0% found this document useful (0 votes)
7 views38 pages

Neelesh Sir Portion

The doctrine of Legitimate Expectations allows individuals to expect fair treatment from public authorities based on express promises or established practices, even in the absence of legal rights. This principle has been recognized in both English and Indian legal systems, emphasizing the importance of fairness and reasonableness in administrative actions. Courts may protect these expectations through principles of natural justice, but changes in policy can be justified if they serve the larger public interest.

Uploaded by

dagajahnavi
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
0% found this document useful (0 votes)
7 views38 pages

Neelesh Sir Portion

The doctrine of Legitimate Expectations allows individuals to expect fair treatment from public authorities based on express promises or established practices, even in the absence of legal rights. This principle has been recognized in both English and Indian legal systems, emphasizing the importance of fairness and reasonableness in administrative actions. Courts may protect these expectations through principles of natural justice, but changes in policy can be justified if they serve the larger public interest.

Uploaded by

dagajahnavi
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 38

Neelesh Sir’s Portion

Doctrine of Legitimate Expectations

Neelesh Sir’s Portion 1


💌 Notes from CK Thakkar

💌 Legitimate Expectation may arise

1. If there is an express promise held out or


representation made by a public authority

2. because of the existence of past practice which


the claimant can reasonably expect to continue

3. such promise or representation is clear and


unambiguous

The doctrine of Legitimate Expectations has been recently


recognized in the English as well as in the Indian Legal
System

The latest recruit to a long list of concepts fashioned by the


courts for the review of administrative actions

A person may legitimately expect to be treated in a certain


way by an administrative authority even though he has no
legal right in private law to receive such treatment.

Where a decision of an administrative authority adversely


affects legal rights of an individual, duty to act judicially is
implicit

But even in cases where there is no legal right, he may still


have legitimate expectation of receiving the benefit or
privilege.

Neelesh Sir’s Portion 2


Such expectation may arise either from express promise or
from the existence of regular practice which the applicant
can reasonably expect to continue.

In such cases, the court may protect his expectation by


invoking principles analogous to natural justice and fair play
in action.

The court may not insist on an administrative authority to


act judicially but may still insist he act fairly.

Principles of natural justice will apply in cases where there


is some right which is likely to be affected by an act of
administration

Good administration, however, demands observance of the


doctrine of reasonableness in other situations also where the
citizens may legitimately expect to be treated fairly

The doctrine of legitimate expectation has been developed


both in the context of reasonableness and in the context of
natural justice

Public Law Remedy

Well-established and operated in the domain of public law +


does not apply to private law

The government and its departments, in administering the


affairs of the country are expected to honour a consistent
code of conduct by treating all citizens fairly and equally

Every action of the state must be rational and in conformity


with Article 14 of the Constitution

Neelesh Sir’s Portion 3


Doctrine of legitimate expectations thus gets assimilated in
the doctrine of rule of law

Legitimate Expectation and Natural Justice

Fair procedure and just treatment are the core of our


jurisprudence

Hence, where the government or an instrumentality of State


declares policy, or holds out a promise, makes a statement,
or adopts a particular code of conduct, the doctrine of
legitimate expectation operates It would be unfair on the
part of public authority to ignore policy or deviate from
practice.

It would be akin to a violation of principles of natural


justice.

Wade rightly states that the doctrine of legitimate


expectation has been developed, both in context of
reasonableness and natural justice.

Legitimate Expectation and Natural Justice

Fair procedure and just treatment are core to jurisprudence.

When the state makes promises, adopts policies, or declares


codes of conduct, the doctrine of legitimate expectation
applies.

Deviations from declared policies without justification


breach natural justice.

Wade: The doctrine connects reasonableness and natural


justice.

Neelesh Sir’s Portion 4


Legitimate Expectation and Unreasonableness

Governments must honor policies and avoid discrimination


against similarly situated individuals.

Legitimate expectation serves as both procedural and


substantive rights.

