that the reverse
FlashCopy does not destroy the original target. This feature enables processes that are using
the target, such as a tape backup, to continue uninterrupted. IBM Storage Virtualize also
allows you to create an optional copy of the source volume to be made before the reverse
copy operation starts. This ability to restore back to the original source data can be useful for
diagnostic purposes.

Thin-provisioned FlashCopy
When a new volume is created, you can designate it as a thin-provisioned volume, and it has
a virtual capacity and a real capacity.

Virtual capacity is the volume storage capacity that is available to a host. Real capacity is the
storage capacity that is allocated to a volume copy from a storage pool. In a fully allocated
volume, the virtual capacity and real capacity are the same. However, in a thin-provisioned
volume, the virtual capacity can be much larger than the real capacity.

The virtual capacity of a thin-provisioned volume is typically larger than its real capacity. On
IBM Storage Virtualize systems, the real capacity is used to store data that is written to the
volume, and metadata that describes the thin-provisioned configuration of the volume. As
more information is written to the volume, more of the real capacity is used.

Thin-provisioned volumes also can help to simplify server administration. Instead of assigning
a volume with some capacity to an application and increasing that capacity following the
needs of the application if those needs change, you can configure a volume with a large
virtual capacity for the application. Then, you can increase or shrink the real capacity as the
application’s needs change, without disrupting the application or server.

When you configure a thin-provisioned volume, you can use the warning level attribute to
generate a warning event when the used real capacity exceeds a specified amount or
percentage of the total real capacity. For example, if you have a volume with 10 GB of total
capacity and you set the warning to 80 percent, an event is registered in the event log when
you use 80 percent of the total capacity. This technique is useful when you need to control
how much of the volume is used.

If a thin-provisioned volume does not have enough real capacity for a write operation, the
volume is taken offline and an error is logged (error code 1865, event ID 060001). Access to
the thin-provisioned volume is restored by either increasing the real capacity of the volume or
increasing the size of the storage pool on which it is allocated.

You can use thin volumes for Cascaded FlashCopy and Multiple Target FlashCopy. It is also
possible to mix thin-provisioned with normal volumes. Thin-provisioning can be used for
incremental FlashCopy too, but using thin-provisioned volumes for incremental FlashCopy
makes sense only if the source and target are thin-provisioned.

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When using thin-provisioned volumes on DRPs, consider implementing compression

because it provides several benefits:
 Reduced amount of I/O operation to the back end as the amount of data to be written to
the back-end reduces with compressed data. This situation is particularly relevant with a
poorly performing back end, but less of an issue with the high-performing back end on
IBM Spectrum Virtualize.
 Space efficiency because the compressed data provides more capacity savings.
 Better back-end capacity monitoring because DRP pools with thin-provisioned
uncompressed volumes do not provide physical allocation information.

Therefore, the recommendation is to always enable compression on DRP thin-provisioned

volumes.

Thin-provisioned incremental FlashCopy

The implementation of thin-provisioned volumes does not preclude the usage of incremental
FlashCopy on the same volumes. It does not make sense to have a fully allocated source
volume and then use incremental FlashCopy, which is always a full copy at first, to copy this
fully allocated source volume to a thin-provisioned target volume. However, this action is not
prohibited.

Consider this optional configuration:

 A thin-provisioned source volume can be copied incrementally by using FlashCopy to a
thin-provisioned target volume. Whenever FlashCopy is performed, only data that is
modified is recopied to the target. If space is allocated on the target because of I/O to the
target volume, this space will not be reclaimed with subsequent FlashCopy operations.
 A fully allocated source volume can be copied incrementally by using FlashCopy to
another fully allocated volume while it is being copied to multiple thin-provisioned targets
(taken at separate points in time). This combination allows a single full backup to be kept
for recovery purposes, and separates the backup workload from the production workload.
Concurrently, it allows older thin-provisioned backups to be retained.

6.2.3 FlashCopy functional overview

Understanding how FlashCopy works internally helps you to configure it and enables you to
obtain more benefits from it.

FlashCopy mapping states

A FlashCopy mapping defines the relationship that copies data between a source volume and
a target volume. FlashCopy mappings can be either stand-alone or a member of a CG. You
can perform the actions of preparing, starting, or stopping FlashCopy on either a stand-alone
mapping or a CG.

A FlashCopy mapping has an attribute that represents the state of the mapping. The
FlashCopy states are the following ones:
 Idle_or_copied
 Copying
 Stopped
 Stopping
 Suspended
 Preparing
 Prepared

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Idle_or_copied
Read/write caching is enabled for both the source and the target. A FlashCopy mapping
exists between the source and target, but the source and target behave as independent
volumes in this state.

Copying
The FlashCopy indirection layer (see “Indirection layer” on page 306) governs all I/O to the
source and target volumes while the background copy is running. The background copy
process is copying grains from the source to the target. Reads/writes run on the target as
though the contents of the source were instantaneously copied to the target during the
running of the startfcmaporstartfcconsistgrp command. The source and target can be
independently updated. Internally, the target depends on the source for certain tracks.
Read/write caching is enabled on the source and the target.

Stopped
The FlashCopy was stopped either by a user command or by an I/O error. When a FlashCopy
mapping is stopped, the integrity of the data on the target volume is lost. Therefore, while the
FlashCopy mapping is in this state, the target volume is in the Offline state. To regain access
to the target, the mapping must be started again (the previous point-in-time is lost) or the
FlashCopy mapping must be deleted. The source volume is accessible, and read/write
caching is enabled for the source. In the Stopped state, a mapping can either be prepared
again or deleted.

Stopping
The mapping is transferring data to a dependent mapping. The behavior of the target volume
depends on whether the background copy process completed while the mapping was in the
Copying state. If the copy process completed, the target volume remains online while the
stopping copy process completes. If the copy process did not complete, data in the cache is
discarded for the target volume. The target volume is taken offline, and the stopping copy
process runs. After the data is copied, a stop complete asynchronous event notification is
issued. The mapping moves to the Idle/Copied state if the background copy completed or to
the Stopped state if the background copy did not complete. The source volume remains
accessible for I/O.

Suspended
The FlashCopy was in the Copying or Stopping state when access to the metadata was lost.
As a result, both the source and target volumes are offline and the background copy process
halted. When the metadata becomes available again, the FlashCopy mapping returns to the
Copying or Stopping state. Access to the source and target volumes is restored, and the
background copy or stopping process resumes. Unflushed data that was written to the source
or target before the FlashCopy was suspended is pinned in cache until the FlashCopy
mapping leaves the Suspended state.

Preparing
The FlashCopy is preparing the mapping. While in this state, data from cache is destaged to
disk and a consistent copy of the source exists on disk. Now, cache is operating in
write-through mode and writes to the source volume experience more latency. The target
volume is reported as online, but it does not perform reads or writes. These reads/writes are
failed by the Small Computer System Interface (SCSI) front end.

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Before starting the FlashCopy mapping, it is important that any cache at the host level, for
example, buffers on the host operating system or application, are instructed to flush any
outstanding writes to the source volume. Performing the cache flush that is required as part of
the startfcmap or startfcconsistgrp command causes I/Os to be delayed while waiting for
the cache flush to complete. To overcome this problem, FlashCopy supports the
prestartfcmap or prestartfcconsistgrp commands. These commands prepare for a
FlashCopy start while still allowing I/Os to continue to the source volume.

In the Preparing state, the FlashCopy mapping is prepared by the following steps:
1. Flush any modified write data that is associated with the source volume from the cache.
Read data for the source is left in the cache.
2. Place the cache for the source volume into write-through mode so that subsequent writes
wait until data is written to disk before completing the write command that is received from
the host.
3. Discard any read or write data that is associated with the target volume from the cache.

Prepared
While in the Prepared state, the FlashCopy mapping is ready to perform a start. While the
FlashCopy mapping is in this state, the target volume is in the Offline state. In the Prepared
state, writes to the source volume experience more latency because the cache is operating in
write-through mode.

Figure 6-6 represent the FlashCopy mapping state diagram. It illustrates the states in which a
mapping can exist, and which events are responsible for a state change.

Figure 6-6 FlashCopy mapping states diagram

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FlashCopy bitmaps and grains

A bitmap is an internal data structure that is stored in a particular I/O group that is used to
track which data in FlashCopy mappings was copied from the source volume to the target
volume. Grains are units of data that are grouped to optimize the usage of the bitmap. One bit
in each bitmap represents the state of one grain. A FlashCopy grain can be either 64 KB or
256 KB.

A FlashCopy bitmap takes up the bitmap space in the memory of the I/O group that must be
shared with bitmaps of other features (such as remote copy bitmaps, volume mirroring
bitmaps, and redundant array of independent disks (RAID) bitmaps).

Indirection layer
The FlashCopy indirection layer governs the I/O to the source and target volumes when a
FlashCopy mapping is started. This process is done by using a FlashCopy bitmap. The
purpose of the FlashCopy indirection layer is to enable both the source and target volumes for
read/write I/O immediately after FlashCopy starts.

The following description illustrates how the FlashCopy indirection layer works when a
FlashCopy mapping is prepared and then started.

When a FlashCopy mapping is prepared and started, the following sequence is applied:
1. Flush the write cache to the source volume or volumes that are part of a CG.
2. Put the cache into write-through mode on the source volumes.
3. Discard the cache for the target volumes.
4. Establish a sync point on all of the source volumes in the CG (creating the FlashCopy
bitmap).
5. Ensure that the indirection layer governs all the I/O to the source volumes and target.
6. Enable the cache on source volumes and target volumes.

FlashCopy provides the semantics of a point-in-time copy that uses the indirection layer,
which intercepts I/O that is directed at either the source or target volumes. The act of starting
a FlashCopy mapping causes this indirection layer to become active in the I/O path, which
occurs automatically across all FlashCopy mappings in the CG. Then, the indirection layer
determines how each I/O is routed based on the following factors:
 The volume and the logical block address (LBA) to which the I/O is addressed.
 Its direction (read or write).

The indirection layer allows an I/O to go through the underlying volume, which preserves the
point-in-time copy. To do that task, the IBM Storage Virtualize code uses two mechanisms:
 Copy-on-write (CoW): With this mechanism, when a write operation occurs in the source
volume, a portion of data (grain) containing the data to be modified is copied to the target
volume before the operation completion.
 Redirect-on-write (RoW): With this mechanism, when a write operation occurs in the
source volume, the data to be modified is written in another area, leaving the original data
unmodified to be used by the target volume.

IBM Storage Virtualize implements CoW and RoW logics transparently to the user with the
aim to optimize the performance and capacity. By using the RoW mechanism, the
performance can improve by reducing the number of physical I/Os for the write operations
while a significant capacity savings can be achieved by improving the overall deduplication
ratio.

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The RoW was introduced with IBM Storage Virtualize 8.4 and is used in the following
conditions:
 Source and target volumes in the same pool.
 Source and target volumes in the same I/O group.
 The pool that contains the source and target volumes must be a DRP.
 Source and target volumes do not participate in a volume mirroring relationship.
 Source and target volumes are not fully allocated.

In all the cases in which the RoW in not applicable, the CoW is used.

Table 6-2 lists the indirection layer algorithm for CoW.

Table 6-2 Summary table of the FlashCopy indirection layer algorithm

Volume Has the grain Host I/O operation
being been copied?
accessed Read Write

Source No Read from the source Copy the grain to the most
volume. recently started target for this
source, and then write to the
source.

Yes Read from the source Write to the source volume.

volume.

Target No If any newer targets exist for Hold the write. Check the
this source in which this grain dependency target volumes
already was copied, read to see whether the grain was
from the oldest of these copied. If the grain is not
targets. Otherwise, read from already copied to the next
the source. oldest target for this source,
copy the grain to the next
oldest target. Then, write to
the target.

Yes Read from the target volume. Write to the target volume.

Interacting with cache

IBM Storage Virtualize provides a two-layer cache, as follows:
 The upper cache serves mostly as write cache and hides the write latency from the hosts
and application.
 The lower cache is a read/write cache and optimizes I/O to and from disks.

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Figure 6-7 shows the IBM Storage Virtualize cache architecture.

Figure 6-7 New cache architecture

The CoW process might introduce significant latency into write operations. To isolate the
active application from this additional latency, the FlashCopy indirection layer is placed
logically between the upper and lower cache. Therefore, the additional latency that is
introduced by the CoW process is encountered only by the internal cache operations, and not
by the application.

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The logical placement of the FlashCopy indirection layer is shown in Figure 6-8.

Figure 6-8 Logical placement of the FlashCopy indirection layer

The two-level cache architecture provides performance benefits to the FlashCopy

mechanism. Because the FlashCopy layer is above the lower cache in the IBM Storage
Virtualize software stack, it can benefit from read prefetching and coalescing writes to
back-end storage.

Also, preparing FlashCopy is fast because the upper cache write data does not have to go
directly to back-end storage, but to the lower cache layer only.

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Interaction and dependency between multiple Target FlashCopy

mappings
Figure 6-9 shows a set of three FlashCopy mappings that share a common source. The
FlashCopy mappings target volumes Target 1, Target 2, and Target 3.

Figure 6-9 Interaction between multiple Target FlashCopy mappings

Consider the following events timeline:

 At time T0 , a FlashCopy mapping is started between the source and Target 1.
 At time T0 +2, track tx is updated in the source. Because this track has not yet been copied
in the background on Target 1, the CoW process copies this track to Target 1 before being
updated on the source.
 At time T0 +4, a FlashCopy mapping starts between the source and Target 2.
 At time T0 +6, track ty is updated in the source. Because this track has not yet been copied
in the background on Target 2, the CoW process copies this track to Target 2 only before
being updated on the source.
 At time T0 +8, a FlashCopy mapping starts between the source and Target 3.
 At time T0 +10, track tz is updated in the source. Because this track has not yet been
copied in the background on Target 3, the CoW process copies this track to Target 3 only
before being updated on the source.

As a result of this sequence of events, the configuration in Figure 6-9 has the following
characteristics:
 Target 1 depends on Target 2 and Target 3. It remains dependent until all of Target 1 is
copied. No target depends on Target 1, so the mapping can be stopped without needing to
copy any data to maintain the consistency in the other targets.
 Target 2 depends on Target 3, and remains dependent until all of Target 2 is copied. Target
1 depends on Target 2, so if this mapping is stopped, the cleanup process is started to
copy all data that is uniquely held on this mapping (that is ty ) to Target 1.

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 Target 3 does not depend on any target, but it has Target 1 and Target 2 depending on it,
so if this mapping is stopped, the cleanup process is started to copy all data that is
uniquely held on this mapping (that is tz ) to Target 2.

Target writes with Multiple Target FlashCopy

A write to an intermediate or the newest target volume must consider the state of the grain
within its own mapping and the state of the grain of the next oldest mapping:
 If the grain of the next oldest mapping has not been copied yet, it must be copied before
the write is allowed to proceed to preserve the contents of the next oldest mapping. The
data that is written to the next oldest mapping comes from a target or source.
 If the grain in the target being written has not been copied yet, the grain is copied from the
oldest already copied grain in the mappings that are newer than the target, or the source if
none are already copied. After this copy is done, the write can be applied to the target.

Target reads with Multiple Target FlashCopy

If the grain that is being read already was copied from the source to the target, the read
simply returns data from the target being read. If the grain was not copied, each of the newer
mappings is examined in turn, and the read is performed from the first copy that is found. If
none are found, the read is performed from the source.

6.2.4 FlashCopy planning considerations

The FlashCopy function, like all the advanced IBM Storage Virtualize features, offers useful
capabilities. However, some basic planning considerations should be followed for a
successful implementation.

FlashCopy configurations limits

To plan for and implement FlashCopy, you must check the configuration limits and adhere to
them. Table 6-3 lists the system limits that apply to the latest version as of the time of writing.

Table 6-3 FlashCopy properties and maximum configurations

FlashCopy property Maximum Comment

FlashCopy targets per source 256 This maximum is the maximum number of
FlashCopy mappings that can exist with the same
source volume.

FlashCopy mappings per system 15864 This maximum is the maximum number of
FlashCopy mappings per system.

FlashCopy CGs per system 500 This maximum is an arbitrary limit that is policed
by the software.

FlashCopy volume space per I/O 4096 TB This maximum is a limit on the quantity of
group FlashCopy mappings by using bitmap space from
one I/O group.

FlashCopy mappings per CG 512 This limit is due to the time that is taken to prepare
a CG with many mappings.

Configuration limits: The configuration limits always change with the introduction of new
hardware and software capabilities. For more information about the latest configuration
limits, see this IBM Support web page.

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The total amount of cache memory that is reserved for the FlashCopy bitmaps limits the
amount of capacity that can be used as a FlashCopy target. Table 6-4 shows the relationship
of bitmap space to FlashCopy address space, depending on the size of the grain and the kind
of FlashCopy service being used.

Table 6-4 Relationship of bitmap space to FlashCopy address space for the I/O group
Copy service Grain size (KB) 1 MB of memory provides the following
volume capacity for the specified I/O group

FlashCopy 256 2 TB of target volume capacity

FlashCopy 64 512 GB of target volume capacity

Incremental FlashCopy 256 1 TB of target volume capacity

Incremental FlashCopy 64 256 GB of target volume capacity

Mapping consideration: For multiple FlashCopy targets, you must consider the number of
mappings. For example, for a mapping with a 256 KB grain size, 8 KB of memory allows
one mapping between a 16 GB source volume and a 16 GB target volume. Alternatively,
the same amount of memory and the same grainsize allows two mappings, between one
8 GB source volume and two 8 GB target volumes. You need to consider the total target
capacity when doing bitmap calculations, not the source.

When you create a FlashCopy mapping, if you specify an I/O group other than the I/O
group of the source volume, the memory accounting goes toward the specified I/O group,
not toward the I/O group of the source volume.

The default amount of memory for FlashCopy is 20 MB. This value can be increased or
decreased by using the chiogrp command or through the GUI. The maximum amount of
memory that can be specified for FlashCopy is 2048 MB (512 MB for 32-bit systems). The
maximum combined amount of memory across all copy services features is 2600 MB
(552 MB for 32-bit systems).

Bitmap allocation: When creating a FlashCopy mapping, you can optionally specify the
I/O group where the bitmap is allocated. If you specify an I/O group other than the
I/O group of the source volume, the memory accounting goes toward the specified I/O
group, not toward the I/O group of the source volume. This option can be useful when an
I/O group is exhausting the memory that is allocated to the FlashCopy bitmaps and no
more free memory is available in the I/O group.

FlashCopy general restrictions

The following implementation restrictions apply to FlashCopy:
 The size of source and target volumes must be the same when creating a FlashCopy
mapping.
 Multiple FlashCopy mappings that use the same target volume can be defined, but only
one of these mappings can be started at a time. This limitation means that multiple
FlashCopy mappings cannot be active to the same target volume.

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 The following restrictions apply when expanding or shrinking volumes that are defined in a
FlashCopy mapping:
– Target volumes cannot be shrunk.
– A source volume can be shrunk, but only to the largest starting size of a target volume
(in a multiple target or cascading mappings) when in the copying or stopping state.
– Source and target volumes must be same size when the mapping is prepared or
started.
– Source and target volumes can be expanded in any order except for incremental
FlashCopy, where the target volume must be expanded before the source volume can
be expanded.

Note: Expanding or shrinking volumes that are participating in a FlashCopy map is

allowed with code level 8.4.2 or later.

 In a cascading FlashCopy, the grain size of all the FlashCopy mappings that participate
must be the same.
 In a multi-target FlashCopy, the grain size of all the FlashCopy mappings that participate
must be the same.
 In a reverse FlashCopy, the grain size of all the FlashCopy mappings that participate must
be the same.
 No FlashCopy mapping can be added to a CG while the FlashCopy mapping status is
Copying.
 No FlashCopy mapping can be added to a CG while the CG status is Copying.
 Using CGs is restricted when using cascading FlashCopy. A CG starts FlashCopy
mappings at the same point in time. Within the same CG, it is not possible to have
mappings with these conditions:
– The source volume of one mapping is the target of another mapping.
– The target volume of one mapping is the source volume for another mapping.
These combinations are not useful because within a CG, mappings cannot be established
in a certain order. This limitation renders the content of the target volume undefined. For
example, it is not possible to determine whether the first mapping was established before
the target volume of the first mapping that acts as a source volume for the second
mapping.
Even if it were possible to ensure the order in which the mappings are established within a
CG, the result is equal to multiple target FlashCopy (two volumes holding the same target
data for one source volume). In other words, a cascade is useful for copying volumes in a
certain order (and copying the changed content targets of FlashCopy copies) rather than
at the same time in an undefined order (from within one single CG).
 Source and target volumes can be used as primary in a remote copy relationship. For
more information about the FlashCopy and the remote copy possible interactions, see
“Interaction between remote copy and FlashCopy” on page 362.

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FlashCopy presets
The IBM Storage Virtualize GUI provides three FlashCopy presets (Snapshot, Clone, and
Backup) to simplify the more common FlashCopy operations. Figure 6-10 shows the preset
selection window in the GUI.

Figure 6-10 IBM Storage Virtualize presets

Although these presets meet most FlashCopy requirements, they do not support all possible
FlashCopy options. If more specialized options are required that are not supported by the
presets, the options must be performed by using command-line interface (CLI) commands.

This section describes the three preset options and their use cases.

Snapshot
This preset creates a CoW or RoW point-in-time copy. For more information about RoW
prerequisites, see “Indirection layer” on page 306.

The snapshot is not intended to be an independent copy. Instead, the copy is used to
maintain a view of the production data at the time that the snapshot is created. Therefore, the
snapshot holds only the data from regions of the production volume that have changed since
the snapshot was created. Because the snapshot preset uses thin-provisioning, only the
capacity that is required for the changes is used.

Snapshot uses the following preset parameters:

 Background copy: None.
 Incremental: No.
 Delete after completion: No.

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 Cleaning rate: No.

 The target pool is the primary copy source pool.

A typical use case for the snapshot is when the user wants to produce a copy of a volume
without affecting the availability of the volume. The user does not anticipate many changes to
be made to the source or target volume. A significant proportion of the volumes remains
unchanged.

By ensuring that only changes require a copy of data to be made, the total amount of disk
space that is required for the copy is reduced. Therefore, many snapshot copies can be used
in the environment.

Snapshots are useful for providing protection against corruption or similar issues with the
validity of the data. However, they do not provide protection from physical controller failures.
Snapshots can also provide a vehicle for performing repeatable testing (including “what-if”
modeling that is based on production data) without requiring a full copy of the data to be
provisioned.

Clone
The clone preset creates a replica of the volume, which can then be changed without
affecting the original volume. After the copy completes, the mapping that was created by the
preset is automatically deleted.

Clone uses the following preset parameters:

 Background copy rate: 50.
 Incremental: No.
 Delete after completion: Yes.
 Cleaning rate: 50.
 The target pool is the primary copy source pool.

A typical use case for the snapshot is when users want a copy of the volume that they can
modify without affecting the original volume. After the clone is established, there is no
expectation that it is refreshed, or that there is any further need to reference the original
production data again. If the source is thin-provisioned, the target is thin-provisioned for the
auto-create target.

Backup
The backup preset creates a point-in-time replica of the production data. After the copy
completes, the backup view can be refreshed from the production data, with minimal copying
of data from the production volume to the backup volume.

Backup uses the following preset parameters:

 Background Copy rate: 50.
 Incremental: Yes.
 Delete after completion: No.
 Cleaning rate: 50.
 The target pool is the primary copy source pool.

The backup preset can be used when the user wants to create a copy of the volume that can
be used as a backup if the source becomes unavailable. This unavailability can happen
during loss of the underlying physical controller. The user plans to periodically update the
secondary copy, and does not want to suffer from the resource demands of creating a copy
each time.

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Incremental FlashCopy times are faster than full copy, which helps to reduce the window
where the new backup is not yet fully effective. If the source is thin-provisioned, the target is
also thin-provisioned in this option for the auto-create target.

Another use case, which is not supported by the name, is to create and maintain (periodically
refresh) an independent image. This image can be subjected to intensive I/O (for example,
data mining) without affecting the source volume’s performance.

Thin-provisioning considerations
When creating FlashCopy with thin-provisioned target volumes, the no-copy option often is
used. The real size of a thin-provisioned volume is an attribute that defines how much
physical capacity is reserved for the volume. The real size can vary 0 - 100% of the virtual
capacity.

When thin-provisioned volumes are used as FlashCopy targets, it is important to provide a

nonzero real size. This size is required because when the FlashCopy is started, the CoW
process requires that you allocate capacity on the target volumes. If some capacity is not yet
allocated, the write I/O can be delayed until the capacity is made available (as with
thin-provisioned volumes with zero real size). Often, the write caching hides this effect, but in
heavy write workloads, the performance might be affected.

Sizing consideration
When thin-provisioned FlashCopy is used, an estimation of the physical capacity
consumption is required. Consider that while a FlashCopy is active, the thin-provisioned
target volume allocates physical capacity whenever a grain is modified for the first time on
source or target volume.

The following factors must be considered that so that an accurate sizing can be completed:
 The FlashCopy duration in terms of seconds (D).
 The write operation per second (W).
 The grain size in terms of KB (G).
 The rewrite factor. This factor represents the average chance that a write operation
reoccurs in the same grain (R) in percentage.

Although the first three factors are easy to assess, the rewrite factor can be only roughly
estimated because it depends on the workload type and the FlashCopy duration. The used
capacity (CC) of a thin-provisioned target volume of C size while the FlashCopy is active can
be estimated by using the following equation:
CC = min{(W - W x R) x G x D,C}

For example, consider a 100 GB volume that has FlashCopy active for 3 hours (10.800
seconds) with a grain size of 64 K. Consider also a write workload of 100 input/output
operations per second (IOPS) with a rewrite factor of 85% (85% of writes occur on the same
grains). In this case, the estimation of the used capacity is:
CC = (100 - 85) x 64 x 10.800 = 10.368.000 KB = 9,88 GB

Important: Consider the following points:

 The recommendation with thin-provisioned target volumes is to assign at least 2 GB of
real capacity.
 Thin-provisioned FlashCopy can greatly benefit from the RoW capability that was
introduced with IBM Storage Virtualize 8.4. For more information, see “Indirection layer”
on page 306.

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Grain size considerations

When you create a mapping, a grain size of 64 KB can be specified instead of the default
256 KB. This smaller grain size was introduced specifically for incremental FlashCopy, even
though its usage is not restricted to incremental mappings.

In incremental FlashCopy, the modified data is identified by using the bitmaps. The amount of
data to be copied when refreshing the mapping depends on the grain size. If the grain size is
64 KB, as compared to 256 KB, there might be less data to copy to get a fully independent
copy of the source again.

Here are the preferred settings for thin-provisioned FlashCopy:

 The thin-provisioned volume grain size should be equal to the FlashCopy grain size. If the
256 KB thin-provisioned volume grain size is chosen, it is still beneficial to limit the
FlashCopy grain size to 64 KB. It is possible to minimize the performance impact to the
source volume, even though this size increases the I/O workload on the target volume.
 The thin-provisioned volume grain size must be 64 KB for the best performance and the
best space efficiency.

The exception is where the thin-provisioned target volume is going to become a production
volume (and likely to be subjected to ongoing heavy I/O). In this case, the 256 KB
thin-provisioned grain size is preferable because it provides better long-term I/O performance
at the expense of a slower initial copy.

FlashCopy limitation: Configurations with many FlashCopy or remote copy relationships

might be forced to choose a 256 KB grain size for FlashCopy to avoid constraints on the
amount of bitmap memory.

Cascading FlashCopy and Multiple Target FlashCopy require that all the mappings that are
participating in the FlashCopy chain feature the same grain size. For more information, see
“FlashCopy general restrictions” on page 312.

Volume placement considerations

The source and target volumes placement among the pools and the I/O groups must be
planned to minimize the effect of the underlying FlashCopy processes. In normal conditions
(that is, with all the canisters fully operative), the FlashCopy background copy workload
distribution follows this schema:
 The preferred node of the source volume is responsible for the background copy read
operations.
 The preferred node of the target volume is responsible for the background copy write
operations.

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Table 6-5 shows how the back-end I/O operations are distributed across the nodes.

Table 6-5 Workload distribution for back-end I/O operations

Node Read from Read from target Write to source Write to target
source

Node that performs the Preferred node in Preferred node in Preferred node in the Preferred node in the
back-end I/O if the grain the source the target source volume’s I/O target volume’s I/O
is copied. volume’s I/O volume’s I/O group. group.
group. group.

Node that performs the Preferred node in Preferred node in The preferred node in The preferred node in
back-end I/O if the grain the source the source the source volume’s the source volume’s
is not yet copied. volume’s I/O volume’s I/O I/O group will I/O group will read,
group. group. read/write, and the and the preferred
preferred node in node in target
target volume’s I/O volume’s I/O group will
group will write. write.

The data transfer among the source and the target volume’s preferred nodes occurs through
the node-to-node connectivity. Consider the following volume placement alternatives:
 Source and target volumes use the same preferred node.
In this scenario, the node that is acting as preferred node for the source and target
volumes manages all the read/write FlashCopy operations. Only resources from this node
are used for the FlashCopy operations, and no node-to-node bandwidth is used.
 Source and target volumes use the different preferred node.
In this scenario, both nodes that are acting as preferred nodes manage read/write
FlashCopy operations according to the previously described scenarios. The data that is
transferred between the two preferred nodes goes through the node-to-node network.

Both alternatives that are described have advantages and disadvantages, but in general
option 1 (source and target volumes use the same preferred node) is preferred. Consider the
following exceptions:
 A clustered IBM FlashSystem system with multiple I/O groups in HyperSwap, where the
source volumes are evenly spread across all the nodes.
In this case, the preferred node placement should follow the location on site B, and then
the target volumes preferred node must be in site B. Placing the target volumes preferred
node in site A causes the redirection of the FlashCopy write operation through the
node-to-node network.
 A clustered IBM FlashSystem system with multiple control enclosures, where the source
volumes are evenly spread across all the canisters.
In this case, the preferred node placement should follow the location of source and target
volumes on the internal storage. For example, if the source volume is on the internal
storage that is attached to control enclosure A and the target volume is on internal storage
that is attached to control enclosure B, then the target volumes preferred node must be in
one canister of control enclosure B. Placing the target volumes preferred node on control
enclosure A causes the redirection of the FlashCopy write operation through the
node-to-node network.

Placement on the back-end storage is mainly driven by the availability requirements.

Generally, use different back-end storage controllers or arrays for the source and target
volumes.

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DRP-optimized snapshots: To use the RoW capability that was introduced with
IBM Storage Virtualize 8.4, check the volume placement restrictions that are described in
“Indirection layer” on page 306.

Background copy considerations

The background copy process uses internal resources, such as CPU, memory, and
bandwidth. This copy process tries to reach the target copy data rate for every volume
according to the background copy rate parameter setting (see Table 6-1 on page 298).

If the copy process cannot achieve these goals, it starts contending resources that go to the
foreground I/O (that is, the I/O that is coming from the hosts). As a result, both background
copy and foreground I/O tend to see an increase in latency and a reduction in throughput
compared to the situation where the bandwidth is not limited. Degradation is graceful. Both
background copy and foreground I/O continue to progress, and do not stop, hang, or cause
the node to fail.

To avoid any impact on the foreground I/O, that is, in the hosts’ response time, carefully plan
the background copy activity by accounting for the overall workload running in the systems.
The background copy basically reads/writes data to managed disks (MDisks). Usually, the
most affected component is the back-end storage. CPU and memory are not normally
significantly affected by the copy activity.

The theoretical added workload due to the background copy is easily estimable. For example,
starting 20 FlashCopy copies, each with a background copy rate of 70, adds a maximum
throughput of 160 MBps for the reads and 160 MBps for the writes.

The source and target volumes distribution on the back-end storage determines where this
workload is going to be added. The duration of the background copy depends on the amount
of data to be copied. This amount is the total size of volumes for full background copy or the
amount of data that is modified for incremental copy refresh.

Performance monitoring tools like IBM Spectrum Control can be used to evaluate the existing
workload on the back-end storage in a specific time window. By adding this workload to the
foreseen background copy workload, you can estimate the overall workload running toward
the back-end storage. Disk performance simulation tools, like Disk Magic or IBM Storage
Modeller (StorM), can be used to estimate the effect, if any, of the added back-end workload
to the host service time during the background copy window. The outcomes of this analysis
can provide useful hints for the background copy rate settings.

When performance monitoring and simulation tools are not available, use a conservative and
progressive approach. Consider that the background copy setting can be modified at any
time, even when the FlashCopy already started. The background copy process can be
stopped by setting the background copy rate to 0.

Initially set the background copy rate value to add a limited workload to the back end (for
example, less than 100 MBps). If no effects on hosts are noticed, the background copy rate
value can be increased. Do this process until you see negative effects. The background copy
rate setting follows an exponential scale, so changing, for example, from 50 to 60 doubles the
data rate goal from 2 MBps to 4 MBps.

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Cleaning process and cleaning rate

The cleaning rate is the rate at which the data is copied among dependent FlashCopy copies,
such as Cascaded and Multiple Target FlashCopy. The cleaning process aims to release the
dependency of a mapping in such a way that it can be stopped immediately (without going to
the stopping state). The typical use case for setting the cleaning rate is when it is required to
stop a Cascaded or Multiple Target FlashCopy that is not the oldest in the FlashCopy chain.
To avoid the stopping state lasting for a long time in this case, the cleaning rate can be
adjusted.

An interaction occurs between the background copy rate and the cleaning rate settings:
 Background copy = 0 and cleaning rate = 0
No background copy or cleaning take place. When the mapping is stopped, it goes into the
stopping state and a cleaning process starts with the default cleaning rate, which is 50 or
2 MBps.
 Background copy > 0 and cleaning rate = 0
The background copy takes place at the background copy rate, but no cleaning process
starts. When the mapping is stopped, it goes into the stopping state, and a cleaning
process starts with the default cleaning rate (50 or 2 MBps).
 Background copy = 0 and cleaning rate > 0
No background copy takes place, but the cleaning process runs at the cleaning rate. When
the mapping is stopped, the cleaning completes (if not yet completed) at the cleaning rate.
 Background copy > 0 and cleaning rate > 0
The background copy takes place at the background copy rate, but no cleaning process
starts. When the mapping is stopped, it goes into the stopping state, and a cleaning
process starts with the specified cleaning rate.

Regarding the workload considerations for the cleaning process, the same guidelines as for
background copy apply.

Host and application considerations to ensure FlashCopy integrity

Because FlashCopy works at the block level, it is necessary to understand the interaction
between your application and the host operating system. From a logical standpoint, it is
easiest to think of these objects as “layers” that sit on top of one another. The application is
the topmost layer, and beneath it is the operating system layer.

Both of these layers have various levels and methods of caching data to provide better speed.
Because IBM Storage Virtualize and FlashCopy sit below these layers, they are unaware of
the cache at the application or operating system layers.

To ensure the integrity of the copy that is made, it is necessary to flush the host operating
system and application cache for any outstanding reads or writes before the FlashCopy
operation is performed. Failing to flush the host operating system and application cache
produces what is referred to as a crash consistent copy.

The resulting copy requires the same type of recovery procedure, such as log replay and file
system checks, that is required following a host crash. FlashCopy copies that are
crash-consistent often can be used following file system and application recovery procedures.

Note: Although a best practice to perform FlashCopy is to flush the host cache first, some
companies, such as Oracle, support using snapshots without it, as described in Very Large
Database (VLDB) Backup & Recovery Best Practices.

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Various operating systems and applications provide facilities to stop I/O operations and
ensure that all data is flushed from the host cache. If these facilities are available, they can be
used to prepare for a FlashCopy operation. When this type of facility is not available, the host
cache must be flushed manually by quiescing the application and unmounting the file system
or drives.

Best practice: From a practical standpoint, when you have an application that is backed
by a database and you want to make a FlashCopy of that application’s data, it is sufficient
in most cases to use the write-suspend method that is available in most modern
databases. You can use this method because the database maintains strict control
over I/O.

This method is as opposed to flushing data from both the application and the backing
database, which is always the suggested method because it is safer. However, this method
can be used when facilities do not exist or your environment includes time sensitivity.

6.3 Safeguarded Copy

The Safeguarded Copy function supports creating cyber-resilient copies of your important
data by implementing the following features:
 Separation of duties provides more security capabilities to prevent nonprivileged users
from compromising production data. Operations that are related to Safeguarded backups
are restricted to only a subset of users with specific roles on the system (Administrator,
Security Administrator, and Superuser).
 Protected Copies provides capabilities to regularly create Safeguarded backups.
Safeguarded backups cannot be mapped directly to hosts to prevent any application from
changing these copies.

Automation manages safeguarded backups and restores and recovers data with the
integration of IBM Copy Services Manager (IBM CSM). IBM CSM automates the creation of
Safeguarded backups according to the schedule that is defined in a Safeguarded policy.
IBM CSM supports testing, restoring, and recovering operations with Safeguarded backups.

6.3.1 Safeguarded Copy use cases

Data recovery and restoration can span from more minor, or contained, situations to
catastrophic. Safeguarded Copy can be used across the recovery range. Here are some use
cases:
 Validation: Regular analytics on the copy provide early detection of a problem or
reassurance that the copy is a valid copy before further actions.
 Forensic: You can start a copy of the production systems from the copy to investigate the
problem and determine the required recovery actions.
 Surgical: You can recover a subset of volumes or logical unit numbers (LUNs) or extract
data (that is, specific corrupted tables in a database by using database utilities) from a
recovered copy and restore it back to the production environment.

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 Catastrophic: You can recover the entire environment back to the point in time of the copy
because it is the only recovery option.
 Offline backup: You can perform an offline backup of data from a consistent point-in-time
copy to build a second line of defense, which provides a greater retention period and
increased isolation and security.

6.3.2 Cyber resiliency

IBM Storage Virtualize Safeguarded Copy provides cyber resiliency against a cyberattack by
providing two main capabilities:
 Immutability: Use Safeguarded Copy for immutable point-in-time copies of production
data.
 Isolation: Use an air gap for “offline by design”.

Immutability
Immutability is defined by how easy it is to change, corrupt, or destroy data. Protection
against all forms of corruption becomes more critical because in addition to hardware or
software failures, corruption can be caused by inadvertent user error, malicious intent, or
cyberattack.

To keep data safe, IBM Storage Virtualize end-to-end enterprise cyber resiliency features
provide many options for protection systems and data from user errors, malicious destruction,
and ransomware attacks.

Because an unrelenting tide of data breaches is driving increased interest in providing secure
authentication across multicloud environments, IBM Storage Virtualize offers the powerful
data security function of IBM Safeguarded Copy. With this new technology, businesses can
prevent data tampering or deletion for any reason by enabling the creation of immutable
point-in-time copies of data for a production volume.

Isolation
Isolation is a term that means that the protected copies of data are isolated from the active
production data so that they cannot be corrupted by a compromised host system.

Safeguarded Backups are invisible to hackers, and are hidden and protected from being
modified or deleted by user error, malicious destruction, or ransomware attacks.

The data can be used only after a Safeguarded Backup is recovered to a separate recovery
volume. Recovery volumes can be accessed by using a recovery system that you use to
restore production data. Safeguarded Backups are a trusted and secure source of data that
can be used for forensic analysis or a surgical or catastrophic recovery.

6.3.3 Safeguarded Copy functional overview

Safeguarded Copy on IBM Storage Virtualize is implemented by using a new way of working
with the FlashCopy function. The new method uses volume groups, which are similar to CGs.
However, in addition to ensuring that a group of volumes is preserved at the same point in
time, the volume group also enables the simplification of restoration or recovery to that point
in time. It achieves this goal through the association of a group of volumes with a snapshot
policy that determines frequency and retention duration.1
1
For more information about Safeguarded Copy, see IBM FlashSystem Safeguarded Copy
Implementation Guide, REDP-5654.

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Figure 6-11 shows a Safeguarded Copy functional overview.

Figure 6-11 IBM Safeguarded copy provides logical corruption protection to protect sensitive point in
time copies of data

In this scenario, we have a Safeguarded Copy configuration with the production volumes, the
recovery volumes, and five Safeguarded Backups (SGC1 to SGC5), with SGC5 as the most
recent one, representing five recovery points. The recovery process (to point in time SGC2)
consists of the following steps:
1. IBM Storage Virtualize establishes a FlashCopy from the production volumes to the
recovery volumes, which make the recovery volumes identical to the production volumes.
2. IBM Storage Virtualize creates a recovery bitmap that indicates all data that was changed
since SGC2 and must be referenced from the logs SGC5, SGC4, SGC3, and SGC2,
rather than from the production volumes.
3. If the recovery system reads data from recovery volume, IBM Storage Virtualize examines
the recovery bitmap and decides whether it must fetch the requested data from production
volumes or from one of the CG logs.

Safeguarded Copy enables a user to create up to 15,864 immutable copies of a source or

production environment. These backups are immutable and cannot be directly accessed by
any server after creation.

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Note: Safeguarded Copy is not a direct replacement for FlashCopy, and both can be used
as part of a cyber resilience solution. Unlike with FlashCopy, the recovery data is not
stored in separate regular volumes, but in a storage space that is called Safeguarded
Backup Capacity.

Recovering a backup
The following considerations apply to recovering a backup:
 Recover is used when you want to test or run forensics against a backup.
 When you issue the Recover Backup command, IBM CSM creates a set of new R1
recovery volumes that are used to create an image of the data that is contained in the
backup.
 IBM CSM allows customers to attach hosts to the R1 volumes through IBM CSM, or they
can be attached through IBM Spectrum Virtualize.
 IBM CSM creates the R1 volumes with a name that is the concatenation of the source
volume name and the time of the backup. With this approach, you can do quick filtering in
the IBM Storage Virtualize GUI.
 By default, the recovery volumes are created in the Source pool for the H1 volumes, but on
the Recover Options tab customers can select an alternative pool where the R1 volumes
will be created.
 When creating R1 volumes, a provisioning policy can be used on the pool to define the
default characteristics of the volume. By default, the volumes are created as thin volumes.

Restoring a backup
The following considerations apply to restoring a backup:
 Restore is used when you want to restore your source production volumes (H1) to the
image of the data in the backup.
 Although not required, it is a best practice that you recover a backup, and test the contents
before issuing the restore backup command.
 The restore backup replaces all content on the H1 source volumes with the content in the
backup.
 For added protection, you can enable Dual Control in IBM CSM to ensure that two users
approve a restore before it occurs.
 After a restore is issued, the session details panel indicates the time to which the H1s
were restored.

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6.3.4 Safeguarded Copy considerations

The following prerequisites and recommendations must be considered before implementing
IBM Safeguarded Copy.

System requirements for Safeguarded Copy

Here are the system requirements for Safeguarded Copy:
 All supported IBM FlashSystem and SVC systems must be upgraded to version 8.4.2.
 You must size extra capacity for SGC and Recovery Volume and data validation capacity
(you can do sizing by using the IBM Storage Modeler).
 FlashCopy license.
 IBM CSM license:
– Must be at version 6.3.0.1.
– Licensed for the source capacity of SGC.
– The same CSM instance can be used for other IBM Storage Virtualize or DS8000 Copy
Services.
– Active and standby servers, and virtual machines (VMs), are required.

Note: IBM CSM is required for automating taking, maintaining, restoring, recovering, and
deleting the Safeguarded copies. IBM CSM must be licensed.

Planning a Safeguarded Copy implementation

Implementing a Safeguarded Copy solution requires meeting defined business requirements
and planning considerations similar to implementing a HA, DR, or high availability and
disaster recovery (HADR) solution, such as for MM, GM, and Metro Global Mirror.

Whether building out a new solution or adding to an existing HADR solution, consider the
following points if you must plan and prepare for the use cases that are described in 6.3.1,
“Safeguarded Copy use cases” on page 321:
 Identify the potential problem or exposure that you must solve, for example, protect
against inadvertent deletion, malicious destruction, selective manipulation, or ransomware
attack.
 Identify the data that you need to protect, for example, mission- or business-critical only or
the entire environment or a subset.
 Specify the frequency that you need to take Safeguarded backup copies, for example, take
one every 10 or 30 minutes or every 1, 3, 5, or 24 hours.
 Identify how long do you need to keep the Safeguarded backup copies, for example, keep
them for 1 day, 2 days, 5 days, 1 week, or 1month.
 Determine how to perform validation and forensics for logical corruption detection.
 Decide on the servers that you will use for validation and forensics, and which ones you
intend to use for recovery and run production after the data is recovered.
 Plan and prepare for surgical recovery and catastrophic recovery.
 Determine the frequency of the offline backups, retaining period, backups location, and
required speed of recovery requirements from offline backups.
 Determine the current or planned HADR solution and how is it managed, for example, by
using IBM CSM or a script.

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 Decide on how should Safeguarded backup copies be implemented, for example, at the
production data center, the DR data center, both, or at another site.
 Decide whether virtual or physical isolation is required.
 Be aware of the IBM Storage Virtualize maximum object and FlashCopy limits
(256 FlashCopy mappings per source volume).
If a Safeguarded Copy Backup Policy creates a Safeguarded backup copy every hour and
keeps the copies safe for 12 days, you would hit the 256 maximum FlashCopy mappings
in 256 hours from the scheduled start time (1 backup every hour and 24 backups per day,
for 12 days is (24 x 12) 360 backups, which exceeds the 256 limit).
 Determine the current or planned HADR solution. The type of isolation determines the
topology, for example, 2-site, 3-site, and so on.

Limitations and restrictions

Here are the limitations and restrictions of Safeguarded Copy:
 Starting with IBM Storage Virtualize 8.4.2, the number of virtual disks (VDisks) and Fibre
Channel (FC) mappings increased from 10,000 to 15,864.
 Safeguarded Copy supports a maximum of the following items:
– 256 volume groups.
– 512 volumes per volume group.
– 256 Safeguarded copies per source volume.
– 32 Safeguarded policies:
• There are three default IBM supplied policies.
• To create user-defined backup policies, use the mksafeguardedpolicy command.
• The GUI does not currently support creating user-defined Safeguarded backup
policies (but can display both).
 Safeguarded Copy backup location:
– Defined as an immutable target location for Safeguarded Copy backups.
– Resides in the same parent pool as any source volumes that are defined as requiring a
Safeguarded Copy (parent pools can be traditional pools or DRPs).
 The source volume of a Safeguarded Copy cannot be any of the following items:
– A volume that uses volume (VDisk) mirroring.
– A source volume in an ownership group.
– A change volume (CV) that is used in either HyperSwap or GM relationships.
– A source volume that is used for cloud backups with the IBM Transparent Cloud Tiering
(TCT) function.

Capacity planning and performance considerations

Here are the capacity planning and performance considerations for Safeguarded Copy:
 The extra space that is required for Safeguarded Copy depends on three factors:
– Data write change rate.
– Number and frequency of snapshots.
– Duration and retention of snapshots.

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 Consider not using Safeguarded Copy for every use case:

– Use it strategically for mission- and business-critical workloads that need to be
protected.
– Backup solutions like IBM Spectrum Protect Plus are still required for long-term
recovery and applications that can tolerate longer recovery times from the backup
media (for example, off-premises object storage).
 Consider the performance and system overhead considerations of many FlashCopy
copies.
 Leverage IBM Storage Modeler to help size the capacity requirements.

6.4 Cyber Vault

IBM FlashSystem Cyber Vault is a blue-printed solution from IBM Labs that takes IBM
FlashSystem Safeguarded copies and uses them in a secure VM to provide analysis,
scanning, and testing and validation, and potentially forensic and diagnostic services for
Safeguarded data.

The IBM FlashSystem Cyber Vault solution complements IBM Safeguarded Copy.
IBM FlashSystem Cyber Vault automatically scans the copies that are created regularly by
Safeguarded Copy and looks for signs of data corruption that might be introduced by malware
or ransomware. This scan serves two purposes:
 It can help identify a classic ransomware attack rapidly after it starts.
 It can help identify which data copies were not affected by an attack.

Armed with this information, customers are positioned to more quickly identify that an attack
is underway and rapidly identify and recover a clean copy of their data. For more information,
see IBM Spectrum Virtualize, IBM FlashSystem, and IBM SAN Volume Controller Security
Feature Checklist, REDP-5678.

6.5 Remote copy services

IBM Storage Virtualize offers various remote copy services functions that address DR and
business continuity needs.

MM is designed for metropolitan distances with a zero recovery point objective (RPO) to
achieve zero data loss. This objective is achieved with a synchronous copy of volumes. Writes
are not acknowledged to host until they are committed to both storage systems. By definition,
any vendors’ synchronous replication makes the host wait for write I/Os to complete at both
the local and remote storage systems. Round-trip replication network latencies are added to
source volume response time.

MM has the following characteristics:

 Zero RPO
 Synchronous
 Production application performance that is affected by round-trip latency

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GM technologies are designed to minimize the effect of network latency on source volume by
replicating data asynchronously. IBM Storage Virtualize provides two types of asynchronous
mirroring technology:
 Standard GM
 GMCV

With GM, writes are acknowledged as soon as they can be committed to the local storage
system. At the same time, they are sequence-tagged and passed on to the replication
network. This technique allows GM to be used over longer distances. By definition, any
vendors’ asynchronous replication results in an RPO greater than zero. However, for GM, the
RPO is small, typically anywhere from several milliseconds to some number of seconds.

Although GM is asynchronous, it tries to achieve near-zero RPO. Hence, the network and the
remote storage system must be able to cope with peaks in traffic.

GM has the following characteristics:

 Near-zero RPO
 Asynchronous
 Production application performance that is affected by I/O sequencing preparation time

GMCV can replicate point-in-time copies of volumes. This option generally requires lower
bandwidth because it is the average rather than the peak throughput that must be
accommodated. The RPO for GMCV is higher than traditional GM.

GMCV has the following characteristics:

 Larger RPO (a user can define RPO that is based on available resources and workload).
 Point-in-time copies.
 Asynchronous.
 A possible system performance effect because point-in-time copies are created locally.
 Eliminates the replication link latency impact on production volumes.

Successful implementation of remote copy depends on taking a holistic approach in which

you consider all components and their associated properties. The components and properties
include host application sensitivity, local and remote storage area network (SAN)
configurations, local and remote system and storage configuration, and the inter-system
network.

6.5.1 Remote copy use cases

Data replication techniques are the foundations of DR and business continuity solutions. In
addition to these common use cases, remote copy technologies can be used in other data
movement scenarios that re described in the following sections.

Storage systems renewal

Remote copy functions can be used to facilitate the migration of data between storage
systems while minimizing downtime for applications. By using remote copy, application data
can be copied from an IBM Storage Virtualize system to another one without application
downtime. After the volumes are fully copied and synchronized, the application can be
stopped and then immediately started on the new storage system.

Starting with IBM Storage Virtualize 8.4.2, the Nondisruptive Volume Migration capability was
introduced. This feature uses the remote copy capabilities to transparently move host
volumes between IBM Storage Virtualize based systems.

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For more information, see 5.8, “Volume migration” on page 271.

Data center moving

Remote copy functions can be used to move data between IBM Storage Virtualize based
systems to facilitate data center moving operations. By using remote copy, application data
can be copied from volumes in a source data center to volumes in another data center while
applications remain online. After the volumes are fully copied and synchronized, the
applications can be stopped and then immediately started in the target data center.

6.5.2 Remote copy functional overview

This section presents the terminology and the basic functional aspects of the remote copy
services.

Common terminology and definitions

When such a breadth of technology areas is covered, the same technology component can
have multiple terms and definitions. This document uses the following definitions:
 Local system or master system or source system
The system on which the foreground applications run.
 Local hosts
Hosts that run on the foreground applications.
 Master volume or source volume
The local volume that is being mirrored. The volume has non-restricted access. Mapped
hosts can read/write to the volume.
 Inter-system link or inter-system network
The network that provides connectivity between the local and the remote site. It can be an
FC network (SAN), an IP network, or a combination of the two.
 Remote system or auxiliary system or target System
The system that holds the remote mirrored copy.
 Auxiliary volume or target volume
The remote volume that holds the mirrored copy. It is read-access only.
 Remote copy
A generic term that is used to describe an MM or GM relationship in which data on the
source volume is mirrored to an identical copy on a target volume. Often, the two copies
are separated by some distance, which is why the term remote is used to describe the
copies.
A remote copy relationship includes the following states:
– Consistent relationship
A remote copy relationship where the data set on the target volume represents a data
set on the source volumes at a certain point.
– Synchronized relationship
A relationship is synchronized if it is consistent and the point that the target volume
represents is the current point. The target volume contains identical data as the source
volume.

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 Synchronous remote copy

Writes to the source and target volumes that are committed in the foreground before
confirmation is sent about completion to the local host application. MM is a synchronous
remote copy type.
 Asynchronous remote copy
A foreground write I/O is acknowledged as complete to the local host application before
the mirrored foreground write I/O is cached at the remote system. Mirrored foreground
writes are processed asynchronously at the remote system, but in way that a consistent
copy is always present in the remote system. GM and GMCV are asynchronous remote
copy types.
 The background copy process manages the initial synchronization or resynchronization
processes between source volumes to target mirrored volumes on a remote system.
 Foreground I/O reads and writes I/O on a local SAN, which generates a mirrored
foreground write I/O that is across the inter-system network and remote SAN.

Figure 6-12 shows some of the concepts of remote copy.

Figure 6-12 Remote copy components and applications

A successful implementation of inter-system remote copy services significantly depends on

the quality and configuration of the inter-system network.

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Remote copy partnerships and relationships

A remote copy partnership is a partnership that is established between a master (local)
system and an auxiliary (remote) system, as shown in Figure 6-13.

Figure 6-13 Remote copy partnership

Partnerships are established between two systems by issuing the mkfcpartnership (for an
FC-based partnership) or mkippartnership (for an IP-based partnership) command once
from each end of the partnership. The following parameters must be specified:
 Management IPs is required. Both IPv4 and IPv6 supported.
 The remote system name (or ID).
 The link bandwidth (in Mbps).
 The background copy rate as a percentage of the link bandwidth.
 The background copy parameter that determines the maximum speed of the initial
synchronization and resynchronization of the relationships.

Tip: To establish a fully functional MM or GM partnership, issue the mkfcpartnership (for

an FC-based partnership) or mkippartnership (for a IP-based partnership) command from
both systems.

In addition to the background copy rate setting, the initial synchronization can be adjusted at
the relationship level with the relationship_bandwidth_limit parameter. The
relationship_bandwidth_limit command is a system-wide parameter that sets the
maximum bandwidth that can be used to initially synchronize a single relationship.

After background synchronization or resynchronization is complete, a remote copy

relationship provides and maintains a consistent mirrored copy of a source volume to a target
volume.

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Copy directions and default roles

When a remote copy relationship is created, the source volume is assigned the role of the
master, and the target volume is assigned the role of the auxiliary. This design implies that
the initial copy direction of mirrored foreground writes and background resynchronization
writes (if applicable) is from master to auxiliary. When a remote copy relationship is initially
started, the master volume assumes the role of primary volume while the auxiliary volume
becomes the secondary volume.

After the initial synchronization is complete, you can change the copy direction (see
Figure 6-14) by switching the roles of the primary and secondary. The ability to change roles
is used to facilitate DR.

Master Auxillary
volume volume

Copy direction
Role Role
Primary Secondary

Role Role
Secondary Primary

Copy direction

Figure 6-14 Role and direction changes

Attention: When the direction of the relationship is changed, the primary and secondary
roles of the volumes are altered, which changes the read/write properties of the volume.
The master volume takes on a secondary role and becomes read-only, and the auxiliary
volume takes on the primary role and facilitates read/write access.

Consistency groups
A CG is a collection of relationships that can be treated as one entity. This technique is used
to preserve write order consistency across a group of volumes that pertain to one application,
for example, a database volume and a database log file volume.

After a remote copy relationship is added into a CG, you cannot manage the relationship in
isolation from the CG. Issuing any command that can change the state of the relationship fails
if it is run on an individual relationship that is already part of a CG. For example, a
stoprcrelationship command on the stand-alone volume would fail because the system
knows that the relationship is part of a CG.

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Like remote copy relationships, remote copy CG also assigns the role of master to the source
storage system and auxiliary to the target storage system.

Consider the following points regarding CGs:

 Each volume relationship can belong to only one CG.
 Volume relationships can also be stand-alone, that is, not in any CG.
 CGs can be created and left empty or can contain one or many relationships.
 You can create up to 256 CGs on a system.
 All volume relationships in a CG must have matching primary and secondary systems, but
they do not need to share I/O groups.
 All relationships in a CG have the same copy direction and state.
 Each CG is either for MM or for GM relationships, but not both. This choice is determined
by the first volume relationship that is added to the CG.

Consistency group consideration: A CG relationship does not have to directly match the
I/O group number at each site. A CG that is owned by I/O group 1 at the local site does not
have to be owned by I/O group 1 at the remote site. If you have more than one I/O group at
either site, you can create the relationship between any two I/O groups. This technique
spreads the workload, for example, from local I/O group 1 to remote I/O group 2.

Streams
CGs can be used as a way to spread replication workload across multiple streams within a
partnership.

The GM partnership architecture allocates traffic from each CG in a round-robin fashion

across 16 streams, that is, cg0 traffic goes into stream0, and cg1 traffic goes into stream1.

Any volume that is not in a CG also goes into stream0. You might want to consider creating an
empty CG 0 so that stand-alone volumes do not share a stream with active CG volumes.

You can optimize your streams by creating more CGs. Within each stream, each batch of
writes must be processed in tag sequence order and any delays in processing any particular
write also delays the writes behind it in the stream. Having more streams (up to 16) reduces
this kind of potential congestion.

Each stream is sequence-tag-processed by one node, so generally you want to create at

least as many CGs as you have IBM Storage Virtualize nodes and controllers, and ideally
perfect multiples of the node count.

Note: Streams are implemented only in GM.

Layer concept
The layer is an attribute of IBM Storage Virtualize based systems that allow you to create
partnerships among different IBM Storage Virtualize products. The key points concerning
layers are listed here:
 SVC is always in the Replication layer.
 By default, IBM FlashSystem products are in the Storage layer. A user can change it to the
Replication layer.
 A system can form partnerships with only systems in the same layer.

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 An SVC can virtualize an IBM FlashSystem system only if the IBM FlashSystem is in the
Storage layer.
 An IBM FlashSystem system in the Replication layer can virtualize an IBM FlashSystem
system in the Storage layer.

Figure 6-15 shows the concept of layers.

Figure 6-15 Conceptualization of layers

Generally, changing the layer is performed only at initial setup time or as part of a major
reconfiguration. To change the layer of an IBM Storage Virtualize system, the system must
meet the following preconditions:
 The IBM Storage Virtualize system must not have IBM Spectrum Virtualize, Storwize, or
IBM FlashSystem host objects that are defined, and it must not be virtualizing any other
IBM Storage Virtualize system.
 The IBM Storage Virtualize system must not be visible to any other IBM Storage Virtualize
system in the SAN fabric.
 The IBM Storage Virtualize system must not have any system partnerships defined. If it is
already using MM or GM, the existing partnerships and relationships must be removed
first.

Changing an IBM Storage Virtualize system from the Storage layer to the Replication layer
can be performed only by using the CLI. After you are certain that all the preconditions are
met, issue the following command to change the layer from Storage to Replication:
chsystem -layer replication

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Partnership topologies
IBM Storage Virtualize allows various partnership topologies, as shown in Figure 6-16. Each
box represents an IBM Storage Virtualize based system.

Figure 6-16 Supported topologies for remote copy partnerships

The set of systems that are directly or indirectly connected form the connected set. A system
can be connected to up to three remote systems. No more than four systems can be in the
same connected set.

Star topology
A star topology can be used to share a centralized DR system (three in this example) with up
to three other systems, for example, replicating 1 → 3, 2 → 3, and 4 → 3.

Ring topology
A ring topology (three or more systems) can be used to establish a one-in, one-out
implementation. For example, the implementation can be 1 → 2, 2 → 3, 3 → 1 to spread
replication loads evenly among three systems.

Linear topology
A linear topology of two or more sites is also possible. However, it is simpler to create
partnerships between system 1 and system 2, and separately between system 3 and system
4.

Mesh topology
A fully connected mesh topology is where every system has a partnership to each of the three
other systems. This topology allows flexibility in that volumes can be replicated between any
two systems.

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Topology considerations:
 Although systems can have up to three partnerships, any one volume can be part of
only a single relationship. You cannot establish a multi-target remote copy relationship
for a specific volume. However, three-site replication is possible with IBM Storage
Virtualize 3-site replication. For more information, see IBM Spectrum Virtualize 3-Site
Replication, SG24-8504.
 Although various topologies are supported, it is advisable to keep your partnerships as
simple as possible, which in most cases mean system pairs or a star.

Intrasystem remote copy

The intrasystem remote copy feature allows remote copy relationships to be created within
the same IBM Storage Virtualize system. A preconfigured local partnership is created by
default in the system for the intrasystem remote copy.

Considering that within a single system a remote copy does not protect data in a disaster
scenario, this capability has no practical use except for functional testing. For this reason,
intrasystem remote copy is not officially supported for production data.

Metro Mirror functional overview

MM provides synchronous replication. It is designed to ensure that updates are committed to
both the primary and secondary volumes before sending an acknowledgment (ACK) of the
completion to the server.

If the primary volume fails completely for any reason, MM is designed to ensure that the
secondary volume holds the same data as the primary did at the time of failure.

MM provides the simplest way to maintain an identical copy on both the primary and
secondary volumes. However, as with any synchronous copy over long distance, there can be
a performance impact to host applications due to network latency.

MM supports relationships between volumes that are up to 300 kilometers (km) apart.
Latency is an important consideration for any MM network. With typical fiber optic round-trip
latencies of 1 millisecond (ms) per 100 km, you can expect a minimum of 3 ms extra latency
due to the network alone on each I/O if you are running across the 300 km separation.

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Figure 6-17 shows the order of MM write operations.

Figure 6-17 Metro Mirror write sequence

The write operation sequence includes the following steps:

1. The write operation is initiated by the host and intercepted by the remote copy component
of the local system cache.
2. The write operation is simultaneously written in the upper cache component and sent to
the remote system.
3. The write operation on local system upper cache is acknowledged back to the remote
copy component on the local system.
4. The write operation is written in the upper cache component of the remote system. This
operation is initiated when the data arrives from the local system, and it does not depend
on an ongoing operation in the local system.
5. The write operation on the remote system upper cache is acknowledged to the remote
copy component on remote system.
6. The remote write operation is acknowledged to the remote copy component on the local
system.
7. The write operation is acknowledged to the host.

For a write to be considered as committed, the data must be written in both local and remote
systems cache. De-staging to disk is a natural part of I/O management, but it is not generally
in the critical path for an MM write acknowledgment.

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Global Mirror functional overview

GM provides asynchronous replication. It is designed to reduce the dependency on round-trip
network latency by acknowledging the primary write in parallel with sending the write to the
secondary volume.

If the primary volume fails for any reason, GM ensures that the secondary volume holds the
same data as the primary did at a point a short time before the failure. That short period of
data loss is typically 10 ms - 10 seconds, but varies according to individual circumstances.

GM provides a way to maintain a write-order-consistent copy of data at a secondary site only

slightly behind the primary. GM has minimal impact on the performance of the primary
volume.

GM is an asynchronous remote copy technique, where foreground writes at the local system
and mirrored foreground writes at the remote system are not wholly independent of one
another. The IBM Storage Virtualize implementation of GM uses algorithms to maintain a
consistent image at the target volume always.

This consistent image is achieved by identifying sets of I/Os that are active concurrently at the
source, assigning an order to those sets, and applying these sets of I/Os in the assigned
order at the target. The multiple I/Os within a single set are applied concurrently.

The process that marshals the sequential sets of I/Os operates at the remote system, and
therefore is not subject to the latency of the long-distance link.

Figure 6-18 on page 339 shows that a write operation to the master volume is acknowledged
to the host that issues the write before the write operation is mirrored to the cache for the
auxiliary volume.

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Figure 6-18 Global Mirror relationship write operation

The write operation sequence includes the following steps:

1. The write operation is initiated by the host and intercepted by the remote copy component
of the local system cache.
2. The remote copy component on the local system completes the sequence tagging, and
the write operation is simultaneously written in the upper cache component and sent to the
remote system (along with the sequence number).
3. The write operation on the local system upper cache is acknowledged to the remote copy
component on the local system.
4. The write operation is acknowledged to the host.
5. The remote copy component on the remote system initiates the write operation to the
upper cache component according to the sequence number. This operation is initiated
when the data arrives from the local system, and it does not depend on an ongoing
operation in the local system.
6. The write operation on the remote system upper cache is acknowledged to the remote
copy component on the remote system.
7. The remote write operation is acknowledged to the remote copy component on the local
system.

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With GM, a confirmation is sent to the host server before the host receives a confirmation of
the completion at the auxiliary volume. The GM function identifies sets of write I/Os that are
active concurrently at the primary volume. Then, it assigns an order to those sets and applies
these sets of I/Os in the assigned order at the auxiliary volume.

Further writes might be received from a host when the secondary write is still active for the
same block. In this case, although the primary write might complete, the new host write on the
auxiliary volume is delayed until the previous write is completed. Finally, any delay in step 2
on page 339 is reflected in the write-delay on the primary volume.

Write ordering
Many applications that use block storage must survive failures, such as a loss of power or a
software crash. They also must not lose data that existed before the failure. Because many
applications must perform many update operations in parallel to that storage block,
maintaining write ordering is key to ensuring the correct operation of applications after a
disruption.

An application that performs a high volume of database updates is often designed with the
concept of dependent writes. Dependent writes ensure that an earlier write completes before
a later write starts. Reversing the order of dependent writes can undermine the algorithms of
the application and lead to problems, such as detected or undetected data corruption.

To handle this situation, IBM Storage Virtualize uses a write ordering algorithm while sending
data to remote site by using remote copy. Each write gets tagged in the primary storage
cache for its ordering. By using this order, data is sent to the remote site and committed on
the target or remote storage.

Colliding writes
Colliding writes are defined as new write I/Os that overlap existing active write I/Os.

The original GM algorithm required only a single write to be active on any 512-byte LBA of a
volume. If another write was received from a host while the auxiliary write was still active, the
new host write was delayed until the auxiliary write was complete (although the master write
might complete). This restriction was needed if a series of writes to the auxiliary had to be
retried (which is known as reconstruction). Conceptually, the data for reconstruction comes
from the master volume.

If multiple writes might be applied to the master for a sector, only the most recent write had
the correct data during reconstruction. If reconstruction was interrupted for any reason, the
intermediate state of the auxiliary became inconsistent.

Applications that deliver such write activity do not achieve the performance that GM is
intended to support. A volume statistic is maintained about the frequency of these collisions.
The original GM implementation was modified to allow multiple writes to a single location to
be outstanding in the GM algorithm.

A need still exists for master writes to be serialized. The intermediate states of the master
data must be kept in a nonvolatile journal while the writes are outstanding to maintain the
correct write ordering during reconstruction. Reconstruction must never overwrite data on the
auxiliary with an earlier version. The colliding writes of volume statistic monitoring are now
limited to those writes that are not affected by this change.

Figure 6-19 on page 341 shows a colliding write sequence.

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Figure 6-19 Colliding writes

The following numbers correspond to the numbers that are shown in Figure 6-19:
1. A first write is performed from the host to LBA X.
2. A host receives acknowledgment that the write is complete, even though the mirrored write
to the auxiliary volume is not yet complete.
The first two actions (1 and 2) occur asynchronously with the first write.
3. A second write is performed from the host to LBA X. If this write occurs before the host
receives acknowledgment (2), the write is written to the journal file.
4. A host receives acknowledgment that the second write is complete.

Global Mirror with Change Volumes functional overview

GMCV provides asynchronous replication based on point-in-time copies of data. It is
designed to allow for effective replication over lower bandwidth networks and reduce any
impact on production hosts.

MM and GM both require the bandwidth to be sized to meet the peak workload. GMCV must
be sized to meet only the average workload across a cycle period.

Figure 6-20 shows a high-level conceptual view of GMCV. GMCV uses FlashCopy to maintain
image consistency and isolate host volumes from the replication process.

Primary Change Secondary Change

volume volume volume volume
(2) Start (1) Start
FlashCopy (3) Resynchronize FlashCopy
map GM relationship map
Figure 6-20 Global Mirror with Change Volumes

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GMCV sends only one copy of a changed grain that might have been rewritten many times
within the cycle period.

If the primary volume fails completely for any reason, GMCV ensures that the secondary
volume holds the same data as the primary volume did at a specific point in time. That period
of data loss is typically 5 minutes - 24 hours, but varies according to the design choices that
you make.

CVs holds point-in-time copies of 256 KB grains. If any of the disk blocks in a grain change,
that grain is copied to the CV to preserve its contents. CVs also are maintained at the
secondary site so that a consistent copy of the volume is always available even when the
secondary volume is being updated.

Change volumes considerations

Here are the CVs considerations:
 Primary volumes and CVs are always in the same I/O group.
 CVs are always thin-provisioned.
 CVs cannot be mapped to hosts and used for host I/O.
 CVs cannot be used as a source for any other FlashCopy or GM operations.

Figure 6-21 on page 343 shows how a CV is used to preserve a point-in-time data set, which
is then replicated to a secondary site. The data at the secondary site is in turn preserved by a
CV until the next replication cycle completes.

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Figure 6-21 GMCV uses FlashCopy point-in-time copy technology

GMCV FlashCopy mapping note: GMCV FlashCopy mappings are not standard
FlashCopy volumes and are not accessible for general use. They are internal structures
that are dedicated to supporting GMCV.

The options for -cyclingmode are none and multi.

Specifying or taking the default none means that GM acts in its traditional mode without CVs.

Specifying multi means that GM starts cycling based on the cycle period, which defaults to
300 seconds. The valid range is 60 - 24*60*60 seconds (86,400 seconds = one day).

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If all the changed grains cannot be copied to the secondary site within the specified time, then
the replication takes as long as it needs, and it starts the next replication when the earlier one
completes. You can choose to implement this approach by deliberately setting the cycle
period to a short period, which is a perfectly valid approach. However, the shorter the cycle
period, the less opportunity there is for peak write I/O smoothing, and the more bandwidth
you need.

The -cyclingmode setting can be changed only when the GM relationship is in a stopped
state.

Recovery point objective by using change volumes

RPO is the maximum tolerable period in which data might be lost if you switch over to your
secondary volume.

If a cycle completes within the specified cycle period, then the RPO is not more than 2x cycle
long. However, if it does not complete within the cycle period, then the RPO is not more than
the sum of the last two cycle times.

The current RPO can be determined by looking at the lsrcrelationship freeze time attribute.
The freeze time is the timestamp of the last primary CV that completed copying to the
secondary site. Note the following example:
1. The cycle period is the default of 5 minutes. The cycle is triggered at 6:00 AM and
competes at 6:03 AM. The freeze time would be 6:00 AM, and the RPO is 3 minutes.
2. The cycle starts again at 6:05 AM. The RPO now is 5 minutes. The cycle is still running at
6:12 AM, and the RPO is now up to 12 minutes because 6:00 AM is still the freeze time of
the last complete cycle.
3. At 6:13 AM, the cycle completes and the RPO now is 8 minutes because 6:05 AM is the
freeze time of the last complete cycle.
4. Because the cycle period was exceeded, the cycle immediately starts again.

Consistency protection overview

Consistency protection improves data availability and recovery if the system loses
connectivity to volumes or CGs. When data is copied from a primary volume (master) to a
secondary volume (auxiliary), consistency protection ensures that the secondary volume
contains a write-order consistent set of data. The consistency of the secondary volume can
be protected during resynchronization. For more information, see Consistency protection.

The MM, GM, GMCV, and HyperSwap Copy Services functions create remote copy or remote
replication relationships between volumes or CGs. If the secondary volume in a remote copy
relationship becomes unavailable to the primary volume, the system maintains the
relationship. However, the data might become out of sync when the secondary volume
becomes available.

CVs can be used to maintain a consistent image of the secondary volume. HyperSwap
relationships and GM relationships with cycling mode set to Multiple must always be
configured with CVs. MM and GM with cycling mode set to None can optionally be configured
with CVs.

When a secondary CV is configured, the relationship between the primary and secondary
volumes does not stop if the link goes down or the secondary volume is offline. The
relationship does not go in to the Consistent stopped status. Instead, the system uses the
secondary CV to automatically copy the previous consistent state of the secondary volume.

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The relationship automatically moves to the Consistent copying status as the system
resynchronizes and protects the consistency of the data. The relationship status changes to
Consistent synchronized when the resynchronization process completes. The relationship
automatically resumes replication after the temporary loss of connectivity.

You are not required to configure a secondary CV on an MM or GM (without cycling)

relationship. However, if the link goes down or the secondary volume is offline, the
relationship goes in to the Consistent stopped status. If write operations take place on either
the primary or secondary volume, the data is no longer synchronized (out of sync).

Consistency protection must be enabled on all relationships in a CG. Every relationship in a

CG must be configured with a secondary CV.

6.5.3 Remote copy network planning

Remote copy partnerships and relationships do not work reliably if the connectivity on which
they are running is configured incorrectly. This section focuses on the inter-system network,
giving an overview of the remote system connectivity options.

Terminology
The inter-system network is specified in terms of latency and bandwidth. These parameters
define the capabilities of the link regarding the traffic that it can carry. They be must be
chosen so that they support all forms of traffic, including mirrored foreground writes,
background copy writes, and inter-system heartbeat messaging (node-to-node
communication).

Link latency is the time that is taken by data to move across a network from one location to
another one. It is measured in milliseconds. The latency measures the time that is spent to
send the data and to receive the acknowledgment back (round-trip time (RTT)).

Link bandwidth is the network capacity to move data as measured in millions of bits per
second or megabits per second (Mbps) or billions of bits per second or gigabits per second
(Gbps).

The term bandwidth is also used in the following context:

 Storage bandwidth: The ability of the back-end storage to process I/O. Measures the
amount of data (in bytes) that can be sent in a specified amount of time.
 Remote copy partnership bandwidth (parameter): The rate at which background write
synchronization is attempted (unit of Mbps).

Inter-system connectivity supports mirrored foreground and background I/O. A portion of the
link is also used to carry traffic that is associated with the exchange of low-level messaging
between the nodes of the local and remote systems. A dedicated amount of the link
bandwidth is required for the exchange of heartbeat messages and the initial configuration of
inter-system partnerships.

FC connectivity is the standard connectivity that is used for the remote copy inter-system
networks. It uses the FC protocol and SAN infrastructures to interconnect the systems.

Native IP connectivity is a connectivity option that is based on standard TPC/IP

infrastructures that are provided by IBM Storage Virtualize technology.

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Standard SCSI operations and latency

A single SCSI read operation over an FC network is shown in Figure 6-22.

Figure 6-22 Standard SCSI read operation

The initiator starts by sending a read command (FCP_CMND) across the network to the target.
The target is responsible for retrieving the data and responding by sending the data
(FCP_DATA_OUT) to the initiator. Finally, the target completes the operation by sending the
command completed response (FCP_RSP). FCP_DATA_OUT and FCP_RSP are sent to the initiator
in sequence. Overall, one round trip is required to complete the read, so the read takes at
least one RTT plus the time for the data out.

A typical SCSI behavior for a write is shown in Figure 6-23.

Figure 6-23 Standard SCSI write operation

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A standard-based SCSI write is a two-step process:

1. The write command (FCP_CMND) is sent across the network to the target. The first round trip
is essentially asking transfer permission from the target. The target responds with an
acceptance (FCP_XFR_RDY).
The initiator waits until it receives a response from the target before starting the second
step, that is, sending the data (FCP_DATA_OUT).
2. The target completes the operation by sending the command completed response
(FCP_RSP). Overall, two round trips are required to complete the write, so the write takes at
least 2 × RTT, plus the time for the data out.

Within the confines of a data center, where the latencies are measured in microseconds
(μsec), no issues exist. However, across a geographical network where the latencies are
measured in milliseconds (ms), the overall service time can be significantly affected.

Considering that the network delay over fiber optics per kilometer (km) is approximately
5 μsec (10 μsec RTT), the resulting minimum service time per every km of distance for a
SCSI operation is 10 μsec (reads) and 20 μsec (writes), for example, a SCSI write over 50 km
has a minimum service time of 1000 μsec (that is, 1 ms).

IBM Storage Virtualize remote write operations

With standard SCSI operations, writes are especially affected by the latency. IBM Storage
Virtualize implements a proprietary protocol to mitigate the effects of the latency in the write
operations over an FC network.

Figure 6-24 shows how a remote copy write operation is performed over an FC network.

Figure 6-24 IBM Storage Virtualize remote copy write

When the remote copy is initialized, the target system (secondary system) sends a dummy
read command (FCP_CMND) to the initiator (primary system). This command waits on the
initiator until a write operation is requested.

When a write operation is started, the data is sent to the target as response of the dummy
read command (FCP_DATA_OUT). Finally, the target completes the operation by sending a new
dummy read command (FCP_CMND).

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Overall, one round trip is required to complete the remote write by using this protocol, so
replicating a write takes at least one RTT plus the time for the data out.

Network latency considerations

The maximum supported round-trip latency between sites depends on the type of partnership
between systems. Table 6-6 lists the maximum round-trip latency. This restriction applies to
all variants of remote mirroring.

Table 6-6 Maximum round trip

Partnership

FC 1 Gbps IP 10 Gbps IP

250 ms 80 ms 10 ms

More configuration requirements and guidelines apply to systems that perform remote
mirroring over extended distances, where the RTT is greater than 80 ms. If you use remote
mirroring between systems with 80 - 250 ms round-trip latency, you must meet the following
extra requirements:
 The RC buffer size setting must be 512 MB on each system in the partnership. This setting
can be accomplished by running the chsystem -rcbuffersize 512 command on each
system.

Important: Changing this setting is disruptive to MM and GM operations. Use this

command only before partnerships are created between systems, or when all
partnerships with the system are stopped.

 Two FC ports on each node that will be used for replication must be dedicated for
replication traffic. This configuration can be achieved by using SAN zoning and port
masking. Starting with IBM Storage Virtualize 8.5, a user can configure a remote copy
portset to achieve remote copy traffic isolation.
 SAN zoning should be applied to provide separate intrasystem zones for each
local-remote I/O group pair that is used for replication. For more information about zoning
guidelines, see “Remote system ports and zoning considerations” on page 355.

Link bandwidth that is used by internode communication

IBM Storage Virtualize uses part of the bandwidth for its internal inter-system heartbeat. The
amount of traffic depends on how many nodes are in each of the local and remote systems.
Table 6-7 shows the amount of traffic (in Mbps) that is generated by different sizes of
systems.

Table 6-7 IBM Storage Virtualize inter-system heartbeat traffic (Mbps)

Local or remote system Two nodes Four nodes Six nodes Eight nodes

Two nodes 5 6 6 6

Four nodes 6 10 11 12

Six nodes 6 11 16 17

Eight nodes 6 12 17 21

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These numbers represent the total traffic between the two systems when no I/O is occurring
to a mirrored volume on the remote system. Half of the data is sent by one system, and half of
the data is sent by the other system. The traffic is divided evenly over all available
connections. Therefore, if you have two redundant links, half of this traffic is sent over each
link during a fault-free operation.

If the link between the sites is configured with redundancy to tolerate single failures, size the
link so that the bandwidth and latency statements continue to be accurate even during single
failure conditions.

Network sizing considerations

Proper network sizing is essential for the remote copy services operations. Failing to estimate
the network sizing requirements can lead to poor performance in remote copy services and
the production workload.

Consider that inter-system bandwidth should support the combined traffic of the following
items:
 Mirrored foreground writes, as generated by your server applications at peak times
 Background write synchronization, as defined by the GM bandwidth parameter
 Inter-system communication (heartbeat messaging)

Calculating the required bandwidth is essentially a question of mathematics based on your

current workloads, so you should start by assessing your current workloads.

Metro Mirror and Global Mirror network sizing

Because MM is synchronous replication, the amount of replication bandwidth that is required
to mirror a foreground write-data throughput is more than or equal to the foreground
write-data throughput.

GM, which does not have write buffering resources, tends to mirror the foreground write when
it is committed in cache, so the bandwidth requirements are similar to MM.

For a proper bandwidth sizing with MM or GM, you must know your peak write workload to at
least a 5-minute interval. This information can be easily gained from tools like IBM Spectrum
Control. Finally, you must allow for background copy, intercluster communication traffic, and a
safe margin for unexpected peaks and workload growth.

Recommendation: Do not compromise on bandwidth or network quality when planning an

MM or GM deployment. If bandwidth is likely to be an issue in your environment, consider
GMCV.

As an example, consider a business with the following I/O profile:

 The average write size is 8 KB (8 x 8 bits/1024 = 0.0625 Mb).
 For most of the day between 8 AM and 8 PM, the write activity is approximately
1500 writes per second.
 Twice a day (once in the morning and once in the afternoon), the system bursts up to
4500 writes per second for up to 10 minutes.

This example represents a general traffic pattern that might be common in many
medium-sized sites. Furthermore, 20% of bandwidth must be left available for the background
synchronization.

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MM or GM require bandwidth on the instantaneous peak of 4500 writes per second as

follows:
4500 x 0.0625 = 282 Mbps + 20% resync allowance + 5 Mbps heartbeat = 343 Mbps

This calculation provides the dedicated bandwidth that is required. The user should consider
a safety margin plus growth requirement for the environment.
(Peak Write I/O x Write I/O Size = [Total Data Rate] + 20% resync allowance + 5
Mbps heartbeat = [Total Bandwidth Required])

GMCV network sizing

The GMCV is typically less demanding in terms of bandwidth requirements for many reasons:
 By using its journaling capabilities, the GMCV provides a way to maintain point-in-time
copies of data at a secondary site where insufficient bandwidth is available to replicate the
peak workloads in real time.
 It sends only one copy of a changed grain, which might have been rewritten many times
within the cycle period.

The GMCV network sizing is basically a tradeoff between RPO, journal capacity, and network
bandwidth. A direct relationship exists between the RPO and the physical occupancy of the
CVs. The lower the RPO, the less capacity is used by CVs. However, higher RPO requires
usually less network bandwidth.

For a proper bandwidth sizing with GMCV, you must know your average write workload during
the cycle time. This information can be obtained easily from tools like IBM Spectrum Control.
Finally, you must consider the background resync workload, intercluster communication
traffic, and a safe margin for unexpected peaks and workload growth.

As an example, consider a business with the following I/O profile:

 Average write size 8 KB (8 x 8 bits/1024 = 0.0625 Mb).
 For most of the day from 8 AM - 8 PM, the write activity is approximately 1500 writes per
second.
 Twice a day (once in the morning and once in the afternoon), the system bursts up to
4500 writes per second for up to 10 minutes.
 Outside of the 8 AM - 8 PM window, there is little or no I/O write activity.

This example is intended to represent a general traffic pattern that might be common in many
medium-sized sites. Furthermore, 20% of bandwidth must be left available for the background
synchronization.

Consider the following sizing exercises:

 GMCV peak 30-minute cycle time
If we look at this time as broken into 10-minute periods, the peak 30-minute period is
made up of one 10-minute period of 4500 writes per second, and two 10-minute periods of
1500 writes per second. The average write rate for the 30-minute cycle period can be
expressed mathematically as follows:
(4500 + 1500 + 1500) / 3 = 2500 writes/sec for a 30-minute cycle period
The minimum bandwidth that is required for the cycle period of 30 minutes is as follows:
2500 x 0.0625 = 157 Mbps + 20% resync allowance + 5 Mbps heartbeat = 195 Mbps
dedicated plus any safety margin plus growth

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 GMCV peak 60-minute cycle time

For a cycle period of 60 minutes, the peak 60-minute period is made up of one 10-minute
period of 4500 writes per second, and five 10-minute periods of 1500 writes per second.
The average write for the 60-minute cycle period can be expressed as follows:
(4500 + 5 x 1500)
Replicating until 8 AM at the latest would probably require at least the following bandwidth:
(9000 + 70 x 1500) / 72 = 1584 x 0.0625 = 99 Mbps + 100% + 5 Mbps heartbeat = 203
Mbps at night, plus any safety margin and growth, and nondedicated and time-shared with
daytime traffic.
 GMCV with daily cycle time
Suppose that the business does not have aggressive RPO requirements and does not
want to provide dedicated bandwidth for GM. However, the network is available and
unused at night, so GM can use that network. An element of risk exists here, that is, if the
network is unavailable for any reason, GMCV cannot keep running during the day until it
catches up. Therefore, you must allow a much higher resync allowance in your replication
window. for example, 100 percent.
A GMCV replication that is based on daily point-in-time copies at 8 PM each night and
replicating until 8 AM at the latest likely requires at least the following bandwidth:
(9000 + 70 x 1500) / 72 = 1584 x 0.0625 = 99 Mbps + 100% + 5 Mbps heartbeat = 203
Mbps at night, plus any safety margin and growth, and nondedicated and time-shared with
daytime traffic.

The central principle of sizing is that you need to know your write workload:
 For MM and GM, you need to know the peak write workload.
 For GMCV, you need to know the average write workload.

GMCV bandwidth: In the above examples, the bandwidth estimation for GMCV is based
on the assumption that the write operations occur in such a way that a CV grain (that has a
size of 256 KB) is completely changed before it is transferred to the remote site. In the real
life, this situation is unlikely to occur.

Usually, only a portion of a grain is changed during a GMCV cycle, but the transfer process
always copies the whole grain to the remote site. This behavior can lead to an unforeseen
processor burden in the transfer bandwidth that, in an edge case, can be even higher than
the one that is required for standard GM.

Global Mirror and GMCV coexistence considerations

GM and GMCV relationships can be defined in the same system. With these configurations,
particular attention must be paid to bandwidth sizing and the partnership settings.

The two GM technologies, as previously described, use the available bandwidth in different
ways:
 GM uses the amount of bandwidth that is needed to sustain the write workload of the
replication set.
 GMCV uses the fixed amount of bandwidth as defined in the partnership as background
copy.

For this reason, during GMCV cycle-creation, a fixed part of the bandwidth is allocated for the
background copy and only the remaining part of the bandwidth is available for GM. To avoid
bandwidth contention, which can lead to a 1920 error (see 6.5.6, “1920 error” on page 375) or
delayed GMCV cycle creation, the bandwidth must be sized to consider both requirements.

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Note: GM can use bandwidth that is reserved for background copy if it is not used by a
background copy workload.

Ideally, in these cases the bandwidth should be enough to accommodate the peak write
workload for the GM replication set plus the estimated bandwidth that is needed to fulfill the
RPO of GMCV. If these requirements cannot be met due to bandwidth restrictions, the option
with the least impact is to increase the GMCV cycle period, and then reduce the background
copy rate to minimize the chance of a 1920 error.

These considerations also apply to configurations where multiple IBM Storage Virtualize
based systems are sharing bandwidth resources.

Fibre Channel connectivity

When you use FC technology for the inter-system network, consider the following items:
 Redundancy
 Basic topology and problems
 Distance extensions options
 Hops
 Buffer credits
 Remote system ports and zoning considerations

Redundancy
The inter-system network must adopt the same policy toward redundancy as for the local and
remote systems to which it is connecting. The Inter-Switch Links (ISLs) must have
redundancy, and the individual ISLs must provide the necessary bandwidth in isolation.

Basic topology and problems

Because of the nature of FC, you must avoid ISL congestion whether within individual SANs
or across the inter-system network. Although FC (and IBM Spectrum Virtualize) can handle
an overloaded host or storage array, the mechanisms in FC are ineffective for dealing with
congestion in the fabric in most circumstances. The problems that are caused by fabric
congestion can range from dramatically slow response time to storage access loss. These
issues are common with all high-bandwidth SAN devices and inherent to FC. They are not
unique to IBM Storage Virtualize products.

When an FC network becomes congested, the FC switches stop accepting more frames until
the congestion clears. They also can drop frames. Congestion can quickly move upstream in
the fabric and clog the end devices from communicating.

This behavior is referred to as head-of-line blocking. Although modern SAN switches

internally have a nonblocking architecture, head-of-line-blocking still exists as a SAN fabric
problem. Head-of-line blocking can result in an IBM Storage Virtualize node that cannot mirror
its write caches because you have a single congested link that leads to an edge switch.

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Distance extensions options

To implement remote mirroring over a distance by using the FC, you have the following
choices:
 Optical multiplexors, such as Dense Wavelength Division Multiplexing (DWDM) or Coarse
Wavelength Division Multiplexing (CWDM) devices.
Optical multiplexors can extend a SAN up to hundreds of kilometers (or miles) at high
speeds. For this reason, they are the preferred method for long-distance expansion. If you
use multiplexor-based distance extensions, closely monitor your physical link error counts
in your switches. Optical communication devices are high-precision units. When they shift
out of calibration, you start to see errors in your frames.
 Long-distance small form-factor pluggable (SFP) transceivers and 10-Gb small form factor
pluggables (XFPs).
Long-distance optical transceivers have the advantage of extreme simplicity. You do not
need expensive equipment, and only a few configuration steps need to be performed.
However, ensure that you use only transceivers that are designed for your particular SAN
switch.
 FC-to-IP conversion boxes. Fibre Channel over IP (FCIP) is, by far, the most common and
least expensive form of distance extension. It also is complicated to configure. Relatively
subtle errors can have severe performance implications.
With IP-based distance extension, you must dedicate bandwidth to your FCIP traffic if the
link is shared with other IP traffic. Do not assume that because the link between two sites
has low traffic or is used only for email that this type of traffic is always the case. FC is far
more sensitive to congestion than most IP applications.
Also, when you are communicating with the networking architects for your organization,
make sure to distinguish between megabytes per second (MBps) as opposed to megabits
per second (Mbps). In the storage world, bandwidth is often specified in MBps, and
network engineers specify bandwidth in Mbps.

Of these options, the optical distance extension is the preferred method. IP distance
extension introduces more complexity, is less reliable, and has performance limitations.
However, optical distance extension can be impractical in many cases because of cost or
unavailability.

For more information about supported SAN routers and FC extenders, see
this IBM Documentation web page.

Hops
The hop count is not increased by the intersite connection architecture. For example, if you
have a SAN extension that is based on DWDM, the DWDM components are not apparent to
the number of hops. The hop count limit within a fabric is set by the fabric devices (switch or
director) operating system. It is used to derive a frame hold time value for each fabric device.

This hold time value is the maximum amount of time that a frame can be held in a switch
before it is dropped or the fabric busy condition is returned. For example, a frame might be
held if its destination port is unavailable. The hold time is derived from a formula that uses the
error detect timeout value and the resource allocation timeout value. Every extra hop adds
about 1.2 microseconds of latency to the transmission.

Currently, IBM Storage Virtualize Copy Services support three hops when protocol
conversion exists. Therefore, if you have DWDM extended between primary and secondary
sites, three SAN directors or switches can exist between the primary and secondary systems.

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Buffer credits
SAN device ports need memory to temporarily store frames as they arrive, assemble them in
sequence, and deliver them to the upper layer protocol. The number of frames that a port can
hold is called its buffer credit. The FC architecture is based on a flow control that ensures a
constant stream of data to fill the available pipe.

When two FC ports begin a conversation, they exchange information about their buffer
capacities. An FC port sends only the number of buffer frames for which the receiving port
gives credit. This method avoids overruns and provides a way to maintain performance over
distance by filling the pipe with in-flight frames or buffers.

The following types of transmission credits are available:

 Buffer_to_Buffer Credit (BB_Credit)
During login, N_Ports and F_Ports at both ends of a link establish its BB_Credit.
 End_to_End Credit (EE_Credit)
In the same way during login, all N_Ports establish EE_Credit with each other. During data
transmission, a port must not send more frames than the buffer of the receiving port can
handle before you receive an indication from the receiving port that it processed a
previously sent frame. Two counters are used: BB_Credit_CNT and EE_Credit_CNT. Both
counters are initialized to zero during login.

FC Flow Control: Each time that a port sends a frame, it increments BB_Credit_CNT and
EE_Credit_CNT by one. When it receives R_RDY from the adjacent port, it decrements
BB_Credit_CNT by one. When it receives ACK from the destination port, it decrements
EE_Credit_CNT by one.

At any time, if BB_Credit_CNT becomes equal to the BB_Credit, or EE_Credit_CNT

becomes equal to the EE_Credit of the receiving port, the transmitting port stops sending
frames until the respective count is decremented.

