Final IPR
Final IPR
Intellectual Property is a creation of intellect i.e., the human mind. It protects what a human mind
creates. It could be a research, logo, invention, drawing or painting, musical compositions etc. all
being the products invented from human mind. Intellectual Property Laws provides the owner of
such rights to exclusively use his intellectual property at his desire and also prevents others from
using it without the owner's permission.
All the rights linked with intangible assets possessed by an individual or business to safeguard such
assets against unlawful use or exploitation are called Intellectual Property Rights. Such rights are
granted to the creators of intellectual property so that their creations cannot be used by others without
their permission. These include: Right to reproduce such work; Right to sell such work; Right to
create other forms of such work, etc. Intellectual Property Rights are used to convey the monopoly of
the holder over the usage of the specified property or items for a definite time period. Any violation of
these rights attracts severe penalties.
Intellectual property rights (IPR) are the rights given to persons over the creations of their minds:
inventions, literary and artistic works, and symbols, names and images used in commerce. They
usually give the creator an exclusive right over the use of his/her creation for a certain period of time.
Intellectual property is an intangible right exercisable in respect of a tangible work. Further, it is
treated as a movable property and can be assigned and transferred.
Characteristics of Intellectual Property are: -
(i) Creation of human mind
(ii) It is an intangible right over tangible work.
(iii) It is a movable property which is assignable and transferable
(iv) The owner of Intellectual Property has absolute and exclusive right over it.
(v) It exists only under law i.e.; it is a legal right.
Features/Nature of Intellectual Property - The nature of Intellectual Property is characterized by
unique characteristics and purpose. Essentially, it is built around the protection of intangible assets
and their economic value. Below are the key aspects that highlight the nature of Intellectual Property
in detail:
1. Intangible Asset - Intellectual Property is intangible creations of the mind, which include
inventions, designs, and creative works. Being intangible, IP lacks a physical form but holds deep
economic and cultural significance. Examples are patented technologies, artistic compositions, and
brand logos.
2. Exclusive Rights - Intellectual Property Rights confer exclusive legal rights upon creators and
owners to control the use, sale, or license of their creations. These rights empower owners to monetize
their innovations while preventing unauthorized usage or duplication by others.
3. Territorial Nature - Intellectual Property Rights are territorial, meaning they are enforceable
within the jurisdiction where they are granted. For instance, a patent registered in the United States is
not automatically valid in other countries unless registered separately.
4. Time-Bound Protection - Most Intellectual Property Rights offer protection for a definite term,
such as 20 years for patents or a creator's lifetime plus 60 years for copyrights. Once protection has
lapsed, IP enters the public domain and is free to use for anyone without any restrictions.
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5. Economic Value - Intellectual Property has huge economic value because innovation gives the
edge to companies, enhances brand prestige, and contributes to global trade. Businesses utilize IP as a
competitive edge, earning revenue streams through licensing, sales, or strategic partnerships.
6. Creativity and Innovation Focus - IP by its very nature focuses on the rewarding of creativity and
innovation, thereby encouraging people and businesses to invent new technologies, designs, or artistic
expressions. Protecting the creation, IP encourages research and development.
7. Dynamic and Updating - Intellectual Property is dynamic and updated with the passage of
technology, culture, and economic practices. Emerging areas of software, artificial intelligence, and
biotechnology have broadened the coverage areas of IP protection.
8. Mandatory Public Disclosure - Some IPRs in the form of patents need public disclosure of
technical information as this ensures public availability and diffusion of the existing technical
knowledge. This leads to further inventions by others once the protection period is over
9. Double Role: Private as well as Public Interest - IPR satisfies both private and public interests in
a balanced manner. While creators enjoy exclusive rights, the public benefits from access to new
technologies, artistic works, and cultural products.
10. Transferable and Licensable - IP may be transferred or licensed, enabling its owner to earn
income by selling or granting license rights to use an IP. Licenses are common for software, music,
and more technological industries.
11. Protection Against Misappropriation - Laws on IP protect their holders against infringement,
plagiarism, or practices of counterfeit. They also ensure fair competition and uphold the integrity of
intellectual contributions.
Need for legal protection of intellectual property - The various reasons behind granting protection
to intellectual property through the enactment of suitable Intellectual Property (IP) laws are as
follows:
1. To encourage inventions and creations that promote the social, economic, scientific, and
cultural development of society by incentivizing the creators and allowing them to make
economic gains out of their creations.
2. To provide legal protection to intellectual creations.
3. To prevent third parties from enjoying the fruits of someone else’s creativity.
4. To facilitate fair trading.
5. To promote creativity and its dissemination.
6. Giving recognition to the efforts of creators.
7. Preventing the infringement of proprietary rights of creators in their creations from
unauthorized use.
8. To encourage investment of skill, time, finance, and other resources into innovation activities
in a manner that is beneficial to society.
Advantages of Intellectual Property Rights
1. IPR protection gives your business a competitive advantage over other similar businesses.
2. IPR protection allows you to prevent unauthorized use of your intellectual property and
works.
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3. IPR enhances the value of your company and also opens avenues for collaborations and
opportunities for generating income such as by entering into licensing agreements to
exploit/work the invention/work.
4. IPR helps to attract clients and creates your brand value. For example, the consumers start
identifying your products with the unique logo or registered trademark.
Disadvantages of Intellectual Property Rights
1. You have to incur additional costs for getting IPR protection including legal costs and other
fees.
2. Even after getting the intellectual property right, you might still face a lot of difficulties in
curbing the copying and unauthorized use of your work. Moreover, sometimes an attempt to
enforce IP rights could lead to a reduction in the consumer base.
3. IP rights aren’t absolute. There are certain limitations and conditions imposed by law on the
exercise of these rights (such as a limited period of protection and compulsory licensing
provisions) in the interests of the general public.
Types of Intellectual Property - Type of Intellectual Property can be classified into different kinds,
each created to safeguard distinct types of human creativity, innovation, and brand identity.
Patents - Patents secure inventions and/or processes, thus giving exclusive rights to use, make, and
sell for 20 years. It encourages technological development.
Copyrights - Copyrights protect original works of creativity, such as books, songs, movies, or
software. The rights are valid for a lifetime plus 60 years. This fosters cultural growth.
Trademarks - Trademarks Protect brand elements like logos, names, and slogans, ensuring brand
identity and consumer trust. Renewable indefinitely with commercial use.
Industrial Designs - Industrial Designs protect the aesthetic features of products like shapes and
patterns. Valid for 10-25 years. Enhances product marketability.
Geographical Indications (GIs) - Protect region-specific products like Champagne or Darjeeling tea.
Promotes traditional knowledge and regional economies.
Trade Secrets - Protect confidential business information like formulas or strategies. Valid
indefinitely if secrecy is maintained. Encourages competitive advantage.
Conclusion: The very essence of Intellectual Property is the prime culture of innovation, creative
development, and economic growth. Through the protection of intangible creations and the grant of
exclusive rights for the same, IP ensures their creators, businesses, and society at large benefit from
intellectual contributions. Understanding its unique characteristics highlights the importance of
shaping a knowledge-driven global economy. As technology and creativity continue to evolve, the
role of Intellectual Property will only be more important.
Short Note on Berne Convention?
The Berne Convention for the Protection of Literary and Artistic Works, was established in 1886 in
Switzerland, is a pivotal milestone in the history of international copyright agreements. It is a
foundational treaty for copyright protection which aimed to harmonize copyright laws among
participating nations, ensuring that works of authors from member countries were protected in others.
The Berne Convention introduced the concept that a copyright exists the moment a work is “fixed”, or
manifested into a tangible format, rather than requiring registration.
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ORIGIN AND HISTORICAL CONTEXT - The Berne Convention is one of the oldest important
international treaties in the realm of intellectual property and copyright law. The inspiration for the
Berne Convention can be traced back to the Paris Convention for the Protection of Industrial Property
in 1883. It was established in 1886 under the guidance of Victor Hugo’s Associated Literature Artist
International association, introduced significant changes to international copyright protection.
EVOLUTION AND ADMINISTRATION OF BERNE CONVENTION - Since its inception in 1886,
the Berne Convention has undergone multiple revisions and amendments, including those in Paris
(1896), Berlin (1908), Berne (1914), Rome (1928), Brussels (1948), Stockholm (1967), and Paris
(1971). It was also amended in 1979 to address evolving copyright issues and maintain its relevance
in the modern era.
The administration of the Berne Convention on Intellectual Property Law falls under the
responsibility of the United Nations’ World Intellectual Property Organization (WIPO). This
convention stands out as one of the most widely adopted international treaties globally, solidifying its
paramount significance in the realm of intellectual property.
PURPOSE OF THE BERNE CONVENTION - One of its fundamental principles is that copyrights
for creative works should be automatically enforced upon their creation, without the need for formal
registration. In countries adhering to the Convention, authors are not required to assert or declare their
copyright; it is granted as soon as their work is fixed in a tangible form, whether in writing or through
recording.
Before the Berne Convention, copyright laws typically had jurisdiction solely over works created
within a country’s borders. But the Convention ensures that foreign authors enjoy the same rights and
privileges as local authors in any participating country.
BASIC PRINCIPLES OF THE CONVENTION - This convention is based upon three fundamental
principles and incorporates various provisions to establish the minimum level of protection, along
with offering special provisions that developing countries can utilize. These three core principles are
as follows:
A. Principle of National Treatment: It mandates that creative works originating in any of the
Contracting States, such as works created by nationals of that State or first published there,
must receive the same level of protection in all other Contracting States as those countries
provide to their own citizens’ works.
B. Principle of “Automatic” Protection: This principle emphasizes that copyright protection
should not be subject to any formalities or conditions. Protection over copyright should be
automatically granted upon the creation of the work.
C. Principle of “Independence” of Protection: It asserts that copyright protection is independent
of whether protection exists in the work’s country of origin. However, if a Contracting State
offers a longer duration of protection than the minimum set by the Convention, and the work
loses protection in its country of origin, the protection may be denied once it ceases in the
country of origin.
Name the first convention related to patents and copyright respectively?
The Paris Convention of 1883 was the first major international agreement to protect Intellectual
property, including patents. However, Paris convention did not cover the aspect of copyright. Berne
Convention of 1886 and it was in fact the first international convention covering the laws of
copyright. The Berne Convention followed in the footsteps of the Paris Convention for the Protection
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of Industrial Property of 1883, which in the same way had created a framework for international
integration of the other types of intellectual property: patents, trademarks and industrial designs.
The Universal Copyright Convention (UCC) came into effect in the year 1952. The Universal
Copyright Convention, adopted in Geneva, Switzerland, is one of the two principal international
conventions protecting copyright; the other being, the Berne Convention. The UCC was developed by
United Nations Educational, Scientific and Cultural Organization (UNESCO) as an alternative to the
Berne Convention for those states which disagreed with aspects of the Berne Convention, but still
wished to participate in some form of multilateral copyright protection.
Short Note on World Trade Organization?
The World Trade Organization (WTO) is the only international trade body that deals with
international trade practices. It ensures that the member countries engage in smooth, free, and fair
global trade. WTO was officially founded on 1st January 1995 with its headquarters in Geneva,
Switzerland. India is a member of the WTO since 1st January 1995. Currently, it has 164 member
countries. The World Trade Organization (WTO) serves a variety of purposes: it administers a
worldwide system of trade regulations, serves as a venue for negotiating trade agreements, resolves
trade disputes among its members, and assists developing nations.
Objectives of WTO - The six key objectives of the World Trade Organization are -
(i) Establishing and Enforcing Rules for International Trade: The international trading rules by the
World Trade Organization are established under three separate agreements – rules relating to
the international trade in goods; the agreement on Trade-Related Aspects of Intellectual
Property Rights (TRIPS) and the General Agreement on Trade in Services (GATS). The
enforcement of rules by the WTO takes place by way of a multilateral system of disputes
settlement in the instances of violation of trade rules by member countries. The members are
obligated under ratified agreements to honor and abide by the procedures and judgments.
(ii) Acting as A Global Apex Forum: World Trade organization is the global forum for monitoring
and negotiating further trade liberalization. The premise of trade liberalization measures
undertaken by WTO is based on the benefits of member countries to optimally utilize the
position of comparative advantage due to a free and fair trade regime.
(iii) Resolution of Trade Disputes: Trade disputes, before the WTO, usually arise out of deviation
from agreements between member countries. The resolution of such trade disputes does not
take place unilaterally but through a multilateral system involving set rules and procedures
before the dispute settlement body.
(iv) Increasing Transparency in The Decision-Making Process: The World Trade Organisation
attempts to increase transparency in the decision-making process by way of more participation
in the decision-making and consensus rule, in particular. The combined effect of such measures
helps to develop institutional transparency.
(v) Collaboration Between International Economic Institutions: The global economic institutions
include the World Trade Organization, the International Monetary Fund, the United Nations
Conference on Trade and Development, and the World Bank. With the advent of globalization,
close cooperation has become necessary between multilateral institutions. These institutions are
functional in the sector of formulation and implementation of a global economic policy
framework. In the absence of regular consultation and mutual cooperation, policymaking may
be disrupted.
(vi) Safeguarding The Trading Interest of Developing Countries: Stringent regulations are
implemented by the WTO to protect the trading interests of developing countries. It supports
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such member countries to leverage the capacity for carrying out the mandates of the
organization, managing disputes, and implementing relevant technical standards.
Features of WTO - The major features of the World Trade Organization are –
The scope of WTO is far more expensive than the erstwhile General Agreement on Trade and
Tariff. For instance, GATT solely focused on goods while excluding textiles and agriculture. On
the other hand, WTO covers all goods, services, and investment policies along with intellectual
property.
WTO Secretariat has formalized and bolstered the mechanisms for the review of policies as well
as the settlement of disputes. This aspect has become crucial due to the proliferation of member
countries and more goods and services being covered by the WTO. Another important
consideration in this regard is the substantial increase in open access to different international
markets.
There are rules implemented for the protection of small and weak countries against the
discriminatory trade practices of developed countries.
National Treatment articles and Most Favored Nation (MFN) clause permits equal access to
markets for just treatment of both domestic and foreign suppliers.
Each member country of the WTO carries a single voting right and all members enjoy privilege
on the global scale.
The WTO agreements encompass all the member states and act as a common forum of
deliberation for the members.
Roles and Functions of WTO –
Implementation of Rules for Review of Trade Policy - The international rules of trade provide
stability and assurance and lead to a general consensus among member countries. The policies
are reviewed to ensure that even with the ever-changing trading scenarios, the multilateral
trading system thrives. It also helps in the facilitation of a transparent and stable framework for
conducting business.
Forum for Member Countries Discuss Future Strategies - The WTO, as a forum, allows for trade
negotiations in the multilateral trading system. In the absence of trade negotiations, growth may
stunt, and issues related to tariff and dumping may go unaddressed. Further liberalization of trade
is also subject to consistent trade negotiations.
Implementing and Administering Bilateral and Multilateral Trade Agreements - The bilateral or
multilateral trade agreements have to be necessarily ratified by the parliaments of respective
member countries. Unless such ratification comes through, the non-discriminatory trading system
cannot be put into practice. The executed agreements will ensure that every member is
guaranteed to be treated fairly in other members’ markets.
Trade Dispute Settlement - The dispute settlement by the WTO is concerned with the resolution
of trade disputes. Independent experts of the tribunal interpret the agreements and give out
judgment mentioning the due commitments of the concerned member states. It is encouraged to
settle the disputes by way of consultation among the members as well.
Optimal Utilization of the World's Resources - Resources across the world can be further
optimally utilized by harnessing the trade capacities of the developing economies. It requires
special provisions in the WTO agreements for the least-developed economies. Such measures
may include providing greater trading opportunities, longer duration to implement commitments,
and also support to build the sue infrastructure.
Conclusion: In this article, we saw an overview of the WTO. It is the only international trade body
that deals with international trade practices. It ensures that the member countries engage in smooth,
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free, and fair global trade. In 1995, WTO replaced GATT as the international trading body. WTO has
set up several rules and negotiations in order to establish a common set of international trade laws.
These agreements cater to a multitude of aspects like goods, services, trade monitoring, intellectual
property, and settlement of disputes. Though such negotiations have been greatly beneficial for the
well-off member nations, the local communities and the poorer members are only the adverse effects
of these clauses.
Short Note on TRIPS?
The full form of “TRIPS” is “Trade-Related Aspects of Intellectual Property Rights”. (TRIPS) is an
international agreement that falls under the purview of the World Trade Organization (WTO). This
landmark agreement was established to address the complex intersection of trade and intellectual
property, aiming to create a harmonized and standardized framework for protecting various forms of
intellectual property on a global scale.
In simple, TRIPS stands for Trade-Related Aspects of Intellectual Property Rights. It is an
international agreement under the World Trade Organization (WTO) that sets global standards for the
protection and enforcement of intellectual property rights.
TRIPS was introduced to address disparities in IP protection across countries and provide a
standardized framework to encourage innovation, technology transfer, and trade. It ensures that
creators and inventors receive adequate protection for their creations and inventions.
The TRIPS agreement aims to strike a balance between promoting innovation and ensuring that
access to essential goods and services, especially in fields like healthcare, remains accessible to all. It
sets minimum standards for IP protection and enforcement that member countries are required to
implement within their legal systems.
TRIPS covers various forms of intellectual property, including patents, copyrights, trademarks, trade
secrets, industrial designs, and more. It establishes minimum standards for IP protection and
enforcement that member countries must adhere to. The IPRs covered by the TRIPS Agreement
are:
• Copyright and related rights (i.e. the rights of performers, producers of sound recordings and
broadcasting organizations)
• Trademarks, including service marks
• Geographical indications including appellations of origin
• Industrial designs
• Patents including the protection of new varieties of plants
• Layout-designs (topographies) of integrated circuits
• Undisclosed information, including trade secrets and test data
The three main features of TRIPS agreement are:
Standard - All member states are required to provide a minimum set of criteria for the
protection of IPRs in each of the IP categories covered by the Agreement. Each area of IP is
addressed in such a way that the major aspects of protection, such as the subject matter sought
to be protected, the rights to be granted, and possible exceptions to such rights, as well as the
minimum period of protection, are all explicitly stated.