Whether an expectation is legitimate is a question of fact


evaluated in the context of larger public interest.

Legitimate Expectation and Public Policy

The government can revise, reframe, or change policies,


provided it is not arbitrary or unreasonable.

Courts uphold changes in policies if justified by larger


public interest.

Case Reference: Bannari Amman Sugars Ltd. v. CTO

Withdrawal of tax benefits in public interest did not


breach legitimate expectation.

Legitimate Expectation and Estoppel

Though similar, legitimate expectation and estoppel are


distinct doctrines.

Legitimate expectation focuses on procedural fairness and


administrative justice.

Estoppel, however, deals with preventing parties from


reneging on representations relied upon.

Duty of the Applicant

Neelesh Sir’s Portion 5


The applicant must establish a foundation for their claim
under the doctrine of legitimate expectation.

This doctrine grants them standing to seek judicial review.

Duty of the Authority

If the applicant satisfies the court prima facie that their


claim is well-founded, the authority must justify the action
taken against the applicant.

The onus shifts to the authority to defend its decision.

Duty of the Court

The court evaluates the applicant's request for relief based


on legitimate expectation.

Relief is not guaranteed merely because legitimate


expectation exists; public interest considerations may
override such expectations.

The court distinguishes between protecting legitimate


expectation and granting relief—these are separate issues.

Scope of Judicial Review:

1. Importance:

The doctrine of legitimate expectation is significant in


the development of judicial review law.

2. Criteria for Application:

The decision must affect a person or group by depriving


them of a benefit or advantage they:

Neelesh Sir’s Portion 6


1. Have previously enjoyed based on the decision-
maker's permission, with a legitimate expectation
to continue unless valid reasons for withdrawal are
communicated.

2. Were assured by the decision-maker that the


benefits would not be withdrawn without providing
an opportunity to contest the withdrawal.

Consequences:

1. Granting Standing:

Legitimate expectation provides locus standi (legal


standing) to seek judicial review.

2. Authority’s Obligations:

Authorities should not act in ways that defeat legitimate


expectations without justifiable reasons.

Before denying legitimate expectations, authorities


must allow the affected person to make representations.

3. Judicial Challenges:

Claims based on legitimate expectation can be


challenged if the denial:

Is unfair, unreasonable, arbitrary, or violates


principles of natural justice.

Limitations:

1. Procedural Nature:

Neelesh Sir’s Portion 7


Legitimate expectation is procedural, not substantive,
and does not guarantee rights.

2. Case Example:

Attorney General for New South Wales v. Quinn:

A stipendiary magistrate's legitimate expectation to


remain appointed was denied after the court system
was replaced by legislation.

The court ruled that providing substantive


protection to legitimate expectations could interfere
with decisions on administrative merits

Neelesh Sir’s Portion 8


💌 Monnet Ispat Energy Ltd. v. Union of India

The doctrine of legitimate expectation can be


invoked as a substantive and enforceable right.

The doctrine of legitimate expectation is founded


on the principle of reasonableness and fairness.
The doctrine arises out of principles of natural
justice and there are parallels between the
doctrine of legitimate expectation and
promissory estoppel.

Where the decision of an authority is founded in


public interest as per executive policy or law,
the court would be reluctant to interfere with
such decision by invoking the doctrine of
legitimate expec tation. The legitimate
expectation doctrine cannot be invoked to fetter
changes in administrative policy if it is in the
public interest to do so.

The legitimate expectation is different from


anticipation and an anticipation cannot amount
to an assertable expectation. Such expectation
should be justifiable, legitimate and protectable.

The protection of legitimate expectation does not


require the fulfilment of the expectation where
an overriding public interest requires otherwise.
In other words, personal benefit must give way
to public interest and the doctrine of legitimate

Neelesh Sir’s Portion 9


expectation would not be invoked which could
block public interest for private benefit.