The previous statements are true for a Class 2 service. Class 1 is a dedicated connection.
Therefore, BB_Credit is not important, and only EE_Credit is used (EE Flow Control).
However, Class 3 is an unacknowledged service, so it uses only BB_Credit (BB Flow
Control), but the mechanism is the same in all cases.

The number of buffers is an important factor in overall performance. You need enough buffers
to ensure that the transmitting port can continue to send frames without stopping to use the
full bandwidth, which is true with distance. The total amount of buffer credit that is needed to
optimize the throughput depends on the link speed and the average frame size.

For example, consider an 8 Gbps link connecting two switches that are 100 km apart. At
8 Gbps, a full frame (2148 bytes) occupies about 0.51 km of fiber. In a 100 km link, you can
send 198 frames before the first one reaches its destination. You need an ACK to go back to
the start to fill EE_Credit again. You can send another 198 frames before you receive the first
ACK.

You need at least 396 buffers to allow for nonstop transmission at 100 km distance. The
maximum distance that can be achieved at full performance depends on the capabilities of
the FC node that is attached at either end of the link extenders, which are vendor-specific. A
match should occur between the buffer credit capability of the nodes at either end of the
extenders.

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Remote system ports and zoning considerations

Ports and zoning requirements for the remote system partnership changed over time.
The current preferred configuration is based on the information that is available at
this IBM Support web page.

The preferred practice for IBM Storage Virtualize is to provision dedicated node ports for local
node-to-node traffic (by using port masking) and isolate GM node-to-node traffic between the
local nodes from other local SAN traffic.

Remote port masking: To isolate the node-to-node traffic from the remote copy traffic, the
local and remote port masking implementation is preferable.

This configuration of local node port masking is less of a requirement on nonclustered

IBM FlashSystem systems, where traffic between node canisters in an I/O group is serviced
by the dedicated PCI inter-canister link in the enclosure. The following guidelines apply to the
remote system connectivity:
 The minimum requirement to establish a remote copy partnership is to connect at least
one node per system. When remote connectivity among all the nodes of both systems is
not available, the nodes of the local system that are not participating in the remote
partnership use the node or nodes that are defined in the partnership as a bridge to
transfer the replication data to the remote system.
This replication data transfer occurs through the node-to-node connectivity. This
configuration, even though it is supported, allows the replication traffic to go through the
node-to-node connectivity, which is not recommended.
 Partnered systems should use the same number of nodes in each system for replication.
 For maximum throughput, all nodes in each system should be used for replication, both in
terms of balancing the preferred node assignment for volumes and for providing
inter-system FC connectivity.
 Where possible, use the minimum number of partnerships between systems. For example,
assume site A contains systems A1 and A2, and site B contains systems B1 and B2. In
this scenario, creating separate partnerships between pairs of systems (such as A1-B1
and A2-B2) offers greater performance for GM replication between sites than a
configuration with partnerships defined between all four systems.

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For zoning, the following rules for the remote system partnership apply:
 For remote copy configurations where the round-trip latency between systems is less than
80 milliseconds, zone two FC ports on each node in the local system to two FC ports on
each node in the remote system.
 For remote copy configurations where the round-trip latency between systems is more
than 80 milliseconds, apply SAN zoning to provide separate intrasystem zones for each
local-remote I/O group pair that is used for replication, as shown in Figure 6-25.

Figure 6-25 Zoning scheme for >80 ms remote copy partnerships

N_Port ID Virtualization (NPIV): IBM Storage Virtualize systems with the NPIV feature
enabled provide virtual worldwide port names (WWPNs) for the host zoning. These
WWPNs are intended for host zoning only, and they cannot be used for the remote copy
partnership.

SAN extension design considerations

DR solutions based on remote copy technologies require reliable SAN extensions over
geographical links. To avoid single points of failure, multiple physical links are usually
implemented. When implementing these solutions, particular attention must be paid to the
remote copy network connectivity setup.

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Consider a typical implementation of a remote copy connectivity by using ISLs, as shown in

Figure 6-26.

Figure 6-26 Typical remote copy network configuration

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In the configuration that is shown in Figure 6-26 on page 357, the remote copy network is
isolated in a replication SAN that interconnects Site A and Site B through a SAN extension
infrastructure through two physical links. Assume that, for redundancy reasons, two ISLs are
used for each fabric for the replication SAN extension.

There are two possible configurations to interconnect the replication SANs. In configuration 1,
as shown in Figure 6-27, one ISL per fabric is attached to each physical link through xWDM
or FCIP routers. In this case, the physical paths Path A and Path B are used to extend both
fabrics.

Figure 6-27 Configuration 1: Physical paths shared among the fabrics

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In configuration 2, the physical paths are not shared between the fabrics, as shown in
Figure 6-28.

Figure 6-28 Configuration 2: Physical paths not shared among the fabrics

With configuration 1, in a failure of one of the physical paths, both fabrics are simultaneously
affected, and a fabric reconfiguration occurs because of an ISL loss. This situation might lead
to a temporary disruption of the remote copy communication, and in the worst case to
partnership loss condition. To mitigate this situation, link aggregation features like Brocade
ISL trunking can be implemented.

With configuration 2, a physical path failure leads to a fabric segmentation of one of the two
fabrics, leaving the other fabric unaffected. In this case, the remote copy communication is
ensured through the unaffected fabric.

You should fully understand the implication of a physical path or xWDM or FCIP router loss in
the SAN extension infrastructure and implement the appropriate architecture to avoid a
simultaneous impact.

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6.5.4 Remote copy services planning

When you plan for remote copy services, you must keep in mind the considerations that are
outlined in the following sections.

Remote copy configurations limits

To plan for and implement remote copy services, you must check the configuration limits and
adhere to them. Table 6-8 shows the limits for a system that currently apply to
IBM FlashSystem 8.5. Check the online documentation because these limits might change.

Table 6-8 Remote copy maximum limits

Remote copy property Maximum Comment

Remote copy (MM and GM) relationships per system 10000 This configuration can be any mix of MM and
GM relationships.

Active-active relationships 2000 The limit for the number of HyperSwap volumes
in a system.

Remote copy relationships per CG (<= 256 GMCV None No limit is imposed beyond the remote copy
relationships are configured.) relationships per system limit. Apply to GM and
MM.

Remote copy relationships per CG (> 256 GMCV 200

relationships are configured.)

Remote copy CGs per system 256

Total MM and GM volume capacity per I/O group 2048 TB The total capacity for all master and auxiliary
volumes in the I/O group.

Total number of GMCV relationships per system 256 60 s cycle time.

2500 300 s cycle time.

3-site remote copy (MM) relationships per CG 256

3-site remote copy (MM) CGs per system 16

3-site remote copy (MM) relationships per system 1250

Inter-cluster IP partnerships per system 3 A system may be connected to up to three

remote systems.

Inter-site links per IP partnership 2 A maximum of two inter-site links can be used
between two IP partnership sites.

Ports per node 1 A maximum of one port per node can be used
for IP partnership.

Like FlashCopy, remote copy services require memory to allocate the bitmap structures that
are used to track the updates while volumes are suspended or synchronizing. The default
amount of memory for remote copy services is 20 MB. This value can be increased or
decreased by using the chiogrp command. The maximum amount of memory that can be
specified for remote copy services is 512 MB. The grain size for the remote copy services is
256 KB.

Partnerships between systems for MM or GM replication can be used with both FC and native
Ethernet connectivity. Distances greater than 300 meters are supported only when using an
FCIP link or FC between source and target.

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Table 6-9 shows the configuration limits for clustering and HyperSwap over FC and Ethernet.

Table 6-9 Configuration limits for clustering and HyperSwap over FC and Ethernet
Clustering Clustering HyperSwap HyperSwap Metro/Global Metro/Global
over Fibre over over Fibre over Mirror replication Mirror replication
Channel 25-gigabit Channel Ethernet over Fibre over Ethernet
Ethernet (25 Gb only) Channel (10 Gb or 25 GB)
(GbE)
Yes (up to two Yes (up to two Yes (up to 2 I/O Yes (up to 2 I/O Yes Yes
I/O groups) I/O groups) groups) groups)

Remote copy general restrictions

To use MM and GM, you must adhere to the following rules:
 You must have the same size for the source and target volumes when defining a remote
copy relationship. However, the target volume can be a different type (image, striped, or
sequential mode) or have different cache settings (cache-enabled or cache-disabled).
 You cannot move remote copy source or target volumes to different I/O groups.
 Remote copy volumes can be resized with the following restrictions:
– Resizing applies to MM and GM only. GMCV is not supported.
– The Remote Copy Consistency Protection feature is not allowed and must be removed
before resizing the volumes.
– The remote copy relationship must be in the synchronized status.
– The resize order must ensure that the target volume is always larger than the source
volume.

Note: Volume expansion for MM and GM volumes was introduced with

IBM Storage Virtualize 7.8.1 with some restrictions:
 In the first implementation (up to version 8.2.1), only thin-provisioned or
compressed volumes were supported.
 With version 8.2.1, nonmirrored fully allocated volumes also were supported.
 With version 8.4, all the restrictions on volume type were removed.

 You can mirror intrasystem MM or GM only between volumes in the same I/O group.

Intrasystem remote copy: Intrasystem GM is not supported on IBM Storage Virtualize

based systems running version 6 or later.

 GM is not recommended for cache-disabled volumes that are participating in a GM

relationship.

Changing the remote copy type

Changing the remote copy type for an existing relationship is an easy task. It is enough to
stop the relationship, if it is active, and change the properties to set the new remote copy type.
Remember to create the CVs in case of a change from MM or GM to GMCV.

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Interaction between remote copy and FlashCopy

Remote copy functions can be used with the FlashCopy function so that you can have both
functions operating concurrently on the same volume. The possible combinations between
remote copy and FlashCopy are as follows:
 Remote copy source:
– A remote copy source can be a FlashCopy source.
– A remote copy source can be a FlashCopy target with the following restrictions:
• A FlashCopy target volume cannot be updated while it is the source volume of an
MM or GM relationship that is actively mirroring. A FlashCopy mapping cannot be
started while the target volume is in an active remote copy relationship.
• The I/O group for the FlashCopy mappings must be the same as the I/O group for
the FlashCopy target volume (that is the I/O group of the remote copy source).
 Remote copy target:
– A remote copy target can be a FlashCopy source.
– A remote copy target can be a FlashCopy target if the FlashCopy mapping is in the
idle_copied state when its target volume is the target volume of an active MM or GM
relationship.

When implementing FlashCopy functions for volumes in GMCV relationships, FlashCopy

multi-target mappings are created. As described in “Interaction and dependency between
multiple Target FlashCopy mappings” on page 310, this creating results in dependent
mappings that can affect the cycle formation due to the cleaning process. For more
information, see “Cleaning process and cleaning rate” on page 320.

With such configurations, it is a best practice to set the cleaning rate as needed. This best
practice also applies to Consistency Protection volumes and HyperSwap configurations.

Native back-end controller copy functions considerations

IBM Storage Virtualize provides a widespread set of copy services functions that cover most
client requirements.

However, some storage controllers can provide specific copy services capabilities that are not
available with the current version of IBM Spectrum Virtualize. IBM Storage Virtualize
addresses these situations by using cache-disabled image mode volumes that virtualize
LUNs that participate in the native back-end controller’s copy services relationships.

Keeping the cache disabled ensures data consistency throughout the I/O stack, from the host
to the back-end controller. Otherwise, by leaving the cache enabled on a volume, the
underlying controller does not receive any write I/Os as the host writes them. IBM Storage
Virtualize caches them and processes them later. This process can have more ramifications if
a target host depends on the write I/Os from the source host as they are written.

Note: Native copy services are not supported on all storage controllers. For more
information about the known limitations, see this IBM Support web page.

As part of its copy services function, the storage controller might take a LUN offline or
suspend reads or writes. IBM Storage Virtualize does not recognize why this process
happens. Therefore, it might log errors when these events occur. For this reason, if
IBM Storage Virtualize must detect the LUN, ensure that the LUN remains in the unmanaged
state until full access is granted.

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Native back-end controller copy services can also be used for LUNs that are not managed by
IBM Spectrum Virtualize. Accidental incorrect configurations of the back-end controller copy
services involving IBM Storage Virtualize attached LUNs can produce unpredictable results.

For example, if you accidentally use a LUN with IBM Storage Virtualize data on it as a
point-in-time target LUN, you can corrupt that data. Moreover, if that LUN was a MDisk in a
managed-disk group with striped or sequential volumes on it, the MDisk group might be
brought offline. This situation makes all the volumes that belong to that group go offline,
leading to a widespread host access disruption.

Remote copy and code upgrade considerations

When you upgrade system software where the system participates in one or more
inter-system relationships, upgrade only one cluster at a time. Do not upgrade the systems
concurrently.

Attention: Upgrading both systems concurrently is not monitored by the software upgrade
process.

Allow the software upgrade to complete on one system before you start it on the other
system. Upgrading both systems concurrently can lead to a loss of synchronization. In stress
situations, it can further lead to a loss of availability.

Usually, pre-existing remote copy relationships are unaffected by a software upgrade that is
performed correctly. However, always check in the target code release notes for special
considerations on the copy services.

Although it is not a best practice, a remote copy partnership can be established with some
restrictions among systems with different IBM Storage Virtualize versions. For more
information, see this IBM Support web page.

Volume placement considerations

You can optimize the distribution of volumes within I/O groups at the local and remote
systems to maximize performance.

Although defined at a system level, the partnership bandwidth and the background copy rate
are evenly divided among the cluster’s I/O groups. The available bandwidth for the
background copy can be used by either nodes or shared by both nodes within the I/O group.

This bandwidth allocation is independent from the number of volumes for which a node is
responsible. Each node divides its bandwidth evenly between the (multiple) remote copy
relationships with which it associates volumes that are performing a background copy.

Volume preferred node

Conceptually, a connection (path) goes between each node on the primary system to each
node on the remote system. Write I/O, which is associated with remote copying, travels along
this path. Each node-to-node connection is assigned a finite amount of remote copy
resources and can sustain only in-flight write I/O to this limit.

The node-to-node in-flight write limit is determined by the number of nodes in the remote
system. The more nodes that exist at the remote system, the lower the limit is for the in-flight
write I/Os from a local node to a remote node. Less data can be outstanding from any one
local node to any other remote node. To optimize performance, GM volumes must have their
preferred nodes distributed evenly between the nodes of the systems.

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The preferred node property of a volume helps to balance the I/O load between nodes in that
I/O group. This property is also used by remote copy to route I/O between systems.

The IBM Storage Virtualize node that receives a write for a volume is normally the preferred
node of the volume. For volumes in a remote copy relationship, that node is responsible for
sending that write to the preferred node of the target volume. The primary preferred node is
responsible for sending any writes that relate to the background copy. Again, these writes are
sent to the preferred node of the target volume.

Each node of the remote system has a fixed pool of remote copy system resources for each
node of the primary system. Each remote node has a separate queue for I/O from each of the
primary nodes. This queue is a fixed size and is the same size for every node. If preferred
nodes for the volumes of the remote system are set so that every combination of primary
node and secondary node is used, remote copy performance is maximized.

Figure 6-29 shows an example of remote copy resources that are not optimized. Volumes
from the local system are replicated to the remote system. All volumes with a preferred node
of Node 1 are replicated to the remote system, where the target volumes also have a
preferred node of Node 1.

Figure 6-29 Remote copy resources that are not optimized

With the configuration that is shown in Figure 6-29, the resources for remote system Node 1
that are reserved for local system Node 2 are not used. Also, the resources for local system
Node 1 that are reserved for remote system Node 2 are not used.

If the configuration that is shown in Figure 6-29 changes to the configuration that is shown in
Figure 6-30 on page 365, all remote copy resources for each node are used, and remote copy
operates with better performance.

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Figure 6-30 Optimized Global Mirror resources

GMCV number of volume per consistency group considerations

GMCV uses FlashCopy technology to have a consistent point in time copy of data, which is
replicated periodically to DR site. While taking this periodic FlashCopy, the system quiesces
I/O operations for volumes (which are part of this replication CG), which can lead to an
increase in Peak I/O Response time. However, it does not affect average I/O Response Time.
Nonreplicated volumes are not affected in this process.

Note: The pause period is short. I/O is paused only while FlashCopy mapping is being
prepared.

Peak I/O Response Time varies based on the number of relationships in a CG. Lower the
number of relationships in a CG to make Peak I/O Response Time better. It is a best practice
to have fewer volumes per CG wherever possible. Table 6-10 shows the relative Peak I/O
Response Time with the number of relationships per CG.

Table 6-10 Relative Peak I/O Response Time with number of relationships per CG
Relationships per CG Peak I/O Response Time (Approximate)

1 1.0x

25 1.2x

50 2.0x

150 3.0x

256 5.0x

GMCV change volumes placement considerations

The CVs in a GMCV configuration are thin-provisioned volumes that are used as FlashCopy
targets. For this reason, the same considerations apply that are described in “Volume
placement considerations” on page 317. The CVs can be compressed to reduce the amount
of space that is used, but note that the CVs might be subject to a heavy write workload both in
the primary and secondary system.

Therefore, the placement on the back end is critical to provide adequate performance.
Consider using DRP for the CVs only if it is beneficial in terms of space savings.

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Tip: The internal FlashCopy that is used by the GMCV uses a 256 KB grain size. However,
it is possible to force a 64 KB grain size by creating a FlashCopy with a 64 KB grain size
from the GMCV volume and a dummy target volume before assigning the CV to the
relationship. You can do this procedure for both the source and target volumes. After the
CV assignment is done, the dummy FlashCopy can be deleted.

Background copy considerations

The remote copy partnership bandwidth parameter explicitly defines the rate at which the
background copy is attempted, but also implicitly affects foreground I/O. Background copy
bandwidth can affect foreground I/O latency in one of the following ways:
 Increasing latency of foreground I/O
If the remote copy partnership bandwidth parameter is set too high for the actual
inter-system network capability, the background copy resynchronization writes use too
much of the inter-system network. The writes starve the link of the ability to service
synchronous or asynchronous mirrored foreground writes. Delays in processing the
mirrored foreground writes increase the latency of the foreground I/O as perceived by the
applications.
 Read I/O overload of primary storage
If the remote copy partnership background copy rate is set too high, the added read I/Os
that are associated with background copy writes can overload the storage at the primary
site and delay foreground (read/write) I/Os.
 Write I/O overload of auxiliary storage
If the remote copy partnership background copy rate is set too high for the storage at the
secondary site, the background copy writes overload the auxiliary storage. Again, they
delay the synchronous and asynchronous mirrored foreground write I/Os.

Important: An increase in the peak foreground workload can have a detrimental effect
on foreground I/O by pushing more mirrored foreground write traffic along the
inter-system network, which might not have the bandwidth to sustain it. It can also
overload the primary storage.

To set the background copy bandwidth optimally, consider all aspects of your environments,
starting with the following biggest contributing resources:
 Primary storage
 Inter-system network bandwidth
 Auxiliary storage

Provision the most restrictive of these three resources between the background copy
bandwidth and the peak foreground I/O workload. Perform this provisioning by calculation or
by determining experimentally how much background copy can be allowed before the
foreground I/O latency becomes unacceptable.

Then, reduce the background copy to accommodate peaks in workload. In cases where the
available network bandwidth cannot sustain an acceptable background copy rate, consider
alternatives to the initial copy, as described in “Initial synchronization options and offline
synchronization” on page 367.

Changes in the environment or increasing its workload can affect the foreground I/O.
IBM Storage Virtualize provides a means to monitor and a parameter to control how
foreground I/O is affected by running remote copy processes. IBM Storage Virtualize monitors
the delivery of the mirrored foreground writes.

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If latency or performance of these writes extends beyond a (predefined or client-defined) limit

for a period, the remote copy relationship is suspended. For more information, see 6.5.6,
“1920 error” on page 375.

Finally, with GMCV, the cycling process that transfers the data from the local to the remote
system is a background copy task. For more information, see “Global Mirror and GMCV
coexistence considerations” on page 351. For this reason, the background copy rate and the
relationship_bandwidth_limit setting affect the available bandwidth during the initial
synchronization and the normal cycling process.

Background copy bandwidth allocation: As described in “Volume placement

considerations” on page 363, the available bandwidth of a remote copy partnership is
evenly divided among the cluster’s I/O groups. In a case of unbalanced distribution of the
remote copies among the I/O groups, the partnership bandwidth should be adjusted to
reach the needed background copy rate.

Consider, for example, a 4-I/O group cluster that has a partnership bandwidth of
4,000 Mbps and a background copy percentage of 50%. The expected maximum
background copy rate for this partnership is 250 MBps.

Because the available bandwidth is evenly divided among the I/O groups, every I/O group
in this cluster can theoretically synchronize data at a maximum rate of approximately
62 MBps (50% of 1,000 Mbps). Now, in an edge case where only volumes from one I/O
group are replicated, the partnership bandwidth should be adjusted to 16,000 Mbps to
reach the full background copy rate (250 MBps).

Initial synchronization options and offline synchronization

When creating a remote copy relationship, two options regarding the initial synchronization
process are available:
 The not synchronized option is the default. With this option, when a remote copy
relationship starts, a full data synchronization at the background copy rate occurs between
the source and target volumes. It is the simplest approach because apart from issuing the
necessary IBM Storage Virtualize commands, other administrative activity is not required.
However, in some environments, the available bandwidth makes this option unsuitable.
 The already synchronized option does not force any data synchronization when the
relationship starts. The administrator must ensure that the source and target volumes
contain identical data before a relationship is created. The administrator can perform this
check in one of the following ways:
– Format both volumes to change all data to zero.
– Copy a complete tape image (or other method of moving data) from one disk to the
other.
In either technique, write I/O must not take place to the source and target volume before
the relationship is established. Then, the administrator must complete the following
actions:
– Create the relationship with the synchronized settings (-sync option).
– Start the relationship.

Attention: If you do not perform these steps correctly, the remote copy reports the
relationship as being consistent when it is not. This setting is likely to cause auxiliary
volumes to be useless.

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By understanding the methods to start an MM and GM relationship, you can use one of them
as a means to implement the remote copy relationship saving bandwidth.

Consider a situation where you have a large source volume (or many source volumes)
containing already active data that you want to replicate to a remote site. Your planning shows
that the mirror initial-sync time takes too long (or is too costly if you pay for the traffic that you
use). In this case, you can set up the sync by using another medium that is less expensive.
This synchronization method is called offline synchronization.

This example uses tape media as the source for the initial sync for the MM relationship or the
GM relationship target before it uses remote copy services to maintain the MM or GM. This
example does not require downtime for the hosts that use the source volumes.

Before you set up GM relationships and save bandwidth, complete the following steps:
1. Ensure that the hosts are running and using their volumes normally. The MM relationship
or GM relationship is not yet defined.
Identify all volumes that become the source volumes in an MM relationship or in a GM
relationship.
2. Establish the remote copy partnership with the target IBM Storage Virtualize system.

To set up GM or MM relationships and save bandwidth, complete the following steps:

1. Define an MM relationship or a GM relationship for each source disk. When you define the
relationship, ensure that you use the -sync option, which stops the system from
performing an initial sync.

Attention: If you do not use the -sync option, all these steps are redundant because
the IBM Storage Virtualize system performs a full initial synchronization.

2. Stop each mirror relationship by using the -access option, which enables write access to
the target volumes. You need write access later.
3. Copy the source volume to the alternative media by using the dd command to copy the
contents of the volume to tape. Another option is to use your backup tool (for example,
IBM Spectrum Protect) to make an image backup of the volume.

Change tracking: Although the source is modified while you copy the image, the
IBM Storage Virtualize software is tracking those changes. The image that you create
might have some of the changes and is likely to miss some of the changes.

When the relationship is restarted, IBM Storage Virtualize applies all the changes that
occurred since the relationship stopped in step 2. After all the changes are applied, you
have a consistent target image.

4. Ship your media to the remote site and apply the contents to the targets of the MM or GM
relationship. You can mount the MM and GM target volumes to a UNIX server and use the
dd command to copy the contents of the tape to the target volume.
If you used your backup tool to make an image of the volume, follow the instructions for
your tool to restore the image to the target volume. Remember to remove the mount if the
host is temporary.

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Tip: It does not matter how long it takes to get your media to the remote site to perform
this step. However, the faster that you can get the media to the remote site and load it,
the quicker that the IBM Storage Virtualize system starts running and maintaining the
MM and GM.

5. Unmount the target volumes from your host. When you start the MM and GM relationships
later, IBM Storage Virtualize stops write-access to the volume while the mirror relationship
is running.
6. Start your MM and GM relationships. The relationships must be started with the -clean
parameter. This way, changes that are made on the secondary volume are ignored. Only
changes that are made on the clean primary volume are considered when synchronizing
the primary and secondary volumes.
7. While the mirror relationship catches up, the target volume is not usable at all. When it
reaches the ConsistentSynchnonized status, your remote volume is ready for use in a
disaster.

Back-end storage considerations

To reduce the overall solution costs, it is a common practice to provide the remote systems
with lower performance characteristics compared to the local system, especially when using
asynchronous remote copy technologies. This approach can be risky, especially when using
the GM or MM technology where the application performances at the primary system can be
limited by the performance of the remote system.

The best practice is to perform an accurate back-end resource sizing for the remote system to
fulfill the following capabilities:
 The peak application workload to the GM or MM volumes
 The defined level of background copy
 Any other I/O that is performed at the remote site

Remote copy tunable parameters

Several commands and parameters help to control remote copy and its default settings. You
can display the properties and features of the systems by using the lssystem command. Also,
you can change the features of systems by using the chsystem command.

relationshipbandwidthlimit
The relationshipbandwidthlimit parameter is an optional parameter that specifies the new
background copy bandwidth of 1 - 1000 MBps. The default is 25 MBps. This parameter
operates system-wide, and defines the maximum background copy bandwidth that any
relationship can adopt. The existing background copy bandwidth settings that are defined on
a partnership continue to operate with the lower of the partnership and volume rates
attempted.

Important: Do not set this value higher than the default without establishing that the higher
bandwidth can be sustained.

The relationshipbandwidthlimit parameter also applies to MM relationships.

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gmlinktolerance and gmmaxhostdelay

The gmlinktolerance and gmmaxhostdelay parameters are critical for deciding internally
whether to terminate a relationship due to a performance problem. In most cases, these two
parameters must be considered in tandem. The defaults do not normally change unless you
have a specific reason to do so.

The gmlinktolerance parameter can be thought of as how long you allow the host delay to go
on being significant before you decide to terminate a GM volume relationship. This parameter
accepts values of 20 - 86,400 seconds in increments of 10 seconds. The default is
300 seconds. You can disable the link tolerance by entering a value of zero for this parameter.

The gmmaxhostdelay parameter can be thought of as the maximum host I/O impact that is due
to GM, that is, how long that local I/O would take with GM turned off, and how long does it
take with GM turned on. The difference is the host delay due to the GM tag and forward
processing.

Although the default settings are adequate for most situations, increasing one parameter
while reducing another one might deliver a tuned performance environment for a particular
circumstance.

Example 6-1 shows how to change the gmlinktolerance and gmmaxhostdelay parameters by
using the chsystem command.

Example 6-1 Changing gmlinktolerance to 30 and gmmaxhostdelay to 100

chsystem -gmlinktolerance 30
chsystem -gmmaxhostdelay 100

Test and monitor: To reiterate, thoroughly test and carefully monitor the host impact of
any changes before putting them into a live production environment.

For more information about settings considerations for the gmlinktolerance and
gmmaxhostdelay parameters, see 6.5.6, “1920 error” on page 375.

rcbuffersize
The rcbuffersize parameter was introduced to manage workloads with intense and bursty
write I/O that do not fill the internal buffer while GM writes are undergoing sequence tagging.

Important: Do not change the rcbuffersize parameter except under the direction of
IBM Support.

Example 6-2 shows how to change rcbuffersize to 64 MB by using the chsystem command.
The default value for rcbuffersize is 48 MB, and the maximum value is 512 MB.

Example 6-2 Changing rcbuffersize to 64 MB

chsystem -rcbuffersize 64

Any extra buffers that you allocate are taken away from the general cache.

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maxreplicationdelay and partnershipexclusionthreshold

maxreplicationdelay is a system-wide parameter that defines a maximum latency (in
seconds) for individual writes that pass through the GM logic. If a write is hung for the
specified amount of time, for example, due to a rebuilding array on the secondary system, GM
stops the relationship (and any containing CG), which triggers a 1920 error.

The partnershipexclusionthreshold parameter was introduced so that users can set the
timeout for an I/O that triggers a temporarily dropping of the link to the remote cluster. The
value must be 30 - 315.

Important: Do not change the partnershipexclusionthreshold parameter except under

the direction of IBM Support.

For more information about settings considerations for the maxreplicationdelay parameter,
see 6.5.6, “1920 error” on page 375.

Link delay simulation parameters

Even though GM is an asynchronous replication method, there can be an impact to server
applications due to GM managing transactions and maintaining write order consistency over
a network. To mitigate this impact, as a testing and planning feature, you can use GM to
simulate the effect of the round-trip delay between sites by using the following parameters:
 gminterclusterdelaysimulation
This optional parameter specifies the inter-system delay simulation, which simulates the
GM round-trip delay between two systems in milliseconds. The default is 0. The valid
range is 0 - 100 milliseconds.
 gmintraclusterdelaysimulation
This optional parameter specifies the intrasystem delay simulation, which simulates the
GM round-trip delay in milliseconds. The default is 0. The valid range is
0 - 100 milliseconds.

6.5.5 Multiple site remote copy

The most common use cases for the remote copy functions are obviously DR solutions. Code
level 8.3.1 introduced further DR capabilities such as 3-site replication, which provides a
solution for coordinated DR across three sites in various topologies. A complete discussion
about the DR solutions that are based on IBM Storage Virtualize technology is beyond the
intended scope of this book. For an overview of the DR solutions with IBM Storage Virtualize
Copy Services, see IBM System Storage SAN Volume Controller and Storwize V7000
Replication Family Services, SG24-7574. For a deepening of the 3-site replication, see IBM
Spectrum Virtualize 3-Site Replication, SG24-8504.

Another typical remote copy use case is data movement among distant locations as required,
for example, for data center relocation and consolidation projects. In these scenarios, the IBM
Storage Virtualize remote copy technology is particularly effective when combined with the
image copy feature that allows data movement among storage systems of different
technologies or vendors.

Mirroring scenarios that involve multiple sites can be implemented by using a combination of
IBM Storage Virtualize capabilities.

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Enhanced Stretched Cluster three-site mirroring (only applicable to SAN

Volume Controller)
With SVC Enhanced Stretched Cluster (ESC), remote copy services can be combined with
volume mirroring to implement 3-site solutions, as shown in Figure 6-31.

Figure 6-31 Three-site configuration with Enhanced Stretched Cluster

Three-site configurations also can be implemented by using special cascading configurations.

Performing cascading copy service functions

Cascading copy service functions that use IBM Storage Virtualize are not directly supported.
However, you might require a three-way (or more) replication by using copy service functions
(synchronous or asynchronous mirroring). You can address this requirement both by using
IBM Storage Virtualize Copy Services and by combining IBM Storage Virtualize Copy
Services (with image mode cache-disabled volumes) and native storage controller copy
services.

DRP limitation: Currently, the image mode VDisk is not supported by DRP.

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Cascading with native storage controller copy services

Figure 6-32 describes the configuration for 3-site cascading by using the native storage
controller copy services in combination with IBM Storage Virtualize remote copy functions.

Figure 6-32 Using 3-way copy services

In Figure 6-32, the primary site uses IBM Storage Virtualize remote copy functions (GM or
MM) at the secondary site. Therefore, if a disaster occurs at the primary site, the storage
administrator enables access to the target volume (from the secondary site) and the business
application continues processing.

While the business continues processing at the secondary site, the storage controller copy
services replicate to the third site. This configuration is allowed under the following conditions:
 The back-end controller native copy services must be supported by IBM Spectrum
Virtualize. For more information, see “Native back-end controller copy functions
considerations” on page 362.
 The source and target volumes that are used by the back-end controller native copy
services must be imported to the IBM Storage Virtualize system as image-mode volumes
with the cache disabled.

Cascading with IBM Storage Virtualize Copy Services

Remote copy services cascading is allowed with the IBM Storage Virtualize 3-site replication
capability. For more information, see IBM Spectrum Virtualize 3-Site Replication, SG24-8504.
However, a cascading-like solution is also possible by combining IBM Storage Virtualize Copy
Services. These remote copy services implementations are useful in 3-site DR solutions and
data center moving scenarios.

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In the configuration that is described in Figure 6-33, a GM (MM also can be used) solution is
implemented between the Local System at Site A, which is the production site, and the
Remote System 1 at Site B, which is the primary DR site. A third system, Remote System 2,
is at Site C, which is the secondary DR site. Connectivity is provided between Site A and Site
B, between Site B and Site C, and optionally between Site A and Site C.

Figure 6-33 Cascading-like infrastructure

To implement a cascading-like solution, the following steps must be completed:

1. Setup phase. To initially set up the environment, complete the following steps:
a. Create the GM relationships between the Local System and Remote System 1.
b. Create the FlashCopy mappings in the Remote System 1 by using the target GM
volumes as FlashCopy source volumes. The FlashCopy must be incremental.
c. Create the GM relationships between Remote System 1 and Remote System 2 by
using the FlashCopy target volumes as GM source volumes.
d. Start the GM from Local System to Remote System 1.
After the GM is in the ConsistentSynchronized state, you are ready to create the
cascading-like solution.
2. Consistency point creation phase. The following actions must be performed every time a
consistency point creation in the Site C is required:
a. Check whether the GM between Remote System 1 and Remote System 2 is in the
stopped or idle status, and if it is not, stop the GM.
b. Stop the GM between the Local System to Remote System 1.
c. Start the FlashCopy in Remote Site 1.
d. Resume the GM between the Local System and Remote System 1.
e. Start or resume the GM between Remote System 1 and Remote System 2.

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The first time that these operations are performed, a full copy between Remote System 1
and Remote System 2 occurs. Later runs of these operations perform incremental
resynchronization instead. After the GM between Remote System 1 and Remote System
2 is in the Consistent Synchronized state, the consistency point in Site C is created. The
GM between Remote System 1 and Remote System 2 can now be stopped to be ready for
the next consistency point creation.

6.5.6 1920 error

An IBM Storage Virtualize based system generates a 1920 error message whenever an MM
or GM relationship stops because of adverse conditions. If this condition is left unresolved, it
might affect the performance of the foreground I/O.

A 1920 error can occur for many reasons. The condition might be the result of a temporary
interruption, such as maintenance on the inter-system connectivity, an unexpectedly higher
foreground host I/O workload, or a permanent error because of a hardware failure. It is also
possible that not all relationships are affected and that multiple 1920 errors can be posted.

The 1920 error can be triggered for MM and GM relationships. However, in MM

configurations, the 1920 error is associated with only a permanent I/O error condition. For this
reason, the main focus of this section is 1920 errors in a GM configuration.

Internal Global Mirror control policy and raising 1920 errors

Although GM is an asynchronous remote copy service, the local and remote sites have some
interplay. When data comes into a local volume, work must be done to ensure that the remote
copies are consistent. This work can add a delay to the local write. Normally, this delay is low.

To mitigate the effects of the GM to the foreground I/Os, the IBM Storage Virtualize code
implements different control mechanisms for Slow I/O and Hung I/O conditions. The Slow I/O
condition is a persistent performance degradation on write operations that are introduced by
the remote copy logic. The Hung I/O condition is a long delay (seconds) on write operations.

Slow I/O condition: gmmaxhostdelay and gmlinktolerance

The gmmaxhostdelay and gmlinktolerance parameters help to ensure that hosts do not
perceive the latency of the long-distance link, regardless of the bandwidth of the hardware
that maintains the link or the storage at the secondary site.

In terms of nodes and back-end characteristics, the system configuration must be provisioned
so that when combined, they can support the maximum throughput that is delivered by the
applications at the primary that uses GM.

If the capabilities of the system configuration are exceeded, the system becomes backlogged,
and the hosts receive higher latencies on their write I/O. Remote copy in GM implements a
protection mechanism to detect this condition and halts mirrored foreground write and
background copy I/O. Suspension of this type of I/O traffic ensures that misconfiguration or
hardware problems (or both) do not affect host application availability.

GM attempts to detect and differentiate between backlogs that occur because of the
operation of the GM protocol. It does not examine the general delays in the system when it is
heavily loaded, where a host might see high latency even if GM were disabled.

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GM uses the gmmaxhostdelay and gmlinktolerance parameters to monitor GM protocol

backlogs in the following ways:
 Users set the gmmaxhostdelay and gmlinktolerance parameters to control how software
responds to these delays. The gmmaxhostdelay parameter is a value in milliseconds with a
maximum value of 100.
 Every 10 seconds, GM samples all the GM writes and determines how much of a delay
they added. If the delay added by at least a third of these writes is greater than the
gmmaxhostdelay setting, that sample period is marked as bad.
 Software keeps a running count of bad periods. Each time that a bad period occurs, this
count goes up by one. Each time a good period occurs, this count goes down by 1, to a
minimum value of 0. As an example, 10 bad periods that are followed by five good periods
and then followed by 10 bad periods result in a bad period count of 15.
 The gmlinktolerance parameter is defined in seconds. Because bad periods are
assessed at intervals of 10 seconds, the maximum bad period count is the
gmlinktolerance parameter value that is divided by 10. For example, with a
gmlinktolerance value of 300, the maximum bad period count is 30. When maximum bad
period count is reached, a 1920 error is reported.

In this case, the 1920 error is identified with the specific event ID 985003 that is associated to
the GM relationship, which in the last 10-second period had the greatest accumulated time
spent on delays. This event ID is generated with the text Remote Copy retry timeout.

An edge case is achieved by setting the gmmaxhostdelay and gmlinktolerance parameters to

their minimum settings (1 ms and 20 s). With these settings, you need only two consecutive
bad sample periods before a 1920 error condition is reported. Consider a foreground write I/O
that has a light I/O load, for example, a single I/O happens in 20 s. With unlucky timing, a
single bad I/O result (that is, a write I/O that took over 1 ms in remote copy) spans the
boundary of two, 10-second sample periods. This single bad I/O theoretically can be counted
as twice the number of bad periods and triggers a 1920 error.

A higher gmlinktolerance value, gmmaxhostdelay setting, or I/O load, might reduce the risk of
encountering this edge case.

Hung I/O condition: maxreplicationdelay and partnershipexclusionthreshold

The system-wide maxreplicationdelay attribute configures how long a single write can be
outstanding from the host before the relationship is stopped, which triggers a 1920 error. It
can protect the hosts from seeing timeouts because of secondary hung I/Os.

This parameter is mainly intended to protect from secondary system issues. It does not help
with ongoing performance issues, but can be used to limit the exposure of hosts to long write
response times that can cause application errors. For example, setting maxreplicationdelay
to 30 means that if a write operation for a volume in a remote copy relationship does not
complete within 30 seconds, the relationship is stopped, which triggers a 1920 error. This
error happens even if the cause of the write delay is not related to the remote copy. For this
reason, the maxreplicationdelay settings can lead to false positive1920 error triggering.

In addition to the 1920 error, the specific event ID 985004 is generated with the text Maximum
replication delay exceeded.

The maxreplicationdelay values can be 0 - 360 seconds. Setting maxreplicationdelay to 0

disables the feature.

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partnershipexclusionthreshold is a system-wide parameter that sets the timeout for an I/O

that triggers a temporary dropping of the link to the remote system. Like
maxreplicationdelay, the partnershipexclusionthreshold attribute provides some flexibility
in a part of replication that tries to shield a production system from hung I/Os on a secondary
system.

To better understand the partnershipexclusionthreshold parameter, consider the following

scenario. By default in IBM Spectrum Virtualize, a node assert (a restart with a 2030 error)
occurs if any individual I/O takes longer than 6 minutes. To avoid this situation, some actions
are attempted to clean up anything that might be hanging I/O before the I/O reaches
6 minutes.

One of these actions is temporarily dropping (for 15 minutes) the link between systems if any
I/O takes longer than 5 minutes and 15 seconds (315 seconds). This action often removes
hang conditions that are caused by replication problems. The
partnershipexclusionthreshold parameter introduced the ability to set this value to a time
lower than 315 seconds to respond to hung I/O more swiftly. The
partnershipexclusionthreshold value must be a number 30 - 315.

If an I/O takes longer than the partnershipexclusionthreshold value, a 1720 error is

triggered (with an event ID 987301), and any regular GM or MM relationships stop on the next
write to the primary volume.

Important: Do not change the partnershipexclusionthreshold parameter except under

the direction of IBM Support.

To set the maxreplicationdelay and partnershipexclusionthreshold parameters, run the

chsystem command, as shown in Example 6-3.

Example 6-3 The maxreplicationdelay and partnershipexclusionthreshold settings

IBM_IBM FlashSystem:ITSO:superuser>chsystem -maxreplicationdelay 30
IBM_IBM FlashSystem:ITSO:superuser>chsystem -partnershipexclusionthreshold 180

The maxreplicationdelay and partnershipexclusionthreshold parameters do not interact

with the gmlinktolerance and gmmaxhostdelay parameters.

Troubleshooting 1920 errors

When you are troubleshooting 1920 errors that are posted across multiple relationships, you
must diagnose the cause of the earliest error first. You must consider whether other higher
priority system errors exist and fix these errors because they might be the underlying cause of
the 1920 error.

The diagnosis of a 1920 error is assisted by SAN performance statistics. To gather this
information, you can use IBM Spectrum Control with a statistics monitoring interval of 1 or
5 minutes. Also, turn on the internal statistics gathering function IOstats in IBM Spectrum
Virtualize. Although not as powerful as IBM Spectrum Control, IOstats can provide valuable
debug information if the snap command gathers system configuration data close to the time of
failure.

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The following main performance statistics must be investigated for the 1920 error:
 Write I/O Rate and Write Data Rate
For volumes that are primary volumes in relationships, these statistics are the total amount
of write operations that are submitted per second by hosts on average over the sample
period, and the bandwidth of those writes. For secondary volumes in relationships, these
statistics are the average number of replicated writes that are received per second, and
the bandwidth that these writes consume. Summing the rate over the volumes that you
intend to replicate gives a coarse estimate of the replication link bandwidth that is
required.
 Write Response Time and Peak Write Response Time
On primary volumes, these items are the average time (in milliseconds) and the peak time
between a write request being received from a host and the completion message being
returned. The Write Response Time is the best way to show what kind of write
performance that the host is seeing.
If a user complains that an application is slow, and the stats show that the Write Response
Time leaps from 1 ms to 20 ms, the two are most likely linked. However, some applications
with high queue depths and low to moderate workloads are not affected by increased
response times. This high queue depth is an effect of some other problem. The Peak Write
Response Time is less useful because it is sensitive to individual glitches in performance,
but it can show more details about the distribution of write response times.
On secondary volumes, these statistics describe the time for the write to be submitted
from the replication feature into the system cache, and should normally be of a similar
magnitude to the ones on the primary volume. Generally, the Write Response Time should
be below 1 ms for a fast-performing system.
 Global Mirror Write I/O Rate
This statistic shows the number of writes per second that the (regular) replication feature
is processing for this volume. It applies to both types of GM and to MM, but only for the
secondary volume. Because writes are always separated into 32 KB or smaller tracks
before replication, this setting might be different from the Write I/O Rate on the primary
volume (magnified further because the samples on the two systems will not be aligned, so
they capture a different set of writes).
 Global Mirror Overlapping Write I/O Rate
This statistic monitors the amount of overlapping I/O that the GM feature is handling for
regular GM relationships, which is where an LBA is written again after the primary volume
is updated, but before the secondary volume is updated for an earlier write to that LBA. To
mitigate the effects of the overlapping I/Os, a journaling feature was implemented, as
described in “Colliding writes” on page 340.
 Global Mirror secondary write lag
This statistic is valid for regular GM primary and secondary volumes. For primary volumes,
it tracks the length of time in milliseconds that replication writes are outstanding from the
primary system. This amount includes the time to send the data to the remote system,
consistently apply it to the secondary nonvolatile cache, and send an acknowledgment
back to the primary system.
For secondary volumes, this statistic records only the time that is taken to consistently
apply it to the system cache, which is normally up to 20 ms. Most of that time is spent
coordinating consistency across many nodes and volumes. Primary and secondary
volumes for a relationship tend to record times that differ by the RTT between systems. If
this statistic is high on the secondary system, look for congestion on the secondary
system’s fabrics, saturated auxiliary storage, or high CPU utilization on the secondary
system.

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 Write-cache Delay I/O Rate

These statistics show how many writes might not be instantly accepted into the system
cache because the cache was full. These statistics are a good indication that the write rate
is faster than the storage can cope with. If this amount starts to increase on auxiliary
storage while primary volumes suffer from increased Write Response Time, it is possible
that the auxiliary storage is not fast enough for the replicated workload.
 Port to Local Node Send Response Time
The time in milliseconds that it takes this node to send a message to other nodes in the
same system (which will mainly be the other node in the same I/O group) and get an
acknowledgment back. This amount should be well below 1 ms, with values below 0.3 ms
being essential for regular GM to provide a Write Response Time below 1 ms.
This requirement is necessary because up to three round-trip messages within the local
system happen before a write completes to the host. If this number is higher than you
want, look at fabric congestion (Zero Buffer Credit Percentage) and CPU Utilization of all
the nodes in the system.
 Port to Remote Node Send Response Time
This value is the time in milliseconds that it takes to send a message to nodes in other
systems and get an acknowledgment back. This amount is not separated out by remote
system, but for environments that have replication to only one remote system. This
amount should be close to the low-level ping time between your sites. If this amount goes
significantly higher, it is likely that the link between your systems is saturated, which
usually causes high Zero Buffer Credit Percentage as well.
 Sum of Port-to-local node send response time and Port-to-local node send queue time
The time must be less than 1 ms for the primary system. A number in excess of 1 ms
might indicate that an I/O group is reaching its I/O throughput limit, which can limit
performance.
 System CPU Utilization
These values show how heavily loaded the nodes in the system are. If any core has high
utilization (for example, over 90%) and there is an increase in write response time, it is
possible that the workload is being CPU limited. You can resolve this situation by
upgrading to faster hardware, or spreading out some of the workload to other nodes and
systems.
 Zero Buffer Credit Percentage or Port Send Delay I/O Percentage
These statistics are the fraction of messages that this node attempted to send through FC
ports that had to be delayed because the port ran out of buffer credits. If you have a long
link from the node to the switch to which it is attached, it might beneficial to get the switch
to grant more buffer credits on its port.
It is more likely to be the result of congestion on the fabric because running out of buffer
credits is how FC performs flow control. Normally, this value is well under 1%. 1 - 10% is a
concerning level of congestion, but you might find the performance acceptable. Over 10%
indicates severe congestion. This amount is called out on a port-by-port basis in the
port-level statistics, which gives finer granularity about where any congestion might be.
When looking at the port-level statistics, high values on ports that are used for messages
to nodes in the same system are much more concerning than the ones on ports that are
used for messages to nodes in other systems.

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 Back-end Write Response Time

This value is the average response time in milliseconds for write operations to the
back-end storage. This time might include several physical I/O operations, depending on
the type of RAID architecture.
Poor back-end performance on a secondary system is a frequent cause of 1920 errors,
while it is not so common for primary systems. Exact values to watch out for depend on
the storage technology, but usually the response time should be less than 50 ms. A longer
response time can indicate that the storage controller is overloaded. If the response time
for a specific storage controller is outside of its specified operating range, investigate for
the same reason.

Focus areas for 1920 errors

The causes of 1920 errors might be numerous. To fully understand the underlying reasons for
posting this error, consider the following components that are related to the remote copy
relationship:
 The inter-system connectivity network
 Primary storage and remote storage
 IBM Storage Virtualize node
 SAN

Data collection for diagnostic purposes

A successful diagnosis depends on the collection of the following data at both systems:
 The snap command with livedump (triggered at the point of failure)
 I/O stats that are running at the operating-system level (if possible)
 IBM Spectrum Control performance statistics data (if possible)
 The following information and logs from other components:
– Inter-system network and switch details:
• Technology.
• Bandwidth.
• Typical measured latency on the inter-system network.
• Distance on all links (which can take multiple paths for redundancy).
• Whether trunking is enabled.
• How the link interfaces with the two SANs.
• Whether compression is enabled on the link.
• Whether the link is dedicated or shared; if so, the resource and amount of those
resources that they use.
• Switch Write Acceleration to check with IBM for compatibility or known limitations.
• Switch Compression, which should be transparent, but complicates the ability to
predict bandwidth.
– Storage and application:
• Specific workloads at the time of 1920 errors, which might not be relevant,
depending upon the occurrence of the 1920 errors and the volumes that are
involved.
• RAID rebuilds.
• Whether 1920 errors are associated with Workload Peaks or Scheduled Backup.

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Inter-system network
For diagnostic purposes, ask the following questions about the inter-system network:
 Was network maintenance being performed?
Consider the hardware or software maintenance that is associated with the inter-system
network, such as updating firmware or adding more capacity.
 Is the inter-system network overloaded?
You can find indications of this situation by using statistical analysis with the help of I/O
stats, IBM Spectrum Control, or both. Examine the internode communications, storage
controller performance, or both. By using IBM Spectrum Control, you can check that the
storage metrics for the GM relationships were stopped, which can be tens of minutes
depending on the gmlinktolerance and maxreplicationdelay parameters.
Diagnose the overloaded link by using the following methods:
– Look at the statistics that are generated by the routers or switches near your most
bandwidth-constrained link between the systems.
Exactly what is provided and how to analyze it varies depending on the equipment that
is used.
– Look at the port statistics for high response time in internode communication.
An overloaded long-distance link causes high response times in the internode
messages (the Port to Remote Node Send Response Time statistic) that are sent by
IBM Spectrum Virtualize. If delays persist, the messaging protocols exhaust their
tolerance elasticity, and the GM protocol is forced to delay handling new foreground
writes while waiting for resources to free up.
– Look at the port statistics for buffer credit starvation.
The Zero Buffer Credit Percentage and Port Send Delay I/O Percentage statistic can
be useful here because you normally have a high value here as the link saturates. Only
look at ports that are replicating to the remote system.
– Look at the volume statistics (before the 1920 error is posted):
• Target volume write throughput approaches the link bandwidth.
If the write throughput on the target volume is equal to your link bandwidth, your link
is likely overloaded. Check what is driving this situation. For example, does the
peak foreground write activity exceed the bandwidth, or does a combination of this
peak I/O and the background copy exceed the link capacity?
• Source volume write throughput approaches the link bandwidth.
This write throughput represents only the I/O that is performed by the application
hosts. If this number approaches the link bandwidth, you might need to upgrade the
link’s bandwidth. Alternatively, reduce the foreground write I/O that the application is
attempting to perform, or reduce the number of remote copy relationships.
• Target volume write throughput is greater than the source volume write throughput.
If this condition exists, the situation suggests a high level of background copy and
mirrored foreground write I/O. In these circumstances, decrease the background
copy rate parameter of the GM partnership to bring back the combined mirrored
foreground I/O and background copy I/O rates within the remote links bandwidth.

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– Look at the volume statistics (after the 1920 error is posted).

Source volume write throughput after the GM relationships were stopped.
If write throughput increases greatly (by 30% or more) after the GM relationships are
stopped, the application host was attempting to perform more I/O than the remote link
can sustain.
When the GM relationships are active, the overloaded remote link causes higher
response times to the application host. This overload decreases the throughput of
application host I/O at the source volume. After the GM relationships stop, the
application host I/O sees a lower response time, and the true write throughput returns.
To resolve this issue, increase the remote link bandwidth, reduce the application host
I/O, or reduce the number of GM relationships.

Storage controllers
Investigate the primary and remote storage controllers, starting at the remote site. If the
back-end storage at the secondary system is overloaded, or another problem is affecting the
cache there, the GM protocol fails to keep up. Similarly, the problem exhausts the
(gmlinktolerance) elasticity and has a similar effect at the primary system.

In this situation, ask the following questions:

 Are the storage controllers at the remote system overloaded (performing slowly)?
Use IBM Spectrum Control to obtain the back-end write response time for each MDisk at
the remote system. A response time for any individual MDisk that exhibits a sudden
increase of 50 ms or more or that is higher than 100 ms generally indicates a problem with
the back end. For a 1920 error that is triggered by the “max replication delay exceeded”
condition, check the peak back-end write response time to see whether it exceeded the
maxreplicationdelay value around the 1920 occurrence.
Check whether an error condition is on the internal storage controller, for example, media
errors, a failed physical disk, or a recovery activity, such as RAID array rebuilding that uses
more bandwidth.
If an error occurs, fix the problem, and then restart the GM relationships.
If no error occurs, consider whether the secondary controller can process the required
level of application host I/O. You might improve the performance of the controller in the
following ways:
– Adding more or faster physical disks to a RAID array.
– Changing the cache settings of the controller and checking that the cache batteries are
healthy, if applicable.
 Are the storage controllers at the primary site overloaded?
Analyze the performance of the primary back-end storage by using the same steps that
you use for the remote back-end storage. The main effect of bad performance is to limit
the amount of I/O that can be performed by application hosts. Therefore, you must monitor
the back-end storage at the primary site regardless of GM. For a 1920 error that is
triggered by the “max replication delay exceeded” condition, check the peak back-end
write response time to see whether it exceeded the maxreplicationdelay value around
the 1920 occurrence.
However, if bad performance continues for a prolonged period, a false 1920 error might be
flagged.

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Node
For IBM Storage Virtualize node hardware, the possible cause of the 1920 errors might be
from a heavily loaded secondary or primary system. If this condition persists, a 1920 error
might be posted.

GM must synchronize its I/O processing across all nodes in the system to ensure data
consistency. If any node is running out of memory, it can affect all relationships. So, check the
CPU cores usage statistic. If CPU usage looks higher when there is a performance problem,
then running out of CPU bandwidth might be causing the problem. Of course, CPU usage
goes up when the IOPS going through a node goes up, so if the workload increases, you
would expect to see CPU usage increase.

If there is an increase in CPU usage on the secondary system but no increase in IOPS and
volume write latency increases too, it is likely that the increase in CPU usage caused the
increased volume write latency. In that case, try to work out what might have caused the
increase in CPU usage (for example, starting many FlashCopy mappings). Consider moving
that activity to a time with less workload. If there is an increase in both CPU usage and IOPS,
and the CPU usage is close to 100%, then that node might be overloaded. A Port-to-local
node send queue time value higher than 0.2 ms often denotes overloaded CPU cores.

In a primary system, if it is sufficiently busy, the write ordering detection in GM can delay
writes enough to reach a latency of gmmaxhostdelay and cause a 1920 error. Stopping
replication potentially lowers CPU usage, and also lowers the opportunities for each I/O to be
delayed by slow scheduling on a busy system.

Solve overloaded nodes by upgrading them to newer, faster hardware if possible, or by

adding more I/O groups or control enclosures (or systems) to spread the workload over more
resources.

Storage area network

Issues and congestions both in local and remote SANs can lead to 1920 errors. The Port to
local node send response time is the key statistic to investigate. It captures the RTT between
nodes in the same system. Anything over 1.0 ms is high and causes high secondary volume
write response time. Values greater than 1 ms on primary system cause an impact on write
latency to GM primary volumes of 3 ms or more.

If you checked CPU core utilization on all the nodes and it has not gotten near 100%, a high
Port to local node send response time means that there is fabric congestion or a slow-draining
FC device.

A good indicator of SAN congestion is the Zero Buffer Credit Percentage and Port Send Delay
I/O Percentage on the port statistics. For more information about buffer credit, see “Buffer
credits” on page 354.

If a port has more than 10% zero buffer credits, that situation definitely causes a problem for
all I/O, not just GM writes. Values 1 - 10% are moderately high and might contribute to
performance issues.

For both primary and secondary systems, congestion on the fabric from other slow-draining
devices becomes much less of an issue when only dedicated ports are used for node-to-node
traffic within the system. However, these ports become an option only on systems with more
than four ports per node. Use port masking to segment your ports.

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FlashCopy considerations
Check that FlashCopy mappings are in the prepared state. Check whether the GM target
volumes are the sources of a FlashCopy mapping and whether that mapping was in the
prepared state for an extended time.

Volumes in the prepared state are cache-disabled, so their performance is impacted. To

resolve this problem, start the FlashCopy mapping, which re-enables the cache and improves
the performance of the volume and of the GM relationship.

FlashCopy can add significant workload to the back-end storage, especially when the
background copy is active (see “Background copy considerations” on page 319). In cases
where the remote system is used to create golden or practice copies for DR testing, the
workload that is added by the FlashCopy background processes can overload the system.
This overload can lead to poor remote copy performances and then to a 1920 error, even
though with IBM FlashSystem this issue is not much of one because of a high-performing
flash back end.

Careful planning of the back-end resources is important with these kinds of scenarios.
Reducing the FlashCopy background copy rate can also help to mitigate this situation.
Furthermore, the FlashCopy CoW process adds some latency by delaying the write
operations on the primary volumes until the data is written to the FlashCopy target.

This process does not directly affect the remote copy operations because it is logically placed
below the remote copy processing in the I/O stack, as shown in Figure 6-7 on page 308.
Nevertheless, in some circumstances, especially with write-intensive environments, the CoW
process tends to stress some of the internal resources of the system, such as CPU and
memory. This condition also can affect the remote copy that competes for the same
resources, eventually leading to 1920 errors.

FCIP considerations
When you get a 1920 error, always check the latency first. The FCIP routing layer can
introduce latency if it is not properly configured. If your network provider reports a much lower
latency, you might have a problem at your FCIP routing layer. Most FCIP routing devices have
built-in tools to enable you to check the RTT. When you are checking latency, remember that
TCP/IP routing devices (including FCIP routers) report RTT by using standard 64-byte ping
packets.

In Figure 6-34 on page 385, you can see why the effective transit time must be measured only
by using packets that are large enough to hold an FC frame, or 2148 bytes (2112 bytes of
payload and 36 bytes of header). Set estimated resource requirements to be a safe amount
because various switch vendors have optional features that might increase this size. After you
verify your latency by using the proper packet size, proceed with normal hardware
troubleshooting.

Look at the second largest component of your RTT, which is serialization delay. Serialization
delay is the amount of time that is required to move a packet of data of a specific size across
a network link of a certain bandwidth. The required time to move a specific amount of data
decreases as the data transmission rate increases.

Figure 6-34 on page 385 shows the orders of magnitude of difference between the link
bandwidths. It is easy to see how 1920 errors can arise when your bandwidth is insufficient.
Never use a TCP/IP ping to measure RTT for FCIP traffic.

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Figure 6-34 Effect of packet size (in bytes) versus the link size

In Figure 6-34, the amount of time in microseconds that is required to transmit a packet
across network links of varying bandwidth capacity is compared. The following packet sizes
are used:
 64 bytes: The size of the common ping packet
 1500 bytes: The size of the standard TCP/IP packet
 2148 bytes: The size of an FC frame

Finally, your path maximum transmission unit (MTU) affects the delay that is incurred to get a
packet from one location to another location. An MTU might cause fragmentation or be too
large and cause too many retransmits when a packet is lost.

Hung I/O
A hung I/O condition is reached when a write operation is delayed in the IBM Storage
Virtualize stack for a significant time (typically seconds). This condition is monitored by
IBM Spectrum Virtualize, which eventually leads to a 1920 error if the delay is higher than
maxreplicationdelay settings.

Hung I/Os can be caused by many factors, such as back-end performance, cache fullness,
internal resource starvation, and remote copy issues. When the maxreplicationdelay setting
triggers a 1920 error, the following areas must be investigated:
 Inter-site network disconnections: This kind of event generates partnership instability,
which leads to delayed mirrored write operations until the condition is resolved.
 Secondary system poor performance: In the case of bad performance, the secondary
system can become unresponsive, which delays the replica of the write operations.
 Primary or secondary system node warmstarts: During a node warmstart, the system
freezes all the I/Os for few seconds to get a consistent state of the cluster resources.
These events often are not directly related to the remote copy operations.

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Note: The maxreplicationdelay trigger can occur even if the cause of the write delay is
not related to the remote copy. In this case, the replication suspension does not resolve the
hung I/O condition.

To exclude the remote copy as the cause of the hung I/O, the duration of the delay (peak
write response time) can be checked by using tools, such as IBM Spectrum Control. If the
measured delay is greater than the maxreplicationdelay settings, it is unlikely that the
remote copy is responsible.

Recovering after 1920 errors

After a 1920 error occurs, the GM auxiliary volumes are no longer in a Consistent
Synchronized state. You must establish the cause of the problem and fix it before you restart
the relationship.

When the relationship is restarted, you must resynchronize it. During this period, the data on
the MM or GM auxiliary volumes on the secondary system is inconsistent, and your
applications cannot use the volumes as backup disks. To address this data consistency
exposure on the secondary system, a FlashCopy of the auxiliary volumes can be created to
maintain a consistent image until the GM (or the MM) relationships are synchronized again
and back in a consistent state.

IBM Storage Virtualize provides the Remote Copy Consistency Protection feature that
automates this process. When Consistency Protection is configured, the relationship between
the primary and secondary volumes does not go in to the Inconsistent copying status after
it is restarted. Instead, the system uses a secondary CV to automatically copy the previous
consistent state of the secondary volume.

The relationship automatically moves to the Consistent copying status as the system
resynchronizes and protects the consistency of the data. The relationship status changes to
Consistent synchronized when the resynchronization process completes.

For more information about the Consistency Protection feature, see Implementation Guide for
IBM Spectrum Virtualize Version 8.5, SG24-8520.

To ensure that the system can handle the background copy load, delay restarting the MM or
GM relationship until a quiet period occurs. If the required link capacity is unavailable, you
might experience another 1920 error, and the MM or GM relationship might stop in an
inconsistent state.

Copy services tools, like IBM CSM, or manual scripts can be used to automatize the
relationships to restart after a 1920 error. CSM implements a logic to avoid recurring restart
operations in the case of a persistent problem. CSM attempts an automatic restart for every
occurrence of a 1720 or 1920 error of a certain number of times (determined by the
gmlinktolerance value) within a 30-minute period.

If the number of allowable automatic restarts is exceeded within the period, CSM does not
automatically restart GM on the next 1720 or 1920 error. Furthermore, with CSM it is possible
to specify the amount of time, in seconds, in which the tool waits after a 1720 or 1920 error
before automatically restarting the GM. For more information, see this I BM Documentation
web page.

Tip: When implementing automatic restart functions, it is a best practice to preserve data
consistency on GM target volumes during the resynchronization by using features such as
FlashCopy or Consistency Protection.

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Adjusting the Global Mirror settings

Although the default values are valid in most configurations, the settings of gmlinktolerance
and gmmaxhostdelay can be adjusted to accommodate particular environment or workload
conditions.

For example, GM can look at average delays. However, some hosts, such as VMware ESX,
might not tolerate a single I/O getting old, for example, 45 seconds, before it decides to
restart. Because it is better to terminate a GM relationship than it is to restart a host, you
might want to set gmlinktolerance to something like 30 seconds and then compensate so
that you do not get too many relationship terminations by setting gmmaxhostdelay to
something larger, such as 100 ms.

If you compare the two approaches, the default (gmlinktolerance 300, gmmaxhostdelay 5) is
a rule that means “If more than one third of the I/Os are slow and that happens repeatedly for
5 minutes, then terminate the busiest relationship in that stream.” In contrast, the example of
gmlinktolerance 30, gmmaxhostdelay 100 is a rule that means “If more than one third of the
I/Os are slow and that happens repeatedly for 30 seconds, then terminate the busiest
relationship in the stream.”

So the first approach picks up general slowness, and the other approach picks up shorter
bursts of extreme slowness that might disrupt your server environment. The general
recommendation is to change the gmlinktolerance and gmmaxhostdelay values progressively
and evaluate the overall impact to find an acceptable compromise between performances and
GM stability.

You can even disable the gmlinktolerance feature by setting the gmlinktolerance value to 0.
However, the gmlinktolerance parameter cannot protect applications from extended
response times if it is disabled. You might consider disabling the gmlinktolerance feature in
the following circumstances:
 During SAN maintenance windows, where degraded performance is expected from SAN
components and application hosts can withstand extended response times from GM
volumes.
 During periods when application hosts can tolerate extended response times and it is
expected that the gmlinktolerance feature might stop the GM relationships. For example,
you are testing the usage of an I/O generator that is configured to stress the back-end
storage. Then, the gmlinktolerance feature might detect high latency and stop the GM
relationships. Disabling the gmlinktolerance parameter stops the GM relationships at the
risk of exposing the test host to extended response times.

Another tunable parameter that interacts with the GM is the maxreplicationdelay. The
maxreplicationdelay settings do not mitigate the 1920 error occurrence because the
parameter adds a trigger to the 1920 error. However, maxreplicationdelay provides users
with a fine granularity mechanism to manage the hung I/Os condition and it can be used in
combination with gmlinktolerance and gmmaxhostdelay settings to better address particular
environment conditions.

In the VMware example, an alternative option is to set the maxreplicationdelay to

30 seconds and leave the gmlinktolerance and gmmaxhostdelay settings at their default. With
these settings, the maxreplicationdelay timeout effectively handles the hung I/Os conditions,
and the gmlinktolerance and gmmaxhostdelay settings still provide an adequate mechanism
to protect from ongoing performance issues.

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6.6 Native IP replication

The native IP replication feature enables replication between any IBM Storage Virtualize
products by using the built-in networking ports or optional 1-, 10-, or 25-Gb adapter.

Native IP replication uses SANslide technology, which was developed by Bridgeworks Limited
of Christchurch, UK. They specialize in products that can bridge storage protocols and
accelerate data transfer over long distances. Adding this technology at each end of a wide
area network (WAN) TCP/IP link improves the utilization of the link.

This technology improves the link utilization by applying patented artificial intelligence (AI) to
hide latency that is normally associated with WANs. Doing so can greatly improve the
performance of mirroring services, in particular GMCV over long distances.

6.6.1 Native IP replication technology

Remote mirroring over IP communication is supported on IBM Storage Virtualize by using
Ethernet communication links. IBM Storage Virtualize Software IP replication uses the
innovative Bridgeworks SANSlide technology to optimize network bandwidth and utilization.
With this new function, you can use a lower-speed and lower-cost networking infrastructure
for data replication.

Bridgeworks SANSlide technology, which is integrated into IBM Spectrum Virtualize, uses AI
to help optimize network bandwidth usage and adapt to changing workload and network
conditions. This technology can improve remote mirroring network bandwidth usage up to
three times. It can enable clients to deploy a less costly network infrastructure, or speed up
remote replication cycles to enhance DR effectiveness.

With an Ethernet network data flow, the data transfer can slow down over time. This condition
occurs because of the latency that is caused by waiting for the acknowledgment of each set of
packets that are sent. The next packet set cannot be sent until the previous packet is
acknowledged, as shown in Figure 6-35.

Figure 6-35 Typical Ethernet network data flow

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However, by using the embedded IP replication, this behavior can be eliminated with the
enhanced parallelism of the data flow. This parallelism uses multiple virtual connections
(VCs) that share IP links and addresses.

The AI engine can dynamically adjust the number of VCs, receive window size, and packet
size to maintain optimum performance. While the engine is waiting for one VC’s ACK, it sends
more packets across other VCs. If packets are lost from any VC, data is automatically
retransmitted, as shown in Figure 6-36.

Figure 6-36 Optimized network data flow by using Bridgeworks SANSlide technology

For more information about this technology, see IBM SAN Volume Controller and Storwize
Family Native IP Replication, REDP-5103.

MM, GM, and GMCV are supported by native IP partnership.

6.6.2 IP partnership limitations

The following prerequisites and assumptions must be considered before IP partnership
between two IBM Storage Virtualize based systems can be established:
 The systems have version 7.2 or later code levels.
 The systems have the necessary licenses that enable remote copy partnerships to be
configured between two systems. A separate license is not required to enable IP
partnership.
 The storage SANs are configured correctly and the correct infrastructure to support the
systems in remote copy partnerships over IP links are in place.
 The two systems must be able to ping each other and perform the discovery.
 The maximum number of partnerships between the local and remote systems, including IP
and FC partnerships, is limited to the current maximum that is supported, which is three
partnerships (four systems total).

Note: With code versions earlier than 8.4.2, only a single partnership over IP is
supported.

 A system can have simultaneous partnerships over FC and IP, but with separate systems.
The FC zones between two systems must be removed before an IP partnership is
configured.
 The use of WAN-optimization devices, such as Riverbed, is not supported in IP
partnership configurations containing SVC.

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 IP partnerships are supported by 25-, 10-, and 1-Gbps links. However, the intermix on a
single link is not supported.
 The maximum supported RTT is 80 ms for 1-Gbps links.
 The maximum supported RTT is 10 ms for 25- and 10-Gbps links.
 The minimum supported link bandwidth is 10 Mbps.
 The inter-cluster heartbeat traffic uses 1 Mbps per link.
 Migrations of remote copy relationships directly from FC-based partnerships to
IP partnerships are not supported.
 IP partnerships between the two systems can be over either IPv4 or IPv6, but not both.
 Virtual local area network (VLAN) tagging of the IP addresses that are configured for
remote copy is supported.
 Management IP addresses and internet Small Computer Systems Interface (ISCSI) IP
addresses on the same port can be in a different network.
 An added layer of security is provided by using Challenge Handshake Authentication
Protocol (CHAP) authentication.
 Direct-attached systems configurations are supported by the following restrictions:
– Only two direct-attach links are allowed.
– The direct-attach links must be on the same I/O group.
– Use two portsets, where a portset contains only the two ports that are directly linked.
 TCP ports 3260 and 3265 are used for IP partnership communications. Therefore, these
ports must be open in firewalls between the systems.
 Network address translation (NAT) between systems that are being configured in an IP
partnership group is not supported.
 Only one remote copy data session per portset can be established. It is intended that only
one connection (for sending or receiving remote copy data) is made for each independent
physical link between the systems.

Note: A physical link is the physical IP link between the two sites: A (local) and
B (remote). Multiple IP addresses on local system A can be connected (by Ethernet
switches) to this physical link. Similarly, multiple IP addresses on remote system B can
be connected (by Ethernet switches) to the same physical link. At any point, only a
single IP address on cluster A can form a remote copy data session with an IP address
on cluster B.

 The maximum throughput is restricted based on the usage of 1-Gbps or 10-Gbps Ethernet
ports. The output varies based on distance (for example, round-trip latency) and quality of
the communication link (for example, packet loss). The following maximum throughputs
are achievable:
– One 1-Gbps port can transfer up to 120 MB.
– One 10-Gbps port can transfer up to 600 MB.

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Table 6-11 lists the IP replication limits.

Table 6-11 IP replication limits

Remote copy property Maximum Apply to Comment

Inter-system IP partnerships Three All models A system can be connected with up

per system systems to three remote systems.

Inter-site links per IP Two links All models A maximum of two inter-site links
partnership can be used between two IP
partnership sites.

Ports per node One port All models A maximum of one port per node
can be used for an IP partnership.

IP partnership software 140 MBps All models Not the total limit of IP replication,
compression limit but only of compression.

6.6.3 VLAN support

VLAN tagging is supported for iSCSI host attachment and IP replication. Hosts and remote
copy operations can connect to the system through Ethernet ports. Each traffic type has
different bandwidth requirements, which can interfere with each other if they share a port.

VLAN tagging creates two separate connections on the same IP network for different types of
traffic. The system supports VLAN configuration on both IPv4 and IPv6 connections.

When the VLAN ID is configured for the IP addresses that are used for iSCSI host attachment
or IP replication, the suitable VLAN settings on the Ethernet network and servers must be
configured correctly to avoid connectivity issues. After the VLANs are configured, changes to
the VLAN settings disrupt iSCSI and IP replication traffic to and from the partnerships.

During the VLAN configuration for each IP address, the VLAN settings for the local and
failover ports on two nodes of an I/O group can differ. To avoid any service disruption,
switches must be configured so that the failover VLANs are configured on the local switch
ports, and the failover of IP addresses from a failing node to a surviving node succeeds.

If failover VLANs are not configured on the local switch ports, no paths are available to
IBM Storage Virtualize during a node failure, and the replication fails.

Consider the following requirements and procedures when implementing VLAN tagging:
 VLAN tagging is supported for IP partnership traffic between two systems.
 VLAN provides network traffic separation at layer 2 for Ethernet transport.
 VLAN tagging by default is disabled for any IP address of a node port. You can use the CLI
or GUI to set the VLAN ID for port IP addresses on both systems in the IP partnership.
 When a VLAN ID is configured for the port IP addresses that are used in remote copy port
groups, the VLAN settings on the Ethernet network must also be properly configured to
prevent connectivity issues.

Setting VLAN tags for a port is disruptive. Therefore, VLAN tagging requires that you stop the
partnership first before you configure VLAN tags. Then, restart when the configuration is
complete.

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6.6.4 Domain name support for IP replication

Starting with IBM Storage Virtualize 8.5, you can specify domain names when creating IP
partnerships. If you specify domain names, a DNS server must be configured on your system.
To configure a DNS server for the system, select Settings → Network → DNS. You can also
use the mkdnsserver command to configure DNS servers.

Using the IBM Storage Virtualize management GUI, you can use DNS of the partner system
by using the following procedure:
1. Select Copy Services → Partnerships and select Create Partnership.
2. Select 2-Site Partnership and click Continue.
3. On the Create Partnership page, select IP.
4. To configure the partnership, enter either the partner system IP address or domain name,
and then select the IP address or domain name of the partner system.

6.6.5 IP compression
IBM Storage Virtualize can use the IP compression capability to speed up replication cycles
or to reduce bandwidth utilization.

This feature reduces the volume of data that must be transmitted during remote copy
operations by using compression capabilities like the ones with existing IBM Real-time
Compression (RtC) implementations.

No license: The IP compression feature does not require a RtC software license.

The data compression is made within the IP replication component of the IBM Storage
Virtualize code. This feature can be used with MM, GM, and GMCV. The IP compression
feature provides two kinds of compression mechanisms: hardware compression and software
compression.

IP compression can be enabled on hardware configurations that support hardware-assisted

compression acceleration engines. The hardware compression is active when compression
accelerator engines are available. Otherwise, software compression is used.

Hardware compression uses currently underused compression resources. The internal

resources are shared between data and IP compression. Software compression uses the
system CPU and might have an impact on heavily used systems.

To evaluate the benefits of the IP compression, use the Comprestimator tool to estimate the
compression ratio (CR) of the data to be replicated. The IP compression can be enabled and
disabled without stopping the remote copy relationship by using the mkippartnership and
chpartnership commands with the -compress parameter. Furthermore, in systems with
replication that is enabled in both directions, the IP compression can be enabled in only one
direction. IP compression is supported for IPv4 and IPv6 partnerships.

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6.6.6 Replication portsets

This section describes the replication portsets and different ways to configure the links
between the two remote systems. Two systems can be connected over one link or at most two
links. For the systems to know about the physical links between the two sites, you use
portsets.

Portsets are groupings of logical addresses that are associated with the specific traffic types.
IBM Storage Virtualize supports IP (iSCSI or iSCSI Extensions for Remote Direct Memory
Access (RDMA) (iSER)) or FC portsets for host attachment, IP portsets for back-end storage
connectivity (iSCSI only), and IP replication traffic. Each physical Ethernet port can have a
maximum of 64 IP addresses with each IP address on a unique portset.

A portset object is a system-wide object that might contain IP addresses from every I/O
group. Figure 6-37 shows a sample of a portsets definition across the canister ports in a 2-I/O
group IBM Storage Virtualize Storage system cluster.

Figure 6-37 Portsets

To establish an IP partnership between two systems, complete the following steps:

1. Identify the Ethernet ports to be used for IP replication.
2. Define a replication type portset.
3. Set the IP addresses to the identified ports and add them to the portset.
4. Create the IP partnership from both systems specifying the portset to be used.

Multiple IBM Storage Virtualize canisters or nodes can be connected to the same physical
long-distance link by setting IP addresses in the same portset. Samples of supported
configurations are described in 6.6.7, “Supported configurations examples” on page 395.

In scenarios with two physical links between the local and remote clusters, two separate
replication portsets must be used to designate which IP addresses are connected to which
physical link. The relationship between the physical links and the replication portsets is not
monitored by the IBM Storage Virtualize code. Therefore, two different replication portsets
can be used with a single physical link and vice versa.

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All IP addresses in a replication portset must be IPv4 or IPv6 addresses (IP types cannot be
mixed). IP addresses can be shared among replication and host type portsets, although it is
not recommended.

Note: The concept of a portset was introduced in IBM Storage Virtualize 8.4.2 and the IP
Multi-tenancy feature. Versions before 8.4.2 use the remote copy port groups concept to
tag the IP addresses to associate with an IP partnership. For more information about the
remote copy port group configuration, see this IBM Documentation web page.

When upgrading to version 8.4.2, an automatic process occurs to convert the remote copy
port groups configuration to an equivalent replication portset configuration.

Failover operations within and between portsets

Within one portset, only one IP address from each system is selected for sending and
receiving remote copy data at any one time. Therefore, on each system, at most one IP
address for each portset group is reported as used.

If the IP partnership cannot continue over an IP address, the system fails over to another IP
address within that portset. Some reasons this issue might occur include the switch to which
it is connected fails, the node goes offline, or the cable that is connected to the port is
unplugged.

For the IP partnership to continue during a failover, multiple ports must be configured within
the portset. If only one link is configured between the two systems, configure at least two IP
addresses (one per node) within the portset. You can configure these two IP addresses on
two nodes within the same I/O group or within separate I/O groups.

While failover is in progress, no connections in that portset exist between the two systems in
the IP partnership for a short time. Typically, failover completes within 30 seconds to 1 minute.
If the systems are configured with two portsets, the failover process within each portset
continues independently of each other.

The disadvantage of configuring only one link between two systems is that during a failover, a
discovery is initiated. When the discovery succeeds, the IP partnership is reestablished. As a
result, the relationships might stop, in which case a manual restart is required. To configure
two inter-system links, you must configure two replication type portsets.

When a node fails in this scenario, the IP partnership can continue over the other link until the
node failure is rectified. Then, failback occurs when both links are again active and available
to the IP partnership. The discovery is triggered so that the active IP partnership data path is
made available from the new IP address.

In a two-node system or when more than one I/O group exists and the node in the other I/O
group has IP addresses within the replication portset, the discovery is triggered. The
discovery makes the active IP partnership data path available from the new IP address.

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6.6.7 Supported configurations examples

Different IP replication topologies are available depending on the number of physical links, the
number of nodes, and the number of IP partnerships. In the following sections, some typical
configurations are described.

Single partnership configurations

In this section, some single partnership configurations are described.

Single inter-site link configurations

Consider single control enclosure systems in IP partnership over a single inter-site link (with
failover ports configured), as shown in Figure 6-38.

Figure 6-38 Only one link on each system and canister with failover ports configured

Figure 6-38 shows two systems: System A and System B. A single portset is used with IP
addressees on two Ethernet ports, one each on Canister A1 and Canister A2 on System A.
Similarly, a single portset is configured on two Ethernet ports on Canister B1 and Canister B2
on System B.

Although two ports on each system are configured in the portset, only one Ethernet port in
each system actively participates in the IP partnership process. This selection is determined
by a path configuration algorithm that is designed to choose data paths between the two
systems to optimize performance.

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The other port on the partner canister or node in the control enclosure behaves as a standby
port that is used during a canister or node failure. If Canister or Node A1 fails in System A, IP
partnership continues servicing replication I/O from Ethernet Port 2 because a failover port is
configured on Canister or Node A2 on Ethernet Port 2.

However, it might take some time for discovery and path configuration logic to reestablish
paths post-failover. This delay can cause partnerships to change to Not_Present for that time.
The details of the particular IP port that is actively participating in IP partnership is provided in
the lspartnership output (reported as link1_ip_id and link2_ip_id).

This configuration has the following characteristics:

 Each canister in the control enclosure or node in the I/O group has ports with IP
addresses that are defined in the same replication type portset. However, only one path is
active at any time at each system.
 If Canister or Node A1 in System A or Canister or Node B2 in System B fails in the
respective systems, IP partnerships rediscovery is triggered and continues servicing the
I/O from the failover port.
 The discovery mechanism that is triggered because of failover might introduce a delay
where the partnerships momentarily change to the Not_Present state and recover.

A 4-control enclosure system or 8-node system in IP partnership with a 2-control enclosure

system or 5-node system over a single inter-site link is shown in Figure 6-39 on page 397.

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Figure 6-39 Clustered or multinode systems with a single inter-site link with only one link

Figure 6-39 shows a 4-control enclosure system or an 8-node system (System A in Site A)
and a 2-control enclosure system or a 4-node system (System B in Site B). A single
replication portset is used on canisters or nodes A1, A2, A5, and A6 on System A at Site A.
Similarly, a single portset is used on canisters or nodes B1, B2, B3, and B4 on System B.

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Although four control enclosures or four I/O groups (eight nodes) are in System A, only two
control enclosures or I/O groups are configured for IP partnerships. Port selection is
determined by a path configuration algorithm. The other ports play the role of standby ports.

If Canister or Node A1 fails in System A, IP partnership continues to use one of the ports that
is configured in the portset from any of the canisters or nodes from either of the two control
enclosures in System A.

However, it might take some time for discovery and path configuration logic to reestablish
paths post-failover. This delay might cause partnerships to change to the Not_Present state.
This process can lead to remote copy relationships stopping. The administrator must
manually start them if the relationships do not auto-recover.

The details of which particular IP port is actively participating in IP partnership process is

provided in the lspartnership output (reported as link1_ip_id and link2_ip_id).

This configuration includes the following characteristics:

 The replication portset that is used contains IP addresses from canisters of all the control
enclosures. However, only one path is active at any time at each system.
 If Canister or Node A1 in System A or Canister or Node B2 in System B fails in the system,
the IP partnerships trigger discovery and continue servicing the I/O from the failover ports.
 The discovery mechanism that is triggered because of failover might introduce a delay
where the partnerships momentarily change to the Not_Present state and then recover.
 The bandwidth of the single link is used completely.

Two inter-site link configurations

A single control enclosure or two 2-node systems with a 2-inter-site link configuration is
shown in Figure 6-40 on page 399.

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Figure 6-40 Dual links with two replication portsets on each system configured

As shown in Figure 6-40, two replication portsets are configured on System A and System B
because two inter-site links are available. In this configuration, the failover ports are not
configured on partner canisters or nodes in the control enclosure or I/O group. Rather, the
ports are maintained in different portsets on both of the canisters or nodes. They can remain
active and participate in an IP partnership by using both of the links. Failover ports cannot be
used with this configuration because only one active path per canister per partnership is
allowed.

However, if either of the canisters or nodes in the control enclosure or I/O group fail (that is, if
Canister or Node A1 on System A fails), the IP partnership continues from only the available
IP that is configured in portset that is associated to link 2. Therefore, the effective bandwidth
of the two links is reduced to 50% because only the bandwidth of a single link is available until
the failure is resolved.

This configuration includes the following characteristics:

 Two inter-site links exist, and two replication portset are used.
 Each node has only one IP address in each replication portset.
 Both IP addresses in the two portsets participate simultaneously in IP partnerships.
Therefore, both the links are used.

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 During a canister or node failure or link failure, the IP partnership traffic continues from the
other available link. Therefore, if two links of 10 Mbps each are available and you have
20 Mbps of effective link bandwidth, bandwidth is reduced to 10 Mbps only during a failure.
 After the canister or node failure or link failure is resolved and failback happens, the entire
bandwidth of both of the links is available as before.

A 4-control enclosure clustered system or an 8-node system in IP partnership with a 2-control

enclosure clustered system or a 4-node system over dual inter-site links is shown in
Figure 6-41.

Figure 6-41 Clustered/multinode systems with dual inter-site links between the two systems

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Figure 6-41 on page 400 shows a 4-control enclosure or an 8-node System A in Site A and a
2-control enclosure or a 4-node System B in Site B. Canisters or nodes from only two control
enclosures or two I/O groups are configured with replication portsets in System A.

In this configuration, two links and two control enclosures or two I/O groups are configured
with replication portsets. However, path selection logic is managed by an internal algorithm.
Therefore, this configuration depends on the pathing algorithm to decide which of the
canisters or nodes actively participate in IP partnership. Even if Canister or Node A5 and
Canister or Node A6 have IP addresses that are configured within replication portsets
properly, active IP partnership traffic on both of the links can be driven from Canister or Node
A1 and Canister or Node A2 only.

If Canister or Node A1 fails in System A, IP partnership traffic continues from Canister or

Node A2 (that is, link 2). The failover also causes IP partnership traffic to continue from
Canister or Node A5 on which a portset that is associated to link 1 is configured. The details
of the specific IP port actively participating in the IP partnership process is provided in the
lspartnership output (reported as link1_ip_id and link2_ip_id).

This configuration includes the following characteristics:

 Two control enclosures or two I/O groups have IP addresses that are configured in two
replication portsets because two inter-site links for participating in IP partnership are used.
However, only one IP per system in a particular portset remains active and participates in
an IP partnership.
 One IP address per system from each replication portset participates in an IP partnership
simultaneously. Therefore, both of the links are used.
 If a canister or node or port on the canister that is actively participating in the IP
partnership fails, the remote copy data path is established from that port because another
IP address is available on an alternative canister or node in the system within the
replication portset.
 The path selection algorithm starts discovery of available IP addresses in the affected
portset in the alternative I/O groups and paths are reestablished. This process restores
the total bandwidth across both links.

Multiple partnerships configurations

In this section, some multiple partnerships configurations are described.

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Figure 6-42 shows a 2-control enclosure or a 4-node System A in Site A, a 2-control

enclosure or a 4-node System B in Site B, and a 2-control enclosure or 4-node System C in
Site C.

Figure 6-42 Multiple IP partnerships with two links and only one I/O group

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In this configuration, two links and only one control enclosure or one I/O group are configured
with replication portsets in System A. Both replication portsets use the same Ethernet ports in
Canister or Node A1 and A2. System B uses a replication portset that is associated to link 1,
and System C uses a replication portset that is associated to link 2. System B and System C
have configured portsets across both control enclosures.

However, path selection logic is managed by an internal algorithm. Therefore, this

configuration depends on the pathing algorithm to decide which of the canisters or nodes
actively participate in IP partnerships. In this example, the active paths go from Canister or
Node A1 to Canister or Node B1 and Canister or Node A1 to Canister or Node C1. In this
configuration, multiple paths are allowed for a single canister because they are used for
different IP partnerships.

If Canister or Node A1 fails in System A, IP partnerships continue servicing replication I/O

from Canister or Node A2 because a fail-over port is configured on that node.

However, it might take some time for discovery and path configuration logic to reestablish
paths post-failover. This delay can cause partnerships to change to Not_Present for that time,
which can lead to a replication stopping. The details of the specific IP port that is actively
participating in then IP partnership is provided in the lspartnership output (reported as
link1_ip_id and link2_ip_id).

This configuration includes the following characteristics:

 One IP per system from each replication portset participates in the IP partnership
simultaneously. Therefore, both links are used.
 Replication portsets on System A for both links are defined in the same physical ports.
 If a canister or node or port on the canister or node that is actively participating in an IP
partnership fails, the remote copy data path is established from that port because another
IP address is available on an alternative canister in the system within the replication
portset.
 The path selection algorithm starts the discovery of available IP addresses in the affected
portset in the alternative control enclosures, and paths are reestablished. This process
restores the total bandwidth across both links.

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An alternative partnership layout configuration is shown in Figure 6-43.

Figure 6-43 Multiple IP partnerships with two links

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In this configuration, two links and two control enclosures or two I/O groups are configured
with replication portsets in System A. System A control enclosure 0 or I/O Group 0 (Canister
or Node A1 and Canister or Node A2) use IP addresses on the replication portset that is
associated to link 1, and control enclosure 1 or I/O Group 1 (Canister or Node A3 and
Canister or Node A4) use IP addresses on the replication portset that is associated to link 2.
System B uses a replication portset that is associated to link 1, and System C uses a
replication portset that is associated to link 2. System B and System C have configured
portsets across both control enclosures or I/O groups.

However, path selection logic is managed by an internal algorithm. Therefore, this

configuration depends on the pathing algorithm to decide which of the nodes actively
participate in IP partnerships. In this example, the active paths go from Canister or Node A1
to Canister or Node B1 and Canister or Node A4 to Canister or Node C1 for System A to
System B and System A to System C.

If Canister or Node A1 fails in System A, the IP partnership for System A to System B

continues servicing replication I/O from Canister or Node A2 because a failover port is
configured on that node.

However, it might take some time for the discovery and path configuration logic to reestablish
paths post-failover. This delay can cause partnerships to change to Not_Present for that time,
which can lead to a replication stopping. The partnership for System A to System C remains
unaffected. The details of the specific IP port that is actively participating in the IP partnership
are provided in the lspartnership output (reported as link1_ip_id and link2_ip_id).

This configuration includes the following characteristics:

 One IP address per system from each replication portset participates in the IP partnership
simultaneously. Therefore, both of the links are used.
 Replication portsets on System A for the two links are defined in different physical ports.
 If a canister or node or port on the canister or node that is actively participating in the IP
partnership fails, the remote copy data path is established from that port because another
IP address is available on an alternative canister or node in the system within the
replication portset.
 The path selection algorithm starts discovery of the available IP addresses in the affected
portset in the alternative control enclosures or I/O groups, and paths are reestablished.
This process restores the total bandwidth across both links.
 If a canister or node or link failure occurs, only one partnership is affected.

Replication portsets: Configuring two replication portsets provides more bandwidth and
resilient configurations in a link failure. Two replication portsets also can be configured with
a single physical link. This configuration makes sense only if the total link bandwidth
exceeds the aggregate bandwidth of two replication portsets together. The usage of two
portsets when the link bandwidth does not provide the aggregate throughput can lead to
network resources contention and bad link performance.

6.6.8 Native IP replication performance considerations

Many factors affect the performance of an IP partnership. Some of these factors are latency,
link speed, number of intersite links, host I/O, MDisk latency, and hardware. Since the
introduction of IP partnerships, many improvements were made to make IP replication better
performing and more reliable.

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Nevertheless, with poor quality networks that have significant packet loss and high latency,
the actual usable bandwidth might decrease considerably.

Figure 6-44 shows the throughput trend for a 1-Gbps port regarding the packet loss ratio and
the latency.

Figure 6-44 1-Gbps port throughput trend

Figure 6-44 shows how the combined effect of packet loss and latency can lead to a
throughput reduction of more than 85%. For these reasons, the IP replication option should
be considered only for replication configurations that are not affected by poor quality and poor
performing networks. Due to its characteristic of low-bandwidth requirement, GMCV is the
preferred solution with IP replication.

To improve performance when using compression and an IP partnership in the same system,
use a different port for iSCSI host I/O and IP partnership traffic. Also, use a different VLAN ID
for iSCSI host I/O and IP partnership traffic.

6.7 Volume mirroring

By using volume mirroring, you can have two physical copies of a volume that provide a basic
RAID 1 function. These copies can be in the same storage pool or in different storage pools,
with different extent sizes of the storage pool. Typically, the two copies are allocated in
different storage pools.

The first storage pool contains the original (primary volume copy). If one storage controller or
storage pool fails, a volume copy is not affected if it was placed on a different storage
controller or in a different storage pool.

If a volume is created with two copies, both copies use the same virtualization policy.
However, you can have two copies of a volume with different virtualization policies. In
combination with thin-provisioning, each mirror of a volume can be thin-provisioned,
compressed or fully allocated, and in striped, sequential, or image mode.

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A mirrored (secondary) volume has all the capabilities of the primary volume copy. It also has
the same restrictions (for example, a mirrored volume is owned by an I/O group, as with any
other volume). This feature also provides a point-in-time copy function that is achieved by
“splitting” a copy from the volume. However, the mirrored volume does not address other
forms of mirroring that are based on remote copy (GM or MM functions), which mirrors
volumes across I/O groups or clustered systems.

One copy is the primary copy, and the other copy is the secondary copy. Initially, the first
volume copy is the primary copy. You can change the primary copy to the secondary copy
if required.