Enforcement - The second set of clauses focuses on domestic processes and remedies for
intellectual property rights enforcement. The Agreement establishes a set of broad rules that
apply to all IPR enforcement actions. It also includes rules on civil and administrative
processes and remedies, provisional measures, particular border requirements, and criminal
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proceedings, all of which outline the procedures and remedies that must be provided so that
the right holders can successfully exercise their rights.
Dispute Settlement - Disputes occurring between WTO members over responsibilities
emanating from the TRIPS Agreement are subject to the WTO's dispute resolution processes.
Advantages of the TRIPS Agreement -
TRIPS provides incentives for businesses to spend money on R&D by giving exclusive rights to
those who own intellectual property, which promotes innovation.
TRIPS ensures that all members have equal access to protection for their intellectual property,
which supports just and equitable global trade.
TRIPS' robust intellectual property protection can draw in outside capital, spurring economic
expansion.
Technology transfer is made easier by TRIPS, which gives incentives to technology owners to
licence their products and permits developing nations to use compulsory licensing to meet their
public health needs.
Legal certainty is provided by TRIPS, which gives investors and owners of intellectual property a
clear legal framework for the protection and enforcement of their rights.
TRIPS permits the use of compulsory licensing to address public health needs, which can
increase access to affordable medicines in developing countries. This promotes access to
medicines.
TRIPS recognizes the value of traditional knowledge and provides for its protection and
preservation, which strengthens the protection it receives.
Encourages international collaboration on intellectual property issues. TRIPS offers technical
assistance and training to developing nations to assist in the implementation and enforcement of
intellectual property laws.
Therefore, we can say that ‘TRIPS’ encourages creativity, trade, investment, technology transfer,
legal certainty, access to medicines, protection of traditional knowledge, and international
cooperation.
Disadvantages of the TRIPS Agreement -
TRIPS mandates high levels of patent protection.
Fertilizers, insecticides, pharmaceutical items, and procedures were not protected by patents,
resulting in low-cost food and drugs.
Education and technology transfer were fostered by the lack of copyright protection for
informational products.
Jobs in the local imitative industries were lost.
In general, increased prices resulted in significant deadweight losses, with minimal stimulation of
local innovation.
Traditional knowledge is not protected in any way.
Short Note on WIPO?
The World Intellectual Property Organization, also known as WIPO, is a global organization that
promotes the protection of both industrial properties (such as patents, trademarks, and designs) and
copyrighted material (such as literary, musical, visual, and other artistic works) around the world. A
treaty signed in Stockholm in 1967 served as the basis for the organization’s founding in 1970, and in
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December 1974 it was designated as a specialized agency of the UN. The main office is in Geneva
Switzerland. Millions of patent papers are available through a free patent search engine provided by
the World Intellectual Property Organization (WIPO). The World Intellectual Property Organization
(WIPO) of the UN is a specialized group. Its objective is to establish a just and open global IP system
that fosters innovation, encourages creativity, and supports the economic, social, and cultural
development of all nations while safeguarding the general welfare.
Significance of WIPO
WIPO's efforts to safeguard the originality of works are thorough and efficient.
WIPO's agenda focuses on five overarching objectives:
o A widespread culture of intellectual property has to be encouraged.
o In order to provide uniform regulations for intellectual property on a global scale (partially
defined as promoting laws forbidding the circumvention of technological restrictions).
o To provide superior support for IP systems across the world
Functions of WIPO: The World Intellectual Property Organization (WIPO) was founded with the
following objectives in mind:
To support the creation of campaigns that enhance IP Protection globally and maintain
uniformity among national laws.
Initiating the signing of international agreements for the protection of intellectual property rights
(IPR).
To put into practice, the administrative duties that the Berne and Paris Unions have discussed.
To offer legal and technical support in the area of intellectual property.
To gather and disseminate information, conduct research, and publish the results.
To make certain that services are provided in a way that promotes international intellectual
property protection.
To carry out additional necessary and suitable actions.
World Intellectual Property Organization Limitations and Exceptions
Certain restrictions on economic rights are permitted under copyright laws in order to
preserve a proper balance between the interests of right holders and users of protected works.
These are situations where it is acceptable to use protected works without the right holder’s
consent and with or without payment of compensation.
On the WIPO’s agenda is the topic of limitations and exceptions. The discussion has
primarily centered on three categories of beneficiaries or activities in terms of exclusions and
restrictions: educational initiatives, libraries and archives, and individuals with disabilities,
notably those who are visually impaired.
Conclusion: World Intellectual Property Organization is significant for India from many perspectives
such as economic, political, social and cultural also. Geographical Indication is an important aspect of
this and Indians have contributed to it as well. Every state of India has a unique talent that leads to
economic and political growth. Therefore, contributing significantly to WIPO is the need of the hour.
Explain the Role IP in Economic Development?
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Intellectual property is defined as property created by the human mind and intellect. Any essential
progress of human knowledge, such as artistic, academic, specialized, or logical development, is
managed by Intellectual Property (IP). The creator's lawful rights to validate their invention are
granted under Intellectual Property Rights (IPR).
These legal rights confer a limited right on the creator/producer or his administrator who uses his
creation/item for a limited time frame. Intellectual property rights (IPR) are critical to a country's
development. IPRs can aid in the growth of new businesses, the restructuring of inefficient industries,
and the acquisition and invention of new technologies. The incorporation and development of new
technology, the structure of markets to ease production and consumption, and the formation of
enabling institutions are all part of economic growth.
Intellectual-property-based industries are significant drivers of GDP and employment rates in both
developed and developing countries. Intellectual property-dependent businesses are an essential and
rising element of every contemporary economy, especially as these economies move away from
agricultural, mineral, and low-value-added industries and toward higher-value products and services.
Intellectual Property Rights have an impact on the processes of economic development and progress,
which are influenced by a variety of circumstances. More solid foundations for the protection of
intellectual property rights might, in theory, either help or hinder economic growth. Finally, it is
becoming clear that a more solid and increasingly assured IP protection system might help the
economy expand and foster beneficial change, thereby improving formative opportunities, if it is
arranged in a way that advances compelling and dynamic challenges.
A vigilant eye on combining economic growth with welfare concerns is critical for a country at a
crossroads of development like India to establish a degree of sustainability. All nations may benefit
from an efficient and fair intellectual property system, which can help them achieve intellectual
property's potential as a catalyst for economic progress and social and cultural well-being.
Role of Intellectual Property in Economy - Intellectual property rights offer owners of intellectual
property the legal authority to prevent others from utilizing their creations or to define the conditions
under which they can be used. IPR's ultimate goal is to provide customers with innovative,
competitive goods and services that they desire and need. The advantage of an IPR-based system for
innovation is that it offers incentives to further develop and commercialize publically financed
fundamental research, allowing new products, businesses, and even industries to emerge based on
these innovations.
Any intellectual property protection regime shall have two main economic goals. The first is to
encourage investments in research and development as well as commercial innovation by granting
exclusive rights to use and sell newly created technology, commodities, and services. The second
purpose is to encourage rights holders to put their innovations and ideas on the market in order to
foster the widespread circulation of new technology for the development of the economy.
Scope and Need of Intellectual Property - Intellectual property rights are crucial for a country's
overall growth and vary across nations. Successful planning and strict enforcement of intellectual
property laws contribute significantly to the economic growth of many developed countries.
Intellectual property rights promote innovation which leads to economic growth. Protecting people's
rights fosters innovation, which is directly linked to a country's development and growth. Developing
economies like India must focus on raising productivity in their markets. Innovation requires
significant investment, but it plays a crucial role in investment. Developed countries such as the USA,
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Japan, and China have experienced a five-fold increase in development rates after implementing
intellectual property laws.
Role of Intellectual Property Rights in Economic Development - Intellectual Property Rights (IPR)
have a significant impact on the process of monetary improvement, and their development is
entangled with various factors. The primary objective of IPR is to encourage right holders to bring
their innovations and ideas to the market, thereby promoting the widespread circulation of the latest
technology for the betterment of the economy. The effectiveness of IPR on economic development in
different countries depends on various stages of development, such as GDP growth, human capital
development, imitative activities, technological development, and so on.
In general, innovations are mostly produced in high-income countries due to different R&D activities,
and the protection of IPR further encourages innovations by enabling inventors to earn handsome
returns from their inventions. In all middle-income countries, property rights positively affect
economic development, but this effect is less than that of high-income countries, as the level of
protection of IPR in these countries is relatively poor. Furthermore, each middle-income country is
unique in terms of its economic structure, with divergent IPR. Therefore, middle-income countries
can be divided into two categories, i.e., upper-middle-income countries and lower-middle-income
countries.
In upper-middle-income countries, IPRs are presumed to have a positive impact on economic
development. On the other hand, in lower-middle-income countries, IPRs have only a moderate effect
on economic growth due to poor protection of property rights. In low-income countries, this effect
further weakens, and the level of protection of IPR is even worse.
Relation between IPRs and the Economy - It is important to use new innovations and ideas to keep
the cost of a product low. Updating technology and innovation is vital. Strict IPR laws that protect the
interest of the people are necessary as they discourage others from exploiting the same. However, it is
not enough to just have a good law. The enforcement of that law is equally important. If there are
loopholes or weak laws, they can be exploited and result in less innovation.
IPR provides exclusive rights to the owner or creator of the property, which includes the right to
decide on a fair value and sell them to anyone. A healthy return to developers will encourage them to
create new innovations and promote innovation. However, the owner can also exploit this right and
charge more than the monetary value, creating a monopoly in the market.
CONCLUSION - Intellectual Property Rights (IPR) play a significant role in economic development
by fostering an environment that incentivizes creators and innovators to bring their ideas to the
market. IPR protection, including patents, trademarks, copyrights, and trade secrets, encourages
investment in research and development, leading to economic growth through the introduction of new
technologies, products, and services. Developing countries like India can benefit from a strategic
emphasis on IPR laws that can unlock innovation and productivity opportunities. However, it's
essential to strike a balance in IPR laws that provide adequate protection and prevent the abuse of
exclusive rights that may lead to monopolies. Effective enforcement mechanisms are crucial to
maintaining the integrity of the IPR system. Ultimately, IPR stands as a pillars supporting creativity,
entrepreneurship, and sustainable development, benefiting societies and economies alike.
Short Note on Copyright? Features/Characteristics?
MEANING OF COPYRIGHT - As the name suggests, copyright means the right to copy. In plain
words, the owner of copyright has an exclusive right over his work and is entitled to make copies of
the same. Copyright as per Oxford Dictionary means "the exclusive right to publish or record a work".
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It can also be defined as an intangible right which is granted to the owner of a literary or artistic work
to multiply copies for a specified period and publish the same.
Copyright has the important place in Intellectual Property Rights. Copyright is the exclusive right to
do or to do certain acts in relation to literary works, dramatic, musical and artistic works,
cinematograph film, sound recording and computer databases.
Section 14 of the Copyright Act defines copyright as the exclusive right to do or authorize others to
do certain acts in relation to (i) literary, dramatic or musical work (ii) artistic work (iii) cinematograph
film and (iv) sound recording.
Thus it can be seen from the definition above that copyright in a work consists of various rights which
are bestowed on its owner. Such rights are exclusive in nature. In fact, Copyright is a creation of
statute and its primary object is to protect the owner/ author of original work from unauthorized
reproduction or use of his work (also known as infringement). Any kind of infringement of the
original work holds the infringer civilly and in certain circumstances, even criminally liable.
As long as the work is original, the author of such work has right over it for her lifetime plus 60 years
for her published literary, dramatic artistic and musical work. The time frame for other forms of work
may be different but the period of 60 years from the date of original publication is available in all
forms of copyrighted works.
Copyright law is designed to prevent copying of existing physical material in art and literary work.
The objective is to protect the writer or owner from the unlawful reproduction of his work. The law
does not permit one man to make profit and to appropriate to him that which has been produced by
labour, skill and capital of another. In order to prevent from such acts by another and to prevent from
the violation of the rights of the creative authors, there are Copyright Societies which take care of the
authors rights and all the things related to copyrighted work
Characteristics/Features of Copyright are explained in brief as follows: -
(a) Originality: Copyright can subsist only in original work. No copyright can subsist in any
unauthorized reproduction of work or in a work which is not originated from the author.
(b) Negative Right: Copyright protects the owner of the original work from others. In other words,
one cannot use the authors/owner's work without her permission or consent. Since this right is
prohibitory in nature, the same is a negative right available to the author against all.
(c) Exclusive Right: One of the main features of copyright is that is an exclusive right. It is kind of a
monopoly right excluding others from using the same. One must note that though the owner of the
work has monopoly over the 'work'. He has no monopoly over the 'subject matter of such work.
(d) Multiple Rights: Copyright consists of various rights in the same work. The Statute has provided
the owner/ author of the copyright with various rights such as reproductions, adaptation, translation of
such work (if literary). These rights over the copyright completely depend on the nature of the work
done by the owner.
Apart from being original the work should also satisfy the following conditions in order to qualify for
being copyright (except in case of foreign works and international organizations):
(i) The work must be first published in India
(ii) If the work is first published outside India, the author must be the citizen of India at the date of
such publication. However, if such publication is made after the authors death, the author must have,
at the date of his death a citizen of India.
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(iii) In case of work which is unpublished, the author should be at the date of making such work
citizen of India or domiciled in India. However, this shall not apply to works of architecture.
Conclusion: The Copyright Act 1957 is a cornerstone in India's legal landscape, providing a
comprehensive framework for safeguarding intellectual property. With a broad scope covering
various creative works, ownership clarity, and robust remedies for infringement, the Act ensures fair
recognition and compensation for creators. The Act's detailed definition of protected works and
delineation of copyright holders' rights exhibit a nuanced understanding of creative content. Civil and
criminal remedies, along with exceptions for private use, criticism, and education, further highlight its
balanced approach to protecting intellectual property while fostering innovation. Ultimately, the Act
remains crucial in maintaining a dynamic environment for creativity within legal boundaries.
State and Discuss the Works in which Copyright subsists under Copyright Act?
Introduction - Copyright means the exclusive right to do or authorize others to do certain acts like
reproducing, making and issuing of copies, performing in public, communicating to public, adaptation
and translation in relation to literary, dramatic, musical, artistic, cinematograph films and sound
recordings works. Copyright is the right which the owner of the work has and without his permission
copying or reproducing the work in which copyright subsists cannot be done. Copyright law prevents
others from taking unfair advantage of a person’s creative efforts involving his judgment, skill,
labour, time, and capital in making the original work. The objective of copyright law is to give
protection to the creators of original works by rewarding them with the exclusive right for a certain
period.
Works in which Copyright subsists - Section 13 of the Act lists out the work, in which copyright
subsists. Subject to the provision of this section and the other provisions of this Act, copyright shall
subsist throughout India in the following classes of works,
1. Original Literary, dramatic or musical work
2. Original Artistic work
3. Cinematograph film
4. Sound recording
5. Computer programmes.
Literary work - Literary work means any work in written or printed manner so long as it is original
and has been created by sufficient skill and labour. Literary work also includes a computer
programme, table, complications and Computer database (Section 2 (o)). Literary work need not be
of literary quality. It could be any work which may or may not make any literary value. An ordinary
work of compilation of names of people living in a particular area can also be treated as literary work
when considerable skill is involved in such work.
In one case in London it was held examination papers are original literary work since the person who
sets the question paper invests labour and skill in preparing the same. Such person is the author of
question paper and the copyright would vest in him. In another case of Zee Telefilms Ltd v/s Sundial
Communications ((2003) 27 PTC) it was held that even the concept notes prepared for the purpose of
a television film which consists of characters, plots, notes, sketches etc. were held to be literary work.
Copyright in literary work can also be by the means of adaptation, abridgement and translation.
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Adaptation: it is pertinent to note that the copyright also subsists in original adaptation of literary
work. Adaptation simply means 'adapting' or 'to adopt from original work and converting the same
into any form such as a dramatic work by the way of performance in public or otherwise
Abridgement: Also, a genuine abridgement of literary work is also an original work and can be
copyrighted, subject to the author using sufficient skill and labour upon it. Mere copying of the
original work does not amount of abridgement of work.
Translation: Translation means to translate the original work in some other language (when literary
work). It is widely known that various books by different authors are translated and published in
regional languages in India to suit their state requirement. However, it was held in Blackwood /vs
Parasuraman (AIR 1959 Madras 410) that translation in any literary work is entitled to copyright
protection if sufficient skill and labour has been invested in it. However, it was further held that if
copyright exists in such original work, then such translation without the consent of the original
copyrighted work will constitute infringement of such original work.
Some of the literary works in which copyright subsists are as follows:
(i) Headlines of newspaper: - if the same are original and involves skill and labour, it would enjoy the
copyright protection.
ii) Head Notes of law Reports: - it contains a clear and brief principle of law concluded by the Court.
Hence requires skill and thought and is entitled to copyright protection.
iii) Letters: - Letters addressed by one person to another are original literary work and entitled to
copyright. Similarly, notes dictated to a typist also come under the purview of copyright protection. In
such a case, the person who dictates such notes is the author of the same.
Dramatic Work - Dramatic work as per section 2 (h) includes any piece of recitation, choreographic
work or entertainment in dumb show, the scenic arrangement or acting form of which is fixed in
writing or otherwise but does not include a cinematograph film.
