Understanding 5G Radio Techniques and Measurements
Understanding 5G Radio Techniques and Measurements
CP-OFDMA
Scalable Numerology
FDD vs TDD
Mini-slot and self contained sub-frame
Carrier Aggregation.
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Air interface overview
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Candidate frequency bands for 5G.
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5G = LTE enhancements + Next Generation Radio Technology
HIGHER
Big Gain
• Supports WRC15 & WRC19 Spectrum
LTE
LTEadvanced Advanced Pro
LTEadvanced Rel 12&13 Rel 14 & 15
Rel 10&11 Macro Assisted Continuous Evolution
LTE Rel 8&9 Small Cell
CA, eICIC, CoMP,
Enhancement
Hetnet
(Phantom Cell)
* LOWER ~2015 ~2020 Year
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5G New Radio technology components
Buildings
Bus stop
Lamp posts
nodes
Scalable Framework
• Scalable TTI
• Integrated framework to support diverse deployment scenarios & network
topologies
• Dynamic switching between DL & UL based on traffic conditions
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Physical Layer – general description
• NR supports paired and unpaired spectrum
• FDD operation on a paired spectrum. TDD operation on an unpaired spectrum
Key DL concepts
• The downlink transmission is CP-OFDM. QPSK, 16QAM, 64QAM and 256QAM (with the same constellation
mapping as in LTE).
• NR defines physical resource block (PRB) where the number of subcarriers per PRB is the same for all
numerologies.
• Multiplexing different numerologies within a same NR carrier bandwidth is supported for both downlink and uplink.
Key UL concepts
• QPSK, 16QAM, 64QAM and 256QAM (with the same constellation mapping as in LTE).
• CP-OFDM-based waveform is supported.
• DFT-S-OFDM based waveform is supported at least for eMBB uplink for up to 40GHz.
• CP-OFDM waveform can be used for a single-stream and multi-stream (i.e. MIMO) transmissions.
• DFT-S-OFDM based waveform is limited to a single stream transmissions (for link budget limited cases).
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Scalable Numerology
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OFDM (Orthogonal Frequency Division)
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Flexible use of RF bandwidth – scalable numerology.
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Scalable numerology – scaling of subcarrier spacing.
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Scaleable Numerology
Change of “μ” changes data rate on the sub-carrier, hence symbol (bit) rate.
Table 4.2.2-1: Number of OFDM symbols per slot, N symb , for numerology and normal cyclic prefix.
Slot configuration
0 1
slots, slots, slots, slots,
N symb N frame N subframe N symb N frame N subframe
0 14 10 1 7 20 2
1 14 20 2 7 40 4
2 14 40 4 7 80 8
3 14 80 8 - - -
4 14 160 16 - - -
5 14 320 32 - - -
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Changing “u”, both subcarrier spacing and symbol rate
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Subframe alignment of numerologies
All configurations are aligned on 1mS subframe.
So system can change numerology on each 1mS sub-frame interval.
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Massive MIMO
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Massive MIMO key concepts
Traditional ‘Spatial Multiplexing’ MIMO uses similar
number of Tx and Rx beams, and creates multiple
data streams by using channel estimation/coding.
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Massive MIMO Antenna Architecture
• Radio baseband is augmented with many more connections into the antenna array subsystem
• TXRUs (Transmit/Receive Unit) connect into a RDN (Radio Distribution Network)
– RDN connects to the individual antenna elements
• The RDN enables a variety of beamforming techniques
– Digital BF, analog BF, hybrid BF
– Each connection architecture provide different capabilities and has different hardware, power and
complexity trade-offs
TXRU
...
TXRU
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Possible Radio Distribution Networks
• All-analog beamforming
– Phase-shifting/weighting at RF
– One TXRU per desired beam
• All-digital beamforming
– One TXRU per antenna element
– Complete flexibility of beamforming
– Very expensive
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Some Possible TXRU / RDN Configurations
• 1-D Sub-array • 1-D Full-connection
– Wideband (analog) elevation steering – Wideband elevation steering
– Digital azimuth BF per subarray – Multiple azimuth beams
– Full spatial resolution of array
TXRU
TXRU BF N = NTXRU = # of columns
TXRU
TXRU N =NTXRU = # of columns
M = # of elements per column TXRU
TXRU
TXRU
TXRU BF M = # of elements per column
MTXRU = # of subarrays
TXRU
TXRU BF & MTXRU = # of array connections
...