Figure 6-45 shows an overview of volume mirroring.

Figure 6-45 Volume mirroring overview

6.7.1 Read/write operations

Read/write operations behavior depends on the status of the copies and on other
environment settings. During the initial synchronization or a resynchronization, only one of the
copies is in synchronized status, and all the reads are directed to this copy. The write
operations are directed to both copies.

When both copies are synchronized, the write operations are again directed to both copies.
The read operations usually are directed to the primary copy unless the system is configured
in an ESC topology, which applies to an SVC system only. With this system topology and the
enablement of site awareness capability, the concept of primary copy still exists, but is not
more relevant. The read operation follows the site affinity.

For example, consider an ESC configuration with mirrored volumes with one copy in Site A
and the other in Site B. If a host I/O read is attempted to a mirrored disk through an
IBM Storage Virtualize node in Site A, then the I/O read is directed to the copy in Site A, if it is
available. Similarly, a host I/O read that is attempted through a node in Site B goes to the Site
B copy.

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Important: With an SVC ESC, keep consistency between the hosts, nodes, and storage
controller site affinity as long as possible to ensure the best performance.

During back-end storage failure, note the following points:

 If one of the mirrored volume copies is temporarily unavailable, the volume remains
accessible to servers.
 The system tracks the volume blocks that are written or changed, and resynchronizes
these areas when both copies are available.
 The remaining copy service can read I/O without user intervention when the failing one is
offline.

6.7.2 Volume mirroring use cases

Volume mirroring can provide extra copies of the data that can be used for HA solutions and
data migration scenarios. You can convert a nonmirrored volume into a mirrored volume by
adding a copy. When a copy is added by using this method, the cluster system synchronizes
the new copy so that it is the same as the existing volume. You can convert a mirrored volume
into a nonmirrored volume by deleting one copy or by splitting one copy to create a
nonmirrored volume.

Access: Servers can access the volume during the synchronization processes that are
described.

You can use mirrored volumes to provide extra protection for your environment or perform a
migration. This solution offers several options:
 Stretched cluster configurations (only applicable to SVC)
Standard and ESC SVC configuration uses the volume mirroring feature to implement the
data availability across the sites.
 Export to Image mode
With this option, you can move storage from managed mode to image mode. This option is
useful if you are using IBM Storage Virtualize as a migration device. For example, suppose
vendor A’s product cannot communicate with vendor B’s product, but you need to migrate
existing data from vendor A to vendor B.
By using Export to image mode, you can migrate data by using copy services functions
and then return control to the native array while maintaining access to the hosts.
 Import to Image mode
With this option, you can import an existing storage MDisk or LUN with its existing data
from an external storage system without putting metadata on it. The existing data remains
intact. After you import it, you can use the volume mirroring function to migrate the storage
to the other locations while the data remains accessible to your hosts.
 Volume cloning by using volume mirroring and then by using the Split into New Volume
option
With this option, any volume can be cloned without any interruption to host access. You
must create two mirrored copies of the data and then break the mirroring with the split
option to make two independent copies of data. This option does not apply to already
mirrored volumes.

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 Volume pool migration by using the volume mirroring option

With this option, any volume can be moved between storage pools without any interruption
to host access. You might use this option to move volumes as an alternative to the Migrate
to Another Pool function.
Compared to the Migrate to Another Pool function, volume mirroring provides more
manageability because it can be suspended and resumed anytime, and you can move
volumes among pools with different extent sizes. This option does not apply to already
mirrored volumes.

Use case: Volume mirroring can be used to migrate volumes from and to DRPs, which
do not support extent-based migrations. For more information, see 4.3.6, “Data
migration with data reduction pools” on page 200.

 Volume capacity savings change

With this option, you can modify the capacity savings characteristics of any volume from
standard to thin-provisioned or compressed and vice versa without any interruption to host
access. This option works the same as the volume pool migration but specifies a different
capacity savings for the newly created copy. This option does not apply to already mirrored
volumes.

When you use volume mirroring, consider how quorum candidate disks are allocated. Volume
mirroring maintains some state data on the quorum disks. If a quorum disk is not accessible
and volume mirroring cannot update the state information, a mirrored volume might need to
be taken offline to maintain data integrity. To ensure the HA of the system, ensure that
multiple quorum candidate disks, which are allocated on different storage systems, are
configured.

Quorum disk consideration: Mirrored volumes can be taken offline if there is no quorum
disk that is available. This behavior occurs because the synchronization status for mirrored
volumes is recorded on the quorum disk. To protect against mirrored volumes being taken
offline, follow the guidelines that are described in the previous paragraph.

Here are other volume mirroring use cases and characteristics:

 Creating a mirrored volume:
– A user can create a maximum of two copies per volume.
– Both copies are created with the same virtualization policy, by default.
To have a volume that is mirrored by using different policies, you must add a volume
copy with a different policy to a volume that has only one copy.
– Both copies can be in different storage pools. The first storage pool that is specified
contains the primary copy.
– It is not possible to create a volume with two copies when specifying a set of MDisks.
 Add a volume copy to an existing volume:
– The volume copy that is added can have a different space allocation policy.
– Two existing volumes with one copy each cannot be merged into a single mirrored
volume with two copies.
 Remove a volume copy from a mirrored volume:
– The volume remains with only one copy.
– It is not possible to remove the last copy from a volume.

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 Split a volume copy from a mirrored volume and create a volume with the split copy:
– This function is allowed only when the volume copies are synchronized. Otherwise, use
the -force command.
– It is not possible to recombine the two volumes after they are split.
– Adding and splitting in one workflow enables migrations that are not currently allowed.
– The split volume copy can be used as a means for creating a point-in-time copy
(clone).
 Repair or validate volume copies by comparing them and performing the following three
functions:
– Report the first difference found. The function can iterate by starting at a specific LBA
by using the -startlba parameter.
– Create virtual medium errors where there are differences. This function is useful if
there is back-end data corruption.
– Correct the differences that are found (reads from primary copy and writes to
secondary copy).
 View volumes that are affected by a back-end disk subsystem being offline:
– Assume that a standard usage is for a mirror between disk subsystems.
– Verify that mirrored volumes remain accessible if a disk system is being shut down.
– Report an error in case a quorum disk is on the back-end disk subsystem.
 Expand or shrink a volume:
– This function works on both of the volume copies at once.
– All volume copies always have the same size.
– All copies must be synchronized before expanding or shrinking them.

DRP limitation: DRPs do not support thin or compressed volumes shrinking.

 Delete a volume. When a volume is deleted, all copies are deleted for that volume.
 Migration commands apply to a specific volume copy.
 Out-of-sync bitmaps share the bitmap space with FlashCopy and MM and GM. Creating,
expanding, and changing I/O groups might fail if there is insufficient memory.
 GUI views contain volume copy IDs.

6.7.3 Mirrored volume components

Note the following points regarding mirrored volume components:
 A mirrored volume is always composed of two copies (copy 0 and copy1).
 A volume that is not mirrored consists of a single copy (which, for reference, might be
copy 0 or copy 1).

A mirrored volume looks the same to upper-layer clients as a nonmirrored volume. Upper
layers within the cluster software, such as FlashCopy and MM and GM, and storage clients,
do not know whether a volume is mirrored. They all continue to handle the volume as they did
before without being aware of whether the volume is mirrored.

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Figure 6-46 shows the attributes of a volume and volume mirroring.

Attributes of a Volume:
- Volume name
- Volume size
Volume ABC - Number of copies of the Volume
DS8700 - Volume synchonization rate
Volume is accessed by functions:
-FlashCopy
- Metro Mirror / Global Mirror

Attributes of a Mirrored Volume:

-Volume copy ID
- 0 or 1
- Physical location (Storage Pool, Mdisk)
- Virtualization mode:
Volume ABC Volume ABC - Striped, sequential or image
Mirroring
g1
Mirroring
DS8700
g0
XIV
- Space allocation policy:
Striped Sequential - Fully allocated or thin-provisioned
redundancy latency
- Mirror write priority: code level v6.3
- redundancy
- latency
Figure 6-46 Attributes of a volume and volume mirroring

In Figure 6-46, IBM XIV and IBM DS8700 show that a mirrored volume can use different
storage devices.

6.7.4 Volume mirroring synchronization options

When a volume is created with two copies, initially the copies are in the out-of-sync status.
The primary volume copy (located in the first specified storage pool) is defined as in sync, and
the secondary volume copy is defined as out of sync. The secondary copy is synchronized
through the synchronization process.

This process runs at the default synchronization rate of 50 (as shown in Table 6-12), or at the
defined rate while creating or modifying the volume. For more information about the effect of
the copy rate setting, see 6.7.5, “Volume mirroring performance considerations” on page 412.
When the synchronization process completes, the volume mirroring copies are in the in-sync
state.

Table 6-12 Relationship between the rate value and the data copied per second
User-specified rate attribute value per volume Data copied per second

0 Synchronization is disabled.

1 - 10 128 KB

11 - 20 256 KB

21 - 30 512 KB

31 - 40 1 MB

41 - 50 2 MB (50% is the default value.)

51 - 60 4 MB

61 - 70 8 MB

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User-specified rate attribute value per volume Data copied per second

71 - 80 6 MB

81 - 90 32 MB

91 - 100 64 MB

101 - 110 128 MB

111 - 120 256 MB

121 - 130 512 MB

131 - 140 1024 MB

141 - 150 2048 MB

By default, when a mirrored volume is created, a format process also is initiated. This process
ensures that the volume data is zeroed to prevent access to data that is still present on the
reused extents.

This format process runs in the background at the defined synchronization rate, as shown in
Table 6-12 on page 411. Before IBM Storage Virtualize 8.4, the format processing overwrites,
with zeros, only Copy 0, and then synchronizes Copy 1. With version 8.4 or later, the format
process is initiated concurrently to both volume mirroring copies, which eliminates the second
synchronization step.

You can specify that a volume is synchronized (the -createsync parameter), even if it is not.
Using this parameter can cause data corruption if the primary copy fails and leaves an
unsynchronized secondary copy to provide data. Using this parameter can cause loss of read
stability in unwritten areas if the primary copy fails, data is read from the primary copy, and
then different data is read from the secondary copy. To avoid data loss or read stability loss,
use this parameter only for a primary copy that was formatted and not written to. When using
the -createsync setting, the initial formatting is skipped.

Another example use case for -createsync is for a newly created mirrored volume where both
copies are thin-provisioned or compressed because no data is written to disk and unwritten
areas return zeros (0). If the synchronization between the volume copies was lost, the
resynchronization process is incremental, which means that only grains that were written to
must be copied, which then receive synchronized volume copies again.

The progress of volume mirror synchronization can be obtained from the GUI or by using the
lsvdisksyncprogress command.

6.7.5 Volume mirroring performance considerations

The write operation of mirrored volumes always occurs to both copies, which causes mirrored
volumes to generate more workload on the cluster, back-end disk subsystems, and the
connectivity infrastructure. The mirroring is symmetrical, and writes are acknowledged only
when the write to the last copy completes. The result is that if the volumes copies are on
storage pools with different performance characteristics, the slowest storage pool determines
the performance of writes to the volume. This performance applies when writes must be
destaged to disk.

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Tip: Place volume copies of one volume on storage pools with the same or similar
characteristics. Usually, if only good read performance is required, you can place the
primary copy of a volume in a storage pool with better performance. Because the data is
read always and only from one volume copy, reads are not faster than without volume
mirroring.

However, this situation is only true when both copies are synchronized. If the primary is out
of sync, then reads are submitted to the other copy.

Synchronization between volume copies has a similar impact on the cluster and the back-end
disk subsystems as FlashCopy or data migration. The synchronization rate is a property of a
volume that is expressed as a value of 0 - 150. A value of 0 disables synchronization.

Table 6-12 on page 411 shows the relationship between the rate value and the data that is
copied per second.

Rate attribute value: The rate attribute is configured on each volume that you want to
mirror. The default value of a new volume mirror is 50%.

In large IBM Storage Virtualize configurations, the settings of the copy rate can considerably
affect the performance in scenarios where a back-end storage failure occurs. For example,
consider a scenario where a failure of a back-end storage controller is affecting one copy of
300 mirrored volumes. The host continues the operations by using the remaining copy.

When the failed controller comes back online, the resynchronization process for all 300
mirrored volumes starts concurrently. With a copy rate of 100 for each volume, this process
can add a theoretical workload of 18.75 GBps, which overloads the system.

Then, the general suggestion for the copy rate settings is to evaluate the impact of massive
resynchronization and set the parameters. Consider setting the copy rate to high values for
initial synchronization only, and with a few volumes at a time. Alternatively, consider defining a
volume provisioning process that allows the safe creation of already synchronized mirrored
volumes, as described in 6.7.4, “Volume mirroring synchronization options” on page 411.

Volume mirroring I/O timeout configuration

A mirrored volume has pointers to the two copies of data, usually in different storage pools.
Each write completes on both copies before the host receives the I/O completion status.

Synchronized mirrored volume copy is taken offline and goes out of sync if the following
conditions occur. The volume remains online and continues to service I/O requests from the
remaining copy.
 If a write I/O to a copy failed or a long timeout expired.
 The system completed all available controller level error recovery procedures (ERPs).

The fast failover feature isolates hosts from temporarily and poorly performing back-end
storage of one copy at the expense of a short interruption to redundancy. The fast failover
feature behavior is that during normal processing of host write I/O, the system submits writes
to both copies with a timeout of 10 seconds (20 seconds for stretched volumes). If one write
succeeds and the other write takes longer than 5 seconds, then the slow write is stopped. The
FC abort sequence can take around 25 seconds.

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When the stop completes, one copy is marked as out of sync, and the host write I/O
completed. The overall fast failover ERP aims to complete the host I/O in approximately
30 seconds (or 40 seconds for stretched volumes).

The fast failover can be set for each mirrored volume by using the chvdisk command and the
mirror_write_priority attribute settings:
 Latency (default value): A short timeout prioritizing low host latency. This option enables
the fast failover feature.
 Redundancy: A long timeout prioritizing redundancy. This option indicates that a copy that
is slow to respond to a write I/O can use the full ERP time. The response to the I/O is
delayed until it completes to keep the copy in sync if possible. This option disables the fast
failover feature.

Volume mirroring ceases to use slow copy for 4 - 6 minutes, and subsequent I/O data is not
affected by a slow copy. Synchronization is suspended during this period. After the copy
suspension completes, volume mirroring resumes, which allows I/O data and synchronization
operations to the slow copy, which often quickly completes the synchronization.

If another I/O times out during the synchronization, then the system stops using that copy
again for 4 - 6 minutes. If one copy is always slow, then the system tries it every 4 - 6 minutes
and the copy gets progressively more out of sync as more grains are written. If fast failovers
are occurring regularly, there is probably an underlying performance problem with the copy’s
back-end storage.

The preferred mirror_write_priority setting for the ESC configurations is latency.

6.7.6 Bitmap space for out-of-sync volume copies

The grain size for the synchronization of volume copies is 256 KB. One grain takes up 1 bit of
bitmap space. 20 MB of bitmap space supports 40 TB of mirrored volumes. This relationship
is the same as the relationship for copy services (Global and MM) and standard FlashCopy
with a grain size of 256 KB (see Table 6-13).

Table 6-13 Relationship of bitmap space to volume mirroring address space

Function Grain 1 byte of 4 KB of bitmap 1 MB of bitmap 20 MB of 512 MB of
size bitmap space space gives a space gives a bitmap space bitmap space
in KB gives a total of total of total of gives a total of gives a total of

Volume 256 2 MB of volume 8 GB of volume 2 TB of volume 40 TB of volume 1024 TB of

mirroring capacity capacity capacity capacity volume capacity

Shared bitmap space: This bitmap space on one I/O group is shared between MM, GM,
FlashCopy, and volume mirroring.

The command to create mirrored volumes can fail if there is not enough space to allocate
bitmaps in the target I/O Group. To verify and change the space that is allocated and available
on each I/O group by using the CLI, see Example 6-4.

Example 6-4 A lsiogrp and chiogrp command example

IBM_IBM FlashSystem:ITSO:superuser>lsiogrp
id name node_count vdisk_count host_count site_id site_name
0 io_grp0 2 9 0
1 io_grp1 0 0 0

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2 io_grp2 0 0 0
3 io_grp3 0 0 0
4 recovery_io_grp 0 0 0
IBM_IBM FlashSystem:ITSO:superuser>lsiogrp io_grp0|grep _memory
flash_copy_total_memory 20.0MB
flash_copy_free_memory 20.0MB
remote_copy_total_memory 20.0MB
remote_copy_free_memory 20.0MB
mirroring_total_memory 20.0MB
mirroring_free_memory 20.0MB
raid_total_memory 40.0MB
raid_free_memory 40.0MB
flash_copy_maximum_memory 2048.0MB
compression_total_memory 0.0MB
.
IBM_IBM FlashSystem:ITSO:superuser>chiogrp -feature mirror -size 64 io_grp0
IBM_IBM FlashSystem:ITSO:superuser>lsiogrp io_grp0|grep _memory
flash_copy_total_memory 20.0MB
flash_copy_free_memory 20.0MB
remote_copy_total_memory 20.0MB
remote_copy_free_memory 20.0MB
mirroring_total_memory 64.0MB
mirroring_free_memory 64.0MB
raid_total_memory 40.0MB
raid_free_memory 40.0MB
flash_copy_maximum_memory 2048.0MB
compression_total_memory 0.0MB

To verify and change the space that is allocated and available on each I/O group by using the
GUI, see Figure 6-47.

Figure 6-47 IOgrp feature example

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6.8 Policy-based replication

Starting firmware version 8.5.2, a new feature called policy-based replication, also referred as
PBR, has been introduced with enhanced replication implementation solution. The purpose of
the PBR is to simplify configuration, management, and monitoring of the replication through
the use of policies and volume groups.

Policy-based replication addresses the challenges of replication performance, usability, and

scalability with Remote Copy. In the current release, it supports only Asynchronous
replication over FC or IP partnerships. (One can still continue using remote copy after
firmware upgrade).

6.8.1 Implementing policy-based replication

You need to consider the following points when implementing policy-based replication:
 Defining Replication Configuration: Very first task in setting up PBR is the configuration
of the policies. Normally, a storage architect is the person who defines the provisioning
policies of the replicated volumes, policies for replication and bandwidth of the replication
in partnership settings. One has to be a superuser in order to define the required
configuration settings.
 Daily Operations: Managing the replicated volumes are carried out by a storage
administrator. The tasks required for the management of replication are adding the
volumes in the volume group, removing the volumes from the volume group,
stopping/starting the replication, performing disaster recovery operations.

Note: The new method uses volume groups, which are similar to CGs. However, in
addition to ensuring that a group of volumes is preserved at the same point in time, the
volume group also enables the simplification of restoration or recovery to that point in time.
It achieves this goal through the association of a group of volumes with a snapshot policy
that determines frequency and retention duration.

Note: Adding a volume to a group automatically configures replication for it. It also permits
configuration changes to be performed while the partnership is disconnected. The system
automatically reconfigures the DR system once the partnership is reconnected. The same
volume group might be used for multiple features (for example, with or without replication,
Flash Copy snapshots and Safeguarded Copy), which allows for a single definition of the
volumes that are required by an application

Establishing the partnership

Creating the partnership between Primary system and Secondary system is still the same
and requires FC or IP connectivity as explained in Figure 6-13 on page 331.

A new requirement for partnerships that are used for policy-based replication is the
installation of Transport Layer Security (TLS) certificates between partnered systems. The
certificates are required to provide secure communication between systems for managing
replication between the systems. Management traffic is authenticated by a certificate and is
encrypted using SSL. However, system takes care of exchanging the certificates and no

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external certificate is required to be arranged and to be uploaded. (Self-signed and

CA-signed certificates are supported too.)

It is recommended that you create partnerships by using the GUI as this automates the
certificate exchange and setup. Both self-signed and signed certificates are supported.During
this process, both system exchange certificates to give each system configuration access
using REST API.

The maximum amount of bandwidth that is consumed by policy-based replication is controlled

by the settings on the partnership. Differences between policy-based replication and Remote
Copy exist in how the partnership settings are used. Bandwidth is not divided between
Remote Copy and policy-based replication.

The partnership bandwidth defines the amount of bandwidth that is dedicated for replication
between each of the I/O groups in megabits per second.

The background copy rate defines the amount of the bandwidth, expressed as a percentage
that can be used for synchronization. For example, a link bandwidth of 1000 Mbps and a
background copy rate of 50 allows for 500 Mbps of synchronization traffic (62.5 MBps). This
control is a separate parameter because when Remote Copy is used, this control must be
managed by the user to balance foreground host writes and background synchronization
activity. Policy-based replication does not distinguish between the two cases and
automatically manages the bandwidth for each type.

Best practices:
 If you are using only policy-based replication, then the background copy rate should be
set to 100% to allow all available bandwidth to be used.
 If you are using both Remote Copy and Policy-based replication on the same
partnership, then the background copy rate can be used to balance the bandwidth
between policy-based replication and Remote Copy.

All traffic for policy-based replication is treated as background copy, so the rate can be
managed to guarantee bandwidth to Remote Copy, which is more sensitive to changes in the
available bandwidth.

Remote Copy has additional system settings for the following items:
 To control the synchronization rate of an individual relationship.

This setting is not used for policy-based replication; the system automatically manages the
synchronization bandwidth.
 To control the amount of memory used for replication.

This setting is not used for policy-based replication.

IP partnership is supported up to 80ms RTT and FC partnership is supported up to 250ms

with I/O group to I/O group zoning.

License requirement: The feature uses the existing remote license and the existing rules
apply. PBR does not require or consume a FlashCopy license.

Creating storage pools

Storage pool creation and assigning the capacity on each system is the next major task in the
replication configuration. Optionally, child pools inside the parent pool can also be used for

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the volume placement. Volumes which are part of the replication can reside in either parent
pool or in the child pool.

Assigning provisioning policies

Provisioning policy is the feature which helps define how the new volume capacity should be
provisioned in the pool. For example, full-allocated, thin provisioned,
compressed+deduplicated and so on.

A set of default provisioning policies are created when the first parent pool is created. These
are
 capacity_optimized (thin-provisioned, compressed)
 performance_optimized (creates fully-allocated volumes)

These policies can be renamed, deleted or user can create more similar custom policies. If
IBM FlashCore modules are used in the storage pool, then fully-allocated volumes still benefit
from compression performed by the FlashCore module.

Notes on provisioning policy:

 A provisioning policy specifying thin-provisioning can only be used with standard
storage pools.
 A provisioning policy specifying compression can only be used with data reduction
storage pools.
 A provisioning policy specifying deduplication can only be used with data reduction
pools.

A provisioning policy can be associated with multiple pools. A pool can be associated with, at
most, one provisioning policy. Provisioning policies are supported on parent pools and child
pools. A provisioning policy exists within a single system (unlike replication policies, which are
replicated between systems). Intentionally, few configurable options exist in the provisioning
policy. The defaults for the other attributes are chosen to match the most common usage and
best practices.

The association of the provisioning policy to a pool automatically causes it to be used for new
volumes that are created in the pool. This means that the provisioning policy is used simply
by specifying a pool that has a policy that is associated when creating a volume by using the
GUI or the mkvolume command. Provisioning policies can also be used for
non-replicatedvolumes to simplify volume creation.

Different pools can use different policies and they do not need to be symmetric.

Note: Provisioning policies are not used when change volumes are created for
policy-based replication as these are always created by the system by using best
practices.

Pool link
Storage pool linking is a mechanism which defines the target pool on the recovery system for
the replication. Unlike partnership that defines the remote system to be used during disaster
recovery, storage pool linking selects a specific pool on the recovery system for the volume
copies, also referred as secondary volumes. A pool can be linked to only one pool per
partnership. A pool link is required to be configured for a partnership to create replicated
volumes in that pool. The pools can be parent pools or child pools.

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For a standard topology system, if a volume is created locally as a mirrored volume between
different pools, the system uses the pool link of the primary volume copy to identify the
remote pool to use.

If the system topology is stretched, then the pool in site 1 is used to identify the linked pool;
pools in site 2 are not required to be linked to replicate stretched volumes. The system does
not provide a way to automatically create mirrored volumes on a remote system, but mirror
copies can be added by the user.

The system does not provide a way to automatically create mirrored volumes on a remote
system, but mirror copies can be added by the user.

Figure 6-48 shows the various options for pool linking for replication.

Figure 6-48 Possible pool and policy relations

Best practices: However, not all combinations will make sense for the pool linking. The
best practice is to maintain the symmetry in assigning the policies across both locations
while linking the pools.

Some best practice configuration options

The following are some scenarios and best practice configuration options:

Scenario-1
Client needs to create the pool configuration and want all volumes to be thick, no capacity
savings.

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We aim to create the simplest configuration with all volumes set to thick provisioning, without
any capacity savings.

Link the parent pools. Provisioning policies are not required.

Scenario-2
We want all the volumes to be created with a particular capacity saving, e.g.
thin/compressed/deduplicated.

Create and assign a provisioning policy on the local and remote pools. The policy on each
system would specify the same capacity savings so that the production and recovery volumes
are created the uniformly.

Link the parent pools.

Scenario-3
We need some volumes to be created thick and others to be created thin (or some other
capacity saving), such as thin/compressed/deduplicated.

To achieve this, we will use child pools with different provisioning policies for each pool. Using
a data reduction pool as the parent pool will allow the child pools to be quotaless, simplifying
capacity management and ensuring efficient storage utilization.

Scenario-4
Client wants to allocate a fixed amount of storage for different groups of users/applications by
utilizing child pools.

By setting a standard pool as the parent pool, we can enforce quotas on the child pools,
ensuring that each group gets the allocated storage. Optionally, we can assign provisioning
policies to the volumes within the child pools, based on your preferences, if capacity savings
are desired. This approach allows for efficient storage allocation and management across
various user/application groups.

Replication policies
Replication policies are a key concept for policy-based replication as they define how
replication should be configured between partnered systems. A replication policy specifies
how replication should be applied to a volume group and therefore to all volumes within that
group. A replication policy can be associated with any number of volume groups. A volume
group can have at most one replication policy associated with it.

A replication policy defines three key attributes:

 A set of locations defining which I/O groups on which of the partnered systems should
contain a copy of the volume group, where the data should be replicated.
 A topology representing how the systems are organized and the type of replication that
should be performed between each location, how the data should be replicated between
the locations.
 A name to uniquely identify the replication policy on both systems.

Replication policy cannot be renamed and modified once they are in use and are associated
with the replication. This is important as it guarantees that both systems always have the
same definition of how replication should be configured. If changes are required to a
replication policy, a new policy can be created with the desired changes, and the associated
volume groups can be reassociated with the new policy.

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Note: Each system supports up to 32 replication policies to be created, which allows for
various locations, topologies, and RPOs to be defined.

The creation of a replication policy results in the system creating the policy on all systems that
are defined in the replication policy. A replication policy can only be created when the systems
are connected. A replication policy can be deleted only if there are no volume groups that are
associated with the policy and can be deleted while the systems are disconnected.

Three replication modes exist for volume groups:

 Production: Volumes in the volume group are accessible for host I/O and configuration
changes are allowed. This copy acts as the source for replication to any recovery copies.
By definition, a production volume group always contains an up-to-date copy of application
data for host access.
 Recovery: Volumes in the group are able to receive only replication I/O; volumes act as a
target for replication and cannot be used for host I/O. Most configuration changes are not
permitted and must be performed on the production copy.
 Independent: If independent access is enabled for the volume group, such as during a
disaster, each copy of the volume group is accessible for host I/O and permits
configuration changes. Replication is suspended in this state.

Replication policies do not define the direction in which the replication is performed. Instead,
the direction is determined when a replication policy is associated with a volume group, or a
volume group is created by specifying a replication policy. The system where this action was
performed is configured as the production copy of the volume group.

6.8.2 Limitations and restrictions

The following are limitations and restrictions:
 Policy-based replication:
– Only 32 replication policies are allowed per system.
– Maximum of two I/O groups per system using policy-based replication. Use volumes in
the volume group from the same I/O group.
– Only 1024 volume groups per system are allowed.
– 512 volumes per volume group (reminder: as with snapshots, the pause time is
proportionate to the volume count per volume group).
– Policy-based replication capacity per I/O group.
– Policy-based replication cannot be used with systems in HyperSwap topology.
 Volume groups:
– Volumes must be in a volume group to be replicated.
– Volumes cannot be moved between replicated volume groups.
– Volume groups cannot be renamed once a replication policy is associated.
– Volumes in replicated volume groups cannot be renamed.
– Volume groups must have a name that is unique on both systems as the recovery copy
is created with the same name.
– Volume names must be unique only on the system they are created on.

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– If the volume name is not available on the recovery system, it will be appended
with_<number> until a unique value is found.
 Volume related considerations:
– Recovery copies of a volume are never created as mirrored volumes.
– A replicated volume group cannot use Transparent Cloud Tiering.
– Remote Copy and policy-based replication can be configured on the same volume only
if the volume is operating as the production volume for both types of replication, for the
purpose of migrating from Remote Copy to policy-based replication.
– Restore-in-place using FlashCopy or using replicated volumes as the target of a legacy
FlashCopy map is not supported.
– Replicated volumes cannot be expanded or shrunk.
• Workaround is to remove from the volume group, expand the volume, add to volume
group.
– Replicated volumes must have cache enabled.
– No support for VVol replication and TCT (Transparent Cloud Tiering) Volumes.
– Image-mode volumes are not supported.
 General:
– 3-site capabilities are not supported by PBR.
– Ownership groups are not supported by PBR.

6.8.3 Supported platforms for 8.5.2 or above:

Table 6-14 provides the supported platforms for policy-based replication with firmware 8.5.2
or above.

Table 6-14 Supported platforms

Model Replicated Volumes Replicated Capacity

FlashSystem 50x5 Not supported Not supported

FlashSystem 5200* 7932 1024 TiB

FlashSystem 7200 7932 2048 TiB

FlashSystem 7300 7932 2048 TiB

FlashSystem 91x0 7932 2048 TiB

FlashSystem 9200 7932 2048 TiB

FlashSystem 9500 10000 2048 TiB**

SAN Volume Controller 7932 2048 TiB

SV Public Cloud(Azure)* 7932 1024 TiB

SV Public Cloud (Others) Not supported Not supported

* Requires minimum of 64GB of memory per node.

** In the Future releases

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6.8.4 I/O group memory requirement

Table 6-15 shows the bitmap memory requirement per I/O group for policy-based replication.

Table 6-15 Bitmap memory per I/O group

Required I/O group Available for other
Total I/O group memory memory features
Model
(excluding FlashCopy) for policy-based (RAID, Mirroring, Remote
replication Copy)

FlashSystem 5200 2088 MiB 1537 MiB 551 MiB

FlashSystem 7200 3628 MiB 2561 MiB 1067 MiB

FlashSystem 7300 3628 MiB 2561 MiB 1067 MiB

FlashSystem 91x0 3328 MiB 2561 MiB 1067 MiB

FlashSystem 9200 3628 MiB 2561 MiB 1067 MiB

FlashSystem 9500 5920 MiB 4609 MiB 1311 MiB

SAN Volume Controller 3628 MiB 2561 MiB 1067 MiB

SV Public Cloud (Azure) 2088 MiB 1537 MiB 551 MiB

6.8.5 Managing policy-based replication

Replication is configured on the volume group by assigning a replication policy to the volume
group. The system then automatically performs actions to configure replication according to
the replication policy for all volumes in the volume group. This simplifies the configuration of
replication as it is only configured once. Adding a volume to a group automatically configures
replication for it. It also permits configuration changes to be performed while the partnership
is disconnected. The system automatically reconfigures the DR system once the partnership
is reconnected.

To change the direction of replication, the volume group must first be made independent.
After the volume group is independent, the direction can be selected by choosing which
location should be the production copy of the volume group and then restarting replication
from that system. If you wish to perform a planned failover, it is important to suspend
application I/O and ensure that the recovery point is more recent than when the application
stopped performing I/O. Failure to do this can result in data missing after the change of
direction.

Note: Creating volumes in a replicated volume groups skips the need for a full
synchronisation.

An important concept is that the configuration and the data on the volumes are coupled and
the recovery point is formed from both the configuration and volume data. Adding, creating,
removing, or deleting volumes from a volume group occurs on the recovery system at the
equivalent point-in-time as they did on the production system. This means that if independent
access is enabled on a volume group during a disaster, then the data and volumes that are
presented are as they were from a previous point in time on the production system. This
might result in partially synchronized volumes being removed from the recovery system when
independent access is enabled, if those volumes are not in the recovery point.

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When a volume is deleted from the production volume group, the copy of the volume from the
recovery volume group will not be immediately deleted. This volume is deleted when the
recovery volume group has a recovery point that does not include that volume.

This coupling requires that all configuration changes to the volume group are made from the
system that has the production copy of the volume group and the changes are reflected to the
recovery system. The exception to this requirement is the action of enabling independent
access on a recovery copy of a volume group as this action can be performed only on the
system that includes the recovery copy of the volume group.

When a replication policy is removed from a volume group, the recovery volume group and its
volumes are deleted. If you need to keep the recovery copy, independent access should be
enabled on the recovery copy first. Then, the replication policy can be removed from the
volume group.

Note: The replication policy that is associated with a volume group might be changed to a
compatible policy without requiring a full resynchronization. A compatible policy is defined
as having the same locations and allows for a replication policy to be replaced by another
policy with a different recovery-point objective without interrupting replication. If you
attempt to change the policy to an incompatible policy, it is rejected by the system. The
replication policy needs to be removed and the new policy must be associated with the
volume group.

6.8.6 Production overview

The production system has two main responsibilities: processing host I/O requests and
replicating the contents of the volume to the remote system. The production system can be
identified by the location that is shown as production for the volume group.

The production copy can operate in the following three modes:

 Change recording mode: where new host writes are tracked, written locally but are not
replicated.
 Journaling mode: where new host writes are tracked, written locally, and replicated
in-order. This mode has a lower recovery point than cycling mode, but requires more
bandwidth.
 Cycling mode: where new host writes are tracked, written locally and periodically
replicated from a snapshot of the production volume recorded on a change volume.

Change recording mode is the default mode and is selected whenever the volume group
cannot replicate; this could be because of offline volumes, errors, pending configuration
changes, or if the partnership is disconnected. In this mode, the system records which
regions of the volume have been written to and need to be synchronized when replication
resumes.

When replication becomes possible, the production copy automatically selects either
journaling or cycling mode to perform replication based on which is best for the current
conditions. This auto-tuning allows for the system to dynamically switch between the two
modes, attempting to achieve the lowest possible recovery point while also avoiding latency
problems for the production volumes.

Write tracking and overlapping writes

Each replicated volume is allocated non-volatile memory to track unsynchronized volume
regions, known as a bitmap. Both nodes in an I/O group include a copy of the bitmap and

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updates to the bitmap are mirrored between the nodes. Every volume is split into regions that
are called grains; each grain is a contiguous 128 KiB range and each bit in the bitmap
represents one grain.

Figure 6-49 on page 425 depicts the sample of bitmap and region mapping.

Figure 6-49 Region mapping with bitmap

Whenever a write is received from an application, the grain is recorded as unsynchronized.

The bitmap is set to synchronized for a grain once the recovery volume contains identical
data. The bitmap is primarily used for to identify regions of the volume that need to be
synchronized if replication is suspended. The bitmap also allows for overlapping writes to be
detected and resolved.

If one or more writes to the same region of the volume are active at the same time, it is known
as an overlapping write. It might sometimes be referred to as a colliding write. The storage
system needs to guarantee that the writes are applied in the same order on both systems to
maintain data consistency. In theory there should never be two active writes to the same
logical block; this behavior is described as invalid by storage specifications, but in practice it
can happen and must be handled by the storage array. To guarantee the ordering of
overlapping writes, the system selects one of the writes to process first. This write must be
completed before the processing of the second write is started. For best possible
performance, application workloads should be aligned to 8 KiB boundary or multiples thereof
(16 KiB, 32 KiB, and so on).

Sequencing
In journaling mode, every write is tagged with a sequence number that defines the order in
which the writes must be replayed at the recovery system to maintain consistency.
Sequencing is across all volumes in a volume group to maintain mutual consistency. To
achieve this, one node in the production I/O group is selected to generate sequence numbers
for the volume group. As a write is written into the write cache, a parallel process requests a
sequence number for the write. Once the sequence number is obtained and the local write is
complete, the host write is eligible for replication.

For performance reasons, sequencing is performed only within an I/O group and all volumes
in a volume group that uses policy-based replication must be in the same I/O group. A
common cause of performance problems with Remote Copy Global Mirror was the requesting
sequence numbers as the sequence number generator could be any node in the system. In
this new model, it is either the node that received the write or its I/O group partner node that
generates the sequence numbers. The system has significantly better performance

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characteristics when it sends messages to its I/O group partner node than any other node in
the system, which results in better performance and a more consistent solution. Each volume
group operates independently and there is no coordination of sequence numbers between
volume groups.

Synchronization operations are also tagged with a sequence number, so they are correctly
interleaved into the stream of writes.

Journal
Each node maintains a large, volatile memory buffer for journaling host writes and
synchronization reads. The exact amount of journal capacity varies between models but (at
the time of writing) it can be between 1 GiB and 32 GiB per node. The journal size is related
to the number of CPU cores and memory in the node. The purpose of the journal is two fold.
 Providing temporary in-memory storage for host writes or synchronization reads until they
can be replicated to the recovery copy and written to the local cache.
 Buffering host writes in journaling mode so that replication and the local host write are
decoupled, which means replication problems cause the recovery point to extend instead
of delaying I/O for the production application.

Writes are replicated from the journal to the recovery system in sequence number order. On a
per-recovery system I/O group basis, writes are replicated in a first-in-first-out basis to ensure
that the recovery system can always make progress. Writes are replicated to the preferred
node of the volume in the remote system. If a direct connection is not present between the
two nodes, it is routed through local or remote nodes. If the preferred node is not available in
the remote system, the write is replicated to the online node in the caching I/O group for the
recovery volume.

To ensure that replication does not cause application performance problems, the journal
usage is constantly monitored by the system so it can proactively ensure that there is free
capacity in the journal for new host writes. The journal is divided by CPU core and maintains
lists of writes per volume group. However, resources are not divided between volume groups
as this could lead to unfairly penalizing volume groups with higher write workloads.

If the throughput of replication is less than the throughput of the local writes, then the journal
starts to fill up. The journal size is determined so that it can accommodate temporary bursts in
write throughput. However, if it is a sustained increase in the write throughput versus what
can be replicated, a proactive journal purge is triggered to prevent exhausting the resources.
All volume groups that are replicating in the I/O group have their journals evaluated, within the
context of the RPO defined on the replication policy, for peak and average usage and
evaluated. Volume groups that are associated with higher RPO replication policies and those
consuming the most journal resources are contenders to be purged first.

Purging a journal involves discarding the journal resources recording host writes that have
completed locally, but not yet replicated for the volume group. The volume group then uses
the bitmap to synchronize any grains that were affected by writes that were in the journal.

Volume groups have their journals purged if the volume group encounters an error that
prevents replication, such as offline volumes or changes in connectivity between the two
systems.

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6.8.7 Recovery overview

The recovery system runs a process that replays the writes in the order that they were
processed at the production location and maintains mutual consistency for the volumes in the
volume group.

As writes are received from the production location, the recovery system orders them based
on their sequence number. The writes are then mirrored between the two nodes in the
recovery system I/O group and written to the volume once all earlier writes are mirrored and
processed. Non-overlapping writes can be submitted in parallel to optimize performance but
overlapping writes are replayed in sequence number order to ensure consistency. Only one
node submits a write, usually the preferred node, but both nodes track its progress through
the process.

Writes are recorded in non-volatile memory on both nodes in the I/O group so that they can
be recovered if the nodes restart. After the write is stored in non-volatile memory on both
nodes, it is marked as committed. Committing a write guarantees that it will be written in the
future to the volume and that it forms part of the recovery point.

This is a simplified overview of the process that provides a high throughput method of
replaying the writes, which is always able to establish a mutually consistent recovery point for
all volumes in a volume group.

Note: Volumes in the recovery system are always provisioned by the system; existing
volumes will not be used.

Change volumes
Every replicated volume has a change volume associated; these are managed automatically
by the system and are hidden from the CLI and GUI views as there are limited
user-interactions permitted to them.

A change volume is a thin-provisioned volume or a thin-provisioned and compressed volume

if the volume it is associated with is in a data-reduction pool. If all copies of the volume are
deduplicated then the change volume is also created as deduplicated, but not available as
deduplication source. Change volumes are in the same I/O group with the same preferred
node as the host-accessible volume and are created in the same pool; if a mirrored volume is
created, then a copy of the change volume is created in both pools. They are always created
as cache-enabled volumes with default Easy Tier settings.

Two FlashCopy maps are created between the volume and the change volume so that these
maps can be used to either take or restore a snapshot of the volume. Change volumes do not
require or contribute towards the FlashCopy license.

It is crucial to consider the capacity of change volumes when provisioning a system that uses
replication. The used capacity of change volumes changes significantly depending on the
amount of data that is required to preserve the snapshot. In most cases the data consumes a
small percentage of the virtual capacity of the volume. However, in extreme cases it is
possible for the data to consume an equal capacity to the volume. A general rule is to size the
system with an additional 10-20% capacity of the replicated volumes for change volumes.
However, this can vary by system. If there is low bandwidth between sites, but a high
write-throughput at the production location, then anticipate the need for more capacity for
change volumes. Similarly, if you are planning for the systems to be disconnected for an
extended time, the synchronization when they reconnect might need to copy a significant
amount of data. The change-volume capacity grows according to the amount of
synchronization that is needed.

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Note: For example, if a system has 25 volumes that are each 40 GiB, the virtual capacity of
that system is 1000 GiB. The amount of usable capacity that is used depends on the data
that is written and the data reduction features that are used. Twenty-five change volumes
are created in each system that, by default, consume negligible usable capacity. If data
reduction features are not used, it would be a best practice to have between 1.1 and 1.2
TiB of usable capacity in this example.

If a change volume runs out of space, it might prevent replication.

The FlashCopy maps that are used by the change volumes are automatically started and
stopped, as required, to achieve the desired behavior for replication.

In general, the change volume is automatically maintained by the system in line with the
volume it protects. However, special cases exist for mirroring and migration when you use the
CLI.
 If a volume is migrated to a different pool, the change volume must also be migrated.
When you use the GUI, this migration happens automatically.

However, a CLI user is required to migrate the change volume in the same way as the user
volume. The change-volume vdisk ID can be seen in the lsvdisk view of the user volume in
the changevolume1_id field.

Note: A CLI user can also specify the -showhidden parameter on the CLI views to display
the hidden change volume vdisks and FlashCopy maps.

 For mirroring operations that add or remove a volume copy, the GUI automatically applies
the same operation to the change volume, system, which keeps it aligned with the user
volume.

A CLI user must use the addvdiskcopy and rmvdiskcopy commands to manage mirrored
copies of the change volume when the user volume is modified. When the addvdiskcopy
command is used on a change volume, the only optional parameters that can be specified are
those relating to the mirroring process itself (for example, autodelete and
mirrorwritepriority). This ensures that the change volume is created according to best
practice. All other parameters for the new copy of the change volume are defined by the
system.

6.8.8 Synchronization
The system automatically performs a synchronization whenever the volume group transitions
from change recording mode to either journaling or cycling mode. Before any synchronization
starts, the FlashCopy maps for the change volumes at the recovery system are started to
preserve the consistency of the volume group. The recovery point is frozen at the time of the
last write before the synchronization during the synchronization. This is required because
synchronization does not replay writes in order. Therefore, it does not maintain consistency
while it is in progress.

Synchronization uses the bitmap to identify the grains that need to be read from the
production volumes and written to the recovery volumes. Once the change volumes are
maintaining a snapshot of the recovery volumes, the synchronization process starts with the
recovery copy controlling the requests for grains to read from the production copy.

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Synchronization reads are interleaved with host writes (if in journaling mode) and added to
the journal. The production system automatically manages the amount of synchronization
based on the usage of resources available in the journal. This ensures that synchronization
activity does not consume too many journal resources, thus avoiding journal purges that are
caused by synchronization.

If synchronization encounters a read error, such as a medium error, the volume group stops
replicating and an error is logged against the volume group. After the problem that caused the
read error is resolved, replication restarts when the error is marked as fixed. If
synchronization is interrupted, such as by the partnership disconnecting, it restarts
automatically when it is able and the change volume continues to protect the original
snapshot. The snapshot for the change volume is discarded only after all volumes in the
volume group complete synchronization or the recovery copy of the volume group is deleted.

If the recovery copy of a volume group is made independent during a synchronization, the
change volume is used to restore the snapshot onto the host-accessible volumes. Once the
FlashCopy maps are reversed, the volumes are made accessible to the host. This triggers a
background process to undo any writes to the volumes that were done as part of the partial
synchronization.

Journaling mode
Journaling mode provides a high-throughput, low recovery point asynchronous replication
mode. Typically, the recovery point is expected to be below one second, but it can vary based
on the RTT (round-trip time), the available bandwidth between systems, and the performance
of the recovery system.

In this mode, every host write is tagged with a sequence number and added to the journal for
replicating. This is similar in characteristics to Remote Copy Global Mirror, but journaling
mode has a significantly greater throughput and the ability to extend the RPO to avoid
performance problems.

Cycling mode
Cycling mode uses synchronization and change volumes to periodically replicate to the
recovery system in a way that requires less bandwidth and consumes fewer journal
resources. Periodically, a snapshot is captured (using FlashCopy) of all volumes in the
volume group. The snapshot is stored on the change volume at the production system and is
maintained by using either Copy-on-Write or Redirect-on-Write, depending on the
storage-pool type and volume-capacity savings. The background synchronization process
copies only the changes to the remote system. After the synchronization is complete, the
snapshot at the production system is discarded and the process might repeat.

Cycling mode results in a higher recovery point than journaling mode, but has the distinct
advantage that it can coalesce writes to the same region of the volume, thus reducing the
bandwidth required between systems.

Mode switching
Asynchronous replication automatically adapts to the conditions by switching volume groups
between journaling and cycling mode. If a volume group experiences too many
journal-purges in a short period of time, it starts replicating by using cycling mode. This
usually happens if the replication throughput is not high enough to sustain the write
throughput for this volume group. Unlike Remote Copy Global Mirror with Change Volumes, a
defined cycle period does not exist. Rather, replication will cycle frequently enough to ensure
that the RPO that is defined by the replication policy is achieved (in the absence of errors).
The system aims to ensure that all volume groups meet their defined RPO.

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Conversely, if a volume group is found to be cycling too frequently it starts to replicate by

using journaling mode. Journaling mode can be more resource-efficient, so it is the preferable
option if the conditions can support it.

The transitions between the modes are transparent and are managed by the system. The
mode that a volume group is currently using cannot be easily identified; the important aspect
is the current recovery point, which is visible against the volume group. It is this metric that
should be monitored. If the volume group exceeds the RPO that is defined on the replication
policy, an alert is raised.

6.8.9 Status and recovery point reporting

The status of replication for a volume group is visible in the GUI on the Policies tab of the
volume group view, or on the CLI using the lsvolumegroupreplication command.

The status includes information such as:

 Which system is currently production and which system is recovery, and therefore which
direction replication is operating.
 Whether the systems are connected or disconnected.
 Whether replication is running or suspended.
 Information about the time of the recovery point that exists on the recovery copy,
expressed either as a time behind production (if replication is running) or a fixed
timestamp (if replication is not running).
 Whether the recovery point available for the volume group is within the recovery point
objective (RPO) that is defined in the replication policy.

The recovery point can be tracked by using the statistics that are produced by the production
system. It is available on the GUI, CLI, or REST API on both systems. This value is updated
periodically and is rounded up to the nearest second. More granular reporting is only
available within the XML statistics that can be retrieved by external monitoring tools.

Note: A running recovery point of zero does not guarantee that the copies are identical as
the value is updated periodically.

 For detailed implementation of the policy-based replication, refer to Policy-Based

Replication with IBM Storage FlashSystem, IBM SAN Volume Controller and IBM Storage
Virtualize, REDP-5704.

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Chapter 7. Ensuring business continuity

Business continuity and continuous application availability are among the most important
requirements for many organizations. Advances in virtualization, storage, and networking
made enhanced business continuity possible.

Information technology solutions now can manage planned and unplanned outages, and
provide the flexibility and cost efficiencies that are available from cloud-computing models.

This chapter briefly describes the Stretched Cluster, Enhanced Stretched Cluster (ESC), and
HyperSwap solutions for IBM Storage Virtualize systems. Technical details or implementation
guidelines are not presented in this chapter because they are described in separate
publications.

This chapter includes the following topics:

 “High availability and disaster recovery” on page 502
 “Business continuity with a Stretched cluster topology” on page 502
 “Business continuity with HyperSwap” on page 504
 “Comparing business continuity solutions” on page 510
 “Quorum site and the IP quorum application” on page 513
 “HyperSwap internals” on page 515
 “Other considerations and general recommendations” on page 516

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7.1 High availability and disaster recovery

IBM Storage Virtualize 8.6 provides a choice of high availability (HA) and disaster recovery
(DR) (HADR) solutions, but before selecting the solution that fulfills your business needs, it is
necessary to understand how those solutions work and what is the difference between them:
 DR
Can resume access to data as some point after a specific disaster impacting a component
or a whole site:
– Intended to handle problems after a system fails.
– Requires admin interaction or extra automation to perform failover.
– Associated with nonzero recovery point objective (RPO) and recovery time objective
(RTO).
 HA
Have continuous access to data during and after a disaster impacting a system’s
components or a whole site:
– Intended to handle problems while a system is running.
– Does not require any admin interaction.
– RPO and RTO are zero.

Both HA and DR can be used simultaneously. For example, solution can implement
HyperSwap as HA with a replica on a third site as DR.

Note: This book does not cover 3-site replication solutions. For more information,
see IBM Spectrum Virtualize 3-Site Replication, SG24-8504.

IBM Storage Virtualize systems support three different cluster topologies: standard, Stretched
cluster, and HyperSwap. Standard topology is supposed to provide redundancy with 99,9999
for a single Flash System but does not protect from a complete site failure. The other two
topologies are designed to have two production sites, and provide HA by keeping data access
in a failure at one of the sites. Stretched cluster and HyperSwap are described in this chapter.

7.2 Business continuity with a Stretched cluster topology

IBM SAN Volume Controller (SVC) can be configured as a Stretched cluster and ESC. This
topology is not available for enclosure-based systems, such as all members of the
IBM FlashSystem family. As well currently the Ethernet clustering without opening the
SCORE with IBM for iWARP (TCP protocol) since IBM Storage Virtualize code level 8.5.2.
Note that FlashSystem 50XX do not support iSER clustering.

7.2.1 Stretched cluster (SC)

Within standard implementations of IBM Storage Virtualize, all nodes are physically installed
in the same location and configured into redundant cluster. Cluster contains IO groups,
depending on the IBM Storage Virtualize solution there could be up to 4 IO groups. Each IO
group consists of two nodes for redundancy. And each IO group services IO to specific set of
volumes configured for that IO group. To fulfill the different HA needs of customers, the
Stretched cluster (or split-cluster) configuration was introduced, in which each node from the
same I/O group is physically installed at a different site, and the storage capacities (that are
virtualized but SVC) are also installed on each site to provide fail proof domains. Stretched

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cluster uses the volume mirroring feature to maintain synchronized independent copies of
user data on each site.

When implemented, you can use this configuration to maintain access to data on the system,
even if failures occur at different levels, such as the storage area network (SAN), back-end
storage, IBM Storage Virtualize node, or data center power provider.

Stretched cluster is considered a HA solution because both sites work as instances of the
production environment (no standby location is used). Combined with application and
infrastructure layers of redundancy, Stretched cluster s can provide enough protection for
data that requires availability and resiliency.

When IBM Storage Virtualize was first introduced, the maximum supported distance between
nodes within an I/O group was 100 meters (328 feet). With the evolution of code and the
introduction of new features, Stretched cluster configurations were enhanced to support
distances up to 300 km (186.4 miles). These geographically dispersed solutions use specific
configurations that use Fibre Channel (FC) or Fibre Channel over IP (FC/IP) switches, or
Multiprotocol Router (MPR) Inter-Switch Links (ISLs) between different locations. While as it
was discussed above the clustered configurations were enhanced to support bigger
distances, it is very important to take into account that each 100km of distance introduces
1ms delay, thus at maximum distance introduced communication delay might raise three
times.

A Stretched cluster solution still can be configured and used in small setups where both
production sites are in the same data center and it is recommended to take into account the
account different fire protection zones. However, for most use cases, ESC is a preferred
option.

Also it is important to note that in this case Stretched cluster is organized by the way the SAN
fabric is configured.

7.2.2 Enhanced Stretched cluster (ESC)

IBM Storage Virtualize 7.2 introduced the ESC feature, which further improved and enhanced
the standard Stretched cluster configurations. ESC introduced the site awareness concept for
nodes and external storages that are virtualized behind SVC, as well as communication
bandwidth optimization.

With IBM Storage Virtualize V7.5, site awareness was extended to hosts. This extension
enables more efficient distribution of host I/O traffic through the SAN, and easier host path
management.

Stretched cluster and ESC solutions can be combined with DR features, such as Metro Mirror
(MM) or Global Mirror (GM), which make it possible to keep three independent data copies,
and enable you to effectively manage rolling disaster scenarios.

In an ESC configuration, each site is defined as an independent failure domain. If one site
experiences a failure, the other site can continue to operate without disruption. Sites can be in
the same room, across rooms in the data center, in different buildings at the same campus, or
in different cities. Different types of sites protect against different types of failures.

In addition to two sites storing copies of data, in SC and ESC environments you must
configure a third site, which must be independent of data sites. The third site hosts a quorum
device that provides an automatic tie-breaker in case of communication failure between the
two main sites (for more information, see 7.4, “Comparing business continuity solutions” on
page 510) or any failure that prevents nodes on both sites from communication with each

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other (for example one site is totally down). Communication loss condition, while nodes on
both sites are still active but inter-site communication is not possible, is also known as
split-brain scenario. Therefore, it is necessary to decide which site should continue to service
IO and which site should go to standby in order to keep data consistent. This is one of the
roles of the quorum site to help with this decision.

Two sites within a single location

If each site has different power source or supply within a single location or data center, the
system can survive the failure of any single power domain. For example, one node can be
placed in one rack installation and the other node can be in another rack. Each rack is
considered a separate site with its own power phase. In this case, if power was lost to one of
the racks, the partner node in the other rack can be configured to process requests and
effectively provide availability to data, even when the other node is offline because of a power
disruption.

Two sites at separate locations

If each site is a different physical location, the system can survive the failure of any single
location. These sites can span shorter distances (for example, two sites in the same city), or
they can be spread farther geographically, such as two sites in separate cities. If one site
experiences a site-wide disaster, the other site can remain available to process requests.

If configured correctly, the system continues to operate after the loss of one site. The key
prerequisite is that each site contains only one node from each I/O group. However, placing
one node from each I/O group in different sites for a stretched system configuration does not
provide HA. You must also configure the suitable mirroring technology and ensure that all
configuration requirements for those technologies are correctly configured.

Best practices:
 As a best practice, configure an ESC system to include at least two I/O groups (four
nodes).
 Communication between nodes, so called inter-site communication between nodes
should be separated from other IO, therefore dedicated private redundant fabric should
be configured.
 The inter-site communication fabrics between sites have to be totally independent from
each other and should not have any common elements that can influence the fabrics
communication capabilities. It does not matter how many physical links there are
between sites (ISLs) as inter-site communication between nodes depends on the fabric
end-to-end communication. And if one fabric is compromised even having single
physical link down (and for example frames were lost), cluster considers fabric non
reliable and would switch to another fabric. If both fabrics are compromised, that can
happen if for example one has two ISL providers and one provider has problems and
providers are shared between fabrics and not single provider is dedicated to specific
fabric, cluster considers communication loss between two sites (as frames are lost on
both fabrics, even for short period) and one of the sites is set to standby.

7.3 Business continuity with HyperSwap

The HyperSwap HA feature can be used with SVC and IBM FlashSystem family products.
The feature enables business continuity during a hardware failure, power outage, connectivity
problem, or other disasters, such as fire or flooding.

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It provides HA volumes that are accessible through two sites that are up to 300 kilometers
(km) apart. A fully independent copy of the data is maintained at each site. When data is
written by hosts at either site, both copies are synchronously updated before the write
operation completes. HyperSwap automatically optimizes itself to minimize data that is
transmitted between sites, and to minimize host read/write latency. For more information
about the optimization algorithm, see 7.6, “HyperSwap internals” on page 515.

Note: For more technical information about HyperSwap, see IBM HyperSwap: An
automated disaster recovery solution.

7.3.1 HyperSwap overview

HyperSwap includes the following key features:
 Works with all IBM Storage Virtualize products except for IBM FlashSystem 5010 and
5015.
 Uses the intra-cluster synchronous non-breakable remote copy (active-active MM)
capability, with change volumes (CVs) and access I/O group technologies.
 It makes a host’s volumes accessible across two IBM Storage Virtualize I/O groups in a
clustered system by using the active-active MM relationship. The volumes are presented
as a single logical unit number (LUN) to the host.
 Works with the standard multipathing drivers that are available on various host types.
Extra host support is not required to access the HA volumes.

While SC or ESC actually stretched the IO groups between two sites, and it was possible
because SVC has standalone nodes that can be organized into IO groups and physically
moved around, IBM FlashSystem storages contains of enclosures with storage capabilities
and each enclosure already has two nodes on board that can not be splitted physical and that
are already organized into the IO group. So they can not be physically moved and the IO
groups can not be stretched. To resolve this condition and provide HA solution the IBM
Storage Virtualize HyperSwap configuration was introduced and this solution requires that at
least one control enclosure is implemented in each location.

Therefore, a minimum of two control enclosures (two IO groups) cluster is needed to

implement HyperSwap on IBM Flash System storages. Configurations with three or four
control enclosures also are supported for the HyperSwap, though it is recommended to have
same amount of controllers on both sites.

In addition to the active-active MM feature that is used to mirror (replicate) data between sites,
the HyperSwap feature also introduced the site awareness concept for node canisters,
internal and external storage, and hosts.

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The typical simplified scheme of IBM FlashSystem HyperSwap implementation is shown in

Figure 7-1.

Figure 7-1 Typical concept scheme HyperSwap configuration with IBM Storage Virtualize

With a copy of the data that is stored at each location, HyperSwap configurations can handle
different failure scenarios.

The Small Computer System Interface (SCSI) protocol allows storage devices to indicate the
preferred ports for hosts to use when they submit I/O requests. By using the Asymmetric
Logical Unit Access (ALUA) state for a volume, a storage controller can inform the host about
what paths are active and which ones are preferred. In a HyperSwap system topology, the
system advertises the host paths to “local” nodes (nodes on the same site as the host) as
Active Optimized. The path to remote nodes (nodes on a different site) is advertised as Active
Unoptimized. If after a failure there are no Optimized paths for a host, it starts by using
Unoptimized.

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Figure 7-2 shows how HyperSwap operates in an I/O group failure at one of the sites. The
host on Site 1 detects that there are no paths to local nodes, and starts using paths to LUN
through Site 2.

Figure 7-2 IBM Storage Virtualize HyperSwap in a storage failure scenario

Even if the access to an entire location (site) is lost, as shown in Figure 7-3 on page 508,
access to the disks remains available at the alternative location. This behavior requires
clustering software at the application and server layer to fail over to a server at the alternative
location and resume access to the disks.

The active-active synchronous mirroring feature, keeps both copies of the storage in
synchronization. Therefore, the loss of one location causes no disruption to the alternative
location.

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Figure 7-3 IBM FlashSystem HyperSwap in a site failure scenario

The HyperSwap system depends on a quality and stability of an inter-site link. A best practice
requires isolation of the traffic between IBM Storage Virtualize cluster nodes on a dedicated
private SAN from other types of traffic traversing through the inter-site link, such as host and
back-end controller traffic. This task can be performed by using dedicated hardware, with a
Cisco virtual storage area network (VSAN), or Brocade Virtual Fabric when using the same
SAN switches.

Note: SAN24B-6 can now also be used with virtual fabric using F.O.S. 9.1.1 or higher.

The isolation is necessary because all host writes to a HyperSwap volume are mirrored to a
remote site by using an internode link. If these writes are delayed, then host performance
deteriorates because its writes are acknowledged only after they complete at both sites.

Note: For more information about traffic isolation and a recommended fabric configuration,
see IBM Spectrum Virtualize HyperSwap SAN Implementation and Design Best Practices,
REDP-5597.

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7.3.2 HyperSwap build steps

A HyperSwap solution consists of a single system (cluster) that contains two or more I/O
groups (control enclosures). To configure HyperSwap, complete the following steps:
1. If all control enclosures have no system configuration (for example, if they are new):
a. Perform hardware installation, cabling, and SAN zoning. On Ethernet it is necessary to
add IP addresses to the other IO group. It is important to make sure that SAN zoning
and Ethernet communication (if Ethernet clustering is used) are configured correctly.
b. Initialize the first node of the first control enclosure by selecting As the first node in a
new system, as shown in Figure 7-4.

Figure 7-4 Initializing the first node of a HyperSwap system

c. After the initialization wizard completes and a cluster on a first control enclosure is set
up, initialize the remaining control enclosures by selecting As an additional node in
an existing system.
d. Complete the HyperSwap configuration by following the system setup wizard.
e. Change the system topology to HyperSwap by using the GUI topology wizard.

2. If control enclosures already are configured and running (for example, you want to join two
separate IBM FlashSystem clusters into one HyperSwap system):
a. Select one of the control enclosures that will retain its configuration and keep the data.
b. Migrate all the data away from the other control enclosures (systems) that need to
become a part of HyperSwap configuration.
c. After data is migrated, delete the system configuration and the data from those
systems to reset them to the “factory” state. For more information, see Removing a
control enclosure from a system.
d. Adjust the zoning to the HyperSwap configuration that you want so that all control
enclosures can see each other over the FC SAN.

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e. Use the GUI of the first control enclosure (the one that was identified in step a on
page 509) to add control enclosures to the cluster.
f. Use the GUI topology wizard to change the topology to HyperSwap.

Note: For more information about system initialization, adding control enclosures, and
changing the topology, see Implementation Guide for IBM Storage FlashSystem and IBM
SAN Volume Controller: Updated for IBM Storage Virtualize Version 8.6, SG24-8542.

7.4 Comparing business continuity solutions

The business continuity solutions that are described in this chapter feature different
characteristics in terms of implementation and features. Table 7-1 provides a comparison of
these solutions that can help you to identify the most fitting solution for a specific environment
and needs.

Table 7-1 Business continuity solutions comparison

Solution feature Standard Stretched Enhanced Stretched HyperSwap
Cluster Cluster

The function is available on SVC only. SVC only. All IBM Storage Virtualize
these products. based products that support
two or more I/O groups.

Complexity of the Command-line interface CLI or GUI on a single CLI or GUI on a single
configuration. (CLI) or GUI on a single system, and simple object system, and simple object
system, and simple object creation. creation.
creation.

The number of sites on Two. Two. Two.

which data is stored.

Distance between sites. Up to 300 km (186.4 miles). Up to 300 km (186.4 miles). Up to 300 km (186.4 miles).

Maintains independent Two. Two. Two (four if you use more

copies of data. volume mirroring to two
pools in each site).

Technology for host to Standard host multipathing Standard host multipathing Standard host multipathing
access multiple copies and driver. driver. driver.
automatically fail over.

Cache is retained if only Yes, if a spare node is used. Yes, if a spare node is used. Yes.
one site is online? Otherwise, no. Otherwise, no.

Host-to-storage-system Manual configuration of the Automatic configuration that Automatic configuration that
path optimization. preferred node. is based on the host site is based on the host site
settings. Uses Asymmetric settings. Uses ALUA or
Logical Unit Access (ALUA) ANA (NVME) and TPGS.
or ANA (NVME) and Target
Port Group Support
(TPGS).

Synchronization and Automatic. Automatic. Automatic.

resynchronization of
copies.

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Solution feature Standard Stretched Enhanced Stretched HyperSwap

Cluster Cluster

Stale consistent data is No. No. Yes.

retained during the
resynchronization for DR?

Scope of failure and Single volume. Single volume. One or more volumes. The
resynchronization. scope is user-configurable.

Ability to use FlashCopy Yes (there is no awareness Yes (there is no awareness Limited. You can use
with an HA solution. of the site locality of the of the site locality of the FlashCopy maps with a
data). data). HyperSwap volume as a
source to avoid sending
data across the link
between sites.

Ability to use MM, GM, or One remote copy. You can One remote copy. You can Support for 3-site solutions
Global Mirror with Change maintain current copies on maintain current copies on is available with
Volumes (GMCV) with an up to four sites. up to four sites. IBM Storage Virtualize 8.4
HA solution. or later.

Maximum number of HA 5,000. 5,000. 1,250 in the IBM

volumes. FlashSystem 5000/5100
products, or any other
product running code level
8.3.1 or earlier.
2,000 in other IBM Storage
Virtualize products with
code level 8.4 or later.

Minimum required paths Two. Two. Four.

for each logical unit (LUN)
for each host port.

Minimum number of I/O One. One I/O group is supported, Two.

groups. but it is a best practice to
have two or more I/O
groups.

Rolling disaster support. No. Yes. Yes.

Licensing. Included in base product. Included in base product. Requires a Remote

Mirroring license for
volumes. The exact license
requirements might vary by
product but it is included in
the most of the actual
FlashSystems.

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Solution feature Standard Stretched Enhanced Stretched HyperSwap

Cluster Cluster

Capacity limits. Total mirrored volume Depending on the hardware 1 PB or 2 PB limit

capacity per I/O group 1PiB involved in to configuration depending on the code level
Depending on the hardware Total mirrored volume and system type
model involved in capacity per I/O group is 1 (IBM Storage (Spectrum)
configuration this limit can PiB. Virtualize 8.4.2 added the 2
be higher. In case of SV3 model PiB limit for 7200 upwards
In case of SV3 model bitmap capacity increased and SVC SA2/SV2
bitmap capacity increased to 20GiB shared pool upwards.)
to 20GiB shared pool between Volume Group
between Volume Group Snapshots and Volume
Snapshots and Volume Mirroring. While that giving
Mirroring. While, that giving 40 PiB theoretical capacity
40 PiB theoretical capacity for VGM without VGS/SGC
for VGM without VGS/SGC, as a best practice do use
as a best practice do not more than 20PiB on SV3 for
plan to use more than VDM
20PiB on SV3 for VDM

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7.5 Quorum site and the IP quorum application

With the Stretched cluster or HyperSwap configurations, you must use a third, independent
site to house a quorum device to act as the tie-breaker in split-brain scenarios. The quorum
device can also hold a backup copy of the cluster metadata to be used in certain situations
that might require a full cluster recovery.

7.5.1 IP quorum overview

To use a quorum disk as the quorum device, the third site must have FC connectivity between
an external storage system and the IBM Storage Virtualize cluster. Sometimes, this third-site
quorum disk requirement turns out to be expensive in terms of infrastructure and network
costs. For this reason, a less demanding solution that is based on a Java application, which is
known as the IP quorum application, was introduced with the release 7.6.

Initially, IP quorum was used only as a tie-breaker solution. However, with the release 8.2.1, it
was expanded to store cluster configuration metadata, fully serving as an alternative for
quorum disk devices.

Note: IP quorum with metadata demands higher link bandwidth between system’s nodes
and the IP quorum host than IP quorum without metadata support. Also, enabling
metadata storage requires lower link latency.

Consider deploying IP quorum with metadata storage only if there are no other ways to
store metadata (for example, all the system’s back-end storage is internet Small Computer
Systems Interface (ISCSI)), or if you have an ensured high-quality network link between
nodes and the IP quorum host.

FC connectivity is not needed, to use an IP quorum application as the quorum device for the
third site (up to 5 IP quorums can be deployed, but only one quorum can be set to be active).
An IP quorum application can be run on any host at the third site, as shown in Figure 7-5.

Figure 7-5 IP quorum network layout

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However, the following strict requirements must be met on the IP network when an IP quorum
application is used:
 Connectivity from the servers that are running an IP quorum application to the service IP
addresses of all nodes or node canisters. The network also must handle the possible
security implications of exposing the service IP addresses because this connectivity also
can be used to access the service assistant interface if the IP network security is
configured incorrectly.
 On each server that runs an IP quorum application, ensure that only authorized users can
access the directory that contains the IP quorum application. Metadata is stored in the
directory in a readable format, so ensure access to the IP quorum application and the
metadata is restricted to only authorized users.
 The gateway should not be susceptible to failure if one site goes down.
 Port 1260 is used by the IP quorum application to communicate from the hosts to all nodes
or enclosures.
 The maximum round-trip delay must not exceed 80 milliseconds (ms), which means 40 ms
each direction.
 If you are configuring the IP quorum application without a quorum disk for metadata, a
minimum bandwidth of 2 megabytes per second (MBps) is ensured for traffic between the
system and the quorum application. If your system is using an IP quorum application with
quorum disk for metadata, a minimum bandwidth of 64 MBps is ensured for traffic between
the system and the quorum application.
 Ensure that the directory that stores an IP quorum application with metadata contains at
least 250 MB of available capacity.

Quorum devices are also required at Site 1 and Site 2, and can be either disk-based quorum
devices or IP quorum applications. A maximum number of five IP quorum applications can be
deployed.

Important: Do not host the quorum disk devices or IP quorum applications on storage that
is provided by the system it is protecting, because during a tie-break situation, this storage
pauses I/O.

For more information about IP quorum requirements and installation, including supported
operating systems and Java runtime environments (JREs), see this IBM Documentation web
page.

For more information about quorum disk devices, see 3.5, “Quorum disks” on page 238.

Note: The IP quorum configuration process is integrated into the IBM Storage Virtualize
GUI and can be found by selecting Settings → Systems → IP Quorum.

7.5.2 Quorum modes

Quorum mode is a configuration option that was added to the IP quorum function with
IBM Storage Virtualize 8.4. By default, the IP quorum mode is set to Standard. In HyperSwap
clusters, this mode can be changed to Preferred or Winner.

With this configuration, you can specify which site will resume I/O after a disruption based on
the applications that run on each site or other factors. For example, you can specify whether a
selected site is the preferred for resuming I/O, or if the site automatically “wins” in tie-breaker
scenarios.

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Preferred mode
If only one site runs critical applications, you can configure this site as preferred. During a
split-brain situation, the system delays processing tie-breaker operations on other sites that
are not specified as “preferred”. The designated preferred site has a timed advantage when a
split-brain situation is detected, and starts racing for the quorum device a few seconds before
the nonpreferred sites.

Therefore, the likelihood of reaching the quorum device first is higher. If the preferred site is
damaged or cannot reach the quorum device, the other sites have the chance to win the
tie-breaker and continue I/O.

Winner mode
This configuration is recommended for use when a third site is not available for a quorum
device to be installed. In this case, when a split-brain situation is detected, the site that is
configured as the winner always is the one to continue processing I/O regardless of the failure
and its condition. The nodes at the nonwinner site always lose the tie-breaker and stop
processing I/O requests until the fault is fixed.

7.5.3 IP quorum as a service

IP quorum can be implemented as a Linux service, and it also can be implemented by using
Ansible. For more information, see the following publications. These publications are not
directly managed by IBM, and they provided for reference.
 How to configure a systemd service for the IBM Storage Virtualize IP quorum app
 Automated IBM Storage Virtualize IP-Quorum installation with Ansible

7.6 HyperSwap internals

Each HyperSwap volume is internally represented as four VDisks and one remote copy
relationship. It consists of a master volume and a master CV (Change Volume) in one system
site, and an auxiliary volume and auxiliary CV (Change Volume) in the other system site. An
active-active synchronous mirroring relationship exists between the two sites. Similar to a
regular MM relationship, the active-active relationship keeps the master volume and auxiliary
volume synchronized but it is non-breakable and the directions can not be manually
controlled.

The relationship uses the CVs as journaling volumes during any resynchronization process.
The master CV must be in the same I/O group as the master volume. The same applies to the
auxiliary CV and the auxiliary volume, note that in case if Volume Groups are used space is
needed in it.

For more information, see 5.5, “HyperSwap volumes” on page 334.

The HyperSwap volume always uses the unique identifier (UID) of the master volume. The
HyperSwap volume is assigned to the host by mapping only the master volume, even though
access to the auxiliary volume is ensured by the HyperSwap function.

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Figure 7-6 shows how a HyperSwap volume handles the UID relationship. Note that both
volumes in this active-active relationship is presented under one UID on the system.

Figure 7-6 HyperSwap volume UID

In HyperSwap, host write operations can be submitted by hosts at both sites, but they are
always routed to the volume, which is the primary copy of the HyperSwap relationship. Then,
data is mirrored to the secondary copy over the inter-site link.

HyperSwap can automatically switch replication direction between sites. If a sustained write
workload (that is, more than 75% of write I/O operations for at least 20 minutes) is submitted
to a site with the secondary volume, the HyperSwap function switches the direction of the
active-active relationships, swapping the secondary volume to primary, and vice versa.

Replication direction can be switched on any HyperSwap volume independently, unless the
volumes are added to a single consistency group (CG). You can have the primary on Site 1
for one HyperSwap volume, and the primary on Site 2 for another HyperSwap volume at the
same time.

Host read operations that are submitted on any site always were directed to a primary copy
before IBM Storage Virtualize 8.3.1. Starting with version 8.3.1, reads always are a processed
local copy of the volume.

7.7 Other considerations and general recommendations

A business continuity solution implementation requires special consideration about the
infrastructure and network setup. In HyperSwap and Stretched cluster or ESC topologies, the
communication between the IBM Storage Virtualize controllers must be optimal and free of
errors for best performance because the internode messaging is done across the sites. Have
a dedicated private SAN for internode communication so that the communication is not
impacted by regular SAN activities.

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The HyperSwap and Stretched cluster or ESC features require implementing the storage
network to ensure that the inter-node communication on the FC ports on the control
enclosures (nodes) between the sites is on dedicated fabrics. No other traffic (hosts or
back-end controllers) or traffic that is unrelated to the distributed cluster can be allowed on
this fabric. Two fabrics are used: one private for the inter-node communication, and one public
for all other data.

A few SAN designs are available that can achieve this separation and some incorrect SAN
designs can result in some potential problems that can occur with incorrect SAN design and
implementation.

One other important consideration is to review the site attribute of all the components to make
sure that they are accurate. With the site awareness algorithm that is present in the
IBM Storage Virtualize code, optimizations are done to reduce the cross-site workload. If this
attribute is missing or not accurate, there might be unnecessary increased cross-site traffic,
which might lead to higher response time to the applications.

For more information about design options and some common problems, see the following
resources:
 SAN and Fabric Resiliency Best Practices for IBM b-type Products, REDP-4722
 Designing a Resilient SAN for IBM HyperSwap SVC and IBM Storage Virtualize

For step-by-step configuration instructions, see HyperSwap system configuration details.

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Chapter 8. Hosts
This chapter provides general guidelines and best practices for configuring host systems for
IBM Storage Virtualize based storage systems.

Before attaching a new host, confirm that the host is supported by IBM Storage Virtualize. For
more information about a detailed compatibility matrix, see IBM System Storage
Interoperation Center (SSIC).
The host configuration guidelines apply equally to all IBM Storage Virtualize systems.
Therefore, the product name often is referred to as an IBM Storage FlashSystem / SAN
Volume Controller.

For more information about host attachment, see the Host Attachment chapter in IBM Docs.
For more information about hosts that are connected by using Fibre Channel (FC), see
Chapter 2, “Storage area network guidelines” on page 121. Host connectivity is a key
consideration in overall storage area network (SAN) design.

This chapter includes the following topics:

 “Connection protocols” on page 521
 “SCSI FC general configuration guidelines” on page 521
 “SAS host attachment” on page 524
 “iSCSI host attachment considerations” on page 525
 “” on page 527
 “NVMe over Fibre Channel host attachment considerations” on page 528
 “NVME over Ethernet host attachment considerations” on page 528
 “Portsets” on page 530
 “Host pathing” on page 533
 “I/O queues” on page 534
 “Host clusters” on page 535
 “AIX hosts” on page 538
 “Virtual I/O Server hosts” on page 538
 “Microsoft Windows hosts” on page 540
 “Linux hosts” on page 540
 “Oracle Solaris hosts support” on page 541
 “HP 9000 and HP Integrity hosts” on page 544
 “VMware ESXi server hosts” on page 545

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 “Container Storage Interface Block Driver” on page 546

 “100-Gigabit Ethernet host connectivity” on page 547

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8.1 Connection protocols

There are two main protocols types for accessing volumes on IBM Storage Virtualize:
 SCSI - standard protocol since 1980s, built for conventional hard disk drives
 NVME - newer protocol with fewer commands and better performance

A volume in IBM Storage Virtualize can only be accessed using a single protocol, either SCSI
or NVMe. This is because the storage controller in the system can only present a volume to a
host in one way.

However, a volume can be accessed using different transport protocols (iSCSI, FC, and so
on) from different hosts. For example, a volume could be accessed using iSCSI from one host
and FC from another host. This is because the transport protocol is the way that the host
communicates with the storage system, and the storage system can present a volume to
different hosts using different transport protocols.

IBM Storage Virtualize does not support the same host accessing a volume using different
transport protocols via the same host bus adapter. This is because the host bus adapter can
only communicate with the storage system using one transport protocol at a time.

Here is an example of how this would work:

 Host A could access a volume using iSCSI.
 Host B could access the same volume using FC.
 Host C could not access the same volume using both iSCSI and FC.

All hosts and cluster connections need to use the same protocol type for a volume. Different
hosts can have different protocols working with the same storage port. So iSCSI, iWarp,
iSER, NVMe/RDMA and NVMe/TCP can coexist on the same port with different host mapping
types. This includes the ports that are used for replication.

Note: At the time of writing this book, systems with ROCE adapters cannot have MTU
greater than 1500 on 8.6.0.0 or later. The workaround is to reduce MTU to 1500.

8.2 SCSI FC general configuration guidelines

In this section, we describe some general configuration guidelines. The information that is
presented here complements the content in Chapter 2, “Storage area network guidelines” on
page 121.

8.2.1 Number of paths

As a best practice, do not use more than four FC paths per volume. For HyperSwap and
stretched cluster configurations, eight paths per volume are recommended. Adding paths
does not significantly increase redundancy, and tends to bog down the host with path
management. Also, too many paths might increase the failover time.

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8.2.2 Host ports

Each host uses two ports from two different host bus adapters (HBAs). These ports should go
to separate SAN fabrics and be zoned to one target port of each node or node canister. When
the volumes are created, they are assigned to an I/O group, and the resulting path count
between the volume and the host should be four.

Best practice: Keep FC tape (including virtual tape libraries) and FC disks on separate
HBAs. These devices have two different data patterns when operating in their optimum
mode. Switching between them can cause unwanted processor usage and performance
slowdown for the applications.

8.2.3 N_Port ID Virtualization

IBM Storage Virtualize uses N_Port ID Virtualization (NPIV) by default. It reduces failover
time and allows for features such as Hot Spare Nodes (HSNs).

For more information about the IBM Storage Virtualize 8.6 NPIV configuration and details,
see 7.5, “N_Port ID Virtualization support”, in Implementation Guide for IBM Storage
FlashSystem and IBM SAN Volume Controller: Updated for IBM Storage Virtualize Version
8.6, SG24-8542.

For more information about configuring NPIV, see Chapter 2, “Storage area network
guidelines” on page 121.

8.2.4 Host to I/O group mapping

An I/O group consists of two nodes or node canisters that share the management of volumes
within the cluster. Use a single I/O group (iogrp) for all volumes that are allocated to a specific
host. This guideline results in the following benefits:
 Minimizes port fan-outs within the SAN fabric.
 Maximizes the potential host attachments to IBM Storage Virtualize because the
maximums are based on I/O groups.
 Reduces the number of target ports that must be managed within the host.

8.2.5 Volume size versus quantity

In general, host resources, such as memory and processing time, are used up by each
storage logical unit number (LUN) that is mapped to the host. For each extra path, more
memory is used, and a portion of more processing time is also required.

Each LUN has their own IO queues, so especially in SCSI environments where you have only
one queue per LUN, you can get more throughput with LUNs working in parallel.

Best practice is minimum number on LUNs on the IO group should be equal or higher than
the number of cores in the IO group.

If you use a high number of volumes and build volume groups or consistency groups for
Snapshots or FlashCopy, it makes sense to have not too many volumes in there, definitely
less than 128. All volumes in a volume groups or consistency groups will be stopped at the
same time.

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The user can control this effect by using fewer larger LUNs rather than many small LUNs.
However, you might need to tune queue depths and I/O buffers to support controlling the
memory and processing time efficiently.

For more information about queue depth, see, 8.10.1, “Queue depths” on page 534.

Note: Larger volume sizes also can help to reduce the number of remote copy
relationships in an RC consistency group (CG), which can lead to a performance benefit for
Global Mirror with Change Volumes (GMCV) in large environments. For more information
about the remote copy configuration limits, see Table 6-8 on page 430.

8.2.6 Host volume mapping

Host mapping is the process of controlling which hosts can access specific volumes within the
system. IBM Storage Virtualize always presents a specific volume with the same Small
Computer System Interface (SCSI) ID on all ports of the I/O group. When a volume is
mapped, IBM Storage Virtualize software automatically assigns the next available SCSI ID if
none is specified. In addition, each volume has a unique identifier (UID).

You can allocate the operating system volume of the SAN boot as the lowest SCSI ID (zero
for most hosts), and then allocate the various data disks. If you share a volume among
multiple hosts, consider controlling the SCSI ID so that the IDs are identical across the
hosts. This consistency ensures ease of management at the host level and prevents potential
issues during IBM Storage Virtualize updates and even node restarts, mostly for VMware
ESX operating systems.

If you are using image mode to migrate a host to IBM Storage Virtualize, allocate the volumes
in the same order that they were originally assigned on the host from the back-end storage.

The lshostvdiskmap command displays a list of virtual disks (VDisks) (volumes) that are
mapped to a host. These volumes are recognized by the specified host.

Example 8-1 shows the syntax of the lshostvdiskmap command that is used to determine the
SCSI ID and the UID of volumes.

Example 8-1 The lshostvdiskmap command

svcinfo lshostvdiskmap -delim : 0 (host id)
id:name:SCSI_id:host_id:host_name:vdisk_UID:IO_group_id:IO_group_name:mapping_type
:host_cluster_id:host_cluster_name:protocol
0:ESXVOL_01:0:0:HG-ESX6:600507681280000C70000000000004B2:0:io_grp0:private:::scsi

Example 8-2 shows the results of using the lshostvdiskmap command.

Example 8-2 Output of using the lshostvdiskmap command

svcinfo lshostvdiskmap -delim : HG-ESX6 (host name)
id:name:SCSI_id:vdisk_id:vdisk_name:vdisk_UID:IO_group_id:IO_group_name:mapping_type:host_cluste
r_id:host_cluster_name:protocol
3:HG-ESX6:0:5:DB_Volume:60050768108104A2F000000000000037:0:io_grp0:private:::scsi
3:HG-ESX6:1:15:Infra_Volume:60050768108104A2F000000000000041:0:io_grp0:private:::scsi
3:HG-ESX6:2:43:onprem_volume_Ansible:60050768108104A2F000000000000081:0:io_grp0:private:::scsi
3:HG-ESX6:3:14:Volume IP Replication:60050768108104A2F000000000000040:0:io_grp0:private:::scsi
3:HG-ESX6:4:48:ansible:60050768108104A2F000000000000086:0:io_grp0:private:::scsi
3:HG-ESX6:5:49:ansible2:60050768108104A2F000000000000087:0:io_grp0:private:::scsi
3:HG-ESX6:6:34:Onprem_Demo_Ansible_Vol:60050768108104A2F00000000000009F:0:io_grp0:private:::scsi

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3:HG-ESX6:7:50:vol_HG-ESX6_1:60050768108104A2F0000000000000A5:0:io_grp0:private:::scsi
3:HG-ESX6:8:51:vol_HG-ESX6_10:60050768108104A2F0000000000000A8:0:io_grp0:private:::scsi

Example 8-3 shows the results of using the lsvdiskhostmap command.

Example 8-3 Output of using the lsvdiskhostmap command

svcinfo lsvdiskhostmap -delim : EEXCLS_HBin01
id:name:SCSI_id:host_id:host_name:vdisk_UID:IO_group_id:IO_group_name:mapping_type:host_cluster_
id:host_cluster_name:protocol
950:EEXCLS_HBin01:14:109:HDMCENTEX1N1:600507680191011D4800000000000466:0:io_grp0:private:::scsi
950:EEXCLS_HBin01:13:110:HDMCENTEX1N2:600507680191011D4800000000000466:0:io_grp0:private:::scsi
950:EEXCLS_HBin01:14:111:HDMCENTEX1N3:600507680191011D4800000000000466:0:io_grp0:private:::scsi
950:EEXCLS_HBin01:14:112:HDMCENTEX1N4:600507680191011D4800000000000466:0:io_grp0:private:::scsi
950:EEXCLS_HBin01:14:113:HDMCENTEX1N5:600507680191011D4800000000000466:0:io_grp0:private:::scsi

Note: Example 8-3 shows the same volume that is mapped to five different hosts, but host
110 features a different SCSI ID than the other four hosts. This example is a not a
recommended practice that can lead to loss of access in some situations because of SCSI
ID mismatch.

8.2.7 Server adapter layout

If your host system includes multiple internal I/O buses, place the two adapters that are used
for IBM Storage Virtualize cluster access on two different I/O buses to maximize the
availability and performance. When purchasing a server, always have two cards instead of
one. For example, two dual-port HBA cards are preferred over one quad-port HBA card
because you can spread the I/O and add redundancy.

8.2.8 Host status improvements

IBM Storage Virtualize provides an alternative for reporting host status.

Previously, a host was marked as degraded if one of the host ports logged off the fabric.
However, examples exist in which this marking might be normal and may cause confusion.

At the host level, a new status_policy setting is available that includes the following settings:
 The complete setting uses the original host status definitions.
 By using the redundant setting, a host is not reported as degraded unless not enough
ports are available for redundancy.

8.3 SAS host attachment

SAS Attachment is used in the very entry level for attachment of 1-4 Servers. This attachment
is only available on entry FlashSystem products.

Check the supported server adapter and operating systems at IBM System Storage
Interoperation Center (SSIC).

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8.4 iSCSI host attachment considerations

It is recommended to separate Storage traffic from other network traffic.

Internet Small Computer Systems Interface (iSCSI) is a common protocol usable on any
Ethernet network. With IBM Storage Virtualize 8.6 the performance was improved, especially
on the midrange and high end systems. IBM Storage Virtualize 8.6 now supports up 1024
iSCSI Hosts per IO Group, depending on System.

Priority Flow Control for iSCSI / iSER is supported on Emulex and Chelsio adapters (SVC
supported) with all DCBX enabled switches.

8.4.1 Connection basics

The cabling needs to be symmetrical. Port x of all node of an IO group needs to be connected
to the same network.

Maximum 4 ports in a port group per host. All ports need to be on the same speed.

8.4.2 Performance tuning

Some of the attributes and host parameters that might affect iSCSI performance:
 Transmission Control Protocol (TCP) Delayed ACK
 Ethernet jumbo frame
 Network bottleneck or oversubscription
 iSCSI session login balance
 Priority flow control (PFC) setting and bandwidth allocation for iSCSI on the network

Disable the TCP delayed acknowledgment feature.

To disable this feature, refer to OS/platform documentation.
 VMware: https://kb.vmware.com/s/article/1002598.
 Windows: http://support.microsoft.com/kb/823764.
 Linux (RHEL): https://access.redhat.com/solutions/1529183.
 Linux (Other): Use IP utility to enable quickack on host side. For example, ip route show;
ip route change 192.168.140.0/24 dev eth7 proto kernel scope link src
192.168.140.55 quickack 1.

The primary signature of this issue: read performance is significantly lower than write
performance. Transmission Control Protocol (TCP) delayed acknowledgment is a technique
that is used by some implementations of the TCP to improve network performance. However,
in this scenario where the number of outstanding I/O is 1, the technique can significantly
reduce I/O performance.

In essence, several ACK responses can be combined into a single response, reducing
protocol overhead. As described in RFC 1122, a host can delay sending an ACK response by
up to 500 ms. Additionally, with a stream of full-sized incoming segments, ACK responses
must be sent for every second segment.

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Enable jumbo frame for iSCSI.

Jumbo frames are Ethernet frames with a size in excess of 1500 bytes. The maximum
transmission unit (MTU) parameter is used to measure the size of jumbo frames.

Note: At the moment systems with RoCE Adapters cannot have MTU greater than 1500 on
8.6.0.0 or later. The workaround is to reduce MTU to 1500.

The network must support jumbo frames end-to-end to be effective. To verify, send a ping
packet to be delivered without fragmentation to verify that the network supports jumbo
frames. For example:
 Windows:
ping -t <iscsi target ip> -S <iscsi initiator ip> -f -l <new mtu size - packet
overhead (usually 36, might differ)>

The following command is an example of a command that is used to check whether a

9000-bytes MTU is set correctly on a Windows system:
ping -t -S 192.168.1.117 192.168.1.217 -f -l 8964

The following output is an example of a successful reply:

192.168.1.217: bytes=8964 time=1ms TTL=52
 Linux:
ping -l <source iscsi initatior ip> -s <new mtu size> -M do <iscsi target ip>
 ESXi:
ping <iscsi target ip> -I <source iscsi initiator ip> -s <new mtu size - 28> -d

Verify the switch's port statistic where initiator/target ports are connected to make sure that
packet drops are not high. Review network architecture to avoid any bottlenecks and
oversubscription. The network needs to be balanced to avoid any packet drop; packet drop
significantly reduces storage performance. Involve networking support to fix any such issues.

Optimize and utilize all iSCSI ports.

To optimize system resource utilization, all iSCSI ports must be used. Each port is assigned
to one CPU, and by balancing the login, one can maximize CPU utilization and achieve better
performance. Ideally, configure subnets equal to the number of iSCSI ports on the system
node. Configure each port of a node with an IP on a different subnet and keep it the same for
other nodes. The following example displays an ideal configuration:
Node 1
Port 1: 192.168.1.11
Port 2: 192.168.2.21
Port 3: 192.168.3.31

Node 2:
Port 1: 192.168.1.12
Port 2: 192.168.2.22
Port 3: 192.168.3.33

Avoid situations where 50 hosts are logged in to port 1 and only five hosts are logged in to
port 2.

Use proper subnetting to achieve a balance between the number of sessions and
redundancy.

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Ensure that proper bandwidth is given to iSCSI on the network

You can divide the bandwidth among the various types of traffic. It is important to assign
proper bandwidth for good performance. To assign bandwidth for iSCSI traffic, you need to
first enable the priority flow control for iSCSI.

IBM FlashSystem systemwide CHAP is a two-way authentication method that uses CHAP to
validate both the initiator and target. Changing or removing this systemwide CHAP can be
disruptive, as it requires changes to the host configuration. If CHAP is changed without
updating the host configuration, it can result in volume or LUN outages.

For any changes to systemwide CHAP, the host iscsi configuration requires an update to
ensure it should only use a valid target (FlashSystem) CHAP, which is being updated.

Important: The node.session.auth.username_in needs to be assigned as “FlashSystem

clustername”, which can be seen with the lsnodecanister command.

The config steps can be seen at

https://www.ibm.com/docs/en/sanvolumecontroller/8.6.x?topic=initiator-setting-up-a
uthentication-linux-hosts

It is possible to have unique target authentication CHAP for individual host initiators. Using
the chhost command allows individual host objects to offer unique username and
chapsecret. However, the target system(FlashSystem) will have a common chapsecret and
username (using CLI ls or chsystem can help managing chapsecret, while username will be
name of the cluster) to offer for initiator authentication.

When using the SendTarget discovery method with FlashSystem, the IP addresses that are
part of the same node and belong to the same portsets are returned in response. This means
that if you have 8 nodes, you will need to perform iSCSI SendTarget discovery 8 times to get
all of the IP addresses for the target.

For more information, see iSCSI performance analyses and tuning chapter in IBM Docs.