Thus to constitute a dramatic work it is necessary that some form of action should be present, which is
capable of being performed. The element of action is necessary. It was held in Creation Records v/s
New Group Newspapers (1997) EMLR 444 that a photograph which involves no movement or action
cannot be treated as dramatic work.
Adaptation of Dramatic work means modification of that work in some other form. In simple words,
if a theatre drama is adapted and a cinematograph film is made thereof. In such a case, however, the
consent or permission of the author/ owner of the copyright in such work is necessary. A recent case
is that of a film Oh My God which is adapted from a Gujarati play.
Musical Work - Musical work is defined under section 2 (p) as a work consisting of music and
includes any graphical notation of such work but does not include any words or any action intended
to be sung, spoken or performed with music.
It was held in Gramophone Company v/s Super Cassettes Industries 1996 PTC 252 Delhi that musical
work is not merely a combination of melody and harmony or either of them, it must necessarily also
have been printed, reduced to writing or graphically produced or reproduced to copyright.
One must note that musical work does not include any words or any action intended to be sung,
spoken or performed with music. Such works will be either classified as literary or dramatic works.
Further, adaptation of original musical work also enjoys copyright protection. Adaptation in relation
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to musical work means any arrangement or transcription of the work. Copyright will subsist in
arranging the musical work by adding musical melodies, new compositions, new rhythms etc. A very
common form of adaptation in recent times is the remix songs which we hear along with the
orchestra. Such an adaptation does not constitute infringement of copyright. However, a musical work
should be original to enjoy the copyright and similar to literary work, the originality of musical work
is determined by the amount of skill and labour put by the composer.
When one thinks of musical work the only word which clicks the mind is "song". A song as such has
no copyright protection. It is the lyrics (words) and music of the song which is capable of being
copyrighted. In case of lyrics the author is the owner of copyright and in case of music the composer
is the owner of copyright. For e.g. a very famous song namely YAARAM which is written by Gulzar
and composed by Vishal Bhardjwaj So the copyright over the lyrics will belong to Gulzar and musical
composition will that be of the composer i.e., Vishal Bhardjwaj
Original Artistic Work - As per Section 2 (c) Artistic work means:
(i) a painting, a sculpture, a drawing (including a diagram, map, chart or a plan) an engraving or a
photograph, whether or not any such work possess artistic quality:
(ii) a work of architecture; and
(iii) any other work of artistic craftsmanship
An artistic work as mentioned in the Act, a painting, a sculpture, a drawing includes a diagram, map,
chart or plan, an engraving or a photograph, and whether or not any such work possesses artistic
quality. A work of architecture is included as an artistic work and any work of artistic craftsmanship
can also come under the ambit of an artistic work. The author of an artistic work is the artist of the
artistic work other than photograph. The photograph is a person who takes the photograph, who is
regarded as the author. Recently there was an issue with regard to a selfie taken by a monkey. The
Court has held that, the person has to be a human being and so far intellectual property rights have
only covered Intellectual work of humans.
Painting is not defined under the Copyright Act. However, it is entitled to copyright protection
whether it possess any artistic quality or not if the same is original and has involved sufficient skill
and labour. However, a painting should necessarily be on a surface. It cannot have copyright
protection if the same is on a moving object. For eg., it has been held in number of cases that the
painting or a facial make-up on a persons' body would not be entitled to any copyright protection.
Sculpture merely means the art of making figures and shapes by craving or shaping stone, wood,
metal etc. Section 2 (z-a) states work of sculpture includes casts and models.
As the aforesaid section states a drawing includes a diagram, map, chart or a plan. Thus either of this
can be termed as drawing and are able to copyright protection so long as the basic ingredient of
originality is present. A drawing could be in any form whether it has artistic quality or not, it could be
a engineering or a mechanical drawing. In fact, it was held in English court that even cutting patterns
for women clothes amount to a drawing and is entitled to copyright protection.
Engraving as defined under section 2 (i) includes etchings, lithographs, wood-cuts, prints and other
similar works not being photographs. Engraving in simple language means craving a design on a hard
surface. The engraver of such design requires immense skill, labour and expertise to put a particular
design on a hard object. Though it is in still format, it is clearly not a photograph. However, an
engraving made from copying a photograph or a picture is entitled to copyright protection but not
vice-versa.
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Photograph of any particular object amounts to artistic work and is entitled to copyright protection so
long as it involves some degree of skill and labour. Photograph as defined under Section 2 (s) includes
photo-lithograph, and any work produced by any process analogous to photography but does not
include any part of cinematograph film. From the definition it is obvious that a photograph would not
include a cinematograph film or any part thereof since the same is a separate form of work in which
copyright subsists. A photographer can have copyright protection over a photo of a public object, (say
VT station) if clicked from a particular angle and in a particular manner but that does not stop another
person from clicking the another photograph from the same angle or in the same manner. That too
will be entitled to copyright protection so long as it is original and involves sufficient skill and labour.
However, one must note that there is no copyright protection available to a photo-copy of an original
photograph.
Work of Architecture as defined under Section 2(b) means any building or structure having an
artistic character or design or structure.
Unlike the definition of artistic work, this definition clearly states that the work must have an "artistic
character or design". In other words, this definition is in contrast with the definition of artistic work
which states "whether or not such work possesses artistic quality Thus to constitute a work of
architecture it is necessary that an element of artistic character, design or structure must be present in
the work. it must be noted that the process or construction methods of such building or structures need
not have an artistic quality. This is clarified by Section 13 (5) which states that "In case of work of
architecture copyright shall subsist only in the artistic character and design and shall not extend to
processes or methods of construction." Thus, there is a unambiguous division between protection to
architect's design (for a particular building/structure) as compared to the processes and methods
(which have no protection under Copyright law) by which such designs are implemented.
Artistic Craftsmanship is not defined under the Copyright Act. However, in common parlance it can
be said that artistic work by a worker skilled in craft. The aforesaid section of artistic work states that
"any other work of artistic craftsmanship" intends to cover the other activities which must show
artistic craftsmanship. For e.g., hand painted tiles or hand painted coasters, trays etc.
Cinematograph Film - Under Section 13 copyright subsists in cinematograph film. The same is
defined under section 2 (f) as " cinematograph film" means any work of visual recording and includes
a sound recording accompanying such visual recording and "cinematograph" shall be construed as
including any work produced by any process analogous to cinematography including video films".
The concept of cinematograph films is not limited to a movie which is played in theaters. It was
clearly held in Balwindar Singh V/s Delhi Administration, Delhi AIR 1984 Delhi 379, that video as
well as television both fall under the purview of cinematograph film.
The producer of the cinematograph film is the owner of copyright under the Copyright Act. The level
of originality of a cinematograph film is not specified under the Act. However, one a film which is
based on someone's life event or a newspaper report can claim copyright protection. However, Section
13 (3)(a) clarifies that no copyright would subsist in a cinematograph film if it is an infringement of
copyright of any other work.
Sound Recording - Sound Recording as per Section 2 (xx) means a recording of sound from which
such sounds may be produced regardless of the medium on which such recording is made or the
method by which such recording is produced. Similar to a cinematograph film, in case of sound
recording, the owner of sound recording is the producer. However, the copyright in the music of such
sound recording vests with the composer.
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Computer Programme - It is defined under Section 2 (ffc). It means a set of instructions expressed
in words, codes, schemes or any other form, including a machine readable medium, capable of
causing a computer to perform a particular task to achieve a particular result.
Computer Programmes are clearly entitled to copyright protection. In fact, it has been held in English
Courts that Copyright can also exist in a source code of computer programme. In a computer
programme, the elements such as codes, design and structure used by the programmers can be
copyrighted
Qualification for Copyright Subsistence - In order to qualify for copyright, the work, apart from
being original, should also satisfy the following conditions (except in the case of foreign works) –
1. The work is first published in India.
2. Where the work is first published outside India, the author at the date of publication must be a
citizen of India. If the publication was made after the author’s death the author must have, at
the time of his death, been a citizen of India.
3. In the case of unpublished work, the authors are on the date of making of the work, a citizen
of India or domiciled in India. This however, does not apply to works of architecture.
Conclusion: Copyright safeguards a wide range of creative works in India, from literary masterpieces
to architecture. This article provided an overview of various categories like music, software, and
performing arts, helping you to identify where your work falls. Remember, registration strengthens
your ownership claim, offering legal advantages and potential financial rewards.
What are the Rights conferred by the Copyright Act?
Rights Conferred by Copyright:
General:
1) It is a Negative Right - Copyright is not a positive right, but a negative right. It means, this right
stops other from exploiting the work without the copyright owner's consent or licence.
2) It is a Multiple Right -
- It is not a single right, but a bundle of rights which can exist and be exploited independently.
- The nature of these multiple rights, depends upon the categories of work.
- The literary, dramatic and musical works are grouped together for the purpose of defining these
exclusive rights.
- The rights relating to Artistic works are distinct from those relating to Cinematograph films and
Sound recordings.
3) Economic Right - The author may exploit the work himself or licence others to exploit any one or
more of the rights for consideration which may be in the form of Royalty, a lump sum payment. This
is the economic benefit to the author.
Moral Rights:
1) Right of Publication - The author has a right to publish it, or not to publish it.
2) Right to claim Authorship - The author has the right to claim authorship of a published work or
exhibited work.
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3) Right of Integrity - The right to prevent alterations and other actions that may damage the author's
honour or reputation.
Author's Special Right:
a) To claim authorship of the work.
b) To restrain or claim damages in respect of any distortion, mutilation, modification or other acts in
relation to the work which is done before the expiration of the term of copyright, If such distortion,
etc, would damage his honour or reputation.
- These rights remain with the author, even after the transfer of copyright, and these rights remain
operative till the term of the copyright.
- The author of computer programme is treated differently, and he does not have the right to restrain
or claim damages, when the making of copies or adaptation is done,
i) in order to utilize the computer programme for the purpose for which it was supplied,
ii) to make back-up copies, purely as temporary protection against loss, destruction or
damage.
Statutory Limitations - Section 52 enables other persons to exercise the rights comprised in a
copyright for specified purposes under specified circumstances and their acts would not amount to
infringement.
Main Rights: The Copyright in a work is a Creation of Statute.
(Section-14): Copyright means, the exclusive right to do or to authorize and confers various rights to
the owner/holder of copyright to do any of the following acts in respect of the work or substantial part
thereof, namely, -
In case of literary, dramatic or musical work, not being a computer programme (Section 14 (a)) -
1. To reproduce the work in any material form including the storing of it in any medium of electronic
means
2. To issue copies of works to the public, not being copies already in circulation
3. To perform the work in public or communicate to the public
4. To make any cinematograph film or sound recording in respect of such work
5. To make any translation of work
6. To make an adaptation of work
7. To do, in relation to translation or an adaptation of the work, any of the acts specified in relation to
1 to 6 above.
In case of a computer programme (Section 14 (b)) -
1. To do any of the acts specified under Section 14 (a) above.
2. To sell or give on hire, or offer for sale or hire, any copy of the computer programme, regardless of
whether such copy has been sold or given on hire on earlier occasions.
In case of artistic work (Section 14 (c)) -
1. to reproduce the work in any material form including -
(A) the storing of it in any medium by electronic or other means; or
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(B) depiction in three-dimensions of a two-dimensional work, or
(C) depiction in two-dimensions of a three-dimensional work.
2. to communicate the work to public
3. to issue copies of the work to the public not being copies already in circulation
4. to include the work in any cinematograph film,
5. to make any adaptation of the work
6. to do in relation to an adaptation of the work any of the acts specified in relation to the work in sub
clauses 1 to 5.
In case of cinematograph film (Section 14 (d)) -
1. to make copy of the film, including -
(A) a photograph or any image forming part thereof; or
(B) storing of it in any medium by electronic or other means.
2. To sell or give on commercial rental, or offer for sale or for such rental, any copy of the film;
3. To communicate the film to the public.
In case of sound recording (Section 14 (e)) -
1. to make any other sound recording embodying it including storing of it in any medium by
electronic or other means.
2. to sell or give on commercial rental or offer for sale or for such rental, any copy of the sound
recording.
3. to communicate the sound recording to the public.
Explanation: For the purposes of this section, a copy which has been sold once shall be deemed to be
a copy already in circulation.
Short Note on COMMUNICATION TO THE PUBLIC?
Communication to the public is defined under section 2 (ff) of the Act as follows: - "Communication
to the public" means making any work available for being seen or heard or otherwise enjoyed by the
public directly or by any means of display or diffusion other than by issuing copies of such work
regardless of whether any member of the public actually sees, hears or otherwise enjoys the work so
made available.
Explanation: For the purposes of this clause, communication through satellite or cable or any other
means of simultaneous communication to more than one household or place of residence including
residential rooms of any hotel or hostel shall be deemed to be communication to the public.
By the virtue of 2012 amendment of the Act, the above definition has been revised as below:-
"Communication to the public" means making any work or performance available for being seen or
heard or otherwise enjoyed by the public directly or by any means of display or diffusion other than
by issuing copies of it, whether simultaneously or at places and times chosen individually, regardless
of whether any member of the public actually sees, hears or otherwise enjoys the work or performance
so made available.
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Explanation: For the purposes of this clause, communication through satellite or cable or any other
means of simultaneous communication to more than one household or place of residence including
residential rooms of any hotel or hostel shall be deemed to be communication to the public.
Short Note on COMMERCIAL RENTAL?
Commercial Rental is a new concept introduced by the Amendment Act of 2012. It is defined under
Section 2 (fa) of the Act as "commercial rental does not include the rental, lease or lending of a
lawfully acquired copy of a computer programme, sound recording, visual recording or
cinematograph film for non-profit purpose by non- profit library or non-profit educational institution.
Explanation: For the purposes of this clause, a "non-profit library or non-profit educational
institution" means a library or educational institution which receives grants from the Government or
exempted for payment of tax under the Income-Tax Act, 1961.
The obligation under Article 11 of the TRIPS Agreement, Article 7 of Wipo Copyright Treaty (WCT)
and Article 9 of Wipo Performance and Phonograms Treaty (WPPT) is to provide for 'commercial
rental' rights for computer programmes and cinematograph films. This right was introduced in section
14 by using the word 'hire'.
The term 'hire' in sections 14(d) & (e) with regard to cinematograph film and sound recording,
respectively, is replaced with the term 'commercial rental". The primary reason behind the
replacement is to curtail the possibility of interpreting the term 'hire' to include non-commercial hire.
The Amendment Act 2012 has introduced the above definition with the objective of expressly
clarifying that the right is not applicable to non-commercial activities of giving on 'hire' including the
activities of libraries and educational institutions.
Who is the Owner under Indian Copyright Law?
the author of the work may also be the owner of the work; but, if the work is created in exchange for
any consideration or in the course of employment, the person under whose direction the work is
created becomes the owner of the work.
For instance, if a person X hires another person Y, who is an application developer, to develop an
application for his business under a service agreement, then X will be the owner of such an
application and Y, who developed the application under X’s employment in exchange for monetary
compensation, will have authorship of the application. On the contrary, if Y had created the
application for himself or his business, he would have been both the author and the owner of the
application.
Who is the author? Short Note on Author and Owner of copyright protected work?
Concept of ownership?
An author of the work is the person who creates the work. Author is defined under Section 2 (d) of
the Copyright Act which is as follows: - author means: -
(i) in relation to literary or dramatic work, the author of the work.
(ii) in relation to musical work, the composer
(iii) in relation to artistic work other than a photograph, the artist.
(iv) in relation to a photograph, the person taking the photograph;
(v) in relation to a cinematograph or sound recording the producer, and
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(vi) in relation to any literary, dramatic, musical or artistic work which is computer-generated, the
person who causes the work to be created;"
However, one must note that an author may create a work either (i) for himself (in which case he is
the owner of the copyright), or (ii) on behalf of another person for a valuable consideration (in which
case, in absence of contract to contrary, the person at whose instance is made is the owner of
copyright) or (iii) In course of his employment- in which case the same would depend on the nature of
employment.
Section 17 of the Act states that the author of the work is the first owner of the copyright subject to
certain exceptions in case of various works described under the Act. The exceptions for each kind of
work are mentioned below.
1. Section 17(a) – Literary, Dramatic & Artistic Work: This clause states that if an author
creates a literary, dramatic, or artistic work while working for the owner of a newspaper,
magazine, book, or other publication under a contract for publishing such work, the owner of
such newspaper or magazine becomes the first owner of the copyrighted work, unless an
agreement to the contrary is in place. Illustration – A journalist or writer working in a newspaper
house is never the owner of the work he produces; only authorship is his.
2. Section 17(b) – Photograph, painting, engraving, cinematographic film: This paragraph
states that anytime a photographer is paid to take photographs, a painter is hired to paint, and a
cinematographer is hired to shoot a film, the person who hired or caused such work to be done
becomes the first owner of the copyright. Illustration – A painter hired by a school to paint the
school’s boundary walls with storytelling paintings presenting social and moral values will not be
the first owner of the paintings he made, but the school that hired the painter will be.
3. Section 17(c) – Work made under course of employment: This section states that if a work is
made during the course of employment or a service contract, the employer becomes the first
owner of such copyrighted work. In the well-known case of V.T. Thomas and Others vs
Malayala Manorama Co. Ltd, the employee, an artist, created a cartoon character prior to his
employment with the publishing house Manorama and continued to use it after his job
terminated. The publishing house claimed that they were the first owners of the copyright
because the cartoon was utilized while the artist was working for them. Although the cartoon was
utilized by Manorama, it was not created by the artist during his employment with them; hence
he was the sole owner of the artwork.
In another case of Neetu Singh vs Rajiv Saumitra, the court agreed that the defendant had served as
a director of a company for two years, but the plaintiffs were unable to prove that the literary
work authored by the defendant was part of his employment obligations.