TXRU
TXRU
P = # of polarizations
MTXRUNTXRUP = total TXRUs TXRU
TXRU S P = # of polarizations
TXRU
TXRU MTXRUNTXRUP = total TXRUs
• 2-D Sub-array
– Single wideband azimuth & elevation
• 2-D Full-connection
beam per subarray – Wideband elevation steering
– Wideband azimuth steering
TXRU BF N = # of columns
TXRU BF NTXRU = # of horizontal subarrays N = # of columns
M = # of elements per column TXRU BF M = # of elements per column
TXRU &
...
BF MTXRU = # of vertical subarrays P = # of polarizations
...
TXRU BF
P = # of polarizations S Total TXRUs depends on number of beams
TXRU
MTXRUNTXRUP = total TXRUs
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Beam management concepts
Reference TR 38.80x
TRP sweeps beams in space, Switching TRP beams based UE switches beams based on
UE determines best beam on UE measurements. UE measurements.
pair to use.
• P-1: is used to enable UE measurement on • P-2: is used to enable UE • P-3: is used to enable UE
different TRP Tx beams to support selection measurement on different measurement on the same
of TRP Tx beams and UE Rx beams. TRP Tx beams to possibly TRP Tx beam to change
• For beamforming at TRP, it typically change inter/intra-TRP Tx UE Rx beam in the case
includes a intra/inter-TRP Tx beam sweep beam(s), from a possibly UE uses beamforming.
from a set of different beams. smaller set of beams for beam
• For beamforming at UE, it typically includes refinement than in P-1. Note
a UE Rx beam sweep from a set of different that P-2 can be a special case
beams. of P-1.
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Industry schedule
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High-level schedule and milestones for 5G standards
2015 2016 2017 2018 2019 2020 2021 2022
Report IMT feasibility above 6 GHz
Recommendation vision of IMT beyond 2020
Approval of resolutions
WRC-15
Technical performance requirements
Report M.[IMT-2020. TECH PERF REQ]
Evaluation criteria and method
Report M.[IMT-2020. EVAL]
Requirements, evaluation criteria and submission template
Report M.[IMT-2020. SUBMISSION]
Circular letter “IMT-2020”
IMT-2020 workshop WRC-19
Proposals
Initial technology submission deadline
Evaluation
Outcome and decision
Specifications
Detailed specification submission deadline
RAN workshop
Channel model SI
Requirements SI
Rel-14
5G pre-release
Rel-15
5G ‘early drop’
5G first release
Rel-16
3GPP Release schedule shown is indicative 5G second release
First 5G networks, trials and Initial commercial launch with Commercial launch with
limited commercial use cases. a subset of features full feature set
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5G NR radio testing and test solutions.
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Anritsu 5G product portfolio
Production tester
NSA-NR test solution
Power Master
Signal Analyzer
OTA chamber
Spectrum Master
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5G R&D solution – Spectrum Master -
Key Feature
mmWave capabilities for 5G, wireless backhaul, 802.11ad, Ultra portable spectrum
satcom, and more analyzer covering 9kHz to
Ultraportable form factor enables measurements right at the 110GHz with excellent
device under test dynamic range
Measure: channel power, adjacent channel power, occupied
bandwidth MS2760A
Spectrum Master
Patented NLTL technology provides > 100 dB dynamic range
Dynamic Range 103dB to 70GHz
70 GHz sweep in under 8 seconds
110GHz sweep in under 12 seconds
-132 dBm DANL to 70 GHz
-125dBm DALN to 110GHz
Up to 6 traces, 4 trace detectors, and 12 markers
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5G R&D solution - Signal Analyzer -
Hardware capability
Wideband analysis MS2850A
Signal Analyzer
1GHz BW analysis bandwidth
Wide dynamic range 9kHz–44.5GHz
DANL -143 dBm/Hz @28GHz in 1GHz BW (meas.)