8.5 iSCSI Extensions for Remote Direct Memory Access host

attachment considerations
For host access, iSCSI Extensions for RDMA (iSER) is not supported on IBM Storage
FlashSystem 7300, 9500, and IBM SAN Volume Controller (SVC) SV3 (both RDMA over
Converged Ethernet (RoCE) and internet Wide-area Remote Direct Memory Access (RDMA)
Protocol (iWARP)). If you are using iSER host attachment on existing IBM Storage Virtualize
storage, these systems continue to support both RoCE and iWARP on IBM Storage Virtualize
8.6. For more information, see IBM Support: V8.6.0.x Configuration Limits and Restrictions
for IBM Storage FlashSystem 9500.

Note: Although iSER is still supported on the IBM Storage FlashSystem 5200, you should
consider migrating to RoCE.

Priority Flow Control for iSCSI / iSER is supported on Emulex & Chelsio adapters (SVC
supported) with all DCBX enabled switches.

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8.6 NVMe over Fibre Channel host attachment considerations

IBM Storage Virtualize supports a single host initiator port that uses SCSI and Fibre
Channel-Nonvolatile Memory Express (FC-NVMe) connections to the storage. NPIV needs to
be enabled on the FlashSystem or SVC and the NVMe FC ports need to be zoned. NVMe/FC
will not used for external virtualization. Use different Zones for SCSI/FC and NVMe/FC for an
easier management and overview.A volume can only be accessed using a single protocol
(SCSI or NVMe), not both.

You need to create two host definitions for the host, one for SCSI and one for NVMe, if you
want to use both type of volumes from one host, for example for migration.
 Host1scsi-LUN1-FC(SCSI)
 Host1nvme-LUN2-FC(NVMe)

Best practice is using only one protocol from one host.

Asymmetric Namespace Access was added to the FC-NVMe protocol standard, which gives
it functions that are similar to Asymmetric Logical Unit Access (ALUA). As a result, FC-NVMe
can now be used in stretched clusters. Consider NVMe over Fibre Channel target limits when
you plan and configure the hosts.

Include the following points in your plan:

An NVMe host can connect to four NVMe controllers on each system node. The maximum
per node is four with an extra four in failover.
1. Zone up to four ports in a single host to detect up to four ports on a node. To allow failover
and avoid outages, zone the same or additional host ports to detect an extra four ports on
the second node in the I/O group.
2. A single I/O group can contain up to 256 FC-NVMe I/O controllers. The maximum number
of I/O controllers per node is 128 plus an extra 128 in failover. Following the
recommendation in step 1, zone a total maximum of 16 hosts to detect a single I/O group.
Also, consider that a single system target port allows up to 16 NVMe I/O controllers.

IBM Storage Virtualize 8.6 allows a maximum of 32/64 NVMe hosts per system and 16 hosts
per I/O group, if no other types of hosts are attached. IBM Storage Virtualize code does not
monitor or enforce these limits.

For more information about using NVMe hosts with IBM FlashSystem, see NVMe over Fibre
Channel Host Properties.

Note: Do not map the same volumes to SCSI and NVMe hosts concurrently, even one
after the other. Also, take care not to add NVMe hosts and SCSI hosts to the same host
cluster.

8.7 NVME over Ethernet host attachment considerations

It is recommended to separate Storage traffic from other network traffic.

Asymmetric Namespace Access was added to the NVMe over RDMA and NVMe over TCP
protocol standard, which gives it functions that are similar to Asymmetric Logical Unit Access
(ALUA). As a result, FC-NVMe can now be used in stretched clusters. iSCSI, iWarp, iSER,
NVMe/RDMA and NVMe/TCP can coexist on the same port with different host mapping

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types. This includes the ports used for replication. A single host working with multiple
protocols is not supported. Different hosts can have different protocols working with the same
storage port.

Note: Do not map the same volumes to SCSI and NVMe hosts concurrently, even one
after the other. Also, take care not to add NVMe hosts and SCSI hosts to the same host
cluster.

Tip: IBM Storage Virtualize uses discovery port 4420 for all RDMA protocol instead of
8009.

8.7.1 NVMe over Ethernet (RoCE) host attachment considerations

IBM Storage Virtualize 8.6 allows a maximum of 512 NVMe hosts per system and 256 hosts
per I/O group, if no other types of hosts are attached. IBM Storage Virtualize code does not
monitor or enforce these limits. RoCE v2 is a very performing network protocol based on UDP
with RDMA.

RDMA can reduce the CPU load of the server, compared with other Ethernet protocols. One
limitation of existing NVMe/RoCE is that it requires special Ethernet infrastructure (lossless
Ethernet / DCB). How to configure it depends on the switches you use, but you will need
network skills. RoCE capable host adapters are also needed. Check SSIC to understand
what is supported. RoCE v2 is routable, but prefer layer 2 networks.

Note: At the moment systems with ROCE Adapters cannot have MTU greater than 1500
on 8.6.0.0 or later. The workaround is to reduce MTU to 1500.

Check the release notes for future releases to see if the restriction is lifted.

8.7.2 NVMe over TCP host attachment considerations

Starting with Version 8.6.0.x NVMe/TCP is supported. Further improvements are planned.
There are still some limits, check if these are lifted.

NVMe/TCP needs more CPU resources than protocols using RDMA. NVMe/TCP is a
ubiquitous transport allowing NVMe performance without any constraint to the data center
infrastructure. Each NVMe/TCP port on FlashSystem supports multiple IPs and multiple
VLANs. NVMe/TCP will be supported on FlashSystem platforms that are installed with
Mellanox CX-4 or CX-6 adapters.

NVMe-TCP is generally switch agnostic and routable. For Operating system support and
Multipathing check at SSIC.

For more information about using NVMe hosts with IBM FlashSystem, see
https://www.ibm.com/support/pages/node/6966914.

Note: At the moment systems with RoCE Adapters cannot have MTU greater than 1500 on
8.6.0.0 or later. The workaround is to reduce MTU to 1500.

Check on the release notes to see if the restriction is lifted.

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8.8 Portsets
Portsets are groupings of logical addresses that are associated with specific traffic types. IBM
Storage Virtualize 8.6.0 systems support both IP and FC portsets for host attachment,
back-end storage connectivity, and replication traffic.

A system can have maximum of 72 portsets, which is a collective maximum limit for FC and
Ethernet portsets. A portset can be of the host attach, remote copy, or storage type. The
default portset is the host attach type. A portset of a specific type can be used only for that
function, for example, a host attach type portset cannot be used for a remote copy
partnership.

To see the FC and IP portsets, run the lsportset command.

Example 8-4 The lsportset command

svcinfo lsportset
id name type port_count host_count lossless owner_id owner_name port_type is_default
0 portset0 host 0 0 ethernet yes
1 portset1 replication 0 0 ethernet no
2 portset2 replication 0 0 ethernet no
3 portset3 storage 0 0 ethernet no
4 PortSet16 host 1 1 yes 0 Bank_Gr_Owngrp fc no
5 portset32 host 1 1 yes 1 Health_Gr_Owngrp fc no
64 portset64 host 6 4 yes fc yes

8.8.1 IP multitenancy
IP support for all IBM Storage Virtualize products previously allowed only a single IPv4 and
IPv6 address per port for use with Ethernet connectivity protocols (internet Small Computer
Systems Interface (ISCSI) and iSER).

As of version 8.4.2, IBM Storage Virtualize removed that limitation and supports an increased
per port limit to 64 IP addresses (IPv4, IPv6, or both). The scaling of the IP definition also
scaled the virtual local area network (VLAN) limitation, which can be done per IP address or
as needed.

The object-based access control (OBAC) model (that is, OBAC-based per tenant
administration and partitioned for multitenant cloud environments) also was added to the
Ethernet configuration management.

The IBM Storage Virtualize new IP object model introduced a new feature that is named the
portset. The portset object is a group of logical addresses that represents a typical IP function
and traffic type. Portsets can be used for multiple traffic types, such as host attachment,
back-end storage connectivity (iSCSI only), or IP replication.

The following commands can be used to manage an IP or Ethernet configuration:

 lsportset
 mkportset
 chportset
 rmportset
 lsip (lsportip deprecated)
 mkip (cfgportip deprecated)
 rmkip (rmportip deprecated)
 lsportethernet (lsportip deprecated)

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 chportethernet (cfgportip deprecated)

 mkhost (with the parameter -portset to bind the host to the portset)
 chost (with the parameter -portset to bind the host to the portset)

A host can access storage through the IP addresses that are included in the portset that is
mapped to the host. The process to bind a host to a portset includes the following steps:
1. Create the portset.
2. Configure the IP addresses with the portset.
3. Create a host object.
4. Bind the host to the portset.
5. Discover and log in from the host.

IP portsets can be added by using the management GUI or the command-line interface (CLI).
You can configure portsets by using the GUI and selecting Settings → Network → Portsets.

After the portsets are created, IP addresses can be assigned by using the management GUI
or the CLI. You can configure portsets by using the GUI and selecting Settings →
Network → Ethernet Ports.

Example 8-5 shows the results of the usage of the lsip command.

Example 8-5 Output of using the lsip command

svcinfo lsip
id node_id node_name port_id portset_id portset_name IP_address prefix vlan gateway
owner_id owner_name
0 1 node1 1 0 portset0 10.0.240.110 24 10.0.240.9
1 1 node1 1 1 portset1 10.0.240.110 24 10.0.240.9
2 2 node2 1 0 portset0 10.0.240.111 24 10.0.240.9
3 2 node2 1 1 portset1 10.0.240.111 24 10.0.240.9

8.8.2 Fibre Channel portset

FC portsets were introduced in IBM Storage Virtualize 8.5 for effective port management and
host access. An FC portset is a group of FC I/O ports. A host must be associated to a portset,
and can access storage through the associated portset only. This configuration is
recommended for larger configurations (256 and greater host counts). Conventionally, host
access is managed by FC zoning, which might be complex and result in unbalanced resource
utilization. When used with good zoning practices, portsets provide better management and
resource utilization in configurations with large host counts (256 and greater).

Two modes of portsets are available:

 Legacy mode: On new installation or when upgrading to version 8.6.0.x, all FC ports are
added to default portset. All existing host objects automatically are associated with the
default portset. This mode is useful for smaller configurations, and does not require
portset knowledge.
 User-defined portsets: Recommended for larger configurations. Can be defined by a user
as part of the initial configuration. All host objects are limited by their associated portset for
storage access.

While using the FC portset feature, each FC I/O port can be added to multiple FC portsets;
however, a host can be added to only one FC portset. Every portset can support up to four FC
I/O ports.

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Each portset is identified by a unique name. Portset 0 is an Ethernet default portset, and
portset 64 is a default FC portset that is configured when the system is created or updated.
Portsets 1 and 2 are replication portsets. Portset 3 is a storage portset.

To see the host login for each FC port, run the lstargetportfc command.

Example 8-6 The lstargerportfc command

svcinfo lstargetportfc
id WWPN WWNN port_id owning_node_id current_node_id nportid host_io_permitted virtualized protocol fc_io_port_id
portset_count host_count active_login_count
1 5005076812110967 5005076812000967 1 1 1 060600 no no scsi 1 0
0 3
2 5005076812150967 5005076812000967 1 1 1 060601 yes yes scsi 1 1
6 1
3 5005076812190967 5005076812000967 1 1 1 060602 yes yes nvme 1 1
0 0
4 5005076812120967 5005076812000967 2 1 1 070600 no no scsi 2 0
0 3
5 5005076812160967 5005076812000967 2 1 1 070601 yes yes scsi 2 1
6 1
6 50050768121A0967 5005076812000967 2 1 1 070602 yes yes nvme 2 1
0 0
7 5005076812130967 5005076812000967 3 1 1 080600 no no scsi 3 0
0 1
8 5005076812170967 5005076812000967 3 1 1 080601 yes yes scsi 3 1
6 0
9 50050768121B0967 5005076812000967 3 1 1 080602 yes yes nvme 3 1
0 0
10 5005076812140967 5005076812000967 4 1 1 090600 no no scsi 4 0
0 1
11 5005076812180967 5005076812000967 4 1 1 090601 yes yes scsi 4 1
6 0
12 50050768121C0967 5005076812000967 4 1 1 090602 yes yes nvme 4 1
0 0

The output shows details about each FC port, associated portset count, host count, and
active login counts. If some FC ports have a higher number of active logins, they can cause
an unbalanced performance.

Note: Event ID 088007 “Fibre Channel I/O port has more than recommended active login”
is logged when there are more than 256 active logins on all or any of the worldwide port
names (WWPNs) on the FC I/O port on any node. This event informs the customer that an
FC I/O port is serving login more than the recommended limit, and the system is being
under-utilized because the load is not distributed uniformly across the FC I/O ports and
nodes. The event is cleared when an administrator fixes the zoning such that the total
active login count of the FC I/O port becomes less than or equal to 256.

Generally for FC, the host to storage connection is controlled by SAN zoning. A portset helps
to set a rule on storage layer to avoid many FC logins to same port while other ports remain
idle. Misconfiguring portsets and hosts or wrong ports that are used in zones result in the
Event ID 064002 being logged in the IBM Storage Virtualize 8.6 event log.

Note: Event ID 064002 “Host and Fibre Channel port must be in same portset.” is logged
when the host tries to log in to a port that is associated with a different portset. A login is
detected from the host to a storage port that is not part of the same portset of which the
host is a part. For an FC host, check “Fibre Channel Connectivity” for the host with a state
of Blocked, and for a NVMe host, check “NVMe Connectivity” for a host with a state of
Invalid. Add storage port WWPNs that are assigned to the correct portset on the host to
the storage zone and remove the wrong ones. This action automatically clears the event.

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For multi-tenant configuration portsets, separate the FC ports to the tenants. Example 8-4 on
page 530 on page 372 shows two portsets that are assigned to different ownership groups.

8.8.3 Portsets considerations and limitations

Consider the following points about portsets:
 Multiple hosts can be mapped to a single portset.
 A single host cannot be mapped to multiple portsets.
 A system can have maximum of 72 portsets.
 IP addresses and FC ports can belong to multiple portsets.
 Port masking is used to enable or disable each port per feature for specific traffic types
(host, storage, and replication).
 Portset 0, Portset 3, Portset 64, and the replication portset are predefined.
 When an IP address or host is configured, a portset must be specified.
 Portset 0 is the default portset for iSCSI, and Portset 64 is the default portset for FC that is
automatically configured when the system is updated or created and cannot be deleted.
 Portset 0 and Portset 64 allow administrators to continue to use an original configuration
that does not require multi-tenancy.
 Portset 3 is used for iSCSI back-end storage virtualization.
 After an update to the 8.5.x code or later, all configured FC host objects are automatically
mapped to Portset 64, and iSCSI host objects are mapped to Portset 0.
 Unconfigured logins are rejected upon discovery.
 The internet Storage Name Service (iSNS) function registers IP addresses in Portset 0
only with the iSNS server.
 Each port can be configured with only one unique routable IP address
(gateway-specified).

8.9 Host pathing

Each host mapping associates a volume with a host object and allows all HBA ports in the
host object to access the volume. You can map a volume to multiple host objects.

When a mapping is created, multiple paths normally exist across the SAN fabric from the
hosts to the IBM Storage Virtualize system. Most operating systems present each path as a
separate storage device. Therefore, multipathing software is required on the host. The
multipathing software manages the paths that are available to the volume, presents a single
storage device to the operating system, and provides failover if a path is lost.

If your IBM Storage Virtualize system uses NPIV, path failures that occur because of an offline
node are masked from host multipathing.

Note: When using NPIV and an SVC cluster with site awareness, the remaining node in
the same I/O group take over the addresses. Be aware of the potential impact on inter-data
center traffic here. This does not apply if a Hot Spare nodes are used per site. We
recommend to zone the host to both sides.

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8.9.1 Path selection

I/O for a specific volume is handled exclusively by the nodes in a single I/O group. Although
both nodes in the I/O group can service the I/O for the volume, the system prefers to use a
consistent node, which is called the preferred node. The primary reasons for using a preferred
node are load-balancing and to determine which node destages writes to the back-end
storage.

When a volume is created, an I/O group and preferred node are defined, and optionally can
be set by the administrator. The owner node for a volume is the preferred node when both
nodes are available.

With HyperSwap, configuration nodes in multiple I/O groups can potentially service I/O for the
same volume, and site IDs are used to optimize the I/O routing.

IBM Storage Virtualize uses Asymmetric Logical Unit Access (ALUA), as do most
multipathing drivers. Therefore, the multipathing driver gives preference to paths to the
preferred node. Most modern storage systems use ALUA.

Note: Some competitors claim that ALUA means that IBM Storage Virtualize is effectively
an active-passive cluster. This claim is not true. Both nodes in IBM Storage Virtualize can
and do service I/O concurrently.

In the small chance that an I/O goes to the non-preferred node, that node services the I/O
without issue.

8.10 I/O queues

Host operating system and HBA software must have a way to fairly prioritize I/O to the
storage. The host bus might run faster than the I/O bus or external storage. Therefore, you
must have a way to queue I/O to the devices. Each operating system and host adapter use
unique methods to control the I/O queue.

The I/O queue can be controlled by using one of the following unique methods:
 Host adapter-based
 Memory and thread resources-based
 Based on the number of commands that are outstanding for a device

8.10.1 Queue depths

Queue depth is used to control the number of concurrent operations that occur on different
storage resources. Queue depth is the number of I/O operations that can be run in parallel on
a device.

Queue depths apply at various levels of the system:

 Disk or flash
 Storage controller
 Per volume and HBA on the host

For example, each IBM Storage Virtualize node has a queue depth of 10,000. A typical disk
drive operates efficiently at a queue depth of 8. Most host volume queue depth defaults are
approximately around 32.

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Guidance for limiting queue depths in large SANs that was described in previous
documentation was replaced with calculations for overall I/O group-based queue depth
considerations.

No set rule is available for setting a queue-depth value per host HBA or per volume. The
requirements for your environment are driven by the intensity of each workload.

Ensure that one application or host cannot use the entire controller queue. However, if you
have a specific host application that requires the lowest latency and highest throughput,
consider giving it a proportionally larger share than others.

Consider the following points:

 A single IBM Storage Virtualize FC port accepts a maximum concurrent queue depth of
2048.
 A single IBM Storage Virtualize node accepts a maximum concurrent queue depth of
10,000. After this depth is reached, it reports a full status for the queue.
 Host HBA queue depths must be set to the maximum (typically 1024).
 The host queue depth must be controlled through the per volume value:
– A typical random workload volume must use a value of approximately 32.
– To limit the workload of a volume, use a value of 4 or less.
– To maximize throughput and give a higher share to a volume, use a value of 64.

The total workload capability can be calculated by multiplying the number of volumes by their
respective queue depths and summing. With low latency storage, a workload of over 1 million
input/output operations per second (IOPS) can be achieved with concurrency on a single I/O
group of 1000.

For more information about queue depths, see the following IBM Documentation web pages:
 FC hosts
 iSCSI hosts
 iSER hosts

8.11 Host clusters

IBM Storage Virtualize supports host clusters. This feature allows multiple hosts to access the
same set of volumes.

Volumes that are mapped to that host cluster are assigned to all members of the host cluster
with the same SCSI ID. A typical use case is to define a host cluster that contains all the
WWPNs that belong to the hosts that are participating in a host operating system-based
cluster, such as IBM PowerHA®, Microsoft Cluster Server (MSCS), or VMware ESXi clusters.

The following commands can be used to manage host clusters:

 lshostcluster
 lshostclustermember
 lshostclustervolumemap
 addhostclustermember
 chhostcluster
 mkhost (with parameter -hostcluster to create the host in one cluster)
 mkhostcluster
 mkvolumehostclustermap
 rmhostclustermember

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 rmhostcluster
 rmvolumehostclustermap

Host clusters can be added by using the GUI. By using the GUI, the system assigns the SCSI
IDs for the volumes (you also can manually assign them). For ease of management purposes,
use separate ranges of SCSI IDs for hosts and host clusters.

For example, you can use SCSI IDs 0 - 99 for non-cluster host volumes, and greater than 100
for the cluster host volumes. When you choose the System Assign option, the system
automatically assigns the SCSI IDs starting from the first available in the sequence.

If you choose Self Assign, the system enables you to select the SCSI IDs manually for each
volume. On the right side of the window, the SCSI IDs that are used by the selected host or
host cluster are shown (see Figure 8-1 on page 536).

Figure 8-1 SCSI ID assignment on volume mappings

Note: Although extra care is always recommended when dealing with hosts,
IBM Storage Virtualize does not allow you to join a host into a host cluster if it includes a
volume mapping with a SCSI ID that also exists in the host cluster:
IBM_2145:ITSO-SVCLab:superuser>addhostclustermember -host ITSO_HOST3
ITSO_CLUSTER1
CMMVC9068E Hosts in the host cluster have conflicting SCSI IDs for their
private mappings.
IBM_2145:ITSO-SVCLab:superuser>

8.11.1 Persistent reservations

To prevent hosts from sharing storage inadvertently, they must follow a storage reservation
mechanism. The mechanisms for restricting access to IBM Storage Virtualize volumes use
the SCSI-3 persistent reserve commands or the SCSI-2 reserve and release commands.

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The host software uses several methods to implement host clusters. These methods require
sharing the volumes on IBM Storage Virtualize between hosts. To share storage between
hosts, the cluster must maintain control over accessing the volumes. Some clustering
software uses software locking methods.

You can choose other methods of control by directing the clustering software or the device
drivers to use the SCSI architecture reserve or release mechanisms. The multipathing
software can change the type of reserve that is used from an earlier reserve to persistent
reserve, or remove the reserve.

Persistent reserve refers to a set of SCSI-3 standard commands and command options that
provide SCSI initiators with the ability to establish, preempt, query, and reset a reservation
policy with a specified target device. The functions that are provided by the persistent reserve
commands are a superset of the original reserve or release commands.

The persistent reserve commands are incompatible with the earlier reserve or release
mechanism. Also, target devices can support only reservations from the earlier mechanism or
the new mechanism. Attempting to mix persistent reserve commands with earlier reserve or
release commands results in the target device returning a reservation conflict error.

Earlier reserve and release mechanisms (SCSI-2) reserved the entire LUN (volume) for
exclusive use down a single path. This approach prevents access from any other host or even
access from the same host that uses a different host adapter. The persistent reserve design
establishes a method and interface through a reserve policy attribute for SCSI disks. This
design specifies the type of reservation (if any) that the operating system device driver
establishes before it accesses data on the disk.

The following possible values are supported for the reserve policy:
 No_reserve: No reservations are used on the disk.
 Single_path: Earlier reserve or release commands are used on the disk.
 PR_exclusive: Persistent reservation is used to establish exclusive host access to the disk.
 PR_shared: Persistent reservation is used to establish shared host access to the disk.

When a device is opened (for example, when the AIX varyonvg command opens the
underlying hdisks), the device driver checks the object data manager (ODM) for a
reserve_policy and a PR_key_value. Then, the driver opens the device. For persistent
reserve, each host that is attached to the shared disk must use a unique registration key
value.

8.11.2 Clearing reserves

It is possible to accidentally leave a reserve on the IBM Storage Virtualize volume or on the
IBM Storage Virtualize managed disk (MDisk) during migration into IBM Storage Virtualize, or
when disks are reused for another purpose. Several tools are available from the hosts to clear
these reserves.

Instances exist in which a host image mode migration appears to succeed; however,
problems occur when the volume is opened for read/write I/O. The problems can result from
not removing the reserve on the MDisk before image mode migration is used in
IBM Storage Virtualize.

You cannot clear a leftover reserve on an IBM Storage Virtualize MDisk from IBM Storage
Virtualize. You must clear the reserve by mapping the MDisk back to the owning host and
clearing it through host commands, or through back-end storage commands as advised by
IBM technical support.

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8.12 AIX hosts

This section describes support and considerations for AIX hosts.

For more information about configuring AIX hosts, see IBM Power Systems AIX hosts on IBM
Docs.

8.12.1 Multipathing support

Subsystem Device Driver Path Control Module (SDDPCM) is no longer supported. Use the
default AIX PCM. For more information, see the following documentThe Recommended
Multi-path Driver to use on IBM AIX and VIOS When Attached to SVC and Storwize storage.

8.12.2 AIX configuration recommendations

These device settings can be changed by using the chdev AIX command:
reserve_policy=no_reserve

The default reserve policy is single_path (SCSI-2 reserve). Unless a specific need exists for
reservations, use no_reserve.
algorithm=shortest_queue

If coming from SDD PCM, AIX defaults to fail_over. You cannot set the algorithm to
shortest_queue unless the reservation policy is no_reserve:
queue_depth=32

The default queue depth is 20. IBM recommends 32:

rw_timeout=30

The default for SDD PCM is 60. For AIX PCM, the default is 30. IBM recommends 30.

For more information about configuration best practices, see AIX Multi Path Best Practices.

8.13 Virtual I/O Server hosts

This section describes support and considerations for Virtual I/O Server (VIOS) hosts.

For more information about configuring VIOS hosts, see IBM Power Systems with Virtual I/O
Server on IBM Docs.

8.13.1 Multipathing support

Subsystem Device Driver Path Control Module (SDDPCM) is no longer supported. Use the
default AIX PCM.

For more information, see The Recommended Multi-path Driver to use on IBM AIX and VIOS
When Attached to SVC and Storwize storage. Where VIOS SAN Boot or dual VIOS
configurations are required, see SSIC.

For more information about VIOS, see this IBM Virtual I/O Server overview.

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8.13.2 VIOS configuration recommendations

These device settings can be changed by using the chdev AIX command:
reserve_policy=single_path

The default reserve policy is single_path (SCSI-2 reserve):

algorithm=fail_over

If coming from SDD PCM, AIX defaults to fail_over:

queue_depth=32

The default queue depth is 20. IBM recommends 32.

rw_timeout=30

The default for SDD PCM is 60. For AIX PCM, the default is 30. IBM recommends 30.

8.13.3 Physical and logical volumes

Virtual Small Computer System Interface (VSCSI) is based on a client/server relationship.
The VIOS owns the physical resources and acts as the server or target device.

Physical storage with attached disks (in this case, volumes on IBM Storage Virtualize) on the
VIOS partition can be shared by one or more client logical partitions (LPARs). These client
LPARs contain a VSCSI client adapter (SCSI initiator) that detects these virtual devices
(VSCSI targets) as standard SCSI-compliant devices and LUNs.

You can create the following types of volumes on a VIOS:

 Physical volume (PV) VSCSI hdisks
 Logical volume (LV) VSCSI hdisks

PV VSCSI hdisks are entire LUNs from the VIOS perspective. If you are concerned about the
failure of a VIOS and configured redundant VIOSs for that reason, you must use PV VSCSI
hdisks. An LV VSCSI hdisk cannot be served up from multiple VIOSs.

LV VSCSI hdisks are in Logical Volume Mirroring (LVM) volume groups on the VIOS and must
not span PVs in that volume group or be striped LVs. Because of these restrictions, use PV
VSCSI hdisks.

8.13.4 Identifying a disk for use as a VSCSI disk

The VIOS uses the following methods to uniquely identify a disk for use as a VSCSI disk:
 Unique device identifier (UDID)
 Physical volume identifier (PVID)
 IEEE volume ID

Each of these methods can result in different data formats on the disk. The preferred disk
identification method for volumes is to use UDIDs. For more information about how to
determine your disks IDs, see Identifying exportable disks in IBM Docs.

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8.14 Microsoft Windows hosts

This section describes support and considerations for Microsoft Windows hosts, including
Microsoft Hyper-V.

For more information about configuring Windows hosts, see Hosts that run the Microsoft
Windows Server operating system in IBM Docs.

8.14.1 Multipathing support

For multi-pathing support, use Microsoft multipath I/O (MPIO) with Microsoft Device Specific
Module (MS DSM), which is included in the Windows Server operating system. The older
Subsystem Device Driver Device Specific Module (SDDDSM) is no longer supported. For
more information, see IBM Storage Virtualize Multipathing Support for AIX and Windows
Hosts.

The Windows multipathing software supports the following maximum configuration:

 Up to eight paths to each volume
 Up to 2048 volumes per windows server or host
 Up to 512 volumes per Hyper-V host

8.14.2 Windows and Hyper-V configuration recommendations

Ensure that the following components are configured:
 Operating system service packs and patches and clustered-system software
 HBAs and HBA device drivers
 Multipathing drivers (Microsoft Device Specific Module (MSDSM))

Regarding disk timeout for Windows servers, change the disk I/O timeout value to 60 in the
Windows registry.

8.15 Linux hosts

This section describes support and considerations for Linux hosts.

For more information about configuring Linux hosts, see Hosts that run the Linux operating
system in IBM Docs.

8.15.1 Multipathing support

IBM Storage Virtualize supports Linux hosts that use native Device Mapper-Multipathing
(DM-MP) and native multipathing support.

Note: Occasionally, we see that storage administrators modify parameters in the

multipath.conf file to address some perceived shortcoming in the DM-MP configuration.
These modifications can create unintended and unexpected behaviors. The
recommendations that are provided in IBM Documentation are optimal for most
configurations.

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8.15.2 Linux configuration recommendations

Consider the following points about configuration settings for Linux:
 Settings and udev rules can be edited in /etc/multipath.conf.
 Some Linux levels require polling_interval to be under the defaults section. If
polling_interval is under the device section, comment it out by using the # key, as
shown in the following example:
# polling_interval
 Use the default values as described in Settings for Linux hosts in IBM Docs.
 The dev_loss_tmo settings control how long to wait for devices or paths to be pruned. If the
inquiry is too short, it might time out before the paths are available. IBM recommends
120 seconds for this setting.
 For better performance use LVM with multiple disks instead of filesystems running on a
single disk.

Best practice: The scsi_mod.inq_timeout should be set to 70. If this timeout is set
incorrectly, it can cause paths to not be rediscovered after a node is restarted.

For more information about this setting and other attachment requirements, see
Attachment requirements for hosts that are running the Linux operating system in IBM
Docs.

8.16 Oracle Solaris hosts support

This section describes support and considerations for Oracle hosts. SAN boot and clustering
support are available for Oracle hosts.

For more information about configuring Solaris hosts, see Oracle hosts in IBM Docs.

8.16.1 Multipathing support

IBM Storage Virtualize supports multipathing for Oracle Solaris hosts through Oracle Solaris
MPxIO, Symantec Veritas Volume Manager Dynamic Multi-Pathing (DMP), and the Native
Multipathing Plug-in (NMP). Specific configurations depend on file system requirements,
HBA, and operating system level.

Note: The NMP does not support the Solaris operating system in a clustered-system
environment. For more information about your supported configuration, see SSIC.

8.16.2 Solaris MPxIO configuration recommendations

IBM Storage Virtualize software supports load balancing of the MPxIO software. Ensure that
the host object is configured with the type attribute set to tpgs, as shown in the following
example:
svctask mkhost -name new_name_arg -hbawwpn wwpn_list -type tpgs

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In this command, -type specifies the type of host. Valid entries are hpux, tpgs, generic,
openvms, adminlun, and hide_secondary. The tpgs host type enables extra target port unit
attentions that are required by Solaris hosts.

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To complete your configuration, complete the following steps:

1. Configure host objects with host type tpgs.
2. Install the latest Solaris host patches.
3. Copy the /kernel/drv/scsi_vhci.conf file to the /etc/driver/drv/scsi_vhci.conf file.
4. Set the load-balance="round-robin" parameter.
5. Set the auto-failback="enable" parameter.
6. Comment out the device-type-scsi-options-list = "IBM 2145",
"symmetric-option" parameter.
7. Comment out the symmetric-option = 0x1000000 parameter.
8. Restart hosts or run stmsboot -u based on the host level.
9. Verify changes by running luxadm display /dev/rdsk/cXtYdZs2, where cXtYdZs2 is your
storage device.
10.Check that the preferred node paths are primary and online, and that the non-preferred
node paths are secondary and online.

8.16.3 Symantec Veritas DMP configuration recommendations

When you are managing IBM Storage Virtualize storage in Symantec volume manager
products, you must install an Array Support Library (ASL) on the host so that the volume
manager is aware of the storage subsystem properties (active/active or active/passive).

If a suitable ASL is not installed, the volume manager does not claim the LUNs. Using ASL is
required to enable the special failover or failback multipathing that IBM Storage Virtualize
requires for error recovery.

To determine the basic configuration of a Symantec Veritas server, run the commands that
are shown in Example 8-7.

Example 8-7 Determining the Symantec Veritas server configuration

pkginfo –l (lists all installed packages)
showrev -p |grep vxvm (to obtain version of volume manager)
vxddladm listsupport (to see which ASLs are configured)
vxdisk list
vxdmpadm listctrl all (shows all attached subsystems, and provides a type where
possible)
vxdmpadm getsubpaths ctlr=cX (lists paths by controller)
vxdmpadm getsubpaths dmpnodename=cxtxdxs2’ (lists paths by LUN)

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The commands that are shown in Example 8-8 and Example 8-9 determine whether
IBM Storage Virtualize is correctly connected. They also show which ASL is used: native
Dynamic Multi-Pathing (DMP), ASL, or SDD ASL.

Example 8-8 shows what you see when Symantec Volume Manager correctly accesses IBM
Storage Virtualize by using the SDD pass-through mode ASL.

Example 8-8 Symantec Volume Manager that uses SDD pass-through mode ASL
# vxdmpadm list enclosure all
ENCLR_NAME ENCLR_TYPE ENCLR_SNO STATUS
============================================================
OTHER_DISKS OTHER_DISKS OTHER_DISKS CONNECTED
VPATH_SANVC0 VPATH_SANVC 0200628002faXX00 CONNECTED

Example 8-9 shows what you see when IBM Storage Virtualize is configured by using native
DMP ASL.

Example 8-9 IBM Storage Virtualize that is configured by using native ASL
# vxdmpadm list enclosure all
ENCLR_NAME ENCLR_TYPE ENCLR_SNO STATUS
============================================================
OTHER_DISKS OTHER_DSKSI OTHER_DISKS CONNECTED
SAN_VC0 SAN_VC 0200628002faXX00 CONNECTED

For more information about the latest ASL levels to use native DMP, see the array-specific
module table that is available at this Veritas web page.

To check the installed Symantec Veritas version, run the following command:
showrev -p |grep vxvm

To check which IBM ASLs are configured in the volume manager, run the following command:
vxddladm listsupport |grep -i ibm

After you install a new ASL by using the pkgadd command, restart your system or run the
vxdctl enable command. To list the ASLs that are active, run the following command:
vxddladm listsupport

8.17 HP 9000 and HP Integrity hosts

This section describes support and considerations for Linux hosts. SAN boot is supported for
all HP-UX 11.3x releases on both HP 9000 and HP Integrity servers.

For more information about configuring Linux hosts, see HP 9000 and HP Integrity.

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8.17.1 Multipathing support

IBM Storage Virtualize supports multipathing for HP-UX hosts through HP PVLinks and the
NMP. Dynamic multipathing is available when you add paths to a volume or when you present
a new volume to a host.

To use PVLinks while NMP is installed, ensure that NMP did not configure a vpath for the
specified volume.

For more information about a list of configuration maximums, see Multipathing configuration
maximums for HP 9000 and HP Integrity servers in IBM Docs.

8.17.2 HP configuration recommendations

Consider the following configuration recommendations for HP:
 HP-UX 11.31 September 2007 and later 0803 releases are supported.
 HP-UX 11.31 contains native multipathing as part of the mass storage stack feature.
 NMP supports only HP-UX 11iv1 and HP-UX 11iv2 operating systems in a
clustered-system environment.
 SCSI targets that use more than eight LUNs must have type attribute hpux set to host
object.
 Ensure that the host object is configured with the type attribute set to hpux as shown in the
following example:
svctask mkhost -name new_name_arg -hbawwpn wwpn_list -type hpux
 Configure the Physical Volume timeout for NMP for 90 seconds.
 Configure the Physical Volume timeout for PVLinks for 60 seconds (the default is
4 minutes).

8.18 VMware ESXi server hosts

This section describes considerations for VMware hosts.

For more information about configuring VMware hosts, see Hosts that run the VMware ESXi
operating system in IBM Docs.

To determine the various VMware ESXi levels that are supported, see the SSIC.

We recommend using VMware Tools on the virtual machines. Using VMware-Plugin the new
native or via IBM Spectrum Connect can make the management easier, like the same volume
name on VMware as on IBM FlashSystem.

There are some limitations by VMware on NVMe volumes.

 Requirements and Limitations of VMware NVMe Storage Vmware 7:
https://docs.vmware.com/en/VMware-vSphere/7.0/com.vmware.vsphere.storage.doc/GU
ID-9AEE5F4D-0CB8-4355-BF89-BB61C5F30C70.html
 Requirements and Limitations of VMware NVMe Storage Vmware 8:
https://docs.vmware.com/en/VMware-vSphere/8.0/vsphere-storage/GUID-9AEE5F4D-0CB
8-4355-BF89-BB61C5F30C70.html

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8.18.1 Multipathing support

VMware features a built-in multipathing driver that supports IBM Storage Virtualize
ALUA-preferred path algorithms.

Information about limits and a complete list of maximums, see VMware Configuration
Maximums.

8.18.2 VMware configuration recommendations

For more information about specific configuration best practices for VMware, see Configuring
the ESXi operating system in IBM Docs.

Consider and verify the following settings:

 The storage array type plug-in should be ALUA (VMW_SATP_ALUA).
 Path selection policy should be RoundRobin (VMW_PSP_RR).
 Set the XCopy transfer size to 4096.
 The recommended number of paths per volume is four. It is recommended not to exceed
8. In a HyperSwap configuration, you can use eight, up to 16 paths per volume is
supported.
 The RoundRobin IOPS should be changed from 1000 to 1 so that I/Os are evenly
distributed across as many ports on the system as possible. For more information about
how to change this setting, see Adjusting Round Robin IOPS limit on VMware knowledge
base.
 If preferred, all VMware I/O paths (active optimized and non-optimized) can be used by
running the following esxcli command:
esxcli storage nmp psp roundrobin deviceconfig set --useano=1 -d <naa of the
device>
 For Ethernet attachment, like NVMe over TCP it should be considered to use a dedicated
pair of ports, configured using dedicated vSwitches and VMkernel ports.

For more information about active optimized and active non-optimized paths, see Active -
active capability in IBM Docs.

Note: You check whether your volumes are seen as flash on the ESXi server. In some
cases, VMware marks IBM FlashSystem volumes as hard disk drives (HDDs). As a best
practice, mark volumes as Flash before creating a datastore on them.

8.19 Container Storage Interface Block Driver

The Container Storage Interface (CSI) enables the Container Orchestrators Platform to
perform actions on storage systems. The CSI Block Driver connects Kubernetes and Red Hat
OpenShift Container Platform (OCP) to IBM Block storage devices (IBM Storage Virtualize,
IBM FlashSystem, and IBM DS8000). This process is done by using persistent volumes (PVs)
to dynamically provision block storage with stateful containers. Provisioning can be fully
automated to scale, deploy, and manage containerized applications. The CSI driver allows
IBM Storage Virtualize to participate in hybrid multicloud environments for modern
infrastructures.

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To use the IBM Block storage CSI driver, complete the following steps:
1. Create an array secret.
2. Create a storage class.
3. Create a Persistent Volume Claim (PVC) that is 1 Gb.
4. Display the PVC and the created PV.
5. Create a StatefulSet.

For more information about installing, configuring, and using CSI Block Driver, see IBM block
storage CSI driver in IBM Docs.

8.20 100-Gigabit Ethernet host connectivity

IBM Storage FlashSystem 9500, FlashSystem 7300, and SVC SV3 support new 100-gigabit
Ethernet (GbE) Ethernet host connectivity options, which provide end-to-end NVMe capability
in the I/O path from hosts to the back-end.

With Storage Virtualize 8.6 the Ethernet restrictions have been removed on the FS9500 and
IBM SAN Volume Controller SV3.

All cages can be fully populated with two port 25 Gb/100 Gb Ethernet cards

For 100Gb adapters, fully populating a cage means the bandwidth will be oversubscribed.
Each adapter will get 128 Gb of its theoretical 200 Gb capability (as in the FS7300).

Note: In some situations you need maximum bandwidth, other situations need maximum
ports. By easing the restrictions on the Ethernet adapters we are allowing the customer to
make that choice. If maximum ports are selected, the bandwidth will be oversubscribed

8.20.1 Dual port 100 GbE adapter functions

Table 8-1 lists the supported and unsupported adapter functions and their caveats.

Table 8-1 100 GbE adapter functions

Function Supported Not
supported

NVMe over TCP host attachment 

NVMe over RDMA (RoCE V2) connectivity for host attachmenta 

iSCSI connectivity for host attachmentb 

Clustering / HyperSwap 

Replication connectivity 

iSCSI-based external storage connectivity 

iSER connectivity for host attachment 

a. The primary use case for optimal performance.
b. A secondary use case to allow boot from SAN through 100 GbE. Performance is equivalent to
25-GbE iSCSI host attachment.

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8.20.2 Maximum adapter count and slot placement

Table 8-2 lists the maximum number of Dual Port 100 GbE adapters that are supported per
node on IBM Storage FlashSystem 7300, FlashSystem 9500, and SVC SV3.

Table 8-2 Maximum 100-GbE adapters per node and PCIe slot placement
System Maximum Dual Port 100 GbE Adapter slot placement per
adapter count node for maximum port
performance

IBM FlashSystem 7300 3 1, 2, and 3

IBM FlashSystem 9500 6 1, 5, and 7

SVC SV3 6 1, 5, and 7

Note: The 100 Gbps Ethernet adapter is limited to Peripheral Component Interconnect
Express (PCIe) adapters on this hardware.
As a best practice, attempt to balance I/O over all the ports as evenly as possible,
especially for NVMe over RDMA host attachment on IBM FlashSystem because the PCIe
slots are oversubscribed. Performance should be calculated for use on a primary or failover
model to avoid PCIe slot oversubscription.

Figure 8-2 on page 548 depicts the slots on an IBM Storage FlashSystem 7300 that can
contain Dual Port 100 GbE adapters.

Figure 8-2 Dual Port 100 GbE adapter placement on IBM FlashSystem Storage 7300

Note: On IBM FlashSystem 7300 when both ports of a adapter are used for NVMe over
RDMA, or NVMe over TCP, or both, I/O operation types are limited to 100 Gbps per
adapter (not per port).

Figure 8-3 depicts the slots on an IBM Storage FlashSystem 9500 that can contain Dual Port
100 GbE adapters.

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Figure 8-3 Dual Port 100 GbE adapter placement on IBM Storage FlashSystem 9500

Figure 8-4 shows the slots on an SVC SV3 node that can contain Dual Port 100 GbE
adapters.

Figure 8-4 Dual Port 100 GbE adapter placement on SAN Volume Controller node SV3

Note: When one or more Dual Port 100 GbE adapters are installed in IBM Storage
FlashSystem 9500 or SVC SV3 nodes, they should always occupy the lower numbered slot
in the adapter cage, and the other slot must not contain an adapter. For adapter cage 2,
slots 3 and 4 are for internal use only.

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8.20.3 Dual Port 100 GbE adapter cables and connectors

Table 8-3 describes the type of connectors and cables and their minimum standards for use
with the Dual Port 100 GbE adapters. These cable and transceiver options are orderable from
IBM or third-party providers, but they must meet the minimum requirements.

Table 8-3 Cables

Connector Cable type Minimum standard

QSFP28 (SR4) – Multi-fiber push on  OM3 (up to 70 m)

Transceiver (IBM connectors (MPO) fabric  OM4 (up to 100 m)
feature)  SFF-8436 transceiver specification:
– IEC60825-1 product safety
QSFP28 (SRBD) – LC fabric optical:
specification.
Transceiver OM3/OM4
– Operational temperature should be 0
Active Optical Cable AOC: Ribbon optical °C - 70 °C. However, in some cases
(AOC) fiber cable the temperature can reach to 85 °C.

Direct Attached Copper DAC: Twin-ax copper

(DAC) cable (up to 2 m)

Planning for 100 Gbps Ethernet adapters

 FlashSystem 7300
 FlashSystem 9500
 SAN Volume Controller SV3

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Chapter 9. Implementing a storage

monitoring system
Monitoring in a storage environment is crucial, and is part of what often is called storage
governance.

With a robust and reliable storage monitoring system, you can realize significant financial
savings and minimize pain in your operation by monitoring and predicting usage bottlenecks
in your virtualized storage environment.

It is also possible to use the data that is collected from monitoring to create strategies and
apply configurations to improve performance, tuning connections, and tools usability.

This chapter provides suggestions and the basic concepts about how to implement a storage
monitoring system for IBM Storage Virtualize by using their specific functions or external IBM
tools.

This chapter includes the following topics:

 “Generic monitoring” on page 552
 “Performance monitoring” on page 557
 “Capacity monitoring” on page 588
 “Creating alerts for IBM Storage Control and IBM Storage Insights” on page 606
 “Health monitoring” on page 613
 “Important performance metrics” on page 620
 “Performance diagnostic information” on page 628
 “Metro Mirror and Global Mirror monitoring” on page 632t

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9.1 Generic monitoring

With IBM Storage Virtualize, you can implement generic monitoring by using specific
functions that are integrated with the product itself without adding any external tools or cost.

9.1.1 Monitoring by using the management GUI

The management GUI is the primary tool that is used to service your system. You can
regularly monitor the status of the system by using the management GUI. If you suspect a
problem, use the management GUI first to diagnose and resolve the problem.

Use the views that are available in the management GUI to verify the status of the system, the
hardware devices, the physical storage, and the available volumes. Selecting Monitoring →
Events provides access to all problems that exist on the system. Select the Recommended
Actions filter to display the most important events that must be resolved.

If a service error code exists for the alert, you can run a fix procedure that helps you resolve
the problem. These fix procedures analyze the system and provide more information about
the problem. These actions also ensure that the required changes do not cause volumes to
be inaccessible to the hosts and automatically perform configuration changes that are
required to return the system to its optimum state.

If any interaction is required, fix procedures suggest actions to take and guide you through
those actions that automatically manage the system where necessary. If the problem is fixed,
the alert is excluded.

9.1.2 Call Home with email notifications

Call Home connects your system to service representatives who can monitor issues and
respond to problems efficiently and quickly to keep your system running. The Call Home
feature transmits operational and event-related data to you and IBM through a Simple Mail
Transfer Protocol (SMTP) server or cloud services connection through Representational State
Transfer (RESTful) APIs.

The system either sends notifications through an SMTP email server to IBM Support or
through a RESTful application programming interface (API). If Call Home with cloud services
is enabled, as depicted in Figure 9-2 on page 553. Multiple email recipients can be added to
receive notifications from the storage system. You also can customize the type of information
that is sent to each recipient, as shown in Figure 9-1.

Figure 9-1 Email users showing customizable notifications

Note: With version 8.6 a cloud based E-Mail SMTP server are supported. For security
reasons an app specific password may need to be set on provider site for authorisation.

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Call Home with cloud services is the industry standards for transmitting data through web
services. With the introduction of this cloud based delivery mechanism, IBM has been
implemented a method to messages to the IBM call home servers, which is not affected by
spam filters or other technologies preventing IBM from receiving the call home messages.

Cloud Call Home is a key building block which IBM will continue to enhance by providing more
predictive support. These features will not be available to clients using email call home. Call
Home with cloud services is the preferred call home method for the IBM Storage Virtualize
products, to ensure the most optimal end-to-end reliable delivery mechanism. Call Home with
an active instance of E-Mail and Cloud services are shown in Figure 9-2 on page 553.

Figure 9-2 Call Home with cloud services configuration window

Note: Web proxy servers can be either configured in the GUI or using the CLI.

More details about Call Home can be found on the IBM Storage Virtualize Products Call
Home and Remote Support Overview website.
Starting with V8.6, the IBM Storage Virtualize Call Home functionality offers the possibility to
add a cloud based e-mail provider.

9.1.3 Simple Network Management Protocol notification

Simple Network Management Protocol (SNMP) is a standard protocol for managing networks
and exchanging messages. The system can send SNMP messages that notify personnel
about an event. You can use an SNMP manager to view the SNMP messages that are sent by
the IBM Storage Virtualize system.

The management information base (MIB) file describes the format of the SNMP messages
that are sent by the system. Use this MIB file to configure a network management program to
receive SNMP event notifications that are sent from an IBM Storage Virtualize system. This
MIB file is suitable for use with SNMP messages from all versions of IBM Storage Virtualize.

For more information about the MIB file for the IBM Storage Virtualize system, see
Management Information Base file for SNMP.

Note: Since version 8.6 the MIB file can be downloaded from the GUI as well.

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Figure 9-3 shows the SNMP configuration summary.

Figure 9-3 SNMP configuration summary

Figure 9-4 shows the detailed SNMP server configuration window.

Figure 9-4 SNMP server configuration window

With a valid configuration, relevant SNMP traps are sent to the SNMP management server.

Example 9-1 shows the log output for a Linux based SNMP management tool that is called
snmptrapd.

Example 9-1 Sample SNMP trap output from snmptrapd

2022-04-12 09:34:55 ITSO-cluster [UDP: [clusterip]:39318->[1.1.1.1]:162]:
DISMAN-EVENT-MIB::sysUpTimeInstance = Timeticks: (0) 0:00:00.00
SNMPv2-MIB::snmpTrapOID.0 = OID: SNMPv2-SMI::enterprises.2.6.190.2
SNMPv2-SMI::enterprises.2.6.190.4.1 = STRING: "# Machine Type = 46626H2"
SNMPv2-SMI::enterprises.2.6.190.4.2 = STRING: "# Serial Number = 78xxxxx"
SNMPv2-SMI::enterprises.2.6.190.4.3 = STRING: "# Error ID = 82001 : Service
restart failure"SNMPv2-SMI::enterprises.2.6.190.4.4 = STRING: "# Error Code = 2100
: Internal service error"SNMPv2-SMI::enterprises.2.6.190.4.5 = STRING: "# System
Version = 8.5.0.1 (build 157.12.2203111203000)"SNMPv2-SMI::enterprises.2.6.190.4.6
= STRING: "# FRU = None "SNMPv2-SMI::enterprises.2.6.190.4.7 = STRING: "# System
Name = ITSO-cluster"SNMPv2-SMI::enterprises.2.6.190.4.8 = STRING: "# Node ID = 2"
SNMPv2-SMI::enterprises.2.6.190.4.9 = STRING: "# Error Sequence Number = 141"
SNMPv2-SMI::enterprises.2.6.190.4.10 = STRING: "# Timestamp = Tue Apr 12 08:35:15
2022"SNMPv2-SMI::enterprises.2.6.190.4.11 = STRING: "# Object Type = node"
SNMPv2-SMI::enterprises.2.6.190.4.12 = STRING: "# Object ID = 2"
SNMPv2-SMI::enterprises.2.6.190.4.17 = STRING: "# Object Name = node2"
SNMPv2-SMI::enterprises.2.6.190.4.18 = STRING: "# Cluster Alias = 0x204xxxxxxxx"
SNMPv2-SMI::enterprises.2.6.190.4.15 = STRING: "# Copy ID = "
SNMPv2-SMI::enterprises.2.6.190.4.16 = STRING: "# Machine Part Number = "
SNMPv2-SMI::enterprises.2.6.190.4.13 = STRING: "# Additional Data (0 -> 63) =
65636D6F6E000000000000000000000000000000000000000000000000000000000000000000000000
0000000000000000000000000000000000000000000000"
SNMPv2-SMI::enterprises.2.6.190.4.14 = STRING: "# Additional Data (64 -> 127) =
0000000000000000000000000000000000000000000000000000000000000000000000000000000000
0000000000000000000000000000000000000000000000"

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9.1.4 Syslog notification

The syslog protocol is a standard protocol for forwarding log messages from a sender to a
receiver on an IP network. The IP network can be IPv4 or IPv6. The system can send syslog
messages that notify personnel about an event. You can configure a syslog server to receive
log messages from various systems and store them in a central repository.

Note: If the -cadf on option is used, only create, update, removal, and cloud backup
activity syslog notifications from the Cloud account that are sent to the server are formatted
to the CADF standard. Formatting of other types of notifications does not change.

Figure 9-5 shows the new tabular layout from the IBM Storage Virtualize GUI. It is possible to
configure multiple syslog servers and display the configuration between IBM Storage
Virtualize and the syslog server from the syslog window.

Figure 9-5 Syslog servers

Note: Starting with version 8.4, FQDN can be used for services such as Syslog,
Lightweight Directory Access Protocol (LDAP), and Network Time Protocol (NTP).

Example 9-2 shows that sample output of concise syslog events that are logged remotely to
rsyslogd on a Linux host.

Example 9-2 rsyslogd concise output showing audit, login, and authentication events
Apr 12 09:19:46 ITSO-cluster IBM4662[12643]: # timestamp = Tue Apr 12 09:19:46
2022 # cluster_user = superuser # source_panel = # target_panel = #
ssh_ip_address = a.b.c.d # result = success # res_obj_id = 0 # command = svctask #
action = mksyslogserver # action_cmd = mksyslogserver -audit on -error on
-facility 0 -gui -info on -ip 1.2.3.4 -login on -port 514 -protocol udp -warning
on
Apr 12 09:19:57 ITSO-cluster sshd[5106]: pam_ec_auth(sshd:auth): Username
superuser has linux user group: 1002
Apr 12 09:20:01 ITSO-cluster sshd[5106]: pam_ec_auth(sshd:auth): Accepted password
for superuser from a.b.c.d service sshd
Apr 12 09:20:01 ITSO-cluster sshd[5098]: Accepted keyboard-interactive/pam for
superuser from a.b.c.d port 39842 ssh2
Apr 12 09:20:02 ITSO-cluster sshd[5098]: pam_unix(sshd:session): session opened
for user superuser by (uid=0)

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9.1.5 Monitoring by using quotas and alerts

In an IBM Storage Virtualize system, the space usage of storage pools and thin-provisioned
or compressed virtual disks (VDisks) can be monitored by setting some specific quota alerts.
These alerts can be defined in the management GUI and by using the command-line
interface (CLI).

Storage pool
On a storage pool level, an integer defines a threshold at which a warning is generated. The
warning is generated the first time that the threshold is exceeded by the used-disk capacity in
the storage pool. The threshold can be specified with a percentage (see Figure 9-6) or size
(see Example 9-3) value.

Figure 9-6 Pool threshold

Example 9-3 Threshold specified as a size

IBM_FlashSystem:FSxxx:superuser>chmdiskgrp -warning 1 -unit tb ITSO

VDisk
At the VDisk level, a warning is generated when the used disk capacity on the
thin-provisioned or compressed copy first exceeds the specified threshold. The threshold can
be specified with a percentage (see Figure 9-7) or size (see Example 9-4 on page 556) value.

Figure 9-7 VDisk threshold

Example 9-4 Threshold that is specified as a value

IBM_FlashSystem:FSxxx:superuser>svctask chvdisk -copy 0 -warning 1 -unit gb ITSO

Note: You can specify a disk_size integer, which defaults to megabytes (MB) unless the
-unit parameter is specified, or you can specify disk_size%, which is a percentage of the
volume size. If both copies are thin-provisioned and the -copy parameter is not specified,
the specified -warning parameter is set on both copies. To disable warnings, specify 0 or
0%. The default value is 0. This option is not valid for thin or compressed volumes in a data
reduction pool (DRP).

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9.2 Performance monitoring

The ability to collect historical performance metrics is as essential to properly monitoring and
managing storage subsystems as it is for IBM Storage Virtualize systems. During
troubleshooting and performance tuning, the historical data can be used as a baseline to
identify unwanted behavior.

The next sections describe the performance analysis tools that are integrated with IBM
Storage Virtualize systems. Also described are the IBM external tools that are available to
collect performance statistics to allow historical retention.

Performance statistics are useful to debug or prevent some potential bottlenecks, and to
make capacity planning for future growth easier.

9.2.1 Onboard performance monitoring

In this section we cover onboard performance monitoring.

Monitoring and Dashboard views

In IBM Storage Virtualize, real-time performance statistics provide short-term status
information for your systems. The statistics are shown as graphs in the management GUI.

You can use system statistics to monitor the aggregate workload of all the volumes,
interfaces, and managed disks (MDisks) that are used on your system. The workload can be
displayed in megabytes per second (MBps) or input/output operations per second (IOPS).
Additionally, read/write latency metrics can be displayed for volumes and MDisks.

You can also monitor the overall CPU usage for the system. These statistics also summarize
the recent performance health of the system in almost real time.

You can monitor changes to stable values or differences between related statistics, such as
the latency between volumes and MDisks. Then, these differences can be further evaluated
by performance diagnostic tools.

With system-level statistics, you also can view quickly the aggregate bandwidth of volumes,
interfaces, and MDisks. Each of these graphs displays the current bandwidth in megabytes
per second and a view of bandwidth over time.

Each data point can be accessed to determine its individual bandwidth usage and evaluate
whether a specific data point might represent performance impacts. For example, you can
monitor the interfaces such as for Fibre Channel (FC), internet Small Computer System
Interface (iSCSI), Serial Attached SCSI (SAS) or IP Replication to determine whether the
interface rate is different from the expected rate.

You can also select node-level statistics, which can help you determine the performance
impact of a specific node. As with system statistics, node statistics help you to evaluate
whether the node is operating within a normal range of performance metrics.

The CPU utilization graph shows the current percentage of CPU usage and specific data
points on the graph that show peaks in utilization. If compression is being used, you can
monitor the amount of CPU resources that are being used for compression and the amount
that is available to the rest of the system. The Compression CPU utilization chart is not
relevant for DRP compression.

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The Volumes and MDisks graphs on the Performance window show four metrics: Read,
Write, Read latency, and Write latency. You can use these metrics to help determine the
overall performance health of the volumes and MDisks on your system. Consistent
unexpected results can indicate errors in configuration, system faults, connectivity issues, or
workload specific behavior.

Each graph represents 5 minutes of collected statistics, which are updated every 5 seconds.
They also provide a means of assessing the overall performance of your system, as shown in
Figure 9-8.

Figure 9-8 Monitoring/Performance overview

Note: Starting with code level 8.5, the latency metrics in the Monitoring view and the
Dashboard view switch dynamically between milliseconds (ms) and microseconds (µs) and
the graph scales as needed. This function aids in monitoring submillisecond response
times of highly performant systems.

You can select the workload metric that you want to be displayed, as shown in
Figure 9-9.

Figure 9-9 Workload metrics

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You can also obtain a quick overview of the performance in the GUI dashboard: System →
Dashboard, as shown in Figure 9-10.

Figure 9-10 Management GUI Dashboard view

Command-line interface
The lsnodestats, lsnodecanisterstats, and lssystemstats commands continue to report
latency in milliseconds only. The latency was reported as an integer value before code level
8.5, but now it is reported with three decimal places of granularity. This format makes it
possible to monitor variations in response time that are less than 1 ms, as shown in
Example 9-5.

Example 9-5 Latency reported in milliseconds (ms) with microsecond (µs) granularity
IBM_FlashSystem:FS9xxx:superuser>lssystemstats -history drive_w_ms|grep -E
2306220704
230622070402 drive_w_ms 0.000
230622070407 drive_w_ms 0.000
230622070412 drive_w_ms 0.000
230622070417 drive_w_ms 0.000
230622070422 drive_w_ms 0.066
230622070427 drive_w_ms 0.000
230622070432 drive_w_ms 0.000
230622070437 drive_w_ms 0.000
230622070442 drive_w_ms 0.000
230622070447 drive_w_ms 0.000
230622070452 drive_w_ms 0.000
230622070457 drive_w_ms 0.000

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REST API explorer

The IBM Storage Virtualize Representational State Transfer (REST) model application
programming interface (API) consists of command targets that are used to create, read,
update, and delete system resources. These command targets allow command parameters to
pass through unedited to the Storage Virtualize command-line interface, which handles
parsing parameter specifications for validity and error reporting. Use Hypertext Transfer
Protocol Secure (HTTPS) to successfully communicate with the RESTful API server.

REST API client is used to perform a query of the REST API. The results would be returned
to the console environment of the REST API client, as shown in Example 9-6.

Example 9-6 REST API clients

curl
perl
powershell + InvokeRestMethod cmdlet
python + requests library

An OpenApi explorer guide is embedded within the IBM Storage Virtualize product and can
reached by using the following address: https://<system-ip>:7443/rest/explorer/.

The REST API explorer can retrieve the X-Auth-Token for the provided credentials (see
Figure 9-11) and run a REST API query and display the results in a browser (see Figure 9-12
on page 561).

Figure 9-11 Authentication in REST API Explorer: Token displayed in the Response body

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Figure 9-12 The lsnodestats command for node ID 1 (fc_mb) with JSON results in response body

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Monitoring Easy Tier by using the GUI

Since version 8.3.1, the GUI includes various reports and statistical analysis that can be used
to understand what Easy Tier movement, activity, and skew is present in a storage pool.
These reports replace the old IBM Storage Tier Advisor Tool (STAT) and STAT Charting Tool.

Unlike previous versions, where you were required to download the necessary log files from
the system and upload them to the STAT tool, from version 8.3.1 onwards, the system
continually reports the Easy Tier information, so the GUI always displays the most up-to-date
information.

Accessing Easy Tier reports

To show the Easy Tier Reports window, select Monitoring → Easy Tier Reports.

Note: If the system or Easy Tier was running for less than 24 hours, no data might be
available to display.

The Reports window features the following views that can be accessed by using the tabs at
the top of the window, which are described next:
 Data Movement
 Tier Composition
 Workload Skew Comparison

Data Movement report

The Data Movement report shows the amount of data that was moved in a specific period.
You can change the period by using the drop-down selection at the right side (see
Figure 9-13).

Figure 9-13 Easy Tier Data Movement window

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The report breaks down the type of movement, which is described in terms of the internal
Easy Tier extent movement types (see 4.7.2, “Easy Tier definitions” on page 297).

To aid your understanding and remind you of the definitions, click Movement Description to
view the information window (see Figure 9-14 on page 563).

Figure 9-14 Easy Tier Movement description window

Tier Composition report

Important: If you are regularly seeing “warm demote” in the movement data, consider
increasing the amount of hot tier that is available. A warm demote suggests that an extent
is hot, but not enough capacity or Overload Protection was triggered in the hot tier.

The Tier Composition window (see Figure 9-15) shows how much data in each tier is active
versus inactive. In an ideal case, most of your active data is in the hot tier alone. In most
cases, the active data set cannot fit in only the hot tier; therefore, expect to also see active
data in the middle tier. Here we can see that most of the data in the middle tier is inactive or
the workload does meet the criteria for Easy Tier optimization.

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Figure 9-15 Easy Tier Composition report window

If all active data can fit in the hot tier, you see the best possible performance from the system.
Active large is data that is active but is being accessed at block sizes larger than the 64 KiB
for which Easy Tier is optimized. This data is still monitored and can contribute to “expanded
cold demote” operations.

The presence of any active data in the cold tier (regularly) suggests that you must increase
the capacity or performance in the hot or middle tiers.

In the same way as with the Data Movement window, you can click Composition
Description to view the information for each composition type (see Figure 9-16).

Figure 9-16 Easy Tier Composition Description

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Workload Skew Comparison report

The Workload Skew Comparison report plots the percentage of the workload against the
percentage of capacity. The skew shows a good estimate for how much capacity is required in
the top tier to realize the most optimal configuration that is based on your workload.

Tip: The skew can be viewed when the system is in measuring mode with a single tier pool
to help guide the recommended capacity to purchase that can be added to the pool in a hot
tier.

A highly skewed workload (the line on the graph rises sharply within the first percentage of
capacity) means that a smaller proportional capacity of hot tier is required. A low skewed
workload (the line on the graph rises slowly and covers a large percentage of the capacity)
requires more hot tier capacity, which you should consider as a good performing middle tier
when you cannot configure enough hot tier capacity (see Figure 9-17).

Figure 9-17 Workload skew: Single tier pool

In the first example that is shown in Figure 9-17, you can clearly see that this workload is
highly skewed. This single-tier pool uses less than 5% of the capacity, but is performing 99%
of the workload in terms of IOPS and MBps.

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This result is a prime example for adding a small amount of faster storage to create a “hot” tier
and improve overall pool performance (see Figure 9-18).

Figure 9-18 Workload skew: Multitier configuration

In this second example that is shown in Figure 9-18, the system is configured as a multitier
pool, and Easy Tier optimized the data placement for some time. This workload is less
skewed than in the first example, with almost 20% of the capacity performing up to 99% of the
workload.

Here again, it might be worth considering increasing the amount of capacity in the top tier
because approximately 10% of the IOPS workload is coming from the middle tier and can be
optimized to reduce latency.

The graph that is shown in Figure 9-18 also shows the split between IOPS and MBps.
Although the middle tier is not handling much of the IOPS workload, it is providing a
reasonably large proportion of the MBps workload.

In these cases, ensure that the middle tier can manage good large block throughput. A case
might be made for further improving performance by adding some higher throughput devices
as a new middle tier, and demoting the current middle tier to the cold tier; however, this
change depends on the types of storage that is used to provide the existing tiers.
Any new configuration with three tiers must comply with the configuration rules regarding the
different types of storage that is supported in three-tier configurations (see “Easy Tier mapping
to MDisk tier types” on page 305).

If you implemented a new system and see that most of the workload is coming from a middle
or cold tier, it might take only a day or two for Easy Tier to complete the migrations after it
initially analyzes the system.

If after a few days a distinct bias still exists to the lower tiers, you might want to consider
enabling “Accelerated Mode” for a week or so; however, disable this mode after the system
reaches a steady state. For more information, see “Easy Tier acceleration” on page 315.

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9.2.2 Performance monitoring with IBM Spectrum Control

IBM Spectrum Control is an on-premises storage management, monitoring, and reporting
solution. It uses the metadata that it collects about vendors’ storage devices to provide
services, such as custom alerting, analytics, and replication management. Both
IBM Spectrum Control and IBM Storage Insights monitor storage systems fabrics and
switches, but IBM Spectrum Control also monitors hypervisors to provide you with unique
analytics and insights into the topology of your storage network.

IBM Spectrum Control also provides more granular collection of performance data with
1-minute intervals rather than the 5-minute intervals in IBM Storage Insights or IBM Storage
Insights Pro. For more information about IBM Storage Insights, see 9.2.3, “Performance
monitoring with IBM Storage Insights” on page 571.

Because IBM Spectrum Control is an on-premises tool, it does not send the metadata about
monitored devices off-site, which is ideal for dark shops and sites that do not want to open
ports to the cloud.

For more information about the capabilities of IBM Spectrum Control, see this Product
overview.

For more information about pricing and other purchasing information, see IBM Spectrum
Control.

Note: If you use IBM Spectrum Control or manage IBM block storage systems, you can
access the no-charge version of IBM Storage Insights. For more information, see Getting
Started with IBM Storage Insights.

IBM Spectrum Control offers several reports that you can use to monitor IBM Storage
Virtualize 8.6 systems to identify performance problems. IBM Spectrum Control provides
improvements to the web-based user interface that is designed to offer easy access to your
storage environment.

IBM Spectrum Control provides a large amount of detailed information about IBM Storage
Virtualize 8.6 systems. This sections provide some basic suggestions about what metrics
must be monitored and analyzed to debug potential bottleneck problems. It also covers
alerting profiles and their thresholds that are considered important for detecting and resolving
performance issues.

For more information about the installation, configuration, and administration of

IBM Spectrum Control (including how to add a storage system), see the following web pages:
 Supported Storage Products in IBM Spectrum Control 5.4.x
 IBM Spectrum Control - Installing

Note IBM Spectrum Control 5.3.x has reached end of support. Version 5.4.0 or higher is
recommended for monitoring IBM Storage Virtualize systems.

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IBM Spectrum Control Dashboard

The IBM Spectrum Control Dashboard gives you a status overview of all monitored resources
and identifies potential problem areas in a storage environment. It represents the following
information:
 Condition and usage of resources
 Entities that use storage on those resources
 Number and status of unacknowledged alert conditions that are detected on the monitored
resources
 Most active storage systems in your environment.

Figure 9-19 shows the IBM Spectrum Control Dashboard.

Figure 9-19 IBM Spectrum Control Dashboard

Key performance indicators

IBM Spectrum Control provides key performance indicators (in earlier releases, Best Practice
Performance Guidelines) for the critical monitoring metrics. These guidelines do not
represent the maximum operating limits of the related components. Instead, they suggest
limits that are selected with an emphasis on maintaining a stable and predictable
performance profile.

The key performance indicators GUI of IBM Spectrum Control (see Figure 9-20 on page 569)
displays by default the last 24 hours from the active viewing time and date. Selecting an
individual element from the chart overlays the corresponding 24 hours for the previous day
and seven days before. This display allows for an immediate historical comparison of the
respective metric. The day of reference also can be changed to allow historical comparison of
previous days.

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Figure 9-20 Key Performance Indicators

The yellow lines that are shown in Figure 9-20 represent guidelines that were established at
the levels that allow for a diverse set of workload characteristics while maintaining a stable
performance profile. The other lines on each chart represent the measured values for the
metric for the resources on your storage system: I/O groups, ports, or nodes.

You can use the lines to compare how close your resources are to potentially becoming
overloaded. If your storage system is responding poorly and the charts indicate overloaded
resources, you might need to better balance the workload. You can balance the workload
between the hardware of the cluster by adding hardware to the cluster or moving some
workload to other storage systems.

The charts that are shown in Figure 9-20 show the hourly performance data that is measured
for each resource on the selected day. Use the following charts to compare the workloads on
your storage system with the following key performance indicators:
 Node Utilization Percentage by Node
The average of the bandwidth percentages of those ports in the node that are actively
used for host and MDisk send and receive operations. The average is weighted by port
speed and adjusted according to the technology limitations of the node hardware. This
chart is empty for clusters without FC ports (or when no host I/O is going on). Compare
the guideline value for this metric, for example, 60% utilization, with the measured value
from your system.
 Overall Port Bandwidth Percentage by Port
The percentage of the port bandwidth that is used for receive and send operations. This
value is an indicator of port bandwidth usage that is based on the speed of the port. The
guideline value is 50%. Compare the guideline value for this metric with the values that are
measured for the switch ports. A cluster can have many ports. The chart shows only the
eight ports with the highest average bandwidth.
 Port-to-Local Node Send Response Time by Node
The average number of milliseconds to complete a send operation to another node that is
in the local cluster. This value represents the external response time of the transfers.
Compare the guideline value for this metric, for example, 0.6 ms/op, with the measured
value from your system.

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 Port-to-Remote Node Send Response Time by Node

The average number of milliseconds it takes to complete a send operation to a node in the
remote cluster, and the average number of milliseconds it takes to complete a receive
operation from a node in the remote cluster. This value represents the external response
time of the transfers. A guideline value is not available for this metric because response
times for copy-service operations can vary widely. You can correlate the response times to
identify discrepancies between the response times for the different nodes.
 Read Response Time by I/O Group
The average number of milliseconds to complete a read operation. Compare the guideline
value for this metric, for example, 15 ms/op, with the measured value from your system.
 Max Cache Fullness by Pool
The maximum amount of the lower cache that the write cache partitions on the nodes that
manage the pool are using for write operations. If the value is 100%, one or more cache
partitions on one or more pools is full. The operations that pass through the pools with full
cache partitions are queued and I/O response times increase for the volumes in the
affected pools. Available in IBM Storage Virtualize 7.3 or later.
 Write Response Time by I/O Group
The average number of milliseconds to complete a write operation. Compare the guideline
value for this metric, for example, 5 ms/op, with the measured value from your system.
 Zero Buffer Credit Percentage by Node
The amount of time as a percentage that the port was not able to send frames between
ports because of insufficient buffer-to-buffer credit. The amount of time value is measured
from the last time that the node was reset. In FC technology, buffer-to-buffer credit is used
to control the flow of frames between ports. Information about zero buffer credit is
collected and analyzed only for 8 Gbps FC ports. The guideline value is 20%.
 Port Send Delay Time
The average number of milliseconds of delay that occurs on the port for each send
operation. The reason for these delays might be a lack of buffer credits. A guideline value
is not available for this metric because delay times can vary significantly depending on
configuration and usage. Correlate the delay times to identify discrepancies between the
ports' delay times and any spikes that might correlate with the time of any reported
performance problems.

Note: System CPU Utilization by Node was removed from this view and replaced by Max
Cache Fullness by Pool. Additionally, either Zero Buffer Credit Percentage by Node or Port
Send Delay Time (not both) are shown depending on the model of the system.

Figure 9-21 on page 570 shows an example of the Write Response Time by I/O Group, which
exceeded the best practice limit (yellow line). The drop-down menu provides further options.

Figure 9-21 Write response Time by I/O Group > 5 ms

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Note: The guidelines are not strict thresholds. They are derived from real field experience
for many configurations and workloads. When appropriate, these guidelines can be
adopted as alert thresholds within an alert policy.

9.2.3 Performance monitoring with IBM Storage Insights

IBM Storage Insights is an off-premises IBM Cloud service that provides cognitive support
capabilities, monitoring, and reporting for storage systems and switches and fabrics. It is an
IBM Cloud service, so getting started is simple, and upgrades are handled automatically.

By using the IBM Cloud infrastructure, IBM Support can monitor your storage environment to
help minimize the time to resolution of problems and collect diagnostic packages without
requiring you to manually upload them. This support experience, from environment to
instance, is unique to IBM Storage Insights and transforms how and when you get help.

IBM Storage Insights is a software as a service (SaaS) offering with its core running over
IBM Cloud. IBM Storage Insights provides an unparalleled level of visibility across your
storage environment to help you manage complex storage infrastructures and make
cost-saving decisions. IBM Storage Insights combines proven IBM data management
leadership with IBM analytics leadership from IBM Research and a rich history of storage
management expertise with a cloud delivery model, enabling you to take control of your
storage environment.

As a cloud-based service, IBM Storage Insights enables you to deploy quickly and save
storage administration time while optimizing your storage. IBM Storage Insights also helps
automate aspects of the support process to enable faster resolution of issues. IBM Storage
Insights optimizes storage infrastructure by using cloud-based storage management and a
support platform with predictive analytics.

With IBM Storage Insights, you can optimize performance and tier your data and storage
systems for the right combination of speed, capacity, and economy. IBM Storage Insights
provides comprehensive storage management and helps to keep costs low, and might
prevent downtime and loss of data or revenue.

Here are the key features for IBM Storage Insights:

 Rapid results when you need them.
 A single-pane view across your storage environment.
 Performance analyses at your fingertips.
 Valuable insights from predictive analytics.
 Two editions that meet your needs.
 Simplified, comprehensive, and proactive product support.

Note: As a best practice, use IBM Storage Insights or IBM Spectrum Control for a better
user experience.

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IBM Storage Insights versus IBM Storage Insights Pro

The free version is called IBM Storage Insights and provides a unified view of a storage
environment with diagnostic event information, an integrated support experience, and key
capacity and performance metrics. This includes component health overviews for switches
and fabrics with key performance metrics. IBM Storage Insights is available at no cost to IBM
Storage Insights Pro subscribers and owners of IBM block storage systems who sign up.

The capacity-based, subscription version is called IBM Storage Insights Pro and includes all
the features of IBM Storage Insights plus a more comprehensive view of the performance,
capacity, and health of storage resources. This includes key health, performance, and
diagnostic information for switches and fabrics. It also helps you reduce storage costs and
optimize your data center by providing features like intelligent capacity planning, storage
reclamation, storage tiering, and advanced performance metrics. The storage systems that
you can monitor are expanded to include IBM file, object, software-defined storage (SDS)
systems, and non-IBM block and file storage systems, such as Dell EMC storage systems.

In both versions, when problems occur on your storage, you can get help to identify and
resolve those problems and minimize potential downtime, where and when you need it.

A table about the difference of all features is documented in IBM Documentation - Storage
Insights vs Storage Insights Pro.

IBM Storage Insights for IBM Spectrum Control

IBM Storage Insights for IBM Spectrum Control is an IBM Cloud service that can help you
predict and prevent storage problems before they impact your business. It is complementary
to IBM Spectrum Control and available at no additional cost if you have an active license with
a current subscription and a support agreement for IBM Virtual Storage Center,
IBM Spectrum Storage Suite, or any edition of IBM Spectrum Control.

As an on-premises application, IBM Spectrum Control does not send the metadata about
monitored devices off-site, which is ideal for dark shops and sites that do not want to open
ports to the cloud. However, if your organization allows for communication between its
network and the cloud, you can use IBM Storage Insights for IBM Spectrum Control to
transform your support experience for IBM block storage.

IBM Storage Insights for IBM Spectrum Control and IBM Spectrum Control work together to
monitor your storage environment. Here is how IBM Storage Insights for IBM Spectrum
Control can transform your monitoring and support experience:
 Open, update, and track IBM Support tickets easily for your IBM block storage devices.
 Get hassle-free log collection by allowing IBM Support to collect diagnostic packages for
devices so that you do not have to.
 Use Call Home to monitor devices, get best practice recommendations, and filter events to
quickly isolate trouble spots.
 Use IBM Support to view the current and historical performance of your storage systems
and help reduce the time-to-resolution of problems.

You can use IBM Storage Insights for IBM Spectrum Control if you have an active license with
a current subscription and a support agreement for an IBM Spectrum Control license. If your
subscription and support lapses, you are no longer eligible for IBM Storage Insights for
IBM Spectrum Control. To continue using IBM Storage Insights for IBM Spectrum Control,
renew your IBM Spectrum Control license. You also can choose to subscribe to IBM Storage
Insights Pro.

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To compare the features of IBM Spectrum Control and IBM Storage Insights for IBM
Spectrum Control, check out the Feature comparison.

You can upgrade IBM Storage Insights to IBM Storage Insights for IBM Spectrum Control if
you have an active license for IBM Spectrum Control. For more information, see IBM Storage
Insights Registration, choose the option for IBM Spectrum Control, and follow the prompts.

IBM Storage Insights for IBM Spectrum Control does not include the service-level agreement
(SLA) for IBM Storage Insights Pro. Terms and conditions for IBM Storage Insights for
IBM Spectrum Control are available at Cloud Services Terms.

IBM Storage Insights, IBM Storage Insights Pro, and IBM Storage Insights for IBM Spectrum
Control show some similarities, but the following differences exist:
 IBM Storage Insights is an off-premises IBM Cloud service that is available at no extra
charge if you own IBM block storage systems. It provides a unified dashboard for IBM
block storage systems and switches and fabrics with a diagnostic events feed, a
streamlined support experience, and key capacity and performance information.
 IBM Storage Insights Pro is an off-premises IBM Cloud service that is available on
subscription and expands the capabilities of IBM Storage Insights. You can monitor IBM
file, object, and SDS systems, and non-IBM block and file storage systems, such as Dell or
EMC storage systems and IBM and non-IBM switches or fabrics.
IBM Storage Insights Pro also includes configurable alerts and predictive analytics that
help you to reduce costs, plan capacity, and detect and investigate performance issues.
You get recommendations for reclaiming unused storage, recommendations for optimizing
the placement of tiered data, capacity planning analytics, and performance
troubleshooting tools.
 IBM Storage Insights for IBM Spectrum Control is similar to IBM Storage Insights Pro in
capability, and it is available for no additional cost if you have an active license with a
current subscription and support agreement for IBM Virtual Storage Center, IBM Spectrum
Storage Suite, or any edition of IBM Spectrum Control.

IBM Spectrum Storage Suite

IBM Spectrum Storage Suite provides unlimited access to the IBM Spectrum Storage
software family and IBM Cloud Object Storage software with licensing on a flat, cost-per-TB
basis to make pricing easy to understand and predictable as capacity grows. Structured
specifically to meet changing storage needs, the suite is ideal for organizations starting out
with SDS, and for those organizations with established infrastructures who must expand their
capabilities.

The suite includes the following components:

 IBM Spectrum Control: Integrated data and storage management software that provides
monitoring, automation, and analytics for storage.
 IBM Spectrum Protect: Scalable hybrid cloud data protection for physical file servers,
applications, and virtual environments.
 IBM Spectrum Protect Plus: Complete VM protection and availability that is easy to set up
and manage yet scalable for the enterprise.
 IBM Spectrum Archive: Direct, intuitive, and graphical access to data that is stored in IBM
tape drives and libraries.
 IBM Storage Virtualize: Virtualization of mixed block storage environments to improve
efficiency, reduce cost, and simplify management.

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 IBM Spectrum Scale: Advanced storage management of unstructured data for cloud, big
data, analytics, objects, and more.
 IBM Cloud Object Storage: Flexible, scalable, and simple object storage with
geo-dispersed enterprise availability and security for hybrid cloud workloads.
 IBM Spectrum Discover: Modern artificial intelligence (AI) workflow and metadata
management software for exabyte-scale file and object storage with hybrid multicloud
support.

Because IBM Spectrum Storage Suite contains IBM Spectrum Control, you can deploy
IBM Storage Insights for IBM Spectrum Control.

Note: Alerts are a good way to be notified about conditions and potential problems that are
detected in your storage. If you use IBM Spectrum Control and IBM Storage Insights for
IBM Spectrum Control together to enhance your monitoring capabilities. As a best practice,
define alerts in one of the offerings and not both.

By defining all your alerts in one offering, you can avoid receiving duplicate or conflicting
notifications when alert conditions are detected.

Implementation and setup of IBM Storage Insights

To use IBM Storage Insights with IBM Storage Virtualize, you must sign up at the IBM Storage
Insights Registration web page.

Sign-up process
Consider the following points about the sign-up process:
 For the sign-up process, you need an IBMid. If you do not have an IBMid, create your IBM
account and complete the short form.
 When you register, specify an owner for IBM Storage Insights. The owner manages
access for other users and acts as the main contact.
 You receive a Welcome email when IBM Storage Insights is ready. The email contains a
direct link to your dashboard.

Figure 9-22 shows the IBM Storage Insights registration window.

Figure 9-22 IBM Storage Insights registration window

At the dashboard, complete the following steps:

1. Figure 9-23 shows the registration options. Select whether you want to register for
IBM Storage Insights or IBM Storage Insights for IBM Spectrum Control. For more
information about the differences of the IBM Storage Insights software, see “” on
page 571.

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Figure 9-23 IBM Storage Insights or IBM Storage Insights for IBM Spectrum Control registration
options

2. Figure 9-24 shows the Log-in window in the registration process. If you have your
credentials, enter your IBMid and proceed to the next window by clicking Continue. If you
do not have an IBMid, click Create an IBMid.

Figure 9-24 Registration login window

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3. If you want to create an IBMid, see Figure 9-25 for reference. Provide the following
information and click Next:
– Email
– First name
– Last name
– Country or region
– Password
Enter the one-time code that was sent to your email address.
Select by email checkbox if you want to receive information from IBM to keep you
informed about products, services, and offerings. You can withdraw your marketing
consent at any time by sending an email to netsupp@us.ibm.com. Also, you can
unsubscribe from receiving marketing emails by clicking the unsubscribe link in any email.
For more information about our processing, see the IBM Privacy Statement.
Click Create account.

Figure 9-25 Creating an IBM account

4. In the next window, sign in with your IBM Account and password and review the summary
information about your IBMid account privacy, as shown in Figure 9-26 on page 577.

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Figure 9-26 IBMid account privacy

5. Complete the following information in the IBM Storage Insights registration form (see
Figure 9-27). The following items are mandatory:
– IBM Storage Insights service name (must be unique)
– IBMid
– First name and last name

Figure 9-27 IBM Storage Insights registration form

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IBM Storage Insights initial setup guide

After your registration for IBM Storage Insights is complete, the first login starts the
IBM Storage Insights initial setup guide automatically in the browser.

The Welcome window guides you on the next steps, as shown in Figure 9-28.

Figure 9-28 IBM Storage Insights initial setup guide

Note: The IBM Storage Insights URL is contained in the welcome email. If you have not
received the welcome email, log in to IBM Support and open a ticket.

The Deployment Planning window provides guidance about the list of supported operating
systems for the data collectors. Data collectors are lightweight applications that are deployed
on servers or virtual machines in your data centers. Data collectors collect capacity,
configuration, and performance metadata about your monitored devices and send the
metadata for analysis over HTTPS connections to your IBM Storage Insights service.The
network security requirements, and requirements for proxy configuration. Figure 9-29 on
page 578 shows the Deployment Planning window.

Figure 9-29 IBM Storage Insights Deployment Planning

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Embedded data collector

Starting with version 8.5.3 all IBM Storage Virtualize products with a configured memory of
128GB and supports the embedded version of a data collector.This provides the possibility,
that a data collector dose not need to be installed on a separate operating system.

Example 9-7 shows the command to add the IBM Storage Insights service to the Cloud Call
Home function.

Example 9-7 Command to add the SI tenant ID through the CLI

IBM_FlashSystem:FSxxx:superuser>chcloudcallhome -sitenantid
xxxxxxxx-xxxx-xxxx-xxxx-xxxxxxxxxxxx
IBM_FlashSystem:FSxxx:superuser>lscloudcallhome
status enabled
connection active
error_sequence_number
last_success 230626091945
last_failure
si_tenant_id xxxxxxxx-xxxx-xxxx-xxxx-xxxxxxxxxxxx

After the connection of the embedded data collector was established successfully, an
informational event will pop up in IBM Storage Insights, as shown in Figure 9-30.

Figure 9-30 IBM Storage Insights info event after the si_tenant_id was added to Cloud Call Home

To complete to process the cloud service device, which triggered the request to send data to
the IBM Storage Insights instance needs to be approved, as shown in Figure 9-31.

Figure 9-31 Storage Insights - Add Call Home with cloud service device

Example 9-8 shows the error message, which will be logged in case the IBM Storage Insights
instance id will be added to the Cloud Call Home function on a 64GB memory system.

Example 9-8 CMMVC9305E

IBM_FlashSystem:FS9xxx:superuser>chcloudcallhome -sitenantid
xxxxxxxx-xxxx-xxxx-xxxx-xxxxxxxxxxxx
CMMVC9305E The Cloud Call Home feature is not supported on this platform.
IBM_FlashSystem:FS9xxx:superuser>sainfo lshardware | grep memory_configured
memory_configured 64
IBM_FlashSystem:FS9xxx:superuser>

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Deployable data collector

This section covers the security prerequisites and supported operating systems of the
insatiable version of the data collector.
 Security
The data collector initiates outbound-only connections over HTTPS to transmit metadata
to your unique instance of IBM Storage Insights in the IBM Cloud data center.
The data collector collects metadata about your storage and does not access application,
personal, or identity data.
Learn more about how data is collected, transmitted, and protected in the IBM Storage
Insights: Security Guide.
 Supported operating systems
Data collectors can be installed on Windows, AIX, and Linux servers. You must provide at
least 1 GB of RAM and 3 GB of disk space on each server, in addition to the disk space
that is required to install the data collector. The server or VM where you install data
collectors must be available 24x7. For more information, see “Monitoring large
environments” on page 581.
– Windows
The Windows data collector runs on Windows Server 2012 and later versions. To install
and run the data collector on Windows servers, you need to be logged in as
Administrator.
– AIX
The AIX data collector runs on POWER6 or later systems that use AIX 7.1 or later. The
AIX data collector can run on a physical AIX installation or a logical partition (LPAR). To
install and run the data collector, log in to the server as root.
– Linux
The Linux data collector runs on Linux x86-64 operating systems. The supported Linux
operating systems are Red Hat Enterprise Linux 7 and later and CentOS 7 and later.
To install and run the data collector, log in to the server as root.
– Linux for IBM Power LE
The Linux for IBM Power LE data collector runs on Linux ppc64le operating systems.
The supported Linux operating systems are Red Hat Enterprise Linux 7.x for
IBM Power LE.

Restriction: You cannot monitor third-party, IBM FlashSystem A9000, IBM XIV, and
IBM Spectrum Accelerate devices. To install and run the data collector, log in to the server
as root.

Deployment best practices

Avoid high network latency and avoid interruptions in metadata collection services by
installing two or more data collectors on separate servers in each of your data centers:
 Redundancy
To make your data collection services more robust, install two or more data collectors on
separate servers in your data center.
When you add storage devices, the data collectors that you deployed are tested to see
whether they can communicate with your storage devices. If multiple data collectors can
communicate with a storage device, then the data collector with the best response time
gets the metadata collection job. If the collection of metadata is interrupted, the data

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collectors are tested again, and the data collectors with the best response times take over
the collection of metadata.
 Monitoring storage devices in multiple data centers
To avoid high network latency and avoid interruptions in the collection of metadata when
you monitor storage devices in data centers in different locations, install two or more data
collectors on separate servers in each data center.

Example: You install data collectors in your Washington and Chicago data centers and
both data centers are connected over the network. If the data collectors in your
Washington data center go offline, then the data collectors in your Chicago data center
take over the collection of your metadata for both data centers.

 Monitoring large environments

A best practice is to deploy one data collector for every 25 storage devices that you want
to monitor. The number of volumes that your storage devices manage also determines the
number of data collectors that you must deploy. For example, if you add 10 storage
devices that manage 50,000 volumes, you must deploy more data collectors to manage
the collection of metadata.

Note: Make your metadata collection more robust by installing more data collectors.
IBM Storage Insights automatically can switch the collection of metadata to other data
collectors if the metadata collection is interrupted.

IBM Support monitors issues with the collection of metadata to make you aware of issues
with collecting metadata. Recurring issues with collecting metadata might indicate that you
must deploy more data collectors to share the collection of metadata collection workload.
In large environments, ensure that the servers that are used to install and run the data
collectors have 4 GB of available RAM and 4 GB of available drive capacity.

Proxy servers
When you install the data collector, you can connect the data collector through a proxy server.

To connect to the proxy server, the hostname and port number is needed. The connection
through a secure proxy server, username and password credentials are needed as well.

Deploying data collectors

To deploy data collectors, complete the following steps:
1. Select the candidate operating system of the host that will be used to install the data
collector, as shown in Figure 9-32.

Figure 9-32 Select Operating System window

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2. Accept the license agreement for the data collector, as shown in Figure 9-33.

Figure 9-33 Data collector license agreement

3. Follow the guidance in the Deploy Data Collectors window to download and deploy the
data collector, as shown in Figure 9-34.

Figure 9-34 Downloading the data collector in preparation for its installation

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4. Install the data collector according to the provided instructions. Figure 9-35 on page 583
shows the installation of the data collector on a Linux host.

Figure 9-35 Data collector installation on a Linux host

5. After the data collector is installed and communication is established, the IBM Storage
Insights Dashboard view starts with an Add Storage System prompt, as shown in
Figure 9-36.
.

Figure 9-36 Adding storage systems to IBM Storage Insights

Note: If you have multiple geographically dispersed data centers and plan to install data
collectors in each data center, the association between storage systems and data collector
can be modified after multiple data collectors are available.

IBM Storage Insights dashboards

You can create customized dashboards to monitor specific storage systems or help
troubleshoot issues. For example, you might have dashboards to monitor storage by data
center location or storage usage by production platform.

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Operations dashboard
You can use the Operations dashboard to identify which block storage systems or fabrics in
your inventory need attention, such as the ones with error or warning conditions. You can
manage your storage and fabrics in the Operations dashboard by using key insights and
analysis about health, capacity, and performance.

To view the Operations dashboard, select Dashboards → Operations. With IBM Storage
Insights, you get the information that you need to monitor the health of your block storage
environment and fabrics on the Operations dashboard.

You can click a storage system in the list to get an overview of the health of the storage
system components or resources, key capacity metrics, including compression savings, and
key performance metrics. You can open the GUI for the storage system from the Component
Health overview.

You can view more details about the storage system and components from the overview
(IBM Storage Insights Pro only):
 Notifications details and actions that you can take to manage events.
 Tickets details and actions that you can take to manage tickets.
 Properties details, including editable name, location, and custom tag fields, and support
information.
 Inventory of nodes and enclosures for an SVC storage system, including support
information. (IBM Storage Insights Pro only).
 Data collection details, such as the status of the data collection, when the most recent
data collection occurred, and a list of the available data collectors.

Figure 9-37 shows an example of the Operations dashboard.

Figure 9-37 Operations Dashboard

Network Operations Center dashboard

Monitor events and storage systems in your inventory at a glance. The Network Operations
Center (NOC) dashboard provides key insights and analysis about the health, capacity, and
performance of your block storage in one, central location. You can create customized
dashboards to selectively monitor particular storage systems.