Other Case Laws

Indian Cases
1. Navjyoti Co-operative Group Housing Society
v. Union of India (1992)

Facts: The government changed the policy


for the allotment of flats to cooperative
housing societies, which impacted the
claimants who had based their expectations
on the previous policy.

Judgment:

The Supreme Court held that


individuals could challenge the
government's deviation from earlier
promises or policies if it created
legitimate expectations.

Procedural fairness must be ensured


when altering such policies.

Legitimate expectation arises when


public authorities consistently act in a
way or give specific assurances that
influence individuals to act accordingly.

2. Food Corporation of India v. M/s Kamdhenu


Cattle Feed Industries (1993)

Neelesh Sir’s Portion 10


Facts: The corporation changed its decision
regarding tenders after initially indicating
acceptance, leading to a dispute.

Judgment:

Legitimate expectation does not confer


a right but demands fairness in
administrative decisions.

The doctrine ensures the individual


receives a fair hearing if the authority
intends to alter a prior assurance.

3. National Buildings Construction Corporation


v. S. Raghunathan (1998)

Facts: Employees claimed legitimate


expectations regarding employment terms
based on a government policy that was later
changed.

Judgment:

The court emphasized balancing public


interest and individual expectations.

A legitimate expectation arises when


there is a consistent policy or
representation by the government that
individuals rely upon in good faith.

4. Madras City Wine Merchants' Association v.


State of Tamil Nadu (1994)

Neelesh Sir’s Portion 11


Facts: The association challenged changes
in excise policies, claiming legitimate
expectation of consistent practices.

Judgment:

The court ruled that legitimate


expectation requires either a past
practice or a specific promise.

Desire or assumption by individuals


without explicit assurance does not give
rise to legitimate expectations.

5. Union of India v. Hindustan Development


Corporation (1993)

Facts: A government policy involving


procurement from select contractors was
challenged as breaching the legitimate
expectations of other bidders.

Judgment:

Legitimate expectation is distinct from


enforceable legal rights but can still be
reviewed for fairness.

Arbitrary or unfair denial of expectation


can be challenged under Article 14 of
the Indian Constitution.

6. State of Punjab v. Nestle India Ltd. (2004)

Facts: Tax exemptions promised to


industries were withdrawn after businesses

Neelesh Sir’s Portion 12


had acted on them.

Judgment:

The court held that businesses acted in


reliance on the government’s assurance,
creating legitimate expectations.

While the state can change policies,


such changes must adhere to principles
of fairness and natural justice.

English Cases
1. Council of Civil Service Unions v. Minister for
the Civil Service (1985) (GCHQ Case)

Facts: The UK government denied trade


union membership to GCHQ employees
without prior consultation, which had been a
longstanding practice.

Judgment:

The House of Lords established that


legitimate expectation arises when an
individual expects procedural or
substantive benefits due to past conduct
or express assurances.

However, the doctrine may be


overridden in cases involving national
security or overriding public interest.

Neelesh Sir’s Portion 13


2. Attorney General of Hong Kong v. Ng Yuen
Shiu (1983)

Facts: The Hong Kong government had


assured immigrants of fair consideration
before deportation but failed to deliver on
this promise.

Judgment:

The Privy Council ruled that the


individual had a legitimate expectation
based on the government’s public
promise.

The decision to deport without


following the promised procedure was
invalid.

3. R v. North and East Devon Health Authority,


ex parte Coughlan (2001)

Facts: A disabled individual was promised


lifelong care in a specific facility, but the
authority later sought to close the facility.

Judgment:

The court distinguished between


procedural and substantive
expectations.

Substantive expectations can be


enforced if the public body’s assurance

Neelesh Sir’s Portion 14


is clear and unequivocal, and
overturning it would be unjust.

4. R v. Secretary of State for the Home


Department, ex parte Asif Mahmood Khan
(1984)

Facts: The applicant challenged the fairness


of the immigration process, claiming the
expectation of procedural fairness.