4. Section 17(cc) – Lectures delivered in public in behalf of another: This clause states that if a
person provides a speech in public on behalf of another person, the person on whose behalf the
speech was delivered is the original copyright owner, not the person giving the speech.
5. Section 17(d) – Work assigned by government: If a copyrightable work is created as a result of
a government tender, the government will be the first owner of the copyright deriving from and
accruing to such works. For example, the Indian government owns the copyright on the “statue of
unity,” not the engineers or architects who designed or built it.
6. Section 17 (dd) – Work made on behalf of a public undertaking: In the absence of an
agreement to the contrary, if a work is created or first published by or under the control or
direction of a public undertaking, that public undertaking will be the original owner of
Copyright.
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7. Section 17(dd) – Work of certain international organization: If an international organization
commissions someone to create a copyrightable work on its behalf, that organization will be the
original owner of the work.
8. Contract for consideration (Commissioned work): When a person has done some work under
a contract for consideration then the provider of the consideration will be the owner of the
Copyright, in the absence of a contract to the contrary. Example: Person engaged by a company
to write on a subject, the company is the owner of the copyright.
9. Composer composing a song for a film company: A composer of a song for a film company,
in the absence of a contract to the contrary the film company is the owner of the Copyright.
10.Photographer - taking a photo at the instance of another: A photographer taking a photo at
the instance of another person, in the absence of a contract to the contrary the another person is
the owner of the Copyright.
11.Short-hand Writer: If a shorthand writer takes down some matter, word by word, dictated by a
person, -the person who dictated the matter, is the author and the Copyright owner of the work.
12.Employee Teacher: If an employee teacher writes a text-book on the subject he teaches he is the
author of the work and the owner of the Copyright; since he is employed to teach and not to write
text-books.
13.Collective works: Collective works include Encyclopedias, Dictionary, Year Book, etc., the
person who collected, edited and organized the work is the first owner of the Copyright.
14.Examination papers: Copyright for exam papers is with the paper setter, as he is the author, and
not the Board of Exams, for whom the papers are set.
15.Musical Works:
a) The first owner of the Copyright in musical work is the composer of the music,
b) However, where the work is composed in the course of employment under a contract of service,
- The employer will be the first owner of the Copyright.
c) Person who Commissions a Musical work: The person who commissions a Musical Work, is not
the owner of the Copyright, -but he gets a licence to use the work for the purpose for which it is
commissioned. Thus, when a film producer commissions a Musical Work for remuneration - he
gets a right to incorporate the music in all other respects.
16.Artistic Work:
a) The artist who created the work is the first owner of the Copyright in the work.
b) Where the work is created in the course of employment, the employer will be the owner of the
Copyright.
c) In the case of commissioned work for valuable consideration the person who commissioned the
work, will be the owner of the Copyright.
d) If the employer is the owner of Newspaper, Magazine or Periodical, - his right is restricted to
the use of the work for publication in the newspaper or magazine or periodical. All the above
rules are applicable in the absence of a contract to the contrary.
e) Plan by Architect: In the absence of a contract to the contrary, - The Copyright in a plan of a
building - remains with the Architect, and the client for whom the plan is made, cannot make
copies of the plan except for private study. He cannot use the plan or design of the existing
building, even for the purpose of making extensions to that building without the permission of
the architect.
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f) Engravings: Engraving is an artistic work, and includes etchings, lithograph, wood-cuts, or
prints -the rights of ownership of Copyright is the same as those for artistic work.
g) Photograph: i) The person who takes the Photograph is the author of the work and is the owner
of the Copyright in it. ii) Where the Photograph is taken in the course of employment or at the
instance of any person for valuable consideration, the ownership is determined in the same
manner, as in the case of artistic work, discussed above.
17.Cinematograph Film: The author and owner of a Copyright in a cinematography film, is the
producer.
18.Sound Recording: The author and owner of a sound recording - is the producer. The producer of
Cinematograph Film and a Sound Recording, is the person who takes the initiative and
responsibility for making the work.
Conclusion: As mentioned, it is understood that the copyright law draws a line of distinction between
ownership and authorship in India. Although the author will always be credited as the creator of the
work that he or she has produced in the past, ownership of the work may not necessarily remain with
the original creator. The general rule that the author is the first owner has exceptions outlined in
section 17, but if there is a contrasting agreement between the parties in the course of employment,
then the ownership can be altered based on this understanding.
What is the Period of Assignment of Copyright?
The period of assignment of copyright will be the period agreed upon by the Author and Assignee, or
if the period of Assignment is not stated in the Agreement, then it shall be deemed to be 5 years from
the date of Assignment.
The owner of the copyright in an existing work or the prospective owner of the copyright in a future
work may assign to any person the copyright wholly or partially, and either generally or subject to
limitations, and either for the whole term of copyright or any part thereof.
Explain Copyright and Assignment, Transmission and Relinquishment of Copyright?
Introduction: Intellectual property is transferable and assignable. Copyright can be exploited in
numerous manners. The owner of copyright can assign his copyright either wholly or partially or even
generally or subject to limitations, it can be assigned either for the whole period or for a part thereof.
The owner has the power to assign his entire right or only a part of it. It can also be assigned on
territorial basis depending on the arrangement between the parties.
Section 18, 19 and 19A of the Copyright Act deal with concept of Assignment of Copyright, Modes
of Assignment and Disputes with respect to assignment of Copyright respectively. Section 20 and 21
provide for transmission and relinquishment of copyright respectively.
Section 18: Assignment of Copyright - Section 18 provides for the assignment of copyright. Section
18(1) allows for the owner of the copyright in an existing work or the prospective owner of the
copyright in a future work to assign to any person the copyright in the work. Such assignment can be
either wholly or partially and either generally or subject to limitations. Further the assignment can be
either for the whole term of the copyright or any part thereof.
The agreement must specify the rights being transferred, the duration of the transfer, and the territorial
extent.
Provided that in the case of the assignment of copyright in any future work, the assignment shall take
effect only when the work comes into existence. If the owner of copyright dies before the work comes
into existence, then the legal representatives would take the place of owner of the copyright.
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Mode of Assignment - Section 19 outlines the legal requirements for a valid copyright assignment,
which are:
In writing: Section 19(1) lays down that for an assignment of the copyright in any work to be
valid it must be in writing and signed by the assignor or by his duly authorized agent. It
emphasizes the need for a written document that clearly outlines the terms of the assignment,
including the work and rights assigned, and details the duration, territorial extent, and
consideration payable.
Specify the work and terms: Section 19(2) mandates that the assignment of copyright in any
work shall identify such work and shall specify the rights assigned and the duration and territorial
extent of such assignment.
Royalty: Section 19(3) The assignment of copyright shall specify the details of royalty or
consideration mutually agreed upon by the parties.
Lapse automatically: Section 19(4) states that the assignment will lapse if the assignee fails to
exercise the rights assigned to him within one year from the date of assignment unless the
assignment specifically states otherwise.
Term: Section 19(5) – If the period of assignment is not specified, the assignment is deemed to
be for a period of five years from the date of assignment;
Territorial Extent- Section 19(6) If the territorial extent of assignment of the rights is not
specified, it shall be presumed to extend within India.
In addition to the above, Section 19(8) states that in cases where the author of the work is a
member of copyright society, the assignment of copyright in any work contrary to the rights
already assigned to such society shall be void.
A copyright transfer agreement should mainly include the following:
1) Identify the work/subject of the copyright
2) The rights being transferred.
3) The duration and geographical extent of the transfer.
4) Any payment or royalties’ conditions.
5) Obligations of both parties.
6) A dispute resolution mechanism.
Disputes Regarding Copyright Assignments (Section 19a) - According to Section 19(a) of
Copyright Act, 1957, if the assignee fails to adequately exercise the rights assigned to them without
any fault on the part of the assignor, the Appellate Board has the authority to revoke the assignment.
Upon receiving a complaint from the assignor, the Appellate Board will conduct an inquiry to
determine the validity of the claim.
In the event of a dispute arising from the assignment of copyright, the Appellate Board has the power
to issue appropriate orders after conducting a thorough inquiry based on a complaint filed by the
aggrieved party.
These orders may include provisions for the recovery of any outstanding royalties that are due.
Transmission of Copyright - Transmission of copyright occurs when the rights in a copyrighted
work are transferred from one party to another by operation of law.
This can happen through inheritance, bankruptcy, or other legal mechanisms.
Transmission differs from assignment as it is not based on an agreement between the parties but rather
a legal process.
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Section 20 of the Copyright Act of 1957 addresses the transmission of copyright. It states that
copyright is transmissible by testamentary disposition or by operation of law as movable property.
The section highlights the legal framework governing the transfer of copyright in situations such as
inheritance or bankruptcy.
Transmission of copyright can occur in various ways, including:
By Will: The copyright holder can transfer their rights through a will. Upon the holder’s
death, the rights are passed to the beneficiaries named in the will.
By Operation of Law: In cases of bankruptcy or insolvency, the copyright may be
transferred to creditors or a trustee appointed by the court.
Through Inheritance: If the copyright holder dies intestate (without a will), the copyright
rights are transferred to the legal heirs according to the succession laws.
Rights of the Transferee - The transferee, whether by inheritance, bankruptcy, or other legal means,
acquires the rights of the original copyright holder.
These rights include the ability to exploit the work as permitted by the Copyright Act.
The transferee can also assign or license these rights to others, subject to any legal restrictions.
Relinquishment of Copyright - Relinquishment of copyright refers to the voluntary surrender of
copyright rights by the copyright holder.
This can be done for various reasons, including the desire to place the work in the public domain or to
disclaim rights due to lack of interest or economic benefit.
Section 21 of the Copyright Act of 1957 addresses the relinquishment of copyright.
It states that the owner of a copyright may relinquish all or any of the rights comprised in the
copyright by giving notice in the prescribed form to the Registrar of Copyrights.
The section outlines the procedure for relinquishment and its effects.
For a valid relinquishment, the copyright holder must submit a notice in the prescribed form to
the Registrar of Copyrights.
The notice should clearly specify the rights being relinquished and be signed by the copyright
holder or their authorized agent.
Upon receipt of the notice, the Registrar will make the necessary entries in the Register of
Copyrights.
Effects of Relinquishment - Once relinquishment is effected, the specified rights are no longer
protected by copyright.
The work enters the public domain, allowing anyone to use, reproduce, and distribute the work
without seeking permission or paying royalties.
Relinquishment is irreversible, and the former copyright holder cannot reclaim the rights once
relinquished.
Conclusion: Understanding the mechanisms of assignment, transmission, and relinquishment of
copyright is crucial for creators, rights holders, and legal practitioners.
The Copyright Act of 1957 provides a comprehensive framework governing these processes, ensuring
that the rights of all parties involved are protected and enforced.
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By following the legal provisions and formalities, stakeholders can effectively manage and transfer
copyright rights, fostering creativity and innovation in the creative industries
State the term of Copyright in various works?
The provisions regarding the duration of copyright in different works are as follows:
Section 22 - Literary, Dramatic, and Musical Works: The term of copyright is lifetime of the
author + 60 years.
o This means that the copyright protection lasts for the lifetime of the author and continues for 60
years after the author's death.
o If there are multiple authors, the term lasts for 60 years after the death of the last surviving
author.
Artistic Works: The copyright term is also lifetime of the author + 60 years. Similar to literary and
dramatic works, the term of protection lasts for 60 years after the death of the author of the work.
Section 23 - Anonymous or Pseudonymous Works: For works published under a pseudonym or
anonymously, the copyright term is 60 years from the year of publication. However, if the identity
of the author becomes known during that period, the term will be based on the author's lifetime plus
60 years.
Section 24 - Posthumous Works: In the case of posthumous works, the copyright term is 60 years
from the year of publication, starting from the year the work is first made available to the public
after the author's death.
Section 26 - Cinematographic Films: The copyright for cinematographic films is 60 years from the
year of publication. This applies whether the film was published with or without the author's name.
Section 27 - Sound Recordings: The copyright for sound recordings is 60 years from the year of
publication. If the sound recording is not published, the copyright term is 60 years from the date of
creation.
Section 28 – term of Copyright in work in Government Work: In the case of Government work,
where Government is the first owner of the copyright therein, copyright shall subsist until Sixty years
from the beginning of the calendar year next following the year in which the work is first published.
Section 28A - Term of copyright in works of public under takings: In the case of a work, where a
public undertaking is the first owner of the copyright therein, copyright shall until sixty years from the
beginning of the calendar year next following the year in which the work is first published.
Section 29 - Term of copyright in works of international organizations: In the case of a work of
an international organization to which the provisions of section 41 apply, copyright shall subsist until
sixty years from the beginning of the calendar year next following the year in which the work is first
published.
Short Note on Author’s Special Rights?
Section 57 of the Copyright Act, 1957 grants certain special rights to the authors referred to as
authors’ special rights. These rights inter alia include the right to claim authorship of the work and to
restrain or claim damages for any distortion, mutilation, or modification of his work in a manner
prejudicial to his reputation. These rights are also called the author's moral rights and are based on
Article 6bis of the Berne Convention.
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Copyright gives the exclusive right to the owner/ author of the work to restrain others from copying
his/her original works. The Copyright Act protects the moral and economic rights of the author as
well as the owner. Moral rights are inter alia referred to as the author's special rights and are
inalienable.
India, a signatory to the Berne Convention, has incorporated Article 6bis of the convention in Section
57 of the Act. This section enumerates the moral rights/special rights of the author.
Section 57 of the Act states that the author has the following rights, in addition to the economic rights
granted to the author:
1. The right to claim authorship of work (also known as the ‘Paternity Right’ under Article 6b is of
the Convention); and
2. The right to restrain, or claim damages in case of distortion, mutilation, modification, or other act
about the said work which is done before the expiration of the term of copyright if such distortion,
mutilation, modification, or other act would be prejudicial to his honor or reputation (known as the
‘Integrity Right’ under Article 6bis of the Convention).
These rights are available to the author even after assignment or transfer (in whole or part) of the
copyright.
The need for granting such rights was recognized in the case of Amar Nath Seghal vs. Union of India
(2005 (30) PTC 253 (Del)). In this case, a huge mural was displaced from its original location without
the author's permission. Delhi High Court, while granting a permanent injunction and damages. Rs
50,00,000 (Rupees Fifty Lakhs) to the author held that “When an author creates a work of art or a
literary work, it is possible to conceive of many rights which may flow. The first and foremost right
which comes to one's mind is the “Paternity Right” in work, i.e., the right to have his name on the
work”. There can be no purity without integrity. It may be a matter of opinion, but certainly, treatment
of a work that is derogatory to the author's reputation or in some way degrades the work as conceived
by the author can be objected to by the author. This would be the moral right of “integrity”.
However, in case of a computer programme, the author does not have a right to claim damages when
the copies are made or adaptation is done: - (i) in order to utilize the computer programme for the
purpose for which it was supplied or (ii) to make backup copies purely as a temporary protection
against loss, destruction or damage.
This section provides an Explanation which clarifies that Failure to display a work or to display it to
the satisfaction of the author shall not be deemed to be an infringement of the authors special rights.
The right conferred upon an author of a work as mentioned above, other than the right to claim
authorship of the work, may be exercised by the legal representatives of the author.
Explain the process of registration of Copyrights?
Copyright registration means securing the work of the creator, thereby granting legal protection. This
registration gives exclusive rights to the creator of the work. The exclusive rights and strict legal
protection that the creator gets from the registration are the foremost reasons for registering a
copyright.
Copyright registration protects, recognizes and encourages the labour, skill and capital of the creator.
The Hon'ble Supreme Court in Eastern Book Company v. D.B. Modak & Anr. (2007) held that the
object of the Indian Copyright Act, 1957 is to protect the author of the copyright work from an
unlawful exploitation of his work by others. It is pertinent to note that this object is the most fruitful
when the copyright is registered.
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It gives the copyright owner the right to stop others from exploiting the work without the consent of
the owner of the copyright. After a copyright is registered, it presents a balance between the interests
and rights of the author and that of the public in protecting the public domain.
Section 44 to 50 A set out provisions for registration of Copyrights.
Section 44 of the Act provides that the Register of Copyrights shall be kept at the Copy right office.
Such register shall be called the Register of Copyrights. The names or titles of works and the names
and addresses of authors, publishers and owners of copyright and such other particulars as may be
prescribed shall be entered in such Register of Copyrights.
Section 45 - ENTRIES IN REGISTER OF COPYRIGHTS.
(1) The author or publisher of, or the owner of or other person interested in the copyright in, any work
may make an application in the prescribed form accompanied by the prescribed fee to the Registrar of
Copyrights for entering particulars of the work in the Register of Copyrights:
Provided that in respect of an artistic work which is used or is capable of being used in relation to any
goods or services, the application shall include a statement to that effect and shall be accompanied by
a certificate from the Registrar of Trade Marks referred to in section 3 of the Trade Marks Act, 1999
(47 of 1999), to the effect that no trade mark identical with or deceptively similar to such artistic work
has been registered under that Act in the name of, or that no application has been made under that Act
for such registration by, any person other than the applicant.
(2) On receipt of an application in respect of any work under sub-section (1), the Registrar of
Copyrights may, after holding such inquiry as he may deem fit, enter the particulars of the work in the
Register of Copyrights.
Procedure
(i) Application: An author or applicant or publisher of, or the owner of or other person interested in
the copyright can file the application for registration of copyright, himself or via his authorized legal
representative. Each application has to be in Form IV and accompanied by the prescribed fee as
provided in the Second Schedule of Copyright Rules.