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To view the NOC dashboard, select Dashboards → NOC. You can display it on a dedicated
monitor in your network operations center so that you can monitor storage system changes at
a glance.

The block storage systems that are being monitored are displayed in tiles or rows on the
dashboard. Call Home must be enabled on the storage systems that are monitored.

Use the Tile view to quickly access essential information about your storage systems,
including the overall condition. The overall condition is determined by the most critical status
that was detected for the storage system's internal resources. Storage systems with error
conditions are displayed at the top of the dashboard, followed by storage systems with
warning conditions.

On each tile, a snapshot of performance and capacity is displayed. Click the tile to view the
following information:
 Overview of the health of the storage system components or resources, key capacity
metrics including compression savings, and key performance metrics. You can open the
GUI for the storage system from the Component Health overview.
 (IBM Storage Insights Pro only) You can view more details about the storage system and
components from the overview.
 Notifications details and actions that you can take to manage events.
 Tickets details and actions that you can take to manage tickets.
 Properties details, including editable name, location, and custom tag fields, and support
information.
 (IBM Storage Insights Pro only) Inventory of nodes and enclosures for IBM Storage
Virtualize systems, including support information, if available.

Figure 9-38 shows an example of the NOC dashboard.

Figure 9-38 NOC dashboard

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Resources tabular view

These tabular views are available for each type of resource that IBM Storage Insights
supports. They are Block Storage Systems, Switches, Fabrics, and Hosts.

This view is useful because it can be sorted and filtered based on the selected column. For
example, Figure 9-39 shows Block Storage Systems that are sorted in ascending order by
IBM Storage Virtualize code level.

Figure 9-39 Block Storage Systems table view

For more information, see Dashboards in IBM Storage Insights.

Adding users to your dashboard

Optional: Add users, such as other storage administrators, IBM Technical Advisors, and
IBM Business Partners, at any time so that they can access your IBM Storage Insights
dashboard, by completing the following steps:
1. In IBM Storage Insights, click your username in the upper right of the dashboard.
2. Click Manage Users.
3. On your My IBM page, ensure that IBM Storage Insights is selected.
4. Click Add new user.

For more information, see Adding and removing users.

Enabling Call Home

Get the most out of IBM Storage Insights by enabling Call Home on your IBM block storage
systems. With Call Home, your dashboard includes a diagnostic feed of events and
notifications about their health and status.

Stay informed so that you can act quickly to resolve incidents before they affect critical
storage operations.

For more information, see Monitoring resources with Call Home.

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An extra benefit is that the Call Home data is screened against a set of rules to identify
misconfiguration, deviations from best practices, and IBM Support Flashes that are
applicable. The results are displayed in IBM Storage Insights.

To see these best practices, select Insights → Advisor, as shown in In Figure 9-40.

Figure 9-40 Advisor Insights window

More benefits of the Advisor can be found in IBM Documentation: Monitoring recommended
actions in the Advisor.

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9.3 Capacity monitoring

Effective and exact capacity management is based on fundamental knowledge of capacity
metrics in IBM Storage Virtualize. DRPs, thin provisioning, compression, and deduplication
add many metrics to the IBM Storage Virtualize management GUI, IBM Spectrum Control,
and IBM Storage Insights.

This section is divided into three sections to describe capacity monitoring by using any of the
following interfaces:
 The management GUI
 IBM Spectrum Control
 IBM Storage Insights

This section describes the key capacity metrics of the IBM Storage Virtualize management
GUI, IBM Spectrum Control (based on version 5.4.6), and IBM Storage Insights.

Figure 9-41 shows how to interpret the capacity and savings in a storage environment.

Figure 9-41 Understanding capacity information

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9.3.1 Capacity monitoring through the management GUI

Different capacity reports are implemented to the management GUI of the IBM Storage
Virtualize products. Figure 9-42 shows the definition of these values for a better
understanding of the capacity terminologies.

Figure 9-42 Capacity terminology

Dashboard
The Capacity section on the Dashboard provides an overall view of system capacity. This
section displays usable capacity, used/stored capacity, and capacity savings.

Usable capacity (see Figure 9-43) visualized the amount of physical capacity that is
available for storing data on a system, pool, array, or MDisk after formatting and RAID
techniques are applied. The pie graph and divided into three categories: Used/Stored
Capacity, Available Capacity, and Total Capacity.

Figure 9-43 Usable capacity

Note: If data reduction is used at two layers (Data reduction pool with compressed
volumes and FlashCore Modules), it is recommended to allocate the physical storage 1:1
(physical capacity instead of the effective capacity), to prevent an out of space scenario.

The compression rate of FlashCore-Modules in a two-layer data reduction configuration is

minimal and only affects the data reduction pool metadata

Used/Stored Capacity is the amount of usable capacity that is taken up by data or overhead
capacity in a system, pool, array, or MDisk after data reduction techniques have been applied.

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The Available Capacity is the amount of usable capacity that is not yet used in a system,
pool, array, or MDisk.

Total capacity is the amount of total physical capacity of all standard-provisioned and
thin-provisioned storage that is managed by the storage system. The value is rounded to two
decimal places.

To determine the usable capacity on your system through the command-line interface, several
parameter values are used from the lssystem command to calculate Used/Stored Capacity,
Available Capacity, and Total Capacity.

To get the Used/Stored Capacity value through the command-line interface, the
physical_capacity have to be subtracted by physical_free_capacity and
total_reclaimable_capacity. Example 9-9 shows how to get these value filtered from lssystem.

Example 9-9 Getting the value filtered from lssystem

IBM_FlashSystem:FS9xxx:superuser>lssystem|grep physical_capacity&&lssystem|grep
physical_free&&lssystem|grep total_reclaimable_capacity
physical_capacity 17.09TB
physical_free_capacity 17.09TB
total_reclaimable_capacity 0.00MB

To get the Available Capacity value through the command-line interface, the
physical_free_capacity have to be subtracted by physical_capacity. Example 9-10 shows how
to get these value filtered from lssystem.

Example 9-10 Physical_capacity and physical_free_capacity from lssystem command

IBM_FlashSystem:FS9xxx:superuser>lssystem |grep physical
physical_capacity 21.39TB
physical_free_capacity 21.39TB

To get the Total Capacity through the command-line interface, the physical_capacity value
needs to be filtered from lssystem, shown in Example 9-11.

Example 9-11 Physical_capacity from lssystem command

IBM_FlashSystem:FS9xxx:superuser>lssystem |grep physical_capacity
physical_capacity 21.39TB

Capacity Savings (Figure 9-44 on page 591) view shows the amount of capacity that is
saved on the system by using compression, deduplication, and thin-provisioning.

Total Provisioned shows the total capacity of all volumes provisioned in the system.

Data Reduction shows the ratio of written capacity to stored capacity, where the written data
has been compressed and/or depduplicated.

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Total Savings shows the ratio of provisioned capacity to stored capacity, which includes the
capacity savings achieved through compression, deduplication and thin-provisioning.

Deduplication indicates the total capacity savings that the system is saved from all
deduplicated volumes. Thin-Provisioning displays the total capacity savings for all
thin-provisioned volumes on the system. You can view all the volumes that use each of these
technologies. Different system models can have more requirements to use compression or
deduplication. Verify that all system requirements before these functions are used.

Figure 9-44 Capacity Savings window

Example 9-12 shows deduplication and compression savings and used capacity before and
after reduction on CLI.

Example 9-12 Deduplication and compression savings and used capacity

IBM_FlashSystem:FS9xxx:superuser>lssystem |grep deduplication
deduplication_capacity_saving 0.00MB
IBM_FlashSystem:FS9xxx:superuser>lssystem |grep compression_virtual_ && lssystem
|grep compression_compressed_ && lssystem |grep compression_uncompressed_
compression_virtual_capacity 0.00MB
compression_compressed_capacity 0.00MB
compression_uncompressed_capacity 0.00MB
IBM_FlashSystem:FS9xxx:superuser>lssystem |grep reduction
used_capacity_before_reduction 0.00MB
used_capacity_after_reduction 0.00MB

Capacity view at the pool level

The capacity dashboard aggregates capacity information for the entire system. The pool
capacity views can be used to display capacity information for a specific pool, as shown in
Figure 9-45.

Similar to the system view, this view shows the relevant capacity metrics for a specific pool.

For example, this pool is using multiple data reduction features and shows the capacity
savings for each of them.

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Figure 9-45 Sidebar > Pools > Properties > Properties for Pool

Capacity view at the MDisk level for compressing arrays

The capacity metrics of non-overallocated MDisks can be taken at face value. However,
compressed arrays have more details to account for their physical and logical capacities.

For example, Figure 9-46 shows that with a usable capacity of 679.10 TiB, this compressed
array could store up to 1.99 PiB of addressable logical data (Written Capacity Limit).

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Figure 9-46 Sidebar > Pools > MDisks by Pools > Properties > More details

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Easy Tier overallocation

Code level 8.2.1 introduced support for a parameter that is called Easy Tier Overallocation
Limit. This parameter was initially available only on the CLI. Code level 8.4.2.0 and later
introduced GUI support for this feature, as shown in Figure 9-47.

The default value is 100%, which helps to reduce Easy Tier swapping of less compressible
extents from non-compressing arrays with highly compressible extents on compressing
arrays. This approach reduces the likelihood of Easy Tier causing the compressing array to
run out of physical space.

Figure 9-47 Easy Tier Overallocation Limit GUI support

Note: As of code level 8.5.0, a user is prevented from creating two compressing arrays in
the same pool. lsarrayrecommendation does not recommend a second compressing array
in a pool that already contains one. Supported systems with two or more compressing
arrays in the same pool that were created on a pre-8.5.0 code level are allowed to upgrade
to code level 8.5.0.

Compressed array capacity events

There are cases when compressed arrays (FCM arrays) might be low on usable capacity.
There are specific event IDs and error codes for each of the scenarios, as shown in Table 9-1
on page 595. It is important to be aware of them and to be familiar with the concept of out of
space handling and recovery.

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Table 9-1 Low space warning percentages for compressed arrays

Condition Event ID Error code Percentage of usable
capacity used

Compressed array is running low on usable 020009 1246a 90% used

capacity.

Critical level of compressed array is running low 020010 1246a 96%

on usable capacity.

1% usable capacity that is left for a compressed 020011 1242 99%

array.

A compressed array out of usable capacity. 020012 1241 100%

a. Error 1246 is not raised on Easy Tier pools or DRPs.

9.3.2 Capacity monitoring by using IBM Spectrum Control or IBM Storage

Insights
The Capacity section of IBM Spectrum Control and IBM Storage Insights provides an overall
view of system capacity. This section displays usable capacity, provisioned capacity, and
capacity savings.
 The Capacity chart at the top of the Overview page shows how much capacity is used and
how much capacity is available for storing data.
 The Provisioned Capacity chart shows the written capacity values in relation to the total
provisioned capacity values before data reduction techniques are applied.
 A breakdown of the total capacity savings that are achieved when the written capacity is
stored on the thin-provisioned volumes is also provided.

The Capacity chart (see Figure 9-48) of IBM Spectrum Control at the top of the Overview
page (select IBM Spectrum Control GUI → Storage → Block Storage Systems, and then
double-click the device) shows how much capacity is used and how much capacity is
available for storing data.

Figure 9-48 IBM Spectrum Control overview page

IBM Storage Insights

In IBM Storage Insights, the Capacity chart shows the capacity usage (see Figure 9-49) on
the Dashboards page (select IBM Storage Insights GUI → Dashboards, and then click the
device).

Figure 9-49 IBM Storage Insights overview page

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The Provisioned Capacity chart shows the written capacity values in relation to the total
provisioned capacity values before data reduction techniques are applied. The following
values are shown:
 The capacity of the data that is written to the volumes as a percentage of the total
provisioned capacity of the volumes.
 The amount of capacity that is still available for writing data to the thin-provisioned
volumes in relation to the total provisioned capacity of the volumes. Available capacity is
the difference between the provisioned capacity and the written capacity, which is the
thin-provisioning savings.
 A breakdown of the total capacity savings that are achieved when the written capacity is
stored on the thin-provisioned volumes is also provided.

In the Capacity Overview chart, a horizontal bar is shown when a capacity limit is set for the
storage system. Hover your cursor over the chart to see what the capacity limit is and how
much capacity is left before the capacity limit is reached.

For a breakdown of the capacity usage by pool or volume, click the links (see Figure 9-48 on
page 595 and Figure 9-49 on page 595).

Capacity views and their metrics

In this section, we describe the metrics of the Capacity View of IBM Spectrum Control and
IBM Storage Insights for block storage systems. To see the capacity views, complete the
following steps:
1. To open the Capacity View in IBM Spectrum Control, click Storage, and then click Block
Storage Systems. Right-click one or more storage systems and click View Capacity (see
Figure 9-50).

Figure 9-50 Block Storage Systems overview

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2. You can also click View Capacity on the Actions menu (see Figure 9-51) of each device.

Figure 9-51 Capacity overview of Storage System

3. To open the Capacity view in IBM Storage Insights, use the Resources menu. The rest of
the sequence is similar to IBM Spectrum Control with some minor cosmetic differences
(see Figure 9-50 on page 596 and Figure 9-51).

Storage system, pool capacity, and volume capacity metrics

Used Capacity (%) shows the percentage of physical capacity in the pools that is used by the
standard-provisioned volumes, thin-provisioned volumes, and volumes that are in child pools.
Check the value for used capacity percentage to see the following information:
 Whether the physical capacity of the pools is fully allocated, that is, the value for used
capacity is 100%.
 Whether sufficient capacity is available to perform the following actions:
– Provision new volumes with storage.
– Allocate to the compressed and thin-provisioned volumes in the pools.

The following formula is used to calculate Used Capacity (%), as shown in Figure 9-52:
[(Used Capacity ÷ Capacity)*100]

Figure 9-52 Used Capacity

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Note: Used Capacity (%) was previously known as Physical Allocation.

Used Capacity (GiB) shows the amount of space that is used by the standard and
thin-provisioned volumes in the pools. If the pool is a parent pool, the amount of space that is
used by the volumes in the child pools also is calculated.

The capacity that is used by for thin-provisioned volumes is less than their provisioned
capacity, which is shown in the Provisioned Capacity (GiB) column. If a pool does not have
thin-provisioned volumes, the value for used capacity is the same as the value for provisioned
capacity.

Note: Used Capacity (GiB) was previously known as Allocated Space.

Adjusted Used Capacity (%) shows the amount of capacity that can be used without
exceeding the capacity limit.

The following formula is used to calculate Adjusted Used Capacity (%):

[(Used Capacity in GiB ÷ Capacity Limit in GiB)*100]

For example, if the capacity is 100 GiB, the used capacity is 40 GiB, and the capacity limit is
80% or 80 GiB, the value for Adjusted Used Capacity (%) is (40 GiB/80 GiB)* 100 or 50%.

Therefore, in this example, you can use 30% or 40 GiB of the usable capacity of the resource
before you reach the capacity limit (see Figure 9-53).

Figure 9-53 Example of Adjusted Used Capacity

If the used capacity exceeds the capacity limit, the value for Adjusted Used Capacity (%) is
over 100%.

To add the Adjusted Used Capacity (%) column, right-click any column heading on the Block
Storage Systems window.

Available Capacity (GiB) shows the total amount of the space in the pools that is not used by
the volumes in the pools. To calculate available capacity, the following formula is used:
[pool capacity - used capacity]

Note: Available Capacity was previously known as Available Pool Space.

Available Volume Capacity (GiB) shows the total amount of remaining space that can be
used by the volumes in the pools. The following formula is used to calculate this value:
[Provisioned Capacity ? Used Capacity]

The capacity that is used by thin-provisioned volumes is typically less than their provisioned
capacity. Therefore, the available capacity represents the difference between the provisioned

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capacity and the used capacity for all the volumes in the pools. For Hitachi VSP
non-thin-provisioned pool capacity, the available capacity is always zero.

Note: Available Volume Capacity (GiB) was previously known as Effective Unallocated
Volume Space.

Capacity (GiB) shows the total amount of storage space in the pools. For XIV systems and
IBM Spectrum Accelerate, capacity represents the physical (“hard”) capacity of the pool, not
the provisioned (“soft”) capacity. Pools that are allocated from other pools are not included in
the total pool space.

Note: Capacity was previously known as Pool Capacity.

Capacity Limit (%) and Capacity Limit (GiB) can be set for the capacity that is used by your
storage systems. For example, the policy of your company is to keep 20% of the usable
capacity of your storage systems in reserve. Therefore, you log in to the GUI as Administrator
and set the capacity limit to 80% (see Figure 9-54).

Figure 9-54 Capacity limit example

Capacity-to-Limit (GiB) shows the amount of capacity that is available before the capacity
limit is reached.

The formula for calculating Capacity-to-Limit (GiB) is as follows:

(Capacity Limit in GiB - Used Capacity in GiB)

For example, if the capacity limit is 80% or 80 GiB and the used capacity is 40 GiB, the value
for Capacity-to-Limit (GiB) is (80 GiB - 40 GiB or 80% - 50%), which is 30% or 40 GiB (see
Figure 9-55).

Figure 9-55 Capacity-to-Limit

Compression Savings (%) are the estimated amount and percentage of capacity that is saved
by using data compression across all pools on the storage system. The percentage is
calculated across all compressed volumes in the pools and does not include the capacity of
non-compressed volumes.

For storage systems with drives that use inline data compression technology, the
Compression Savings does not include the capacity savings that are achieved at the drive
level.

The following formula is used to calculate the amount of storage space that is saved:
[written capacity - compressed size]

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The following formula is used to calculate the percentage of capacity that is saved:
((written capacity ? compressed size) ÷ written capacity) × 100

For example, the written capacity, which is the amount of data that is written to the volumes
before compression, is 40 GiB. The compressed size, which reflects the size of compressed
data that is written to disk, is 10 GiB. Therefore, the compression savings percentage across
all compressed volumes is 75%.

Note: The Compression Savings (%) metric is available for resources that run IBM Storage
Virtualize.

Exception: For compressed volumes that are also deduplicated, this column is blank on
storage systems that run IBM Storage Virtualize.

Deduplication Savings (%) shows the estimated amount and percentage of capacity that is
saved by using data deduplication across all DRPs on the storage system. The percentage is
calculated across all deduplicated volumes in the pools, and it does not include the capacity
of volumes that are not deduplicated.

The following formula is used to calculate the amount of storage space that is saved:
written capacity ? deduplicated size

The following formula is used to calculate the percentage of capacity that is saved:
((written capacity ? deduplicated size) ÷ written capacity) × 100

For example, the written capacity, which is the amount of data that is written to the volumes
before deduplication, is 40 GiB. The deduplicated size, which reflects the size of deduplicated
data that is written to disk, is just 10 GB. Therefore, data deduplication reduced the size of the
data that is written by 75%.

Note: The Deduplication Savings (%) metric is available for IBM FlashSystem A9000,
IBM FlashSystem A9000R, and resources that run IBM Storage Virtualize 8.1.3 or later.

Drive Compression Savings (%) shows the amount and percentage of capacity that is saved
with drives that use inline data compression technology. The percentage is calculated across
all compressed drives in the pools.

The amount of storage space that is saved is the sum of drive compression savings.

The following formula is used to calculate the percentage of capacity that is saved:
((used written capacity ? compressed size) ÷ used written capacity) × 100

Note: The Drive Compression Savings (%) metric is available for storage systems that
contain FCMs with hardware compression.

Mapped Capacity (GiB) shows the total volume space in the storage system that is mapped
or assigned to host systems, including child pool capacity.

Note: Mapped Capacity (GiB) was previously known as Assigned Volume Space.

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Overprovisioned Capacity (GiB) shows the capacity that cannot be used by volumes
because the physical capacity of the pools cannot meet the demands for provisioned
capacity. The following formula is used to calculate this value:
[Provisioned Capacity ? Capacity]

Note: Overprovisioned Capacity (GiB) was previously known as Unallocatable Volume

Space.

Shortfall (%) shows the difference between the remaining unused volume capacity and the
available capacity of the associated pool, which is expressed as a percentage of the
remaining unused volume capacity. The shortfall represents the relative risk of running out of
space for overallocated thin-provisioned volumes. If the pool has sufficient available capacity
to satisfy the remaining unused volume capacity, no shortfall exists. As the remaining unused
volume capacity grows or as the available pool capacity decreases, the shortfall increases,
and the risk of running out of space becomes higher. If the available capacity of the pool is
exhausted, the shortfall is 100%, and any volumes that are not yet fully allocated have run out
of space.

If the pool is not thin-provisioned, the shortfall percentage equals zero. If the shortfall
percentage is not calculated for the storage system, the field is left blank.

The following formula is used to calculate this value:

[Overprovisioned Capacity ÷ Committed but Unused Capacity]

You can use this percentage to determine when the amount of over-committed space in a
pool is at a critically high level. Specifically, if the physical space in a pool is less than the
committed provisioned capacity, then the pool does not have enough space to fulfill the
commitment to provisioned capacity. This value represents the percentage of the committed
provisioned capacity that is not available in a pool. As more space is used over time by
volumes while the pool capacity remains the same, this percentage increases.

For example, the remaining physical capacity of a pool is 70 GiB, but 150 GiB of provisioned
capacity was committed to thin-provisioned volumes. If the volumes are using 50 GiB, then
100 GiB is still committed to the volumes (150 GiB - 50 GiB) with a shortfall of 30 GiB (70 GiB
remaining pool space - 100 GiB remaining commitment of volume space to the volumes).
Because the volumes are overcommitted by 30 GiB based on the available capacity in the
pool, the shortfall is 30% when the following calculation is used:
[(100 GiB unused volume capacity - 70 GiB remaining pool capacity) ÷ 100 GiB
unused volume capacity] × 100

Note: Shortfall (%) is available for DS8000, Hitachi Virtual Storage Platform, and storage
systems that run IBM Storage Virtualize.

For IBM FlashSystem A9000 and IBM FlashSystem A9000R, this value is not available.

Provisioned Capacity (%) shows the percentage of the physical capacity that is committed to
the provisioned capacity of the volumes in the pools. If the value exceeds 100%, the physical
capacity does not meet the demands for provisioned capacity. To calculate the provisioned
capacity percentage, the following formula is used:
[(provisioned capacity ÷ pool capacity) × 100]

For example, if the provisioned capacity percentage is 200% for a storage pool with a physical
capacity of 15 GiB, then the provisioned capacity that is committed to the volumes in the
pools is 30 GiB. Twice as much space is committed to the pools than is physically available to

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the pools. If the provisioned capacity percentage is 100% and the physical capacity is 15 GiB,
then the provisioned capacity that is committed to the pools is 15 GiB. The total physical
capacity that is available to the pools is used by the volumes in the pools.

A provisioned capacity percentage that is higher than 100% is considered to be aggressive

because insufficient physical capacity is available to the pools to satisfy the allocation of the
committed space to the compressed and thin-provisioned volumes in the pools. In such
cases, you can check the Shortfall (%) value to determine how critical the shortage of space
is for the storage system pools.

Note: Provisioned Capacity (%) was previously known as Virtual Allocation.

Provisioned Capacity (GiB) shows the total amount of provisioned capacity of volumes within
the pool. If the pool is a parent pool, it also includes the storage space that can be made
available to the volumes in the child pools.

Note: Provisioned Capacity (GiB) was previously known as Total Volume Capacity.

Safeguarded Capacity (GiB) shows the total amount of capacity that is used to store volume
backups that are created by the Safeguarded Copy feature in DS8000.

Total Capacity Savings (%) shows the estimated amount and percentage of capacity that is
saved by using data deduplication, pool compression, thin provisioning, and drive
compression, across all volumes in the pool.

The following formula is used to calculate the amount of storage space that is saved:
Provisioned Capacity ? Used Capacity

The following formula is used to calculate the percentage of capacity that is saved:
((Provisioned Capacity ? Used Capacity) ÷ Provisioned Capacity) × 100

Note: Total Capacity Savings (%) was previously known as Total Data Reduction Savings,
and it is available for IBM FlashSystem A9000 and IBM FlashSystem A9000R,
IBM Spectrum Accelerate, XIV storage systems with firmware version 11.6 or later, and
resources that run IBM Storage Virtualize.

Unmapped Capacity (GiB) shows the total amount of space in the volumes that are not
assigned to hosts.

Note: Unmapped Capacity (GiB) was previously known as Unassigned Volume Space.

In the Zero Capacity column (see Figure 9-56) on the Pools page, you can see the date,
based on the storage usage trends for the pool, when the pool will run out of available
capacity.

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Zero Capacity: The capacity information that is collected over 180 days is analyzed to
determine, based on historical storage consumption, when the pools will run out of
capacity. The pools that ran out of capacity are marked as depleted. For the other pools, a
date is provided so that you know when the pools are projected to run out of capacity.

If sufficient information is not collected to analyze the storage usage of the pool, None is
shown as the value for zero capacity. If a capacity limit is set for the pool, the date that is
shown in the Zero Capacity column is the date when the available capacity based on the
capacity limit will be depleted.

For example, if the capacity limit for a 100 GiB pool is 80%, it is the date when the available
capacity of the pool is less than 20 GiB. Depleted is shown in the column when the
capacity limit is reached.

Figure 9-56 Zero Capacity

The following values can be shown in the Zero Capacity column:

 A date
The data that is based on space usage trends for the pool when the capacity runs out
(projected).
 None
Based on the current trend, no date can be calculated for when the pool is to be filled (for
example, if the trend is negative) as data is moved out of the pool.
 Depleted
The pool is full.

The following metrics can be added to capacity charts for storage systems within capacity
planning. Use the charts to detect capacity shortages and space usage trends.
 Available Repository Capacity (GiB) shows the available, unallocated storage space in
the repository for Track Space-Efficient (TSE) thin-provisioning.

Note: Available for DS8000 thin-provisioned pools.

 Soft Capacity (GiB) shows the amount of virtual storage space that is configured for the
pool.

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Note: Soft Capacity (GiB) is available for XIV systems and IBM Spectrum Accelerate
storage systems.

 Available Soft Capacity (GiB) shows the amount of virtual storage space that is available
to allocate to volumes in a storage pool.

Note: Available for XIV systems and IBM Spectrum Accelerate storage systems.

 Written Capacity (GiB) shows the amount of data that is written from the assigned hosts
to the volume before compression or data deduplication are used to reduce the size of the
data. For example, the written capacity for a volume is 40 GiB. After compression, the
volume used space, which reflects the size of compressed data that is written to disk, is
only 10 GiB.

Note: Written Capacity (GiB) was previously known as Written Space.

 Available Written Capacity (GiB) shows the amount of capacity that can be written to the
pools before inline compression is applied. If the pools are not compressed, this value is
the same as Available Capacity.

Note: Available Written Capacity (GiB) was previously known as Effective Used
Capacity.

Because data compression is efficient, a pool can run out of Available Written Capacity
while physical capacity is still available. To stay aware of your capacity needs, monitor
this value and Available Capacity.

 Enterprise hard disk drive (HDD) Available Capacity (GiB) shows the amount of storage
space that is available on the Enterprise HDDs that can be used by Easy Tier for retiering
the volume extents in the pool.

Note: Enterprise HDD Available Capacity (GiB) is available for DS8000 and storage
systems that run IBM Storage Virtualize.

 Enterprise HDD Capacity (GiB) shows the total amount of storage space on the
Enterprise HDDs that can be used by Easy Tier for retiering the volume extents in the
pool.

Note: Enterprise HDD Capacity (GiB) is available for DS8000 and storage systems that
run IBM Storage Virtualize.

 Nearline HDD Available Capacity (GiB) shows the amount of storage space that is
available on the Nearline HDDs that can be used by Easy Tier for retiering the volume
extents in the pool.

Note: Nearline HDD Available Capacity (GiB) is available for DS8000 and storage
systems that run IBM Storage Virtualize.

 Nearline HDD Capacity (GiB) shows the total amount of storage space on the Nearline
HDDs that can be used by Easy Tier for retiering the volume extents in the pool.

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Note: Nearline HDD Available Capacity (GiB) is available for DS8000 and storage
systems that run IBM Storage Virtualize.

 Repository Capacity (GiB) shows the total storage capacity of the repository for Track
Space-Efficient (TSE) thin-provisioning.

Note: Repository Capacity (GiB) is available for DS8000 thin-provisioned pools.

 Reserved Volume Capacity shows the amount of pool capacity that is reserved but is not
yet used to store data on the thin-provisioned volume.

Note: Reserved Volume Capacity was known as Unused Space, and it is available for
resources that run IBM Storage Virtualize.

 SCM Available Capacity (GiB) shows the available capacity on storage-class memory
(SCM) drives in the pool. Easy Tier can use these drives to retier the volume extents in the
pool.

Note: SCM Available Capacity (GiB) is available for IBM Storage Virtualize systems,
such as IBM FlashSystem 9100, IBM FlashSystem 7200, and IBM Storwize family
storage systems that are configured with block storage.

 SCM Capacity (GiB) shows the total capacity on SCM drives in the pool. Easy Tier can
use these drives to retier the volume extents in the pool.

Note: SCM Capacity (GiB) is available for IBM Storage Virtualize systems, such as IBM
FlashSystem 9100, IBM FlashSystem 7200, and IBM Storwize family storage systems
that are configured with block storage.

 Tier 0 Flash Available Capacity (GiB) shows the amount of storage space that is available
on the Tier 0 flash solid-state drives (SSDs) that can be used by Easy Tier for retiering the
volume extents in the pool.

Note: Tier 0 Flash Available Capacity (GiB) is available for DS8000 and storage
systems that run IBM Storage Virtualize.

 Tier 0 Flash Capacity (GiB) shows the total amount of storage space on the Tier 0 flash
SSDs that can be used by Easy Tier for retiering the volume extents in the pool.

Note: Tier 0 Flash Capacity (GiB) is available for DS8000 and storage systems that run
IBM Storage Virtualize.

 Tier 1 Flash Available Capacity (GiB) shows the amount of storage space that is available
on the Tier 1 flash, which is read-intensive (RI) SSDs that can be used by Easy Tier for
retiering the volume extents in the pool.

Note: Tier 1 Flash Available Capacity (GiB) is available for DS8000 and storage
systems that run IBM Storage Virtualize.

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 Tier 1 Flash Capacity (GiB) shows the total amount of storage space on the Tier 1 flash,
which is RI SSDs that can be used by Easy Tier for retiering the volume extents in the
pool.

Note: Tier 1 Flash Capacity (GiB) is available for DS8000 and storage systems that run
IBM Storage Virtualize.

 Tier 2 Flash Available Capacity (GiB) shows the available capacity on Tier 2 flash, which
are high-capacity drives in the pool. Easy Tier can use these drives to retier the volume
extents in the pool.

Note: Tier 2 Flash Available Capacity (GiB) is available for DS8000 storage systems.

 Tier 2 Flash Capacity (GiB) shows the total capacity on Tier 2 flash, which is
high-capacity drives in the pool. Easy Tier can use these drives to retier the volume
extents in the pool.

Note: Tier 2 Flash Capacity (GiB) is available for DS8000 storage systems.

9.4 Creating alerts for IBM Storage Control and IBM Storage
Insights
In this section, we provide information about alerts with IBM Spectrum Control and
IBM Storage Insights. The no-charge version of IBM Storage Insights does not support alerts.

New data reduction technologies add intelligence and capacity savings to your environment.
If you use data reduction on different layers, such as hardware compression in the
IBM FlashSystem 9500 FCMs (if a IBM FlashSystem 9500 is virtualized by the SVC) and in
the DRPs, ensure that you do not have insufficient space in the back-end storage device.

First, distinguish between thin-provisioning and over-allocation (over-provisioning).

Thin-provisioning is a method for optimizing the usage of available storage. It relies on
allocation of blocks of data on-demand versus the traditional method of allocating all the
blocks up front. This method eliminates almost all white space, which helps avoid the poor
usage rates (often as low as 10%) that occur in the traditional storage allocation method.
Traditionally, large pools of storage capacity are allocated to individual servers, but remain
unused (not written to).

Over-provisioning means that in total that more space is being assigned and promised to the
hosts. They can possibly try to store more data on the storage subsystem as physical
capacity is available, which results in an out-of-space condition.

Remember: You must constantly monitor your environment to avoid over-provisioning

situations that can be harmful to the environment and can cause access loss.

Keep at least 15% free space for garbage collection in the background. For more
information, see 4.1.2, “Data reduction pools” on page 246.

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Data reduction technologies conserve some physical space. If the space that is used for the
data can be reduced, the conserved space can be used for other data. Depending on the type
of data, deletion might not free up much space.

Imagine that you have three identical or almost identical files on a file system that were
deduplicated. This issue resulted in getting a good compression ratio (CR) (three files, but
stored only once). If you now delete one file, you do not gain more space because the
deduplicated data must stay on the storage (because two other versions refer to the data).
Similar results can be seen when several FlashCopies of one source are used.

9.4.1 Alert examples

Table 9-2 shows an alert for SVC based on the pool level.

Table 9-2 Event examples for SAN Volume Controller

System Entity Resource type Event

SVC Pool Used Pool Capacity Used Capacity >= nn%

Other alerts are possible as well, but generally percentage alerts are best suited because the
alert definition applies to all pools in a storage system.

9.4.2 Alert example to monitor pool capacity: Used Capacity

The following example shows how to create an alert to get status information about the
remaining physical space in an IBM Storage Virtualize system.

Assign a severity to an alert. Assigning a severity can help you more quickly identify and
address the critical conditions that are detected on resources. The severity that you assign
depends on the guidelines and procedures within your organization. Default assignments are
provided for each alert.

Table 9-3 lists the possible alert severities.

Table 9-3 Alert severities

Option Description

Critical The alert is critical and must be resolved. For example, alerts that notify you
when the amount of available space on a file system falls below a specified
threshold.

Warning Alerts that are not critical, but represent potential problems. For example, alerts
that notify you when the status of a data collection job is not normal.

Informational Alerts that might not require any action to resolve and are primarily for
informational purposes. For example, alerts that are generated when a new pool
is added to a storage system.

In this example, we created the following thresholds:

 Critical (95% space usage in the pool)
 Warning (90% space usage in the pool)
 Information (85% space usage in the pool)

Adjust the percentage levels to the required levels as needed. The process to extend storage
might take some time (ordering, installation, provisioning, and so on).

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The advantage of this way of setting up an Alert Policy is that you can add various
IBM Storage Virtualize systems to this customized alert.

Figure 9-57 shows how to start creating an Alert Policy in IBM Spectrum Control.

Figure 9-57 IBM Spectrum Control Alert policies

For IBM Storage Insights, Figure 9-58 shows how to start creating an Alert Policy.

Figure 9-58 IBM Storage Insights Alert policies

The following example shows how to create an Alert Policy by copying the existing policy. You
also might need to change an existing Alert Policy (in our example, the Default Policy).
Consider that a storage subsystem can be active in only one Alert Policy.

Figure 9-59 shows the Default IBM FlashSystem Family policy in IBM Spectrum Control 5.4.6.

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Figure 9-59 All alert policies in IBM Spectrum Control

Note: Unless otherwise noted, IBM Storage Insights and IBM Spectrum Control do not
differ for the steps that are described next.

Figure 9-60 describes how to copy a policy to create one. Hover your cursor over the policy
that you want to copy, click the left mouse button, and select Copy Policy.

Figure 9-60 Copying a policy in IBM Spectrum Control

Figure 9-61 shows how to rename the previously copied policy. The new policy is stored as
another policy. One IBM Storage Virtualize system can be added to a single policy only. You
can add the system later if you are unsure now (optionally, select Resource, and then select
the option).

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Figure 9-61 Copy Policy window

Figure 9-62 on page 610 shows the newly created Alert Policy Default IBM FlashSystem
Family policy - ITSO with all alerts that were inherited from the default policy.

Figure 9-62 New policy with inherited alert definitions

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Figure 9-63 shows how to choose the required alert definitions by selecting Pool → Capacity.

Figure 9-63 Choosing the required alert definitions

Figure 9-64 denotes the tasks for setting up the Critical definition by monitoring the Used
Capacity (%) and releasing Policy Notifications at 95%.

Pre-defined notification methods can be one of the following options:

 Email addresses
 SNMP
 IBM Netcool/OMNIbus
 Windows Event Log or UNIX syslog
 Run script

These methods must be defined before you can choose them if your environment does not
include pre-defined methods.

Figure 9-64 shows how to set the operator, value, and severity for the alert. It also shows how
to modify the notification frequency and select notification methods.

Figure 9-64 Alert parameters

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Figure 9-65 shows how to set up the Warning level at 90% for Used Capacity (%). To
proceed, choose the plus sign at the previously defined Definition (Critical) and complete the
information, as shown in Figure 9-65 (Operator: “>=”, Value: “90%”, and Severity “Warning”).

Figure 9-65 Setting up the Warning level

Figure 9-66 shows how to set up the Informational Threshold at 85%.

Figure 9-66 Setting up the informational threshold

Figure 9-67 shows how to open the Notification Settings in IBM Spectrum Control.

Figure 9-67 IBM Spectrum Control notification settings

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Note: With IBM Storage Insights, you can send notifications with the email method only.
Call Home information is also leveraged to provide more accurate predictions of when a
DRP or a compressing array will run out of space. These notifications are pushed to the
Insights → Advisor view in IBM Storage Insights, as described in Figure 9-40 on
page 587.

9.5 Health monitoring

In this section, we review methods to monitor the health status of the system.

9.5.1 Health monitoring in the IBM Storage Virtualize GUI

This section covers the health monitoring in the IBM Storage Virtualize GUI.

System health
By using the management GUI dashboard, you can detect errors in the System Health page.

System components are separated into the following categories:

 Hardware components display the health of all components that are specific to the
physical hardware.
 Logical components display the health of all logical and virtual components in the
management GUI.
 Connectivity components display the health of all components that are related to the
system’s connectivity and the relationship between other components or systems.

For more information, see System Health Tiles for SAN Volume Controller and System Health
Tiles for FlashSystem 9x00.

There are tiles for each subset of component within each category that shows the health state
of the category.

Tiles with errors and warnings are displayed first so that components that require attention
have higher visibility. Healthy pages are sorted in order of importance in day-to-day use.

The System Health page in Figure 9-68 shows the three categories of system components.

Figure 9-68 System Health state of management GUI Dashboard

By expanding the Hardware Components page, you can see the type of hardware
components and the respective health states, as shown in Figure 9-69.

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Figure 9-69 Expanded Hardware Components view for a SAN Volume Controller Cluster

Note: The More Details view shows a tabular view of individual components with more
detail. The number of tiles also might vary between systems. For example, Figure 9-70
shows that an enclosure-based system typically has more types of hardware components
compared to SVC systems.

Figure 9-70 Expanded Hardware Components view for IBM FlashSystem 9100

The pages that have errors or warnings sort the tiles in an order that draws the most attention
to the tiles that are not optimal. For example, in Figure 9-71, Call Home and Support
Assistance are in the error status and appear at the left.

Figure 9-71 Prioritizing tiles that need attention

Event log
A user might become aware of a problem on a system through active monitoring of the
System Health dashboard or by receiving an alert through one of the configured notification
methods.

The dashboard is intended to get the user’s attention, and it is an entry point that directs the
user to the relevant event in Monitoring → Events and the associated fix procedure.

For example, Figure 9-71 on page 614 displays a status of Call Home - Unable to send data.

Clicking More Details leads the customer to the specific event log entry, as shown in
Figure 9-72. The Run Fix Procedure option provides instructions that the user can follow to
resolve the issue.

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Figure 9-72 Dashboard entry point drills down to the event log

The Events by Priority icon in the upper right of the GUI navigation area also provides a
similar entry into events that need attention, as shown in Figure 9-73 on page 615.

Figure 9-73 Events by Priority

9.5.2 Health monitoring through the IBM Storage Virtualize command-line

interface (CLI)
This section covers the health monitoring through the IBM Storage Virtualize command-line
interface (CLI).

Port monitoring
With introducing IBM Storage Virtualize version 8.4.0, a new command was added to the CLI,
to monitor the node port error counters.

Use the lsportstats command to view the port transfer and failure counts and Small
Form-factor Pluggable (SFP) diagnostics data that is recorded in the statistics file for a node.

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Example 9-13 shows the TX and RX values, as well as the zero buffer-to-buffer credits and
the amount of CRC errors for port 3 of node 1.

Example 9-13 CLI output example for lsportstats command to show the TX & RX power
IBM_FlashSystem:FS9xx0:superuser>lsportstats -node node1 3|grep
fc_wwpn&&lsportstats -node node1 3|grep power&&lsportstats -node node
1 3|grep buffer-buffer&&lsportstats -node node1 3|grep CRC
fc_wwpn ="0x500507681013xxxx"
TX power (uW) ="588"
TX power low alarm threshold ="126"
RX power (uW) ="544"
RX power low alarm threshold ="31"
zero buffer-buffer credit timer (uS) ="0"
invalid CRC error count ="0"

9.5.3 Health monitoring in IBM Spectrum Control

The IBM Spectrum Control Dashboard provides a summary for each type of device that it
monitors. For example, in the upper left of Figure 9-74, we can see that IBM Spectrum
Control is monitoring three block storage systems and that one of them is in the Error state.

Figure 9-74 IBM Spectrum Control Dashboard summary

Clicking Block Storage Systems takes you to the list of monitored systems to identify the
specific system that is in the Error state. For example, in Figure 9-75, you can see that the
first system in the list is in the Error state.

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Figure 9-75 IBM Spectrum Control Block Storage Systems

For more information about the error condition, right-click the system and select View
Details, which displays the list of internal components and their status. Figure 9-76 shows
that the error status is due to a problem with one or more volumes.

Figure 9-76 Detailed Block Storage System view

Clicking Volumes reveals the offending volumes, as shown in Figure 9-77 on page 618.

Note: Use the column sorting function or filter to display only the objects of interest.

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Figure 9-77 Offline volumes

In this specific case, the offline state is expected because the volumes are auxiliary volumes
of inconsistent stopped Global Mirror (GM) relationships. Therefore, the status can be marked
as acknowledged, as shown in Figure 9-78.

Figure 9-78 Marking the status as acknowledged

The system and volume status no longer reports the Error state, as shown in Figure 9-79.

Figure 9-79 Error status cleared

Note: If IBM Spectrum Control and IBM Storage Insights are monitoring the environment,
the acknowledgment must be set in both instances.

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Other use cases might exist in which you must replace hardware after you open a ticket in
your internal system with the vendor. In these instances, you still acknowledge the status so
that any other errors change the storage system from green to red again and you see that a
second event occurred.

9.5.4 Health monitoring in IBM Storage Insights

Monitoring in IBM Storage Insights is essentially the same as IBM Spectrum Control with
some minor cosmetic differences.

One significant difference is that IBM Storage Insights has an Operations dashboard, a NOC
dashboard, and custom dashboards that can show the health status in a grid or list of tiles.
When the system of interest is selected, the detailed view shows a Component Health page,
which is similar in appearance to the corresponding view in the IBM Storage Virtualize
management GUI.

For example, Figure 9-80 shows that the system is in the Error state because of a volume
error.

Figure 9-80 IBM Storage Insights dashboard showing a volume error

The Volumes tile in the Error state allows two possible actions, as shown in Figure 9-81:
 View List: Similar to IBM Spectrum Control, as shown in Figure 9-77 on page 618.
 Launch Storage System GUI: Launches the system’s native GUI to identify the source of
the error, as shown in 9.5.1, “Health monitoring in the IBM Storage Virtualize GUI” on
page 613.

Figure 9-81 Actions available from the Volume tile

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9.6 Important performance metrics

IBM Storage Virtualize systems track and record a number of raw metrics. These raw metrics
are also transmitted to monitoring systems like IBM Spectrum Control and IBM Storage
Insights. These monitoring systems derive metrics that are more meaningful.

Table 9-4 lists some useful metrics for assessing performance problems at the volume level. A
few typical use cases are as follows:
 Diagnose the elevated volume write response time that is caused by GM.
 Diagnose the elevated volume write response time that is caused by slowness in
IBM Real-time Compression (RtC).

Table 9-4 VDisk and volume metrics (front end)

Metric name Description Unit

Volume workload metrics

 Read I/O rate  The average number of read operations per  IOPS
second. This value includes both sequential and
nonsequential read operations.
 Write I/O rate  The average number of write operations per  IOPS
second. This value includes both sequential and
nonsequential write operations. Also includes write
I/Os on remote copy secondary volumes (except
HyperSwap).
 Total I/O rate  Read I/O rate, write I/O rate, and unmap I/O rate  IOPS
combined.
 Unmap I/O rate  The average number of unmap operations per  IOPS
second. This metric corresponds to the collected
uo statistic.

 Read data rate  The average number of MiBs per second that are  MBps
transferred for read operations. Does not include
data that is moved by using XCOPY.
 Write data rate  The average number of MiBs per second that are  MBps
transferred for write operations. Also includes write
I/Os on remote copy secondary volumes (except
HyperSwap). Does not include data that is written
by using XCOPY.
 Total data rate  Read data rate, write data rate, and unmap data  MBps
rate that is combined.
 Unmap data rate  The average number of MiBs per second that were  MBps
unmapped. This metric corresponds to the
collected ub statistic.

 Read transfer size  The average number of KiB that are transferred per  KB
read operation.
 Write transfer size  The average number of KiB that are transferred per  KB
write operation.
 Overall transfer size  The average number of KiB that are transferred per  KB
I/O operation. This value includes both read/write
operations, but excludes unmap operations.
 Unmap transfer size  Average size of unmap requests that are received.  KB

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Metric name Description Unit

Volume latency metrics

 Read response time  The average number of milliseconds to complete a  ms

read operation.
 Write response time  The average number of milliseconds to complete a  ms
write operation.
 Overall response  The average number of milliseconds to complete  ms
time an I/O operation. This value includes read/write
operations.
 Unmap response  The average number of milliseconds that is  ms
time required to complete an unmap operation. This
metric corresponds to the collected ul statistic.
 Peak read response  The worst response time that is measured for a  ms
time read operation in the sample interval.a
 Peak write response  The worst response time measured for a write  ms
time operation in the sample interval.b
 Peak unmap  The worst response time that is measured for an  ms
response time unmap operation in the sample interval. This
metric corresponds to the collected ulw statistic.b
 Overall Host  The percentage of the average response time that  %
Attributed Response can be attributed to delays from host systems. This
Time Percentage value includes both read response times and write
response times, and can help you diagnose slow
hosts and fabrics that are not working efficiently.
For read response time, the value is based on the
time that it takes for hosts to respond to
transfer-ready notifications from the nodes. For
write response time, the value is based on the time
that it takes for hosts to send the write data after
the node responds to a transfer-ready notification.

Volume cache metrics

 Read cache hits  The percentage of all read operations that find data  %
in the cache. This value includes both sequential
and random read operations, and read operations
in UCA and LCA where applicable.
 Write cache hits  The percentage of all write operations that are  %
handled in the cache. This value includes both
sequential and random write operations, and writes
operations in UCA and LCA where applicable.
 Upper cache (UCA)  The average number of milliseconds that it took to  µs
destage latency complete each destage operation in the volume
averageb cache, that is, the time that it took to do write
operations from the volume cache to the disk.
 Lower cache (LCA)  The average number of milliseconds that it took to  µs
destage latency complete each destage operation in the volume
averagec copy cache, tat is, the time that it took to do write
operations from the volume copy cache to the disk.

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Metric name Description Unit

Volume GM metrics

 Global Mirror  The number of writes on the GM secondary per  IOPS

Secondary Writes second.
 Global Mirror  This stat has a different meaning depending on  ms
Secondary Write whether the VDisk is the primary or the secondary
Lag in a GM relationship:
– Primary: The time between completing a write
I/O on the primary (that is, getting the
acknowledgment back from cache on the
primary) and completing the write on the
secondary (that is, getting the acknowledgment
from the secondary that the write completed on
the secondary). If the secondary write
completes before the primary write, then that
particular I/O does not contribute to this stat.
– Secondary: The time between receiving a write
from the primary and submitting the I/O down
the stack (to cache). This time includes only the
time spent processing the I/O in the remote
copy component. It does not include the time to
write the data to cache on the secondary. The
latter is recorded in the Write Response Time
Global Mirror stat.  I/Os per
Overlapping Writes  The number of overlapping writes on a GM primary stats
volume per interval (not per second). An interval d
overlapping write is a write where the logical block
address (LBA) range of the request collides with
another outstanding write I/O to the same LBA
range, the write is still outstanding to the
secondary site, and the write could not be handled
by the journal.
a. The average of peaks in IBM Storage Insights when IBM Spectrum Control is also monitoring
the system with a lower statistics interval, for example, 1 minute.
b. UCA is equivalent to VDisk cache (Vc) in IBM Spectrum Control and IBM Storage Insights.
c. LCA is equivalent to VDisk copy cache (Vcc) in IBM Spectrum Control and IBM Storage
Insights.
d. IBM Spectrum Control and IBM Storage Insights also report this value as a percentage.

Note: It is important to characterize the host workload before assessing performance.

I/O-rate-intensive workloads usually require low latency, and data-rate-intensive workloads
aim to achieve maximum throughput. The latter typically also uses higher transfer sizes, so
it is not uncommon to observe higher latency for this type of workload.

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Table 9-5 lists some useful metrics for assessing performance problems at the MDisk and
drive level.

This stage of performance analysis is appropriate when a preliminary analysis at the volume
level showed that delays were below lower cache (LCA). A few typical use cases are as
follows:
 Diagnose a back-end overload that is causing elevated volume read response times.
 Diagnose potential SAN communication problems for external MDisks.

Table 9-5 MDisk and drive metrics

Metric name Description Unit

MDisk workload metrics

 Back-end read I/O  The number of read I/O commands that are  IOPS
rate submitted per second to back-end storage.
 Back-end write I/O  The number of write I/O commands that are  IOPS
rate submitted per second to back-end storage.
 Overall back-end I/O  Back-end read I/O rate and back-end write I/O rate  IOPS
rate that is combined.

 Back-end read data  The amount of data that is read per second from  MBps
rate back-end storage.
 Back-end write data  The amount of data that is written per second to  MBps
rate back-end storage.
 Overall back-end  Back-end read data rate and back-end write data  MBps
data rate rate combined.

 Back-end read  The average I/O size of all back-end reads that are  KB
transfer size submitted within a stats interval.
 Back-end write  The average I/O size of all back-end writes that are  KB
transfer size submitted within a stats interval.
 Overall back-end  Average of back-end read transfer size and  KB
transfer size back-end read transfer size.

MDisk latency metrics

 Back-end read  The average number of milliseconds for the  ms

response time back-end storage resources to respond to a read
operation.a
 Back-end write  The average number of milliseconds for the  ms
response time back-end storage resources to respond to a write
operation.a
 Overall back-end  Average of MDisk read response time and MDisk  ms
response time write response time.a

Drive workload metrics

 Back-end read I/O  The number of read I/O commands that are  IOPS
rate submitted per second per drive.
 Back-end write I/O  The number of write I/O commands that are  IOPS
rate submitted per second per drive.
 Overall back-end I/O  Back-end read I/O rate and back-end write I/O rate  IOPS
rate combined.

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Metric name Description Unit

 Back-end read data  The amount of data that is read per second per  MBps
rate drive.
 Back-end write data  The amount of data that is written per second per  MBps
rate drive.
 Overall back-end  Back-end read data rate and back-end write data  MBps
data rate rate combined.

 Back-end read  The average I/O size per drive of reads that are  KB
transfer size submitted within a stats interval.
 Back-end write  The average I/O size per drive of writes that are  KB
transfer size submitted within a stats interval.
 Overall back-end  Average of back-end read transfer size and  KB
transfer size back-end read transfer size.

Drive latency metrics

 Drive read response  The average number of milliseconds for the drive  ms
time resources to respond to a read operation.
 Drive write response  The average number of milliseconds for the drive  ms
time resources to respond to a write operation.
 Overall drive  Average of drive read response time and drive  ms
response time write response time.
 Drive read queue  The average number of milliseconds that a read  ms
time operation spends in the queue before the operation
is sent to the drive.b
 Drive write queue  The average number of milliseconds that a write  ms
time operation spends in the queue before the operation
is sent to the back-end storage resources.b
 Overall drive queue  Average of drive read queue time and drive write  ms
time queue time.b
 Peak drive read  The response time of the slowest read per drive in  ms
response time a specific interval.c
 Peak drive write  The response time of the slowest write per drive in  ms
response time a specific interval.c
a. Includes the latency in a redundant array of independent disks (RAID) for array MDisks.
b. High values here are indicative of an overloaded drive.
c. Peak response times are calculated as an average of the peaks in IBM Storage Insights when
the system is also monitored by IBM Spectrum Control with a lower interval, for example,
1 minute.

Note: The concept of abstraction in the IBM Storage Virtualize I/O stack requires careful
consideration when evaluating performance problems. For example, the back-end could be
overloaded even though the host workload is moderate. Other components within the I/O
stack could be generating back-end workload, for example, FlashCopy background copy,
Easy Tier extent migration, or DRP garbage collection. It might be necessary to review
other metrics that record these workloads at their respective points in the I/O stack. For
example, in IBM Storage Insights, Fast-Write Writes Data Rate (Vc) records the workload
entering upper cache, Fast-Write Writes Data Rate (Vcc) records the write workload
entering lower cache, and Data Movement Rate records the read/write workload of
garbage collection. By evaluating the workload at various points, you can determine the
cause of back-end overloading.

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Table 9-6 lists some useful metrics for assessing performance problems at a node level. A few
typical use cases are as follows:
 Diagnose local internode delays that are causing elevated volume write response time.
 Diagnose remote internode delays that are causing GM interruptions.
 Diagnose high CPU core usage that is affecting multiple components in the I/O stack
adversely.

Table 9-6 Node metrics

Metric name Description Unit
a
Node workload metrics

 Port to Local Node  The actual amount of data tht is sent from the node  MBps
Send Data Rate to the other nodes in the local cluster.
 Port to Local Node  The actual amount of data that is received by the  MBps
Receive Data Rate node from the other nodes in the local cluster.
 Total Port to Local  Port to node send data rate and port to node  MBps
Node Data Rate receive data rate combined.

 Port to Remote  The actual amount of data that is sent from the  MBps
Node Send Data node to the other nodes in the partner cluster.
Rate
 Port to Remote  The actual amount of data received by the node  MBps
Node Receive Data from the other nodes in the partner cluster.
Rate
 Total Port to Remote  Port to node send data rate and port to node  MBps
Node Data Rate receive data rate combined.

Node latency metricsb

 Port to local node  The average number of milliseconds to complete a  ms

send response time send operation to another node that is in the local
cluster. This value represents the external
response time of the transfers.
 Port to local node  The average time in milliseconds that a send  ms
send queue time operation spends in the queue before the operation
is processed. This value represents the queue time
for send operations that are issued to other nodes
that are in the local cluster.
 Port to local node  The average time in milliseconds that a receive  ms
receive queue time operation spends in the queue before the operation
is processed. This value represents the queue time
for receive operations that are issued from other
nodes that are in the local cluster.

 Port to remote node  The average number of milliseconds to complete a  ms

send response time send operation to a node that is in the remote
cluster. This value represents the external
response time of the transfers.
 Port to remote node  The average time in milliseconds that a send  ms
send queue time operation spends in the queue before the operation
is processed. This value represents the queue time
for send operations that are issued to a node that is
in the remote cluster.
 Port to remote node  The average time in milliseconds that a receive  ms
receive queue time operation spends in the queue before the operation
is processed. This value represents the queue time
for receive operations that are issued from a node
that is in the remote cluster.

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Metric name Description Unit

Node CPU utilization metrics

 System CPU  The average percentage of time that the  %

utilization processors on nodes are busy doing system I/O
tasks.
 Compression CPU  The average percentage of time that the  %
utilization processors that are used for data compression I/O
tasks are busy.c
 System CPU  The approximate percentage of time that a  %
utilization per core processor core was busy with system I/O tasks.
 Compression CPU  The approximate percentage of time that a  %
utilization per core processor core was busy with data compression
tasks.c
a. The logical data rates have separate metrics that include zero data, unmap data, and pointers
to other data.
b. IBM Spectrum Control and IBM Storage Insights categorize these metrics as port latency
metrics, but they are available only at the node level.
c. This metric is relevant only when RtC is in use.

Table 9-7 lists some useful metrics for assessing performance problems at an FC port level. A
few typical use cases are as follows:
 Diagnose ports at their practical bandwidth limit, which causes delayed transfers.
 Diagnose ports being excluded because of nonzero cyclic redundancy check (CRC) rates.
 Diagnose MDisk path exclusions due to nonzero CRC rates on ports that are used for
back-end connectivity.
 Diagnose an impending small form-factor pluggable (SFP) failure due to excessive
temperature.
 Diagnose low SFP Rx power, which indicates a potentially defective FC cable.

Table 9-7 Port metrics

Metric name Description Unit

FC port workload metrics

 Receive data rate  The average rate at which data is transferred to the  MBps
port (ingress).
 Send data rate  The average rate at which data is transferred  MBps
through from the port (egress).
 Total data rate  The sum of receive data rate and send data rate.a  MBps

Overall port bandwidth Approximate bandwidth utilization percentage for send %

percentage and receive operations per port for a given interval. b

FC port SFP metrics

 SFP temperature  The temperature of the SFP transceiver plugged  °C

into a physical port in degrees Celsius (°C). Use
this metric to watch for fluctuating and high
temperatures of an SFP to monitor its
environmental health.
 Tx power  The power in micro watts (µW) at which the SFP  µW
transmits its signal.
 Rx power  The power in micro watts (µW) at which the SFP  µW
receives a signal.

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Metric name Description Unit

FC port error rate metrics

 Zero buffer credit  The amount of time, as a percentage, that the port  %
percentage. was not able to send frames between ports
because of insufficient buffer-to-buffer credit. In FC
technology, buffer-to-buffer credit is used to control
the flow of frames between ports.
 Port send delay time  The average number of milliseconds of delay that  ms
occur on the port for each send operation. The
reason for these delays might be a lack of buffer
 Port send delay I/O credits.
percentage  The percentage of send operations where a delay  %
occurred, relative to the total number of send
operations that were measured for the port. Use
this metric with the Port Send Delay Time metric to
distinguish a few long delays from many short
 CRC error rate delays.
 The average number of frames per second that are  rate
received in which a cyclic redundancy check
(CRC) error is detected. A CRC error is detected
when the CRC in the transmitted frame does not
 Invalid transmission match the CRC computed by the receiver.
word rate  The average number of bit errors per second that  rate
are detected.
a. 8 Gbps and higher fiber FC adapters are full-duplex, so they can send and receive
simultaneously at their practical limit. It is more appropriate to evaluate the send or receive
metrics separately.
b. Based on the assumption of full duplex behavior, this metric is approximated by using the
maximum of the send and receive bandwidth percentages.

Table 9-8 lists some useful miscellaneous metrics. A few typical use cases are as follows:
 Diagnose an elevated volume write response time due to a full cache partition.
 Diagnose elevated CPU core utilization due to aggressive garbage collection.

Table 9-8 Miscellaneous metrics

Metric name Description Unit

Node cache fullness metrics

 Max read cache  The maximum amount of fullness for the amount of  %
fullnessa node memory that is designated for the read
cache.
 Max write cache  The maximum amount of fullness for the amount of  %
fullnessa node memory that is designated for the write
cache.

Cache partition fullness metrics

Max write cache The maximum amount of the lower cache that the write %
fullnessb cache partitions on the nodes that manage the pool are
using for write operations. If the value is 100%, one or
more cache partitions on one or more pools is full. The
operations that pass through the pools with full cache
partitions are queued, and I/O response times increase
for the volumes in the affected pools.

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Metric name Description Unit

Garbage-collection metrics

 Data movement rate  The capacity, in MiBs per second, of the valid data  MBps
in a reclaimed volume extent that garbage
collection moved to a new extent in the DRP on the
node. The valid data must be moved so that the
whole extent can be freed up or reused to write
new data. This metric corresponds to the collected
mm statistic.a
 Recovered capacity  The capacity in number of MiBs per second that  MBps
rate was recovered by garbage collection for reuse in
the DRPs on the node. This metric corresponds to
the collected rm statistic.c
a. Measured at a node level.
b. Measured at a pool or partition level.
c. Measures the rate at which reclaimable capacity is recovered.

The complete list of raw metrics that are collected by IBM Storage Virtualize systems can be
found at Starting statistics collection.

The complete list of metrics that are derived by IBM Spectrum Control and IBM Storage
Insights can be found at IBM Spectrum Control Statistics and IBM Storage Insights Statistics.

9.7 Performance diagnostic information

If you experience performance issues on your system at any level (host, volume, nodes,
pools, etc.), consult IBM Support. IBM Support requires detailed performance data about the
IBM Storage Virtualize system to diagnose the problem. Generate a support package by
using the IBM Storage Virtualize GUI or export performance data by using
IBM Spectrum Control.

For more information about which type of support package to collect, see What Data Should
You Collect for a Problem on IBM Storage Virtualize Systems?

9.7.1 Performance diagnostic information included in a support package

During the process of generating a support package, which you can generate by selecting
Settings → Support Package → Download Support Package, all performance diagnostic
statistics of each node also are captured.

A maximum of 16 files are stored on each node at any one time for each statistics file type.

The total statistics coverage depends on the statistics interval. For example, the default
setting of 15 minutes has a coverage of 4 hours; however, a 15-minute sample time is too
coarse to perform detailed performance analysis. If the system is not monitored by
IBM Spectrum Control or IBM Storage Insights, then setting the statistics interval to 5 minutes
strikes a good balance between statistics coverage and statistics granularity.

Use the startstats command to modify the interval at which statistics are collected.

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If an interval of 5 minutes is configured, a coverage of 80 minutes (5 minutes x 16 = 80

minutes) is achieved (see Example 9-14).

Note: If the system is monitored by IBM Spectrum Control and you change the statistics
interval on the IBM Storage Virtualize system, IBM Spectrum Control reverts the change
automatically.

Example 9-14 CLI example to change the interval

IBM_FlashSystem:FS9xxx:superuser>lssystem |grep frequency
statistics_frequency 5
IBM_FlashSystem:FS9xxx:superuser>startstats -interval 3
IBM_FlashSystem:FS9xxx:superuser>lssystem |grep frequency
statistics_frequency 3

9.7.2 Performance diagnostic information exported from IBM Spectrum

Control
You can export performance diagnostic data for a managed resource. If you contact
IBM Support to help you analyze a performance problem with storage systems or fabrics, you
might be asked to provide this data.

The performance data files might be large, especially if the data is for storage systems that
include many volumes, or the performance monitors are running with a 1-minute sampling
frequency. If the time range for the data is greater than 12 hours, volume data and 1-minute
sample data are automatically excluded from the performance data, even if it is available.

To include volume data and 1-minute sample data, select the Advanced export option (see
Figure 9-83 on page 630) when you export performance data.

When you export performance data, you can specify a time range. The time range cannot
exceed the history retention limit for sample performance data. By default, this history
retention limit is two weeks.

To export hourly or daily performance data, use the exportPerformanceData script. However,
the time range still cannot exceed the history retention limits for the type of performance data.

Complete the following steps:

1. In the menu bar, select the type of storage system.
For example, to create a compressed file for a block storage system, select Storage →
Block → Storage Systems. (To create a compressed file for a fabric, select Network →
Fabrics).
2. Right-click the storage resource, and then click Export Performance Data (see
Figure 9-82 on page 630).

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Figure 9-82 IBM Spectrum Control: Export Performance Data

3. Select the time range of the performance data that you want to export. You can use the
quick select options for the previous 4, 8, or 12 hours, or specify a custom time range by
clicking the time and date. Click Create (see Figure 9-83).

Note: To include volume data if the time range that you selected is greater than 12
hours, click Advanced export.

Figure 9-83 IBM Spectrum Control: Export Performance Data - Advanced Export

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After the package is created, the compressed file can be downloaded by using the browser.
The package includes different reports in csv format, as shown in Figure 9-84.

Figure 9-84 IBM Spectrum Control: Package files example

For more information about how to create a performance support package, see Exporting
performance data for storage systems and fabrics.

For more information about older versions of IBM Spectrum Control, see Performance data
collection with TPC, IBM VSC and IBM Spectrum Control.

9.7.3 Performance diagnostic information exported from IBM Storage Insights

To help resolve performance issues with storage systems, complete the following steps to
export performance data for the resource to a compressed file from IBM Storage Insights:
1. To export the performance data, select the type of storage system in the menu bar.
For example, to create a compressed file for a block storage system, select Resources →
Block Storage Systems (see Figure 9-85).

Figure 9-85 Selecting Block Storage Systems

2. Right-click the storage system and select Export Performance Data (see Figure 9-86 on
page 632).

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Figure 9-86 Selecting Export Performance Data

3. Select the time range of the performance data that you want to export.
You can select a time range of the previous 4, 8, or 12 hours through the quick select
options, or specify a custom time range by clicking the time and date. Click Create. A task
is started and shown in the running tasks icon in the menu bar.

Note: To include volume data if the time range that you selected is greater than 12
hours, click Advanced export.

4. When the task is complete, click the Download icon in the running tasks list in the task to
save the file locally.

For more information about how to create a performance support package, see Exporting
performance data for storage systems.

Note: This customer option is available only in IBM Storage Insights Pro and IBM Storage
Insights for IBM Spectrum Control. IBM Support can also perform this task for systems that
are registered for the no-charge edition of IBM Storage Insights.

9.8 Metro Mirror and Global Mirror monitoring

In this section, we cover Metro Mirror (MM) and GM monitoring.

9.8.1 Monitoring with IBM Copy Services Manager

IBM Copy Services Manager (IBM CSM) is a separate licensed product that is used to
administer copy services in IBM storage environments. Copy services are features that are
used by storage systems such as IBM Storage Virtualize systems to configure, manage, and
monitor data-copy functions. Copy services include IBM FlashCopy, MM, GM, and Global
Mirror with Change Volumes (GMCV).

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You can use IBM CSM to complete the following data replication tasks and help reduce the
downtime of critical applications:
 Plan for replication when you are provisioning storage.
 Keep data on multiple related volumes consistent across storage systems if there is a
planned or unplanned outage.
 Monitor and track replication operations.
 Automate the mapping of source volumes to target volumes.

Figure 9-87 is an example of the initial sync progress after CSM MM and GM sessions are
created and started.

Figure 9-87 CSM sessions preparing

Figure 9-88 shows the CSM sessions after they complete their initial sync.

Figure 9-88 CSM sessions that are prepared and 100% synced

Note: Recoverable is now Yes, which indicates that there is a consistent recovery point.

One of the most important events that must be monitored when IBM Storage Virtualize
systems are implemented in a disaster recovery (DR) solution with GM functions is checking
whether GM was suspended because of a 1920 or 1720 error.

IBM Storage Virtualize can suspend the GM relationship to protect the performance on the
primary site when GM starts to affect write response time. That suspension can be caused by
several factors.

IBM Storage Virtualize systems do not restart the GM automatically. They must be restarted
manually.

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IBM Storage Virtualize systems alert monitoring is explained in 9.1.1, “Monitoring by using
the management GUI” on page 552. When MM or GM is managed by CSM and a 1920 error
occurs, CSM can automatically restart GM sessions. The delay time on the automatic restart
option is configurable. This delay allows some time for the underlying cause to dissipate.
Automatic restart is disabled in CSM by default.

Figure 9-89 shows the path to enable automatic restart of GM sessions. You select
Sessions → Select Session → Session Actions → View/Modify → Properties → H1-H2
options.

Figure 9-89 CSM automatic restart is disabled by default

If you have several sessions, you can stagger the delay time so that they do not all restart at
the same time, which can affect system performance. Choose the set delay time feature to
define a time in seconds for the delay between when IBM CSM processes the 1720/1920
event and when the automatic restart is issued.

An automatic restart is attempted for every suspend with reason code 1720 or 1920 up to a
predefined number of times within a 30-minute period.

The number of times that a restart is attempted is determined by the storage system’s
gmlinktolerance value. If the number of allowable automatic restarts is exceeded within the
period, the session does not restart automatically on the next unexpected suspend. Issue a
Start command to restart the session, clear the automatic restart counters, and enable
automatic restarts.

Warning: When you enable this option, the session is automatically restarted by the CSM
server. When this situation occurs, the secondary site is not consistent until the
relationships are fully resynched.

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You can specify the amount of time (in seconds) that the CSM server waits after an
unexpected suspend before automatically restarting the session. The range of possible
values is 0 - 43,200. The default is 0, which specifies that the session is restarted immediately
after an unexpected suspend.

Figure 9-90 displays the secondary consistency warning when automatic GM restart is
enabled.

Figure 9-90 Secondary consistency warning when automatic restart is enabled

9.8.2 Monitoring MM and GM with scripts

An IBM Storage Virtualize system provides a CLI that you can use to interact with your
systems by using scripts. Those scripts can run in the IBM Storage Virtualize shell, but with a
restricted set of bash commands that are available, or they can run out of the shell by using
any scripting language that you prefer.

An example of script usage is one to check at a specific interval time whether MM or GM are
still active, if any 1920 errors occurred, or to react to an SNMP or email alert that is received.
Then, the script can start some specific recovery action based on your recovery plan and
environment.

Customers who do not use IBM Copy Service Manager often create their own scripts. These
scripts are sometimes supported by IBM as part of ITS professional services or IBM System
Lab Services. Tell your IBM representative what kind of monitoring that you want to
implement with scripts, and together you can try to find whether a solution is in the
IBM Intellectual Capital Management repository that can be reused.

An example of such a script can be found at Example 2: Restarting any stopped Remote
Copy relationships every 10 minutes.

9.9 Monitoring Tier 1 SSDs

Tier 1 SSDs require that you pay special attention to the endurance events that can be
triggered. For monitoring purposes, stay alert for the new fields that are listed in Table 9-9 on
page 636.

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Table 9-9 Field changes to drive and array devices

Field Description

write_endurance_used Indicates the drive writes per day (DWPD). This value is blank for
drives that are not SSD drives. The value must be 0 - 255.
This value indicates the percentage of life that is used by the drive.
The value 0 indicates that full life remains, and 100 indicates that
the drive is at or past its end of life.
The drive must be replaced when the value exceeds 100.
This value is blank for drives that are either one of the following:
1. Not SSDs.
2. SSDs that predate support of the endurance indicator.
This value also applies to drives that are yet to be polled, which can
take up to 24 hours.

write_endurance_usage_rate Indicates the DWPD usage rate. The values are the following ones:
 Measuring: No rate information available.
 High: The drives will not last as expected (~4.5 years).
 Marginal: The drives will last as expected (~4.5 - 5.5 years).
 Low: The drives will last as expected (~5.5 years or more).
This value is blank for non-SSD drives.
This field displays a value only when the write_endurance_used
value changes.

replacement_date Indicates the date of a potential drive failure. The format must be
YYMMDD. This value is blank for non-SSD drives.

When write_endurance_usage_rate is high, an event is reported with error code 2560 and
event code 010126. The description of this event is as follows:
The usage rate for a flash drive is high, which can affect the expected lifespan
of the drive.

When write_endurance_used is greater than 95%, an event is reported with error code 2560
and event ID 010125. The description of this event is as follows:
A flash drive is expected to fail due to the write endurance value exceeding 95.

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10

Chapter 10. Maintaining an IBM Storage

Virtualize infrastructure
As an IT environment grows and is renewed, so must the storage infrastructure. One of the
many benefits that the IBM Storage Virtualize family provides is to simplify the device
management tasks that system administrators must perform.

This chapter provides guidance about the maintenance activities of IBM Storage Virtualize
software. This guidance can help you maintain an infrastructure with the levels of availability,
reliability, and resiliency that are required by complex applications, and to keep up with
environmental growth needs.

You can also find tips and guidance to simplify the storage area network (SAN) administration
tasks that are used daily, such as adding users, storage allocation and removal, adding or
removing a host from the SAN, and create procedures to manage your environment.

The discussion in this chapter focuses on the IBM FlashSystem 9500, and uses screen
captures and command outputs from this model. The recommendations and practices that
are described in this chapter are applicable to the following device models:
 IBM FlashSystem 5015
 IBM FlashSystem 5035
 IBM FlashSystem 5045
 IBM FlashSystem 5100
 IBM FlashSystem 5200
 IBM FlashSystem 7200
 IBM FlashSystem 7300
 IBM FlashSystem 9100
 IBM FlashSystem 9200
 IBM FlashSystem 9500
 IBM SAN Volume Controller (SVC) SV2 - SV3 - SA2

Note: The practices that are described in this chapter were effective in many deployments
of different models of the IBM Storage Virtualize family. These deployments were
performed in various business sectors for various international organizations. They all had
one common need: to manage their storage environment easily, effectively, and reliably.

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This chapter includes the following topics:

 “User interfaces” on page 638
 “Users and groups” on page 641
 “Volumes” on page 643
 “Hosts” on page 644
 “Software updates” on page 644
 “Non disruptive security and software patching” on page 658
 “Drive firmware updates for IBM FlashSystem” on page 661
 “Remote Code Load” on page 663
 “Replacing IBM FlashCore Module in IBM FlashSystem” on page 666
 “SAN modifications” on page 667
 “Server HBA replacement” on page 669
 “Hardware upgrades” on page 671
 “I/O throttling” on page 682
 “Documenting an IBM Storage Virtualize and SAN environment” on page 688

10.1 User interfaces

The IBM Storage Virtualize family allows users to easily manage and maintain the
infrastructure with a robust and powerful GUI, which provides different sets of facilities to help
resolve situations that you might encounter. The interfaces for servicing your system connect
through the Ethernet ports that are accessible from port 1 of each canister.
 Use the management GUI to monitor and maintain the configuration of your hardware.
 Use the Service Assistant Tool GUI to complete service procedures.
 Use the command-line interface (CLI) to manage your system.

A best practice is to use the interface most appropriate to the task that you are attempting to
complete. For example, a manual software update is best performed by using the service
assistant GUI rather the CLI. Running fix procedures to resolve problems or configuring
expansion enclosures can be performed only by using the management GUI. Creating many
volumes with customized names is best performed by using a script on the CLI. To ensure
efficient storage administration, it is a best practice to become familiar with all available user
interfaces.

10.1.1 Management GUI

The management GUI is the primary tool that is used to service your system and check its
status. Problem investigation, user creation and deletion, and minor configurations can be
easily done by using this interface. Use the views that are available in the management GUI
to verify the performance of the system, hardware-specific information, physical storage, and
the available volumes and hosts.

Note: Taking advantage of your system GUI, you can easily verify performance information
such as input/output operations per second (IOPS), latency, port utilization, host status,
and other several sensitive information from your system. Graphics also are used to
compare past statuses of your system.

To access the management GUI, start a supported web browser and go to

https://<system_ip_address>, where <system_ip_address> is the management IP address
that was set when the system is created.

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For more information about the task menus and functions of the management GUI, see
Chapter 4, “IBM Spectrum Virtualize GUI”, of Implementation Guide for IBM Storage
FlashSystem and IBM SAN Volume Controller: Updated for IBM Storage Virtualize Version
8.6, SG24-8542.

10.1.2 Service Assistant Tool GUI

The service assistant interface is a browser-based GUI that can be used to service individual
node canisters in the control enclosures.

Important: If used incorrectly, the service actions that are available through the service
assistant can cause loss of access to data or even data loss.

You can connect to the service assistant on one node canister by entering the service IP
address. If there is a working communications path between the node canisters, you can view
status information and perform service tasks on the other node canister by making the other
node canister the current node. You do not have to reconnect to the other node. On the
system itself, you also can access the service assistant interface by using the technician port.

The service assistant provides facilities to help you service only control enclosures. Always
service the expansion enclosures by using the management GUI.

You can also complete the following actions by using the service assistant:
 Collect logs to create and download a package of files to send to support personnel.
 Provide detailed status and error summaries.
 Remove the data for the system from a node.
 Recover a system if it fails.
 Install a code package from the support site or rescue the code from another node.
 Update code on node canisters manually.
 Configure a control enclosure chassis after replacement.
 Change the service IP address that is assigned to Ethernet port 1 for the current node
canister.
 Install a temporary Secure Shell (SSH) key if a key is not installed and CLI access is
required.
 Restart the services that are used by the system.
 Halt the system for maintenance (parts replacement).

To access the Service Assistant Tool GUI, start a supported web browser and go to
https://<system_ip_address>/service, where <system_ip_address> is the service IP
address for the node canister or the management IP address for the system on which you
want work.

10.1.3 Command-line interface

The system CLI is intended for use by advanced users who are confident about using
commands. Up to 32 simultaneous interactive Secure Shell (SSH) sessions to the
management IP address are supported.

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Nearly all the functions that are offered by the CLI also are available through the management
GUI. However, the CLI does not provide the fix procedures or the performance graphics that
are available in the management GUI. Alternatively, use the CLI when you require a
configuration setting that is unavailable in the management GUI.

Running help in a CLI displays a list of all available commands. You have access to a few
other UNIX commands in the restricted shell, such as grep and more, which are useful in
formatting output from the CLI commands. Reverse-i-search (Ctrl+R) is also available.

Table 10-1 shows a list of UNIX commands:

Table 10-1 UNIX commands available in the CLI

UNIX command Description

grep Filter output by keywords.

more Moves through output one page at a time.

sed Filters output.

sort Sorts output.

cut Removes individual columns from output.

head Display only first lines.

less Moves through the output one page at a time.

tail Display only last lines.

uniq Hides any duplicates in the output.

tr Translates characters.

wc Counts lines, words, and characters in the output.

history Display command history.

scp Secure copy protocol.

For more information about command reference and syntax, see the following resources:
 Command-line interface IBM FlashSystem 9500, 9200 and 9100
 IBM Storage Virtualize for SAN VolumeController and FlashSystem Family -
Command-Line Interface User’s Guide

Service command-line interface

Service CLI commands also can run on a specific node. To run such a command in this way,
log in to the service IP address of the node that requires servicing.

For more information about the use of the service CLI, see Service command-line interface.

USB command interface

When a USB flash drive is inserted into one of the USB ports on a node, the software
searches for a control file (satask.txt) on the USB flash drive and runs the command that is
specified in the file. Using the USB flash drive is required in the following situations:
 When you cannot connect to a node canister in a control enclosure by using the service
assistant and you want to see the status of the node.

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 When you do not know, or cannot use, the service IP address for the node canister in the
control enclosure and must set the address.
 When you have forgotten the superuser password and must reset the password.

For more information about the usage of the USB port, see this Procedure: Getting node
canister and system information by using a USB flash drive.

Technician port
The technician port is an Ethernet port on the back window of the controller canister. You can
use it to configure the node. The technician port can be used to do most of the system
configuration operations, which include the following tasks:
 Defining a management IP address
 Initializing a new system
 Servicing the system

For more information about the usage of the technician port, see The technician port.

10.2 Users and groups

Almost all organizations have IT security policies that enforce the usage of
password-protected user IDs when their IT assets and tools are used. However, some
storage administrators still use generic shared IDs, such as superuser, admin, or root in their
management consoles to perform their tasks. They might even use a factory-set default
password. Their justification might be a lack of time, forgetfulness, or the fact that their SAN
equipment does not support the organization’s authentication tool.

SAN storage equipment management consoles often do not provide direct access to stored
data, but you can easily shut down (accidentally or deliberately) a shared storage controller
and any number of critical applications along with it. Moreover, having individual user IDs set
for your storage administrators allows much better auditing of changes if you must analyze
your logs.

The IBM Storage Virtualize 8.6 family supports the following authentication methods:
 Local authentication by using a password
 Local authentication by using SSH keys
 Remote authentication by using Lightweight Directory Access Protocol (LDAP) (Microsoft
Active Directory or IBM Security Directory Server)
 Multifactor authentication support
 Single sign-on (SSO) support

Local authentication is appropriate for small, single-enclosure environments. Larger

environments with multiple clusters and enclosures benefit from the ease of maintenance that
is achieved by using SSO that uses remote authentication by using LDAP, for example.

By default, the following user groups are defined:

 Security Admin: Users with this role can access all functions on the system, including
managing users, user groups, all aspects of security and user authentication.
 Administrator: Users with this role can access all functions on the system except those
that deal with managing users, user groups, and authentication. This is the standard role

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to assign users who administer the system and perform tasks such as provisioning
storage.
 Copy Operator: Users with this role have monitor role privileges and can create, change,
and manage all Copy Services functions but cannot create consistency groups or modify
host mappings.
 Service: Users can delete dump files, add and delete nodes, apply service, and shut down
the system. Users can also perform the same tasks as users in the monitor role.
 Monitor: Users with this role can view objects, but cannot manage the system or its
resources. Support personnel can be assigned this role to monitor the system and to
determine the cause of problems. This role is suitable for use by automation tools such as
the IBM Storage Insights data collector for collecting status about the system. For more
information about IBM Storage Insights, see Chapter 9, “Implementing a storage
monitoring system” on page 551.
 Restricted Administrator: Users with this role can perform the same tasks as the Security
Administrator role, but are restricted from deleting certain objects. Support personnel can
be assigned this role to solve problems
 3-Site Administrator: Users with this role can configure, manage, and monitor 3-site
replication configurations through certain command operations only available on the 3-Site
Orchestrator. This is the only role intended to be used with the 3-site Orchestrator.
 VASA Provider: Users with this role can manage virtual volumes or vVols that are used by
VMware vSphere and managed through a VASA Provider.
 FlashCopy Administrator: Users can create, change, and delete all the existing FlashCopy
mappings and consistency groups as well as create and delete host mappings. For more
information, see FlashCopy commands.

In addition to standard groups, you also can configure ownership groups to manage access to
resources on the system. An ownership group defines a subset of users and objects within
the system. You can create ownership groups to further restrict access to specific resources
that are defined in the ownership group. For more details, see Ownership groups.

Users within an ownership group can view or change only resources within the ownership
group in which they belong. For example, you can create an ownership group for database
administrators to provide monitor-role access to a single pool that is used by their databases.
Their views and privileges in the management GUI are automatically restricted, as shown in
Figure 10-1 only the child pool with the associated volume is listed.

Figure 10-1 Example for restricted view for ownership groups

Regardless of the authentication method that you choose, complete the following tasks:
 Create individual user IDs for your Storage Administration staff. Choose user IDs that
easily identify the user and meet your organization’s security standards.
 Include each individual user ID into the UserGroup with only enough privileges to perform
the required tasks. For example, your first-level support staff probably requires only

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Monitor group access to perform their daily tasks, but second-level support might require
Restricted Administrator access. Consider using Ownership groups to further restrict
privileges.
 If required, create generic user IDs for your batch tasks, such as Copy Services or
Monitoring. Include them in a Copy Operator or Monitor UserGroup. Never use generic
user IDs with the SecurityAdmin privilege in batch tasks.
 Create unique SSH public and private keys for each administrator requiring local access.
 Store your superuser password in a safe location in accordance to your organization’s
security guidelines and use it only in emergencies.
 For users with local authentication, it is a best practice to enable a password policy
(length/expiry) that respects security standards.
 Enable multifactor authentication (MFA).
 Use single sign-on (SSO) access if it is supported by your organization.

10.3 Volumes
A volume is a logical disk that is presented to a host by an I/O group (pair of nodes), and
within that group a preferred node serves I/O requests to the volume.

When you allocate and deallocate volumes to hosts, consider the following guidelines:
 Before you allocate new volumes to a server with redundant disk paths, verify that these
paths are working well, and that the multipath software is free of errors. Fix disk path
errors that you find in your server before you proceed.
 When you plan for future growth of space-efficient volumes, determine whether your
server’s operating system supports the particular volume to be extended online. AIX 6.1
TL2 and earlier, for example, do not support online expansion of rootvg logical unit
numbers (LUNs). Test the procedure in a non-production server first.
 Always cross-check the host LUN ID information with the vdisk_UID of IBM Storage
Virtualize. Do not assume that the operating system recognizes, creates, and numbers the
disk devices in the same sequence or with the same numbers as you created them in
IBM Storage Virtualize.
 Ensure that you delete any volume or LUN definition in the server before you unmap it in
IBM Storage Virtualize. For example, in AIX, remove the hdisk from the volume group
(reducevg) and delete the associated hdisk device (rmdev).
 Consider keeping volume protection enabled. If this option is not enabled on your system,
use the command chsystem vdiskprotectionenabled yes -vdiskprotectiontime
<value_in_minutes>. Volume protection ensures that some CLI actions (most the ones
that either explicitly or implicitly remove host-volume mappings or delete volumes) are
policed to prevent the removal of mappings to volumes or deletion of volumes that are
considered active, that is, the system detected I/O activity to the volume from any host
within a specified period (15 - 1440 minutes).

Note: Volume protection cannot be overridden by using the -force flag in the affected
CLI commands. Volume protection must be disabled to perform an activity that is
blocked.

 Ensure that you explicitly remove a volume from any volume-to-host mappings and any
copy services relationship to which it belongs before you delete it.

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Attention: Avoid using the -force parameter in rmvdisk.

 If you issue the svctask rmvdisk command and IBM Storage Virtualize still has pending
mappings, the system prompts you to confirm the action, which is a hint that you might
have done something incorrectly.
 When you are deallocating volumes, plan for an interval between unmapping them to
hosts (rmvdiskhostmap) and deleting them (rmvdisk). One conservative recommendation
is a minimum of a 48-hour period, and having at least one business day interval between
unmapping and deleting so that you can perform a quick backout if you later realize you
still need some data on that volume.

For more information about volumes, see Chapter 5, “Volumes” on page 317.

10.4 Hosts
A host is a physical or virtual computer that is mapped inside your system that is directly
attached or added by using your SAN (switch) through Fibre Channel (FC), internet Small
Computer Systems Interface (ISCSI), and other protocols.

When you add and remove hosts in IBM Storage Virtualize, consider the following guidelines:
 Before you map new servers to IBM Storage Virtualize, verify that they are all error-free.
Fix errors that you find in your server and IBM Storage Virtualize before you proceed. In
IBM Storage Virtualize, pay special attention to anything inactive in the lsfabric
command.
 Plan for an interval between updating the zoning in each of your redundant SAN fabrics,
such as at least 30 minutes. This interval allows for failover to occur and stabilize, and for
you to be notified if unexpected errors occur.
 After you perform the SAN zoning from one server’s Host Bus Adapter (HBA) to
IBM Storage Virtualize, you should list the host’s worldwide port name (WWPN) by using
the lshbaportcandidate command. Use the lsfabric command to certify that it was
detected by the IBM Storage Virtualize nodes and ports that you expected. When you
create the host definition in the IBM Storage Virtualize (mkhost), try to avoid the -force
parameter. If you do not see the host’s WWPNs, it might be necessary to scan the fabric
from the host. For example, use the cfgmgr command in AIX.

For more information about hosts, see Chapter 8, “Hosts” on page 519.

10.5 Software updates

Because the IBM Storage Virtualize hardware might be at the core of your disk and SAN
storage environment, the software update procedure requires planning, preparation, and
verification. However, with the appropriate precautions, an update to your servers and
applications can be conducted easily and transparently. This section highlights the applicable
guidelines for the IBM Storage Virtualize update.

Most of the following sections explain how to prepare for the software update. These sections
also present version-independent guidelines about how to update the IBM Storage Virtualize
family systems and flash drives.

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Before you update the system, ensure that the following requirements are met:
 Download the latest system update package and update test utility. The latest package
can be obtained directly using the new download function at the IBM Storage Virtualize
system or by using the FixCentral download option. For more details, see Obtaining the
software packages.
 All node canisters are online.
 All errors in the system event log are addressed and marked as fixed.
 There are no volumes, managed disks (MDisks), or storage systems with Degraded or
Offline status.
 The service assistant IP address is configured on every node in the system.
 The system superuser password is known.
 The system configuration is backed up and saved (preferably off-site), as shown in
Example 10-17 on page 694.
 You can physically access the hardware.

The following actions are not required, but are recommended to reduce unnecessary load on
the system during the update:
 Stop all Metro Mirror (MM), Global Mirror (GM), or HyperSwap operations.
 Avoid running FlashCopy operations.
 Avoid migrating or formatting volumes.
 Stop collecting IBM Spectrum Control performance data for the system.
 Stop automated jobs that access the system.
 Ensure that no other processes are running on the system.
 If you want to update without host I/O, then shut down all hosts.

For additional information see: IBM Storage Virtualize Family of Products Upgrade Planning.

Note: For customers who purchased the IBM Storage Virtualize they may select from IBM
Storage Expert Care Basic, IBM Storage Expert Care Advanced or IBM Storage Expert
Care Premium. Storage Expert Care is designed to simplify and standardize the support
approach on the IBM Storage FlashSystem portfolio. Customers can select their preferred
level of service and support at the time of the system purchase. For more details see: and
IBM Storage Expert Care.

If a customer has purchased the IBM Storage Expert Care Premium, two code upgrades
per year, which are performed by IBM are included. These upgrades are done by the IBM
dedicated Remote Code Load (RCL) team or, where remote support is not allowed or
enabled, by an onsite IBM Systems Service Representative (IBM SSR).

For more information about Remote Code Load, see Chapter 10.8, “Remote Code Load”
on page 663

10.5.1 Determining the current and target software level

The first step is to determine your current and your target IBM Storage Virtualize code level.

Using the example of an IBM Storage Virtualize 9500, log in to the web-based GUI and find
the current version. You can find the current version by doing either of the following actions:

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 At the upper right, click the question mark symbol (?) and select About IBM Storage
Virtualize 9500 to display the current version.
 Select Settings → System → Update System to display both the current and target
versions.

Figure 10-2 shows the Update System output window and displays the current and latest
code levels. In this example, the code level is 8.5.0.7.

Figure 10-2 Current software version

Figure 10-3 shows the Update System output where code level is up to date. In this example,
the code level is 8.6.0.0.

Figure 10-3 Up-to-date software version

Alternatively, if you use the CLI, run the lssystem command. Example 10-1 on page 646
shows the output of the lssystem CLI command and where the code level output can be
found.

Example 10-1 The lssystem command

IBM_FlashSystem:FS9500:superuser>lssystem |grep code
code_level 8.5.0.7 (build 157.15.2302141801011)

IBM Storage Virtualize software levels are specified by 4 digits in the following format (in our
example, V.R.M.F = 8.5.0.7):
 V is the major version number.
 R is the release level.
 M is the modification level.
 F is the fix level.

To update your system by using the most suitable code version, check the following examples
and define which version to use:
 The specific version of an application or other component of your SAN Storage
environment has a known problem or limitation.
 The latest IBM Storage Virtualize software release is not yet cross-certified as compatible
with another key component of your SAN storage environment.
 Your organization has mitigating internal policies, such as the usage of the “latest release
minus 1” or requiring “seasoning” in the field before implementation in a production
environment.

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For more information, see IBM Storage Virtualize Family of Products Upgrade Planning.

10.5.2 Obtaining the software packages

Before you can update the system software, you need to obtain the current version of the
software. This can be done directly or manually. For more information see: Obtaining the
software packages.

Obtaining the package manually

To obtain a new release of software for a system update, see IBM Fix Central and either find
your product by typing its name or choose it from a list that is provided by IBM. (in this case
we are looking for IBM FlashSystem 9500):
1. From the Find Product tab, type IBM FlashSystem 9500 (or whatever model is
appropriate in your environment).
2. From the Installed Version list, select the appropriate software version level that was
determined in 10.5.1, “Determining the current and target software level” on page 645.
3. Select Continue.

To download the software package, complete the following steps:

4. In the Product Software section, select IBM Storage Virtualize Software Upgrade Test
Utility, and also select the 8.6.0.0 Fix Pack that is listed for your system.
5. Select Continue.
6. Click the option button for your preferred download options and click Continue.
7. Enter your machine type and serial number.
8. Click Continue.
9. Read the terms and conditions, and then select I Agree.
10.Select Download Now and save the three files onto your management computer.
Figure 10-4 shows the window for downloading the package.

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Figure 10-4 Fix Central download

Provide the package manually

Use this option to upload the update package, test utility or patch file to the storage system
manually. This is required to unhide the corresponding button Test only, Test & Upgrade or
Install patches.

Note: The option to upload packages manually only applies to IBM Storage Virtualize
Software 8.5.4 and above. On IBM Storage Virtualize Systems running below 8.5.4 the
step “Provide the package manually” can be skipped.