Judgment:

The court reiterated that legitimate


expectation ensures fairness in decision-
making processes.

5. R (Bibi) v. Newham London Borough Council


(2001)

Facts: Housing authorities reneged on a


promise to rehouse individuals in a
particular area.

Judgment:

Substantive legitimate expectations


arise when individuals rely on specific
representations.

However, overriding public interest may


limit the enforcement of such
expectations.

6. R v. Secretary of State for Education and


Employment, ex parte Begbie (2000)

Neelesh Sir’s Portion 15


Facts: A policy change affecting funding for
specific programs was challenged as
violating legitimate expectations.

Judgment:

Legitimate expectation must be based


on clear and consistent assurances.

The court emphasized the limits of the


doctrine, particularly when public
policy considerations outweigh
individual claims.

Conclusion

imposes a duty to act fairly

legitimate expectations may come in various


forms and owe their existence to different
kinds of circumstances

not possible to give an exhaustive list in the


context of vast and fast expansion of
government activities.

Fundamental Principle of Law:

All powers must be exercised within


legal limits.

Administrative powers are no exception


and must align with the rule of law.

Prevention of Abuse:

Abuse of power is always possible.

Neelesh Sir’s Portion 16


Effective judicial review acts as a
safeguard against such abuse.

Traditional Theory of Judicial Review:

Courts traditionally controlled the


existence and scope of prerogative
powers.

They did not interfere with how these


powers were exercised.

Council of Civil Service Unions Case:

Marked a shift in judicial review.

Courts now review discretionary


powers based on their subject matter
rather than their source.

Judicial review varies in scope


depending on the context and case
specifics.

Limits of Judicial Review:

Judicial review is not absolute or


unlimited.

Courts cannot review administrative


acts merely because they seem "unfair"
on merits.

Overstepping into administrative


functions risks courts losing their own
legitimacy.

Neelesh Sir’s Portion 17


Notes from IP Massey

Neelesh Sir’s Portion 18


💌 Introduction

belongs to the domain of public law and is


intended to give relief to the people when they
are not able to justify their claims on the basis of
law

though they had suffered a civil consequence


because their legitimate expectation had been
violated

The term legitimate expectation was first used by


Lord Denning

In India, the Supreme Court has developed this


doctrine in order to check the arbitrary exercise
of power by the administrative authorities

Therefore, this doctrine provides a central space


between "no claim" and a "legal claim"', wherein
a public authority can be made accountable on
the ground of an expectation which is legitimate

Example of judicial creativity but it is not extra-


legal and extra-constitutional + natural habitat
for this doctrine can be found in Article 14 of the
Constitution

the doctrine is being hailed as a fine principle of


administrative jurisprudence for reconciling
power with liberty

Neelesh Sir’s Portion 19


Doctrine has negative and positive contents
both

Negative - Admin authority can be


prohibited from violating the legitimate
expectations of the people + if applied in a
positive manner then → Admin authority
can be compelled to fulfil the legitimate
expectations of the people

Developments in India

The importation of the doctrine of legitimate


expectation is recent.

The first reference to the doctrine is found in


State of Kerala v. K.G. Madhavan Pillais

The concept of legitimate expectation has now


gained importance in administrative law as a
component of natural justice, non-arbitrariness
and the rule of law.

It aims at checking the growing abuse of


administrative power as a supplement to the
principles of natural justice, unreasonableness,
fiduciary duty of administrative authorities and
in future, perhaps, the principle of
proportionality.

Demarcating the scope of the doctrine, the court


held that legitimate expectation gives sufficient
locus standi to the applicant for fair judicial
review.

Neelesh Sir’s Portion 20


The doctrine is to be confined mostly to a right
of hearing before a decision, which results in
negativating a promise or withdrawing an
undertaking, is taken.

