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Global Global
edition edition
edition
Global
Fundamentals of
Communication Systems
For these Global Editions, the editorial team at Pearson has
Communication Systems
Fundamentals of
collaborated with educators across the world to address a
wide range of subjects and requirements, equipping students
SECOND edition
with the best possible learning tools. This Global Edition
preserves the cutting-edge approach and pedagogy of the
original, but also features alterations, customization and
adaptation from the North American version.
second edition
This is a special edition of an established
Salehi
Proakis
title widely used by colleges and universities
throughout the world. Pearson published this
exclusive edition for the benefit of students
outside the United States and Canada. If you
purchased this book within the United States
or Canada you should be aware that it has
been imported without the approval of the
Publisher or Author. John G. Proakis • Masoud Salehi
Pearson Global Edition
Contents
PREFACE 17
1 INTRODUCTION 21
7
A01 PROA5682 02 GE FM July 17, 2014 page 8
8 Contents
Contents 9
10 Contents
Contents 11
12 Contents
Problems 624
Contents 13
14 Contents
Contents 15
REFERENCES 897
INDEX 906
A01 PROA5682 02 GE FM July 17, 2014 page 16
A01 PROA5682 02 GE FM July 17, 2014 page 17
Preface
This book is intended as a senior-level undergraduate textbook on communication systems
for Electrical Engineering majors. Its primary objective is to introduce the basic techniques
used in modern communication systems and to provide fundamental tools and methodolo-
gies used in the analysis and design of these systems. Although the book is mainly written
as an undergraduate-level textbook, it can be equally useful to the practicing engineer, or
as a self-study tool.
The emphasis of the book is on digital communication systems, which are treated
in detail in Chapters 7 through 15. These systems are the backbone of modern commu-
nication systems, including new generations of wireless communication systems, satellite
communications, and data transmission networks. Traditional analog communication sys-
tems are also covered in due detail in Chapters 3, 4, and 6. In addition, the book provides
detailed coverage of the background required for the course in two chapters, one on linear
system analysis with emphasis on the frequency-domain approach and Fourier techniques,
and one on probability, random variables, and random processes. Although these topics are
now covered in separate courses in the majority of Electrical Engineering programs, it is
the experience of the authors that the students frequently need to review these topics in a
course on communications, and therefore it is essential to have quick access to the relevant
material from these courses. It is also assumed that the students taking this course have a
background in calculus, linear algebra, and basic electric circuits.
The following are the major new features in the Second Edition of Fundamentals of Com-
munication Systems:
The book starts with a brief review of communication systems in Chapter 1, followed by
methods of signal representation and system analysis in both time and frequency domains
17
A01 PROA5682 02 GE FM July 17, 2014 page 18
18 Preface
in Chapter 2. Emphasis is placed on the Fourier series and the Fourier transform represen-
tation of signals and the use of transforms in linear systems analysis.
Chapters 3 and 4 cover the modulation and demodulation of analog signals. In
Chapter 3, amplitude modulation (AM) is covered. In Chapter 4, frequency modulation
(FM) and phase modulation (PM) are covered. AM and FM radio broadcasting are also
treated in these chapters.
In Chapter 5, we present a review of the basic definitions and concepts in proba-
bility and random processes. Special emphasis is placed on Gaussian random processes,
which provide mathematically treatable models for additive noise disturbances. Both time-
domain and frequency-domain representations of random signals are presented.
Chapter 6 covers the effects of additive noise in the demodulation of amplitude-
modulated (AM) and angle-modulated (FM, PM) analog signals and a comparison of these
analog signal modulations in terms of their signal-to-noise ratio performance. We also
present the characterization of thermal noise and the effect of transmission losses in analog
communication systems.
Chapter 7 is devoted to analog-to-digital conversion. The sampling theorem and
quantization techniques are treated first, followed by waveform encoding methods includ-
ing PCM, DPCM, and DM. This chapter concludes with brief discussion of LPC speech
decoding and the JPEG standard for image compression.
Chapter 8 treats basic digital modulation methods and their performance in AWGN
channels. The methods described are binary antipodal and orthogonal signals, and M-ary
pulse amplitude modulation (PAM), phase-shift keying (PSK), and quadrature amplitude
modulation (QAM). These types of digital signals are characterized in terms of their geo-
metric representation. The optimum demodulation of these signals is derived based on
the maximum a posteriori and maximum-likelihood criteria. In addition, we also describe
methods for carrier phase estimation using a phase-locked loop (PLL), and symbol syn-
chronization.