To provide the package manually, complete these steps:

Select Settings > System > Update System.

Click Upload as shown in Figure 10-5.

On the Upload page, drag and drop the files or click Select files. Select the test utility,
update package, or patch files that you want to update.

Click Upload.

Figure 10-5 Upload package manually

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After uploading a valid upgrade package, test utility or patch, the management interface
will unhide the corresponding Test only, Test & Upgrade or Install patches buttons as
shown in Figure 10-6.

Figure 10-6 Unhide GUI buttons

Obtain the package directly

To use this option, enable Call Home with cloud services to connect to support, and directly
transfer the latest update available to the storage system.

Note: The option to upload packages directly only applies to IBM Storage Virtualize
Software 8.5.4 and above. For IBM Storage Virtualize Systems running below 8.5.4 the
option “Obtain the package directly” is not available.

To obtain the package directly, complete these steps:

1. Select Settings → System → Update System.
2. If Transfer is disabled, click Call Home to navigate to the access panel and enable Call
Home with Cloud Services. For more information, see Setting up Call Home with cloud
services.
3. On the Update System page, click Transfer.
4. On the Transfer Update Package page. Enter your IBMid and password along with either
Version ID or Fix ID. Example is shown in Figure 10-7 and Figure 10-8 on page 650
5. Click Transfer, a progress bar is displayed to provide the status of transferring package.
Click Cancel to cancel the transfer of package.
– After the transfer is complete, click Check for files.
If the transfer is successful, then the transferred package appears in Use an existing
package.
– If the transfer is unsuccessful, then No files found is displayed.
6. To test and update, go to Use an existing package.

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Figure 10-7 Transfer update package

Figure 10-8 Initiating transfer of the update package

10.5.3 Hardware considerations

Before you start the update process, always check whether your IBM Storage Virtualize
hardware and target code level are compatible.

If part or all your current hardware is not supported at the target code level that you want to
update to, replace the unsupported hardware with newer models before you update to the
target code level.

Conversely, if you plan to add or replace hardware with new models to an existing cluster, you
might have to update your IBM Storage Virtualize code level first.

For more information about Code and Hardware Interoperability for IBM Storage Virtualize
see: Concurrent Compatibility and Code Cross Reference for IBM Storage Virtualize.

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10.5.4 Update sequence

Check the compatibility of your target IBM Storage Virtualize code level with all components
of your SAN storage environment (SAN switches, storage controllers, and server HBAs) and
its attached servers and storage (operating systems and applications).

Applications often certify only the operating system that they run under and leave the task of
certifying its compatibility with attached components (such as SAN storage) to the operating
system provider. However, various applications might use special hardware features or raw
devices and certify the attached SAN storage. If you have this situation, consult the
compatibility matrix for your application to certify that your IBM Storage Virtualize target code
level is compatible.

By cross-checking that the version of IBM Storage Virtualize is compatible with the versions of
your SAN environment components, you can determine which one to update first. By
checking a component’s update path, you can determine whether that component requires a
multistep update.

For IBM Storage Virtualize systems, if you are not making major version or multi-step updates
in any components, the following update order is recommended to avoid problems:
1. Back-end storage controllers (if present)
2. Host HBA microcode, driver, and multipath software
3. IBM Storage Virtualize system
4. IBM Storage Virtualize internal SAS and NVMe drives (if present)

Attention: Do not update two components of your IBM Storage Virtualize system
simultaneously, such as an IBM SAN Volume Controller model SV3 and one backend
storage controller. This caution is true even if you intend to perform this update with your
system offline. An update of this type can lead to unpredictable results, and an unexpected
problem is much more difficult to debug.

10.5.5 SAN fabrics preparation

If you are using symmetrical, redundant, or independent SAN fabrics, preparing these fabrics
for an IBM Storage Virtualize update can be safer than hosts or storage controllers. This
statement is true assuming that you follow the guideline of a 30-minute minimum interval
between the modifications that you perform in one fabric to the next. Even if an unexpected
error brings down your entire SAN fabric, the IBM Storage Virtualize environment continues
working through the other fabric, and your applications remain unaffected.

Because you are updating IBM Storage Virtualize, also update your SAN switches code to the
latest supported level. Start with your principal core switch or director, continue by updating
the other core switches, and update the edge switches last. Update one entire fabric (all
switches) before you move to the next one so that a problem you might encounter affects only
the first fabric. Begin your other fabric update only after you verify that the first fabric update
has no problems.

If you are not running symmetrical, redundant, or independent SAN fabrics, you should be
because a lack of them represents a single point of failure.

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10.5.6 Storage controllers preparation

Much like with the attached hosts, the attached storage controllers must correctly handle the
failover of MDisk paths. Therefore, they must be running supported microcode levels, and
their own SAN paths to IBM Storage Virtualize must be free of errors.

10.5.7 Host preparation

If the appropriate precautions are taken, the IBM Storage Virtualize update is not apparent to
the attached host and their applications. The automated update procedure updates one IBM
Storage Virtualize node at a time while the other node in the I/O group covers for its
designated volumes.

However, to ensure that this feature works, the failover capability of your multipath software
must be working correctly. This capability can be mitigated by enabling N_Port ID
Virtualization (NPIV) if your current code level supports this function. For more information
about NPIV, see Chapter 2, “Storage area network guidelines” on page 121.

Before you start the IBM Storage Virtualize update preparation, check the following items for
every host that is attached to IBM Storage Virtualize that you update:
 The operating system type, version, and maintenance or fix level
 The make, model, and microcode level of the HBAs
 The multipath software type, version, and error log

Fix every problem or “suspect” that you find with the disk path failover capability. Because a
typical IBM Storage Virtualize environment can have hundreds of hosts that are attached to it,
a spreadsheet might help you with the Attached Hosts Preparation tracking process. If you
have some host virtualization, such as VMware ESX, AIX logical partitions (LPARs),
IBM Virtual I/O Server (VIOS), or Solaris containers in your environment, verify the
redundancy and failover capability in these virtualization layers.

10.5.8 Copy services considerations

When you update an IBM Storage Virtualize family product that participates in an intercluster
Copy Services relationship, do not update both clusters in the relationship simultaneously.
This situation is not verified or monitored by the automatic update process, and it might lead
to a loss of synchronization and unavailability.

You must successfully finish the update in one cluster before you start the next one. Try to
update the next cluster as soon as possible to the same code level as the first one. Avoid
running them with different code levels for extended periods. The recommendation is to start
with the AUX cluster.

10.5.9 Running the Upgrade Test Utility

It is a requirement that you install and run the latest IBM Storage Virtualize Upgrade Test
Utility before you update the IBM Storage Virtualize software. For more information, see
Software Upgrade Test Utility. This tool verifies the health of your IBM Storage Virtualize
system for the update process. It checks for unfixed errors, degraded MDisks, inactive fabric
connections, configuration conflicts, hardware compatibility, drive firmware, and many other
issues that might otherwise require cross-checking a series of command outputs.

You can use the management GUI or the CLI to install and run the Upgrade Test Utility.

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Using the management GUI

To test the software on the system, complete the following steps:
1. In the management GUI, select Settings → System → Update System.
2. Click Test Only.

Note: In case the IBM Storage Virtualize Systems is running 8.5.4 or above, you have to
upload the package first to unhide the Test only button. For details see, Chapter ,
“Provide the package manually” on page 648.

3. Select the test utility that you downloaded from the Fix Central support site. Upload the
Test utility file and enter the code level to which you are planning to update. Figure 10-9
shows the IBM Storage Virtualize management GUI window that is used to install and run
the Upgrade Test Utility.

Figure 10-9 IBM Storage Virtualize Upgrade Test Utility by using the GUI

4. Click Test. The test utility verifies that the system is ready to be updated. After the Update
Test Utility completes, you are presented with the results. The results state that no
warnings or problems were found, or directs you to more information about known issues
that were discovered on the system.

Figure 10-10 on page 654 shows a successful completion of the Upgrade Test Utility.

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Figure 10-10 Example result of the IBM Storage Virtualize Upgrade Test Utility

5. Click Download Results to save the results to a file.

6. Click Close.

Using the command-line interface

To test the software on the system, complete the following steps:
1. Use the OpenSSH scp or PuTTY pscp, and copy the Test Utility file and the Software
Update package to the /home/admin/upgrade directory by using the management IP
address of IBM Storage Virtualize. Documentation and online help might refer to the
/home/admin/update directory, which points to the same location on the system.
An example for IBM Storage Virtualize is shown in Example 10-2.

Example 10-2 Copying the upgrade test utility to IBM Storage Virtualize
C:\Program Files\PuTTY>pscp -unsafe
C:\Users\120688724\Downloads\IBM_INSTALL_FROM_8.5_AND_LATER_upgradetest_40.0
superuser@9.42.162.153:/home/admin/upgrade
Keyboard-interactive authentication prompts from server:
| Password:
End of keyboard-interactive prompts from server
IBM_INSTALL_FROM_8.5_AND_ | 411 kB | 411.7 kB/s | ETA: 00:00:00 | 100%

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2. Ensure that the file was successfully copied, by checking the output of the lsdumps
-prefix /home/admin/upgrade command at the Storage Virtualize CLI. An example is
shown in Example 10-3

Example 10-3 Ensure that files are uploaded

IBM_FlashSystem:FS9500:superuser> lsdumps -prefix /home/admin/upgrade
id filename
0 IBM_INSTALL_FROM_8.5_AND_LATER_upgradetest_40.0
IBM_FlashSystem:FS9110:superuser>

3. Install and run Upgrade Test Utility in the CLI, as shown in Example 10-4. In this case, the
Upgrade Test Utility found no errors but one warning and completed successfully.

Example 10-4 Upgrade test by using the CLI

IBM_FlashSystem:FS9500:superuser>svctask applysoftware -file
IBM_INSTALL_FROM_8.5_AND_LATER_upgradetest_40.0
CMMVC9001I The package installed successfully.

IBM_FlashSystem:FS9500:superuser>svcupgradetest -v 8.6.0.0
svcupgradetest version 40.0

Please wait, the test may take several minutes to complete.

This version of svcupgradetest believes that this system is already running the
latest available level of code.
No upgrade is required at this time.
If you believe this is not correct, please check the support
website to see if a newer version of this tool is available.

If you are installing an ifix, and no further issues are reported below,
please continue with the upgrade.

******************* Warning found *******************

The upgrade utility has detected that the current security settings on the
system are below the recommended levels.
More information on the recommended SSL protocol and SSH protocol levels can be
found by searching
"Changing security protocols" in the IBM Documentation.

Results of running svcupgradetest:

==================================

The tool has found 0 errors and 1 warnings.

None of these issues will prevent the software upgrade from being started.
Please review any warnings and errors to make sure it is safe to upgrade.

Review the output to check whether there were any problems that were found by the utility.
The output from the command either states that no problems were found, or it directs you to
details about known issues that were discovered on the system.

Note: Always use the latest available Upgrade Test Utility version. This tool runs tests to
certify that your hardware can receive the code level that you are planning to install.

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10.5.10 Updating the software

IBM Storage Virtualize software can be updated by using one of the following methods:
 GUI: During a standard update procedure in the management GUI, the system updates
each of the nodes systematically. This method is the recommended one for updating
software on nodes.
 CLI: The CLI provides more control over the automatic upgrade process. You can resolve
multipathing issues when nodes go offline for updates. You also can override the default
30-minute mid-point delay, pause an update, and resume a stalled update.
 Manual: To provide even more flexibility in the update process, you can manually update
each node individually by using the Service Assistant Tool GUI. When upgrading the
software manually, you remove a node from the system, update the software on the node,
and return the node to the system. You repeat this process for the remaining nodes until
the last node is removed from the system. Now, the remaining nodes switch to running the
new software. When the last node is returned to the system, it updates and runs the new
level of software. This action cannot be performed on an active node. To update software
manually, the nodes must either be candidate nodes (a candidate node is a node that is
not in use by the system and cannot process I/O) or in a service state. During this
procedure, every node must be updated to the same software level, and the node
becomes unavailable during the update.

Whichever method (GUI, CLI, or manual) that you choose to perform the update, make sure
that you adhere to the following guidelines for your IBM Storage Virtualize software update:
 Schedule the IBM Storage Virtualize software update for a low I/O activity time. The
update process puts one node at a time offline. It also disables the write cache in the I/O
group that node belongs to until both nodes are updated. Therefore, with lower I/O, you
are less likely to notice performance degradation during the update.
 Never power off, restart, or reset an IBM Storage Virtualize node during a software update
unless you are instructed to do so by IBM Support. Typically, if the update process
encounters a problem and fails, it backs out. The update process can take 1 hour per node
with a further, optional, 10 minute mid-point delay.
 If you are planning for a major IBM Storage Virtualize version update, see the Code Cross
Reference.
 Check whether you are running a web browser type and version that is supported by the
IBM Storage Virtualize target software level on every computer that you intend to use to
manage your IBM Storage Virtualize.

This section describes the steps that are required to update the software.

Using the management GUI

To update the software on the system automatically, complete the following steps:
1. In the management GUI, select Settings → System → Update System.
2. Click Test & Update.
3. Select the test utility and the software package that you downloaded from the Fix Central
support site or via direct download. The test utility verifies (again) that the system is ready
to be updated.
4. Click Next. Select Automatic update.

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5. Select whether you want to create intermittent pauses in the update to verify the process.
Select one of the following options.
– Full automatic update without pauses (recommended).
– Pausing the update after half of the nodes are updated.
– Pausing the update before each node updates.
6. Click Finish. As the canisters on the system are updated, the management GUI displays
the progress for each canister.
7. Monitor the update information in the management GUI to determine when the process is
complete.

Using the command-line interface

To update the software on the system automatically, complete the following steps:
1. You must run the latest version of the test utility to verify that no issues exist with the
current system, as shown in Example 10-4 on page 655.
2. Copy the software package to IBM Storage Virtualize by using the same method that is
described in Example 10-2 on page 654.
3. Before you begin the update, you must be aware of the following situations, which are
valid for both the CLI and GUI:
– The installation process fails under the following conditions:
• If the software that is installed on the system is not compatible with the new
software or if an inter-system communication error does not allow the system to
check that the code is compatible.
• If any node in the system has a hardware type that is not supported by the new
software.
• If the system determines that one or more volumes in the system would be taken
offline by restarting the nodes as part of the update process. You can find details
about which volumes would be affected by using the lsdependentvdisks command.
If you are prepared to lose access to data during the update, you can use the
-force flag to override this restriction.
– The update is distributed to all the nodes in the system by using internal connections
between the nodes.
– Nodes are updated one at a time.
– Nodes run the new software concurrently with normal system activity.
– While the node is updated, it does not participate in I/O activity in the I/O group. As a
result, all I/O activity for the volumes in the I/O group is directed to the other node in the
I/O group by the host multipathing software.
– There is a 10-minute delay between node updates. The delay allows time for the host
multipathing software to rediscover paths to the nodes that are updated. There is no
loss of access when another node in the I/O group is updated.
– The update is not committed until all nodes in the system are successfully updated to
the new software level. If all nodes are successfully restarted with the new software
level, the new level is committed. When the new level is committed, the system vital
product data (VPD) is updated to reflect the new software level.
– Wait until all member nodes are updated and the update is committed before you
invoke the new functions of the updated software.

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– Because the update process takes some time, the installation command completes
when the software level is verified by the system. To determine when the update is
completed, you must either display the software level in the system VPD or look for the
Software update complete event in the error/event log. If any node fails to restart with
the new software level or fails at any other time during the process, the software level is
backed out.
– During an update, the version number of each node is updated when the software is
installed and the node is restarted. The system software version number is updated
when the new software level is committed.
– When the update starts, an entry is made in the error or event log and another entry is
made when the update completes or fails.
4. Issue the following CLI command to start the update process:
applysoftware -file <software_update_file>
where <software_update_file> is the file name of the software update file. If the system
identifies any volumes that would go offline as a result of restarting the nodes as part of
the system update, the software update does not start. An optional -force parameter can
be used to indicate that the update continues regardless of the problem identified. If you
use the -force parameter, you are prompted to confirm that you want to continue.
5. Issue the following CLI command to check the status of the update process:
lsupdate
This command displays success when the update is complete.
6. To verify the node software version issue the lsnodecanistervpd on each node.
To confirm the cluster version issue the lssystem command. See Example 10-5.

Example 10-5 Verify software version

IBM_FlashSystem:FS9500:superuser>lsnodecanistervpd 1 |grep code_level
code_level 8.6.0.0 (build 169.9.2306081121000)

IBM_FlashSystem:FS9500:superuser>lssystem |grep code_level

code_level 8.6.0.0 (build 169.9.2306081121000)

For more details about software upgrade see: Updating the system software

10.6 Non disruptive security and software patching

The security and software patching allows Storage Virtualize products to change non-Storage
Virtualize code without disruption to the IO path of the nodes. Code not directly used by the
IO stack may be patched to fix published security issues.

Initially, patching will only be used to updated software outside of the I/O path and the
installation of a patch will have no impact to I/O.

Examples where a patch might be required are:

 Linux utilities
 Open source software (open SSL, Apache, Tomcat)
 Device firmware

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A Patch will modify/create/delete one or more files on the boot disk. Several Patches can be
installed, but each Patch is on top of the already existing patch and can only be reverted in
order.

For more information see: Managing patches.

10.6.1 Installing a software patch

A patch can be installed on a single node or on the cluster (all nodes) either by GUI or CLI.
Upload the patch first as described in “Provide the package manually” on page 648.

Installing a patch using CLI

To install a patch on a single node use satask installsoftware to install a patch on all nodes
use the svctask applysoftware. An example is shown in Example 10-6.

Example 10-6 Installing a patch on all nodes

IBM_FlashSystem:FS9500:superuser>svctask applysoftware -file
IBM_PATCH_SVT00001_1.0

To check and verify if and what patch is installed see Chapter 10.6.2, “Verifying a software
patch” on page 659.

Installing a patch using GUI

To install the patch using the GUI, complete the following steps:
1. Upload the Patch as described in “Provide the package manually” on page 648.
2. select Settings → System → Update System → Install patch.
3. Select the patch file that you want to install.
4. Click install to start the installation.
See Figure 10-11 for details.

Figure 10-11 Installing patch using the GUI

10.6.2 Verifying a software patch

To check whether a patch is installed, you can use either the GUI or CLI.

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Patch verification using CLI

To check whether a patch is installed, you can work with the commands sainfo
lsservicestatus and lspatch as shown in Example 10-7.

Example 10-7 Verify patch installation using lsservicestatus

IBM_FlashSystem:FS9500:superuser>sainfo lsservicestatus |grep -i patch
patch_count 1
patch_name IBM_PATCH_SVT00001_1.0
patch_description SVT patch 01
patch_status installed
IBM_FlashSystem:FS9500:superuser>lspatch 1
id node_id node_name panel_name patch_name patch_status
1 1 node1 78E003K-1 IBM_PATCH_SVT00001_1.0 installed
IBM_FlashSystem:FS9500:superuser>lspatch 2
id node_id node_name panel_name patch_name patch_status
1 2 node2 78E003K-2 IBM_PATCH_SVT00001_1.0
installed

Patch verification using GUI

To list all installed patches using the GUI, complete the following steps:

Select Settings → Update System → View installed patches.

An example of the result is shown in Figure 10-12.

Figure 10-12 list installed patches in GUI

10.6.3 Removing a software patch

When a code upgrade happens the code gets installed as usual. The new code has the
information about all patches included. Patches can have the status of "allowed" or
"included". Allow means that the patch can be reinstalled. Included means the current code
has the fix already included and there is no need to reapply the patch.

Note: patches (that are not obsolete) are retained across code upgrades.

Issue the CLI command satask removepatch -patch <patch_file> <panel_name> to remove
patches on one or more nodes. lsservicenodes will list error 843 (patch mismatch) in case
patches are not consistent within the cluster. See Example 10-8 on page 661 for more details.

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Example 10-8 Removing patch on single nodes

IBM_FlashSystem:FS9500:superuser>satask removepatch -patch IBM_PATCH_SVT00001_1.0
01-2
CMMVC8222I Patch operation succeeded.

IBM_FlashSystem:FS9500:superuser>sainfo lsservicenodes
panel_name cluster_id cluster_name node_id node_name relation node_status
error_data
01-2 0000020421600428 FS9110 2 node2 local Active
843 1 IBM_PATCH_SVT00001_1.0
01-1 0000020421600428 FS9110 1 node1 partner Active

To remove all patches from a node in the system, enter the following command as shown in
Example 10-9:

satask purgepatches -force panel_name

Example 10-9 Removing all patches from a node in the system

IBM_FlashSystem:FS9500:superuser>satask purgepatches -force 01-1
CMMVC8237I All patches removed from node.

10.7 Drive firmware updates for IBM FlashSystem

Updating drive firmware is a concurrent process that can be performed online while the drive
is in use, whether it is NVMe or storage-class memory (SCM) drives in the control enclosure
or SSD drives in any SAS-attached expansion enclosures.

When used on an array member drive, the update checks for volumes that depend on the
drive and refuses to run if any are found. Drive-dependent volumes are usually caused by
non-redundant or degraded redundant array of independent disks (RAID) arrays. Where
possible, you should restore redundancy to the system by replacing any failed drives before
upgrading the drive firmware. When this task is not possible, you can either add redundancy
to the volume by adding a second copy in another pool, or use the -force parameter to
bypass the dependent volume check. Use -force only if you are willing to accept the risk of
data loss on dependent volumes (if the drive fails during the firmware update).

Note: Due to some system constraints, it is not possible to produce a single NVMe
firmware package that works on all NVMe drives on all IBM Storage Virtualize code levels.
Therefore, you find three different NVMe firmware files that are available for download
depending on the size of the drives that you installed.

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Using the management GUI

To update the drive firmware automatically, complete the following steps:
1. Select Pools → Internal Storage → Select the drives you want to upgrade →
Actions → Upgrade.
2. As shown in Figure 10-13, browse to the test utility and drive firmware package you
downloaded, as described in “Obtaining the software packages” on page 647. To upload
the required files use the click Add File or use the option File Upload as described in
“Provide the package manually” on page 648.

Figure 10-13 Drive firmware upgrade

3. Click Next to start the upgrade test utility. An example of the result is shown in
Figure 10-14.

Figure 10-14 Drive update test result

4. Click Continue Upgrade to start the upgrade process of the selected drives.
5. To monitor the progress of the upgrade, select Monitoring → Background Tasks.

For more information, see IBM Documentation - Updating Drive Firmware.

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Using the command-line interface

To update the software on the system manually, complete the following steps:
1. Copy the drive firmware package to IBM Storage Virtualize by using the same method that
is described in Example 10-2 on page 654.
2. Issue the following CLI command to start the update process for all drives:
applydrivesoftware -file <software_update_file> -type firmware -all
where <software_update_file> is the file name of the software update file. The usage of
the -all option updates firmware on all eligible drives, including quorum drives, which is a
slight risk. To avoid this risk, use the -drive option instead and make sure that the quorum
is moved by using the lsquorum and chquorum commands in between applydrivesoftware
invocations.

Note: The maximum number of drive IDs that can be specified on a CLI by using the
-drive option is 128. If you have more than 128 drives, use the -all option or run
multiple invocations of applydrivesoftware to complete the update.

3. Issue the following CLI command to check the status of the update process:
lsdriveupgradeprogress
This command displays success when the update is complete.
4. To verify that the update successfully completed, issue the lsdrive command for each
drive in the system. The firmware_level field displays the new code level for each drive.
Example 10-10 demonstrates how to list the firmware level for four specific drives.

Example 10-10 Listing the firmware level for drives 0, 1, 2, and 3

IBM_FlashSystem:FS9500:superuser>for i in 0 1 2 3; do echo "Drive $i = `lsdrive
$i|grep firmware`"; done
Drive 0 = firmware_level 3_1_8
Drive 1 = firmware_level 3_1_8
Drive 2 = firmware_level 3_1_8
Drive 3 = firmware_level 3_1_8

10.8 Remote Code Load

Remote Code Load (RCL) is a service offering that is provided by IBM, which allows code
updates to be performed by remote support engineers instead of an onsite IBM SSR.

IBM Assist on-Site (AOS) or remote support center, or Secure Remote Access (SRA),
including Call Home enablement, are required to enable RCL. With AOS enabled, a member
of the IBM Support team can view your desktop and share control of your mouse and
keyboard to get you on your way to a solution. The tool also can speed up problem
determination, collection of data, and your problem solution.

For more information about configuring support assistance, see IBM Documentation -
Remote Code Load.

To request RCL for your system, go to IBM Support - Remote Code Load and select your
product type. Then, complete the following steps:
1. At the IBM Remote Code Load web page, select Product type → Book Now - IBM
FlashSystem or SVC Remote Code Load.

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2. Click Schedule Service to start scheduling the service, as shown in Figure 10-15.

Figure 10-15 IBM FlashSystem RCL Schedule Service page

3. Select the Product type for RCL. Choose your device Model and Type, and click Select.
The example in Figure 10-16 is an SVC - 2147.

Figure 10-16 RCL Product type page

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4. In the RCL timeframe option, select the date (Figure 10-17) and timeframe (Figure 10-18).

Figure 10-17 Timeframe selection page

Figure 10-18 RCL Time selection page

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5. Enter your booking details into the RCL booking information form (Figure 10-19).

Figure 10-19 RCL booking information page

6. RCL will confirm booking via email and then nearer the date they will contact the client to
outline the RCL process and what to expect.

10.9 Replacing IBM FlashCore Module in IBM FlashSystem

Replacing an IBM FlashCore Module (FCM) in your IBM FlashSystem requires special
attention to avoid out-of-scope procedures that can damage your system. Before you start the
FCM replacement procedure, review the following items to prevent any damage to your
system and FCM or to your system data:
 Do not replace, reseat, or run any task on IBM Storage Virtualize if you are not sure or not
comfortable with the procedure. Always engage IBM Support in case of issues or any
problems during any procedure that you run.
 Call IBM Support to ensure that the logs were verified and a correct action plan was
provided to replace the failed FCM.
 Confirm with the IBM SSR whether the correct FRU number was shipped to be replaced
and that the action plan that was provided by IBM Support was revised.
 Confirm that your system does not have any other FCM failure or error messages in the
error log tab before conducting the replacement procedure.

If you have the IBM Expert Care coverage feature for your IBM FlashSystem, make sure that
your Technical Account Manager (TAM) is aware of the procedure and engaged with the
service team to proceed with the replacement.

For more information, see IBM FlashSystem documentation - Removing and Replacing a
Drive.

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Note: Reseating an FCM can reformat the module in specific instances. All FCM drive
failure alerts must be addressed before any re-seat or replacement procedure is done. On
receiving any error message for the FCM drives, escalate the problem to IBM Support.

10.10 SAN modifications

When you administer shared storage environments, human error can occur when a failure is
fixed or a change is made that affects one or more servers or applications. Then, that error
can affect other servers or applications because suitable precautions were not taken.

Human error can include some of the following examples:

 Disrupting or disabling the working disk paths of a server while trying to fix failed ones.
 Disrupting a neighbor SAN switch port while inserting or removing an FC cable or small
form-factor pluggable (SFP).
 Disabling or removing the working part in a redundant set instead of the failed one.
 Making modifications that affect both parts of a redundant set without an interval that
allows for automatic failover during unexpected problems.

Adhere to the following guidelines to perform these actions with assurance:

 Uniquely, and correctly identify the components of your SAN.
 Use the proper failover commands to disable only the failed parts.
 Understand which modifications are necessarily disruptive, and which can be performed
online with little or no performance degradation.

10.10.1 Cross-referencing WWPNs

With the WWPN of an HBA, you can uniquely identify one server in the SAN. If the name of
the server is changed at the operating system level and not at the IBM Storage Virtualize host
definitions, the server continues to access its mapped volumes exactly because the WWPN
of the HBA did not change.

Alternatively, if the HBA of a server is removed and installed in a second server and the SAN
zones for the first server and the IBM Storage Virtualize host definitions are not updated, the
second server can access volumes that it probably should not access.

To cross-reference HBA WWPNs, complete the following steps:

1. In your server, verify the WWPNs of the HBAs that are used for disk access. Typically, you
can complete this task by using the SAN disk multipath software of your server.
If you are using AIX Path Control Module (AIXPCM), run the pcmpath query WWPN
command to see output like what is shown in Example 10-11.

Example 10-11 Output of the pcmpath query WWPN command

[root@Server127]> pcmpath query wwpn
Adapter Name PortWWN
fscsi0 10000090FA021A13
fscsi1 10000090FA021A12

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If you are using server virtualization, verify the WWPNs in the server that is attached to the
SAN, such as AIX Virtual Input/Output (VIO) or VMware ESX. Cross-reference with the
output of the IBM Storage Virtualize lshost <hostname> command, as shown in
Example 10-12.

Example 10-12 Output of the lshost <hostname> command

IBM_FlashSystem:FS9500:superuser>svcinfo lshost Server127
id 0
name Server127
port_count 2
type generic
mask 1111111111111111111111111111111111111111111111111111111111111111
iogrp_count 4
status active
site_id
site_name
host_cluster_id
host_cluster_name
protocol scsi
WWPN 10000090FA021A13
node_logged_in_count 1
state active
WWPN 10000090FA021A12
node_logged_in_count 1
state active

2. If necessary, cross-reference information with your SAN switches, as shown in

Example 10-13. In Brocade switches, use the nodefind <WWPN> command.

Example 10-13 Cross-referencing information with SAN switches

blg32sw1_B64:admin> nodefind 10:00:00:90:FA:02:1A:13
Local:
Type Pid COS PortName NodeName SCR
N 401000; 2,3;10:00:00:90:FA:02:1A:13;20:00:00:90:FA:02:1A:13; 3
Fabric Port Name: 20:10:00:05:1e:04:16:a9
Permanent Port Name: 10:00:00:90:FA:02:1A:13
Device type: Physical Unknown(initiator/target)
Port Index: 16
Share Area: No
Device Shared in Other AD: No
Redirect: No
Partial: No
Aliases: nybixtdb02_fcs0
b32sw1_B64:admin>

For storage allocation requests that are submitted by the server support team or application
support team to the storage administration team, always include the server’s HBA WWPNs to
which the new LUNs or volumes are supposed to be mapped. For example, a server might
use separate HBAs for disk and tape access or distribute its mapped LUNs across different
HBAs for performance. You cannot assume that any new volume is supposed to be mapped
to every WWPN that the server logged in the SAN.

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If your organization uses a change management tracking tool, perform all your SAN storage
allocations under approved change requests with the servers’ WWPNs that are listed in the
Description and Implementation sections.

10.10.2 Cross-referencing LUN IDs

Always cross-reference the IBM Storage Virtualize vdisk_UID with the server LUN ID before
you perform any modifications that involve IBM Storage Virtualize volumes. Example 10-14
shows an AIX server that is running Subsystem Device Driver Path Control Module
(SDDPCM). The IBM Storage Virtualize vdisk_name has no relationship to the AIX device
name. Also, the first SAN LUN that is mapped to the server (SCSI_id=0) shows up as hdisk4
in the server because it had four internal disks (hdisk0 - hdisk3).

Example 10-14 Results of running the lshostvdiskmap command

IBM_FlashSystem:FS9500:superuser>lshostvdiskmap NYBIXTDB03
id name SCSI_id vdisk_id vdisk_name vdisk_UID
0 NYBIXTDB03 0 0 NYBIXTDB03_T01 60050768018205E12000000000000000

root@nybixtdb03::/> pcmpath query device

Total Dual Active and Active/Asymmetric Devices : 1
DEV#: 4 DEVICE NAME: hdisk4 TYPE: 2145 ALGORITHM: Load Balance
SERIAL: 60050768018205E12000000000000000
==========================================================================
Path# Adapter/Path Name State Mode Select Errors
0* fscsi0/path0 OPEN NORMAL 7 0
1 fscsi0/path1 OPEN NORMAL 5597 0
2* fscsi2/path2 OPEN NORMAL 8 0
3 fscsi2/path3 OPEN NORMAL 5890 0

If your organization uses a change management tracking tool, include the vdisk_UID and
LUN ID information in every change request that performs SAN storage allocation or
reclamation.

Note: Because a host can have many volumes with the same scsi_id, always
cross-reference the IBM Storage Virtualize volume unique identifier (UID) with the host
volume UID and record the scsi_id and LUN ID of that volume.

10.11 Server HBA replacement

Replacing a failed HBA in a server is a fairly trivial and safe operation if it is performed
correctly. However, more precautions are required if your server has multiple, redundant
HBAs on different SAN fabrics and the server hardware permits you to “hot” replace it (with
the server still running).

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To replace a failed HBA and retain the working HBA, complete the following steps:
1. In your server, identify the failed HBA and record its WWPNs. (For more information, see
10.10.1, “Cross-referencing WWPNs” on page 667.) Then, place this HBA and its
associated paths offline (gracefully if possible). This approach is important so that the
multipath software stops attempting to recover the HBA. Your server might even show a
degraded performance while you perform this task.
2. Some HBAs have an external label that shows the WWPNs. If you have this type of label,
record the WWPNs before you install the new HBA in the server.
3. If your server does not support HBA hot-swap, power off your system, replace the HBA,
connect the used FC cable to the new HBA, and power on the system.
If your server does support hot-swap, follow the appropriate procedures to perform a “hot”
replace of the HBA. Do not disable or disrupt the working HBA in the process.
4. Verify that the new HBA successfully logged in to the SAN switch. If it logged in
successfully, you can see its WWPNs logged in to the SAN switch port. Otherwise, fix this
issue before you continue to the next step.
Cross-check the WWPNs that you see in the SAN switch with the one that you noted in
step 1, and make sure that you did not record the wrong worldwide node name (WWNN).
5. In your SAN zoning configuration tool, replace the old HBA WWPNs for the new ones in
every alias and zone to which they belong. Do not touch the other SAN fabric (the one with
the working HBA) while you perform this task.
Only one alias should use each WWPN, and zones must reference this alias.
If you are using SAN port zoning (though you should not be) and you did not move the new
HBA FC cable to another SAN switch port, you do not need to reconfigure zoning.
6. Verify that the new HBA’s WWPNs appear in IBM Storage Virtualize by using the
lsfcportcandidate command.
If the WWPNs of the new HBA do not appear, troubleshoot your SAN connections and
zoning.
7. Add the WWPNs of this new HBA in the IBM Storage Virtualize host definition by using the
addhostport command. Do not remove the old one yet. Run the lshost <servername>
command. Then, verify that the working HBA shows as active, and that the failed HBA
shows as inactive or offline.
8. Use software to recognize the new HBA and its associated SAN disk paths. Certify that all
SAN LUNs have redundant disk paths through the working HBA and the new HBA.
9. Return to IBM Storage Virtualize and verify again (by using the lshost <servername>
command) that both the working and the new HBA’s WWPNs are active. In this case, you
can remove the old HBA WWPNs from the host definition by using the rmhostport
command.
10.Do not remove any HBA WWPNs from the host definition until you ensure that you have at
least two active ones that are working correctly.

By following these steps, you avoid removing your only working HBA by mistake.

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10.12 Hardware upgrades

The IBM Storage Virtualize family scalability features allow significant flexibility in its
configuration. The IBM Storage Virtualize family are based on control enclosures and
expansion enclosures.
 Control enclosures (IBM FlashSystem 9500) manage your storage systems, communicate
with the host, and manage interfaces. In addition, they can also house up to 48
NVMe-capable flash drives.
 Control enclosures (IBM SVC) manage your storage systems, communicate with the host,
and manage interfaces. Each IBM SVC control enclosure contains a singe node. To build
a redundant SVC cluster, two SVC control enclosures are required.
 Expansion enclosures increase the available capacity of an IBM Storage Virtualize cluster.
They communicate with the control enclosure through a dual pair of 12 Gbps
serial-attached SCSI (SAS) connections. These expansion enclosures can house many
flash (SSD) SAS type drives.

A basic configuration of an IBM Storage Virtualize storage platform consists of one

IBM Storage Virtualize control enclosure. For a balanced increase of performance and scale,
up to four (depending on model) IBM Storage Virtualize control enclosures can be clustered
into a single storage system. Similarly, to increase capacity, up to two chains (depending on
model) of expansion enclosures can be added per control enclosure. Therefore, several
scenarios are possible for its growth.

10.12.1 Adding control enclosures

If your IBM Storage Virtualize cluster is below the maximum I/O groups limit for your specific
product and you intend to upgrade it, you can install another control enclosure. It is also
feasible that you might have traditional cluster nodes that you want to add the IBM Storage
Virtualize enclosures to because the latter are more powerful than your existing ones.
Therefore, your cluster can include different node models in different I/O groups. For more
information see: Adding a control enclosure to an existing system.

To install these control enclosures, determine whether you need to upgrade your
IBM Storage Virtualize first.

For more information, see 10.5.3, “Hardware considerations” on page 650.

Note: If exactly two control enclosures are in a system, you must set up a quorum disk or
application outside of the system. If the two control enclosures lose communication with
each other, the quorum disk prevents both I/O groups from going offline.

After you install the new nodes, you might need to redistribute your servers across the I/O
groups. Consider the following points:
 Moving a server’s volume to different I/O groups can be done online because of a feature
called Non-Disruptive Volume Movement (NDVM). Although this process can be done
without stopping the host, careful planning and preparation are advised.

Note: You cannot move a volume that is in a type of remote copy relationship.

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 If each of your servers is zoned to only one I/O group, modify your SAN zoning
configuration as you move its volumes to another I/O group. As best you can, balance the
distribution of your servers across I/O groups according to I/O workload.
 Use the -iogrp parameter with the mkhost command to define which I/O groups of
IBM Storage Virtualize that the new servers use. Otherwise, IBM Storage Virtualize maps
by default the host to all I/O groups, even if they do not exist and regardless of your zoning
configuration.
Example 10-15 shows this scenario and how to resolve it by using the rmhostiogrp and
addhostiogrp commands.

Example 10-15 Mapping the host to I/O groups

IBM_FlashSystem:FS9500:superuser>lshost
id name port_count iogrp_count status site_id site_name host_cluster_id
host_cluster_name protocol
0 Win2012srv1 2 4 online
scsi
1 linuxsrv3 1 4 online
scsi

IBM_FlashSystem:FS9500:superuser>lshost Win2012srv1
id 0
name Win2012srv1
port_count 2
type generic
mask 1111111111111111111111111111111111111111111111111111111111111111
iogrp_count 4
status online
site_id
site_name
host_cluster_id
host_cluster_name
protocol scsi
WWPN 10000090FAB386A3
node_logged_in_count 2
state inactive
WWPN 10000090FAB386A2
node_logged_in_count 2
state inactive

IBM_FlashSystem:FS9500:superuser>lsiogrp
id name node_count vdisk_count host_count site_id site_name
0 io_grp0 2 11 2
1 io_grp1 0 0 2
2 io_grp2 0 0 2
3 io_grp3 0 0 2
4 recovery_io_grp 0 0 0

IBM_FlashSystem:FS9500:superuser>lshostiogrp Win2012srv1
id name
0 io_grp0
1 io_grp1
2 io_grp2
3 io_grp3

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IBM_FlashSystem:FS9500:superuser>rmhostiogrp -iogrp 3 Win2012srv1

IBM_FlashSystem:FS9500:superuser>lshostiogrp Win2012srv1
id name
0 io_grp0
1 io_grp1
2 io_grp2

IBM_FlashSystem:FS9500:superuser>addhostiogrp -iogrp io_grp3 Win2012srv1

IBM_FlashSystem:FS9500:superuser>lshostiogrp Win2012srv1
id name
0 io_grp0
1 io_grp1
2 io_grp2
3 io_grp3

IBM_FlashSystem:FS9500:superuser>lsiogrp
id name node_count vdisk_count host_count site_id site_name
0 io_grp0 2 11 2
1 io_grp1 0 0 2
2 io_grp2 0 0 2
3 io_grp3 0 0 2
4 recovery_io_grp 0 0 0

 If possible, avoid setting a server to use volumes from different I/O groups that have
different node types for extended periods. Otherwise, as this server’s storage capacity
grows, you might experience a performance difference between volumes from different I/O
groups. This mismatch makes it difficult to identify and resolve eventual performance
problems.

10.12.2 Adding IBM SVC nodes

You can add nodes to replace the existing nodes of your SVC cluster with newer ones, and
the replacement procedure can be performed non-disruptively. The new node can assume
the WWNN of the node you are replacing, which requires no changes in host configuration,
SAN zoning, or multipath software. For more information about this procedure, see IBM
Documentation - Installing Node.

Alternatively, you can add nodes to expand your system. If your SVC cluster is below the
maximum I/O groups limit for your specific product and you intend to upgrade it, you can
install another I/O group.

For more information, see 10.5.3, “Hardware considerations” on page 444.

Note: If I/O groups are present in a system, you must set up a quorum disk or application
outside of the system. If the I/O groups lose communication with each other, the quorum
disk prevents split brain scenarios.

For more information about adding a node to an SVC cluster, see Chapter 3, “Initial
configuration”, of Implementation Guide for IBM Storage FlashSystem and IBM SAN Volume
Controller: Updated for IBM Storage Virtualize Version 8.6, SG24-8542.

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Note: Use a consistent method (only the management GUI or only the CLI) when you add,
remove, and re-add nodes. If a node is added by using the CLI and later re-added by using
the GUI, it might get a different node name than it originally had.

After you install the newer nodes, you might need to redistribute your servers across the I/O
groups. Consider the following points:
 Moving a server’s volume to different I/O groups can be done online because of a feature
called Non-Disruptive Volume Movement (NDVM). Although this process can be done
without stopping the host, careful planning and preparation are advised.

Note: You cannot move a volume that is in any type of remote copy relationship.

 If each of your servers is zoned to only one I/O group, modify your SAN zoning
configuration as you move its volumes to another I/O group. As best you can, balance the
distribution of your servers across I/O groups according to I/O workload.
 Use the -iogrp parameter with the mkhost command to define which I/O groups of the
SVC that the new servers will use. Otherwise, SVC by default maps the host to all I/O
groups, even if they do not exist and regardless of your zoning configuration.
Example 10-15 on page 672 shows this scenario and how to resolve it by using the
rmhostiogrp and addhostiogrp commands.
 If possible, avoid setting a server to use volumes from different I/O groups that have
different node types for extended periods. Otherwise, as this server’s storage capacity
grows, you might experience a performance difference between volumes from different I/O
groups. This mismatch makes it difficult to identify and resolve eventual performance
problems.

Adding hot-spare nodes

To reduce the risk of a loss of redundancy or degraded system performance, hot-spare nodes
can be added to the system. A hot-spare node has active system ports, but no host I/O ports,
and it is not part of any I/O group. If any node fails or is upgraded, this spare node
automatically joins the system and assumes the place of the failed node, and restores
redundancy.

The hot-spare node uses the same NPIV WWPNs for its FC ports as the failed node, so host
operations are not disrupted. After the failed node returns to the system, the hot-spare node
returns to the Spare state, which indicates it can be automatically swapped for other failed
nodes on the system.

The following restrictions apply to the usage of hot-spare nodes on the system:
 Hot-spare nodes can be used with FC-attached external storage only.
 Hot-spare nodes cannot be used in the following situations:
– In systems that use Remote Direct Memory Access (RDMA)-capable Ethernet ports for
node-to-node communications.
– On enclosure-based FlashSystem storage systems.
– With SAS-attached storage.
– With iSCSI-attached storage.
– With storage that is directly attached to the system.
 A maximum of four hot-spare nodes can be added to the system.

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Using the management GUI

If your nodes are configured on your systems and you want to add hot-spare nodes, you must
connect the extra nodes to the system. After hot-spare nodes are configured correctly on the
system, you can add the spare node to the system configuration by completing the following
steps:
1. In the management GUI, select Monitoring → System Hardware.
2. On the System Hardware - Overview window, click Add Nodes.
3. On the Add Node page, select the hot-spare node to add to the system.

If your system uses stretched or HyperSwap system topology, hot-spare nodes must be
designated per site.

Using the command-line interface

To add a spare node to the system, run the following command:
addnode -panelname <panel_name> -spare

Where <panel_name> is the name of the node that is displayed in the Service Assistant or in
the output of the lsnodecanididate command.

For more information, see IBM Spectrum Virtualize: Hot-Spare Node and NPIV Target Ports,
REDP-5477.

10.12.3 Upgrading nodes in an existing cluster

If you want to upgrade the nodes or canisters of your existing IBM Storage Virtualize system,
you can increase the cache memory size or the adapters in each node. This task can be done
one node at a time to be nondisruptive to systems operations.

When evaluating cache memory upgrades, consider the following points:

 As your working set and total capacity increases, you should consider increasing your
cache memory size. A working set is the most accessed workloads, excluding snapshots
and backups. Total capacity implies more or larger workloads and a larger working set.
 If you are consolidating from multiple controllers, consider at least matching the amount of
cache memory across those controllers.
 When externally virtualizing controllers (such as a switched virtual circuit), a large cache
can accelerate older controllers with smaller caches.
 If you are using a data reduction pool (DRP), then maximize the cache size and consider
adding SCM drives with Easy Tier for the best performance.
 If you are making heavy use of copy services, consider increasing the cache beyond just
your working set requirements.
 A truly random working set might not benefit greatly from the cache.

Important: Do not power on a node that is shown as offline in the management GUI if you
powered off the node to add memory to increase total memory. Before you increase mem-
ory, you must remove the node from the system so that it is not showing in the manage-
ment GUI or in the output from the svcinfo lsnode command.

Do not power on a node that is still in the system and showing as offline with more memory
than the node had when it powered off. Such a node can cause an immediate outage or an
outage when you update the system software.

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When evaluating adapter upgrades, consider the following points:

 A single 32-Gb FC port can deliver over 3 GBps (allowing for overhead).
 A 32-Gb FC card in each canister with eight ports can deliver more than 24 GBps.
 An FCM NVMe device can perform at over 1 GBps.
 A single 32-Gb FC port can deliver 80,000 - 125,000 IOPS with a 4k block size.
 A 32-Gb FC card in each canister with eight ports can deliver up to 1,000,000 IOPS.
 A IBM FlashSystem 9500 can deliver up to 8,000,000 4k read hit IOPS.
 If you have more than 12 NVMe devices, consider using two FC cards per canister. A third
FC card allows you to achieve up to 45 GBps.
 If you want to achieve more than 800,000 IOPS, use at least two FC cards per canister.
 If IBM Storage Virtualize is performing remote copy or clustering, consider using separate
ports to ensure that there is no conflict with host traffic.
 iSCSI Extensions for RDMA (iSER) through 25-gigabit Ethernet (GbE) ports has similar
capabilities as 16-Gb FC ports, but with less overall ports available. If you are planning on
using 10-Gb iSCSI, ensure that it can service your expected workloads.

Real-time performance statistics are available in the management GUI by selecting

Monitoring → Performance, as shown in Figure 10-20.

Figure 10-20 IBM Storage Virtualize performance statistics (IOPS)

Memory options for an IBM FlashSystem 9500 control enclosure

On the system board, the DIMM slots are labeled according to their memory channel and slot.
They are associated with the CPU nearest to their DIMM slots. You can install three distinct
memory configurations in those 24 DIMM slots in each node canister.

Important: The memory in both node canisters must be configured identically to create the
total enclosure memory size.

Table 10-2 shows the available memory configuration for each IBM FlashSystem and SVC
control enclosure. Each column gives the valid configuration for each total enclosure memory
size. DIMM slots are listed in the same order that they appear in the node canister.

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To ensure proper cooling and a steady flow of air from the fan modules in each node canister,
blank DIMMs must be inserted in any slot that does not contain a memory module.

Table 10-2 Available memory configurations for one node in a control enclosure
DIMM slot Total enclosure Total enclosure Total enclosure
memory 1024 GB memory 2048 GB memory 3072 GB

1 (CPU1) Blank 64 GB 64 GB

2 (CPU1) 64 GB 64 GB 64 GB

3 (CPU1) Blank Blank 64 GB

4 (CPU1) Blank 64 GB 64 GB

5 (CPU1) 64 GB 64 GB 64 GB

6 (CPU1) Blank Blank 64 GB

7 (CPU0) Blank Blank 64 GB

8 (CPU0) 64 GB 64 GB 64 GB

9 (CPU0) Blank Blank 64 GB

10 (CPU0) Blank 64 GB 64 GB

11 (CPU0) 64 GB 64 GB 64 GB

12 (CPU0) Blank Blank 64 GB

13 (CPU0) Blank 64 GB 64 GB

14 (CPU0) 64 GB 64 GB 64 GB

15 (CPU0) Blank Blank 64 GB

16 (CPU0) Blank 64 GB 64 GB

17 (CPU1) 64 GB 64 GB 64 GB

18 (CPU1) Blank Blank 64 GB

19 (CPU1) Blank Blank 64 GB

20 (CPU1) 64 GB 64 GB 64 GB

21 (CPU1) Blank 64 GB 64 GB

22 (CPU1) Blank Blank 64 GB

23 (CPU1) 64 GB 64 GB 64 GB

24 (CPU1) Blank 64 GB 64 GB

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Adapter options for an IBM FlashSystem 9500/SV3 control enclosure

For the IBM FlashSystem 9500, these adapters are added as a pair (one card in each node).
Six Peripheral Component Interconnect Express (PCIe) slots are available for port
expansions in the IBM FlashSystem 9500 control enclosure. Each canister has three PCIe
adapter cages with two slots each, and both canisters must have the same configuration. The
PCIe adapter feature codes offer a pair of adapters to ensure that they are supplied
symmetrically in each canister.

The control enclosure can be configured with three I/O adapter features to provide up to
forty-eight 32-Gb FC ports or up to ten 25-GbE (iSCSI or iSCSI Extensions for Remote Direct
Memory Access (RDMA) (iSER) capable) ports. The control enclosure also includes eight
10-GbE ports as standard for iSCSI connectivity and two 1-GbE ports for system
management. A feature code also is available to include the SAS Expansion card if the user
wants to use optional expansion enclosures (only valid for FS9500). The options for the
features that are available are shown in Table 10-3.

Table 10-3 IBM FlashSystem 9500 control enclosure adapter options

Number of 32 Gbps FC 100 GbE 25 GbE
control
enclosures

1 12 6 10

2 24 12 20

For more information about the feature codes, memory options, and functions of each
adapter, see IBM FlashSystem 9500 Product Guide, REDP-5669.

Adapter options for an IBM FlashSystem 7300 control enclosure

You can also add new adapters to the IBM FlashSystem 7300 nodes. These adapters are
added as a pair (one card in each node). Six PCIe slots are available for port expansions in
the IBM FlashSystem 7300 control enclosure. Each canister has three PCIe adapter slots
each, and both canisters must have the same configuration. The PCIe adapter feature codes
offer a pair of adapters to ensure that they are supplied symmetrically in each canister.

The control enclosure can be configured with three I/O adapter features to provide up to
twenty-four 32-Gb FC ports or up to twelve 25-GbE (iSCSI or iSER capable) ports. The
control enclosure also includes eight 10-GbE ports as standard for iSCSI connectivity and two
1-GbE ports for system management. A feature code also is available to include the SAS
Expansion card if the user wants to use optional expansion enclosures. The options for the
features available are shown in Table 10-4.

Table 10-4 IBM FlashSystem 7300 control enclosure adapter options

Number of 16 Gbps/ 100 GbE 25 GbE
control 32 Gbps FC
enclosures

1 12 6 6

2 24 12 12

3 36 18 18

4 48 24 24

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For more information about the feature codes, memory options, and functions of each
adapter, see IBM FlashSystem 7300 Product Guide, REDP-5668.

Adapter options for an IBM FlashSystem 5x00 control enclosure

All the IBM FlashSystem 5000 control enclosures include 1-GbE or 10-GbE ports as standard
for iSCSI connectivity. The standard connectivity can be extended with extra ports or
enhanced with more connectivity through an optional I/O adapter feature. Table 10-5 lists
which configurations are standard for the IBM FlashSystem 5015, 5035, 5045 and 5200.

Table 10-5 IBM FlashSystem 5000 family standard configurations

Platform IBM FlashSystem 5015 IBM FlashSystem IBM FlashSystem 5200
5035/5045

iSCSI One 1-GbE tech port + One 1-GbE dedicated One 1-GbE dedicated tech port
iSCSI tech port
One 1-GbE iSCSI only

iSCSI N/A Two 10-GbE (iSCSI only) Four 10-GbE (iSCSI only)

SAS One 12-Gb SAS Two 12-Gb SAS N/A

expansion expansion

Table 10-6 lists the possible adapter installation for IBM FlashSystem 5015, 5035, 5045 and
5200. Only one interface card can be installed per canister, and the interface card must be the
same in both canisters.

Table 10-6 IBM FlashSystem 5000 family adapters

Platform IBM FlashSystem IBM FlashSystem IBM FlashSystem
5015 5035/5045 5200

FC 4-port 16-Gb FC or 4-port 16-Gb FC or 4-port 16-Gb FC or FC

NVMeoF

iSCSI 4-port 10-GbE iSCSI or 4-port 10-GbE iSCSI or 2-port 25-GbE ROCE
ISER or iSCSI

iSCSI 2-port 25-GbE iSCSI or 2-port 25-GbE iSCSI or 2-port 25-GbE internet
Wide-area RDMA
Protocol (iWARP) ISER
or iSCSI

SAS 4-port 12-Gb SAS host 4-port 12-Gb SAS host 2-port 12-Gb SAS to
attach attach allow SAS expansions

IBM FlashSystem 5015 and 5035/5045 control enclosures include 1-GbE or 10-GbE ports as
standard for iSCSI connectivity. The standard connectivity can be extended by using more
ports or enhanced with more connectivity through an optional I/O adapter feature. For more
information, see Family 2072+06 IBM FlashSystem 5015 and 5035.

IBM FlashSystem 5015 control enclosure models 2N2 and 2N4

IBM FlashSystem 5015 control enclosure models 2N2 and 2N4 include the following features:
 Two node canisters, each with a 2-core processor.
 32-GB cache (16 GB per canister) with an optional 64-GB cache (32 GB per canister).
 1-Gb iSCSI connectivity standard with optional 16-Gb FC, 12-Gb SAS, 10-Gb iSCSI
(optical), 25-Gb iSCSI (optical), and 1-Gb iSCSI connectivity.

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 12-Gb SAS ports for expansion enclosure attachment.

 Twelve slots for 3.5-inch large form factor (LFF) SAS drives (Model 2N2) and 24 slots for
2.5-inch small form factor (SFF) SAS drives (Model 2N4).
 2U 19-inch rack mount enclosure with 100 - 240 V AC or -48 V DC power supplies.

IBM FlashSystem 5035 control enclosure models 3N2 and 3N4

IBM FlashSystem 5035 control enclosure models 3N2 and 3N4 include the following features:
 Two node canisters, each with a 6-core processor.
 32-GB cache (16 GB per canister) with an optional 64-GB cache (32 GB per canister).
 10-Gb iSCSI (copper) connectivity standard with optional 16-Gb FC, 12-Gb SAS, 10-Gb
iSCSI (optical), and 25-Gb iSCSI (optical) connectivity.
 12-Gb SAS ports for expansion enclosure attachment.
 Twelve slots for 3.5-inch LFF SAS drives (Model 3N2) and 24 slots for 2.5-inch SFF SAS
drives (Model 3N4).
 2U 19-inch rack mount enclosure with 100 - 240 V AC or -48 V DC power supplies.

IBM FlashSystem 5045 control enclosure models 3P2 and 3P4

IBM FlashSystem 5045 control enclosure models 3P2 and 3P4 include the following features:
 Two node canisters, each with a 6-core processor.
 32 GB and 64 GB cache options (16 GB or 32 GB per canister)
 10 Gb iSCSI (copper) connectivity standard with optional 16 Gb FC, 12 Gb SAS, and
 25/10 Gb iSCSI (optical) connectivity12-Gb SAS ports for expansion enclosure
attachment.
 12 Gb SAS ports for expansion enclosure attachment
 Twelve 3.5-inch LFF or twenty-four 2.5-inch SFF drive slots within the enclosure
 A 2U, 19-inch rackmount enclosure with either AC or DC power

IBM FlashSystem 5200 control enclosure models 6H2

 Two node canisters, each with an eight-core processor
 64 GB, 256 GB, and 512 GB cache options (32 GB, 128 GB, or 256 GB per canister)
 10 Gb iSCSI (copper) connectivity standard with optional 32/16 Gb FC, 12 Gb SAS, and
25/10 Gb iSCSI (optical) connectivity
 12 Gb SAS ports for expansion enclosure attachment
 Twelve slots for 2.5-inch SFF NVMe drives
 1U, 19-inch rack mount enclosure with 200 - 240 V AC power supplies

10.12.4 Upgrading NVMe drives

To provide ultra-low latency for performance-sensitive but less cache-friendly workloads, SCM
drives from Intel and Samsung are available as a persistent storage tier for the IBM Storage
Virtualize family. SCM is a substantial step forward in memory technology, offering
nonvolatile, ultra-low latency memory for a fraction of the cost of traditional memory chips.

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IBM FlashSystem products support SCM drives over NVMe to improve overall storage
performance, or offer a higher performance storage pool. SCM drives can be used for small
workloads that need exceptional levels of performance at the lowest latencies, or they can be
combined with other NVMe drives by using Easy Tier to accelerate much larger workloads.
Like FCM, SCM drives are also available as upgrades for the previous generation of all flash
arrays.

IBM Storage Virtualize 8.6 supports up to 12 SCM drives in a control enclosure for the
IBM FlashSystem 9000, 7000, and 5200 families.

For more information about SCM, see Chapter 3, “Storage back-end” on page 189.

10.12.5 Splitting an IBM Storage Virtualize cluster

Splitting an IBM Storage Virtualize cluster might become a necessity if you have one or more
of the following requirements:
 To grow the environment beyond the maximum number of I/O groups that a clustered
system can support.
 To grow the environment beyond the maximum number of attachable subsystem storage
controllers.
 To grow the environment beyond any other maximum system limit.
 To achieve new levels of data redundancy and availability.

By splitting the clustered system, you no longer have one IBM Storage Virtualize cluster that
handles all I/O operations, hosts, and subsystem storage attachments. The goal is to create a
second IBM Storage Virtualize cluster so that you can equally distribute the workload over the
two systems.

After safely removing enclosures from the existing cluster and creating a second
IBM Storage Virtualize cluster, choose from the following approaches to balance the two
systems:
 Attach new storage subsystems and hosts to the new system and start adding only new
workloads on the new system.
 Migrate the workload onto the new system by using the approach that is described in
Chapter 3, “Storage back-end” on page 189.

10.12.6 IBM FlashWatch

Driven by the concept of “Storage Made Simple,” IBM FlashWatch is a suite of programs that
enhances your experience of owning an IBM Storage Virtualize storage. Bringing together
programs, which span the acquisition, operation, and migration phases, this suite aims to
reduce deployment and operational risks to improve your support experience, and to offer a
fully flexible, commitment-free hardware refresh. IBM FlashWatch is an offering from IBM to
complement the purchase of the IBM Storage Virtualize product. IBM FlashWatch provides
the following features that are included in the purchase of the product:
 IBM Flash Momentum
IBM Flash Momentum is a storage upgrade program, which you can use to replace your
controller and storage every 3 years with full flexibility. Before the expiration of the
agreement period, you decide whether to keep IBM Storage Virtualize, refresh it, or walk
away. You can refresh IBM Storage Virtualize for the same monthly price or less, or upsize
or downsize your system to meet your needs.

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 High availability (HA) guarantee

Robust IBM Storage Virtualize software has a measured availability of 99.9999%, and IBM
offers an optional 100% availability commitment when HyperSwap is also used.
 Data reduction guarantee
A 3:1 data reduction is ensured, and you must self-certify that the data you are writing can
be reduced (for example, not encrypted or compressed). Up to 5:1 data reduction can be
ensured with more detailed profiling of your workload.
 All-inclusive licensing
All storage functions available are included in the licensing cost for internal storage.
 Comprehensive care
Up to 7 years of 24x7 support, with 3 years of IBM Technical Account Managers (TAMs),
enhanced response times of 30 minutes for Severity 1 incidents, and six managed code
upgrades over 3 years. However, this feature is not available for all IBM Storage Virtualize
models. See IBM FlashWatch FAQ for more details.
 IBM Storage Insights
IBM Storage Insights is included at no extra cost to proactively manage your environment.
 Flash endurance guarantee
Flash media is covered for all workloads while under warranty or maintenance.
 IBM Storage Utility pricing
The IBM Storage Utility pricing solution delivers 3 years of your planned capacity needs on
day one. To predict and control your future needs, IBM uses IBM Storage Insights to help
you easily meet your capacity needs without interrupting your data center. The IBM
Storage Virtualize 9200 (9848-UG8) is leased through IBM Global Finance on a 3-year
lease, which entitles the customer to use approximately 30 - 40% of the total system
capacity at no extra cost. If the storage must increase beyond that initial capacity, usage is
billed on a quarterly basis based on the average daily provisioned capacity per terabyte
per month.
 No cost migration
For a 90-day period, from the date of installation, you can migrate data from over 500 older
storage systems (IBM and other vendors) to your IBM Storage Virtualize product by using
an approach of your choice, without having to pay any extra external licensing.

For more information about the IBM FlashWatch offering, see IBM Flashwatch.

10.13 I/O throttling

I/O throttling is a mechanism that you can use to limit the volume of I/O that is processed by
the storage controller at various levels to achieve quality of service (QoS). If a throttle is
defined, the system either processes the I/O, or delays the processing of the I/O to free
resources for more critical I/O. Throttling is a way to achieve a better distribution of storage
controller resources.

IBM Storage Virtualize 8.3 and later brings the possibility for you to set the throttling at
volume, host, host cluster, or storage pool levels, and offload throttling by using the GUI. This
section describes some details of I/O throttling and shows how to configure the feature in your
system.

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10.13.1 General information about I/O throttling

I/O throttling has the following characteristics:
 IOPS and bandwidth throttle limits can be set.
 It is an upper bound QoS mechanism.
 No minimum performance is guaranteed.
 Volumes, hosts, host clusters, and MDisk groups can be throttled.
 Queuing occurs at microsecond granularity.
 Internal I/O operations (FlashCopy, cluster traffic, and so on) are not throttled.
 Reduces I/O bursts and smooths the I/O flow with variable delay in throttled I/Os.
 The throttle limit is a per-node value.

10.13.2 I/O throttling on front-end I/O control

You can use throttling for better front-end I/O control at the volume, host, host cluster, and
offload levels:
 In a multi-tenant environment, hosts can have their own defined limits.
You can use this feature to allow restricted I/Os from a data-mining server and a higher
limit for an application server.
 An aggressive host consuming bandwidth of the controller can be limited by a throttle.
For example, a video streaming application can have a limit that is set to avoid consuming
too much of the bandwidth.
 Restrict a group of hosts by their throttles.
For example, Department A gets more bandwidth than Department B.
 Each volume can have a defined throttle.
For example, a volume that is used for backups can be configured to use less bandwidth
than a volume that is used for a production database.
 When performing migrations in a production environment, consider using host or volume
level throttles.
 Offloaded I/Os.

Offload commands, such as UNMAP and XCOPY, free hosts and speed the copy process by
offloading the operations of certain types of hosts to a storage system. These commands
are used by hosts to format new file systems or copy volumes without the host needing to
read and then write data. Throttles can be used to delay processing for offloads to free
bandwidth for other more critical operations, which can improve performance but limits the
rate at which host features, such as VMware VMotion, can copy data.

10.13.3 I/O throttling on back-end I/O control

You can also use throttling to control back-end I/O by throttling the storage pools, which can
be useful in the following scenarios:
 Each storage pool can have a defined throttle.
 Allows control of back-end I/Os from IBM Storage Virtualize.
 Useful to avoid overwhelming any external back-end storage.
 Useful in VVOLs because a VVOL is created in a child pool. A child pool (mdiskgrp)
throttle can control I/Os coming from that VVOL.

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 Only parent pools support throttles because only parent pools contain MDisks from
internal or external back-end storage. For volumes in child pools, the throttle of the parent
pool is applied.
 If more than one throttle applies to an I/O operation, the lowest and most stringent throttle
is used. For example, if a throttle of 100 MBps is defined on a pool and a throttle of
200 MBps is defined on a volume of that pool, the I/O operations are limited to 100 MBps.

10.13.4 Overall benefits of using I/O throttling

The overall benefits of using I/O throttling for a better distribution of all system resources
include the following ones:
 Avoids overwhelming the controller objects.
 Avoids starving the external entities, like hosts, from their share of the controller.
 Creates scheme of distribution of controller resources that results in better utilization of
external resources, such as host capacities.

With throttling not enabled, a scenario exists where Host1 dominates the bandwidth, and after
enabling the throttle, a much better distribution of the bandwidth among the hosts results, as
shown in Figure 10-21.

Figure 10-21 Distribution of controller resources before and after I/O throttling

10.13.5 Considerations for I/O throttling

Consider the following points when you are planning to use I/O throttling:
 The throttle cannot be defined for the host if it is part of a host cluster that has a host
cluster throttle.
 If the host cluster does not have a throttle that is defined, its member hosts can have their
individual host throttles defined.
 If a volume has multiple copies, then throttling is done for the storage pool serving the
primary copy. The throttling is not applicable on the secondary pool for mirrored volumes
and stretched cluster implementations.
 A host cannot be added to a host cluster if both have their individual throttles defined. If
only one of the host or host cluster throttles is present, the command succeeds.
 A seeding host that is used for creating a host cluster cannot have a host throttle that is
defined for it.

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Note: Throttling is applicable only for the I/Os that IBM Storage Virtualize receives from
hosts and host clusters. The I/Os that are generated internally, such as mirrored volume
I/Os, cannot be throttled.

10.13.6 Configuring I/O throttling by using the CLI

To create a throttle by using the CLI, use the mkthrottle command, as shown in
Example 10-16. The bandwidth limit is the maximum amount of bandwidth that the system
can process before the system delays I/O processing. Similarly, the iops_limit is the
maximum amount of IOPS that the system can process before the system delays I/O
processing.

Example 10-16 Creating a throttle by using the mkthrottle command in the CLI
Syntax:

mkthrottle -type [offload | vdisk | host | hostcluster | mdiskgrp]

[-bandwidth bandwidth_limit_in_mb]
[-iops iops_limit]
[-name throttle_name]
[-vdisk vdisk_id_or_name]
[-host host_id or name]
[-hostcluster hostcluster_id or name]
[-mdiskgrp mdiskgrp_id or name]

Usage examples:
IBM_FlashSystem:FS9500:superuser>mkthrottle -type host -bandwidth 100 -host
ITSO_HOST3
IBM_FlashSystem:FS9500:superuser>mkthrottle -type host cluster -iops 30000
-hostcluster ITSO_HOSTCLUSTER1
IBM_FlashSystem:FS9500:superuser>mkthrottle -type mdiskgrp -iops 40000 -mdiskgrp 0
IBM_FlashSystem:FS9500:superuser>mkthrottle -type offload -bandwidth 50
IBM_FlashSystem:FS9500:superuser>mkthrottle -type vdisk -bandwidth 25 -vdisk
volume1

IBM_FlashSystem:FS9500:superuser>lsthrottle
throttle_id throttle_name object_id object_name throttle_type IOPs_limit
bandwidth_limit_MB
0 throttle0 2 ITSO_HOST3 host 100
1 throttle1 0 ITSO_HOSTCLUSTER1 host cluster
30000
2 throttle2 0 Pool0 mdiskgrp
40000
3 throttle3 offload 50
4 throttle4 10 volume1 vdisk 25

Note: You can change a throttle parameter by using the chthrottle command.

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10.13.7 Creating a throttle by using the GUI

The system supports throttles on volumes, hosts, host clusters, storage pools and copy
offload operations.

Creating a volume throttle

To create a volume throttle, select Volumes → Volumes → Actions, select Edit Throttle, as
shown in Figure 10-22. The bandwidth can be set 1 MBps - 256 TBps, and IOPS can be set 1
- 33,254,432.

Figure 10-22 Creating a volume throttle in the GUI

If a throttle already exists, the dialog box that is shown in Figure 10-22 also shows a Remove
button that you can use to delete the throttle.

Creating a host throttle

To create a host throttle, select Hosts → Hosts → Actions, select Edit Throttle, as shown in
Figure 10-23.

Figure 10-23 Creating a host throttle in the GUI

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Creating a host cluster throttle by using the GUI

To create a host cluster throttle, select Hosts → Host Clusters → Actions, select Edit
Throttle, as shown in Figure 10-24.

Figure 10-24 Creating a host cluster throttle in the GUI

Creating a storage pool throttle by using the GUI

To create a storage pool throttle, select Pools → Pools → Actions, select Edit Throttle, as
shown in Figure 10-25.

Figure 10-25 Creating a storage pool throttle in the GUI

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Creating an offload throttle by using the GUI

To create an offload throttle, select Monitoring → System Hardware → Actions, and then
select Edit System Offload Throttle, as shown in Figure 10-26.

Figure 10-26 Creating a system offload throttle in the GUI

10.14 Documenting an IBM Storage Virtualize and SAN

environment
This section focuses on the challenge of automating the documentation that is needed for an
IBM Storage Virtualize solution. Consider the following points:
 Several methods and tools are available to automate the task of creating and updating the
documentation. Therefore, the IT infrastructure might handle this task.
 Planning is key to maintaining sustained and organized growth. Accurate documentation
of your storage environment is the blueprint with which you plan your approach to
short-term and long-term storage growth.
 Your storage documentation must be conveniently available and easy to consult when
needed. For example, you might need to determine how to replace your core SAN
directors with newer ones, or how to fix the disk path problems of a single server. The
relevant documentation might consist of a few spreadsheets and a diagram.
 Include photographs in the documentation where appropriate.

Storing documentation: Avoid storing IBM Storage Virtualize and SAN environment
documentation only in the SAN. If your organization has a disaster recovery (DR) plan,
include this storage documentation in it. Follow its guidelines about how to update and
store this data. If no DR plan exists and you have the proper security authorization, it might
be helpful to store an updated copy offsite.

In theory, this IBM Storage Virtualize and SAN environment documentation should be written
at a level sufficient for any system administrator who has average skills in the products to
understand. Make a copy that includes all your configuration information.

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Use the copy to create a functionally equivalent copy of the environment by using similar
hardware without any configuration, off-the-shelf media, and configuration backup files. You
might need the copy if you ever face a DR scenario, which is also why it is so important to run
periodic DR tests.

Create the first version of this documentation (“as-built documentation”) as you install your
solution. If you completed forms to help plan the installation of your IBM Storage Virtualize
solution, use these forms to help you document how your IBM Storage Virtualize solution was
first configured. Minimum documentation is needed for an IBM Storage Virtualize solution.
Because you might have more business requirements that require other data to be tracked,
the following sections do not address every situation.

10.14.1 Naming conventions

Whether you are creating your IBM Storage Virtualize and SAN environment documentation
or you are updating what is already in place, first evaluate whether you have a good naming
convention in place. With a good naming convention, you can quickly and uniquely identify the
components of your IBM Storage Virtualize and SAN environment. Then, system
administrators can determine whether a name belongs to a volume, storage pool, MDisk,
host, or HBA by looking at it.

Because error messages often point to the device that generated an error, a good naming
convention quickly highlights where to start investigating when an error occurs. Typical IBM
Storage Virtualize and SAN component names limit the number and type of characters that
you can use. For example, IBM Storage Virtualize names are limited to 63 characters, which
make creating a naming convention easier

Many names in an IBM Storage Virtualize and SAN environment can be modified online.
Therefore, you do not need to worry about planning outages to implement your new naming
convention. The naming examples that are used in the following sections are effective in most
cases, but might not be fully adequate for your environment or needs. The naming convention
to use is your choice, but you must implement it in the whole environment.

Enclosures, node canisters, and external storage controllers

IBM Storage Virtualize names its internal canisters or nodes as nodeX, with X being a
sequential decimal number. The range can be 2 - 8, dependent on the number of installed I/O
groups. In a FS9500 only 4 nodes (2 I/O groups) are supported.

If multiple external controllers are attached to your IBM Storage Virtualize solution, these
controllers are detected as controllerX, so you might need to change the name so that it
includes, for example, the vendor name, the model, or its serial number. Therefore, if you
receive an error message that points to controllerX, you do not need to log in to
IBM Storage Virtualize to know which storage controller to check.

Note: IBM Storage Virtualize detects external controllers based on their worldwide node
name (WWNN). If you have an external storage controller that has one WWNN for each
WWPN, this configuration might lead to many controllerX names pointing to the same
physical box. In this case, prepare a naming convention to cover this situation.

MDisks and storage pools

When IBM Storage Virtualize detects new MDisks, it names them by default as mdiskXX,
where XX is a sequential number. You should change the XX value to something more
meaningful. MDisks are either arrays (distributed RAID (DRAID)) from internal storage or
volumes from an external storage system. Ultimately, it comes down to personal preference

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and what works in your environment. The main “convention” you should follow is to avoid the
usage of special characters in names, apart from the underscore, the hyphen, and the period,
which are permitted, and spaces (which can make scripting difficult).

For example, you can change a name to include the following information:
 For internal MDisks, refer to the IBM Storage Virtualize system or cluster name.
 A reference to the external storage controller it belongs to (such as its serial number or
last digits).
 The extpool, array, or RAID group that it belongs to in the storage controller.
 The LUN number or name that it has in the storage controller.

Consider the following examples of MDisk names with this convention:

 IBM FlashSystem 9500CL01-MD03, where IBM FlashSystem 9500CL01 is the system or
cluster name, and MD03 is the MDisk name.
 23K45_A7V10, where 23K45 is the serial number, 7 is the array, and 10 is the volume.
 75VXYZ1_02_0206, where 75VXYZ1 is the serial number, 02 is the extpool, and 0206 is the
LUN.

Storage pools have several different possibilities. One possibility is to include the storage
controller, the type of back-end disks if they are external, the RAID type, and sequential digits.
If you have dedicated pools for specific applications or servers, another possibility is to use
them instead.

Consider the following examples:

 IBM FlashSystem 9500-POOL01: IBM FlashSystem 9500 is the system or cluster name, and
POOL01 is the pool.
 P05XYZ1_3GDR6: Pool 05 from serial 75VXYZ1, LUNs with 300 GB DDMs, and DRAID 6.
 P16XYZ1_EX01: Pool 16 from serial 75VXYZ1, and pool 01 is dedicated to Exchange Mail
servers.
 XIV01_F7302_ET: A pool with disks from XIV that are named XIV01 and IBM Storage
Virtualize 7300 named F7302, both of which are managed by Easy Tier.

Volumes
Volume names should include the following information:
 The host or cluster to which the volume is mapped.
 A single letter that indicates its usage by the host, as shown in the following examples:
– B: For a boot disk, or R for a rootvg disk (if the server boots from SAN)
– D: For a regular data disk
– Q: For a cluster quorum disk (do not confuse with IBM Storage Virtualize quorum
disks)
– L: For a database log disk
– T: For a database table disk
 A few sequential digits, for uniqueness.
 Sessions standard for VMware datastores:
– esx01-sessions-001: For a data stores composed of a single volume

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– esx01-sessions-001a and esx01-sessions-001b: For a data stores composed of two

volumes

For example, ERPNY01-T03 indicates a volume that is mapped to server ERPNY01 and database
table disk 03.

Hosts
In today’s environment, administrators deal with large networks, the internet, and cloud
computing. Use good server naming conventions so that they can quickly identify a server
and determine the following information:
 Where it is (to know how to access it).
 What kind it is (to determine the vendor and support group in charge).
 What it does (to engage the proper application support and notify its owner).
 Its importance (to determine the severity if problems occur).

Changing a server’s name in IBM Storage Virtualize is as simple as changing any other
IBM Storage Virtualize object name. However, changing the name on the operating system of
a server might have implications for application configuration and DNS, and such a change
might require a server restart. Therefore, you might want to prepare a detailed plan if you
decide to rename several servers in your network. The following example is for a server
naming convention of LLAATRFFNN, where:
 LL is the location, which might designate a city, data center, building floor, or room.
 AA is a major application, for example, billing, error recovery procedure (ERP), and Data
Warehouse.
 T is the type, for example, UNIX, Windows, and VMware.
 R is the role, for example, Production, Test, Q&A, and Development.
 FF is the function, for example, DB server, application server, web server, and file server.
 NN is numeric.

SAN aliases and zones

SAN aliases often need to reflect only the device and port that is associated to them.
Including information about where one particular device port is physically attached on the
SAN might lead to inconsistencies if you make a change or perform maintenance and then
forget to update the alias. Create one alias for each device port WWPN in your SAN and use
these aliases in your zoning configuration. Consider the following examples:
 AIX_NYBIXTDB02_FC2: Interface fcs2 of AIX server NYBIXTDB02
 LIN-POKBIXAP01-FC1: Interface fcs1 of Linux server POKBIXAP01
 WIN_EXCHSRV01_HBA1: Interface HBA1 of physical Windows server EXCHSRV01
 ESX_NYVMCLUSTER01_VMHBA2: Interface vmhba2 of VMware ESX server NYVMCLUSTER01
 IBM-NYIBM FlashSystem 9500-N1P1_HOST: Port 1 of Node 1 from IBM FlashSystem 9500
Cluster NYIBM FlashSystem 9500 dedicated for hosts
 IBM-NYIBM FlashSystem 9500-N1P5_INTRA: Port 5 of Node 1 from IBM FlashSystem 9500
Cluster NYIBM FlashSystem 9200 dedicated to intracluster traffic
 IBM-NYIBM FlashSystem 9500-N1P7_REPL: Port 7 of Node 1 from IBM FlashSystem 9500
Cluster NYIBM FlashSystem 9500 dedicated to replication
Be mindful of the IBM Storage Virtualize 9500 port aliases. There are mappings between
the last digits of the port WWPN and the node FC port.
 IBM_D88870_75XY131_I0301: DS8870 serial number75XY131, port I0301

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 TS4500-TD06: TS4500 Tape Library, tape drive 06

 EMC_VNX7500_01_SPA2: EMC VNX7500 hostname VNX7500_01, SP A, port 2

If your SAN does not support aliases (for example, in heterogeneous fabrics with switches in
some interoperation modes), use WWPNs in your zones. However, update every zone that
uses a WWPN if you change it.

Your SAN zone name should reflect the devices in the SAN that it includes (normally in a
one-to-one relationship), as shown in the following examples:
 SERVERALIAS_T1_IBM FlashSystem 9500CLUSTERNAME (from a server to the IBM Storage
Virtualize 9500, where you use T1 as an ID to zones that uses, for example, node ports P1
on Fabric A, and P2 on Fabric B)
 SERVERALIAS_T2_IBM FlashSystem 9500CLUSTERNAME (from a server to the IBM Storage
Virtualize 9500, where you use T2 as an ID to zones that uses, for example, node ports P3
on Fabric A, and P4 on Fabric B)
 IBM_DS8870_75XY131_IBM FlashSystem 9500CLUSTERNAME (zone between an external
back-end storage and the IBM Storage Virtualize 9500)
 NYC_IBM FlashSystem 9500_POK_IBM FlashSystem 9500_REPLICATION (for remote copy
services)

10.14.2 SAN fabric documentation

The most basic piece of SAN documentation is a SAN diagram. It is likely to be one of the first
pieces of information that you need if you ever seek support from your SAN switches vendor.
Also, a good spreadsheet with ports and zoning information eases the task of searching for
detailed information, which if it is included in the diagram makes the diagram easier to use.

Brocade SAN Health

The Brocade SAN Health Diagnostics Capture tool is a no-cost, automated tool that can help
you retain this documentation. SAN Health consists of a data collection tool that logs in to the
SAN switches that you indicate and collects data by using standard SAN switch commands.
Then, the tool creates a compressed file with the data collection. This file is sent to a Brocade
automated machine for processing by secure web or email.

After some time (typically a few hours), you receive an email with instructions about how to
download the report. The report includes a Visio diagram of your SAN and an organized
Microsoft Excel spreadsheet that contains all your SAN information. For more information and
to download the tool, see Brocade SAN Health.

The first time that you use the SAN Health Diagnostics Capture tool, explore the options that
are provided to learn how to create a well-organized and useful diagram.

Figure 10-27 on page 693 shows an example of a poorly formatted diagram.

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Figure 10-27 Poorly formatted SAN diagram

Figure 10-28 shows a tab of the SAN Health Options window in which you can choose the
format of SAN diagram that best suits your needs. Depending on the topology and size of
your SAN fabrics, you might want to manipulate the options in the Diagram Format or
Report Format tabs.

Figure 10-28 Brocade SAN Health Options window

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SAN Health supports switches from manufacturers other than Brocade, such as Cisco. Both
the data collection tool download and the processing of files are available at no cost. You can
download Microsoft Visio and Excel viewers at no cost from the Microsoft website.

Another tool, which is known as SAN Health Professional, is also available for download at no
cost. With this tool, you can audit the reports in detail by using advanced search functions and
inventory tracking. You can configure the SAN Health Diagnostics Capture tool as a Windows
scheduled task. To download of the SAN Health Diagnostics Capture tool, see this Broadcom
web page.

Tip: Regardless of the method that is used, generate a fresh report at least once a month
or after any major changes. Keep previous versions so that you can track the evolution of
your SAN.

IBM Spectrum Control reporting

If you have IBM Spectrum Control running in your environment, you can use it to generate
reports on your SAN. For more information about how to configure and schedule
IBM Spectrum Control reports, see this IBM Documentation web page.

For more information about how to configure and set up IBM Spectrum Control, see
Chapter 9, “Implementing a storage monitoring system” on page 551.

Ensure that the reports that you generate include all the information that you need. Schedule
the reports with a period that you can use to backtrack any changes that you make.

10.14.3 IBM Storage Virtualize documentation

You can back up the configuration data for an IBM Storage Virtualize system after preliminary
tasks complete. Configuration data for the system provides information about your system
and the objects that are defined in it. This data contains the configuration data of arrays,
pools, volumes, and so on. The backup does not contain any data from the volumes
themselves.

Before you back up your configuration data, the following prerequisites must be met:
 Independent operations that change the configuration for the system cannot be running
while the backup command is running.
 Object names cannot begin with an underscore character (_).

Note: The system automatically creates a backup of the configuration data each day at
1 AM. This backup is known as a cron backup, and on the configuration node it is copied to
/dumps/svc.config.cron.xml_<serial#>.

To generate a manual backup at any time, complete the following steps:

1. Issue the svcconfig backup command to back up your configuration. The command
displays messages similar to the ones in Example 10-17.

Example 10-17 Sample svcconfig backup command output

IBM_FlashSystem:FS9500:superuser>svcconfig backup
...............................................................................
............................................................................
CMMVC6155I SVCCONFIG processing completed successfully

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The svcconfig backup command creates three files that provide information about the
backup process and the configuration. These files are created in the /tmp directory and
copied to the /dumps directory of the configuration node. You can use the lsdumps
command to list them. Table 10-7 describes the three files that are created by the backup
process.

Table 10-7 Files that are created by the backup process

File name Description

svc.config.backup.xml_<serial#> Contains your configuration data.

svc.config.backup.sh_<serial#> Contains the names of the commands that were issued to create the
backup of the system.

svc.config.backup.log_<serial#> Contains details about the backup, including any reported errors or
warnings.

2. Check that the svcconfig backup command completes successfully, and examine the
command output for any warnings or errors. The following output is an example of the
message that is displayed when the backup process is successful:
CMMVC6155I SVCCONFIG processing completed successfully
3. If the process fails, resolve the errors and run the command again.
4. Keep backup copies of the files outside the system to protect them against a system
hardware failure. With Microsoft Windows, use the PuTTY pscp utility. With UNIX or Linux,
you can use the standard scp utility. By using the -unsafe option, you can use a wildcard
to download all the svc.config.backup files with a single command. Example 10-18
shows the output of the pscp command.

Example 10-18 Saving the configuration backup files to your workstation

C:\>
pscp -unsafe superuser@9.10.11.12:/dumps/svc.config.backup.* C:\
Using keyboard-interactive authentication.
Password:
svc.config.backup.log_78E | 33 KB | 33.6 KB/s | ETA: 00:00:00 | 100%
svc.config.backup.sh_78E0 | 13 KB | 13.9 KB/s | ETA: 00:00:00 | 100%
svc.config.backup.xml_78E | 312 KB | 62.5 KB/s | ETA: 00:00:00 | 100%
C:\>

The configuration backup file is in Extensible Markup Language (XML) format and can be
inserted as an object into your IBM Storage Virtualize documentation spreadsheet. The
configuration backup file might be large. For example, it contains information about each
internal storage drive that is installed in the system.

Note: Directly importing the file into your IBM Storage Virtualize documentation
spreadsheet might make the file unreadable.

Also, consider collecting the output of specific commands. At a minimum, you should collect
the output of the following commands:
 svcinfo lsfabric
 svcinfo lssystem
 svcinfo lsmdisk
 svcinfo lsmdiskgrp
 svcinfo lsvdisk

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 svcinfo lshost
 svcinfo lshostvdiskmap

Note: Most CLI commands that are shown here work without the svcinfo prefix; however,
some commands might not work with only the short name, and therefore require the
svcinfo prefix to be added.

Import the commands into the master spreadsheet, preferably with the output from each
command on a separate sheet.

One way to automate either task is to first create a batch file (Windows), shell script (UNIX or
Linux), or playbook (Ansible) that collects and stores this information. Then, use spreadsheet
macros to import the collected data into your IBM Storage Virtualize documentation
spreadsheet.

When you are gathering IBM Storage Virtualize information, consider the following best
practices:
 If you are collecting the output of specific commands, use the -delim option of these
commands to make their output delimited by a character other than tab, such as comma,
colon, or exclamation mark. You can import the temporary files into your spreadsheet in
comma-separated value (CSV) format, specifying the same delimiter.

Note: Use a delimiter that is not already part of the output of the command. Commas
can be used if the output is a particular type of list. Colons might be used for special
fields, such as IPv6 addresses, WWPNs, or ISCSI names.

 If you are collecting the output of specific commands, save the output to temporary files.
To make your spreadsheet macros simpler, you might want to preprocess the temporary
files and remove any “garbage” or unwanted lines or columns. With UNIX or Linux, you
can use commands such as grep, sed, and awk. Freeware software is available for
Windows with the same commands, or you can use any batch text editor tool.

The objective is to automate fully this procedure so you can schedule it to regularly run
automatically. Make the resulting spreadsheet easy to consult and have it contain only the
information that you use frequently. The automated collection and storage of configuration
and support data (which is typically more extensive and difficult to use) are described in
10.14.7, “Automated support data collection” on page 698.

10.14.4 Storage documentation

You must generate documentation of your back-end storage controllers after configuration.
Then, you can update the documentation when these controllers receive hardware or code
updates. As such, there is little point to automating this back-end storage controller
documentation. The same applies to the IBM Storage Virtualize internal drives and
enclosures.

Any portion of your external storage controllers that is used outside the IBM Storage
Virtualize solution might have its configuration changed frequently. In this case, for more
information about how to gather and store the information that you need, see your back-end
storage controller documentation.

Fully allocate all the available space in any of the optional external storage controllers that
you might use as more back-ends to the IBM Storage Virtualize solution. This way, you can

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perform all your disk storage management tasks by using the IBM Storage Virtualize user
interface.

10.14.5 Technical support information

If you must open a technical support incident for your storage and SAN components, create
and keep available a spreadsheet with all relevant information for all storage administrators.
This spreadsheet should include the following information:
 Hardware information:
– Vendor, machine and model number, and serial number (for example, IBM 9848-AF8
S/N 7812345).
– Configuration, if applicable.
– Current code level.
 Physical location:
– Data center, including the complete street address and phone number.
– Equipment physical location (room number, floor, tile location, and rack number).
– Vendor’s security access information or procedure, if applicable.
– Onsite person’s contact name and phone or page number.
 Support contract information:
– Vendor contact phone numbers and website.
– Customer’s contact name and phone or page number.
– User ID to the support website, if applicable.
– Do not store the password in the spreadsheet under any circumstances.
– Support contract number and expiration date.

By keeping this data on a spreadsheet, storage administrators have all the information that
they need to complete a web support request form or to provide to a vendor’s call support
representative. Typically, you are asked first for a brief description of the problem and then
asked later for a detailed description and support data collection.

10.14.6 Tracking incident and change tickets

If your organization uses an incident and change management and tracking tool (such as
IBM Tivoli® Service Request Manager®), you or the storage administration team might need
to develop proficiency in its use for several reasons:
 If your storage and SAN equipment are not configured to send Simple Network
Management Protocol (SNMP) traps to this incident management tool, you should
manually open incidents whenever an error is detected.
 IBM Storage Virtualize can be managed by the IBM Storage Insights tool that is available
free of charge to owners of IBM storage systems. With the IBM Storage Insights tool, you
can monitor all the IBM storage device information on IBM Storage Insights. For more
information, see Chapter 9, “Implementing a storage monitoring system” on page 551.
 Call Home Connect Cloud (CHCC) provides an enhanced live view of your assets,
including the status of cases, warranties, maintenance contracts, service levels, and end
of service information. Additionally, Call Home Connect Cloud offers links to other online
tools and security documents. For more details see: Introducing Call Home Connect
Cloud.

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 Disk storage allocation and deallocation and SAN zoning configuration modifications
should be handled under properly submitted and approved change requests.
 If you are handling a problem yourself or calling your vendor’s technical support desk, you
might need to produce a list of the changes that you recently implemented in your SAN or
that occurred since the documentation reports were last produced or updated.

When you use incident and change management tracking tools, adhere to the following
guidelines for IBM Storage Virtualize and SAN Storage Administration:
 Whenever possible, configure your storage and SAN equipment to send SNMP traps to
the incident monitoring tool so that an incident ticket is automatically opened and the
proper alert notifications are sent. If you do not use a monitoring tool in your environment,
you might want to configure email alerts that are automatically sent to the mobile phones
or pagers of the storage administrators on duty or on call.
 Discuss within your organization the risk classification that a storage allocation or
deallocation change request should have. These activities are typically safe and
nondisruptive to other services and applications when properly handled.
However, activities might cause collateral damage if human error or an unexpected failure
occurs during implementation. Your organization might decide to assume more costs with
overtime and limit such activities to off-business hours, weekends, or maintenance
windows if they assess that the risks to other critical applications are too high.
 Use templates for your most common change requests, such as storage allocation or SAN
zoning modification to facilitate and speed up their submission.
 Do not open change requests in advance to replace failed, redundant, or hot-pluggable
parts, such as disk drive modules (DDMs) in storage controllers with hot spares, or SFPs
in SAN switches or servers with path redundancy.
Typically, these fixes do not change anything in your SAN storage topology or
configuration, and they do not cause any more service disruption or degradation than you
already had when the part failed. Handle these fixes within the associated incident ticket
because it might take longer to replace the part if you must submit, schedule, and approve
a non-emergency change request.
An exception is if you must interrupt more servers or applications to replace the part. In
this case, you must schedule the activity and coordinate support groups. Use good
judgment and avoid unnecessary exposure and delays.
 Keep handy the procedures to generate reports of the latest incidents and implemented
changes in your SAN storage environment. Typically, you do not need to periodically
generate these reports because your organization probably already has a Problem and
Change Management group that runs such reports for trend analysis purposes.

10.14.7 Automated support data collection

In addition to the easier-to-use documentation of your IBM Storage Virtualize and SAN
Storage environment, collect, and store for some time the configuration files and technical
support data collection for all your SAN equipment.

For IBM Storage Virtualize, this information includes snap data. For other equipment, for more
information about how to gather and store the support data that you might need, see the
related documentation.

You can create procedures that automatically create and store this data on scheduled dates,
delete old data, or transfer the data to tape.

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You can use IBM Storage Insights to create support tickets and then attach the snap data to
this record from within the IBM Storage Insights GUI. For more information, see Chapter 11,
“Storage Virtualize Troubleshooting and diagnostics” on page 701.

10.14.8 Subscribing to IBM Storage Virtualize support

Subscribing to IBM Storage Virtualize support is probably the most overlooked practice in IT
administration, and yet it is the most efficient way to stay ahead of problems. With this
subscription, you can receive notifications about potential threats before they can reach you
and cause severe service outages.

To subscribe to this support and receive support alerts and notifications for your products,
subscribe for notifications at Sign up for Notifications.