Though the denial of legitimate expectation is


court will not in the public a ground for
challenging an administrative action, but the
interfere unless the denial is arbitrary,
unreasonable, not interest, and inconsistent with
the principles of natural justice, or where denial
is in violation of a right.

However, it does not mean that an administrative


body cannot change its policy, so denial of
legitimate expectation can be justified only by
showing some overriding public interest.

Doctrine of Legitimate Expectation in India [Seemeen


Muzafar’s article]

1. Concept and Definition


Legitimate Expectation is a principle in public law aimed
at curbing the arbitrary exercise of administrative powers.

It protects individuals who suffer civil consequences due to


administrative actions, even when they lack a concrete legal
right.

It is an equitable principle rather than a legally enforceable


right and is rooted in the principles of natural justice and

Neelesh Sir’s Portion 21


rule of law.

Functions as a safeguard to ensure fairness,


reasonableness, and predictability in administrative
decision-making.

Does not guarantee outcomes but ensures that affected


parties are treated with procedural fairness (e.g., the right to
be heard).

2. Characteristics
Protects against arbitrary administrative actions by
ensuring that public authorities respect expectations that
arise from:

1. Express promises made by them.

2. Established practices that individuals have reasonably


come to rely upon.

Applies in procedural and substantive contexts to provide


safeguards against unfair treatment.

Operates within the framework of natural justice,


extending protection even where legal rights do not exist.

3. Evolution of the Doctrine


1. Origins:

First introduced by Lord Denning in Schmidt v.


Secretary of State for Home Affairs (1969).

Neelesh Sir’s Portion 22


Originated as a mechanism to hold administrative
authorities accountable for their promises and conduct.

2. Adoption in India:

Indian courts recognized the doctrine to curb the misuse


of administrative powers.

It evolved as an essential aspect of judicial review,


enabling courts to assess the fairness of decisions by
public authorities.

Linked closely with Article 14 of the Constitution of


India, which guarantees equality before the law and
prohibits arbitrariness.

4. Key Features
Procedural Fairness: Ensures that affected individuals are
given a fair hearing before decisions are made.

Substantive Fairness: Allows individuals to expect that


benefits or practices will continue unless there are valid
public interest considerations.

The expectation must be legitimate, i.e., it must be:

1. Based on clear promises or established practices.

2. Reasonable and logical under the circumstances.

Relief can be sought through writs of mandamus or


certiorari in cases of arbitrary administrative actions.

5. Judicial Perspective in India

Neelesh Sir’s Portion 23


1. Application and Interpretation:

The doctrine is primarily procedural but can have


substantive implications where fairness demands.

Courts have frequently used this doctrine to ensure that


public authorities adhere to principles of non-
arbitrariness.

2. Important Cases:

Food Corporation of India v. Kamadhenu Cattle


Feed Industries:

Established that legitimate expectation stems from


Article 14, ensuring non-arbitrariness.

Tamil Nadu Tamil & English Medium Schools


Association v. State of TN:

Abrupt policy changes without consultation were


held to violate the doctrine.

Union of India v. Hindustan Development


Corporation:

Affirmed that legitimate expectation provides locus


standi to challenge administrative actions but does
not grant a substantive right.

3. International Jurisprudence:

Comparative insights from cases like:

Schmidt v. Secretary of State for Home Affairs


(UK).

Neelesh Sir’s Portion 24


Kio v. West (Australia): Highlighted the importance
of balancing procedural fairness with public
interest.

6. Types of Legitimate Expectation


1. Procedural Legitimate Expectation:

Relates to the expectation of fair procedures, such as a


right to be heard or consulted before decisions are
made.

Example: Denying a person a hearing before refusing to


renew a license they have previously held.

2. Substantive Legitimate Expectation:

Concerns the expectation that a benefit or practice will


continue unless overridden by public interest.

Courts require authorities to justify any deviations from


established practices or promises.

7. Essential Ingredients
To invoke the doctrine, the following must be established:

1. Existence of a Promise or Practice:

The individual must show a clear promise or


consistent practice by the public authority that gave
rise to the expectation.