(ii) Inquiry/Examination: Once the application is filed, a diary number is received. There is a
provision of a mandatory wait period of 30 days, so that "No Objection" is filed against the claim
made by the author. If some objection is filed against the copyright claim, then it may take one more
month. The Registrar of Copyrights gives both the parties an opportunity of hearing the matter. After
the decision on the ownership or if the objection is rejected, the application goes for scrutiny. The
applicant is asked to remove any discrepancy, if found; within 30 days.
(iii) Registration: On further submission of documents, if the Copyright Registrar, is completely
satisfied with the completeness and correctness of the claim made in the application, he shall enter the
particulars of the copyright in the register of copyrights and further issue a Certificate of Registration,
Registration completes when the applicant is issued with the copy of entries made in the Register of
Copyrights.
Section 46. INDEXES. - There shall be also kept at the Copyright Office such indexes of the Register
of Copyrights as may be prescribed.
Section 47. FORM AND INSPECTION OF REGISTER. - The Register of Copyrights and indexes
thereof kept under this Act shall at all reasonable times be open to inspection, and any person shall be
entitled to take copies of, or make extracts from, such register or indexes on payment of such fee and
subject to such conditions as may be prescribed.
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Section 48. REGISTER OF COPYRIGHTS TO BE PRIMA FACIE EVIDENCE OF
PARTICULARS ENTERED THEREIN. - The Register of Copyrights shall be prima facie
evidence of the particulars entered therein and documents purporting to be copies of any entries
therein, or extracts therefrom, certified by the Registrar of Copyrights and sealed with the seal of the
Copyright Office shall be admissible in evidence in all courts without further proof or production of
the original.
Section 49. CORRECTION OF ENTRIES IN THE REGISTER OF COPYRIGHTS. - The
Registrar of Copyrights may, in the prescribed cases and subject to the prescribed conditions, amend
or alter the Register of Copyrights by—
(a) correcting any error in any name, address or particulars; or
(b) correcting any other error which may have arisen therein by accidental slip or omission.
Section 50. RECTIFICATION OF REGISTER BY HIGH COURT. - The High Court, on
application of the Registrar of Copyrights or of any person aggrieved, shall order the rectification of
the Register of Copyrights by—
(a) the making of any entry wrongly omitted to be made in the register, or
(b) the expunging of any entry wrongly made in, or remaining on, the register, or
(c) the correction of any error or defect in the register.
Section 50A. ENTRIES IN THE REGISTER OF COPYRIGHTS, ETC., TO BE PUBLISHED. -
Every entry made in the Register of Copyrights or the particulars of any work entered under section
45, the correction of every entry made in such register under section 49, and every rectification
ordered under section 50, shall be published by the Registrar of Copyrights in the Official Gazette or
in such other manner as he may deem fit.
Discuss the Laws relating to Infringement of Copyrights?
Copyright infringement refers to the unauthorized use of someone's copyrighted work Thus, it is the
use of someone's copyrighted work without permission thereby infringing certain rights of the
copyright holder, such as the right to reproduce, distribute, display or perform the protected work.
The owner of a Copyright has the exclusive right to do certain acts in respect of the work. If any
person does any of these acts without the authority of the owner, he will be committing an
infringement of the Copyright in the work. The nature of right depends upon the nature of the work -
1) Reproduction of the work in any material form,
2) Performance of the work in public,
3) Communication of the work to the public in certain forms,
are the usual methods by which the copyright in any work is commercially exploited for profit. If any
person without authority, commercially exploits the work for profit, he will be infringing the
Copyright.
There are 3 types of Remedies available against the infringement of copyright, namely,
1) Civil;
2) Criminal;
3) Administrative.
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Section 51 "Infringement" - Definition: Copyright in any work is deemed to be infringed
a) When any person without Licence from the Owner of the Copyright, or the Registrar of Copyrights
or in contravention of the conditions of the Licence granted or any condition imposed by the
Competent Authority under the Act,
i) does anything the exclusive right to do which is conferred upon the owner of the copyright; or
ii) permits for profit any place to be used for the communication of the work to the public, where
such communication constitutes an infringement of the copyright in the work, unless he was not
aware and had no reasonable grounds for believing that such communication to the public would
be an infringement of copyright; or
b) Where a Person,
i) makes for sale or hire, or sell or lets for hire, or by way of trade displays or offers for sale or
hire, any infringing copies of the work; or
ii) distributes, either for the purpose of trade or to such an extent as to affect prejudicially, the
owner of the copyright, any infringing copies of the work.
iii) exhibits to public by way of trade, any infringing copies of the work; or
iv) imports into India any infringing copies of the work except one copy of the work for the private
and domestic use of the importer.
The reproduction of a Literary, Dramatic, Musical or Artistic Work in the form of a Cinematograph
Film, will be deemed to be an infringing copy. In general, it is the commercial exploitation of the
work in any form, by a person without authority, that constitutes infringement.
Infringement can be determined by following –
i) Direct copying – meaning reproducing a part or portion of authors work in the infringers work.
When a person reproduces a portion of a work from an author in verbatim, the same constitutes
direct infringement. Even if the work is copied with trivial additions or omissions, the same
would amount to infringement.
ii) Indirect Copying: Indirect copying is a very common form of infringement. For eg. when a novel
is converted into a play without the consent of the author, the same would amount to indirect
infringement.
iii) Substantial Copying: As the name suggests, substantial copying means copying a major part of
the work of another. However, there are catena of cases which show that even 'part' which is
regarded as an important feature of a work, though discreet, can be regarded as substantial
copying.
Acts of Infringing Copyright (Section 51):
1) In relation to Literary, Dramatic, Musical or Artistic Works a reproduction thereof, otherwise
than in the form of a cinematograph film.
The following acts would constitute infringement of Artistic work if the same are done without
the consent or permission of the author of such Artistic work:
(i) to reproduce the work in any material form -
(A) the storing of it in any medium by electronic or other means; or
(B) depiction in three-dimensions of a two-dimensional work; or
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(C) depiction in two-dimensions of a three-dimensional work.
(ii) to communicate the work to the public;
(iii) to issue copies of the work to the public not being copies already in circulation;
(iv) to include the work in any cinematograph film;
(v) to make any adaptation of the work;
(vi) to do in relation to an adaptation of the work any of the acts specified in relation to the
work in points (i) to (v) above.
Musical Work - In case of Musical Work the acts which amount to infringement are similar to
those of literary work i.e.,
(i) to reproduce the work in any material form including the storing of it in any medium by
electronic means;
(ii) to issue copies of the work to the public not being copies already in circulation;
(iii) to perform the work in public or communicate it to public.
(iv) to make any cinematograph film or sound recording in respect of the work;
(v) to make any translation of the work;
(vi) to make any adaptation of the work;
(vii) to do, in relation to a translation or an adaptation of the work, any of the acts specified in
relation to the work in points (i) to (vi) above;
However, the remix versions of songs are not considered infringement. But any public
performance of a song/musical work without the consent of the composer would amount to
infringement. Thus, music is played at a public restaurant and or on loud speaker which is
audible to public at large tantamount to infringement.
2) In relation to a Cinematograph Film a copy of the film or a record embodying the recording of
any part of the sound track associated with the film.
Over the years the infringement relating to cinematograph film has increased tremendously.
The following acts, if done without the consent of the producer would amount to infringement
of cinematograph film:
(i) to make a copy of the film -
(A) a photograph or any image forming part thereof; or
(B) storing of it in any medium by electronic or other means.
(ii) to sell or give on commercial rental, or offer for sale or for such rental any copy of the film;
(iii) to communicate the film to the public;
If a film is based on Chetan Bhagat's "Two States" without seeking his consent for the same,
the same would be an infringement of copyright of a literary work. However, if the same is
made with the permission of the author, the same would not amount to infringement and in
addition thereto the producer can claim copyright over such film.
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One must also note that there is no copyright in the plot or theme of a film. Most of the films
are romantic love stories having a villain- this is a plot which has no copyright protection and
thus there is no question of infringement of such film.
3) In relation to a Sound Recording - any such record embodying the same recording.
4) In relation to a Programme in which a broadcast reproduction subsists a record, recording the
programme.
Define Broadcast under copyright act?
As per Section 2(dd) of the Copyright Act 1957, "broadcast" is defined as communication to the
public by any means of wireless diffusion (whether in any one or more of the forms of signs, sounds
or visual images; or by wire, and includes a re-broadcast.
Section 37 (3) of the Copyright Act mentions the circumstances under which the broadcasting rights
are deemed to be infringed. It states as follow:
During the continuance of a broadcast reproduction right in relation to any broadcast, any person who,
without the licence of the owner of the right does any of the following acts of the broadcast or any
substantial part thereof
(a) re-broadcasts the broadcast; or
(b) causes the broadcast to be heard or seen by the public on payment of any charges; or
(c) makes any sound recording or visual recording of the broadcast; or
(d) makes any reproduction of such sound recording or visual recording where such initial recording
was done without licence or, where it was licensed for any purpose not envisaged by such licence;
or
(e) sells or gives on commercial rental or offer for sale or for such rental, any such sound recording
or visual recording referred to in clause (c) or clause (d).
Section 39 states Acts not infringing broadcast reproduction right or performer's right: No broadcast
reproduction right or performer's right shall be deemed to be infringed by -
(a) the making of any sound recording or visual recording for the private use of the person making
such recording, or solely for purposes of bona fide teaching or research; or
(b) the use, consistent with fair dealing, of excerpts of a performance or of a broadcast in the
reporting of current events or for bona fide review, teaching or research; or
(c) such order acts, with any necessary adaptations and modifications, which do not constitute
infringement of copyright under section 52.
Who is performer? Short note on performers rights?
Under the Copyright Act 1999, the section 2(qq) clearly defines who a performer is, a performer is
defined to include an actor, singer, musician, dancer, acrobat, juggler, conjurer, snake charmer,
a person delivering a lecture, or any other person making a visual or acoustic live presentation.
According to the Copyright Act, a "performer" is defined as any person who makes a live visual or
auditory presentation, including actors, singers, musicians, dancers, acrobats, jugglers, lecturers, and
anyone else delivering a performance; essentially, anyone who actively participates in a performance
that can be seen or heard by an audience.
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The Act also defines “Performance” as any live visual or auditory presentation given by one or more
performers in regard to performer’s rights. In the Act, various rights are recognized to performers in
order to safeguard their interests under Chapter VIII, sections 38, 38A, 38B, 39 and 39A. Thus, rights
given to performers by the Copyright Act, 1957 are called performers rights.
The Rights of the Performer Under the Copyright Act
1. Performer has right to make sound or visual recording: A performer has the right to make the
sound or visual recording. He can also give consent to other people to record the live
performance. Without the consent of the performer, no other person can make use of that sound
recording. But, in case, their performance is for the cinematograph film and the written
agreement is made consenting the incorporation of his performance in such film then all the
rights will, therefore, be enjoyed by the producer of such film irrespective of whether the
performer is a singer or actor
2. Performer has the right to produce the sound or visual recording: A performer may also
become producer of the sound or visual recording and can enjoy all the rights that a producer
enjoys such as reproducing a number of copies, giving the copies for commercial rental,
communicating the work to the public etc. But for that purpose, the performer must have the
prior permission from the individual copyright owner like lyricist and music composer and
should have the certificate related to the sound or visual recording by the competent authority.
3. Performer has the right to broadcast performance: Performers can prevent others from
broadcasting their live performance. In case the consent of the performer is not taken and any
other individual is broadcasting his performance then it will amount to copyright infringement.
But, if the performance is for the cinematograph film and then rights will be enjoyed by the
producer of the cinematograph film but if the performance is commercially exploited for other
purposes than such film then the performer has the right to claim the royalties.
4. Performer has the right to communicate the work other than by broadcast: Performer can
use other means to communicate with the public than by means of broadcast. Broadcast means
communication to the public either by means of wireless diffusion or by wire.
Acts that constitute the infringement of performer's rights
Reproduction of the work of performer without his consent.
Use of performer's work without his consent.
Use of performer's work for any other purpose for which the consent is not obtained from
performer
Broadcast of the work of performer other than the one mentioned in Section 39 of the Copyright
Act
Communication of the performance without the consent of performer to the public other than by
broadcast.
Acts that do not constitute infringement of performer's rights
The act of reproducing any sound or visual recording either for the purpose of private use or for
teaching and research work only.
In case the work is reproduced for the purpose of judicial proceeding.
Reproduction for the purpose of reporting, reviewing or other things that come under fair
dealing.
In case the work is reproduced for the purpose of use by members of legislature.
Some other uses that are not considered infringement under Section 52 of the Copyright Act.
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Moral Rights of the Performer - The performer has the right to be identified for his work even
though he has given all his rights to the producer of the cinematograph film. The performer, even after
giving up their rights over the work, have the right to be recognized for their work. They also have the
right to object, in case any alteration is made in the work performed by them. In case, the producer of
the cinematograph film shortens the length of the performance or removes some portion of the work
because of some technical issues or time constraints then the moral right of the performer is not said
to be prejudiced. Moral rights of the legal representatives of the performer and legal representatives of
copyright owners are different and cannot be exercised in the same manner.
To restrain or claim damages in respect of any distortion, mutilation or other modification of his
performance that would be prejudicial to his reputation.
Some Important Case Laws
In the case of Neha Bhasin vs Anant Raj Anant[1] the Bombay High Court directed the showing of
the Plaintiffs name as the playback singer, and not as the backup singer as it was successfully proved
by the Plaintiff that she had sung the song in all versions. The Court opined that although she did not
have performers rights in the song, as that it is available only for live events, she had moral rights in
the song and had a right to have her name displayed as the “lead singer”.
In the case of Super Cassettes Industries v. Bathla Cassette Industries, the Delhi High Court held
that copyright and performers rights are two different things and in case the song is re-recorded then
the prior permission of the original singer is required.
Remedies against Performer’s Rights Infringement - The remedies are available against the
infringer of performer’s right in Section 55 and also from Section 63 to 70 of the Copyright Act. The
following remedies may be availed:
Civil Remedies: The owner of the performer’s right or his exclusive licensee may go to the court and
obtain the injunction either temporary or permanent or they may also claim damages.
Criminal Remedies: Not only civil remedy but criminal remedy is also available against the infringer.
The infringer may be sentenced for six months which may extend up to three years or may be liable to
pay a fine of Rs. 50,000 to Rs. 2,00,000 or both.
Anton Pillar Order: Sometimes the court gives permission to the plaintiff, on an application by him, to
enter into the defendant’s place along with the attorney and inspect the relevant documents. This is
necessary because the defendant may remove the documents from his premises if he knows before.
Conclusion: The rights that conferred to the performers are a very encouraging step in the field of
Copyright law. They always had a special place in the copyright work but their work was never given
the kind of appreciation that was required. Now their rights are protected under Copyright law and
also this strengthens their financial position as well.
What are the acts that do not amount to Infringement of Copyright?
If a person does any act or commits any wrong with respect to the intellectual property of author/
owner of such property without his consent, constitutes infringement. However, in order to protect the
people with creative mind and for interest for public at large, the Copyright Act provides for certain
exceptions/ defences which can be used for action against infringement.
Acts which do not constitute infringement (Section 52):
1) Fair Dealing/Fair Use -
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a) Fair dealing with a Literary, Dramatic, Musical or Artistic work, not being a computer
programme for the purpose of private use, including research, criticism or review.
b) Making copies of computer programme for certain purposes.
c) Reporting current events in newspaper and magazines or by broadcasting or in a cinematograph
film or by means of photographs.
2) Reproduction for Judicial Proceedings and Reports -
a) Reproduction for judicial proceedings and reports thereof.
b) Reproduction exclusively for the use of members of the legislature.
c) Reproduction in a certified copy supplied in accordance with law (artistic works excluded).
3) Reading or recitation in public of extracts - Reading or recitation in public, of extracts of literary or
dramatic work.
4) Publication in a collection for the use of educational institutions in certain circumstances.
5) Reproduction by a teacher or pupil in the course of instructions or question papers.
6) Performance in the course of activities of educational institutions in certain circumstances.
7) The making of sound recording under certain circumstances.
8) The causing of a sound recording to be heard in public by utilizing it in an enclosed room or clubs
in certain circumstances.
9) Performance in an amateur club given to a non-paying audience or for religious institutions.
10) Reproduction in newspaper and magazine, of an article on current economic, political, social or
religious topics in certain circumstances.
11) Making a maximum of 3 copies for the use of a public library.
12) Reproduction of unpublished work kept in a museum or library for the purpose of study or
research.
13) Publication in newspaper of magazine, a report of a lecture delivered in public.
14) Reproduction or publication of any matter published in Official Gazette or reports of Government.
15) Reproduction of any judgment or order of Court, Tribunal or other judicial authority, not
prohibited from publication.
16) Reproduction or Publication of a translation of Acts of legislature or Rules.
17) Making or publishing of a painting, drawing or photographs of works of architecture.
18) Making or publishing of a painting, drawing or photograph or engraving of sculpture or other
artistic work permanently situate in a public place.
19) Inclusion in a cinematograph film of any artistic work permanently situate in a public place, and
other artistic work by way of background or incidental to the principal matter represented in the film.
20) In case of Computer Programmes - acts which do not constitute infringement.
21) Broadcasting Reproduction Rights - No acts of infringement, -
i) Making of any sound recording or visual recording: - for private use; or - for bona fide teaching;
or - for research purpose;
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ii) Fair dealing on current events, - Bona fide review, - teaching or research.
iii) Such other acts with necessary adaptations and modification which do not constitute
infringement under Section 52.
22) Performers Right - acts which do not constitute infringement -
i) Making of sound recording or visual recordings, -
- for private use; or - for teaching or research; or
ii) Fair dealing, - for review, teaching, research.
iii) Reproduction for, judicial proceedings, members of the legislature, certified copy for judicial
proceedings, educational institution.
What is Reprography?
Reprography means making of copies of a work, by photocopying or by similar means. Section 2 (x)
of copyright act, 1957.
