2207 12

(ii) ~ >ffi{fq (~)

Unique Paper Code 2414002003

(iv) ~~ Name of the Paper Investing In Stock Market

Name of the Course Generic Elective

Semester III

Duration : 3 Hours Maximum Marks : 90

Instructions for Candidates

1. Write your Roll No. on the top immediately on receipt

of this question paper.

2. Attempt any five questions from the given options.

3. All questions carry equal marks.

4. Use of simple Calculator is allowed.

5. Answers may be written either in English or Hindi;

but the same medium should be used throughout the
paper.

1. ~~-~~~tr~~~~~~~
3lji;li'llc:fi ~ I

(1000) P.T.O.
 2 2207 11
2207
7. (a) What are the different types of issues in the

Primary market. Elaborate on any three of such

types of issue. (8)

5. ~~-~cfiT"3m~<TT~~~~~~,~ (b) Write short notes on the following: (2.5x4)

~~cfiT~~tfi).:rr~ I

(i) Expense Ratio

1. (a) The return (%) on securities X and Y under (ii) Offer for Sale (OFS)

different situations are as follows :

(iii) Commodity Derivatives

Possible Returns
State of (iv) CRISIL Ranking
Possibilitv of Occurrence X y
market
Bear 0.2 12 10
0.3 20 16
Normal
30 25
(°q)') ~~~~~~~~t? ~~
Bull 0.5
~~~~~~~~~I

(i) Find return and risk associated with both

the securities.

(ii) Which security should an investor choose (i) ~brr

and why?

P.T.0.
2207 10 2207 3
6. (a) Distinguish between Bond and Equity as investment
(iii) Also calculate Tax adjusted return if
alternatives. (5) the tax rate during the year is 30%.

(8)
(b) Define risk. Distinguish between Systematic and
(b) Differentiate between Investment and Speculation.
Unsystematic risk. (8) (5)

(c) What is Beta? How does it impact the investment

(c) What is Exit Load? How does it affect return to
decision of an investor? (5)
the investors? (5)

~I

~~ tl1ccrN-,'Pl
~ ~
~fwf
~ qTf
frRTcR 0.2 12 10
~ 0.3 20 16
~ 0.5 30 25

~I

P.T.O.
 2207 9
2207 4

(ii) fctim~~cfilqft;,~~~~

3m: cFIT?
({cf) ~ ~ ~ m ~cffl~·;m· ~ ~ 11{ ~

~I

5. (a) What are the limitations of Technical Analysis?

(8)

(.r) mcT ~ %? ~ fcl:;-m ~ cfi ~ ~ cfil ~

(b) Write short notes on the following : (10)
~ cfi«'IT %?
(i) Moving Average Analysis

2. (a) What do you mean by company analysis? Explain

(ii) Candlestick Chart
the main factors necessary to analyse the overall

performance of a company. (8)

(b) Calculate EPS and PE ratio : (4)

Amount (in
Rupees)
Particulars
1.50.00 000
Sales Revenue
50,00,000
Net Profit after tax
Eauitv share capital divided into shares of Rs l 0 50 00,000
Current Market Price 80

P.T.O.
 2207 8
2207 5
~: 175 ~ ~ 90 ~ lR ~ fcm ~
(c) What is PEG (Price Earning growth) ratio and
t1 ~ ~ ~ lR ~ fcm ~ t1 W ~
how to interpret it. How does PEG ratio overcome
~ ~ qisf ~ ~ qf«m-1.:i ~ o!:fll" 800 .ooo m the limitations of PE (Price Earning) ratio. What

~>I'@~~ qfffiqR=! ~ (~) :n@ <tiZI are the limitations of PEG ratio. (6)

~ ~3ffi" ~ ~ qisf ~ cITTR ~o.8 >I'@ ,fferc

~fc@ftf ~t~~ ~<fif ~cfiT ~
~I

(~) >I'@~*~(~)~(~~~~)~
~ cfif lfUAT ~ :

~
~~1l)
fmi,'tmRq
1,50,00,000
~'lj7IBFf$oJR~ffi'l-f 50,00,000
4. (a) What are financial derivatives? Distinguish between
1 o ~ $ ~,rxll)~~fii,ihlm ~ 1 50,00,000
Forward and Future Contracts. (IO) <@l=IR~~ 80

(b) Discuss the role of Stock Exchanges in the Indian

(1r) iftM (~ ~~) ~"cfl1Tt ~~o!:fRcx:IT
Economy.
(8)
~ >l"<fiR cfif ~ %1 ~ ~ ~ >l"<fiR ~ (~

31m) ~ cfit ~au cfil ~ cfmIT t, ~ ~

<ITT~~-~ t?

P.T.O.
 2207 7
2207 6
(5)
(b) Discuss the advantages of mutual funds.
3. (a) A mutual fund makes an issue of 20,00,000 units

of <10 each on l51 January, 2023. No entry load (c) Explain how Systematic Investment Plan (SIP)
was charged. It made the following investments: is different from Systematic Withdrawal plan
(8) (5)
(SWP).

l 00,000 shares ofn00 each@ ~150 1 50,00,000

7% Government Securities 10.00 000 ("en) ci\i ~3ttf 1fiUs ~' 2023 <lTT ~ ~ 10 ~
9% Debentures(unlisted) 7,00,000
10% DebenturesOisted) 7,00,000 ~ ~ 20,00,000 ~ cfiT RWf -;ji@ cfi@ t, ~
1,74,00,000
Total
ci\i ~ m ~ .,t,= mm 71m m, ~ frth-\RlRq-a
"'
During the year, dividends of <25,00,000 were
received on equity shares. Interest on all types of
debt securities was received as and when due.
1,50,00,000
100~~~ 1,00,000~ 150~*'
At the end of the year equity shares and 10% 10,00,000
7 ~~-ma~ 7,00,000
debentures are quoted at 175% and 90% 9~ ~ (~
7,00,000
respectively. Other investments are quoted at 10~~~
1,74,00,000
par. Find out the Net Asset Value (NAV) per ~

unit, given that the operating expenses during

the year amounted to ~800,000. Also find out

~ ~ mr-:r, ~ ~ "CR ~25,00,000 cfiT ~ ~

the NAV, if the mutual fund had distributed a s3TTI ~ >!cfiR ~~ ~ "CR~ ~ cR ~

dividend of ~0.8 per unit during the year to the ~ s3TTI ~ ~ 3lcl° °it~~ 3fu: 10 mm@~

unit holders.

P.T.0.