2. Reasonableness:

Neelesh Sir’s Portion 25


The expectation must be reasonable, logical, and valid
under the circumstances.

3. Opportunity for a Hearing:

Authorities must provide an opportunity to be heard


before altering a practice or withdrawing a benefit.

4. Fairness in Decision-Making:

Decisions must be free from arbitrariness and must


align with principles of natural justice.

8. Scope and Limitations


1. Scope:

Applies broadly to all administrative actions, especially


those affecting civil rights or privileges.

Extends to non-statutory actions, such as policy


changes or administrative practices.

2. Limitations:

Cannot override statutory provisions.

Does not apply in cases involving purely contractual


disputes.

Subject to public interest considerations, which can


justify deviations from legitimate expectations.

9. Article 14 and Legitimate Expectation

Neelesh Sir’s Portion 26


Article 14 ensures equality before the law and non-
arbitrariness in state actions.

Legitimate expectation serves as a test of fairness, helping


courts evaluate whether administrative actions violate the
principles of natural justice.

Example: Inconsistent application of retirement age policies


across employees was deemed violative of Article 14 (Union
of India v. Pardasone).

10. Case Categories


1. Policy Changes:

Where established policies are changed to the detriment


of individuals relying on them (e.g., sudden withdrawal
of tax benefits).

2. Inconsistent Application:

Policies applied inconsistently across similar cases,


leading to discrimination.

3. Broken Promises:

Promises or assurances dishonored due to subsequent


policy changes or administrative decisions.

4. Arbitrary Decisions:

Decisions reversed without valid reasons, affecting


individuals who relied on earlier practices.

11. Consequences of Applying the Doctrine

Neelesh Sir’s Portion 27


Judicial Remedies:

Invalidation of Arbitrary Actions: Courts may quash


decisions that violate legitimate expectations.

Compensation: Damages may be awarded for harm


caused by unlawful administrative actions.

Suspension of Policies: Courts may issue injunctions to


prevent unfair policy implementation.

Impact on Governance:

Encourages fairness and transparency in


administrative actions.

Balances public interest with individual rights,


ensuring that governance remains accountable and
predictable.

12. Exceptions to the Doctrine


1. Statutory Provisions:

Cannot override statutory requirements (e.g., licensing


mandates).

2. Public Interest:

Overrides individual expectations if public interest


demands (Madras City Wine Merchants' Association v.
State of Tamil Nadu).

3. Contractual Disputes:

Neelesh Sir’s Portion 28


Does not apply to purely contractual matters (Indian
Aluminium Co. Ltd. v. Karnataka Electricity Board).

4. Speculative Expectations:

Expectations based on hope rather than clear promises


are not protected.

13. Observations
The doctrine is an equitable principle, emphasizing
fairness over strict legality.

Courts use it as a tool for judicial review, ensuring


accountability in public administration.

While it provides procedural safeguards, substantive


protection is rare and contingent on public interest
considerations.

Doctrine of Proportionality

Neelesh Sir’s Portion 29


💌 Notes

Concerned with how the decision-maker has ordered his


priorities, the very essence of decision-making consists in
the attribution of relative importance to the factors in the
case

Proportionality involves a balancing test and the necessity


test

The former scrutinises excessive and onerous penalties or


infringement of rights or interest whereas the latter takes
into account other less restrictive alternatives

Ordains that administrative measures must not be more


drastic than is necessary for attaining the desired result

If an action taken by an authority is grossly


disproportionate, the said decision is not immune from
judicial scrutiny

Apart from the fact that it is an improper and unreasonable


exercise of power, it shocks the conscience of the court and
amounts to evidence of bias and prejudice

The doctrine operates in both procedural and substantive


matters

The test of proportionality is how the decision-maker has


ordered his priorities - the attribution of relative importance
to the factors in the case before him

Not so much the correctness of the decision that is called


into question but the method to reach such a decision

Neelesh Sir’s Portion 30


It is clear that the principles of reasonableness and
proportionality cover a great deal of common ground

The doctrine of proportionality - as a part of judicial review


ensures that a decision otherwise within the province of
administrative authority must not be arbitrary, irrational or
unreasonable

Though in judicial review the court is not concerned with


the correctness of the decision but how the decision is taken,
the decision-making process involves attributing relative
importance to various aspects of the case and the doctrine of
proportionality enters.