In intellectual property (IPR), "reprography" refers to the act of making copies of a copyrighted work,
typically through mechanical or electronic means like photocopying, scanning, or digital duplication,
essentially creating a facsimile of the original text or image; it's considered a form of reproduction
under copyright law and often requires permission from the copyright holder to perform.
Short Note on Fair Use/Dealing?
Doctrine of Fair Dealing is an exception to the law that would usually protect any material that would
be considered to be copyrighted as under the Indian Copyright Act, 1957 (hereinafter known as the
"Act"). It is a legal doctrine which permits a person to use any work which is protected under the Act
with limited usage of such work so as to maintain the sanctity and originality of such work as well as
the registered proprietor of the work.
The meaning of "Fair Dealing" depends on different facts and circumstances. In India, the Court
applies basic common sense so that they can determine as to what can be constituted as Fair Dealing
on the case to case basis. Fair dealing is a significant limitation on the exclusive right of the copyright
owner. It has been interpreted by the courts on a number of occasions by judging the economic impact
it has on the copyright owner. Where the economic impact is not significant, the use may constitute
fair dealing. The fair nature of the dealing depends on the following four factors:
1. the purpose of use;
2. the nature of the work;
3. the amount of the work used, and
4. the effect of use of the work on the original
In the recent amendment that has been made in the Act known as the Copyright (Amendment) Act,
2012, the concept of Fair Dealing has also included works in the line of musical or cinematographic in
nature. The reason for this is that since both personal and private works have been amended in the
recent Act except work done in the line of computer programming, the scope has become much wider
to consider what can be considered to be fair Dealing sander the Indian Regime. Also, Fair Dealing
has been considered to benefit disabled persons who can now access works including sharing with any
person with a disability for private or personal use, research or for any other educational purposes.
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Meaning by Fair Use under the Indian Copyright Act - under Indian regime legal framework being the
Copyright Act, 1957, section 52 lays down certain acts or works that cannot be considered as an
infringement of copyright namely far dealing with a literary, dramatic, musical or artistic work not
being a computer program for the purposes of fair dealing with any work, not being a computer
programme, for the purposes of –
fair dealing with any work, not being a computer programme, for the purposes of-
(i) "private or personal use, including research;
(ii) criticism or review, whether of that work or of any other work;
(iii) the reporting of current events and current affairs, including the reporting of a lecture
delivered in public.
the transient or incidental storage of a work or performance purely in the technical process of
electronic transmission or communication to the public;
transient or incidental storage of a work or performance for the purpose of providing electronic
links, access or integration, where such links, access or integration has not been expressly
prohibited by the right holder, unless the person responsible is aware or has reasonable grounds
for believing that such storage is of an infringing copy:
the reproduction of any work for the purpose of a judicial proceeding or for the purpose of a
report of a judicial proceeding;
The Court along with the above mentioned provision, also relies upon classic cases which has been
dealt in brief in the next chapter as to what and up to how much extent any work which is abridged as
under the Act can be considered to be "Fair Use" of the copyrighted work which in fact, is an
extremely technical based issue that is seen by the Court mainly looking into the fact of the case.
What are Civil Remedies against Infringement?
The Copyright Owner has got 3 kinds of remedies available against the infringer of Copyright. They
are -
1) Civil Remedy:
2) Criminal Remedy;
3) Administrative Remedy.
Civil Remedy:
- The owner of the Copyright is the plaintiff.
- An exclusive licensee, can also file a suit in which case the owner of the Copyright has to be made
the co- plaintiff.
- The civil suit may be filed for -
1) Injunction - stopping such an infringement;
2) Damages in the form of money,
3) Account of profit-i.e. the profit which the defendant made by the wrong done by selling of the
infringing copies.
4) Damages for tort of conversion.
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1) Injunction (Temporary): A temporary injunction can be granted by the Court to secure the
immediate protection of the copyright. The Court directs the defendant to refrain from infringing
the right of the plaintiff.
In this case: a) The plaintiff will have to make out a prima facie case. b) The Balance of convenience
in his favour. c) Refusal to grant temporary injunction, would cause irreparable loss to the plaintiff.
Anton Pillar Order: Anton Pillar orders are legal mechanisms that allow an applicant to search a
Defendant’s premises and seize evidence without prior notice or warning. They are often referred to
as search orders or civil search warrants.
They are similar to police search warrants but are used only in civil cases. The primary purpose of
these orders is to prevent the destruction, removal, or concealment of evidence relevant to a case. The
orders are typically used in intellectual property cases but can be used in other cases as well if the
Judge allows it.
a) This is an ex-parte order.
b) This order is passed by the Court where urgent and immediate action is required in the interest
of justice.
c) This order states that, the defendant should allow the plaintiff accompanied by the Attorney, to
enter his premises and take inspection of relevant documents and articles, and take copies
thereof or remove them for safe custody.
d) Such an order is made, where there is a great danger that, the relevant documents and
infringing articles being removed or destroyed, and thereby the ends of justice would be
defeated.
e) Such an order is called, an Anton Pillar Order named after a Plaintiff in a case where such an
order was first passed.
The main purpose of an Anton Pillar order is to stop the Defendant tampering with any evidence that
may be relevant to a Court case. It allows the applicant to investigate, remove, or obtain copies of
items like documents, data, and hard drives.
It prevents the defendant from meddling with discovery and frustrating a trial by not presenting
relevant documents and evidence.
It also ensures that the applicant has access to infringing items that would influence their case at
trial.
To ensure that a defendant does not interfere with any evidence, applications for Anton Pillar orders
are made ex-parte (without the Defendant’s notice or presence before the Court).
2) Damages or Account of Profit: The Plaintiff is entitled to 2 types of damages. They are
a) Damages for the infringement of his Copyright;
b) Damages for the infringement of his Copyright into another form.
Criminal Remedy: In addition to civil remedy, the owner of the Copyright can take criminal
proceedings against an infringer.
- Knowledge or 'mens rea', is an essential ingredient of the offence.
These two remedies (Civil and criminal), are distinct and independent, and can be taken
simultaneously.
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- The offence of infringement - punishment - imprisonment from 6 months to 3 years and with fine
from Rs. 50,000/- to Rs. 2 lakhs.
- A police officer of the rank of sub-inspector and above, is given the power to seize without warrant.
All infringing copies, wherever found and to be produced before Magistrate.
- A Metropolitan Magistrate or a Judicial Magistrate First Class, can try an offence under the Act.
- Any person can make a complaint, however, ordinarily it is the Owner of the Copyright or the
Licensee who makes the criminal complaint, and then the Magistrate takes cognizance of the offence.
Administrative Remedy: - The Copyright Act provides for the establishment of offices and
institutions, like
1. The Registrar of Copyrights.
2. The Copyright Board.
3. Copyright Societies.
- They also have certain powers to give certain remedies for violation of Copyright.
Short Note on Mareva Injunction?
A Mareva injunction, also known as a "freezing injunction," is a court order that temporarily prevents
a defendant from disposing of their assets within the court's jurisdiction, ensuring the plaintiff can
effectively enforce a potential judgment against them if they win the case, particularly when there's a
risk of the defendant dissipating assets to avoid paying damages; this injunction is often used in
intellectual property (IP) litigation to safeguard the plaintiff's interests while the case is ongoing.
The Mareva injunction is a part of a temporary injunction or a perpetual injunction. This injunction is
an unusual form of an interlocutory injunction that is intended to restrain the defendant from
disposing of the assets which may become a piece of the necessary evidence to satisfy the plaintiff’s
claim or from getting rid of it from the court’s Jurisdiction.
Mareva Injunction gets its name from the case of Mareva Compania Naviera SA v International
Bulkcarriers SA. The Court of Appeal granted an injunction to the Plaintiffs on an ex-parte
application, through which the Defendants were restricted from parting with their money in Bank of
London, so as to settle the claims of the Plaintiff in case they were able to prove the same.
CONDITIONS THAT NEED TO BE SATISFIED - In cases in which a Mareva injunction is to be
granted by the court in Intellectual property cases certain conditions are to be satisfied, they are:-
o Proof of damage is not necessary for granting the injunction if it has proved that there is an
infringement of a right
o That there will be irreparable harm or a chance for further damages.
o That the is a great probability that the defendant continues the infringement.
o That this is just not a simple rivalry matter, and a Prima facie case exists.
o That the plaintiff should be able to locate the assets to enforce any further final judgment.
o The injunction is on the principle of equity and not as a matter of right (Discretionary)
o The Plaintiff needs to have a legal or an equitable right justiciable in Court. Evidence needs to be
shown that the Defendant is trying to dispose of his assets so as to defeat the Judgement.
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o In case the injunction is not granted, it would cause an irreparable loss to the Plaintiff.
o Any other factors, which may play a material role. Eg: public interest.
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Previously, the authority to grant licenses was held by performing rights societies, as specified in
Sections 33 to 36 of the Act.
The existing performing rights societies will be acknowledged as copyright societies with the
establishment of copyright societies if they have registered under the amended Section 33 of the Act.
An application must be submitted to the Registrar of Copyright for the registration of copyright
society.
The Central Government will receive this application from the registrar of the copyright office.
The Central Government will carefully review the application, taking various factors into
consideration, before granting the registration.
These conditions include:
1. The interests of authors and other rights owners under the Indian Act.
2. Consideration of the interests and convenience of the public.
3. The interests of the group of people looking to apply for licenses in relation to relevant rights.
4. The applicant’s capacity and professional competence.
The central government avoids registering multiple copyright societies for the same class of work.
If the central government determines that the said society is being operated in a manner that is
harmful to the interests of authors and other rights owners, it has the authority to revoke the society’s
registration.
During an ongoing investigation, it is within the government’s power to suspend a society’s
registration for up to 1 year.
Provisions for Tariff Scheme - Tariff schemes aid in obtaining any type of financial gain with regard
to any copyright or other right that is managed by it. For all stakeholders involved, including license
holders, this plan offers a transparent mechanism. These provisions can be found in Section 33A of
the Indian Act.
According to the provisions of this section, every copyright society has the ability to publish its Tariff
Scheme in accordance with the requirements outlined in the Copyright Rules of 2013.
If an aggrieved person is dissatisfied with the scheme, they have the right to appeal to the appellate
board.
The board will then conduct an investigation and, if necessary, issue orders to remove any
unreasonable elements of the scheme.
However, until the outcome of the appeal is determined, the individual who feels wronged must
continue to make payments to the copyright society.
During the investigation, the board also has the power to set interim tariffs and guide the parties
involved accordingly.
Provisions for the Powers of Copyright Society - Section 34 of the Act discusses the authority of
the society mentioned before. It is stated in the section that:
1. A copyright society might accept exclusive authorization of any copyrighted work from the
author and other owners of such rights. By accepting such exclusive authority, they issue licenses
or collect the license fees or both.
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2. An author or any other owner of rights might withdraw search authorization, without injuring any
rights of the copyright society under any contract.
The Copyright Society may, at its discretion, enter into an agreement with any foreign society or
organization administering rights comparable to rights conferred by this Act.
The purpose of this arrangement would be to entrust to such a society in any foreign country the rights
administered by the aforementioned Copyright Society in India and vice versa.
Such a society should not treat works from India differently from works from other countries when it
comes to licensing terms or how money is collected.
Additional copyright society authority is outlined in this section. These are the powers:
1. A license can be issued in accordance with Section 30 by any copyright society.
2. These kinds of societies have the ability to collect copyright license fees.
3. They can share the fees with the authors or other owners if they have enough money to cover
their expenses.
4. Additionally, in accordance with Section 35, they are allowed to carry out any other
functions.
Provisions Pertaining to the Control of Copyright Societies - According to Section 35, authors and
other rights holders have the power to collectively manage copyright society. Society administers the
rights of these creative authors and rights holders. However, this regulation does not apply to foreign
societies. The following are the methods that are being used to exercise control on the copyright
societies:
1. The method of collecting and distributing fees imposed by the copyright society is subject to the
author and other rights holder approval before it may be implemented.
2. In addition to this, they are required to get permission from the authors and any other owners
before using any of the money that was collected as fees.
3. In addition to this, they are obligated to supply authors and other owners of rights with complete
and comprehensive information regarding the management of all activities on a regular basis.
The Section further specifies that all author and other right holder fees should be divided up based on
how much their works were really used. Copyright societies must have a governing body. It is made
up of members who are elected by the society.
In conclusion, all members of copyright societies should be treated equally and should not be subject
to discrimination under any circumstances.
Provisions About the Submission of Returns and Reports - Under Section 36, it is obligatory for
each copyright society to furnish reports or returns to the Registrar. Additionally, the Central
Government has the ability to nominate any officer it sees fit, who would then be tasked with
receiving and analysing all of the copyright society’s reports.
Provisions Pertaining to Performing Rights Society’s Obligations and Rights - Nothing in
Chapter VII of the Copyright Act, 1957 will alter the rights and obligations of performing rights
societies that existed on or before the day before the commencement of the Copyright (Amendment)
Act, 2012. This is stated explicitly in Section 36A.
Conclusion: Copyright societies play a crucial role in the realm of copyright law. As a recognized
legal body, they are responsible for granting licences in respect of the exclusive rights of owners of
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copyright work. These societies ensure the protection of copyright through the issuance of licenses
and the enforcement of legal proceedings when infringement of copyright occurs.
Short Note on Copyright Board?
A Copyright Board is a quasi-judicial body established under a country's copyright law, primarily
responsible for hearing and resolving disputes related to copyright infringement, licensing, and other
copyright-related issues, including adjudicating disputes over copyright ownership, assigning licenses,
and determining royalty rates for the use of copyrighted works; essentially acting as a regulatory
authority to oversee the enforcement of copyright laws within its jurisdiction.
The Copyright Board, a quasi-judicial body, was constituted by the Central Government in the year
1958. The jurisdiction of the Copyright Board extends to the whole of India. The Board is entrusted
with the task of adjudication of disputes pertaining to copyright registration, assignment of copyright,
grant of Licenses in respect of works withheld from public, unpublished Indian works, production and
publication of translations and works for certain specified purposes. It also hears cases in other
miscellaneous matters instituted before it under the Copyright Act, 1957.
It consists of a Chairman and two other members. The Chairman of the copyright board must be a
person who is or has been judge of a High Court or is qualified for appointment as a judge of a High
Court. The Central Government may after consultation with the Chairman appoint a Secretary to the
Copyright Board and such other officers and employees as may be considered necessary for efficient
discharge of functions of the Board.
Section 12 of the Copyright Act sets out the powers of the Copyrights Board as follows:
1. The Copyright Board shall, subject to any rules that may be made under this Act, have power to
regulate its own procedure, including the fixing of places and times of its sittings. However, the
Copyright Board shall ordinarily hear any proceeding instituted before it under this Act within
the zone in which, at the time of the institution of the proceeding, the person instituting the
proceeding actually and voluntarily resides or carries on business or personally works for gain.
2. The Copyright Board may exercise and discharge its powers and functions through Benches
constituted by the Chairman of the Copyright Board from amongst its members.
3. If there is a difference of opinion among the members of the Copyright Board or any Bench
thereof in respect of any matter coming before it for decision under this Act, the opinion of the
majority shall prevail. In case of no majority, the opinion of the Chairman shall prevail.
4. The Chairman may authorise any of its members to exercise any of the powers conferred on it by
section 74 (powers of Civil Court) and any order made or act done in exercise of those powers by
the member so authorised shall be deemed to be the order or act, as the case maybe, of the Board.
5. No member of the Copyright Board shall take part in any proceeding before the Board in respect
of any matter in which he has a personal interest.
6. No act done or proceeding taken by the Copyright Board under this Act shall be questioned on
the ground merely of the existence of any vacancy in, or defect in the constitution of, the Board.
7. The Copyright Board shall be deemed to be a civil court for the purposes of sections 345 and 346
of the Code of Criminal Procedure, 1973, and all proceedings before the Board shall be deemed
to be judicial proceedings within the meaning of sections 193 and 228 of the Indian Penal Code.
As per point No 4 above, the Copyright Board has the powers of a Civil Court.
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The Registrar of Copyright and the Copyright Board have the powers of a civil court in respect
of the following matters:
a. Summoning & enforcing the attendance of any person and examining him on oath (this
jurisdiction extends to the whole of India);
b. Requiring the discovery and production of any document;
c. Receiving evidence on affidavit;
d. Issuing commission for the examination of witnesses and document;
e. Requisitioning any public record or copy thereof from any court or office;
f. Any other matter which may be prescribed.
The main functions of the Copyright Board are as under:
a. Settlement of disputes as to whether copies of any literary, dramatic or artistic work or records
are issued to the public in sufficient numbers.
b. Settlement of disputes as to whether the term of copyright for any work is shorter in any other
country than that provided for that work under the Act.
c. Settlement of disputes with respect to assignment of copyright as dealt with in Section 19A.
d. Granting of compulsory licences in respect of Indian works withheld from public.
e. Granting of compulsory licence to publish unpublished Indian works.
f. Granting of compulsory licence to produce and publish a translation of literary and dramatic
works.
g. Granting of compulsory licence to reproduce and publish literary, scientific or artistic works for
certain purposes.
h. Determination of royalties’ payable to the owner of copyright.
i. Determination of objection lodged by any person as to the fees charged by Performing Rights
Societies.
j. Rectification of Register on the application of the Registrar of Copyright or of any person
aggrieved.
Meaning of Trade Marks? Characteristics? Purpose/Objective of Trade Marks law?
A trademark is a unique symbol, word, phrase, design, or combination of these that identifies a
business's products or services. Trademarks are a type of intellectual property that help protect a
brand's identity and reputation.