SFDR - 70 dBc over 1GHz BW (nom.)
Excellent Flatness Basic view Result summary
(Single carrier) (Single carrier)
Amplitude ± 1.2 dB @28GHz, 1GHz BW (nom.)
Phase ± 2.4° (4.8° p-p) @28GHz, 1GHz BW (nom.)
Pure spectrum
Phase Noise - 111 dBc/Hz @28GHz, 10 kHz offset (meas.)
Fast analysis
Built-in 5G ‘multi-carrier’ measurement software
PCIe / USB 3.0 / Ethernet interface for data transfer
Resource block Time difference
domain view over carriers
Measurement software (Multi-carrier) (Multi-carrier)
Remote controllable built-in application
Single-shot multi-carrier simultaneous measurement
Optimized settings and results for specification
EVM and power for RS, xPDCCH, xPDSCH in V5GTF
CONFIDENTIAL
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High Speed Interface (PCIe, USB3.0)
High-speed interfaces (PCIe, USB3.0) realize stress-free data transfer.
Measurement speed can be improved with external high spec. PC.
User can build optimized measurement environment on your PC easily by using Anritsu API.
Remote Desktop
Windows Network Remote Control
MS2850A
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High-speed transfer of captured data
• Data size of 1GHz BW digitized data can be large, using 32GB capture memory.
• High-speed interfaces (PCIe, USB3.0) provide high speed data transfer to external PC.
2.99 sec
0.42 sec
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New methodology is required for 5G NR test
Adoption of millimeter-wave and beamforming is making OTA test more important than ever. Industry requires OTA-based
new methodology to replace conventional test and measurement approaches.
Modulation
Expand to 400MHz BW per carrier compared with 20MHz for LTE
Achieve toward 8 Component carriers in mmWave, 2 Component carriers in Sub 6GHz
Both Downlink and Uplink adopt based on OFDM modulation
Expand radio of transmission bandwidth and channel width larger than 90%
Adopt single carrier (DFT-s-OFDM) focus on coverage for UL
Data throughput
Initial target is 5Gbps by average, 10Gbps by peak rate
Achieve beamforming by using massive MIMO
End-to-End test by high data throughput and low latency
Connection with DUT
OTA environment is required for mmWave testing
Evaluation for beamforming/searching/tracking function test
Signalling test over the air by mobility/beam switching
RF performance test over the Air
Frequency accuracy, Max/Min Power, EVM, Spurious Emission RRM, Demodulation, Blocking
Channel model: Geometry-based stochastic channel mode, three-dimensional channel model, large antenna array, large bandwidth
Antenna characterization and calibration
TRP, EIRP, EIS, Directivity, beam width
Phase/gain calibration for array antenna element
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Examples of 5G test cases
Mass-production test
Single carrier meas. 100 MHz BW f
- Channel power
- Frequency error
255 MHz BW
- EVM (Standard)
- OBW
Alt. Adj. Adj. Alt.
RF conformance test (L) (L) (U) (U)
+ Out-of-band emissions 100 MHz BW f
- ACP/ACLR
- Spectrum emission mask
510 MHz BW
(w/ Opt-033)
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Solutions for phase alignment measurement in Massive MIMO
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Excellent Phase Flatness
5G uses Massive MIMO technology and some phase shifters exist for adjusting phase
difference between each antenna.
The resolution of phase shifter is around 10° and smaller phase flatness is required.