In Chapter 9, we treat multidimensional digital modulation signals based on a geo-
metric representation of such signals and derive their performance when transmitted in
an AWGN channel. Signal types considered include orthogonal signals, biorthogonal sig-
nals, simplex signals, binary-coded signals, and frequency-shift keying (FSK). Continuous-
phase FSK (CPFSK) and its spectral characteristics are also treated.
In Chapter 10, we consider the transmission of digital signals in bandlimited AWGN
channels. The effect of channel distortion on the transmitted signals is shown to result
in intersymbol interference (ISI). Then, the design of signals that eliminate or control the
effect of ISI is described. Finally, we treat the design of adaptive equalizers for suppressing
ISI in the channel distorted received signal.
The focus of Chapter 11 is on digital signal transmission via multicarrier modula-
tion and orthogonal frequency-division multiplexing (OFDM). The implementation of the
OFDM modulator and demodulator, based on the use of the FFT algorithm, is described.
Additional topics treated include the spectral characteristics of OFDM signals and methods
for reducing the peak-to-average power ratio (PAR) in OFDM signals. Finally, we present
several applications of OFDM in current digital communication systems.
A01 PROA5682 02 GE FM July 17, 2014 page 19
Preface 19
Acknowledgments
We wish to thank the reviewers of the first and second editions of this book (Selin Aviyente,
Michigan State University; Costas Georghiades, Texas A&M University; Dennis Goeckel,
University of Massachusetts, Amherst; Bijan Mobasseri, Villanova University; Robert
Morelos-Zaragoza, San Jose State University; Ahmad Safaai-Jazi, Virginia Tech; Lei Wei,
A01 PROA5682 02 GE FM July 17, 2014 page 20
20 Preface
University of Central Florida; and Stephen Wilson, University of Virginia) for their com-
ments and recommendations. Their suggestions have resulted in significant improvements
to the various topics covered in this book.
John G. Proakis
Adjunct Professor,
University of California at San Diego
and Professor Emeritus,
Northeastern University,
Masoud Salehi
Northeastern University.
Pearson would like to thank the following people for their work on the Global Edition:
Contributors:
Amlan Chakrabarti
University of Calcutta.
Sanjay H.S.
M.S. Ramaiah Institute of Technology.
Reviewer:
Vijay Kumar Chakka
Shiv Nadar University.
M01 PROA5682 02 GE C01 July 16, 2014 page 21
CHAPTER
Introduction
1
Every day, in our work and in our leisure time, we use and come in contact with a variety
of modern communication systems and communication media, the most common being
the telephone, radio, and television. Through these media, we are able to communicate
(nearly) instantaneously with people on different continents, transact our daily business,
and receive information about various developments and noteworthy events that occur all
around the world. Electronic mail and facsimile transmission have made it possible to
rapidly communicate written messages across great distances.
Can you imagine a world without telephones, radios, and televisions? Yet, when you
think about it, most of these modern communication systems were invented and developed
during the past century. Here, we present a brief historical review of major developments
within the last 200 years that have had a major role in the development of modern commu-
nication systems.
21
M01 PROA5682 02 GE C01 July 16, 2014 page 22
22 Introduction Chapter 1
A N
B O
C P
D Q 1
E R 2
F S 3
G T 4
H U 5
I V 6
J W 7
K X 8
L Y 9
M Z 0
Nearly 40 years later, in 1875, Emile Baudot developed a code for telegraphy in
which each letter was encoded into fixed-length binary code words of length 5. In the
Baudot code, the binary code elements have equal length and are designated as mark and
space.
An important milestone in telegraphy was the installation of the first transatlantic
cable that linked the United States and Europe in 1858. This cable failed after about four
weeks of operation. A second cable was laid a few years later and became operational in
July 1866.
Telephony came into being with the invention of the telephone in the 1870s. Alexan-
der Graham Bell patented his invention of the telephone in 1876; in 1877, established the
Bell Telephone Company. Early versions of telephone communication systems were rela-
tively simple and provided service over several hundred miles. Significant advances in the
quality and range of service during the first two decades of the twentieth century resulted
from the invention of the carbon microphone and the induction coil.
M01 PROA5682 02 GE C01 July 16, 2014 page 23
In 1906, the invention of the triode amplifier by Lee DeForest made it possible to
introduce signal amplification in telephone communication systems and, thus, to allow for
telephone signal transmission over great distances. For example, transcontinental telephone
transmission became operational in 1915.