A Trademark is a distinctive symbol, word, phrase, or logo that identifies and distinguishes goods or
services of a particular source from that of others. It serves as a unique identifier, establishing brand
recognition and fostering consumer trust. The primary purpose of a trademark is to protect the
intellectual property of businesses, preventing others from using similar marks that could confuse
consumers.
In the dynamic business world, trademarks are crucial for establishing and safeguarding a brand's
identity. They provide exclusive rights to the owner, ensuring that consumers can easily differentiate
between products and services. Trademarks not only protect the investment and efforts businesses put
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into building their brand but also contribute to a competitive marketplace by promoting fair
competition and preventing misrepresentation.
The term Trademark refers to a recognizable sign, phrase, word, or symbol that denotes a specific
product and legally differentiates it from all other products of its kind.
One must note the Trade Mark Act is a special Act. It aims to protect trade marks from misuse,
deception and confusion. The action under the Special Act is generally speedier than that under
general law. However, action under special act is not barred, unless the general law expressly or
impliedly excludes the provision of special act. Thus, the special act prevails over the general law
unless excluded by the legislature. Section 2 (1) (m) of The Trade Mark Act, 1999 (the Act) defines a
mark as 'mark includes a device, brand, heading, label, ticket, name, signature, word, letter, numeral,
shape of goods, packaging or combination of colors or any combination thereof."
Further section 2 (1) (zb) of the Act defines trade mark means a mark capable of being represented
graphically and which is capable of distinguishing the goods or services of one person from those of
others and may include shape of goods, their packaging and combination of colors.
Section 2 (1) (zg) of the Act also defines well known trade mark in relation, to any goods or services,
means a mark which has become so to the substantial segment of the public which uses such goods or
receives such services that the use of such mark in relation to the other goods or services would be
likely to be taken as indicating a connection to the course of trade or rendering of services between
those goods or services and a person using the mark in relation to the first mentioned goods or
services.
Ideally, the elements / characteristics of a trade mark are: -
1. Trade mark must be a mark of any manner such as a label, signature, number, letter or a
combination of any or all of them.
2. Trade Mark should be capable of being graphically represented.
3. Trade mark must be used (or proposed to be used) in relation to goods or services.
4. Trade mark must have a distinguishable feature from the trade mark of another.
5. Trade mark must preferably be an invented word.
6. Trade mark must show some nexus between the goods/services provided and the mark.
7. It may include the shape of goods and its packaging or combination thereof.
8. It should be descriptive of goods or services or suggestive of quality of goods. For example, The
Beauty Shop which provides beauty products.
In fact, it was held in Nirlex Spares v/s CCE (2008) 2 SCC 628 that a trade name must be descriptive
enough so as to be indicative of the nexus between the goods and the mark owner. Therefore, a
monogram with reference to a trade name not descriptive enough to serve as an indicator of the nexus
with the goods of the marketing company cannot be said to be trade name of the marketing company.
Salient features of Trademarks Act, 1999 encompass crucial aspects that define their role and
significance in the business realm:
1. Brand Recognition: Trademarks are instrumental in building and enhancing brand recognition.
They serve as visual representations of a company's reputation, values, and offerings, allowing
consumers to easily identify and recall the brand.
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2. Exclusive Rights: Trademark registration grants exclusive rights to the owner, preventing others
from using identical or confusingly similar marks for similar goods or services. This exclusivity
safeguards the brand's identity and market position.
3. Intellectual Property Asset: A trademark is a valuable Intellectual Property Asset. Their strategic
management, protection, and enhancement contribute to the overall worth of a business, often
representing a significant portion of intangible assets.
4. Renewability: Trademarks can be renewed indefinitely, provided they are consistently used and
maintained. This renewability ensures that successful trademarks can endure over time, contributing
to the long-term success of a brand.
5. Digital Presence: In the digital age, trademarks play a vital role in online visibility. They are
crucial for creating a strong digital presence, as they serve as searchable and recognizable elements in
the vast online landscape.
Need for a Trademark -
As businesses increasingly rely on their brand reputation, the need for trademarks has grown
substantially. In a competitive marketplace, trademarks facilitate market differentiation by
allowing businesses to establish a unique identity. There is a need for trademarks to create a
sense of market differentiation.
Through effective trademarking, companies can stand out from competitors, influencing
consumer preferences and creating a distinct market presence.
Trademarks are integral to a company's overall business strategy. They contribute to brand
building by creating a recognizable and memorable identity, enhancing the marketability of
products or services, and influencing consumer perceptions in alignment with the company's
strategic objectives.
The need for a trademark is indispensable for building brand identity, protecting intellectual
property, gaining a competitive edge, and fostering consumer trust – all of which are crucial
elements for the sustained success of businesses in today's dynamic and competitive markets.
The objectives of trademarks are diverse, encompassing legal, economic, and strategic dimensions.
Here are key objectives that underscore the importance of trademarks:
1. Distinctive Identification: The primary objective of trademarks is to provide a unique and easily
identifiable symbol or expression that distinguishes the goods or services of one business from those
of others. This distinctiveness aids consumers in making informed choices and fostering brand
recognition.
2. Legal Protection: Trademarks serve as a legal tool to protect the intellectual property of the
business. By registering a trademark, a business gains exclusive rights to use that mark in connection
with specific products or services, preventing others from using identical or confusingly similar marks
and guarding against unauthorized use.
3. Consumer Trust and Assurance: Trademarks play a crucial role in building and maintaining
consumer trust. A well-established trademark signifies consistent quality and reliability, creating a
positive association in the minds of consumers. This trust contributes to customer loyalty and repeat
business.
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4. Asset Value and Economic Impact: Trademarks are valuable intangible assets that can be
appreciated over time. Successfully managed trademarks contribute to the economic value of a
business, impacting its financial performance, market position, and overall competitiveness.
5. Global Expansion: Trademarks facilitate expansion into new markets, both domestic and
international. A well-protected trademark helps ensure a consistent brand image across diverse
geographical locations, contributing to successful global business endeavors.
Conclusion: Trademarks are vital in protecting intellectual property, granting exclusive rights to
unique symbols or names. They bolster brand recognition, build consumer trust, and discourage
infringement. Strategic trademark management is essential for businesses to maintain a competitive
advantage and safeguard the authenticity of creative assets in the global marketplace. Effective
enforcement of trademark rights, with the above-mentioned penalties, serves to maintain the integrity
of brands, foster fair competition, and protect consumers from confusion in the marketplace.
Various Forms of Trade Mark? Role/ Functions and qualities of Trade Mark?
A trademark is a brand name or logo associated with the company’s goods, products or services. The
consumers who buy the goods or avail of the services recognize it with its brand. The brand or
trademark may consist of words or numerals, designs or a combination of all.
A trademark can distinguish the goods or services of one person or company from those of others.
They are intellectual property rights in India. The Trademarks Act, 1999, regulates the registration
and functions of a trademark.
Primary Functions of Trademarks - A trademark primarily serves the purpose of identifying the
origin or source of goods, products or services. In India, a trademark performs the following
functions:
It identifies the product and its origin
It proposes to guarantee the quality of the product
It advertises the product as it represents the product
It creates the image of a product in the minds of the public, especially the consumers or the
prospective consumers of the product
Qualities of a Good Trade Mark: An ideal trade mark should be attractive to sound and appearance
and suggest the quality of the product. Most importantly an ideal trademark should be made in such a
manner that it can be distinctive from other trademarks of the same class and should be able to be
registered and protected. The following are the few attributes of a good trademark that should be
considered before Trademark Registration.
It should be easy to speak and spell. A good trademark is such that the public can easily spell
and speak.
It should be easy to remember. A good trademark that is easy to speak and spell can be easily
remembered as well. So that it becomes easy for public to understand and pronounce.
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It should not be too lengthy and complicated to be forgotten easily. If it is lengthy or
complicated, people will not bother to take the effort to memorize it and ultimately it will be
forgotten.
It must be distinctive. It can be natural distinctiveness or acquired distinctiveness.
It should appeal to eye as well as ears.
The best trademarks are invented words or coined words or unique geometrical designs
It can only be suggestive of the quality of the products, but not descriptive.
It should satisfy the requirements of registration.
A good trademark should not be barred under the Trade Marks Act under the Prohibited
classes of trademarks
There are two basic types of trade marks i.e., a registered trade mark and an unregistered trade
mark.
A Registered trade mark is a trade mark which is or has been registered under the trade mark law. As
per Section 2 (1) (w) of the Act, registered trade mark means a trade mark which is actually on the
register and remaining in force. Unauthorized use of a registered trade mark would entitle the
proprietor to bring an action of infringement against such user.
An unregistered trade mark is a trade mark which is not registered under the trade mark law. An
unregistered trade mark is also called common law mark. There are higher number of unregistered
trademarks as compared to registered trademarks in India. However, in case of unauthorized use of an
unregistered trade mark, the proprietor of such mark shall have common law rights and has a legal
remedy in terms of passing off of his goods and hence can restrain the unauthorized user from using /
exploiting his trade mark.
Particular categories of trade mark are – Product Mark, Service Mark, Collective Mark, Certification
Trade Mark, shape, pattern and sound Mark.
1. Product Mark: A product mark is a type of trademark that is used on any product or good rather
than on any service. This trademark is used to identify the origins of a good or product, and it helps in
maintaining the excellent reputation of a business or organization.
All the trademark applications that are filed under trademark class 1-34 are classified as product
marks because they represent products or goods. The time required for registering a product mark is
almost 18-24 months. Some examples of product marks are Nestle and Amul.
2. Service Mark: The service mark is almost the same as the product mark, but the only difference is
that it is used on any service rather than on a product. It works for all the non-product items. The main
objective of the service mark is that it differentiates between the proprietors and the legal owners of
that service.
For example, Taj Hotels and Akasa Airline are providing services to their customers rather than
delivering any product. All the trademark applications that are filled under trademark class 35-45 are
termed as service marks because they represent no-product items such as services.
3. Collective Mark: These are particular types of trademarks that are owned by associations and
organizations. A collective mark is used to notify people about the superior qualities of a service or
product that is used to represent a collaboration.
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Even individuals or a group of individuals can use this type of trademark to represent that they are
togetherly protecting a product or service. This type of trademark holder can be a public institution, an
association, or a Section 8 company. In this type of trademark, the standards or the products are
normally set by the association owning that trademark.
Other people who want to adopt this trademark owned by any institution or association have to follow
some rules and regulations set by the owning company of that collective mark. Chartered Accountant
designation is a very commonly known collective mark in India.
4. Certification Mark: A certification mark is a type of trademark that represents the origin of a
product, its material, quality, or any other specific details that are provided by the proprietor. The
main objective of this type of trademark is to issue standards for any good or product and also
guarantee the product to the consumer.
This type of trademark can also be used to show the actual standards of any product by showing that
the specific products have undergone different testing and that the product the consumer is receiving
is of high quality. Certification marks are generally used on shoes, clothes, toys, electronics, and
packed foods. Some examples of Certification marks are ISI marks and ISO Mark.
5. Shape Mark: A shape mark is a particular type of trademark that is used to protect the shape of a
specific product or good so that the consumer identifies that product is related to a particular
manufacturer and prefers to buy the product from the place or origin only.
The shape of any particular product can be registered only if it is accepted to have a noteworthy
shape. For example, A Pepsi bottle or a Dairy Milk chocolate has specific shapes that are identifiable
with the brand.
6. Pattern Mark: A Pattern mark is used to protect the pattern of any specific product. All the
companies making some specific pattern-based products use this type of trademark to protect the
patterns of their products so that no other company can copy them.
A pattern mark is only issued to any company or organization when they succeed in proving that their
product is really unique. Pattern mark is mostly used in the fashion industry. Big brands such as Louis
Vuitton, Gucci, Fendi, and many others get Pattern marks for their products so that no other brand can
copy them.
Even many individual fashion designers such as Manish Malhotra and Sabyasachi also get pattern
marks for their products so that no bog brands can use that patterns without their permission.
7. Sound Mark: Any organization or company uses this type of sound mark to protect a particular
sound or tune. When a company receives a sound mark for any tune or sound, no other person can use
that sound without their permission, and if any still uses them, then it is a punishable crime.
The most famous sound mark in India is the magical tune of the IPL. To obtain a sound mark, the
company has to provide originality of that sound, and also, when the people hear that sound, they
should quickly identify the product or service that it is related to.
These are some of the most common types of trademarks that different companies, associations,
institutions, or even individuals use for their products and services. If you want to apply for any kind
of trademark, you should contact an attorney specializing in this field.
Short Note on Certification Trade Marks?
Certification Trademark is a mark which distinguishes goods or services based on the origin, material,
mode of manufacture, performance of services, quality, accuracy, and other characteristics.
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A Certification trademark is defined under Section 2(1)(e) of The Trade Marks Act, 1999, as a
trademark used by entities for certifying the characteristics of the goods or services as being of a
certain kind and quality. Certification trademark is an indicator of origin as well as an assurance to the
common man that the goods or services, provided under the said ‘Certification Trademark’ have been
examined, tested or in some way certified by an independent organization that itself does not trade in
those goods or provide the services. The methods of certification are determined by the owner of the
certification trademark to indicate or guarantee certain specific characteristics or quality. Popularly
known Certification Trademarks are (WOOLMARK) – this certification trademark certifies that the
products bearing are made of 100% wool; (ISI) – products bearing the ISI mark certifies that a
product conforms to an Indian standard developed by the Bureau of Indian Standards, the national
standards body of India; (HALLMARK) – certifies the purity of gold as well as silver jewelry sold
in India; (ISO – International Standardization Organization) – certifies assurance of standardization of
services provided,; and (AGMARK) –certifies quality of agricultural products in India, assuring
conformation to a grade standard set by the Government of India.
Applicants must submit a certification Trademark application, a statement of case that sets out the
grounds of the application. The application must be filed to the Indian Trademark registry and they
will check whether the application satisfies with the necessary requirements as per the Indian law. If
the registry is satisfied by the requirements given by the applicant, then it will be published in the
trademarks journal.
The application will remain open to opposition by any third party within four months. The certificate
Trademark will be registered if there is no opposition. The term of registration for a certification
Trademark is 10 years. There are provisions to cancel a certification trademark if an aggrieved party
approaches the register, when the proprietor is no longer competent to the trademark, when the
proprietor has failed to observe any provisions of the regulation given under the law and when the
register thinks that there is no advantage to the public.
Short Note on Collective Trade Marks?
A Collective trademark is defined under Section 2(1)(g) of the Trade Marks Act, 1999 as a trademark
which distinguishes the goods or services of members of an association which is the proprietor of the
trademark from those of the others. Partnership Firms within the meaning of the Indian Partnership
Act, 1932 cannot be proprietors of a Collective trademark. A Collective trademark essentially serves
as an indicator to distinguish a characteristic feature(s) of the product or service offered by entities
that form a part of that Collective or association. A Collective Trademark may be owned by an
association which may not directly use the trademark but permits the use by the members of that
association. The association duly ensures that certain quality standards and requirements in respect of
the relevant goods and services are met by its members. Some prominent examples of Collective
Trademarks are – Institute of Chartered Accountants of India, being the apex body of Chartered
Accountants in India; and – Confederation of Indian Industries.
Purpose of Collective Trademark: Collective marks are distinguishable under Indian trademark law
because they serve a specific purpose. The collective trademark’s primary goals are to:
Inform the public about a specific aspect of an organization, its members, and the services and
goods they provide that are associated with the mark.
You can tell the difference between organizations by comparing the quality of their products,
and services, if any.
Collective mark benefits:
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1. To inform the public about specific product features for which collective trademark is used.
2. They promote products that have a geographical origin; by this, the product gets not only
domestic recognition but also gains international recognition.
3. It also helps in differentiating one product from another.
Collective Trademark Types:
i) The mark used by the members, and
ii) The mark used by those registered by a cooperative or association.
The regulations for collective trademarks shall include the following:
the name of the association of persons and their respective office addresses;
the object of the association;
the details of the member;
the conditions of membership and the relation of each member with the group;
conditions governing the use of the mark, including sanctions;
the procedure for dealing with appeals against the use of the collective marks;
the persons authorized to use the mark; and
the conditions of membership of the association.
Section 61-68 deals with collective trademark registration
Section 62 specifies the collective mark should not have misleading characters or significance, as
mentioned below:
1. A collective mark shall not be registered if it is likely to deceive or cause confusion to the public;
2. If it is likely to be taken to be something other than a collective mark and the registrar may require
that the mark in respect of which the application is made for registration comprise some indication
that it is a collective mark.
Section 64 provides that if the registrar satisfies the requirements for registration, he shall accept the
application together with the regulations. The acceptance may either be unconditional or subject to
conditions. Besides, the conditions can include amendments to the said regulations, if any, as he may
deem fit or refuse it and shall notify the rules if accepted.
Further, section 65 provides that the regulations shall be open to public inspection in the same way as
the registrar, as in section 148.
Section 68 explains the grounds for removal of registration of collective mark-
1. How the collective mark has been used has caused it to mislead the public as a collective mark, or
2. Grounds of non-use of the mark, under section 47.
Saving for words used as name or description of an article, under section 36.
Section 67 provides that in a suit for infringement instituted by the registered proprietor of a collective
mark as plaintiff, the court shall take into account any loss suffered or likely to be suffered by
authorized users and may give such directions as it thinks fit as to the extent to which the plaintiff
shall hold the proceeds of any monetary remedy of such authorized users.
Conclusion: Collective trademarks are an effective tool for promoting products that are unique to a
particular region. A collective mark improves product marketing and cooperation among local
producers. Collective trademarks are created when products of a specific geographic origin have a
historical, cultural, or social association with that location. As a result, the collective trademark is one
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of the essential tools for a company’s growth and the process of a collective trademark is easy and
simple.
Short Note on Well Known Trade Marks?