Measurement example
BTS TX block diagram
Phase Shifter
(Resolution = around 10°)
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Amplitude and Phase Flatness (measured data)
帯域内位相直線性
Amplitude (Left)
Amplitude
5
Phase (Right)
3
4
3
帯域内周波数特性 [dB]
1
1.2 dB 2 5°p-p
Nominal+ 1 14950.70313
Nominal- 0 28225.70313
0
-1 39500.70313
14950MHz
-1 -2 nominal+
28225MHz
-2
1.2 dB 39500MHz
-3
nominal-
-4
-3 -5
-500 -400 -300 -200 -100 0 100 200 300 400 500 -500 -400 -300 -200 -100 0 100 200 300 400 500
Offset Frequency [MHz] Offset Frequency [MHz]
1 GHz BW
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Necessity of phase difference measurement between antennas
Beam forming technology is one of the means to improve the energy efficiency of cellular networks.
Beamforming can reduce interference to other UEs by controlling the directivity with multiple
antennas and concentrating energy to a specific UE.
If the phase of each antenna is not aligned, the directivity will be weaken and the beamforming will
not work properly.
Thus, to measure and adjust the phase difference between the antennas is important.
Also, if the phase of the whole signal band is not aligned, the directivity of the
modulation signal will be weaken and the energy efficiency will be degraded.
Therefore, to confirm the phase difference of the whole signal band between the
antennas with good repeatability is important.
phase phase
freq. freq.
When the phase of antennas are aligned When the phase of antennas are NOT aligned
There are three methods to measure the phase difference between antennas.
(2) Use Signal Analyzer (Dual Ports SA) and Signal Generator (SG)
(3) Use Signal Analyzer (Single Port SA) and Signal Generator (SG) <= MS2850A
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(1) Use VNA
• VNA doesn’t have time variation of the phase because the same LO signal
is used for the transmitter and receiver.
• However, Signal Analyzer (SA) is also necessary for modulation analysis.
Merit
No time variation of the phase
Simple measurement setup
Demerit
No function for modulation analysis (Need SA separately)
To measure Antenna includes Up/Down Converter is difficult
Tx Ant 1
.....
RF Out
Switch
Tx Ant N
RF In
Tx Ant 1
...
(port 1)
. Cross
Rx Ant 1
Signal Switch Dual ports
talk RF In
Generator Tx Ant 2 SA
(port 2)
Ref In RF Out Rx Ant 2
.....
Ref Out
...
.
Tx Ant N
Switch
Fig.3 Setup example of Dual ports SA
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(3) Use Single Port SA and SG (MS2850A)
• The measurement setup with Single port SA is simple and it has modulation analysis capability.
• Time variation occurs for the phase measurement but it can be reduced by devising the
measurement method.
Merit
Modulation analysis capability
Simple measurement setup
Possible to measure the Antenna including Up/Down Converter
Demerit
The time variation of the phase occurs →Possible to reduce
Tx Ant 1
Signal
Generator Tx Ant 2 Rx Ant Single port
RF Out RF In SA
...
Ref In
.
.....
Ref Out
Switch
Tx Ant N
“Single port SA” method (MS2850A) is the best choice when the issue of the time
variation of phase can be resolved.
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Phase difference measurement using MS2850A (1/2)
The procedure for measuring phase difference using MS2850A
Tx Ant 1 MS2850A
MG3697C
Signal Analyzer
Signal Generator
Tx Ant 2 Rx Ant
RF Out RF In
...
Ref In
.
.....
Ref Out
Switch
Tx Ant N
T [s]
...
In the 5G system, ≧ 100 MHz wideband signals is used. If the phase of the whole signal band is not aligned, the directivity
of the modulation signal will be weaken and the energy efficiency will be degraded.
Phase flatness repeatability of MS2850A is σ=0.06 [deg.](Fig.9) at the same frequency offset position and it is very stable.
Therefore MS2850A realizes high accuracy phase difference measurement between antennas over whole signal band.
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Measurement result of phase time variation
Fig.A.1 shows phase time variation results when the measurement time is 100 ms, 25 ms, 5
ms, 0.5 ms.
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Configuring analyser for wideband EVM measurements
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Single Carrier Measurement with high accuracy
Actual EVM performance of MS2850A is < 1% when measuring 100 MHz single
carrier of V5G waveform including 64QAM xPDSCH in 29 GHz.