Cases

1. Hind Construction & Engineering Co. Ltd. v.


Workman (1965)
Facts: Workers treated a particular day as a holiday and
remained absent from duty. The employer dismissed them
from service.

Tribunal’s Decision: The Industrial Tribunal set aside the


dismissal, considering it disproportionate.

Supreme Court: Upheld the tribunal's decision, observing


that the absence could have been treated as leave without
pay or penalized with a fine or warning. The extreme
punishment of dismissing the entire permanent staff was
deemed unreasonable and disproportionate.

2. Ranjit Thakur v. Union of India (1987)

Neelesh Sir’s Portion 31


Facts: An Army officer disobeyed a lawful command from
his superior by refusing to eat food offered to him. He was
court-martialed, sentenced to rigorous imprisonment for one
year, dismissed from service, and declared unfit for future
employment.

Issue: Whether the punishment was disproportionate to the


offense.

Supreme Court: Held the punishment to be grossly


disproportionate, shocking the conscience of the court. It
emphasized that penalties must suit the offense and the
offender, and excessive punishments are evidence of bias.
The court invoked the doctrine of proportionality to ensure
fairness in judicial review.

3. Sardar Singh v. Union of India (1991)


Facts: A soldier purchased 11 bottles of rum from the army
canteen while on leave, exceeding his entitlement of 4
bottles. He was court-martialed, sentenced to three months'
rigorous imprisonment, and dismissed from service.

Supreme Court: Found the punishment arbitrary and


excessively harsh. The court struck down the dismissal,
reiterating the principle that penalties must align with the
severity of the offense.

4. Union of India v. Parma Nanda (1989)


Facts: An employee was found guilty of preparing false pay
bills and a bogus identity card. While two others involved

Neelesh Sir’s Portion 32


received minor penalties, the petitioner, considered the
mastermind, was dismissed from service. The Central
Administrative Tribunal (CAT) reduced the penalty to align
with the punishment imposed on the others.

Supreme Court: Overturned the CAT’s decision, holding


that tribunals should not substitute their discretion for that of
competent authorities unless the penalty is mala fide,
excessive, or unsupported by evidence. The court
highlighted the limited scope of judicial review in such
cases and endorsed the view that proportionality should not
undermine the discretion of the authority.

5. Union of India v. G. Ganayutham (1997)


Facts: An employee’s misconduct led to the withholding of
50% of his pension and gratuity. The CAT reduced the
penalty, deeming it excessive.

Supreme Court: Reinstated the original penalty,


emphasizing that judicial review should respect
administrative discretion unless penalties are manifestly
unreasonable, irrational, or disproportionate. The court
clarified that proportionality involves examining the method
of decision-making rather than substituting the decision
itself.

6. Coimbatore District Central Cooperative Bank


v. Employees Association (2007)

Neelesh Sir’s Portion 33


Facts: Employees went on an illegal strike and prevented
others from discharging their duties. The employer imposed
a penalty of stoppage of increments.

Supreme Court: Upheld the penalty, ruling that the actions


of the employees amounted to serious misconduct. The
punishment was deemed proportionate to the charges proved
against them.