If you do not have an IBMid, create one.

You can subscribe to receive information from each vendor of storage and SAN equipment
from the IBM website. You can often quickly determine whether an alert or notification is
applicable to your SAN storage. Therefore, open them when you receive them and keep them
in a folder of your mailbox.

Sign up and tailor the requests and alerts that you want to receive. For example, type IBM
FlashSystem in the Product lookup text box and then click Subscribe to subscribe to IBM
FlashSystem 9x00 notifications, as shown in Figure 10-29.

Figure 10-29 Creating a subscription to IBM Storage Virtualize notification

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11

Chapter 11. Storage Virtualize

Troubleshooting and diagnostics
This chapter provides information to troubleshoot common problems that can occur in an
IBM Storage Virtualize 8.6.0 environment. It describes situations that are related to
IBM SAN Volume Controller (SVC), IBM FlashSystems, the storage area network (SAN)
environment, optional external storage subsystems, and hosts. It also explains how to collect
necessary problem determination data.

This chapter includes the following topics:

 “Troubleshooting” on page 702
 “Collecting diagnostic data” on page 710
 “Common problems and isolation techniques” on page 722
 “Remote Support Assistance” on page 746
 “Call Home Connect Cloud and Health Checker feature” on page 747
 “IBM Storage Insights” on page 752

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11.1 Troubleshooting
Troubleshooting should follow a systematic approach to solve a problem. The goal of
troubleshooting or problem determination is to understand, why something does not work as
expected and create a resolution to resolve this. An important step therefore is to make a
proper problem description, which should be as accurately as possible. Then you need to
collect the support data from all involved components of the environment for analysis. This
might include a snap from the IBM Storage Virtualize system, logs from SAN or network
switches and host OS logs.

An effective problem report ideally describes these items:

 the expected behavior
 the actual behavior
 if possible, how to reproduce the behavior
 a precise timeline

The following questions help define the problem for effective troubleshooting:
 What are the symptoms of the problem?
– What is reporting the problem?
– Which error codes and messages were observed?
– What is the business impact of the problem?
– Where does the problem occur?
– Which exact component is affected, the whole system or for instance certain hosts,
IBM Storage Virtualize nodes
– Is the environment and configuration supported?
 When does the problem occur?
– How often does the problem happen?
– Does the problem happen only at a certain time of day or night?
– What kind of activities was ongoing at the time the problem was reported?
– Did the problem happen after a change in the environment, such as a code upgrade or
installing software or hardware?
 Under which conditions does the problem occur?
– Does the problem always occur when the same task is being performed?
– Does a certain sequence of events need to occur for the problem to surface?
– Do any other applications fail at the same time?
 Can the problem be reproduced?
– Can the problem be recreated, for example by running a single command, a set of
commands, or a particular application?
– Are multiple users or applications encountering the same type of problem?
– Can the problem be reproduced on any other system?

Note: Collecting log files as close as possible to the time of the incident, and providing an
accurate problem description and timeline are essential for effective troubleshooting!

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11.1.1 Using the GUI

The IBM Storage Virtualize GUI is a good entry point to start troubleshooting with. There are
two essential icons at the top that are accessible from any GUI panel.

As shown in Figure 11-1, the first icon shows IBM Storage Virtualize events, such as an error
or a warning, and the second icon shows suggested, running or recently completed
background tasks.

Figure 11-1 Events icon in the GUI

The GUI dashboard provides an at-a-glance view of the system’s condition and notifies you of
any circumstances that require immediate action. It contains sections for performance,
capacity, and system health that provide an overall understanding of what is going on in the
system.

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Figure 11-2 GUI Dashboard displaying system health events and hardware components

The System Health section in the bottom part of the dashboard provides information about
the health status of hardware, logical, and connectivity components. If you click Expand in
each of these categories, the status of the individual components is shown (see Figure 11-3).
Clicking on More Details takes you to the GUI panel related to that specific component, or
shows more information about it.

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Figure 11-3 System Health expanded section in the dashboard

For more information about the components in each category and for troubleshooting, see
Troubleshooting.

11.1.2 Recommended actions and fix procedure

A Fix procedure, sometimes also referred to as Directed Maintenance Procedure, assists you
in fixing a problem without doing any harm. Whenever one or multiple unfixed errors need to
be addressed, the management GUI provides the means to run the recommended fix
procedure. Therefore, the first step in troubleshooting is to check the event log for
Recommended Actions in Monitoring → Events. The highest priority event, that is the event
log entry with the lowest four-digit error code, will be highlighted to be addressed first as
shown in Figure 11-4.

Figure 11-4 Recommended actions

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Click on Run Fix to launch the Fix Procedure for this particular event. Fix Procedures help
resolving a problem. In the background, a Fix Procedure analyzes the status of the system
and its components and provides further information about the nature of the problem. This is
to ensure, that the actions taken do not lead to undesirable results, as for instance volumes
becoming inaccessible to the hosts. The Fix Procedure then automatically performs the
actions required to return the system to its optimal state. This may include checking for
dependencies, resetting internal error counters and apply updated to the system
configuration. Whenever user interaction is required, you will be shown suggested actions to
take and guided through the same. If the problem can be fixed, the related error in the event
log eventually will be marked as fixed. Also, an associated alert in the GUI will be cleared.

Error codes along with their detailed properties in the event log provide reference information
when a service action is required. The four-digit Error Code is visible in the event log. They
are accompanied by a six-digit Event ID which provides additional details about this event.

Three-digit Node Error Codes are visible in the node status in the Service Assistant GUI. For
more information about messages and codes, see Messages and Codes.

An IBM Storage Virtualize system might encounter various kinds of failure recovery in certain
conditions. These are known as Tier 1 (T1) through Tier 4 (T4) recovery.
 A T1 or Tier 1 Recovery - Node warmstart (node assert) will be logged with error code
2030 in the event log.
A single node assert is a recovery condition that is deployed by the IBM Storage Virtualize
software, when a single node attempts to run an invalid code path or detects a transient
hardware problem.
A T1 recovery alias single-node warmstart, is performed without suspending I/O. This task
can be accomplished because the cluster is configured into redundant pairs of nodes or
node canisters, and the clustering software ensures the deployment of a “replicated
hardened state” across nodes. A single node can encounter an assert condition, perform
a software restart recovery action (capturing first-time debug data), and return to the
clustered system without the suspension of I/O.
On warm restart, the assert condition is cleared and the node rejoins the cluster
automatically. Typically, a single node assert restart takes 1 - 5 minutes. Host data I/O
continues as the host OS multipath software redirects the I/O to the partner node of the
same I/O group.
The event with error id 2030 will be logged upon return of the cluster node to the system.
Right-click the 2030 event and mark it as Fixed to prevent repeated alerts and
notifications for the same event.
 A T2 or Tier 2 recovery is reported in the event log with error code 1001.
The cluster has asserted. In this case, all cluster nodes of the system have undergone a
warmstart at the same time to recover from a condition which could not have been
resolved otherwise. Error code 1001 means that system recovery was successful, and
then the cluster resumes I/O, no data is lost. There was a temporary loss of access until
the recovery completed, so host applications probably must be restarted. It is advisable to
conduct a sanity check of the hosts’ file systems afterwards. FlashCopy mappings and
remote copy (Metro Mirror (MM) and Global Mirror (GM)) relationships are restored, along
with the other essential cluster state information.
After a T2 recovery all configuration commands are blocked until you re-enable them, so
that the unfixed event log entry with error code 1001 is being marked as fixed. It is
recommended that they are not re-enabled until the recovery dumps and trace files from
all nodes have been collected and were reviewed by IBM Support to confirm that it is safe
to do so.

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The Service GUI is the preferred method for collecting logs of each node. Open a browser
session to the Service GUI at https://<cluster_ip>/service. Select the Collect Logs
pane from the left navigation bar, and then select the option to create a support package
with the latest statesave.
 A Tier 3 or T3 Recovery is required when there is no more active cluster node and all
nodes of the clustered system report node error 550 and/or 578. The Recover System
Procedure recovers the system if the system state is lost from all cluster nodes.
The T3 Recovery procedure re-creates the system configuration to the state from before
the incident which had lead to this situation. Depending on the type of the IBM Storage
Virtualize system and the configuration, this is achieved by ingesting the configuration and
hardened system data. This data is stored on either a quorum mdisk, quorum drive or an
IP quorum set up to store metadata. In combination with the information stored in the
configuration backup svc.config.backup.xml the system’s configuration and state will be
restored.

Note: Attempt to run the Recover System Procedure only after a complete and thorough
investigation of the cause of the system failure. Attempt to resolve those issues by
using other service procedures.

Selecting Monitoring → Events shows information messages, warnings, and issues about
the IBM Storage Virtualize system. Therefore, this area is a good place to check for problems
in the system.

To display the most important events that must be fixed, use the Recommended Actions
filter.

If an important issue must be fixed, look for the Run Fix button in the upper left with an error
message that indicates which event must be fixed as soon as possible. This fix procedure
helps resolve problems. It analyzes the system, provides more information about the problem,
suggests actions to take with the steps to follow, and finally checks to see whether the
problem is resolved.

Always use the fix procedures to resolve errors that are reported by the system, such as
system configuration problems or hardware failures.

Note: IBM Storage Virtualize systems detect and report error messages; however, events
may have been triggered by factors external to the system, for example back-end storage
devices or the storage area network (SAN).

It is safe to mark events as fixed; if error condition still exists or error reoccurs, a new event
will be logged. You can select multiple events in the table by pressing and holding the
CTRL-key and clicking the events to be fixed with mouse.

Figure 11-5 on page 708 shows Monitoring → Events window with Recommended Run Fix.

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Figure 11-5 Monitoring → Events window

Resolve alerts in a timely manner: When an issue or a potential issue is reported,

resolve it as quickly as possible to minimize its impact, and potentially avoid more serious
problems with your system.

To obtain more information about any event, double-click or select an event in the table, and
select Actions → Properties. You can also select Run Fix Procedure and properties by
right-clicking an event.

The properties and details are displayed in a pane, as shown in Figure 11-6. Sense Data is
available in an embedded tab. You can review and click Run Fix to run the fix procedure.

Figure 11-6 Properties and Sense Data for an event

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11.1.3 Using the command-line interface

Another option to investigate and resolve issues is to use the IBM Storage Virtualize
command-line interface (CLI). Although the fix procedures automatically perform the
necessary steps, it may be sometimes faster and more convenient to run these commands
directly through the CLI. This is particularly the case, when numerous events of the same kind
need to be fixed, as this can be a strenuous task to click each individual event in the GUI.

Run the commands when you encounter the following issues:

 You experience a back-end storage or internode issue. For example:
– Error code 1370: A managed disk (MDisk) error recovery procedure (ERP) has
occurred.
– Error code 1630: The number of device logins was reduced.
– Error code: 1230 or 1231 Login Excluded.
 You performed maintenance on the following items:
– Back-end storage subsystems.
– SAN devices like switches, cables, optical transceivers as SFPs.

Important: Execute these commands when any type of change that is related to the
communication between IBM Storage Virtualize systems and back-end storage subsystem
occurs such as back-end storage is configured or a SAN zoning change occurred). This
process ensures that IBM Storage Virtualize recognizes the changes.

Common error recovery involves the following IBM Storage Virtualize CLI commands:
 detectmdisk
Discovers changes in the SAN and back-end storage.
 lscontroller and lsmdisk
Provides the status of all controllers and MDisks. Pay attention to status values other than
online, for instance offline or degraded.
 lscontroller <controller_id_or_name>
Checks the controller that was causing the issue and verifies that all the worldwide port
names (WWPNs) are listed as you expect. Also check if the path_counts are distributed
evenly across the WWPNs.
 lsmdisk
Determines whether all MDisks are online.

Note: When an issue is resolved by using the CLI, verify that the error disappears by
selecting Monitoring → Events. If not, make sure to mark the error as fixed.

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11.2 Collecting diagnostic data

Problem source identification and problem determination (PSI/PD) may be a challenging task
in complex and heterogeneous IT environments. It is crucial hence to collect the right
diagnostic data at the right time to enable the IBM Remote Support teams to assist you in
resolving a problem. The following section outlines the steps to enable you to collect
diagnostic data to find and isolate problems in an IBM Storage Virtualize environment.

11.2.1 IBM Storage Virtualize systems data collection

When you encounter a problem with an IBM Storage Virtualize system and you need to open
a case with IBM support, you most likely will be asked to provide a support package from the
system. The support package may interchangeably be referred to as Snap or data collection.

Checking for an automatically opened Call Home case

IBM Storage Virtualize system configured for Call Home automatically report events to IBM. A
support case is automatically opened depending on the type of event. It is a good practice to
check first, whether a case already exists. To do so, log in with your IBMid to IBM Call Home
Connect Cloud. Alternatively, you may check the My Cases section in the IBM My Support
portal. Storage Virtualize systems configured to be monitored in IBM Storage Insights, will
show associated support cases as well.

What data to collect on IBM Storage Virtualize systems

The data that is needed for analysis depends on the kind of problem to be analyzed. An IBM
Storage Virtualize system stores different kind of log files, message files, statistics, and
traces. The following terms are commonly used in related publications:
 Dump: A node dump or full dump s collected whenever the software restarts for some
reason. It is similar in nature to a core dump file, and it can be used by IBM Remote
Technical Support and development teams to investigate a problem
 Livedump: A livedump is a binary data capture of the current state of the software. It
causes only minimal impact to I/O operations. The contents of a livedump are similar to
the contents of a dump with slightly less detailed information.
 Statesave: The term statesave is interchangeably used for either a dump or a livedump.

Four different types of Snap can be collected, Snap Type 1 through Snap Type 4, colloquially
often referred to as Snap/1, Snap/2, Snap/3 or Snap/4. The Snap types vary in the amount of
diagnostic information that is contained in the package:
 Snap/1: Standard logs including performance stats
– fastest, smallest, no node dumps
 Snap/2: Same as Snap/1 plus one existing statesave, the most recently created dump or
livedump from the current config node
– slightly slower than snap/1, big
 Snap/3: Same as Snap/1 plus the most recent dump or livedump from each active
member node in the clustered system
 Snap option4: Same as Snap/1 plus fresh livedump from each active member node in the
clustered, which are created upon triggering the data collection

Statesaves, dumps and livedumps

Statesaves or dumps: A dump is created and written to a cluster node’s boot driven, when the
Storage Virtualize software stack restarts for some reason. It is similar in nature to a core

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dump file. It can be used by IBM Remote Technical Support and development teams to
understand, why the software restarted.

There are different kinds of a dump:

 Livedump: A livedump is a binary data capture of the current state of the software. It
causes only minimal impact to I/O operations. The contents of a livedump are similar to
the contents of a dump with slightly less detailed information.

Which Snap to collect

Two major factors play a part in deciding which snap to collect for a specific support case:
 Speed of collection
– A Snap/1 is generated more rapidly, and it is much smaller.
 Amount of data
– Collecting a Snap/4 as soon as possible after a problem has occurred increases the
likelihood that the livedump contains the data required to diagnose the problem.

Consider the following points:

 For issues that are related to interoperability with hosts or storage, collect Snap Type 4.
 For critical performance issues, collect Snap/1 and then collect Snap/4.
 For general performance issues, collect Snap/4.
 For issues that are related to replication (including 1920 errors), collect Snap/4 from both
systems in the replication partnership.
 For issues that are related to Data Reduction Pools, collect Snap/4.
 For 2030, 1196, or 1195 errors, collect Snap/3.
 For all other issues, collect Snap/4.

Tip: For urgent cases, start with collecting and uploading a Snap/1 followed by a Snap/4.
This enables IBM Remote Support to quicker commence the analysis, while the more
detailed Snap/4 is being collected and uploaded.

For more information about the required support package that is most suitable to diagnose
different type of issues and their content, see What data should you collect for a problem on
IBM Storage Virtualize systems?

Note: After an issue is solved, it is a best practice to do some housekeeping and delete old
dumps on each node by running the following command:
cleardumps -prefix /dumps node_id | node_name

Support package collection and upload

The most commonly used method to collect and upload a support package is using the IBM
Storage Virtualize GUI. However, using IBM Storage Insights is even easier, as it reduces the
efforts to upload the collected package to IBM. This method is described in 11.6.4, “Updating
a support ticket”.

By default, use IBM Storage Virtualize to automatically upload the support packages from
IBM Storage Virtualize by using the GUI or CLI. The support packages are collected and
uploaded to the IBM Support center automatically by using IBM Storage Virtualize or
downloading the package from the device and manually uploading to IBM.

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Collecting data by using the GUI

To collect data by using the GUI, complete the following steps:
1. Select Settings → Support → Support Package. You can choose to download the
support package to your workstation or upload it to the IBM support center. The latter
option requires internet connectivity for the IBM Storage Virtualize system, either directly
or through a configured Proxy Server.
2. To automatically upload the support packages, click Upload Support Package.
3. Select Create New Package and Upload.
4. In the pop-up window, enter the IBM Support case number (TSxxxxxxxxx) and the type of
support package to upload to the IBM Support Center.
The Upload Support Package window is shown in Figure 11-7 on page 712.

Figure 11-7 Upload Support Package window

You can monitor the progress of the individual sub-tasks by clicking on View more details as
shown in Figure 11-8.

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Figure 11-8 Upload Support Package details

Collecting data by using the CLI

Log in to the CLI and run the command that matches the type of snap that is requested:
 Standard logs (Snap type 1):
svc_snap gui1 upload pmr=TSxxxxxxxxx
 Standard logs plus one existing statesave from current config node (Snap type 2):
svc_snap gui2 upload pmr=TSxxxxxxxxx
 Standard logs plus most recent statesave from each active cluster node (Snap type 3):
svc_snap gui3 upload pmr=TSxxxxxxxxx
 Standard logs plus new statesaves (Snap type 4):
svc_livedump -nodes all -yes
svc_snap gui3 upload pmr=TSxxxxxxxxx

To collect a Snap type 4 using the CLI, a livedump of each active node must be generated by
using the svc_livedump command. Then, the log files and newly generated dumps are
uploaded by using the svc_snap gui3 command, as shown in Example 11-1. To verify
whether the support package was successfully uploaded, use the sainfo lscmdstatus
command (TSXXXXXXX is the case number).

Note: The use of Service Assistant commands as sainfo or satask requires superuser
privileges.

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Example 11-1 The svc_livedump command

IBM_FlashSystem:FS9110:superuser>svc_livedump -nodes all -yes
Livedump - Fetching Node Configuration
Livedump - Checking for dependent vdisks
Livedump - Check Node status
Livedump - Preparing specified nodes - this may take some time...
Livedump - Prepare node 1
Livedump - Prepare node 2
Livedump - Trigger specified nodes
Livedump - Triggering livedump on node 1
Livedump - Triggering livedump on node 2
Livedump - Waiting for livedumps to complete dumping on nodes 1,2
Livedump - Waiting for livedumps to complete dumping on nodes 1
Livedump - Successfully captured livedumps on nodes 1,2

IBM_IBM FlashSystem:FLASHPFE95:superuser>svc_snap gui3 upload pmr=TSxxxxxxxxx

Collecting data
Packaging files
Snap data collected in /dumps/snap.serial.YYMMDD.HHMMSS.tgz

IBM_FlashSystem:FS9110:superuser>sainfo lscmdstatus
last_command satask supportupload -pmr TSxxxxxxxxx -filename
/dumps/snap.serial.YYMMDD.HHMMSS.tgz
last_command_status CMMVC8044E Command completed successfully.
T3_status
T3_status_data
cpfiles_status Complete
cpfiles_status_data Copied 160 of 160
snap_status Complete
snap_filename /dumps/snap.serial.YYMMDD.HHMMSS.tgz
installcanistersoftware_status
supportupload_status Active
supportupload_status_data Uploaded 267.5 MiB of 550.2 MiB
supportupload_progress_percent 48
supportupload_throughput_KBps 639
supportupload_filename /dumps/snap.serial.YYMMDD.HHMMSS.tgz

If you do not want to automatically upload the snap to IBM, omit the upload pmr=TSxxxxxxxxx
command option. When the snap creation completes, all collected files are packaged into a
gzip-compressed tarball that uses the following format:
/dumps/snap.<panel_id>.YYMMDD.hhmmss.tgz

The creation of the Snap archive takes a few minutes to complete. Depending on the size of
the system and the configuration, it can take considerably longer, particularly if fresh
livedumps are being created.

The generated file can be retrieved from the GUI by selecting Settings → Support →
Manual Upload Instructions → Download Support Package, and then clicking Download
Existing Package. Find the exact name of the snap that was generated by running the
svc_snap command that was run earlier. Select that file, and click Download.

In certain circumstances it may be necessary to collect a livedump from an individual node of

a clustered system at a certain point in time. This can be achieved through CLI commands
preplivedump and triggerlivedump, followed by the targeted node’s numeric id or name. The

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livedump status of a node can be checked witch command lslivedump. Once the status has
changed from dumping to inactive, the livedump file is ready to be copied off the system
using either the GUI or scp command.

Example 11-2 preplivedump and lslivedump commands

IBM_FlashSystem:FS9110:superuser>preplivedump 2
IBM_FlashSystem:FS9110:superuser>lslivedump 2
status
prepared
IBM_FlashSystem:FS9110:superuser>triggerlivedump 2
IBM_FlashSystem:FS9110:superuser>lslivedump 2
status
dumping
IBM_FlashSystem:FS9110:superuser>lslivedump 2
status
inactive
IBM_FlashSystem:FS9110:superuser>lsdumps 2
[...]
livedump.panel_id.YYMMDD.HHMMSS
[...]

11.2.2 Host multipath software

If a problem occurs that is related to host communication with an IBM Storage Virtualize
system, collecting data from hosts and their multipath software is useful.

Linux using device-mapper-multipath (dmmp)

To troubleshoot by using the multipathd CLI, issue the multipath -ll command, which
shows detailed information about the multipath devices.

Example 11-3 shows the output for the command multipath -ll, including the following
information:
 Name of the mpath device (mpatha / mpathb).
 UUID of the mpath device.
 Discovered paths for each mpath device, including the name of the sd-device, the priority,
and state information.

Example 11-3 Output for the multipath -ll command

root@myServer ~]# multipath -ll
mpatha (3600507680185801aa000000000000b79) dm-3 IBM ,2145
size=100G features='1 queue_if_no_path' hwhandler='0' wp=rw
|-+- policy='service-time 0' prio=50 status=active
| |- 16:0:0:2 sdl 8:176 active ready running
| `- 18:0:0:2 sdm 8:192 active ready running
`-+- policy='service-time 0' prio=10 status=enabled
|- 16:0:1:2 sdg 8:96 active ready running
`- 18:0:1:2 sdt 65:48 active ready running
mpathb (3600507680185801aa000000000000b78) dm-4 IBM ,2145
size=100G features='1 queue_if_no_path' hwhandler='0' wp=rw
|-+- policy='service-time 0' prio=50 status=active
| |- 16:0:1:1 sde 8:64 active ready running
| `- 18:0:1:1 sds 65:32 active ready running

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`-+- policy='service-time 0' prio=10 status=enabled

|- 16:0:0:1 sdj 8:144 active ready running
`- 18:0:0:1 sdk 8:160 active ready running

Expand the command to multipath -ll -v3 to print debug information.

You can also use the multipathd interactive console for troubleshooting. The multipath -k
command opens an interactive interface to the multipathd daemon.

Entering this command opens an interactive multipath console. After running this command, it
is possible to enter help to get a list of available commands, which can be used within the
interactive console. To exit the console, press Ctrl-d.

To display the current configuration, including the defaults, issue show config within the
interactive console.

AIX using multipath I/O

Table 11-1 shows some of the useful AIX lspath commands.

Table 11-1 Useful AIX lspath commands

Command Result

lspath Lists all paths for all hdisks with their status and parent fscsi device
information.

lspath -H -l hdisk1 List all paths for the specified hdisk with its status and
corresponding fscsi device information. The output includes a
column header.

lspath -l hdisk1 -HF "name Lists more detailed information about the specified hdisk the parent
path_id parent connection fscsi device and its path status.
path_status status"

lspath -s disabled Lists all paths whose operational status is disabled.

lspath -s failed Lists all path whose operational status is failed.

lspath -AHE -l hdisk0 -p Display attributes for a path and connection (-w) (-A is like lsattr
vscsi0 -w "810000000000" for devices. If only one path exists to the parent device, the
connection can be omitted by running:
lspath -AHE -l hdisk0 -p vscsi0)

lspath -l hdisk1 -a Lists the priority for a specific path.

priority -F value -p fscsi0
-w 500507680d7e1264,0

Table 11-2 shows some of the useful AIX lsmpio commands.

Table 11-2 Useful AIX lsmpio commands

Command Result

lsmpio Shows all disks and corresponding paths with state, parent, and
connection information.

lsmpio -q Shows all disks with vendor ID, product ID, size, and volume name.

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Command Result

lsmpio -ql hdisk0 Shows detailed disk information like:

 Vendor ID
 Product ID
 Capacity
 Machine Type
 Model Number
 Host Group
 Volume Name
 Volume Serial Number

lsmpo -Sl hdisk0 | grep Shows path statistics.

Path

lsmpio -ar Lists the parent adapter and remote port information (-a: adapter
(local), and -r: remote port).

lsmpio -are Lists the parent adapter and remote port error statistics (-e: error).

lsmpio -z Lists all multipath I/O (MPIO) statistics.

Windows using MPIO

Because IBM Storage Virtualize 8.3.0 is the last version that supports Subsystem Device
Driver Device Specific Module (SDDDSM), you must use native Windows multipathing,
which is provided by the installable feature MPIO.

Besides managing the multipathing configuration by using the Windows GUI, it is possible to
use the CLI by using the tool mpclaim.exe, which is installed by default.

Table 11-3 shows some of the useful Windows mpclaim.exe commands.

Table 11-3 Useful Windows mpclaim.exe commands

Command Result

mpclaim.exe -e View the storage devices that are discovered by the system.

mpclaim.exe -r -i -d Manages FC devices with MPIO.

_IBM_2145

mpclaim.exe -r -u -d Removes MPIO management of FC devices.

_IBM_2145

mpclaim.exe -r -i Manages internet Small Computer Systems Interface (ISCSI)

-d"MSFT2005iSCSIBusType_0x9 devices with MPIO.
"

mpclaim.exe -r -u Removes MPIO management of iSCSI devices.

-d"MSFT2005iSCSIBusType_0x9
"

mpclaim.exe -r -i -a"" Manages all storage devices with MPIO.

mpclaim.exe -r -u -a"" Removes MPIO management for all devices.

mpclaim.exe -r View storage devices that are managed by Microsoft DSM.

mpclaim.exe -L -M<num> Modifies the load-balancing policy.

mpclaim.exe -s -d Checks the policy that your volumes are currently using.

mpclaim.exe -s -d <number> Checks the policy for a specific disk.

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Generic MPIO settings can be listed and modified by using Windows PowerShell cmdlets.
Table 11-4 shows the PowerShell cmdlets, which may be used to list or modify generic
Windows MPIO settings.

Table 11-4 Useful Windows PowerShell cmdlets

Command Result

Get-MSDSMSupportedHW The cmdlet lists hardware IDs in the Microsoft Device Specific
Module (MSDSM) supported hardware list.

Get-MPIOSetting The cmdlet gets Microsoft MPIO settings. The settings are as
follows:
 PathVerificationState
 PathVerificationPeriod
 PDORemovePeriod
 RetryCount
 RetryInterval
 UseCustomPathRecoveryTime
 CustomPathRecoveryTime
 DiskTimeoutValue

Set-MPIOSetting The cmdlet changes Microsoft MPIO settings. The settings are as
follows:
 PathVerificationState
 PathVerificationPeriod
 PDORemovePeriod
 RetryCount
 RetryInterval
 UseCustomPathRecoveryTime
 CustomPathRecoveryTime
 DiskTimeoutValue

VMware using VMware native multipathing

There are two methods that are used to obtain the multipath information from the VMware
ESX host:
 ESXi CLI: Use the CLI to obtain the multipath information when performing
troubleshooting procedures.
 vSphere Client and vSphere Web Client: Use this option when you are performing system
maintenance.

Command-line interface
To obtain logical unit number (LUN) multipathing information from the ESXi host CLI,
complete the following steps:
1. Log in to the ESXi host console.
2. To get detailed information about the paths, run esxcli storage core path list.
Example 11-4 shows an example for the output of the esxcli storage core path list
command.

Example 11-4 Output of “esxcli storage core path” list command

fc.5001438028d02923:5001438028d02922-fc.500507680100000a:500507680120000a-naa.6
00507680185801aa000000000000a68
UID:
fc.5001438028d02923:5001438028d02922-fc.500507680100000a:500507680120000a-naa.6
00507680185801aa000000000 000a68
Runtime Name: vmhba2:C0:T1:L54

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Device: naa.600507680185801aa000000000000a68
Device Display Name: IBM Fibre Channel Disk
(naa.600507680185801aa000000000000a68)
Adapter: vmhba2
Channel: 0
Target: 1
LUN: 54
Plugin: NMP
State: active
Transport: fc
Adapter Identifier: fc.5001438028d02923:5001438028d02922
Target Identifier: fc.500507680100000a:500507680120000a
Adapter Transport Details: WWNN: 50:01:43:80:28:d0:29:23 WWPN:
50:01:43:80:28:d0:29:22
Target Transport Details: WWNN: 50:05:07:68:01:00:00:0a WWPN:
50:05:07:68:01:20:00:0a
Maximum I/O Size: 33553920

3. To list detailed information for all the corresponding paths for a specific device, run esxcli
storage core path list -d <naaID>.
Example 11-5 shows the output for the specified device with the ID
naa.600507680185801aa000000000000972, which is attached with eight paths to the ESXi
server. The output was omitted for brevity.

Example 11-5 Output of esxcli storage core path list -d <naaID>

fc.5001438028d02923:5001438028d02922-fc.500507680100037e:500507680120037e-naa.600507680185801aa0
00000000000972
UID:
fc.5001438028d02923:5001438028d02922-fc.500507680100037e:500507680120037e-naa.600507680185801aa0
00000000000972
Runtime Name: vmhba2:C0:T3:L9
Device: naa.600507680185801aa000000000000972
Device Display Name: IBM Fibre Channel Disk (naa.600507680185801aa000000000000972)
Adapter: vmhba2
Channel: 0
Target: 3
LUN: 9
Plugin: NMP
State: active
Transport: fc
Adapter Identifier: fc.5001438028d02923:5001438028d02922
Target Identifier: fc.500507680100037e:500507680120037e
Adapter Transport Details: WWNN: 50:01:43:80:28:d0:29:23 WWPN: 50:01:43:80:28:d0:29:22
Target Transport Details: WWNN: 50:05:07:68:01:00:03:7e WWPN: 50:05:07:68:01:20:03:7e
Maximum I/O Size:
33553920fc.5001438028d02923:5001438028d02922-fc.500507680100037e:500507680130037e-naa.6005076801
85801aa000000000000972
UID:

fc.5001438028d02923:5001438028d02922-fc.500507680100037e:500507680130037e-naa.600507680185801aa0
00000000000972
Runtime Name: vmhba2:C0:T2:L9
Device: naa.600507680185801aa000000000000972
Device Display Name: IBM Fibre Channel Disk (naa.600507680185801aa000000000000972)
Adapter: vmhba2

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Channel: 0
Target: 2
LUN: 9
Plugin: NMP
State: active
Transport: fc
Adapter Identifier: fc.5001438028d02923:5001438028d02922
Target Identifier: fc.500507680100037e:500507680130037e
Adapter Transport Details: WWNN: 50:01:43:80:28:d0:29:23 WWPN: 50:01:43:80:28:d0:29:22
Target Transport Details: WWNN: 50:05:07:68:01:00:03:7e WWPN: 50:05:07:68:01:30:03:7e
Maximum I/O Size:
33553920fc.5001438028d02921:5001438028d02920-fc.500507680100037e:500507680110037e-naa.6005076801
85801aa000000000000972
UID:

4. The command esxcli storage nmp device list lists the LUN multipathing information for
all attached disks.
Example 11-6 shows the output for one of the attached disks. All other output was omitted
for brevity.

Example 11-6 Output for esxcli storage nmp device list

naa.600507680185801aa000000000000a68
Device Display Name: IBM Fibre Channel Disk
(naa.600507680185801aa000000000000a68)
Storage Array Type: VMW_SATP_ALUA
Storage Array Type Device Config: {implicit_support=on;
explicit_support=off; explicit_allow=on; alua_followover=on;
action_OnRetryErrors=off; {TPG_id=1,TPG_state=ANO}{TPG_id=0,TPG_state=AO}}
Path Selection Policy: VMW_PSP_RR
Path Selection Policy Device Config:
{policy=rr,iops=1000,bytes=10485760,useANO=0; lastPathIndex=1:
NumIOsPending=0,numBytesPending=0}
Path Selection Policy Device Custom Config:
Working Paths: vmhba2:C0:T3:L54, vmhba1:C0:T2:L54, vmhba1:C0:T3:L54,
vmhba2:C0:T2:L54
Is USB: false

vSphere Client HTML5 and Web Client

To obtain multipath settings for your storage in the HTML5 client, complete the following
steps:
1. Select an ESXi host, and click the Configure tab.
2. Click Storage Devices.
3. Select the storage device that you want to verify.
4. Scroll down in the Properties tab and click Edit multipathing....

vSphere Client (Thick Client for 6.x)

To obtain multipath settings for your storage in vSphere Client, complete the following steps:
1. Select an ESXi host, and click the Configuration tab.
2. Click Storage.
3. Select a data store or mapped LUN.

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4. Click Properties.
5. In the Properties dialog, select the extent, if necessary.
6. Select Extent Device → Manage Paths and obtain the paths from the Manage Path
dialog.

11.2.3 Drive data collection: drivedumps

IBM FlashCore Module modules (FCMs) are a family of high-performance flash drives. The
FCM design uses the NVMe protocol, a Peripheral Component Interconnect Express (PCIe)
interface, and high-speed NAND memory that is driven by FCM field programmable gate
array (FPGA) to provide high throughput, inline compression, and input/output operations per
second (IOPS) with consistent and predictable latency.

For deeper analysis in cases where drives or FCM are involved, drivedumps are often useful.
Their data can help you understand problems with the drive, and they do not contain any data
that applications write to the drive. In some situations, drivedumps are automatically triggered
by the system. To collect support data from a disk drive, run the triggerdrivedump drive_id
command. The output is stored in a file in the /dumps/drive directory. This directory is on one
of the nodes that are connected to the drive.

Example 11-7 shows the usage of the triggerdrivedump command.

Example 11-7 The triggerdrivedump command

IBM_IBM FlashSystem:FS9110:superuser>triggerdrivedump 1
Drive dump on node id [5] successfully created
IBM_IBM FlashSystem:FS9110:superuser>

IBM_IBM FlashSystem:FS9110:superuser>lsdumps -prefix /dumps/drive

id filename
0 drivedump_7812345-1_1_220411_055205
IBM_IBM FlashSystem:FS9110:superuser>

Any snap that is taken after the trigger command contains the stored drivedumps. It is
sufficient to provide Snap Type 1: Standard logs for drivedumps.

11.2.4 More data collection

Data collection methods vary by storage platform, SAN switch, and operating system.

For an issue in a SAN environment when it is not clear where the problem is occurring, you
might need to collect data from several devices in the SAN.

The following basic information must be collected for each type of device:
 Hosts:
– Operating system: Version and level
– Host Bus Adapter (HBA): Driver and firmware level
– Multipathing driver level
 SAN switches:
– Hardware model
– Software version
 Storage subsystems:
– Hardware model
– Software version

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For performance-related issues, it is helpful to have corresponding monitoring. Section 9.2,

“Performance monitoring” on page 557 describes IBM Storage Insights and IBM Spectrum
Control. If required, you can export performance data from there for the related period, as
described in 9.7, “Performance diagnostic information” on page 628.

11.3 Common problems and isolation techniques

Environment comprised of SANs, storage subsystems, host systems and other components
can be complex. They often consist of hundreds or thousands of disks, multiple redundant
subsystem controllers, virtualization engines, and different types of SAN switches. All these
components must be configured, monitored, and managed correctly. If issues occur,
administrators must know what to look for and where to look.

IBM Storage Virtualize storage systems feature useful error logging and notification
mechanisms. The system tracks its internal events and informs the user about issues in the
SAN or storage subsystem. It also helps to isolate problems with the attached host systems.
Therefore, by using these functions, administrators can easily locate any issue areas and take
appropriate action to resolve any issue.

In many cases, IBM Storage Virtualize system and its service and maintenance features
guide administrators directly, provide help, and suggest remedial actions. Furthermore,
IBM Storage Virtualize determines whether or not a problem does still persist.

Another feature that helps administrators to isolate and identify issues that might be related to
IBM Storage Virtualize systems is the ability of their nodes to maintain a database of other
devices that communicate with the IBM Storage Virtualize system’s devices. Devices, such as
hosts and optional back-end storages, are added or removed from the database as they start
or stop communicating to IBM Storage Virtualize systems.

Although an IBM Storage Virtualize system’s node hardware and software events can be
verified in the GUI or CLI, external events, such as failures in the SAN zoning configuration,
hosts, and back-end storages, are common. You must troubleshoot these failures outside of
the IBM Storage Virtualize systems.

For example, a misconfiguration in the SAN zoning might lead to the IBM Storage Virtualize
cluster not working correctly. This problem occurs because the IBM Storage Virtualize cluster
nodes communicate with each other by using the FC SAN fabrics.

In this case, check the following areas from an IBM Storage Virtualize system’s perspective:
 The attached hosts. For more information, see 11.3.2, “Host problems” on page 723.
 The SAN. For more information, see 11.3.3, “Fibre Channel SAN and IP SAN problems”
on page 728.
 The attached storage subsystem. For more information, see 11.3.5, “Storage subsystem
problems” on page 731.
 The local FC port masking and portsets. For more information, see 8.8, “Portsets” on
page 530.

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11.3.1 Interoperability
When you experience events in an IBM Storage Virtualize environment, as an initial step,
ensure that all components that comprise the storage infrastructure are interoperable, which
applies to hosts, host OS, Host Bus Adapter (HBA), driver, firmware, SAN devices, and
back-end devices. In an IBM Storage Virtualize environment, the product support matrix is the
main source for this information. For the latest IBM Storage Virtualize systems support matrix,
see IBM System Storage Interoperation Center (SSIC).

It is crucial, to maintain up to date HBA firmware and device driver levels. This equally applies
to multipath software and host OS patch levels. Failing to do so may lead to connectivity or
interoperability issues, for instance host logins fail to reestablish after SAN maintenance
activities. In worst case, this may lead to access loss.

11.3.2 Host problems

From host perspective, you can experience various situations that range from performance
degradation to inaccessible disks. The first step in troubleshooting such issues is to check
whether any potential interoperability issues exist.

After interoperability is verified, check the configuration of the host on the IBM Storage
Virtualize system’s side. The Hosts window in the GUI or the following CLI commands can be
used to start a verification of potential host-related issues:
 lshost

Note: Depending on the connection type of the host (FC, FC direct attach, iSCSI, or
NVMe, SAS) the output slightly differs in detail from each other.

This command displays the status of all configured host objects.

– Status online: the host ports are online in both nodes of an I/O group.
– Status offline: the host ports are offline in both nodes of an I/O group.
– Status inactive: the host has volumes that are mapped to it, but all its ports did not
receive Small Computer System Interface (SCSI) commands in the last 5 minutes.
– Status degraded: there are no redundant logins to all nodes of an I/O group.
Example 11-8 shows the lshost command output.

Example 11-8 The lshost command

IBM_IBM FlashSystem:FLASHPFE95:superuser>lshost
0 Win2K8 2 4 degraded
1 ESX_67_B 2 4 online
2 ESX_67_A 2 1 offline
3 Server127 2 1 degraded

 lshost <host_id_or_name>
This command shows more information about a specific host. It often is used when you
must identify which host port is not online in an IBM Storage Virtualize system node.
Example 11-9 shows the lshost <host_id_or_name> command output.

Example 11-9 The lshost <host_id_or_name> command

IBM_IBM FlashSystem:FLASHPFE95:superuser>lshost Win2K8
id 0
name Win2K8

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port_count 2
type generic
mask 1111111111111111111111111111111111111111111111111111111111111111
iogrp_count 4
status degraded
site_id
site_name
host_cluster_id
host_cluster_name
WWPN 100000051E0F81CD
node_logged_in_count 2
state active
WWPN 100000051E0F81CC
node_logged_in_count 0
state offline

 lshostvdiskmap
This command checks that all volumes are mapped to the correct hosts. If a volume is not
mapped correctly, create the necessary host mapping.
 lsfabric -host <host_id_or_name>
Use this command with parameter -host <host_id_or_name> to display FC connectivity
between nodes and hosts. Example 11-10 shows the lsfabric -host <host_id_or_name>
command output.

Example 11-10 The lsfabric -host <host_id_or_name> command

IBM_IBM FlashSystem:FLASHPFE95:superuser>lsfabric -host Win2K8
remote_wwpn remote_nportid id node_name local_wwpn local_port
local_nportid state name cluster_name type
10000090FAB386A3 502100 3 node1 5005076810120230 2 540200
inactive Win2K8 host
10000090FAB386A3 502100 1 node2 5005076810120242 2 540000
inactive Win2K8 host

To perform troubleshooting on the host side, check the following areas:

 Any special software that you use.
 Recent changes in the operating system (upgrading or patching the operating system, and
so on).
 Operating system version and maintenance or service pack level.
 Host bus adapter model, firmware, and driver level.
 Host bus adapter connectivity issues.
 Multipathing type, configuration, and driver level.

Based on this list, the host administrator must check and correct any issues found.

Hosts with a higher queue depth can potentially overload shared storage ports. Therefore, it
is a best practice that you verify that the total of the queue depth of all hosts that are sharing
a single target FC port is limited to 2048. If any of the hosts have a queue depth of more than
128, that depth must be reviewed because queue-full conditions can lead to I/O errors and
extended error recoveries.

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For more information about managing hosts on IBM Storage Virtualize systems, see 8.10,
“I/O queues” on page 534.

Apart from hardware-related situations, problems can exist in such areas as the operating
system or the software that is used on the host. These problems normally are handled by the
host administrator or the service provider of the host system. However, the multipathing driver
that is installed on the host and its features can help to determine possible issues.

For example, a volume path issue is reported, which means that a specific HBA on the server
side cannot reach all the nodes in the I/O group to which the volumes are associated.

Note: Subsystem Device Driver Device Specific Module (SDDDSM) and Subsystem
Device Driver Path Control Module (SDDPCM) reached end of service (EOS). Therefore,
migrate SDDDSM to MSDSM on Windows platform and SDDPCM to AIX Path Control
Module (AIXPCM) on AIX and Virtual I/O Server (VIOS) platforms.

For more information, see IBM Spectrum Virtualize Multipathing Support for AIX and
Windows Hosts.

Faulty paths can be caused by hardware and software problems, such as the following
examples:
 Hardware:
– A faulty small form-factor pluggable transceiver (SFP) on the host or SAN switch.
– Faulty fiber optic cables, for example damaged cables by exceeding the minimum
permissible bend radius.
– A faulty HBA.
– Faulty SAN switch.
– Contaminated SFP or cable connectors.
– Patch panels
 Software or configuration:
– Incorrect zoning, portset, or portmask.
– Incorrect host-to-VDisk mapping.
– Outdated HBA firmware or driver.
– A back-level multipathing configuration or driver.

Based on field experience, it is a best practice that you complete the following hardware
checks first:
 Whether connection error indicators are lit on the host, SAN switch or the IBM Storage
Virtualize system.
 Whether all the parts are seated correctly. For example, cables are securely plugged in to
the SFPs and the SFPs are plugged all the way into the switch port sockets.
 Ensure that fiber optic cables are not damaged. If possible, swap a suspicious cable with a
known good cables.

Note: When replacing or relocating fibre channel cables, always clean their pluggable
connectors using proper cleaning tools. This even applies to brand new cables taken from
sealed bags.

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After the hardware check, continue to check the following aspects of the software setup:
 Whether the HBA driver level and firmware level are at the preferred and supported levels.
 Verify your SAN zoning configuration.
 The general SAN switch status and health for all switches in the fabric.
 The multipathing driver, and make sure that it is at the preferred configuration and
supported level.
 Link layer errors reported by the host or the SAN switch may indicate so far undiscovered
cable or SFP issues.

iSCSI or iSCSI Extensions for Remote Direct Memory Access

configuration and performance issues
This section describes the internet Small Computer Systems Interface (iSCSI) and iSCSI
Extensions for Remote Direct Memory Access (RDMA) (iSER) configuration and performance
issues.

Link issues
If the Ethernet port link does not come online, check whether the SFP or cables and the port
support auto-negotiation with the switch. This issue is especially true for SFPs, which support
25 Gb and higher port speeds because a mismatch might exist in Forward Error Correction
(FEC) that might prevent a port to auto-negotiate.

Another potential source of problems are 4X-splitter-cables and Direct Attach Copper (DAC)
cables.

Longer cables are not only exposed to more noise or interference (high Bit Error Ratio
(BER)); therefore, they require more powerful error correction codes.

Two IEEE 802.3 FEC specifications are important. For an auto-negotiation issue, verify
whether a compatibility issue exists with SFPs at both end points:
 Clause 74: Fire Code (FC-FEC) or BASE-R (BR-FEC) (16.4 dB loss specification)
 Clause 91: Reed-Solomon (RS-FEC) (22.4 dB loss specification)

Use the lshostiplogin command to list the login session type, such as associated host
object, login counts login protocol, and other details, for hosts that are identified by their iSCSI
Qualified Name (IQN). The output is provided for ports, which logged in to Ethernet ports that
are configured with IP addresses. The output shows, among other things, the protocol that is
used.

The output in the protocol field indicates the connection protocol that is used by the
configured IP host IQN to establish a login session that is referred by the login field. This
value can be one of the following values:
 iSCSI
 iSER

Priority flow control

Priority flow control (PFC) is an Ethernet protocol that supports the ability to assign priorities
to different types of traffic within the network. On most Data Center Bridging Capability
Exchange (DCBX) protocol supported switches, verify whether Link Layer Discovery Protocol
(LLDP) is enabled. The presence of a virtual local area network (VLAN) is a prerequisite for
the configuration of PFC. It is recommended to set the priority tag 0 - 7.

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A DCBX-enabled switch and a storage adapter exchange parameters that describe traffic
classes and PFC capabilities.

In IBM Storage Virtualize systems, Ethernet traffic is divided into the following classes of
service based on the feature use case:
 Host attachment (iSCSI or iSER)
 Back-end storage (iSCSI)
 Node-to-node communication (Remote Direct Memory Access (RDMA) clustering)

If challenges occur as the PFC is configured, verify the following attributes to determine the
issue:
 Configure the IP address or VLAN by using mkip.
 Configure the class of service (COS) by using chsystemethernet.
 Ensure that the priority tag is enabled on the switch.
 Ensure that the lsportip output is as follows:
dcbx_state, pfc_enabled_tags
 The Enhanced Transmission Selection (ETS) setting is recommended if a port is shared.

For more information about problem solving, see Resolving a problem with PFC settings.

Standard network connectivity check

Verify that the required TCP/UDP ports are allowed in the network firewall. The following ports
can be used for various host attachments:
 Software iSCSI requires TCP port 3260.
 iSER or RDMA over Converged Ethernet (RoCE) host requires TCP port 3260.
 iSER or iWRAP host requires TCP port 860.

A comprehensive list of TCP/IP address and port requirements is available at IBM

Documentation IP address allocation and usage.

Verify that the IP addresses are reachable and the TCP ports are open.

Note: iSER host attachment is not supported on IBM FlashSystem 9500,

IBM FlashSystem 7300, and IBM SAN Volume Controller SV3. It is, however, supported on
other IBM Storage Virtualize products.

iSCSI performance issues

Here are some of the attributes and host parameters that might affect iSCSI performance:
 TCP delayed acknowledgment (ACK).
 Ethernet jumbo frames.
 Network bottleneck or oversubscription.
 iSCSI session login balance.
 PFC setting and bandwidth allocation for iSCSI in the network.
 iSCSI bandwidth performance is reduced if an iSCSI or iSER host is mapped to a portset
that contains IP addresses that are configured on 100 Gb ports.
 iSCSI I/O should use dedicated ethernet ports or portsets on the IBM Storage Virtualize
system, separate it from other kinds of usage, for instance IP replication.

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In specific situations, the TCP/IP layer might attempt to combine several ACK responses into
a single response to improve performance. However, that combination can negatively affect
iSCSI read performance as the storage target waits for the response to arrive. This issue is
observed when the application is single-threaded and has a low queue depth.

It is a best practice to disable the TCPDelayedAck parameter on the host platforms to improve
overall storage I/O performance. If the host platform does not provide a mechanism to disable
TCPDelayedAck, verify whether a smaller “Max I/O Transfer Size” with more concurrency
(queue depth > 16) improves overall latency and bandwidth usage for the specific host
workload. In most Linux distributions, this Max I/O Transfer Size is controlled by the
max_sectors_kb parameter with a suggested transfer size of 32 kiB.

In addition, review network switch diagnostic data to evaluate potential issues as packet drop
or packet retransmission. It is advisable to enable flow control or PFC to enhance the
reliability of the network delivery system to avoid packet loss, aiming to enhance the overall
performance.

For more information about iSCSI performance analysis and tuning, see iSCSI performance
analysis and tuning.

11.3.3 Fibre Channel SAN and IP SAN problems

It is not a difficult task to introduce IBM Storage Virtualize systems into your SAN environment
and use its virtualization functions. However, before you can use IBM Storage Virtualize
systems in your environment, you must follow some basic rules. These rules are not
complicated, but you can make mistakes that lead to accessibility issues or a reduction in the
performance experienced.

Various types of SAN zones are needed to run IBM Storage Virtualize systems in your
environment: A host zone, and a storage zone for virtualized back-end storage systems. In
addition, you must have an IBM Storage Virtualize systems zone that contains all the
IBM Storage Virtualize node ports used for communication between the clustered system’s
nodes or node canisters. Dedicated SAN zoning is also needed, if the IBM Storage Virtualize
system does utilize Remote Copy Services for volume replication with another Storage
Virtualize system.

For more information and important points about setting up IBM Storage Virtualize systems in
a SAN fabric environment, see Chapter 2, “Storage area network guidelines” on page 121.

Because IBM Storage Virtualize systems are a major component of the SAN and connect the
host to the storage subsystem, check and monitor the SAN fabrics.

FC ports intended for intra-cluster or node-to-node communication usage, should not be

used for replication, host or back-end storage traffic. Equally, ports used for inter-system
traffic for replication with other Storage Virtualize systems, should be dedicated for this
purpose only.

Some situations of performance degradation and buffer-to-buffer credit exhaustion in

FC-based configurations can be caused by suboptimally configured local_fc_port_mask and
partner_fc_port_mask. To ensure optimal operation of your IBM Storage Virtualize systems,
make sure to allow inter-node respectively inter-system traffic by properly SAN zoning and FC
port mask configuration. Inter-node zoning within the same clustered system does police the
logins between the FC ports, in addition the local_fc_port_mask polices the use of the logins.
Further details on this can be found in Fibre Channel port masking.

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Some situations can cause issues in the SAN fabric and SAN switches. Problems can be
related to a hardware fault or to a software problem on the switch. The following hardware
defects are normally the easiest problems to find:
 Switch power, fan, or cooling units
 Installed SFP modules
 Fiber optic cables

Software failures are more difficult to analyze. In most cases, you must collect data and
involve IBM Support. However, before you take further action, check the installed code level
for any known issues in the switch vendor’s release notes for the switch firmware and
software. Also, check whether a new code level is available that resolves the problem that you
are experiencing.

SAN connectivity issues commonly are related to zoning. For example, a wrong WWPN for a
host zone may have been chose, such as when two IBM Storage Virtualize System ports
must be zoned to one HBA with one port from each IBM Storage Virtualize system node.
Another example could be a host port WWPN that was omitted in the host zoning, causing the
host object to be displayed as degraded.

SAN zoning therefore should be done after thorough planning, using a unified naming
schema for aliases, zones et cetera. It is equally beneficial for both the user and any
supporting function, if the SAN switches follow a clear naming structure as well as a
coordinated domain id assignment. While it is not a problem from a technical point of view to
reuse switch domain ids across SAN fabrics, it unnecessarily complicates troubleshooting, as
the switch nPort IDs (nPID) will show up multiple times in diagnostic data and the output of
CLI commands as for instance lsportfc, lstargetportfc and lsfabric.

Existing SAN environment often have developed organically over time with no or little
documentation. It definitely pays to create a documentation and graphical SAN layouts, to
enable faster problem analysis and resolution.

On IBM Storage Virtualize systems, a part the worldwide port names (WWPN) is derived from
the worldwide node name (WWNN) of the node canister in which the adapter is installed. The
WWNN is part of each node’s Vital Product Data (VPD), it impacts the WWPN’s last four
digits. The ports’ WWPN also are derived from the PCIe slot the adapter is installed in and its
port id. For more information, see Worldwide node and port names.

So, the WWPNs for the different ports of the same node differ in the 6th and 5th last digit. For
example:
50:05:07:68:10:13:37:dc
50:05:07:68:10:14:37:dc
50:05:07:68:10:24:37:dc

The WWPNs for ports on different nodes differ in the last 4 digits. For example, here are the
WWPNs for port 3 and 4 on each node of a IBM FlashSystem:
50:05:07:68:10:13:37:dc
50:05:07:68:10:14:37:dc

50:05:07:68:10:13:37:e5
50:05:07:68:10:14:37:e5

As shown in Example 11-11, two ports that belong to the same Storage Virtualize node are
zoned to a host FC port. Therefore, the result is that the host port will not log in to both nodes
of that I/O group and the multipathing driver will not see redundant paths:

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Example 11-11 Incorrect WWPN zoning

zone: z_Win2k19_FS9110_iogrp0
50:05:07:68:10:13:37:dc
50:05:07:68:10:14:37:dc
20:00:00:e0:8b:89:cc:c2

The correct zoning must look like the zoning that is shown in Example 11-12.

Example 11-12 Correct WWPN zoning

zone: z_Win2k19_FS9110_iogrp0
50:05:07:68:10:14:37:e5
50:05:07:68:10:14:37:dc
20:00:00:e0:8b:89:cc:c2

The following IBM FlashSystem error codes are related to the SAN environment:
 Error 1060: Fibre Channel ports are not operational.
 Error 1220: A remote port is excluded.

A bottleneck is another common issue that is related to SAN switches. The bottleneck can be
present in a port where a host, storage subsystem, or IBM Storage Virtualize device is
connected, or in Inter-Switch Link (ISL) ports. The bottleneck can occur in some cases, such
as when a device that is connected to the fabric is slow to process received frames, or if a
SAN switch port cannot transmit frames at a rate that is required by a device that is connected
to the fabric.

These cases can slow down communication between devices in your SAN. To resolve this
type of issue, see the SAN switch documentation to investigate and identify what is causing
the bottleneck and how fix it.

If you cannot fix the issue with these actions, use the method that is described in 11.2,
“Collecting diagnostic data” on page 710, collect the SAN switch debugging data, and then
contact the vendor for assistance or open a case with the vendor.

11.3.4 Port issues and transceiver statistics

Ports and their connections are involved in many support cases. Starting with IBM Storage
Virtualize 8.4, a new support command is available. The lsportstats command supports the
administrator in troubleshooting ports of any kind on the IBM Storage Virtualize systems side.
The output of the command contains many different details like the port type, WWPN, IQN,
send and receive statistics, and SFP details. For example, you can check the physical error
counter for a port and other interesting values of an SFP.

Example 11-13 shows the output for an FC port.

Example 11-13 lsportstats command output

IBM_FlashSystem:FS9110:superuser>lsportstats -node node1
Nn_stats_78E003K-1_230623_151121
<port id="1"
type="FC"
type_id="1"
wwpn="0x5005076810110214"
fc_wwpn="0x5005076810110214"
fcoe_wwpn=""

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sas_wwn=""
iqn=""
hbt="80487" hbr="0" het="0" her="1465"
cbt="0" cbr="612" cet="260" cer="0"
lnbt="0" lnbr="0" lnet="955316" lner="955332"
rmbt="0" rmbr="0" rmet="0" rmer="0"
dtdt="242" dtdc="6" dtdm="956797"
dtdt2="242" dtdc2="6"
lf="14" lsy="21" lsi="0" pspe="0"
itw="54" icrc="0" bbcz="0"
tmp="46" tmpht="85"
txpwr="596" txpwrlt="126"
rxpwr="570" rxpwrlt="31"
hsr="0" hsw="0" har="0" haw="0"
/>
<port id="2"
type="FC"
type_id="2"

z
type_id="2"
[…]

Table 11-5 shows some of the most interesting attributes and their meanings.

Table 11-5 Selected attributes of the lsportstats output

Attribute Information

Nn_stats_78F13MY-1_220413_152655 Data source stats file of the output.

lsy Indicates the loss of sync error count.

itw Invalid transmissionword error count.

icrc Indicates the invalid cyclic redundancy

check (CRC) error count.

txpwr SFP TX power in microwatts.

rxpwf SFP RX power in microwatts.

It is not possible to reset or clear the shown counter with a command at the moment. To
examine the current trend of the values or whether they are increasing, a best practice is to
compare two outputs of the command for differences. Allow some run time between the two
iterations of the command.

For more information about the lsportstats command, see the IBM Documentation for the
lsportstats command.

11.3.5 Storage subsystem problems

Today, various heterogeneous storage subsystems are available. All these subsystems have
different management tools, different setup strategies, and possible problem areas depending

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on the manufacturer. To support a stable environment, all subsystems must be correctly

configured by following best practices and have no existing issues.

If you experience a storage-subsystem-related issue, check the following areas:

 Always check the SSIC to see whether the subsystem is supported.
 Storage subsystem configuration: Ensure that a valid configuration and best practices are
applied to the subsystem.
 Storage subsystem controllers: Check the health and configurable settings on the
controllers.
 Storage subsystem array: Check the state of the hardware, such as an FCM, solid-state
drive (SSD), or disk drive module (DDM) failure or enclosure alerts.
 Storage volumes: Ensure that the LUN masking is correct.
 Host attachment ports: Check the status, configuration, and connectivity to storage SAN
switches.
 Layout and size of redundant array of independent disks (RAID) arrays and LUNs:
Performance and redundancy are contributing factors.

IBM Storage Virtualize has several CLI commands that you can use to check the status of the
system and attached storage subsystems. Before you start a complete data collection or
problem isolation on the SAN or subsystem level, first use the following commands and check
the status from the IBM Storage Virtualize perspective:
 lscontroller <controller_id_or_name>
Checks that multiple WWPNs that match the back-end storage subsystem controller ports
are available.
Checks that the path_counts are evenly distributed across each storage subsystem
controller, or that they are distributed correctly based on the preferred controller. The total
of all path_counts must add up to the number of MDisks multiplied by the number of
IBM Storage Virtualize nodes.
 lsmdisk
Checks that all MDisks are online (not degraded or offline).
 lsmdisk <MDisk_id_or_name>
Checks several of the MDisks from each storage subsystem controller. Are they online?
Do they all have path_count = number of back-end ports in the zone to IBM Storage
Virtualize x number of nodes? An example of the output from this command is shown in
Example 11-14. MDisk 0 is a local MDisk in an IBM FlashSystem, and MDisk 1 is provided
by an external, virtualized storage subsystem.

Example 11-14 Issuing a lsmdisk command

IBM_IBM FlashSystem:FLASHPFE95:superuser>lsmdisk 0
id 0
name MDisk0
status online
mode array
MDisk_grp_id 0
MDisk_grp_name Pool0
capacity 198.2TB
quorum_index
block_size
controller_name

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ctrl_type
ctrl_WWNN
controller_id
path_count
max_path_count
ctrl_LUN_#
UID
preferred_WWPN
active_WWPN
fast_write_state empty
raid_status online
raid_level raid6
redundancy 2
strip_size 256
spare_goal
spare_protection_min
balanced exact
tier tier0_flash
slow_write_priority latency
fabric_type
site_id
site_name
easy_tier_load
encrypt no
distributed yes
drive_class_id 0
drive_count 8
stripe_width 7
rebuild_areas_total 1
rebuild_areas_available 1
rebuild_areas_goal 1
dedupe no
preferred_iscsi_port_id
active_iscsi_port_id
replacement_date
over_provisioned yes
supports_unmap yes
provisioning_group_id 0
physical_capacity 85.87TB
physical_free_capacity 78.72TB
write_protected no
allocated_capacity 155.06TB
effective_used_capacity 16.58TB.

IBM_IBM FlashSystem:FLASHPFE95:superuser>lsmdisk 1
id 1
name flash9h01_itsosvccl1_0
status online
mode managed
MDisk_grp_id 1
MDisk_grp_name Pool1
capacity 51.6TB
quorum_index
block_size 512
controller_name itsoflash9h01

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ctrl_type 6
ctrl_WWNN 500507605E852080
controller_id 1
path_count 16
max_path_count 16
ctrl_LUN_# 0000000000000000
UID 6005076441b53004400000000000000100000000000000000000000000000000
preferred_WWPN
active_WWPN many

NOTE: lines removed for brevity

Example 11-14 on page 732 shows that for MDisk 1 that the external storage controller
has eight ports that are zoned to IBM Storage Virtualize systems, which has two nodes (8
x 2 = 16).
 lsvdisk
Checks that all volumes are online (not degraded or offline). If the volumes are degraded,
are there stopped FlashCopy jobs present? Restart stopped FlashCopy jobs or seek
IBM Storage Virtualize systems support guidance.
 lsfabric
Use this command with the various options, such as -controller controllerid. Also,
check different parts of the IBM Storage Virtualize systems configuration to ensure that
multiple paths are available from each IBM Storage Virtualize node port to an attached
host or controller. Confirm that IBM Storage Virtualize systems node port WWPNs are
also consistently connected to an external back-end storage.

Determining the number of paths to an external storage subsystem

By using CLI commands, the total number of paths to an external storage subsystem can be
determined. To determine the value of the available paths, use the following formulas:
Number of MDisks x Number of nodes per Cluster = Number of paths
MDisk_link_count x Number of nodes per Cluster = Sum of path_count

Example 11-15 shows how to obtain this information by using the lscontroller
<controllerid> and svcinfo lsnode commands.

Example 11-15 Output of the svcinfo lscontroller command

IBM_IBM FlashSystem:FLASHPFE95:superuser>lscontroller 1
id 1
controller_name itsof9h01
WWNN 500507605E852080
MDisk_link_count 16
max_MDisk_link_count 16
degraded no
vendor_id IBM
product_id_low FlashSys
product_id_high tem-9840
product_revision 1430
ctrl_s/n 01106d4c0110-0000-0
allow_quorum yes
fabric_type fc
site_id
site_name

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WWPN 500507605E8520B1
path_count 32
max_path_count 32
WWPN 500507605E8520A1
path_count 32
max_path_count 64
WWPN 500507605E852081
path_count 32
max_path_count 64
WWPN 500507605E852091
path_count 32
max_path_count 64
WWPN 500507605E8520B2
path_count 32
max_path_count 64
WWPN 500507605E8520A2
path_count 32
max_path_count 64
WWPN 500507605E852082
path_count 32
max_path_count 64
WWPN 500507605E852092
path_count 32
max_path_count 64

IBM_IBM FlashSystem:FLASHPFE95:superuser>svcinfo lsnode

id name UPS_serial_number WWNN status IO_group_id IO_group_name

config_node UPS_unique_id hardware iscsi_name
iscsi_alias panel_name enclosure_id canister_id enclosure_serial_number site_id
site_name

1 node1 500507681000000A online 0 io_grp0 no

AF8 iqn.1986-03.com.ibm:2145.flashpfe95.node1 01-2 1
2 F313150

2 node2 5005076810000009 online 0 io_grp0 yes

AF8 iqn.1986-03.com.ibm:2145.flashpfe95.node2 01-1 1
1 F313150
IBM_IBM
FlashSystem:FLASHPFE95:superuser>

Example 11-15 on page 734 shows that 16 MDisks are present for the external storage
subsystem controller with ID 1, and two IBM Storage Virtualize nodes are in the cluster. In this
example, the path_count is 16 x 2 = 32.

IBM Storage Virtualize has useful tools for finding and analyzing back-end storage subsystem
issues because it includes a monitoring and logging mechanism.

Typical events for storage subsystem controllers include incorrect configuration, which results
in a 1625 - A controller configuration is not supported error code. Other issues that are
related to the storage subsystem include failures that point to the MDisk I/O (error code
1310), disk media (error code 1320), and error recovery procedure (error code 1370).

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However, all messages do not have only one specific reason for being issued. Therefore, you
must check several areas for issues, not only the storage subsystem.

To determine the root cause of a problem, complete the following steps:

1. Open the Recommended Actions window by selecting Monitoring → Events.
2. Check the attached storage subsystem for misconfigurations or failures:
a. Independent of the type of storage subsystem, first check whether the system shows
any unfixed errors. Use the service and maintenance features that are provided with
the storage subsystem to fix these issues.
b. Check whether the volume mapping is correct. The storage subsystem LUNs must be
mapped to a host object with IBM Storage Virtualize systems ports. For more
information about the restrictions for optional back-end storage subsystems, see the
IBM Configuration Limits and RestrictionsSupport web page. (This example link is for
IBM FlashSystem 9500.)
If you must identify which of the externally attached MDisks has which corresponding
LUN ID, run the IBM Storage Virtualize lsmdisk CLI command, as shown in
Example 11-16. This command also shows to which storage subsystem a specific
MDisk belongs (the controller ID).

Example 11-16 Determining the ID for the MDisk

IBM_IBM FlashSystem:FLASHPFE95:superuser>lsmdisk
id name status mode MDisk_grp_id MDisk_grp_name capacity ctrl_LUN_#
controller_name UID tier encrypt site_id site_name distributed dedupe
over_provisioned supports_unmap
0 MDisk0 online array 0 Pool0 198.2TB
tier0_flash no yes no yes
yes
0 MDisk1 online managed 0 MDG-1
600.0GB 0000000000000000 controller0
600a0b800017423300000059469cf84500000000000000000000000000000000
2 MDisk2 online managed 0 MDG-1
70.9GB 0000000000000002 controller0
600a0b800017443100000096469cf0e800000000000000000000000000000000

3. Check the FC SAN or IP SAN environment for switch problems or zoning failures.
Make sure that the zones are correctly configured, and that the zone set is activated. The
zones that allow communication between the storage subsystem and the IBM Storage
Virtualize systems device must contain the WWPNs of the storage subsystem and
WWPNs of the IBM Storage Virtualize system.
4. Collect all support data and contact IBM Support.
Collect the support data for the involved SAN, IBM Storage Virtualize system, and external
storage systems, as described in 11.2, “Collecting diagnostic data” on page 710.

11.3.6 Native IP replication problems

Two systems can be linked over native IP links that are connected directly or by Ethernet
switches to perform remote copy functions. Remote copy over native IP provides a less
expensive alternative to using FC configurations.

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Note: IP replication that is configured over 25 Gbps ports does not use RDMA capabilities,
and it does not provide a performance improvement compared to 10 Gbps ports. 100 Gbps
ports do not support IP replication.

A system can be part of only two IP partnerships. IBM Storage Virtualize systems with
pre-8.4.2.0 firmware are still limited to one IP partnership. Partnerships on low memory
platform nodes share memory resources, which can lead to degraded performance.

Portsets replace the requirement for creating remote-copy groups for IP partnerships.
Dedicated portsets can be created for remote copy traffic. The dedicated portsets provide a
group of IP addresses for IP partnerships.

During updates of the software, any IP addresses that are assigned to remote-copy groups
with an IP partnership are automatically moved to a corresponding portset. For example, if
remote-copy group 1 is defined on the system before the update, IP addresses from that
remote-copy group are mapped to portset 1 after the update. Similarly, IP addresses in
remote-copy group 2 are mapped to portset 2.

The native IP replication feature uses the following TCP/IP ports for remote cluster path
discovery and data transfer, therefore, these ports need to be open:
 IP partnership management IP communication: TCP port 3260
 IP partnership data path connections: TCP port 3265

If a connectivity issue exists between the cluster in the management communication path, the
cluster reports error code 2021: Partner cluster IP address unreachable. However, when
a connectivity issue exists in the data path, the cluster reports error code 2020: IP Remote
Copy link unavailable.

For more information, see Resolving a not_present state for an IP partnership.

If the IP addresses are reachable and TCP ports are open, verify whether the end-to-end
network supports a maximum transmission unit (MTU) of 1500 bytes without packet
fragmentation. When an external host-based ping utility is used to validate end-to-end MTU
support, use the “do not fragment” qualifier.

Fix the network path so that traffic can flow correctly. After the connection is made, the error
auto-corrects.

The network quality of service largely influences the effective bandwidth usage of the
dedicated link between the cluster. Bandwidth usage is inversely proportional to round-trip
time (RTT) and the rate of packet drop or retransmission in the network.

Note: For standard block traffic, a packet drop or retransmission of 0.5% or more can lead
to unacceptable usage of the available bandwidth.

Work with the network team to investigate over-subscription or other quality of service (QoS)
issues of the link, with an objective of having the lowest possible (less than 0.1%) packet-drop
percentage.

For more information about the configuration, see 6.6, “Native IP replication” on page 458.
For more information about performance contributors, see 6.6.8, “Native IP replication
performance considerations” on page 475.

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11.3.7 Remote Direct Memory Access-based clustering

RDMA technology supports zero-copy networking, which makes it possible to read data
directly from the main memory of one computer and write that data directly to the main
memory of another computer. This technology bypasses CPU intervention during I/O, leading
to lower latency and a faster rate of data transfer.

An IBM Storage Virtualize cluster can be formed by using RDMA-capable NICs that use
RoCE or internet Wide-area RDMA Protocol (iWARP) technology. Consider the following
points:
 Inter-node Ethernet connectivity can be done over identical ports only, and such ports
must be connected within the same switching fabric.
 To ensure best performance and reliability, a minimum of two dedicated RDMA-capable
Ethernet ports are required for node-to-node communications. These ports must be
configured for inter-node traffic only and must not be used for host attachment,
virtualization of Ethernet-attached external storage, or IP replication traffic.
 If the cluster will be created without an ISL (up to 300 meters (984 feet)), deploy
independent (isolated) switches.
 If the cluster will be created on a short-distance ISL (up to 10 km (6.2 miles)), provision as
many ISL between switches as there are RDMA-capable cluster ports.
 For a long-distance ISL (up to 100 km (62 miles)), the Dense Wavelength Division
Multiplexing (DWDM) and Coarse Wavelength Division Multiplexing (CWDM) methods are
applicable for L2 networks. Packet-switched or VXLAN methods are deployed for an L3
network because this equipment comes with deeper buffer “pockets”.

The following ports must be opened in the firewall for IP-based RDMA clustering:
 TCP 4791, 21451, 21452, and 21455
 UDP 4791, 21451, 21452, and 21455

For more information, see Configuration details for using RDMA-capable Ethernet port for
node-to-node communications.

Best practices to manage RDMA-capable Ethernet ports

The basic node tasks, such as adding a node or removing a node, are the same for both
FC-based and RDMA-based connections between nodes. But, you might need to complete
management actions on the RDMA-capable Ethernet ports before completing node-level
management tasks.

Before completing managing tasks that are related to RDMA-capable Ethernet ports on a
node, use the following best practices to manage these ports:
 If you already have a system that is configured to use RDMA-capable Ethernet ports, you
must ensure that one redundant path is available before adding, removing, or updating
settings for RDMA-capable Ethernet ports.
 Add, remove, or update settings on only one RDMA-capable Ethernet port at a time. Wait
15 seconds between these changes before updating other RDMA-capable Ethernet ports.
 If you are using a VLAN to create physical separation of networks, ensure that you follow
these extra guidelines when completing management-related tasks:
– VLAN IDs cannot be updated or added independently of other settings on a
RDMA-capable Ethernet port, such as an IP address.
– Before adding or updating VLAN ID information to RDMA-capable Ethernet ports, you
must configure VLAN support on the all the Ethernet switches in your network. For

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example, on each switch, set VLAN to “Trunk” mode, and specify the VLAN ID for the
RDMA-capable Ethernet ports that will be in the same VLAN.

Problem determination
The first step is to review whether the node IP address is reachable and verify that the
required TCP/UDP ports are accessible in both directions.

The following CLI command lists the port level connectivity information for node to node or
clustering connectivity, and can be helpful to find the reason for connectivity error:
sainfo lsnodeipconnectivity

This command lists the port level connectivity information for node to node or clustering
connectivity.

The IBM Documentation for the lsnodeipconnectivity command lists the different error_data
values with a description, and provides possible corrective actions.

11.3.8 Advanced copy services or data reduction related problems

Performance of a specific storage feature or overall storage subsystem is generally
interlinked, meaning that a bottleneck in one software or hardware layer can propagate to
other layers. Therefore, problem isolation is a critical part of performance analysis.

The first thing to check is whether any unfixed events exist that require attention. After the fix
procedure is followed to correct the alerts, the next step is to check the audit log to determine
whether any activity exists that can trigger the performance issue. If that information
correlates, more analysis can be done to check whether that specific feature is used.

The most common root causes for performance issues are SAN congestion, configuration
changes, incorrect sizing or estimation of advanced copy services (replication, FlashCopy,
and volume mirroring), or I/O load change.

The following sections are a quick reference to common misconfigurations.

Volume mirroring
The write-performance of the mirrored volumes is dictated by the slowest copy. Reads are
served from the primary copy of the volume (in a stretched cluster topology, both copies can
serve reads, which are dictated by the host site attribute). Therefore, size the solution as
needed.

The mirroring layer maintains a bitmap copy on the quorum device. If a quorum disk is not
accessible and volume mirroring cannot update the state information, a mirrored volume
might need to be taken offline to maintain data integrity. Similarly, slow access to the quorum
can affect the performance of mirroring volumes.

Problems sometimes occur during the creation of a mirrored volume or in relation to the
duration of the synchronization. Helpful details and best practices are described in 6.7.6,
“Bitmap space for out-of-sync volume copies” on page 484 and 6.7.5, “Volume mirroring
performance considerations” on page 482.

FlashCopy
FlashCopy is a function that you can use to create a point-in-time copy of one of your
volumes. Section 6.2.4, “FlashCopy planning considerations” on page 381 provides technical
background and details for FlashCopy configurations. Review the provided recommendations

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and best practices for performance-related issues in 6.2.4, “FlashCopy planning

considerations” on page 381.

Consider the following points for FlashCopy troubleshooting:

 Verify that the preferred node of the FlashCopy source and target volumes is the same to
avoid excessive internode communication, except for:
– A clustered IBM Storage Virtualize system with multiple I/O groups in HyperSwap,
where the source volumes are evenly spread across all the nodes. In this case, the
preferred node placement is to follow the location of the source and target volumes on
the back-end storage to avoid the re-direction of the FlashCopy write operation through
the node-to-node network.
– A clustered IBM FlashSystem system with multiple control enclosures, where the
source volumes are evenly spread across all the canisters. In this case, the preferred
node placement is to follow the location of source and target volumes on the internal
storage.
 High background copy rate and clean rate of FlashCopy relationships can cause back-end
overload.
 Port saturation or node saturation. Review if the values are correctly sized.
 Check the number of FC relationships in any FlashCopy consistency group (CG). The
larger the number of relationships, the higher the I/O pause time (Peak I/O Latency) when
the CG starts.
 Consider using multiple CGs to spread and better use the available resources.
 If the host I/O pattern is small and random, evaluate whether reducing the FlashCopy
grain size to 64 KB provides any improvement in latency compared to the default grain
size of 256 KB.

For more information see: FlashCopy function.

Policy-based replication
Policy-based replication helps you to replicate data between systems with minimal
management, significantly higher throughput, and reduced latency compared to the
asynchronous remote copy function.

Policy-based replication simplifies asynchronous replication with the following key

advantages:
 Uses volume groups instead of consistency groups. With volume groups, all volumes are
replicated based on the assigned policy.
 Simplifies administration by removing the need to manage relationships and change
volumes.
 Automatically manages provisioning on the remote system.
 Supports easier visualization of replication during a site failover.
 Automatically notifies you when the recovery point objective (RPO) is exceeded.
 Easy-to-understand status and alerts on the overall health of replication.

Checking the status and RPO using the GUI

You can view the status of replication on the Policies tab of a volume group. To check the
status in management GUI, complete these steps:
 In the management GUI, select Volumes → Volume Groups.
 Select the volume group to view.
 On the Volume Groups page, select Policies.
 On the Policies page, the following statuses as shown in Figure 11-9 can be displayed:

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Figure 11-9 PBR replication status

If a volume group exceeds the RPO of the associated replication policy, then an alert is
generated in the event log. Depending on notification settings, a notification is sent by either
an email, syslog, or SNMP. The management GUI displays following RPO statuses as shown
in Figure 11-10:

Figure 11-10 RPO statuses

Checking the status and RPO using the CLI

Run the following command to check the status of replication for a volume group:
lsvolumegroupreplication

More details see: Checking the status and RPO for policy-based replication.

Safeguarded Copy
Safeguarded Copy on IBM Storage Virtualize supports the ability to create cyber-resilient
point-in-time copies of volumes that cannot be changed or deleted through user errors,
malicious actions, or ransomware attacks. The system integrates with IBM Copy Services
Manager (IBM CSM) to provide automated backup copies and data recovery.

The online documentation of IBM CSM provides a dedicated chapter for troubleshooting and
support.

For more information, see IBM FlashSystem Safeguarded Copy Implementation Guide,
REDP-5654 and IBM Copy Services Manager -> Troubleshooting and support.

HyperSwap
With HyperSwap, a fully independent copy of the data is maintained at each site. When data
is written by hosts at either site, both copies are synchronously updated before the write
operation is completed. The HyperSwap function automatically optimizes itself to minimize
data that is transmitted between two sites, and to minimize host read/write latency.

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Verify that the link between the sites is stable and has enough bandwidth to replicate the peak
workload. Also, check whether a volume must frequently change the replication direction from
one site to another one. This issue occurs when a specific volume is being written by hosts
from both the sites. Evaluate whether this issue can be avoided to reduce frequent direction
changes. Ignore this issue if the solution is designed for active/active access.

If a single volume resynchronization between the sites takes a long time, review the
partnership link_bandwidth_mbits and per relationship_bandwidth_limit parameters.

Data reduction pools

Data reduction pools (DRPs) internally implement a Log Structured Array (LSA), which
means that writes (including over-writes or updates) always allocate newer storage blocks.
The older blocks (with invalid data) are marked for garbage collection later.

The garbage-collection process is designed to defer the work as much as possible because
the more it is deferred, the higher the chance of having to move only a small amount of valid
data from the block to make that block available it to the free pool. However, when the pool
reaches more than 85% of its allocated capacity, garbage collection must speed up to move
valid data more aggressively to make space available sooner. This issue might lead to
increased latency because of increased CPU usage and load on the back-end. Therefore, it is
a best practice to manage storage provisioning to avoid such scenarios.

Note: If the usable capacity of a DRP exceeds more than 85%, I/O performance can be
affected. The system needs 15% of usable capacity that is available in DRPs to ensure that
capacity reclamation can be performed efficiently.

Users are encouraged to pay close attention to any GUI notifications and use best practices
for managing physical space. Use data reduction only at one layer (at the virtualization layer
or the back-end storage or drives) because no benefit is realized by compressing and
deduplicating the same data twice.

Because encrypted data cannot be compressed, data reduction must be done before the data
is encrypted. Correct sizing is important to get the best performance from data reduction;
therefore, use data reduction tools to evaluate system performance and space saving.

IBM Storage Virtualize systems use the following types of data reduction techniques:
 IBM FlashSystem that use FCM NVMe drives have built-in hardware compression.
 IBM FlashSystem that use industry-standard NVMe drives and SVC rely on the
IBM Storage Virtualize software and DRP pools to deliver data reduction.

For more information about DRPs, see Introduction and Implementation of Data Reduction
Pools and Deduplication, SG24-8430.

Compression
Starting with IBM Storage Virtualize 8.4, the integrated Comprestimator is always enabled
and running continuously, thus providing up-to-date compression estimation over the entire
cluster, both in the GUI and IBM Storage Insights. To display information for the
thin-provisioning and compression estimation analysis report for all volumes, run the
lsvdiskanalysis command.

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11.3.9 Health status during an upgrade

During the software upgrade process, alerts that indicate that the system is not healthy are
reported. These alerts are normal behavior because the IBM Storage Virtualize systems
node canisters go offline during this process; therefore, the system triggers these messages.

Normal behavior alerts for hardware, logical, and connectivity components during an upgrade
of IBM Storage Virtualize storage systems are as follows:
 Degraded Host Connectivity
 Degraded Array MDisks
 Degraded Volumes
 Degraded connectivity to the internal disks
 Degraded Control Enclosures
 Degraded Expansion Enclosures
 Degraded Drives
 Node offline
 FC Ports offline
 Serial-attached SCSI (SAS) Ports offline
 Enclosure Batteries offline
 Node added
 Node restarted
 Number of device logins reduced on IBM Storage Virtualize System (for example, when an
IBM Storage Virtualize system is updated, it is used as back-end storage for the SVC)

When you attempt to upgrade an IBM Storage Virtualize system, you also might receive a
message, such as an error occurred in verifying the signature of the update package. This
message does not mean that an issue exists in your system. Sometimes, this issue occurs
because not enough space is available on the system to copy the file, or the package is
incomplete or contains errors. In this case, open a Support Ticket with IBM Support and
follow their instructions.

11.3.10 Managing the physical capacity of overprovisioned storage controllers

Drives and back-end controllers exist that include built-in hardware compression and other
data reduction technologies that allow capacity to be provisioned over the available real
physical capacity. Different data sets lead to different capacity savings, and some data, such
as encrypted data or compressed data, does not compress. When the physical capacity
savings do not match the expected or provisioned capacity, the storage can run out of
physical space, which leads to a write-protected drive or array.

To avoid running out of space on the system, the usable capacity must be monitored carefully
by using the GUI of the IBM Storage Virtualize system. The IBM Storage Virtualize GUI is the
only capacity dashboard that shows the physical capacity.

Monitoring is especially important when migrating substantial amounts of data onto

IBM Storage Virtualize systems, which typically occur during the first part of the workload
lifecycle as data is on-boarded or initially populated into the storage system.

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IBM encourages users to configure Call Home on the IBM Storage Virtualize system. Call
Home monitors the physical free space on the system and automatically opens a service call
for systems that reach 99% of their usable capacity. IBM Storage Insights also can monitor
and report on any potential out-of-space conditions, and the new Advisor function warns
when the IBM Storage Virtualize system almost at full capacity. For more information, see
11.6.5, “IBM Storage Insights Advisor” on page 767.

When the IBM Storage Virtualize system pool reaches an out-of-space condition, the device
drops into a read-only state. An assessment of the data compression ratio (CR) and the
re-planned capacity estimation should be done to determine how much outstanding storage
demand might exist. This extra capacity must be prepared and presented to the host so that
recovery can begin.

The approaches that can be taken to reclaim space on the IBM Storage Virtualize system in
this scenario vary by the capabilities of the system, optional external back-end controllers, the
system configuration, and planned capacity overhead needs.

In general, the following options are available:

 Add capacity to the IBM Storage Virtualize system. Customers are encouraged to plan to
add capacity to the system when needed.
 Reserve space in the IBM Storage Virtualize system that makes it “seem” fuller than it
really is, and that you can free up in an emergency situation. IBM Storage Virtualize can
create a volume that is not compressed, deduplicated, or thin-provisioned (a fully allocated
volume). Create some of these volumes to reserve an amount of physical space, and give
them a descriptive name (for example, “emergency buffer space”). If you are reaching the
limits for physical capacity, you can delete one or more of these volumes to give yourself a
temporary reprieve.

Important: Running out of space can be a serious situation. Recovery can be

time-consuming. For this reason, it is imperative that suitable planning and monitoring be
done to avoid reaching this condition.

Next, we describe the process for recovering from an out-of-space condition.

Analyzing the situation

This stage of the recovery gathers the pertinent details of the state of the system to form the
recovery strategy.

Reclaiming and unlocking

After you assess and account for storage capacity, contact IBM Support, who can help unlock
the read-only mode and restore operations. The reclamation task can take a long time to run,
and larger flash arrays take longer to recover than smaller ones.

Freeing up space
You can reduce the amount of used space by using several methods, which are described in
the following sections.

Reclaiming space in a standard pool

To recover from out of space conditions on standard pools, complete the following steps:
1. Add storage to the system, if possible.
2. Migrate extents from the write-protected array to other non write-protected MDisks with
enough extents, such as an external back-end storage array.

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3. Migrate volumes with extents on the write-protected array to another pool. If possible,
moving volumes to another pool can free up space in the affected pool to allow for space
reclamation.
4. As this volume moves into the new pool, its previously occupied flash extents are freed (by
using SCSI unmap), which then provides more free space to the IBM FlashSystem
enclosure to be configured to a proper provisioning to support the CR.
5. Delete dispensable volumes to free up space. If possible, within the pool (MDisk group) on
the IBM Storage Virtualize system, delete unnecessary volumes. IBM Storage Virtualize
systems support SCSI unmap, so deleting volumes results in space reclamation benefits by
using this method.
6. Bring the volumes in the pool back online by using a Directed Maintenance Procedure.

Reclaiming space in a data reduction pool

If the out of space storage is in a DRP, contact IBM Support. Due to the basic organization of
a DRP, extent-level migrations are not possible. However, DRPs make full usage of the SCSI
unmap function, including a garbage-collection process that can be used to reclaim space.
Because of this capability, there are a few different methods that can be used to reclaim
space.

Note: Power off all hosts accessing the pool to avoid host writes from impacting the
success of the recovery plan.

For more information about the types of recovery for out of space situations, including
standard pools and DRPs, see Handling out of physical space conditions.

11.3.11 Replacing a failed flash drive

When IBM FlashSystem detects a failed FCM, NVMe drive, or storage-class memory (SCM)
drive, it automatically generates an error in the Events window. To replace the failed drive,
select Monitoring → Events, and then run the Fix Procedure for this event.

The Fix Procedure helps you to identify the enclosure and slot where the bad drive is located,
and guides you to the correct steps to follow to replace it.

When a flash drive fails, it is removed from the array, and the rebuild process to the available
rebuild areas starts. After the failed flash drive is replaced and the system detects the
replacement, it reconfigures the new drive, a copy-back starts, and the new drive is used to
fulfill the array membership goals of the system.

11.3.12 Recovering from common events

You can recover from several of the more common events that you might encounter by using
the Recommended Action feature. In all cases, you must read and understand the current
product limitations to verify the configuration and determine whether you must upgrade any
components or install the latest fixes.

To obtain support for any IBM product, see the IBM Support home page.

If the problem is caused by IBM Storage Virtualize and you cannot fix it by using the
Recommended Action feature or by examining the event log, collect the IBM Storage
Virtualize support package, as described in 11.2.1, “IBM Storage Virtualize systems data
collection” on page 710.

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11.4 Remote Support Assistance

Remote Support Assistance (RSA) enables IBM Support to access an IBM Storage Virtualize
systems device to perform troubleshooting and maintenance tasks. Support assistance can
be configured to support personnel work onsite only, or to access the system both onsite and
remotely. Both methods use secure connections to protect data in the communication
between support center and system. Also, you can audit all actions that support personnel
conduct on the system.

To set up the remote support options by using the GUI, select Settings → Support →
Support Assistance → Reconfigure Settings, as shown in Figure 11-11.

Figure 11-11 Remote Support options

You can use local support assistance if you have security restrictions that do not allow
support to connect remotely to your systems. With RSA, support personnel can work onsite
and remotely by using a secure connection from the support center.

They can perform troubleshooting, upload support packages, and download software to the
system with your permission. When you configure RSA in the GUI, local support assistance
also is enabled.

The following access types are in the RSA method:

 At any time
Support center can start remote support sessions at any time.
 By permission only
The support center can start a remote support session only if permitted by an
administrator. A time limit can be configured for the session.

Note: Systems that are purchased with a 3-year warranty include enterprise-class support
(ECS), and they are entitled to IBM Support by using RSA to quickly connect and diagnose
problems. However, IBM Support might choose to use this feature on non-ECS systems at
their discretion; therefore, we recommend configuring and testing the connection on all
systems.

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To configure RSA, the following prerequisites must be met:

 Cloud Call Home or a valid email server is configured. Cloud Call Home is used as the
primary method to transfer the token when you initiate a session, with email as a backup.
 A valid service IP address is configured on each node on the system.
 A DNS server must be configured on your system.
 You can configure your firewall to allow traffic to pass directly from the system or you can
route traffic through an HTTP proxy server within your environment.
 Uploading support packages and downloading software require direct connections to the
internet. A DNS server must be defined on your system for both of these functions to work.
 If the storage nodes are directly connected to the internet, request your network
administrator to allow connections to 170.225.126.11, 170.225.126.12, 170.225.127.11,
and 170.225.127.12 on port 22 or 443.
 IBM Storage Virtualize 8.4.2 and later allow RSA to be configured to use an HTTP proxy.
With the addition of HTTP proxy support in IBM Storage Virtualize<< version >>, remote
support proxy servers are no longer necessary. The dedicated proxy is still fully supported
for existing configurations and for customers that have it installed, but its usage is now
deprecated.

For more details see: Configuring support assistance.

11.5 Call Home Connect Cloud and Health Checker feature

Formerly known as Call Home Web, the new Call Home Connect Cloud is a cloud-based
version with improved features to view Call Home information on the web.

Call Home is available in several IBM systems, including IBM Storage Virtualize systems,
which allows them to automatically report problems and statuses to IBM.

In addition, Call Home Connect Cloud provides an app that is called Call Home Connect
Anywhere, a mobile version to monitor your systems from anywhere.

The IBM Call Home Connect Anywhere mobile app is available on iOS and Android, and it
provides a live view of your IBM assets, including cases, alerts, and support statuses. The
mobile app, which is available within the Apple App Store and the Google Play Store, is a
companion application to IBM Call Home Connect Cloud. If you do not already have assets
that are registered, you are directed to IBM Call Home Connect Cloud to register assets to be
viewed in the mobile app.

Call Home Connect Cloud provides the following information about IBM systems:
 Automated tickets
 Combined ticket view
 Warranty and contract status
 Health check alerts and recommendations
 System connectivity heartbeat
 Recommended software levels
 Inventory
 Security bulletins

IBM Call Home Connect Anywhere provides the following functions:

 An inventory-based user interface that provides a quick search of your assets.

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 Live updates for your assets, ensuring that you always see the latest data.
 Case summaries for cases with IBM Support.
 Proactive alerts when important conditions are detected for your assets.
 IBM Call Home status and the last contact for your assets.
 Detailed information on warranties, maintenance contracts, service levels, and end of
service information for each of your assets.
 Recommended software levels for each of your assets.

For more information about Call Home Connect Cloud (Call Home Web), see the IBM
Support website “Let’s troubleshoot”.

At the IBM Support website, select Monitoring → Hardware: Call Home Connect Cloud to
see Call Home Connect Cloud, as shown in Figure 11-12 on page 748.

Figure 11-12 Call Home Connect Cloud

Call Home Connect Cloud provides an enhanced live view of your assets, including the status
of cases, warranties, maintenance contracts, service levels, and end of service information.
Additionally, Call Home Connect Cloud offers links to other online tools (for example,
IBM Storage Insights) and security documents.

Call Home Connect Cloud provides software and firmware level recommendations for
IBM Storage and IBM Power products.

For Call Home Connect Cloud to analyze the data of IBM Storage Virtualize systems and
provide useful information about them, devices must be added to the tool. The machine type,
model, and serial number are required to register the product in Call Home Connect Cloud.
Also, it is required that the IBM Storage Virtualize system have Call Home and inventory
notification enabled and operational. Figure 11-13 shows the summary dashboard for all
assets that are configured in Call Home Connect Cloud.

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Figure 11-13 Asset summary dashboard

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Figure 11-14 shows a list of configured assets (some of the details, including the email-id, are
hidden).

Figure 11-14 List of configured assets

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Figure 11-15 shows the Call Home Connect Cloud details windows of an IBM Storage
Virtualize system.