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Multi-Carrier (wide band) Measurement of EVM
MX285051A supports multi-carrier (8 carriers)
simultaneous measurement.
Frequency Error, Transmit Power, EVM and Time
difference of 8 carriers can be observed easily.
• Since the phase noise performance is unique to each instrument, it cannot be adjusted.
• However, the SNR and distortion can be optimized by adjusting measuring instrument settings.
• Generally, the dynamic range is best at the point where the measuring instrument distortion components
and noise floor are at the same level, which is when the EVM performance is best.
• However, since the integrated power of the noise increases in proportion to the signal bandwidth, the
measuring instrument relative dynamic range decreases as the signal band becomes wider.
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Configuring correct gain/level settings to minimise distortion effects on
EVM measurement for wideband 5G measurements.
The settings for obtaining the optimum SNR for the V5G signal are much more difficult in comparison to the W-CDMA signal.
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Spectrum Analyser level settings.
RF-
IF-ATT ADC
ATT
MIXER
Pre-AMP
・RF-ATT: Located at RF stage, it adjusts power input to Mixer and Preamplifier. It is effective when Mixer and Preamplifier have distortion.
・IF-ATT: Located at IF stage, it adjusts power of input to Analog Digital Converter (ADC). It is effective when the ADC overflows.
・Pre-AMP: Amplifies weak signals and improves Noise Figure (NF) of overall system. It is effective when wanting to lower the noise floor.
Unlike the RF-ATT and Pre-AMP, which the user can set arbitrarily, the IF-ATT cannot be set by the user.
For example, at Pre-AMP = OFF, when Reference Level = –3 dB and RF-ATT = 4 dB, IF-ATT [dB] = –3 – 4 +10 = 3 dB.
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Measurement with Pre-AMP = OFF
The “Level Over” message is displayed on-screen when the ADC overloads, (error in measurement data).
MS2850A ADC Overload Level Target Value at RF-ATT = 0 dB, IF-ATT = 0 dB (Signal Analyzer Mode)
The total of the inserted RF-ATT and IF-ATT must be greater than 10 dB (10 dBm – 10 dB = 0 dBm) to prevent ADC overload.
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Measurement with Pre-AMP = OFF
RF-ATT = 10 dB, IF-ATT = 0 dB RF-ATT = 0 dB, IF-ATT = 10 dB
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Measurement with Pre-AMP = ON (Example of SNR dominance)
• Lower signal levels, e.g. a 5G signal with an average signal level of –19 dBm and a crest ratio of 14 dB.
• The peak power is –5 dBm (= –19 dBm + 14 dB).
• When the MS2850A with a SPAN setting of ≥50 Hz, RF-ATT/IF-ATT = 0 dB, the ADC overloads at 0dBm target.
• Measurement is possible without ADC overload when Reference Level = –10 dBm, RF-ATT = 0 dB (IF-ATT = 0 dB).
• However, lowering the average signal level by –20 dBm has an impact on the noise floor and degrades the SNR.
• When RF-ATT = 4 dB, since the NF of the overall system becomes 4 dB worse, the SNR is also degraded by 4 dB.
RF-ATT = 0 dB, IF-ATT = 0 dB RF-ATT = 4 dB, IF-ATT = 0 dB
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Measurement with Pre-AMP = ON (Example of SNR dominance)
• Pre-AMP = ON
Setting Pre-AMP from OFF to ON improves the SNR and the EVM improves from 5.65% to 3.35%.
Also when IF-ATT is larger than RF-ATT, the overall system NF is improved and the EVM becomes better.
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Measurement with Pre-AMP = ON (Example of Distortion dominance)
SNR EVM
Single Carrier signal with an average signal level of –19 dBm and a crest ratio of 14 dB. RF-ATT = 14 dB, IF-ATT = 1 dB 41.51 dB 1.07%
SNR and EVM Measurement Results at Each ATT Setting RF-ATT = 10 dB, IF-ATT = 5 dB 43.00 dB 1.02%
RF-ATT = 6 dB, IF-ATT = 9 dB 43.19 dB 1.14%
• SNR and EVM show an improvement when RF-ATT is smaller and IF-ATT is larger with Pre-AMP = OFF or Pre-AMP = ON and 8 Carrier,
• EVM optimum conditions are different at Pre-AMP = ON and Single Carrier due to the effect of measuring-instrument distortion.