The two world wars and the Great Depression during the 1930s must have been a
deterrent to the establishment of transatlantic telephone service. It was not until 1953, when
the first transatlantic cable was laid, that telephone service became available between the
United States and Europe.
Automatic switching was another important advance in the development of tele-
phony. The first automatic switch, developed by Strowger in 1897, was an electrome-
chanical step-by-step switch. This type of switch was used for several decades. With the
invention of the transistor, electronic (digital) switching became economically feasible.
After several years of development at the Bell Telephone Laboratories, a digital switch
was placed in service in Illinois in June 1960.
During the past 50 years, there have been significant advances in telephone commu-
nications. Fiber optic cables are rapidly replacing copper wire in the telephone plant, and
electronic switches have replaced the old electromechanical systems.
24 Introduction Chapter 1
the first FM communication system. However, the use of FM was developed more slowly
than the use of AM broadcast. It was not until the end of World War II that FM broadcast
gained in popularity and developed commercially.
The first television system was built in the United States by V. K. Zworykin and
demonstrated in 1929. Commercial television broadcasting was initiated in London in 1936
by the British Broadcasting Corporation (BBC). Five years later, the Federal Communica-
tions Commission (FCC) authorized television broadcasting in the United States.
The Past 60 Years. The growth in communication services over the past 60
years has been phenomenal. Significant achievements include the invention of the tran-
sistor in 1947 by Walter Brattain, John Bardeen, and William Shockley; the integrated
circuit in 1958 by Jack Kilby and Robert Noyce; and the laser in 1958 by Townes and
Schawlow. These inventions have made possible the development of small-size, low-power,
low-weight, and high-speed electronic circuits that are used in the construction of satellite
communication systems, wideband microwave radio systems, cellular communication sys-
tems, and light-wave communication systems using fiber optic cables. A satellite named
Telstar I was launched in 1962 and used to relay TV signals between Europe and the United
States. Commercial satellite communication services began in 1965 with the launching of
the Early Bird satellite.
Currently, most of the wireline communication systems are being replaced by fiber
optic cables, which provide extremely high bandwidth and make possible the transmis-
sion of a wide variety of information sources, including voice, data, and video. Cellular
radio has been developed to provide telephone service to people in automobiles, buses, and
trains. High-speed communication networks link computers and a variety of peripheral
devices, literally around the world.
Today, we are witnessing a significant growth in the introduction and use of personal
communication services, including voice, data, and video transmission. Satellite and fiber
optic networks provide high-speed communication services around the world. Indeed, this
is the dawn of the modern telecommunications era.
There are several historical treatments in the development of radio and telecommuni-
cations covering the past century. We cite the books by McMahon, entitled The Making of
a Profession—A Century of Electrical Engineering in America (IEEE Press, 1984); Ryder
and Fink, entitled Engineers and Electronics (IEEE Press, 1984); and S. Millman, Edi-
tor, entitled A History of Engineering and Science in the Bell System—Communications
Sciences (1925–1980) (AT&T Bell Laboratories, 1984).
The red koae! The white koae! 68 Koae ula ke koae kea,
The koae that flies steadily on, Koae lele pauma ana;
Mounting up like the stars. Kiekie iluna ka hoku,
To me the moon is low. 69 Haahaa i au ka malama.
It is a god, He akua ko akua o Lono,
Your god, Lono; He akua e ulu e lama ana;
A god that grows and shines. Puuiki, Puunui,
Puuiki, Puunui. I Puuloa, i Puupoko,
At Puuloa, at Puupoko; I Puukahanahana,
At Puukahanahana, I ka hana a ke akua o Lono;
At the doings of the god of Lono. O Lono ka ipu iki,
Lono the small container, O Lono ka ipu nui,
Lono the large container. O Puunahe iki,
Puunahe the small, O Puunahe nui,
Puunahe the large. Na Hana au aku,
By Hana, you swim out, Na Moe au mai,
By Moe you swim in. Na’u no ka’u popolo,
My popolo 70 is mine own, He popolo ku kapa alanui;
The popolo that grows by the I aho’ hia e Kaiokane
wayside I hakaia e Kaiowahine;
Is plucked by Kaiokane, O kaua i Kahulikini-e,
Is watched over by Kaiowahine. He ki-ni,
We two to Kahulikini, He kini, he lehu, he mano,
Numberless, Kaua, e Kama-e
Vast, without number, countless I Anaehoomalu kaua
Are we, O Kama. E kuu alii hoi-e.
Let us two to Anaehoomalu,
O my chief.
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