Figure 11-15 Call Home Connect Cloud details window

For more information about how to set up and use Call Home Connect Cloud, see Introducing
Call Home Connect Cloud.

11.5.1 Health Checker

A new feature of Call Home Connect Cloud is the Health Checker, which is a tool that runs in
the IBM Cloud.

It analyzes Call Home and inventory data of systems that are registered in Call Home
Connect Cloud and validates their configuration. Then, it displays alerts and provides
recommendations in the Call Home Connect Cloud tool.

Note: Use Call Home Connect Cloud because it provides useful information about your
systems. The Health Checker feature helps you to monitor the system, and operatively
provides alerts and creates recommendations that are related to them.

Some of the functions of the IBM Call Home Connect Cloud and Health Checker were ported
to IBM Storage Insights, as described in 11.6, “IBM Storage Insights” on page 752.

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11.5.2 Configuring Call Home by using Ansible

Ansible Modules and Playbooks provide automation capabilities for configuring Call Home
and RSA on IBM Storage Virtualize systems. Automation software allows for the creation of
repeatable sets of instructions. It also reduces the need for human interaction with computer
systems. For more details see: Chapter 13.3, “Automation with Red Hat Ansible”, of
Implementation Guide for IBM Spectrum Virtualize Version 8.5, SG24-8520.

11.6 IBM Storage Insights

IBM Storage Insights is an important part of monitoring and ensuring continued availability of
IBM Storage Virtualize systems.

Available at no addition charge, cloud-based IBM Storage Insights provides a single

dashboard that gives you a clear view of all your IBM block storage. You can make better
decisions by seeing trends in performance and capacity. Storage health information enables
you to focus on areas that need attention.

In addition, when IBM Support is needed, IBM Storage Insights simplifies uploading logs,
speeds resolution with online configuration data, and provides an overview of open tickets all
in one place.

The following features are included:

 A unified view of IBM systems, which provides:
– A single window to see all your system’s characteristics.
– A list of all your IBM storage inventory.
– A live event feed so that you know, up to the second, what is going on with your
storage, which enables you to act fast.
 IBM Storage Insights collects telemetry data and Call Home data, and provides
up-to-the-second system reporting of capacity and performance.
 Overall storage monitoring:
– The overall health of the system.
– A configuration to see whether it meets the best practices.
– System resource management: Determine whether the system is being overly taxed,
and provide proactive recommendations to fix it.
 IBM Storage Insights provides advanced customer service with an event filter that enables
the following functions:
– The ability for you and IBM Support to view, open, and close support tickets, and track
trends.
– An auto log collection capability to enable you to collect logs and send them to IBM
before support starts looking into the problem. This feature can save as much as 50%
of the time to resolve the case.
 Virtual infrastructure monitoring:
– Monitoring of VMware hosts and virtual machines (VMs).
– Collect and view performance, capacity, configuration, and status metadata about the
VMware ESXi hosts and VMs in your environment.
 Monitoring IBM Safeguarded Copy helps to:

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– Understand how much of the capacity of the storage systems and pools is being
consumed by Safeguarded copies.
– Verify that the correct volumes are being protected.
– Generate reports to see how much of your capacity is protected.

In addition to the no additional charge IBM Storage Insights, you also can use IBM Storage
Insights Pro. This service is a subscription service that provides longer historical views of
data, offers more reporting and optimization options, and supports IBM file and block storage
with EMC VNX and VMAX.

Figure 11-16 shows a comparison of IBM Storage Insights and IBM Storage Insights Pro.

Figure 11-16 IBM Storage Insights versus IBM Storage Insights Pro

For more information regarding the features that are included in the available editions of
IBM Storage Insights, see IBM Storage Insights documentation.

IBM Storage Insights provides a lightweight data collector that is deployed on a

customer-supplied server. This server can be a Linux, Windows, or AIX server, or a guest in a
VM (for example, a VMware guest).

For more information about the supported operating systems for a data collector, see
the IBM Storage Insights online documentation at Managing data collectors.

The data collector streams performance, capacity, asset, and configuration metadata to your
IBM Cloud instance.

The metadata flows in one direction: from your data center to IBM Cloud over HTTPS. In the
IBM Cloud, your metadata is protected by physical, organizational, access, and security
controls. IBM Storage Insights is ISO/IEC 27001 Information Security Management certified.

To make your data collection services more robust, install two or more data collectors on
separate servers or VMs in each of your data centers.

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When you add storage devices, the data collectors that you deploy are tested to see whether
they can communicate with those devices. If multiple data collectors can communicate with a
device, then the data collector with the best response time collects the metadata. If the
collection of metadata is interrupted, the data collectors are tested again, and the data
collectors with the best response times take over.

Figure 11-17 shows an installation of multiple data collectors.

Figure 11-17 Illustration of multiple data collectors

Collected metadata
The following metadata about the configuration and operations of storage resources is
collected:
 Name, model, firmware, and type of storage system.
 Inventory and configuration metadata for the storage system’s resources, such as
volumes, pools, disks, and ports.
 Capacity values, such as capacity, unassigned space, used space, and the CR.
 Performance metrics, such as read/write data rates, I/O rates, and response times.

The application data that is stored on the storage systems cannot be accessed by the data
collector.

Accessing the metadata

Access to the metadata that is collected is restricted to the following users:
 The customer who owns the dashboard.
 The administrators who are authorized to access the dashboard, such as the customer’s
operations team.

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 The IBM Cloud team that is responsible for the day-to-day operation and maintenance of
IBM Cloud instances.
 IBM Support for investigating and closing service tickets.

11.6.1 IBM Storage Insights customer main dashboard

Figure 11-18 shows a view of the IBM Storage Insights main dashboard and the systems that
it is monitoring.

Figure 11-18 IBM Storage Insights main dashboard

11.6.2 Customized dashboards to monitor your storage

With the latest release of IBM Storage Insights, you can customize the dashboard to show
only a subset of the systems that are monitored. This feature is useful for customers that
might be cloud service providers (CSPs) and want only a specific user to see those machines
for which they are paying.

For more information about setting up the customized dashboard, see Creating customized
dashboards to monitor your storage.

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11.6.3 Creating a support ticket

The IBM Storage Insights dashboard GUI can be used to create a support ticket for any of the
systems that IBM Storage Insights reports about.

Complete the following steps:

1. In the IBM Storage Insights dashboard, choose the system for which you want to create
the ticket. Then, select Get Support (see Figure 11-19).

Figure 11-19 IBM Storage Insights Get Support option

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2. Select Create Ticket (see Figure 11-20). Several windows open in which you enter
information about the machine, a problem description, and the option to upload logs.

Figure 11-20 Create Ticket option

Note: The “Permission given” information box (see Figure 11-21 on page 758) is an
option that the customer must enable in the IBM Storage Virtualize systems GUI. For
more information, see 11.4, “Remote Support Assistance” on page 746.

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Figure 11-21 shows the ticket data collection that is done by the IBM Storage Insights
application.

Figure 11-21 Collecting ticket information

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As shown in Figure 11-22, you can add a problem description and attach other files to
support the ticket, such as error logs or window captures of error messages.

Figure 11-22 Adding a problem description and any other information

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3. You are prompted to set a severity level for the ticket, as shown in Figure 11-23. Severity
levels range from Severity 1 (for a system that is down or extreme business impact) to
Severity 4 (noncritical issue).

Figure 11-23 Setting the severity level

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4. The final summary window (see Figure 11-24) includes the option to add logs to the ticket.
When completed, click Create Ticket to create the support ticket and send it to IBM. The
ticket number is created by the IBM Support system and returned to your IBM Storage
Insights instance.

Figure 11-24 Final summary before ticket creation

5. Figure 11-25 shows how to view the summary of the open and closed ticket numbers for
the system that is selected by using the Action menu option.

Figure 11-25 Support ticket summary

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11.6.4 Updating a support ticket

After a support ticket is created, the IBM Storage Insights dashboard GUI can be used update
tickets.

Complete the following steps:

1. In IBM Storage Insights dashboard, select Update Ticket (see Figure 11-26).

Figure 11-26 IBM Storage Insights Update Ticket

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2. Enter the IBM Support case number, and then click Next (see Figure 11-27). The IBM
Support case number uses the following format:
TS000XXXXX
These details were supplied when you created the ticket or by IBM Support if the Problem
Management Record (PMR) was created by a problem Call Home event (assuming that
Call Home is enabled).

Figure 11-27 Entering the IBM Support or PMR case number

A window opens in which you can choose the log type to upload. The window and the
available options are shown in Figure 11-28 on page 764.
The following options are available:
– Type 1 - Standard logs.
For general problems, including simple hardware and simple performance problems.
– Type 2 - Standard logs and the most recent statesave log.
– Type 3 - Standard logs and the most recent statesave log from each node.
For 1195 and 1196 node errors and 2030 software restart errors.
– Type 4 - Standard logs and new statesave logs.
For complex performance problems, and problems with interoperability of hosts or
storage systems, compressed volumes, and remote copy operations, including 1920
errors.

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You can allow IBM Support to collect and upload packages from your storage systems
without requiring permission from your organization. If you grant this permission, it can
help IBM Support resolve your support tickets faster.
If IBM Support does not have that permission, a notification appears within the window.

Figure 11-28 Log type selection

If you are unsure about which log type to upload, contact IBM Support for guidance. The
most common type to use is type 1, which is the default type. The other types are more
detailed logs and for issues in order of complexity.

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3. After the type of log is selected, click Next. The log collection starts. When completed, the
log completion window is displayed, as shown in Figure 11-29.

Figure 11-29 Collecting new logs

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4. After clicking Next, it is possible to provide more information in a text field, or upload more
files, as shown in Figure 11-30.

Figure 11-30 Add a note or attachment

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5. By clicking Next, the update of the support ticket is completed, as shown in Figure 11-31.

Figure 11-31 Update of the support ticket is complete

11.6.5 IBM Storage Insights Advisor

IBM Storage Insights continually evolves, and its latest addition is a new option from the
action menu that is called Advisor.

IBM Storage Insights analyzes your device data to identify violations of best practice
guidelines and other risks, and to provide recommendations about how to address these
potential problems.

To view these recommendations, select Insights → Advisor. To see more information about
a recommendation or to acknowledge it, double-click the recommendation.

All advice that is categorized as Error, Warning, Informational, or Acknowledged is shown for
all attached storage within a table. Using a filter, it is possible, for example, to display only
advisories for a specific IBM Storage Virtualize system.

Figure 11-32 on page 768 shows the initial IBM Storage Insights Advisor menu.

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Figure 11-32 IBM Storage Insights Advisor menu

Figure 11-33 shows an example of the detailed IBM Storage Insights Advisor
recommendations.

Figure 11-33 Advisor detailed summary of recommendations

As shown in Figure 11-33, the details of a Running out of space recommendation is shown
the Advisor page. In this scenario, the user clicked the Warning tag to focus only on the
recommendations that feature a severity of Warning.

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For more information about setting and configuring the Advisor options, see Monitoring
recommended actions in teh Advisor.

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 A

Appendix A. IBM i considerations

The IBM Storage Virtualize family of block storage systems, including IBM SAN Volume
Controller (SVC), IBM FlashSystem 5000 series, IBM FlashSystem 7200 and 7300, and
IBM FlashSystem 9200, 9200R, 9500, and 9500R, provides a broad range of flexible and
scalable storage area network (SAN) storage solutions.

These solutions can meet demands of IBM i customers for entry to high-end storage
infrastructure solutions.

All family members that are based on IBM Storage Virtualize software use a common
management interface. They also provide a comprehensive set of advanced functions and
technologies, such as advanced Copy Services functions, encryption, compression, storage
tiering, Non-Volatile Memory Express (NVMe) flash, storage-class memory (SCM) devices,
and external storage virtualization. Many of these advanced functions and technologies also
are of interest to IBM i customers who are looking for a flexible, high-performing, and highly
available (HA) SAN storage solution.

This appendix provides important considerations and guidelines for successfully

implementing the IBM Storage Virtualize family and its advanced functions with IBM i.

Unless otherwise stated, the considerations also apply to previous generations of products,
such as the IBM Storwize family, the IBM FlashSystem 9100 series, and IBM FlashSystem
V9000.

Note: For the most recent IBM i functional enhancements, see IBM i Functional
Enhancements Summary.

This appendix includes the following topics:

 “IBM i Storage management” on page 773
 “Single-level storage” on page 774
 “IBM i response time” on page 776
 “Planning for IBM i storage capacity” on page 780
 “Storage connection to IBM i” on page 781
 “Setting attributes in VIOS” on page 785
 “Disk drives for IBM i” on page 787

© Copyright IBM Corp. 2023. All rights reserved. 771

  “Defining LUNs for IBM i” on page 789
 “Data layout” on page 791
 “Fibre Channel adapters in IBM i and VIOS” on page 792
 “Zoning SAN switches” on page 792
 “IBM i multipath” on page 793
 “Booting from SAN” on page 794
 “IBM i mirroring” on page 794
 “Copy Services considerations” on page 794
 “SAN Volume Controller stretched cluster” on page 803
 “Db2 mirroring for IBM i” on page 807

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IBM i Storage management
Because of the unique IBM i storage architecture, special considerations for planning and
implementing a SAN storage solution are required (also with IBM Storage Virtualize-based
storage). This section describes how IBM i storage management manages its available disk
storage.

Many host systems require the user to take responsibility for how information is stored and
retrieved from the disk units. An administrator also must manage the environment to balance
disk usage, enable disk protection, and maintain balanced data to be spread for optimum
performance.

The IBM i architecture is different in the way that the system takes over many of the storage
management functions, which are the responsibility of a system administrator on other
platforms.

IBM i, with its Technology Independent Machine Interface (TIMI), largely abstracts the
underlying hardware layer from the IBM i operating system and its users and manages its
system and user data in IBM i disk pools, which are also called auxiliary storage pools
(ASPs).

When you create a file, you do not assign it to a storage location. Instead, the IBM i system
places the file in the location that ensures the best performance from an IBM i perspective
(see Figure A-1).

Figure A-1 IBM i storage management spreads objects across logical unit numbers

Note: When a program presents instructions to the machine interface for execution, the
interface appears to the program as the system hardware, but it is not. The instructions that
are presented to TIMI pass through a layer of microcode before they are understood by the
hardware. Therefore, TIMI and System Licensed Internal Code (SLIC) allow IBM Power
with IBM i to take technology in stride.

Appendix A. IBM i considerations 773

 As a component of the IBM i SLIC, IBM i storage management normally spreads the data in
the file across multiple disk units (logical unit numbers (LUNs) when external storage is used).
When you add records to the file, the system automatically assigns more space on one or
more disk units or LUNs.

Single-level storage
IBM i uses a single-level storage, object-orientated architecture. It sees all disk space and the
main memory or main storage as one address space. It also uses the same set of virtual
addresses to cover main memory and disk space. Paging the objects in this virtual address
space is performed in 4 KB pages, as shown in Figure A-2. After a page is written to disk, it is
stored with metadata, including its unique virtual address. For this purpose, IBM i originally
used a proprietary 520 bytes per sector disk format.

Figure A-2 Virtual address space

Note: The system storage that is conformed with main storage or main memory and
auxiliary storage is addressed in the same way. This single, device-independent
addressing mechanism means that objects are referred to by name or name and library,
and never by disk location. The virtual addressing of IBM i is independent of the physical
location of the object, type, capacity, and the number of disks units or LUNs on the system.

The IBM i disk storage space is managed by using ASPs. Each IBM i system has a system
ASP (ASP 1), which includes the load source (also known as boot volume on other systems)
as disk unit 1, and optional user ASPs (ASPs 2 - 33). The system ASP and the user ASPs are
designated as SYSBAS, and they constitute the system database.

The single-level storage with its unique virtual addresses also implies that the disk storage
that is configured in SYSBAS of an IBM i system must be available in its entirety for the
system to remain operational. It cannot be shared for simultaneous access by other IBM i
systems.

To allow for sharing of IBM i disk storage space between multiple IBM i systems in a cluster,
switchable independent auxiliary storage pools (IASPs) can be configured. The IBM i ASPs'
architecture is shown in Figure A-3.

774 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 The system database is referred
to as SYSBAS

System ASP

Basic 2-32 Independent ASP 33-255

Pool groups for multiple databases

User
Defined
File
System
Primary Primary Primary
(UDFS)

Secondary Secondary

Secondary

Figure A-3 IBM i auxiliary storage pools architecture

Single-level storage makes main memory work as a large cache. Reads are done from pages
in main memory, and requests to disk are done only when the needed page is not there yet.

Writes are done to main memory or main storage, and write operations to disk are performed
as a result of swap, file close, or forced write. Application response time depends on disk
response time and many other factors.

Appendix A. IBM i considerations 775

 Other storage-related factors include the IBM i storage pool configuration for the application,
how frequently the application closes files, and whether it uses journaling. An example is
shown in Figure A-4.

Figure A-4 TIMI atomicity

Note: In Figure A-4, the ASP is conformed by assigned LUNs from IBM Storage Virtualize
to the IBM i system. It shows an application request and update to a database record.
Throughout the time that the TIMI task is in progress, an interaction above TIMI can occur.
This interaction does not continue until the TIMI task concludes.

IBM i response time

IBM i customers often are concerned about the following types of performance:
 Application response time: The response time of an application transaction. This time
often is critical for the customer.
 Duration of batch jobs: Batch jobs often are run during the night or other off-peak periods.
The duration of a batch job is critical for the customer because it must be finished before
regular daily transactions start.
 Disk response time: Disk response time is the time that is needed for a disk I/O operation
to complete. It includes the service time for I/O processing and the wait time for potential
I/O queuing on the IBM i host.
Disk response time can influence application response time and the duration of a batch
job. Because the performance of the disk subsystem affects overall system performance,
this issue is described in “Disk performance considerations” on page 777.

776 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Disk performance considerations
Disk subsystem performance affects overall IBM i system performance, especially in a
commercial data processing environment where a large volume of data often must be
processed. Disk drives or the LUNs’ response times contribute to a major portion of the
overall response time (online transaction processing (OLTP)) or run time (batch).

Also, disk subsystem performance is affected by the type of protection (redundant array of
independent disks (RAID), distributed RAID (DRAID), or mirroring).

The amount of free space (GB) on the drives and the extent of fragmentation also has an
effect. The reason is the need to find suitable contiguous space on the disks to create objects
or extend objects. Disk space often is allocated in extents of 32 KB. If a 32 KB contiguous
extent is not available, two extents of 16 KB are used.

The following disk performance considerations are described in the following sections:
 Disk I/O requests
 Disk subsystems
 Disk operation
 Asynchronous I/O wait
 Disk protection
 Logical database I/O versus physical disk I/O

Disk I/O requests

Many disk requests often occur if a request for information cannot be satisfied by what is in
memory. Requests to bring information into memory also result in disk I/O. Memory pages
also can be purged periodically, which results in disk I/O activity.

Note: The Set Object Access (SETOBJACC) command on IBM i temporarily changes the
speed of access to an object by bringing the object into a main storage pool or purging it
from all main storage pools. An object can be kept in main storage by selecting a pool for
the object that has available space and does not have jobs that are associated with it.

For more information, see this IBM Documentation web page.

Appendix A. IBM i considerations 777

 Disk subsystems
Typically, an external disk subsystem (storage system) connects a server through a SAN, as
shown in Figure A-5.

Figure A-5 Disk subsystem

An information request (data or instructions) from the CPU that is based on user interactions
is submitted to the disk subsystem if it cannot be satisfied from the contents of main memory.
If the request can be satisfied from the disk subsystem cache, it responds or forwards the
request to the disk drives or LUNs.

Similarly, a write request is retained in memory unless the operating system determines that it
must be written to the disk subsystem. Then, the operating system attempts to satisfy the
request by writing to the controller cache.

Note: The QAPMDISKRB from the collections services data files in IBM i includes disk file
response bucket entries. It also contains one record for each device resource name. It is
intended to be used with the QAPMDISK file.

For more information, see this IBM Documentation web page.

Disk operation
On IBM i, physical disk I/O requests are categorized as database (physical or logical files) or
non-database I/Os, as shown in Figure A-6.

Figure A-6 Disk I/O on IBM i

778 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
The time that is taken to respond to synchronous disk I/Os contributes to the OLTP response
time or batch run time. With asynchronous I/O, the progress of a request does not wait for the
completion of I/O.

Often, write requests are asynchronous, including journal deposits with commitment control.
However, the writes become synchronous if journaling is active without commitment control.

Asynchronous I/O wait

On IBM i, jobs might have to wait at times for asynchronous I/O requests to complete. The job
issues a request but requires the data sooner than it can be made available by the disk
subsystem. When a job waits for asynchronous I/O requests to complete, the I/O portion of
the operation becomes synchronous. The time is recorded as asynchronous disk I/O wait in
the QAPMJOBL file.

JBWIO is the number of times that the process waited for outstanding asynchronous I/O
operations to complete. For more information, see this IBM Documentation web page.

This issue might be caused by faster processors that are running with relatively poor disk
subsystems performance. Disk subsystem performance can be affected by busy or slow disks
or small I/O cache.

Disk protection
For more information about external storage considerations for setting up your RAID
protection, see Chapter 4, “Storage pools” on page 241.

Note: If you need high I/O performance on your IBM i workload, an option is to create a
DRAID 1 on your supported storage system, such as IBM FlashSystem 7200 or 9200 with
IBM Storage Virtualize 8.4 or later. In this configuration, the rebuild area is distributed over
all member drives. The minimum extent size for this type of DRAID is 1024 MB.

Logical database I/O versus physical disk I/O

Information in partition buffer memory is available for use by any job or thread. Commonly,
information is available in the partition buffer as a block of data rather than individual records.
Data in a job buffer is available for use by the job only.

When an application program requests data, storage management checks whether the data
is available in memory. If so, the data is moved to the open data path in the job buffer. If the
data is not in memory, the request is submitted to the disk subsystem as a read command.

In that context, logical database I/O information is moved between the open data path of the
user program and the partition buffer. This information is a count of the number of buffer
movements, and not a reflection of the records that are processed.

For more information, see the following web pages:

 Sharing an Open Data Path
 Monitoring the metrics

Physical disk I/O occurs when information is read or written as a block of data to or from the
disk. It involves the movement of data between the disk and the partition buffer in memory.
For more information, see IBM i 7.5: Performance.

Appendix A. IBM i considerations 779

Planning for IBM i storage capacity
To correctly plan the storage capacity that is provided by IBM Storage Virtualize family
systems for IBM i, you must be aware of IBM i block translation for external storage that is
formatted in 512-byte blocks. IBM i internal disks use a block size of 520 or 4160 bytes.

IBM Storage Virtualize storage for hosts is formatted with a block size of 512 bytes; therefore,
a translation or mapping is required to attach it to IBM i. IBM i changes the data layout to
support 512-byte blocks (sectors) in external storage by using an extra ninth sector to store
the headers for every page.

The eight 8-byte headers from each 520-byte sectors of a page are stored in the ninth sector,
which is different than 520-byte sector storage where the 8 bytes are stored continuous with
the 512 bytes of data to form the 520-byte sector.

The data that was stored in eight sectors is now stored by using nine sectors, so the required
disk capacity on IBM Storage Virtualize based systems is 8/9ths of the IBM i usable capacity.
Similarly, the usable capacity in IBM i is 8/9ths of the allocated capacity in these storage
systems.

When attaching IBM Storage Virtualize family storage to IBM i, plan for extra capacity on the
storage system so that the 8/9ths of the effective storage capacity that is available to IBM i
covers the capacity requirements for the IBM i workload.

The performance impact of block translation in IBM i is small or negligible.

Figure A-7 shows the byte sectors for IBM i.

Figure A-7 IBM i with different sector sizes

780 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Storage connection to IBM i
IBM Storage Virtualize storage can be attached to IBM i in the following ways:
 Native connection without using the IBM PowerVM® Virtual I/O Server (VIOS)
 Connection with VIOS in N_Port ID Virtualization (NPIV) mode
 Connection with VIOS in virtual Small Computer System Interface (SCSI) mode

The decision for IBM i native storage attachment or VIOS attachment is based on the
customer’s requirements. Native attachment has its strength in terms of simplicity, and it can
be a preferred option for static and smaller IBM i environments with only a few partitions. It
does not require extra administration and configuration of a VIOS environment. However, it
also provides the least flexibility and cannot be used with PowerVM advanced functions, such
as Live Partition Mobility (LPM) or remote restart.

Table A-1 lists the key criteria to help you with the decision of selecting an IBM i storage
attachment method.

Table A-1 Comparing IBM i native and Virtual I/O Server attachment
Criteria Native attachment VIOS attachment

Simplicity (configuration, maintenance, and  More complex

failure analysis)

Performance  
(with NPIV)

Consolidation (storage and network adapters) More limited 

PowerVM advanced functions (partition Not available 

mobility, suspend and resume, remote restart,
and private cloud deployment)

Hardware support (storage and network More limited 

adapters, and entry level servers)

The next sections describe the guidelines and best practices for each type of connection.

Note: For more information about the current requirements, see the following web pages:
 IBM System Storage Interoperation Center (SSIC)
 IBM i POWER External Storage Support Matrix Summary

Native attachment
Refer to SSIC for the native connection support for IBM i with IBM Storage Virtualize storage.
This website provides the most current information for the supported versions.

Native connection with SAN switches can be done by using the following adapters:
 32 Gb PCIe3 2-port Fibre Channel (FC) adapters (Feature Code #EN1A or #EN1B
(IBM POWER9™ processor-based servers only))
 16 Gb PCIe3 4-port FC adapters (Feature Code #EN1C or #EN1D (POWER9
processor-based servers only))
 16 Gb PCIe3 2-port FC adapters (Feature Code #EN0A or #EN0B)

Appendix A. IBM i considerations 781

  8-Gb Peripheral Component Interconnect Express (PCIe) 2-port FC adapters
(Feature Code #5735 or #5273)
 4-Gb PCIe 2-port FC adapters (Feature Code #5774 or #5276)

Direct native connection without SAN switches can be done by using the following adapters:
 16-Gb adapters in IBM i connected to 16-Gb adapters in IBM Storage Virtualize 7.5 or
later based storage with non-NPIV target ports
 4-Gb FC adapters in IBM i connected to 8-Gb adapters in IBM Storage Virtualize based
storage with non-NPIV target ports

For resiliency and performance reasons, connect IBM Storage Virtualize storage to IBM i with
multipathing that uses two or more FC adapters. Consider the following points:
 You can define a maximum of 127 LUNs (up to 127 active + 127 passive paths) to a 16- or
32-Gb port in IBM i with IBM i 7.2 TR7 or later, and with IBM i 7.3 TR3 or later.
 You can define a maximum of 64 LUNs (up to 64 active + 64 passive paths) to a 16- or
32-Gb port with IBM i release and TR lower than IBM i 7.2 TR7 and IBM i 7.3 TR3.
 You can define a maximum of 64 LUNs (up to 64 active + 64 passive paths) to a 4- or 8-Gb
port, regardless of the IBM i level.

The LUNs report in IBM i as disk units with type 2145.

IBM i enables SCSI command tag queuing in the LUNs from natively connected
IBM Storage Virtualize storage. The IBM i queue depth per LUN and path with this type of
connection is 16.

VIOS attachment
The following FC adapters are supported for VIOS attachment of IBM i to IBM Storage
Virtualize storage:
 32 Gb PCIe3 2-port FC adapter (Feature Code #EN1A or #EN1B (POWER9
processor-based servers only))
 16 Gb PCIe3 4-port FC adapter (Feature Code #EN1C or #EN1D (POWER9
processor-based servers only))
 16 Gb PCIe3 2-port FC adapter (Feature Code #EN0A or #EN0B)
 8-Gb PCIe 2-port FC adapter (Feature Code #5735 or #5273)
 8 Gb PCIe2 2-port FC adapter (Feature Code #EN0G or #EN0F)
 8 Gb PCIe2 4-port FC adapter (Feature Code #5729)
 8 Gb PCIe2 4-port FC adapter (Feature Code #EN12 or #EN0Y)

Important: For more information about the current requirements, see the following web
pages:
 IBM System Storage Interoperation Center (SSIC)
 IBM i POWER External Storage Support Matrix Summary

Connecting with VIOS NPIV

IBM i storage attachment support that uses PowerVM VIOS NPIV was introduced with
POWER6 technology. With NPIV, volumes (LUNs) from the IBM Storage Virtualize storage

782 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
system are directly mapped to the IBM i server. VIOS does not see NPIV-connected LUNs;
instead, it is an FC pass-through.

The storage LUNs are presented to IBM i with their native device type of 2145 for
IBM Storage Virtualize based storage. NPIV attachment requires 8 Gb or later generation FC
adapter technology, and SAN switches that must be NPIV-enabled (see Figure A-8).

IBM Storage Virtualize storage

Figure A-8 IBM i SAN access by using NPIV

Redundant VIOS with NPIV

For resiliency and performance reasons, connect IBM Storage Virtualize storage to IBM i by
using multipathing across two or more VIOS servers.

Observe the following rules for mapping IBM i server virtual FC (vFC) client adapters to the
physical FC ports in VIOS when implementing an NPIV connection:
 Up to 64 vFC adapters can be mapped to the same physical FC adapter port in VIOS.
With VIOS 3.1 and later, this limit was increased to support mapping of up to 255 vFC
adapters to a 32-Gb physical FC adapter port.
 Mapping of more than one NPIV client vFC adapter from the same IBM i system to a VIOS
physical FC adapter port is supported since IBM i 7.2 TR7 and i 7.3 TR3. However, when
PowerVM partition mobility is used, only a single vFC adapter can be mapped from the
same IBM i system to a VIOS physical FC adapter port.
 The same port can be used in VIOS for NPIV mapping and connecting with VIOS virtual
Small Computer System Interface (VSCSI).
 If PowerHA solutions with IBM i IASPs are implemented, different vFC adapters must be
used for attaching the IASP LUNs, and an adapter is not shared between SYSBAS and
IASP LUNs.

A maximum of 127 LUNs (up to 127 active + 127 passive paths) can be configured to a vFC
adapter with IBM i 7.2 TR7 or later, and with IBM i 7.3 TR3 or later.

A maximum of 64 LUNs (up to 64 active + 64 passive paths) can be configured to a vFC

adapter with IBM i release and TR earlier than i 7.2 TR7 and i 7.3 TR3.

IBM i enables SCSI command tag queuing for LUNs from a VIOS NPIV that is connected to
IBM Storage Virtualize storage. The IBM i queue depth per LUN and path with this type of
connection is 16.

Appendix A. IBM i considerations 783

 Note: If you encounter issues with NPIV or vFC of IBM i that is attached to
IBM Storage Virtualize, such as missing paths and missing disk units, consider the
following best practices:
 For System Snapshot (SYSSNAP), be sure to include Licensed Internal Code (LIC)
logs, history log message queue (QHST), and product activity logs (PALs). Change the
date range to include the date range of the problem. For more information, see this IBM
Support web page.
 VIOS snapshots can be collected from the VIOS partitions as part of the SYSSNAP or
separately. For more information, see this IBM Support web page.
 Collect switch logs as close as possible to the time of the problem.
 Collect the applicable state snapshot from IBM Storage Virtualize at the time that the
problem is occurring. This information is needed by the storage support team.

NPIV acceleration
VIOS 3.1.2 or later strengthened FC NPIV to provide multiqueue support. This enhanced
performance, including more throughput, reduced latency, and higher input/output operations
per second (IOPS), spreads the I/O workload across multiple work queues.

The following FC adapter feature codes are supported:

 32 Gb PCIe3 2-port FC adapters (Feature Code #EN1A or #EN1B (POWER9
processor-based servers only))
 16 Gb PCIe3 4-port FC adapters (Feature Code #EN1C or #EN1D (POWER9
processor-based servers only))
 16 Gb PCIe3 2-port FC adapters (Feature Code #EN2A or #EN2B)

Note: NPIV acceleration is supported by IBM i 7.2 or later, and by IBM POWER9 firmware
940 or later.

Connecting with VIOS VSCSI

IBM i storage attachment by using the PowerVM VIOS connection that uses VSCSI was
introduced with IBM POWER6 technology.

When deciding on an PowerVM VIOS storage attachment for IBM i, NPIV attachment is often
preferred over VSCSI attachment for the following reasons:
 With VSCSI, an emulation of generic SCSI devices is performed by VIOS for its client
partitions, such as IBM i, which requires extra processing and adds a small delay to I/O
response times.
 VSCSI provides much lower scalability in terms of the maximum supported LUNs per
virtual adapter than NPIV. It also requires more storage management, such as multipath
configuration and customization at the VIOS layer, which adds complexity.
 Because of the VSCSI emulation unique device characteristics of the storage device, such
as device type (or in the case of tape devices, media type) and other device attributes are
no longer presented to the IBM i client.
 VSCSI attachment is not supported for PowerHA LUN-level switching technology, which is
required for IASP HyperSwap solutions with IBM Storage Virtualize.

Similar considerations for NPIV apply regarding the usage of IBM i multipathing across two or
more VIOS to improve resiliency and performance. However, because with VSCSI
multipathing also is implemented at the VIOS layer, the following considerations apply:

784 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
  IBM i multipathing is performed with two or more VSCSI client adapters, each of them
assigned to a VSCSI server adapter in a different VIOS. With VSCSI, volumes (LUNs)
from the IBM Storage Virtualize system are not mapped directly to an IBM i host, but to the
two or more VIOS servers. These LUNs, which are detected as hard disk drives (HDDs)
on each VIOS, must be mapped as a virtual target device to the relevant VSCSI server
adapters to be used by the IBM i client.
 In addition to IBM i multipathing across multiple VIOS servers, with VSCSI, multipathing is
implemented at the VIOS server layer to provide further I/O parallelism and resiliency by
using multiple physical FC adapters and SAN fabric paths from each VIOS server to its
storage.
 The IBM recommended multipath driver for IBM Storage Virtualize based storage running
microcode 7.6.1 or later is the VIOS built-in AIX Path Control Module (AIXPCM) multipath
driver, which replaces the previously recommended Subsystem Device Driver Path
Control Module (SDDPCM) multipath driver.
For more information, see this IBM Support web page.

Up to 4095 LUNs can be connected per target, and up to 510 targets per port in a physical
adapter in VIOS. With IBM i 7.2 and later, a maximum of 32 disk LUNs can be attached to a
VSCSI adapter in IBM i.

With IBM i releases before 7.2, a maximum of 16 disk LUNs can be attached to a VSCSI
adapter in IBM i. The LUNs are reported in IBM i as generic SCSI disk units of type 6B22.

IBM i enables SCSI command tag queuing in the LUNs from a VIOS VSCSI adapter that is
connected to IBM Storage Virtualize storage. A LUN with this type of connection features a
queue depth of 32.

Setting attributes in VIOS

This section describes the values of specific device attributes in VIOS, which must be
configured for resiliency and performance.

FC adapter attributes
With a VIOS VSCSI connection or NPIV connection, use the VIOS chdev command to specify
the following attributes for each SCSI I/O Controller Protocol Device (fscsi) device that
connects an IBM Storage Virtualize storage LUN to IBM i:
 The attribute fc_err_recov should be set to fast_fail.
 The attribute dyntrk should be set to yes.

The specified values for the two attributes specify how the VIOS FC adapter driver or VIOS
disk driver handle specific types of fabric-related failures and dynamic configuration changes.
Without setting these values for the two attributes, the way these events are handled is
different, which causes unnecessary retries or manual actions.

Note: These attributes also are set to the recommended values when applying the default
rules set that is available with VIOS 2.2.4.x or later.

Appendix A. IBM i considerations 785

Disk device attributes
With a VIOS VSCSI connection, use the VIOS chdev command to specify the following
attributes for each hdisk device that represents an IBM Storage Virtualize storage LUN that is
connected to IBM i:
 If IBM i multipathing across two or more VIOS servers is used, the attribute
reserve_policy is set to no_reserve.
 The attribute queue_depth is set to 32.
 The attribute algorithm is set to shortest_queue.

Consider the following points:

 To prevent SCSI reservations on the hdisk device, reserve_policy must be set to
no_reserve in each VIOS if multipathing with two or more VIOSs is implemented.
 Set queue_depth to 32 for performance reasons. Setting this value ensures that the
maximum number of I/O requests that can be outstanding on an HDD in the VIOS at a
time matches the maximum number of 32 I/O operations that IBM i operating system
allows at a time to one VIOS VSCSI-connected LUN.
 Set algorithm to shortest_queue for performance reasons. Setting this value allows the
AIXPCM driver in VIOS to use dynamic load-balancing instead of the default path failover
algorithm for distributing the I/O across the available paths to IBM Storage Virtualize
storage.
 Setting a physical volume identifier (PVID) for HHD devices that are used for VSCSI
attachment of IBM i client partitions is not recommended because it makes those devices
ineligible for a possible later migration to NPIV or native attachment.

Important: While working with SCSI and NPIV, you cannot use both for the paths to the
same LUN. However, VIOS supports NPIV and SCSI concomitantly, that is, some LUNs
can be attached to the virtual worldwide port names (WWPNs) of the NPIV FC adapter. At
the same time, the VIOS also can provide access to LUNs that are mapped to virtual target
devices and exported as VSCSI devices.

One or more VIOSs can provide the pass-through function for NPIV. Also, one or more
VIOSs can host VSCSI storage. Therefore, the physical Host Bus Adapter (HBA) in the
VIOS supports NPIV and VSCSI traffic.

Guidelines for Virtual I/O Server resources

Be aware of the memory requirements of the hypervisor when determining the overall
memory of the system. Above and beyond the wanted memory for each partition, you must
add memory for virtual resources (VSCSI and vFC) and hardware page tables to support the
maximum memory value for each partition.

A best practice is to use the IBM Workload Estimator tool to estimate the needed VIOS
resources. However, as a starting point in context of CPU and memory for VIOS, see this IBM
Support web page.

786 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Disk drives for IBM i
This section describes how to implement internal disk drives in IBM Storage Virtualize
storage or externally virtualized back-end storage for an IBM i host. These suggestions are
based on the characteristics of a typical IBM i workload, such as a relatively high write ratio, a
relatively high-access density, and a small degree of I/O skew because of the spreading of
data by IBM i storage management.

Considering these characteristics and typical IBM i customer expectations for low I/O
response times, we expect that many SAN storage configurations for IBM i will be based on
an all-flash storage configuration.

If for less demanding workloads or for commercial reasons a multitier storage configuration
that uses enterprise class (tier0_flash) and high-capacity (tier1_flash) flash drives or even
enterprise HDDs (tier2_HDD) is preferred, ensure that a sufficiently large part of disk capacity
is on flash drives. As a rule, for a multitier configuration with the typically low IBM i I/O skew, at
least 20% of IBM i capacity should be based on the higher tier flash storage technology.

Even if specific parts of IBM i capacity are on flash drives, it is important that you provide
enough HDDs with high rotation speed for a hybrid configuration with flash drives and HDDs.
Preferably, use 15 K RPM HDDs of 300 GB or 600 GB capacity, along with flash technology.

IBM i transaction workload often achieves the best performance when disk capacity is used
entirely from enterprise class flash (tier0_flash) storage.

The usage of a multitier storage configuration by IBM Storage Virtualize storage is achieved
by using Easy Tier. For more information, see Implementing the IBM FlashSystem with IBM
Spectrum Virtualize Version 8.4.2, SG24-8506.

Even if you do not plan to use a multitier storage configuration or currently have no multitier
storage configuration that is installed, you can still use Easy Tier for intra-tier rebalancing. You
also can evaluate your workload with its I/O skew, which provides information about the
benefit that you might gain by adding flash technology in the future.

Compression considerations
If compression is wanted, the preferred choice for using compression at the IBM Storage
Virtualize storage system layer for a performance-critical IBM i workload is by using
IBM FlashCore Module (FCM) hardware compression technology at the disk drive level within
IBM Storage Virtualize standard pools or data reduction pools (DRPs) with fully allocated
volumes. These configuration options do not affect performance compared to other
compression technologies, such as DRP compressed volumes or IBM Real-time
Compression (RtC) at the storage subsystem level.

Appendix A. IBM i considerations 787

 Important: Data reduction or deduplication can be used with IBM i, which affects
performance positively.

Nevertheless, the performance is tremendously affected and different whenever something

is touched, such as 30 minutes taking 3 - 18 hours. The data is affected whenever
something is created, changed, or used. The integrity of the objects is maintained.

However, if a physical page on disk is corrupted, potentially hundreds or thousands of

objects become corrupted instead of only one. Another consideration is the amount of
wear that occurs on the drives from so much read/write activity.

If you plan to use deduplication for archival or test purposes, deduplication might be a
viable solution for saving huge amounts of storage. If the deduplication solution is planned
for a production or development environment, we recommend that you test it thoroughly
before committing.

Storage sizing and performance modeling

IBM provides tools, such as IBM Storage Modeller (StorM) and IntelliMagic Disk Magic for
IBM representatives and IBM Business Partners, which are recommended to be used for
performance modelling and sizing before implementing an IBM Storage Virtualize storage
configuration for IBM i. These tools allow the user to enter the performance data of the current
IBM i workload manually or by using file import from IBM i (5770-PT1 reports or PDI data) or
from IBM Spectrum Control performance data. Enter the current storage configuration and
model the wanted configuration.

When modeling Easy Tier, specify the lowest skew level for IBM i workload or import an I/O
skew curve from available Easy Tier reports. The steps that are taken for sizing and modeling
IBM i are shown in Figure A-9.

Figure A-9 Sizing and modeling for IBM i by using Disk Magic

788 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 The modeling helps to ensure an adequate solution sizing by providing predictions for the
modeled IBM Storage Virtualize storage resource usage, the predicted disk response time for
IBM i, and the usage and response times of workload growth.

Note: Contact your IBM representative or IBM Business Partner to discuss a performance
modeling and sizing for a planned IBM Storage Virtualize storage solution for IBM i.

IBM i unmap support

To better use IBM Storage Virtualize storage flash technology with efficient storage space
allocation and deallocation, IBM i supports storage system unmap capabilities by using
corresponding host unmap functions.

Initially, IBM i unmap support that was implemented by using the SCSI Write Same command
was introduced with IBM i 7.2 TR8 and IBM i 7.3 TR4 for LUN initialization only, that is, for the
Add Disk Units to ASP function.

With IBM i 7.3 TR9 and IBM i 7.3 TR5, runtime support was added, which also supports
synchronous unmap for scenarios, such as object deletion and journal clearance. The
runtime unmap algorithm was further enhanced supported by IBM i 7.3 TR7 and IBM i 7.4
TR1, which implements an asynchronous periodic free-space cleaning.

IBM Storage Virtualize 8.1.1 and later storage systems can use the unmap function to
efficiently deallocate space, such as for volume deletion, on their back-end storage by
sending SCSI unmap commands to specific supported internal solid-state drives (SSDs) and
FCMs, and selected virtualized external flash storage.

Space reclamation that is triggered by host unmap commands is supported by IBM Storage
Virtualize 8.1.2 and later for DRP thin-provisioned volumes, which can increase the free
capacity in the storage pool so that it becomes available for use by other volumes in the pool.

For more information about IBM Storage Virtualize storage SCSI unmap support, see 4.4,
“Data reduction pools best practices” on page 268, and this IBM Support web page.

Defining LUNs for IBM i

LUNs for an IBM i host are defined from IBM Storage Virtualize block-based storage. The
LUNs are created from available extents within a storage pool, much like for open system
hosts.

Although IBM i supports a usable, large-size LUN of up to 2 TB (1 byte for IBM Storage
Virtualize storage), the usage of only a few large-size LUNs for IBM i is not recommended for
performance reasons.

In general, the more LUNs that are available to IBM i, the better the performance for the
following reasons:
 If more LUNs are attached to IBM i, storage management uses more threads and enables
better performance.
 More LUNs provide a higher I/O concurrency, which reduces the likelihood of I/O queuing
and the wait time component of the disk response time, which results in lower latency of
disk I/O operations.

Appendix A. IBM i considerations 789

 For planning purposes, consider that many LUNs might also require more physical or vFC
adapters on IBM i based on the maximum number of LUNs that is supported by IBM i per FC
adapter port.

The sizing process helps to determine a reasonable number of LUNs that are required to
access the needed capacity while meeting performance objectives. Regarding both these
aspects and best practices, we suggest the following guidelines:
 For any IBM i disk pool (ASP), define all the LUNs as the same size.
 40 GB is the preferred minimum LUN size.
 You should not define LUNs larger than about 200 GB.

Note: This rule is not fixed because it is important that enough LUNs are configured,
with which this guideline helps. Selecting a larger LUN size should not lead to
configurations, such as storage migrations, with fewer LUNs being configured, with
possibly detrimental effects on performance.

 A minimum of eight LUNs for each ASP is preferred for small IBM i partitions, a couple of
dozen LUNs for medium partitions, and up to a few hundreds for large partitions.

When defining LUNs for IBM i, consider the following required minimum capacities for the
load source (boot disk) LUN:
 With IBM i 7.1, the minimum capacity is 20 GB.
 With IBM i 7.2 before TR1, the minimum capacity is 80 GB in IBM i.
 With IBM i 7.2 TR1 and later, the minimum capacity is 40 GB in IBM i.

IBM Storage Virtualize dynamic volume expansion is supported for IBM i with IBM i 7.3 TR4
and later. An IBM i initial program load (IPL) is required to use the extra volume capacity.

Tip: For more information about cross-referencing IBM i disks units with IBM Storage
Virtualize LUNs by using NPIV, see this IBM Support web page.

Disk arms and maximum LUN size

Selected limits that are related to disk arms and LUN sizes were increased in IBM i 7.4, as
listed in Table A-2.

Table A-2 Limits increased for maximum disk arms and LUN sizes
System limits IBM i 7.2 IBM i 7.3 IBM i 7.4 IBM i 7.5

Disk arms in all basic ASPs 2047 2047 3999 3999

(ASPs 1 - 32) per logical partition
(LPAR)

Disk arms in all IASPs (IASPs 33 2047 2047 5999 5999

- 255) in all nodes in a cluster

Maximum combined number of 35.600 35.600 35.600 35.600

disk arms and redundant
connections to disk units

512-byte block size LUNsa 2 TB 2 TB 2 TB 2 TB

4096-byte block size LUNsb 2 TB 2 TB 16 TB 16 TB

a. The limit is one block short of the maximum that is listed in Table A-2. For all 512 block LUNs, the maximum
is still up to 2 TB, including IBM Storwize LUNs and SVC LUNs.
b. This size includes IBM FlashSystem LUNs, and 4 K block serial-attached SCSI (SAS) disks
(VSCSI-attached).

790 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 Note: For more information about these limits and other limits, see this IBM
Documentation web page.

Data layout
Spreading workloads across all IBM Storage Virtualize storage components maximizes the
usage of the hardware resources in the storage subsystem. I/O activity must be balanced
between the two nodes or controllers of the IBM Storage Virtualize storage system I/O group,
which often is addressed by the alternating preferred node volume assignments at LUN
creation.

However, performance problems might arise when sharing resources because of resource
contention, especially with incorrect sizing or unanticipated workload increases.

Some isolation of workloads, at least regarding a shared back-end storage, can be

accomplished by using a configuration in which each IBM i ASP or LPAR has its own
managed storage pool. Such a configuration with dedicated storage pools results in a
trade-off between accomplishing savings from storage consolidation and isolating workloads
for performance protection. This result occurs because a dedicated storage pool configuration
likely requires more back-end storage hardware resources because it cannot use the
averaging effect of multiple workloads, typically showing their peaks at different time intervals.

Consider the following data layouts:

 For all-flash storage configurations, assuming a correctly sized storage back end, often no
reason exists for not sharing the disk pool among multiple IBM i workloads.
 For hybrid configurations with Easy Tier on mixed HDD and flash disks, the storage pool
also might be shared among IBM i workloads. Only large performance-critical workloads
are configured in isolated disk pools.
 For HDD only pools, make sure that you isolate performance-critical IBM i workloads in
separate storage pools.
 Avoid mixing IBM i LUNs and non-IBM i LUNs in the same disk pool.

Apart from the usage of Easy Tier on IBM Storage Virtualize for managing a multitier storage
pool, an option is available to create a separate storage pool for different storage tiers on IBM
Storage Virtualize storage and create different IBM i ASPs for each tier. IBM i applications
that have their data in an ASP of a higher storage tier experience a performance boost
compared to the ones that use an ASP with a lower storage tier.

IBM i internal data relocation methods, such as the ASP balancer hierarchical storage
management function and IBM Db2 media preference, are not available to use with
IBM Storage Virtualize flash storage.

Appendix A. IBM i considerations 791

Fibre Channel adapters in IBM i and VIOS
When you size the number of FC adapters for an IBM i workload for native or VIOS
attachment, consider the maximum I/O rate (IOPS) and data rate (MBps) that a port in a
specific adapter can sustain at 70% utilization. Also, consider the I/O rate and data rate of the
IBM i workload.

If multiple IBM i partitions connect through the same FC port in VIOS, consider the maximum
rate of the port at 70% utilization and the sum of I/O rates and data rates of all connected
LPARs.

For sizing, you might consider the throughput that is listed in Table A-3, which shows the
throughput of a port in a specific adapter at 70% utilization.

Table A-3 Throughput of FC adapters

Maximal I/O rate per port 16 Gb 2-port adapter 8 Gb 2-port adapter

IOPS per port 52,500 IOPS 23,100 IOPS

Sequential throughput per port 1,330 MBps 770 MBps

Transaction throughput per port 840 MBps 371 MBps

Make sure to plan for the usage of separate FC adapters for IBM i disk and tape attachment.
This separation is recommended because of the required IBM i virtual input/output processor
(IOP) reset for tape configuration changes and for workload performance isolation.

Zoning SAN switches

With IBM i native attachment or VIOS NPIV attachment, zone the SAN switches so that one
IBM i FC initiator port is in a zone with two FC ports from the IBM Storage Virtualize storage
target, with each port from one node canister of the I/O group, as shown in Figure A-10. This
configuration provides resiliency for the I/O to and from a LUN that is assigned to the IBM i FC
initiator port. If the preferred node for that LUN fails, the I/O continues to use the
non-preferred node.

IBM i Host
FC1 FC2

SAN SAN
Fabric A Fabric B

P1 P2 P1 P2

Node 1 Node 2

IBM Spectrum Virtualize

IBM Storage Virtualize I/O Group
I/O group

Figure A-10 SAN switch zoning for IBM i with IBM Storage Virtualize storage

792 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 For VIOS VSCSI attachment, zone one physical port in VIOS with one or more available FC
ports from each of both node canisters of the IBM Storage Virtualize storage I/O group. SVC
or Storwize ports that are zoned with one VIOS port should be evenly spread between both
node canisters. A maximum of eight host paths is supported from VIOS to IBM Storage
Virtualize storage.

IBM i multipath
Multipath provides greater resiliency for SAN-attached storage, and it can improve
performance as well. IBM i supports up to eight active paths and up to eight passive paths to
each LUN. In addition to availability considerations, lab performance testing shows that two or
more paths provide performance improvements when compared to a single path.

Typically, two active paths to a LUN are a good balance of price and performance. The
scenario that is shown in Figure A-10 on page 792 results in two active and two passive paths
to each LUN for IBM i. However, you can implement more than two active paths for workloads
where high I/O rates are expected to the LUNs (a high I/O access density is expected).

It is important to understand that IBM i multipathing for a LUN is achieved by connecting the
LUN to two or more FC ports that belong to different adapters in an IBM i partition. Adding
more than one FC port from the same IBM Storage Virtualize storage node canister to a SAN
switch zone with an IBM i FC initiator port does not provide more active paths because an
IBM i FC initiator port, by design, logs in to only one target port of a node.

With IBM i native attachment, the ports for multipath must be from different physical FC
adapters in IBM i. With VIOS NPIV, the vFC adapters for multipath must be assigned to
different VIOSs for redundancy. However, if more than two active paths are used, you can use
two VIOSs and split the paths among them. With VIOS VSCSI attachment, the VSCSI
adapters for IBM i multipath must be assigned to different VIOSs.

IBM Storage Virtualize storage uses a redundant dual active controller design that
implements SCSI Asymmetric Logical Unit Access (ALUA). Some of the paths to a LUN are
presented to the host as optimized and others as non-optimized.

With an ALUA-aware host such as IBM i, the I/O traffic to and from a specific LUN normally
goes through only the optimized paths, which often are associated with a specific LUN of a
preferred node. The non-optimized paths, which often are associated with the non-preferred
node, are not actively used.

In an IBM Storage Virtualize storage topology, such as HyperSwap or IBM SAN Volume
Controller Enhanced Stretched Cluster (ESC) that implements host site awareness, the
optimized paths are not necessarily associated with a preferred node of a LUN but with the
node of the I/O group that includes the same site attributes as the host.

If the node with the optimized paths fails, the other node of the I/O group takes over the I/O
processing. With IBM i multipath, all the optimized paths to a LUN are reported as active on
IBM i, while the non-optimized paths are reported as passive. IBM i multipath employs its
load-balancing among the active paths to a LUN and starts to use the passive paths if all the
active paths failed.

Appendix A. IBM i considerations 793

Booting from SAN
All IBM i storage attachment options that are native (VIOS NPIV and VIOS VSCSI) support
IBM i boot from SAN. The IBM i load source is on an IBM Storage Virtualize storage LUN that
is connected in the same manner as the other LUNs.

Apart from a required minimum size, the load source LUN does not include any special
requirements. The FC or SCSI I/O adapter for the load source must be tagged (that is,
specified) by the user in the IBM i partition profile on the IBM Power Hardware Management
Console (HMC). When installing the IBM SLIC with disk capacity on IBM Storage Virtualize
storage, the installation prompts you to select one of the available LUNs for the load source.

IBM i mirroring
Some customers prefer to use IBM i mirroring functions for resiliency. For example, they use
IBM i mirroring between two IBM Storage Virtualize storage systems, each connected with
one VIOS.

When setting up IBM i mirroring with VIOS-connected IBM Storage Virtualize storage,
complete the following steps to add the LUNs to the mirrored ASP:
1. Add the LUNs from two virtual adapters, with each adapter connecting one to-be mirrored
half of the LUNs.
2. After mirroring is started for those LUNs, add the LUNs from another two new virtual
adapters, each adapter connecting one to-be mirrored half, and so on. This way, you
ensure that IBM i mirroring is started between the two IBM Storage Virtualize storage
systems and not among the LUNs from the same storage system.

Copy Services considerations

This section covers IBM Storage Copy Services considerations for usage with IBM i.

Remote replication
The IBM Storage Virtualize family supports Metro Mirror (MM) synchronous remote
replication and Global Mirror (GM) asynchronous remote replication.

Two options are available for GM: Standard GM, and Global Mirror with Change Volumes
(GMCV), which allows for a flexible and configurable recovery point objective (RPO) that
allows data replication to be maintained during peak periods of bandwidth constraints, and
data consistency at the remote site to be maintained and during resynchronization.

Regarding the usage of IBM Storage Virtualize Copy Services functions, the IBM i single-level
storage architecture requires that the disk storage of an IBM i system is treated as a single
entity, that is, the scope of copying or replicating an IBM i disk space must include SYSBAS
(referred to as full system replication) or an IASP (referred to IASP replication).

794 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Full system replication is used for disaster recovery (DR) purposes where an IBM i standby
server is used at the DR site, as shown in Figure A-11.

IBM i Production IBM i Standby (powered off)

IBM
IBM Storage Virtualize
Spectrum Virtualize IBMIBM
Storage Virtualize
Spectrum Virtualize
production storage
production storage Disaster Recovery storage
DR storage
Metro or
SYSBAS Global Mirror SYSBAS’
Master volumes Auxiliary volumes
(primary role) (secondary role)

Figure A-11 IBM i full system replication with IBM Storage Virtualize

When a planned or unplanned outage occurs for the IBM i production server, the IBM i
standby server can be started (undergo an IPL) from the replicated SYSBAS volumes, and
then on IBM Storage Virtualize, they take on the primary role to become accessible to the IBM
i standby host.

IASP-based replication for IBM i is used for a high availability (HA) solution where an IBM i
production and an IBM i backup node are configured in an IBM i cluster and the IASP that is
replicated by IBM Storage Virtualize remote replication is switchable between the two cluster
nodes, as shown in Figure A-12.

IBM i Production IBM i Backup

IBM i Cluster
Device Domain &
Recovery Domain

IBMSpectrum
Storage Virtualize IBM IBM
Storage Virtualize
Spectrum Virtualize
IBM Virtualize
production DR/HA storage
productionstorage
storage DR/HA storage
Production Metro or Backup
SYSBAS IASP Global Mirror IASP’ SYSBAS

Master volumes Auxiliary volumes

(primary role) (secondary role)

Figure A-12 IBM i IASP replication with IBM Storage Virtualize

In this scenario, the IBM i production system and the IBM i backup system each have their
own non-replicated SYSBAS volumes and only the IASP volumes are replicated. This
solution requires IBM PowerHA SystemMirror® for i Enterprise Edition (5770-HAS *BASE
and option 1) to manage the IBM i cluster node switch and failovers and the IBM Storage
Virtualize storage remote replication switching.

For more information about IBM i HA solutions with IBM Storage Virtualize Copy Services,
see PowerHA SystemMirror for IBM i Cookbook, SG24-7994.

The sizing of the required replication link bandwidth for MM or GM must be based on the peak
write data rate of the IBM i workload to avoid affecting production performance. For more
information, see 6.5.3, “Remote copy network planning” on page 415.

Appendix A. IBM i considerations 795

 For more information about current IBM Storage Virtualize storage zoning guidelines, see 2.3,
“IBM Storage Virtualize system ports” on page 132.

For environments that use remote replication, a minimum of two FC ports is suggested on
each IBM Storage Virtualize storage node that is used for remote mirroring. The remaining
ports on the node should not have any visibility to any other IBM Storage Virtualize cluster.
Following these zoning guidelines helps you avoid configuration-related performance issues.

FlashCopy
When planning for FlashCopy with IBM i, make sure that enough disk drives are available to
the FlashCopy target LUNs to maintain a good performance of the IBM i production workload
while FlashCopy relationships are active. This guideline is valid for FlashCopy with
background copy and without background copy.

When FlashCopy is used with thin-provisioned target LUNs, make sure that sufficient capacity
is available in the storage pool to be dynamically allocated when needed for the copy-on-write
(CoW) operations. The required thin target LUN capacity depends on the amount of write
operations to the source and target LUNs, the locality of the writes, and the duration of the
FlashCopy relationship.

FlashCopy temperature and considerations for IBM i

FlashCopy temperature indicates the amount of disruption to the source system and the
quality of the FlashCopy target. FlashCopy copies what was sent to disk. Updates that are
sitting in memory on the IBM i are not known to the storage system.

FlashCopy cold
The following considerations apply to FlashCopy cold:
 All memory is flushed to disk.
 The source IASP must be varied off before performing a FlashCopy.
 This method is the only method to ensure that all writes are sent out to disk and included.

FlashCopy warm
The following considerations apply to FlashCopy warm:
 No memory is flushed to disk.
 Writes in memory are excluded from the FlashCopy target.
 Zero disruption to IBM i source system.

FlashCopy quiesced
IBM i provides a quiesce function that can suspend database transactions and database and
Integrated File System (IFS) file change operations for the system and configured basic ASPs
or IASPs.

The following considerations apply to FlashCopy quiesced:

 Some memory flushed to disk.
 Attempts to flush writes to disk and suspend DB I/O, and reach commitment control
boundaries.
 Minimal disruption to source is the best practice, and a better quality than warm.

796 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
IBM Lab Services PowerHA Tools for IBM i
PowerHA Tools for IBM i are a set of tools that are developed by IBM Lab Services that focus
on high availability and disaster recovery (HADR) and offline backup solutions by using
external storage and PowerHA for IBM i.

These tools extend the functions that are included in the base PowerHA code, which
contributes to the automation and usability of this kind of solution.

They are an IBM Lab Services asset, and they are delivered with the corresponding
implementation, support, and training services.

Some of these tools are enabled to work with IBM Storage Virtualize products.

Full System Replication Manager

Full System Replication Manager is a set of tools that are designed for the management and
automation of replication solutions for IBM i systems based on external storage, where the
entire IBM i system is replicated in its entirety. It implements a storage-based replication
solution for an IBM i system so that you do not need to migrate the customer environment to
an IASP environment.

These tools are useful both for the implementation and administration of the solution and for
the automation of switchover tasks.

The solution has a control LPAR (IBM i) that communicates with the storage units, HMCs, and
IBM i LPARs (primary and secondary nodes).

The control LPAR is used to monitor, manage, and switch replication by using the commands
and menus that are provided by this toolkit.

For redundancy reasons, a best practice is to have one dedicated control LPAR per site. The
synchronization between these LPARs is done through the PowerHA clustering functions.

To ensure that unnecessary switchover is never performed, for example, in situations when
other corrective actions are more appropriate, automatic switchovers are not allowed, and the
switchover task must be initiated manually by running a toolkit command.

Appendix A. IBM i considerations 797

 Figure A-13 shows an overview of the Full System Replication Manager.

Figure A-13 IBM Lab Services PowerHA Tools for IBM i: Full System Replication Manager

Note: For more information about the Full System Replication toolkit, see PowerHA Tools
for IBM i - Full System Replication.

Full System FlashCopy

PowerHA Full System FlashCopy (FSFC) for IBM i is used to automate taking backups offline
while minimizing the disruption to the production system.

This tool provides access to the HMCs to manage IBM i partitions, the IBM i function to pause
database activity on a commit boundary, and the IBM Storage Virtualize FlashCopy feature to
create a copy of the production LPAR from which backups such as full system saves can be
taken in a restricted state, all while minimizing the impact on users. The users experience a
pause in database activity that is generally less than 30 seconds.

FSFC Manager for IBM i copies the whole system ASP so that you can implement an
FlashCopy based offline backup solution for an IBM i system, which avoids the need to
migrate the customer environment to an IASP environment.

The PowerHA FSFC for IBM i Manager operation has the following steps:
1. On the production LPAR, the database operations are paused on a transaction boundary,
and the information in main memory is flushed to disks.
2. The FlashCopy relationships are started in the external storage unit.
3. Database activity is resumed on the production LPAR.
4. An IPL is performed in the backup LPAR, and then the configured backups are started.
5. If necessary, the Backup Recovery and Media Services (BRMS) information is updated in
the production partition by transferring it from the backup partition.

798 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Figure A-14 shows the Full System FlashCopy Manager.

Figure A-14 IBM Lab Services PowerHA Tools for IBM i: Full System FlashCopy

Note: For more information about the FSFC toolkit, see PowerHA Tools for IBM i - Full
System FlashCopy.

IASP Manager
PowerHA Tools IASP Manager is a product that is designed for IBM i customers that use
PowerHA, IASP, and external storage solutions.

Its main objective is to enhance the automation, monitoring, management, testing, and
customization capabilities of these kinds of environments, which complements the PowerHA
functions with command-line interface (CLI) commands and automated scripts.

With IBM Storage Virtualize, the PowerHA Tools IASP Manager-FlashCopy is available, and it
provides functions to assist with the automation and management of FlashCopy through a set
of commands you can use to create a point in time copy of an IASP.

In IBM Storage Virtualize, IASP Manager is available the PowerHA Tools IASP
Manager-FlashCopy toolkit, which is responsible for completely automating the entire
FlashCopy process by running the following tasks:
 Vary off the production IASP or quiesce its database activity.
 Start the FlashCopy relationships on the external storage box.
 Vary on the production IASP or resume its database activity.
 Connect or disconnect the host connections for the FlashCopy target LUNs.
 Vary on the IASP on FlashCopy node.
 Integrate a customized backup program on the FlashCopy target.

Appendix A. IBM i considerations 799

  If required, vary off the IASP on the FlashCopy node and remove the FlashCopy
relationships on the external storage box after backups are complete.
 Integrate with remote copy to ensure that the FlashCopy copy has valid data.

Note: For more information about the IASP Manager-FlashCopy toolkit, see PowerHA
Tools for IBM i - IASP Manager.

Smart Assist for PowerHA on IBM i

Smart Assist for PowerHA on IBM i is a set of tools that were created by IBM Lab Services
based on feedback and the needs of numerous customer engagements over many years.

Many of these tools were created in response to customers' automation requirements. The
IBM Lab Services team continues enhancing existing tools and adding new ones regularly.

These tools are useful for many implementations of solutions that are based on PowerHA.
When specifically referring to implementations of solutions for IBM i with IBM Storage
Virtualize, we can highlight the following:
 IBM i Independent ASP (IASP) migration and management
 PowerHA-managed Geographic Mirroring
 PowerHA-managed IBM Storage Virtualize based FlashCopy
 PowerHA Tools for IBM i IASP Manager managed implementations

Some of the benefits that Smart Assist can provide through its various commands are as
follows:
 Extra functions to make the setup and installation phases of the environment easier.
 Programming interfaces to help monitor the environment.
 Command utilities to help with th daily administration of the environment:
– IASP Management
– PowerHA Cluster Management
– Admin Domain Management
– PowerHA Environments
– SVC Based Management
– IASP Manager Environments

Note: For more information about Smart Assist for PowerHA on IBM i, see Smart Assist for
PowerHA on IBM i.

HyperSwap
IBM Storage Virtualize HyperSwap as an active-active remote replication solution is
supported for IBM i full system replication with IBM i 7.2 TR3 or later. It is supported for native
and VIOS NPIV attachment.

HyperSwap for IBM i IASP replication is supported by IBM i 7.2 TR5 or later and IBM i 7.3
TR1 or later. With this solution, you must install IBM PowerHA SystemMirror for i Standard
Edition (5770-HAS *BASE and option 2), which enables LUN level switching to site 2. It is
supported for native and VIOS NPIV attachment.

800 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
HyperSwap relies on the SCSI ALUA-aware IBM i host multipath driver to manage the paths
to the local and remote IBM Storage Virtualize storage systems, which are logically
configured as a single clustered system.

From a SAN switch zoning perspective, HyperSwap requires that the IBM i host is zoned with
both IBM Storage Virtualize nodes of the I/O group on each site. For a balanced
configuration, the SAN switches from a dual-fabric configuration must be used evenly.

Figure A-15 shows an example of the SAN fabric connections for IBM i HyperSwap with VIOS
NPIV attachment. This configuration example results in four active paths and 12 passive
paths that are presented on IBM i for each HyperSwap LUN.

IBM i
Virtual FC 40 42 41 43
VIOS1 VIOS2

Switch Switch
Fabric A

Switch Switch
Fabric B

Node 1 Node 2 Node 3 Node 4

IBMIBM Storage Virtualize

Spectrum Virtualizestorage I/OI/O
storage group
group IBM IBM StorageVirtualize
Spectrum Virtualize storage
storageI/O
I/Ogroup
group

Site 1 Site 2

Figure A-15 IBM i HyperSwap SAN fabric connection example

Next, we briefly describe some HA scenarios that use HyperSwap for IBM i.

Outage of an IBM Storage Virtualize I/O group at site 1

In this scenario, the entire IBM i storage capacity is on HyperSwap LUNs.

After the outage of an I/O group at site 1 occurs, the I/O rate automatically transfers to the
IBM Storage Virtualize nodes at site 2. The IBM i workload keeps running, and no relevant
messages exist in the IBM i message queues.

When the outage completes, the IBM i I/O rate automatically transfers to nodes on site 1. The
IBM i workload keeps running without interruption.

Disaster at site 1 with a full system HyperSwap

In this scenario, we use a prepared IBM i standby system at site 2. The entire IBM i storage
capacity is on HyperSwap LUNs. Two hosts are defined in the IBM Storage Virtualize storage
cluster: one host with the WWPNs of IBM i at site 1, and one with th WWPNs of site 2.

Appendix A. IBM i considerations 801

 After a failure of site 1, including a failure of the IBM i production system and the storage at
site 1, the IBM i LUNs are still available from the IBM Storage Virtualize nodes at site 2. In the
HyperSwap cluster, we manually unmap the HyperSwap LUNs from the IBM i production host
at site 1, map the LUNs to the IBM i standby host at site 2, and perform an IPL of the
IBM i standby host at site 2. After the IPL finishes, we can resume the workload on site 2.

After the outage of site 1 completes, we power down IBM i at site 2, unmap the IBM i LUNs
from the host at site 2, and then map the LUNs to the host at site 1. We perform an IPL of
IBM i at site 1 and resume the workload. The I/O rate is transferred to the IBM Storage
Virtualize storage nodes at site 1.

Disaster at site 1 with IASP HyperSwap

This scenario requires IBM PowerHA SystemMirror for IBM i software to be installed, and the
corresponding IBM i setup, which consists of two IBM i partitions in a cluster and a switchable
IASP on IBM i at site 1, a PowerHA cluster resource group, and PowerHA copy description.
The workload is running in the IASP.

For more information about the PowerHA for IBM i setup, see IBM PowerHA SystemMirror for
i: Preparation (Volume 1 of 4), SG24-8400.

In this scenario, ensure that all IBM i LUNs (not only the IASP LUNs) are HyperSwap
volumes.

If a disaster occurs at site 1, PowerHA automatically switches the IASP to the system at site
2, and the workload can be resumed at site 2.

After the failure at site 1 is fixed, use PowerHA to switch the IASP back to site 1 and resume
the workload at this site.

Planned outage with Live Partition Mobility

PowerVM LPM allows you to move a running LPAR, including its operating system and
running applications, from one system to another one without a shutdown or disrupting the
operation of that LPAR.

In this scenario, we combine LPM with HyperSwap to transfer the workload onto site 2 during
a planned outage of site 1. This combination requires VIOS NPIV attachment and all IBM i
LUNs configured as HyperSwap LUNs.

For more information about LPM and its requirements, see IBM PowerVM Virtualization
Introduction and Configuration, SG24-7940.

To use LPM, you must define the IBM i host in IBM Storage Virtualize with the WWPNs of the
second port of the vFC adapters. As a best practice, create a separate host object definition
for the secondary ports to specify site 2 for this host object. Then, enable the I/O rate to be
transferred to the nodes at site 2 after migrating the IBM i partition with LPM.

After the outage is complete, you can use LPM again to transfer the IBM i partition back to
site 1. After the migration, the I/O rate automatically moves to the nodes at site 1.

Important: LPM now supports multiple client vFC adapter ports that are mapped to a
single physical FC port. Each client vFC must be mapped to a separate physical port in
advance, whether LPM with FC NPIV is used. That restriction was removed for the use of
VIOS 3.1.2.10 or later and IBM i 7.2 or later. Therefore, the same physical port can be
double-mapped to the same IBM i client partition. This configuration allows for better
adapter usage.

802 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
SAN Volume Controller stretched cluster
SVC is a hardware and software storage solution that implements IBM Storage Virtualize.
SVC appliances map physical volumes in the storage device to virtualized volumes, which
makes them visible to host systems (for example, IBM i). SVC also provides Copy Services
functions that can be used to improve availability and support DR, including MM, GM, and
FlashCopy.

Therefore, the IBM PowerHA SystemMirror for IBM i interface is compatible with SVC. After
the basic SVC environment is configured, PowerHA can create a copy session with the
volumes.

The usage of PowerHA with SVC management creates an automated HADR solution with
minimal extra configurations. PowerHA and SVC interfaces are compatible with hardware that
is running IBM Storage Virtualize and IBM Storwize series.

Full system replication in a stretched cluster

This HA storage solution with SVC uses a stretched cluster topology and volume mirroring.
For more information about stretched clusters, see Chapter 7, “Ensuring business continuity”
on page 501.

A scenario that uses full system replication with IBM Storage Virtualize in SVC presents full
system replication by using volume mirroring is shown in Figure A-16.

IBM i Production Site 1 Site 2 IBM i Backup – powered - off

SAN switch SAN switch

SVC – Node 1 SVC – Node 2

SAN switch SAN switch

IBM Storage Virtualize IBM Storage Virtualize

production storage DR/HA storage
Production Backup
SYSBAS Active Quorum SYSBAS

Master volumes Auxiliary volumes

(primary role) (secondary role)
Volume mirroring

Site 3

Figure A-16 Full system replication that uses SAN Volume Controller volume mirroring

The scenario that is shown in Figure A-16 shows an IBM i production system at site 1, a
prepared IBM i backup system at site 2 that is powered off, and a third site that is the active
quorum.

Two nodes of SVC are in a stretched cluster topology that is called a split-cluster.

Appendix A. IBM i considerations 803

 The LUNs of production SYSBAS are in an IBM Storage Virtualize production storage system
at site 1. Those LUNs include a copy at site 2 in a second IBM Storage Virtualize DR/HA
storage system, and this copy is done by using volume mirroring. Therefore, the SVC stretch
cluster configuration provides a continuous availability platform in which IBM i access is
maintained, whether any single failure domain is lost (in this example, three domains exist).

Simultaneous IBM i access to both copies must be prevented, that is, the IBM i backup
system must be powered off when the IBM i production system is active, and vice versa.

In our example, after a failure of site 1 (including a failure of the IBM i production system and
the storage at site 1), the IBM i LUNs are still available because of the two data copies (the
second at site 2).

An abnormal IPL is done at the IBM i backup systems. Later, the IPL ends, and we can
resume the workload at site 2.

After the outage of site 1 is finished, we power down the IBM i backup system at site 2, and
the resynchronization between both copies is incremental and started by the SVC
automatically. Volume mirroring is below the cache and copy services. Then, we restart the
workload of IBM i production at site 1.

Note: For this example, HA testing and configuration changes are more challenging than
with remote copy. For example, manual assignment is needed for the preferred node to
enable local reads. Therefore, ESC, which was introduced with SVC 7.2, adds a site
awareness feature (reads always locally) and DR capability if simultaneous site and active
quorum failures occur.

LUN-level switching
This solution uses a single copy of an IASP group that can be switched between two IBM i
systems. Likewise, LUN-level switching is supported for NPIV attachment and native
attachment for storage that is based on IBM Storage Virtualize or IBM Storwize series.

LUN-level switching also is supported for an SVC. This solution engages in heterogeneous
environments where an SVC stretched cluster is used as the basis for a cross-platform,
two-site HA solution.

Consider the following points regarding LUN-level switching features:

 LUN-level switching uses a single copy of an IASP on a single storage system.
 The IASP LUNs are assigned to host object definitions for the primary IBM i system.
 A second set of host object is defined for the secondary IBM i partition, but no LUNs are
presented to the secondary system.
 The primary and secondary partitions are nodes in a cluster device domain.
 A device description for the IASP must be created on the secondary node before
IBM PowerHA is configured.

804 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 LUN-level switching can be used alone or together with MM or GM in a 3-node cluster. In a
3-node cluster, LUN-level switching provides local HA. Whether the whole local site goes
down, MM or GM provides a DR option to a remote site.

Note: LUN-level switching plus MM or GM (IASP) in the 3-site solutions is not available
for IBM Storage Virtualize at the time of writing.

 If you want to add LUN-level switching to MM or GM, you do not need to create the cluster
or IASP, or change the cluster administrative domain. You must create the IASP device
description on the backup system from the LUN switching perspective.

The following IBM i licensed programs are required:

 IBM PowerHA SystemMirror for i (5770-HAS).
 Option 41 (HA Switchable Resources), which is installed in all relevant IBM i systems.
 Option 33 (5770-SS1 - Portable Application Solutions Environment), which is installed in
all relevant IBM i systems.
 IBM Portable Utilities for i and OpenSSH, Open SSl, zlib (5733-SC1 base and option 1),
which is installed in all relevant IBM i systems.

The LUN-level switching IBM PowerHA SystemMirror for IBM i editions are listed in Table A-4.

Table A-4 LUN-level switching IBM PowerHA SystemMirror for i editions

IBM i HADR Express Edition Standard Edition Enterprise Edition
clustering

Cluster admin domain No Yes Yes

Cluster device domain No Yes Yes

Integrated heartbeat No Yes Yes

Application monitoring No Yes Yes

IBM i event and error No Yes Yes

management

Automated planned No Yes Yes

failover

Managed unplanned No Yes Yes

failover

Centralized FlashCopy No Yes Yes

LUN-level switching No Yes Yes

Geomirror Sync mode No Yes Yes

Geomirror Async No No Yes

mode

Multisite HADR No No Yes

management

MM No No Yes

GM No No Yes

IBM HyperSwap Yes Yes Yes

Appendix A. IBM i considerations 805

 IBM PowerHA LUN-level switching for SAN Volume Controller in a
stretched cluster
This HA solution (see Figure A-17) supports two sites by using a combination of IBM i
PowerHA LUN-level switching for server redundancy and SVC in a stretched cluster that uses
volume mirroring for storage redundancy.

The following requirements must be met:

 IBM i 7.1 TR6 or later
 NPIV or native attachment of SVC

IBM i Production IBM i Cluster Heartbeat IBM i Backup

IBM PowerHA
System mirror for i
LUN-level switching

Site 1 Site 2

SVC – Node 1 SVC – Node 2

SAN switch SAN switch

IBM
IBM Storage
Storage Virtualize
Virtualize IBM Storage Virtualize
production storage DR/HA storage
Production Backup
SYSBAS IASP Active Quorum
IASP’ SYSBAS

Master volumes Auxiliary volumes

(primary role) (secondary role)
Volume mirroring

Site 3
Legend: Dotted lines Denote FC paths required for Stretched
Cluster configuration

Figure A-17 IBM PowerHA System Mirror for i LUN-level switching with SAN Volume Controller stretched cluster

The scenario that uses IBM PowerHA System Mirror for i LUN-level switching with an SVC
stretched cluster provides the following benefits over IBM i full system replication with an SVC
stretched cluster:
 High degree of automation for planned and unplanned site switches and failovers
 Shorter recovery times by using IASP
 Reduced mirroring bandwidth requirements by using IASP (Temporary writes in SYSBAS,
such as for index builds, are not mirrored.)

As shown in Figure A-17, availability is achieved through the inherent active architecture of
SVC with volume mirroring.

During a failure, the SVC nodes and associated mirror copy of the data remain online and
available to service all host I/O. The two data copies are placed in different managed disk
(MDisk) groups or IBM Storage Virtualize storage systems. The resynchronization between
both copies of IASP is incremental. Mirrored volumes feature the same functions and
behavior as a standard volume.

806 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 Note: Because HyperSwap was introduced with IBM Storage Virtualize 7.5 on Storwize
and SVC, the scenario that uses the topology of HyperSwap with SVC also is valid for
IBM i.

Even with HyperSwap, we can use consistency groups (CGs) that are enabled by using the
IBM i multipath driver, but not in stretched cluster scenarios. A remote mirroring license is
required for the usage of HyperSwap with IBM i.

For more information, see Storwize HyperSwap with IBM i, REDP-5490.

For more information about limits and restrictions for SVC, see this IBM Support web page.

Db2 mirroring for IBM i

The Db2 Mirror base configuration consists of two systems that are in the same data center.
This configuration does not span locations because it is active-active read/write, which means
that by definition all write operations are synchronous (by using a Remote Direct Memory
Access (RDMA) over Converged Ethernet (RoCE) network) to the application state. All write
operations between two systems necessitates that the distance between the systems is
limited to not affect performance.

The following broad approaches can be used to deploy active-active solutions:

 Use distributed lock management where multiple application servers can access the
common or shared database. The servers are prevented from stepping on each other by
the distributed lock management, which locks out the other users while you perform an
update.
 The replication approach is used when each update of any type is synchronous to the
application state. Therefore, when an application performs an update, it does not proceed
to the next application step until the current write operations complete on the primary and
secondary objects, that is, a two-phase commit exists between the two systems.

Note: Applications can be deployed in an active-active manner, in which each application

server has simultaneous access to the database on both systems in the two-node
active-active complex. If one of the database servers fails, the application servers continue
performing I/O operations to the other system in the mirrored pair. This configuration
includes the added benefit of enabling workload balancing.

However, applications also can be deployed in an active-passive manner where application

servers conduct write operations to one of the two systems in the two-system complex. If the
primary system is removed, the application groups are switched to the secondary system.
The active-active case necessitates that the application servers are hosted separately from
the database servers and connected through a client/server construct, such as Java
Database Connectivity (JDBC).

Appendix A. IBM i considerations 807

 Note: IBM i JDBC drivers now contain alternative server failover support to automatically
send the JDBC request between systems when one connection is no longer available. For
many IBM i application workloads, deployment is completed through the traditional 5250
emulation window and contained in the same LPAR as the operating system and database.
In this case, if the primary fails, the database is continuously replicated to the secondary
system synchronously and immediately available. The application must be restarted on the
secondary system before the workload processing resumes.

When one of the systems in the IBM DB2® Mirror configuration is not available, Db2 Mirror
tracks all update, change, and delete operations to the database table and all other
mirror-eligible objects. When the pair is reconnected, all changes are synchronized between
the systems. This process includes databases that are in an IASP or as part of the base
system storage.

Db2 Mirror is compatible with IASPs and uses IASPs for IFS support within the Db2 Mirror
configuration. For non-IFS objects, IASPs can be used, but are not required.

Also, Db2 Mirror supports applications that use traditional record-level access or SQL-based
database access. Support for IFS and IFS journals is accomplished through deployment into
an IASP, which can be configured as a switchable LUN, or in a mirrored pair of IASPs through
storage replication.

This solution requires a POWER8 processor-based server or later and IBM i 7.4 or higher. For
more information about software requirements for Db2 Mirror, see this IBM Documentation
web page.

DR can be achieved by using various options, such as the IBM PowerHA SystemMirror for i
Enterprise Edition, full system replication, or logical replication.

Important: Db2 Mirror local continuous availability can be combined with HADR replication
technologies. Consider the following points:
 Remote replication for DR can be implemented by storage-based replication, that is, by
using IBM Storage Virtualize Copy Services software.
 Any IFS IASP must remain switchable between both local Db2 Mirror nodes by
choosing a DR topology that is supported by IBM PowerHA SystemMirror for IBM i.
 Any DB IASP is available on both local nodes (no switch between local nodes).
A DB IASP is not required for local Db2 Mirror database replication, but might be
preferred for implementing a remote replication solution with shorter recovery times
compared to SYSBAS replication.
 For a complete business continuity solution at the DR site, a remote Db2 Mirror node
pair can be configured for a 4-node Db2 Mirror PowerHA cluster configuration. IFS
IASPs and DB IASPs must be registered with the remote Db2 Mirror pair (by using the
SHADOW option for the DB IASP to maintain its Db2 Mirror configuration data, such as
default inclusion state and Remote Code Load (RCL)).

For more information, see IBM Db2 Mirror for i Getting Started, REDP-5575.

Setup process overview

During the setup and configuration process for Db2 Mirror, the following nodes are referred to:
 Managing node
 Setup source node

808 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
 Setup copy mode

For more information about these nodes, the setup process, and configuration, see
this IBM Documentation web page.

Db2 Mirror is initially configured on a single partition that is called the setup source node.
During the setup and configuration process, the setup source node is cloned to create the
second node of the Db2 Mirror pair, which is called the setup copy node. The setup copy node
is configured and initialized automatically by Db2 Mirror during its first IPL.

The Db2 Mirror configuration and setup process supports external and internal storage.
External storage systems are used during the cloning process, and IBM storage systems are
recommended rather than non-IBM external storage because the cloning process is
automated, that is, Db2 Mirror automates the cloning for the IBM Storage Virtualize family.

The cloning technologies that are used for IBM storage systems are FlashCopy (cold and
warm) and remote copy. FlashCopy is used when both Db2 Mirror nodes connect to the same
IBM Storage Virtualize storage system. Cold cloning requires that the setup source node is
shut down during the cloning portion of the setup process. A warm clone allows the setup
source node to remain active during the entire Db2 Mirror setup and configuration process.

Remote copy is used when the Db2 Mirror nodes are connected to different IBM Storage
Virtualize storage systems. However, a manual copy also is available. For more information,
see this IBM Documentation web page.

Note: Volume mirroring that is supported in IBM FlashSystem 9200 and SVC is a valid
cloning method for Db2 Mirror for the manual copy category. It is not automated like when
you use FlashCopy, MM, or GM.

IBM Storage Virtualize and Db2 Mirror

IBM Storage Virtualize storage systems establish communication with Db2 Mirror by using
Secure Shell (SSH) to manage Copy Services functions. IBM Storage Virtualize user IDs
must have the user role of administrator.

The following products are required for a managing node:

 5733SC1 *BASE IBM Portable Utilities for i
 5733SC1 Option 1 OpenSSH, OpenSSL, zlib
 5770SS1 Option 33 Portable Application Solutions Environment

Note: For more information about creating an SSH key pair, see this IBM Documentation
web page. After an SSH key pair is created, attach the SSH public key to the
IBM Storage Virtualize storage system. The corresponding private key file must be
uploaded to the managing node so that it can be used during the Db2 Mirror setup
process.

Virtual I/O Server and native attachment

The Db2 Mirror storage cloning process for IBM Storage Virtualize requires FC adapters with
native attachment or attachment with VIOS NPIV.

Host object definition and volume planning

Before you set up Db2 Mirror, you must define the host object, and assign volumes to the
hosts to be used by the setup copy node. The same number of host objects and volumes, and
the same-sized volumes must be defined for the setup source node and setup copy node.

Appendix A. IBM i considerations 809

 Later, the Db2 Mirror cloning process pairs storage volumes between the setup source node
and setup copy node, which applies for SYSBAS and IASPs.

Consider the following points:

 The setup source node and set-up copy node must have the same number and sizes of
LUNs or disks in SYSBAS.
 The host object and volumes for any database IASPs must be predefined for the setup
copy node before a database IASP is added to Db2 Mirror.

Remote copy cloning

In this case, Db2 Mirror remote copy cloning uses the following IBM Storage Virtualize Copy
Services operations to copy the setup source node volumes to the setup copy nodes
volumes:
 GM for a cold clone
 GMCV for a warm clone

Whether you plan to perform the remote copy during a planned outage window, you must
ensure that your bandwidth between storage systems is sufficient to complete the remote
copy during that period. The Db2 Mirror cloning process cannot pause the cloning and then
resume it later. Therefore, you must plan for enough time for the remote copy to complete.

Important: For IBM Storage Virtualize, the Copy Services partnership between storage
systems must be manually created before Db2 Mirror is configured.

Architectures and considerations for Db2 Mirror

Because of the synchronous design of Db2 Mirror, the distance between the nodes is limited
to be within a data center for most cases. Multiple configurations are supported for a data
center Db2 Mirror implementation and the addition of a DR solution.

Several options are described in this section as examples with IBM Storage Virtualize storage
systems. A specific implementation depends on your business resilience requirement.

Note: The Db2 Mirror configuration and setup process supports SVC topologies, such as
ESC and HyperSwap.

Db2 Mirror environment with one IBM Storage Virtualize storage

In this example, one IBM Storage Virtualize storage system is used as a basic configuration
for using Db2 Mirror. This configuration features some key advantages.

By using one storage system, you can take advantage of FlashCopy to set up your
configuration rapidly. This solution might be considered for a DR strategy to provide storage
resiliency.

810 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
As shown in Figure A-18, two IBM Power servers are used (at least one RoCE adapter per
server). However, you can reduce the cost decreased resiliency of this scenario by
implementing Db2 Mirror across two IBM i LPARs on the same IBM Power server. For this
example, a SYSBAS is cloned, and IASP also can be added by using another set of volumes.

IBM i Production IBM i Production’

Db2 Mirror via RoCE

Clone via FlashCopy

Production Production
SYSBAS SYSBAS’
’
IBM Storage Virtualize
I storage

Figure A-18 Db2 Mirror environment with one IBM Storage Virtualize storage system

Db2 Mirror environment with two IBM Storage Virtualize storage systems
The usage of two IBM Storage Virtualize storage systems provides further redundancy by
helping to ensure that the active node remains running and available during a storage outage.
In this example, two IBM Power servers and IBM Storage Virtualize storage systems are
used. Also, remote copy is used to set up Db2 Mirror.

As shown in Figure A-19, the set of volumes for SYSBAS and the set of volumes for IASP are
replicated. GM also can be used.

IBM i Production IBM i Production’

Db2 Mirror via RoCE

Replication via MM/GM

Production Production
SYSBAS IASP SYSBAS’ IASP’
IBM Storage Virtualize IBM Storage Virtualize
storage storage

Figure A-19 Db2 Mirror environment with two IBM Storage Virtualize storage systems

Db2 Mirror and DR considerations

Db2 Mirror is a continuous availability solution, so it is not considered a DR solution.
Db2 Mirror can be used within your DR strategy to improve your availability, even in a disaster
situation.

Appendix A. IBM i considerations 811

 The Db2 Mirror nodes must be close to each other because the maximum distance between
the IBM Power servers is 200 meters (656 feet). At site 1, Db2 Mirror nodes are used, and at
site 2 (the DR location), we can have a single server or multiple servers with Db2 Mirror
nodes, and a unique or multiple IBM Storage Virtualize storage systems.

The communication between the continuous availability at site 1 and the DR at site 2 can be
achieved by using technologies such as IBM PowerHA SystemMirror for use with MM or GM
with IASPs, full system replication, and logical replication from a third-party vendor.

Db2 Mirror and full system replication

The usage of a mirrored pair within the disaster site provides extra protection if you are
required to role swap to the DR location. With this scenario, a continuously available
environment exists, even in DR.

A topology with multiple IBM Storage Virtualize storage systems and multiple IBM Power
servers is shown in Figure A-20.

IBM Storage Virtualize

storage

IBM Storage Virtualize

storage

Figure A-20 Db2 Mirror and full system replication

Full system replication is fully supported. If you are not using IASP, this type of replication can
be done for IBM i at the IBM Storage Virtualize storage level.

At site 1, an active side exists because of full system replication. However, at site 2, the IBM i
systems are powered off, and the replication is active across sites.

Two copies are at a DR location because if one side fails, the other side must continue
replicating. If only three nodes are replicating, you cannot predict which side fails and does
not have a valid copy of the storage data to switch.

812 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
Draft Document for Review September 20, 2023 12:39 pm 8543bibl.fm

Related publications

The publications listed in this section are considered particularly suitable for a more detailed
discussion of the topics covered in this book.

IBM Redbooks
The following IBM Redbooks publications provide additional information about the topic in this
document. Note that some publications referenced in this list might be available in softcopy
only.
 Implementation Guide for IBM Storage FlashSystem and IBM SAN Volume Controller:
Updated for IBM Storage Virtualize Version 8.6, SG24-8542
 IBM Storage Virtualize and VMware: Integrations, Implementation and Best Practices,
SG24-8549
 Policy-Based Replication with IBM Storage FlashSystem, IBM SAN Volume Controller and
IBM Storage Virtualize, REDP-5704
 IBM Spectrum Virtualize 3-Site Replication, SG24-8504
 Introduction and Implementation of Data Reduction Pools and Deduplication, SG24-8430
 IBM Storage as a Service (STaaS) Offering Guide, REDP-5644
 IBM FlashSystem Safeguarded Copy Implementation Guide, REDP-5654
 Automate and Orchestrate Your IBM FlashSystem Hybrid Cloud with Red Hat Ansible,
REDP-5598
 IBM Spectrum Virtualize and SAN Volume Controller Enhanced Stretched Cluster with
VMware, SG24-8211
 IBM Storwize V7000, Spectrum Virtualize, HyperSwap, and VMware Implementation,
SG24-8317
 IBM Storage Virtualize, IBM Storage FlashSystem, and IBM SAN Volume Controller
Security Feature Checklist, REDP-5717
 IBM Spectrum Virtualize HyperSwap SAN Implementation and Design Best Practices,
REDP-5597
 IBM SAN Volume Controller Stretched Cluster with PowerVM and PowerHA, SG24-8142
 Implementing IBM FlashSystem 900, SG24-8271

You can search for, view, download or order these documents and other Redbooks,
Redpapers, Web Docs, draft and additional materials, at the following website:
ibm.com/redbooks

Online resources
These websites are also relevant as further information sources:
 IBM Redbooks Storage videos

© Copyright IBM Corp. 2023. 813

8543bibl.fm Draft Document for Review September 20, 2023 12:39 pm

https://www.redbooks.ibm.com/feature/storagevideos

Help from IBM

IBM Support and downloads
ibm.com/support

IBM Global Services

ibm.com/services

814 Performance and Best Practices Guide for IBM Storage FlashSystem and IBM SAN Volume Controller
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