• At the same output level, a Single Carrier signal has a power density of 8 times compared to an 8 Carrier signal.
• EVM deteriorates as the effect of Pre-AMP distortion increases.
The waveforms at RF-ATT = 6 dB and 10 dB are shown below where the red ovals clearly indicate the Pre-AMP signal distortion when RF-ATT = 6 dB.
The Pre-AMP distortion characteristics change with frequency, bandwidth, and crest ratio, so the RF-ATT should be adjusted while observing the waveform.
ATT = 6 dB ATT = 10 dB
Setting Pre-AMP to ON improves the SNR and the EVM improves from 5.65% to 3.35%.
When IF-ATT is larger than RF-ATT, the overall system NF is improved and the EVM becomes better.
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Summary
When measuring the EVM of wideband signals as used in 5G; more accurate EVM measurements can be
obtained by measuring in accordance with the following notes.
SNR optimization is difficult with wideband modulation signals and requires careful adjustment.
An ATT must be inserted to prevent the modulation waveform peak power exceeding the ADC overflow
level (high crest factor of the waveform)..
When the SNR effect is greater than the distortion effect, inserting a larger IF-ATT improves the SNR, but
we recommend inserting an RF-ATT of about 4 dB due to the degraded VSWR.
In particular, since EVM is degraded by the effect of distortion when Pre-AMP = On, it is necessary to
adjust the ATT to optimize the measurement accuracy.
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TR 38.811
Study on NR to support non-terrestrial networks
TR 38.812
Study on Non-Orthogonal Multiple Access (NOMA) for NR
TR 38.813
New frequency range for NR (3.3-4.2 GHz)
TR 38.814
New frequency range for NR (4.4-4.99 GHz)
TR 38.815
New frequency range for NR (24.25-29.5 GHz)
TR 38.816
Study on CU-DU lower layer split for NR
TR 38.817-01
General aspects for UE RF for NR
TR 38.817-02
General aspects for BS RF for NR
TR 38.818
General aspects for RRM and demodulation for NR
TR 38.874
NR; Study on integrated access and backhaul
TR 38.889
Study on NR-based access to unlicensed spectrum
TR 38.900
Study on channel model for frequency spectrum above 6 GHz
TR 38.901
Study on channel model for frequencies from 0.5 to 100 GHz
TR 38.912
Study on new radio access technology
TR 38.913
Study on scenarios and requirements for next generation access technologies
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Configuring for wideband EVM measurements.
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Wide Dynamic Range (1GHz BW)
MS2850A has 9 dB better dynamic range than Competitor for 1GHz BW
measurement.
MS2850A Competitor 1
Over Flow Level @28GHz 0 dBm -14 dBm
DANL @28GHz -142 dBm/Hz -147 dBm/Hz
High
Over flow level
Low
DANL
Measured level
Specification in configuration without Preamplifier would High
be -141 dBm/Hz at 28 GHz band. Over flow level
(from preliminary datasheet of MS2850A)
MS2850A
Wider dynamic range Competitor
Low
DANL
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Best SFDR (Spurious Free Dynamic Range)
MS2850A has best SFDR with 1GHz BW.
Signal analyzer has ADC (Analog to Digital Converter) inside.
The ADC generates spurious but the level of MS2850A is quite low.
Anritsu Competitor 1 Competitor 2
MS2850A
SFDR - 70 dBc -56 dBc -65 dBc
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Noise Floor Reduction (NFR) *SPA mode only
Noise Floor Reduction realizes 7 – 11 dB better noise floor by
subtracting noise inside Spectrum Analyzer.
Able to measure very small signal accurately.
Useful for Spurious measurement.
Better noise floor Accurate measurement
-81 dBm
-89 dBm