Additional Notes

could be found in the ancient Greek dictum, pan metron ariston

First, under the municipal law, it refers to a doctrine which suggests that
a punishment afforded to a guilty should match the offence

second one is under International Humanitarian Law, where the


doctrine refers to the use of legal force in armed conflict

Accordingly, proportionality includes three conditions, viz.,


i. The means which is applied by public authorities should be available
to achieve the aims and should be effective or in other words, suitable.
(ii) The means should be necessary to realise the aims and should not be
more than what is necessary to fulfill the aim as showed in the laws.
(iii) The means which causes a burden for individuals should be
proportionate to the aim.

the principle of proportionality envisages that an administrative action


could be quashed by a reviewing Court, if the action was
disproportionate to the mischief which was sought to be remedied

In other words, it is the duty of the administration


to choose its actions so as to safeguard the rights of citizens and to

Neelesh Sir’s Portion 34


ensure a fair balance between individual rights and public interest.

Proportionality as a legal test is capable of being more precise than a


reasonableness test, besides requiring a more intrusive review of a
decision made by a public authority by which the Courts have to assess
the 'balance or equation' struck by the decision-maker.

Juristic thought has moved in favour of proportionality as a correct test


for judicial review as against the Wednesbury principle

Wednesbury Principle

Neelesh Sir’s Portion 35


💌 if an administrative action is unreasonable or arbitrary from
the perspective of a reasonable authority

a reasonable authority would not make a similar decision

extremely arbitrary and subjective

The doctrine of Reasonableness→ established through the


Wednesbury principle.

Although the Doctrine of Proportionality has been included


under Wednesbury's Principle, the test of reasonableness has
been subjected to higher scrutiny.

To apply this doctrine, the decision must be reasonable and


must strike a balance between the benefits and drawbacks of
the outcome achieved.

This sets out the standard of reasonableness to be followed


by public bodies in their decisions.

It provides a two-step test of reasonability and a reasonable


authority would not have taken the same decisions + only
applicable in extreme situations and the decisions are
patently arbitrary and unjust

The issue herein becomes that the

Neelesh Sir’s Portion 36


💌 Associated Provincial Pictures Houses v.
Wednesbury Corporation
Facts

Sunday Entertainment Act, 1932 - established


the authority of Wednesbury Corporation which
was allowed to issue licenses in relation to the
entertainment establishments for their operation
on Sundays

Authority - can determine the terms and


conditions of the license + subject to such
conditions as the authority thinks fit to impose

Condition imposed - No child below the age of


15 years is to be permitted inside the
entertainment establishments either with or
without parents [Blanket ban on the
introduction of the individuals only for
sunday]

Cinema Complex challenged the condition on


the grounds the aforementioned the condition is
unreasonable and ultra vires the authority of
the organisation.

Held

This condition was upheld and state the age limit


is within the power of the authority for the
imposition of the condition.

Neelesh Sir’s Portion 37


Statute is giving unfettered & unlimited powers
to the authority + no appellate authority
established or provided within the statute [no
authority or process within the statute]

Justice Greene - The decision is unreasonable in


the authority.

A court may interfere with the discretionary


authority if and only if they have taken matters
they ought not to take into account which they
have not taken account, if it has ignored a
relevant material which it should have taken into
consideration or it is so absurd that no sensible
person could ever have reached to it.

If the decision has come to a fact — they have


come to a conclusion that no reasonable
authority could have come to the decision.

The caveat laid down in the judgment an


individual may find an administrative decision to
be unreasonable but that is not enough for the
court to strike down the administrative action.

It is only in those extreme and limited cases of


unreasonableness where no reasonable person
finds this decision reasonable, this wednesbury
principle permits the court to interfere with the
decision of the administrative body.

Neelesh Sir’s Portion 38

You might also like

pFad - Phonifier reborn

Pfad - The Proxy pFad of © 2024 Garber Painting. All rights reserved.

Note: This service is not intended for secure transactions such as banking, social media, email, or purchasing. Use at your own risk. We assume no liability whatsoever for broken pages.


Alternative Proxies:

Alternative Proxy

pFad Proxy

pFad v3 Proxy

pFad v4 Proxy