A "well-known trademark" is a brand name or logo that is widely recognized by the public, strongly
associated with a specific company, and enjoys a higher level of legal protection compared to regular
trademarks due to its extensive recognition and reputation; essentially, it's a mark that is so familiar to
consumers that using a similar mark could be considered trademark infringement even if the products
are different.
A well-known trademark, also known as a “famous trademark,” is a mark that has garnered
substantial public recognition and favour. These trademarks are readily distinguishable and are
strongly associated with a particular brand or product. They have expanded their influence outside of
their respective industries, garnering recognition in a variety of fields. Companies place a high value
on their well-known trademarks and afford them extensive legal protection. Example Bisleri for
Mineral water, Google: As the world’s leading search engine, Google has become synonymous with
internet searching. It’s simple and colorful logo is instantly recognizable. Nike: The Nike swoosh is
an iconic symbol in the sports and apparel industry. Nike’s “Just Do It” slogan is also widely
recognized and associated with athleticism. Amazon: The smiling arrow from Amazon’s logo
represents customer satisfaction. Amazon’s e-commerce platform is used by millions worldwide, and
its services extend beyond online shopping. Ferrari: The prancing horse emblem of Ferrari is
synonymous with luxury sports cars. Ferrari is known for its high-performance vehicles.
Section 2(1)(zg) of the Trademarks Act, 1999 defines “well-known trade mark”, “in relation to any
goods or services, means a mark which has become so to the substantial segment of the public which
uses such goods or receives such services that the use of such mark in relation to other goods or
services would be likely to be taken as indicating a connection in the course of trade or rendering of
services between those goods or services and a person using the mark in relation to the first-
mentioned goods or services.”
Provisions under the Trade Marks Act, 1999 - Section 11 (6) of the Act specifically lays down the
various factors to be taken into account by the Registrar while determining whether a trade mark is a
well-known trade mark. Factors taken into consideration while determining the trademark as well-
known are –
A. Knowledge about the mark in relevant sections public;
B. the duration, extent and geographical area in which the trademark is used;
C. the duration, extent and geographical area in which the trademark is promoted with respect to
the goods and services to which it applies;
D. registration or application for registration of the trademark to the extent they reflect the use or
recognition of the trade mark;
E. the record of successful enforcement of the rights in that trade mark including the record
stating that the trademark has been recognized as well known by any court or Registrar.
Section 11 (9) Conditions not required for well-known trademark registration - The section
specifically mentions certain conditions which need not be required for the purpose of granting of
well-known trademark. These conditions are:
That the TM has been used in India
That the TM has been registered;
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That the application for registration of the trade mark has been filed in India;
That the trade mark is well known in or registered in any other jurisdiction other than India;
That the trademark is well-known to the public at large in India.
It can thus be stated that for a trademark to be granted protection in India, it is not necessary that the
mark owner has his business in India or its trademark is registered within India, nor is it required that
the trademark is known to the masses as a whole. Thus, the particular provision provides for the
concept of trans-border reputation of trademark.
Section 11 (10) Obligation on the Registrar - It is an obligation on the registrar that in case of a
dispute and/or infringement the registrar must protect the interest of the well-known trademark against
the identical ones and also must take into consideration and notice the ill intention
and malafide motive of the complainant or the opponent.
Filing of a well-known trademark - With the incorporation of the new Trademark Rules 2017, a
trademark owner can directly file an application for a well-known trademark to the Registrar. The said
application of request should be accompanied with a statement of case, relevant documents, evidence
and a fee of Rs. 1,00,000/- which has already been prescribed. It is also mandatory that the application
is to be filed online through comprehensive e-filing services of trademark. Once the application is
received, the application shall be considered in accordance to the documents submitted.
Remedies available for the trademark owner on misuse or infringement of well-known
trademark:
1. Prevent registration of similar and deceptive similar trademark in respect to all class of goods and
services.
2. Request removal of infringing mark.
3. Prevent incorporation of the trademark in the name or logo of any organization or corporate
name.
Punitive damages: Judiciary has opined in several cases that punitive damages shall prevent the
infringers from using and causing dilution of well-known trademarks. In case of Time Incorporated v.
Lokesh Srivastava [2005 (30) PTC 3 (Del.)], the court held that in Intellectual Property cases the court
shall grant both punitive and compensatory damages. In the instant case, the court granted Rs. 5 lakhs
as punitive damage and Rs. 5 lakhs as compensatory damage to the plaintiff for the reason of
infringement.
Conclusion: In India, as in the rest of the world, well-known trademarks hold immense value for both
businesses and consumers. They symbolize reliability, quality, and an enduring tradition of
excellence. The legal framework of India acknowledges the significance of safeguarding these
trademarks, ensuring that they continue to flourish and retain their individuality. The well-considered
legal provisions, filing procedure, and trademark rules of 2017 aid in preserving the integrity and
reputation of well-known trademarks, thereby fostering innovation and the expansion of national
brands.
Short Note on Doctrine of Honest Concurrent use?
Honest concurrent use refers to a situation where two entities, operating independently and in good
faith, use the same or similar trademarks over a period of time without intending to deceive or cause
confusion among consumers. This use must be honest, meaning that neither party is attempting to take
unfair advantage of the other’s reputation and must coexist for a substantial period.
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In trademark law, the principle of honest concurrent use serves as an exception to the general rule that
prohibits the registration of a trademark that is identical or confusingly similar to an already registered
mark. This exception is recognized in several jurisdictions, allowing businesses that have been using a
mark in good faith to continue using and even register that mark, despite the existence of a prior
identical or similar trademark.
Laws Governing of Honest Concurrent Use of Trademark in India - In India, the concept of
honest concurrent use is enshrined in Section 12 of the Trade Marks Act, 1999. This section allows
for the registration of trademarks that may be identical or similar to existing registered trademarks if
the applicant can prove that the use of the mark has been honest and concurrent. The discretion to
allow such registration lies with the Registrar of Trademarks, who must be satisfied that the
applicant’s use of the mark has been bona fide and that there is no likelihood of confusion or
deception among consumers.
Section 12 of the Trade Marks Act, 1999 reads as follows: “In the case of honest concurrent use or
of other special circumstances which, in the opinion of the Registrar, make it proper so to do, the
Registrar may permit the registration by more than one proprietor of trademarks which are identical
or nearly resemble each other in respect of the same or similar goods or services, subject to such
conditions and limitations, if any, as the Registrar may think fit to impose.”
This provision allows the Registrar to exercise discretion in permitting the registration of identical or
similar trademarks, provided that the applicant can demonstrate honest concurrent use. The applicant
must also provide evidence to support their claim, such as proof of the duration of use, advertising
expenditures and consumer perception of the mark.
Requirements for Honest Concurrent Use of Trademark - For an applicant to successfully claim
honest concurrent use, certain legal requirements must be met. These requirements vary depending on
the jurisdiction, but they generally include the following:
1. Honest Use: The applicant must demonstrate that their use of the trademark has been honest,
meaning that they did not intend to deceive consumers or take unfair advantage of an existing
trademark. The use should be in good faith and should not have been adopted with knowledge
of the prior mark.
2. Concurrent Use: The applicant must show that their use of the trademark has been concurrent
with the use of the existing trademark. This means that both parties have been using the mark
simultaneously for a substantial period.
3. Good Faith: The applicant must establish that they were unaware of the existence of the prior
registered trademark when they began using their mark. If the applicant knew of the prior mark
and still adopted the same or a similar mark, their use may not be considered honest.
4. Consumer Association: The applicant must prove that relevant consumers associate their mark
with their goods or services. This can be demonstrated through evidence of advertising, sales
and market presence.
5. No Likelihood of Confusion: The applicant must show that the concurrent use of the
trademarks is unlikely to cause confusion or deception among consumers. The Registrar will
assess whether the coexistence of the two marks is likely to mislead the public.
6. Special Circumstances: In some cases, the applicant may need to demonstrate special
circumstances that justify the concurrent use of the trademark. For example, if the applicant’s
business operates in a different geographical region or caters to a different target audience, the
Registrar may consider this a special circumstance.
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Evidence Required for Honest Concurrent Use of Trademark - To support a claim of honest
concurrent use, the applicant must provide documentary evidence to prove that their use of the
trademark has been bona fide and concurrent with the existing mark. Some of the key evidence
required includes:
Proof of Usage: The applicant must provide evidence of the duration and extent of their use of
the trademark. This may include documents showing when the mark was first used and how it
has been used over time.
Advertising Expenditures: The applicant must submit evidence of the funds spent on
advertising and promoting the trademark. This helps demonstrate that the mark has been widely
used and recognised by consumers.
Sales Data: The applicant should provide sales figures and other financial data to show that the
trademark has been used in connection with goods or services in the marketplace.
Consumer Recognition: The applicant may also submit evidence showing that consumers
associate the trademark with their business. This can include market surveys, customer
testimonials and other forms of consumer feedback.
Case Laws on Honest Concurrent Use of Trademark
1. Kores India Ltd. v. M/s Khoday Eshwarsa and Son - This case, decided under the Trade and
Merchandise Marks Act, 1958, was one of the earliest cases to establish the principles governing
honest concurrent use in India. The court held that the following factors must be considered when
determining whether a trademark can be registered based on honest concurrent use:
The genuineness of the concurrent use.
The quantum of use, including the duration, area and volume of trade.
The likelihood of confusion resulting from the similarity of the marks.
Whether any instances of confusion have been recorded.
The inconvenience that may be caused to the parties involved.
The court emphasised that the applicant must prove that their use of the mark has been honest and that
there is no likelihood of confusion among consumers.
2. Goenka Institute of Education and Research v. Anjani Kumar Goenka - In this case, both
parties used the term “Goenka” in their trademarks for educational institutions. The court found that
both parties had started using the mark around the same time and in different geographical regions. As
a result, the court allowed the registration of both marks, subject to certain conditions, such as
requiring the appellant to include the name of their trust in brackets below the name of their institution
to avoid confusion.
Impact of Honest Concurrent Use on Trademark Law - The doctrine of honest concurrent use has
a significant impact on trademark law, as it allows for the coexistence of identical or similar
trademarks in certain circumstances. This doctrine recognises that in a dynamic marketplace, it is
possible for businesses to adopt similar marks without any intention to deceive or confuse consumers.
It provides a legal framework for resolving conflicts between trademark owners while ensuring that
the rights of both parties are protected.
However, the application of the doctrine of honest concurrent use is not without its challenges. One of
the primary concerns is the potential for consumer confusion, which is the very issue that trademark
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law seeks to prevent. The Registrar of Trademarks and the courts must carefully evaluate each case to
determine whether the concurrent use of similar marks is likely to mislead consumers.
Another challenge is the burden of proof placed on the applicant. To successfully claim honest
concurrent use, the applicant must provide substantial evidence to support their claim, which can be a
time-consuming and costly process. Additionally, the decision to allow the registration of a trademark
based on honest concurrent use is ultimately at the discretion of the Registrar, which can lead to
uncertainty for businesses.
Conclusion: The doctrine of honest and concurrent use plays an important role in balancing the rights
of trademark owners and promoting fairness in the marketplace. It provides a legal remedy for
businesses that have been using similar marks in good faith and allows for the coexistence of
trademarks in certain situations. However, the application of this doctrine requires careful
consideration of the facts and circumstances of each case, particularly the likelihood of consumer
confusion.
In India, Section 12 of the Trade Marks Act, 1999 provides a legal framework for honest concurrent
use, allowing the Registrar to exercise discretion in permitting the registration of similar marks. The
burden of proof lies with the applicant, who must provide substantial evidence to demonstrate that
their use of the mark has been honest, concurrent and unlikely to cause confusion.
State the effect of registration of trade mark/ advantages of registration? Significance?
Advantages?
A trademark is a form of intellectual property that refers to an easily recognizable word or
combination of letters or words, symbol, slogan, tagline or sign denoting a specific product and it
helps differentiate it from all other products of the same kind. Trademarks are typically used to
establish the exclusive identity over a product, and it recognizes the company’s ownership of the
brand. A good trademark is easy to pronounce and remember. At the same time, it is also unique and
has a distinctive character. A distinctive trademark helps customers distinguish your products or
services from your competitors. It is an important intellectual asset for a business, as it deters
competitors from using similar names or logos. Additionally, trademark registration also helps
customers associate visual cues with your products, thereby nurturing brand loyalty.
Trademarks may or may not be registered. However, for a trademark to be protected against
infringement, it is necessary for it to be registered. Therefore, it is of utmost significance for the
entrepreneurs to know the benefits of registering their company’s trademark.
The registration of trade mark is imperative to ensure protection of proprietor's rights. Rights
conferred by registration of trade mark are available for indefinite period by a mere periodic renewal
of registration (being a period of ten years) unlike other intellectual properties such as patents, design
copyrights etc.
EFFECT OF REGISTRATION –
Trademark registration is essential if you want your company, brand, product, or service to
stand out from the crowd
By registering your trademark, you may prevent potential needless rebranding by ensuring that
no lookalikes are selling imitations of your goods or services.
Furthermore, you must register a trademark in India to safeguard your rights and preserve your
intellectual property.
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Every aspiring business owner should be aware of the many benefits for registration of
trademark.
Major benefits of trademark registration in India
1. Exclusiveness: A registered trademark owner can use the same trademark for any product that
fits within the classifications listed in the application, known as the selective right. It stops other
parties from promoting comparable goods or services under similar trademarks.
2. Protection from infringement: When a trademark is registered, the product is given intellectual
property that grants the owner exclusive rights. As a result, any third party that uses the
trademark without the owner's consent will be prohibited from infringing on it. A trademark
infringement occurs when an unauthorized party uses a trademark that is confusingly similar to
or identical to the original owner of a registered trademark to promote goods and services that are
part of the same class of goods or services for which the original trademark is registered.
3. Set apart from competing goods: The third benefit of trademark registration is it sets a product
apart from its competitors at first glance. A customer base will be developed based on a product's
distinctive trademark and brand value. This will serve as a useful business tool. It draws
customers' attention and influences their purchasing decisions, clearing up doubts about a brand's
legitimacy.
4. Brand value and goodwill: An official trademark serves as a representation of the owner's
identity. A trademark informs customers about the business's brand value, financial stability, and
market reputation. Customers will connect a product with a certain standard of quality, features,
and market performance once it is linked to a trademark. A trademark soon starts to function as a
concrete indicator of the caliber of a good or service being provided. Therefore, it can be
concluded that by increasing customer confidence, a registered trademark would improve the
company's reputation in the marketplace.
a. Formation of a valuable intangible asset: A registered mark serves as an asset by relieving the
owner of the burdensome requirement to demonstrate uniqueness at every stage of proving the
false statements. A trademark functions as an intangible asset for accounting and income tax
purposes. In actuality, the owner may choose to sell, purchase, license, assign, utilize these
trademarks for commercial purposes, or even franchise them. It can also be a source of income
because money may be made from selling, granting licenses, or giving them to other people.
5. Recognition & Eligibility Worldwide: Since India is a party to the Paris Convention for the
Protection of Industrial Property, Indian trademark applications are entitled to special treatment
and priority when registering and protecting their marks in other signatory nations. Following
this convention, the Registered Owner may utilize the Indian trademark registration certificate to
support a priority or previous user claim. The applicant may make an application for protection
in any other contracting state within six months following the filing of such an application for the
right of priority by any one of the convention's signatory states.
6. Economical defense: A trademark registered in India is good for ten years after the application
was submitted. There is no maximum on the number of times it may be renewed; it can be
renewed whenever convenient. In India, registering a trademark online is quite easy and
affordable. Once filed, the trademark is usually awarded a few days later.
7. Draws in new clients: Trademarks also aid in the growth of the business by drawing in new
clients who will begin to associate the company's worth with the signs they see. More customers
and clients are drawn in because the company's brand is seen favorable.
8. Ten Years of Complete Security at a Reasonable Price: Online trademark registration is quick
and inexpensive, and once you're done, there aren't any further expenses to worry about. After 10
years, you must pay a little renewal charge to protect your trademark.
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9. Facilitates the Process of Filing for Worldwide Trademark Registration: Gaining international
brand protection does not come with registering your trademark in India. You can use your
Indian trademark registration as the basis for an application to register your trademark in other
countries. Applying and benefits of international trademark registration in other countries is
simpler.
Some More Advantages of Trademark Registration in India
1. Creates Space for Business Growth: A registered trademark establishes a link between a business
and its clients. Businesses that offer cutting-edge and effective products can quickly expand their
consumer base. Additionally, your trademark aids in consumer acquisition and retention. Your
business revenues are safeguarded by the ten-year exclusive use rights that come with trademark
registration. Businesses may profit from having a large consumer base by expanding and
introducing new items.
2. Acknowledgement of the Excellence of the Goods or Services: Because customers associate your
brand's quality with its name, trademark registration validates the quality of your products. This
will assist you in drawing in new clients who will recognize the high caliber of your company's
products from your brand name or logo.
Conclusion: There are several benefits of federal trademark registration, including increased brand
value, increased commercial involvement, and access to global expansion opportunities. The owner's
exclusive right would prevent all trademark infringements and inappropriate uses. Consequently, it
can be said with certainty that a good trademark is easy to remember, which enhances a company's
image and fosters consumer confidence in its products and services while preserving the uniqueness
and distinction that make it stand out in the marketplace.
Discuss the absolute grounds for refusal of registration of Trade Marks?
GROUNDS FOR REFUSAL OF REGISTRATION OF TRADE MARK - Registration of Trade Mark
can be refused either absolutely or relatively. The absolute grounds of refusal and the relative grounds
of refusal are explained in detail below: -
Absolute grounds of refusal of trade mark - Section 9 of the Act specifies certain circumstances
under which the registration of a trade mark is refused. The grounds are:
Marks which are devoid of any distinctive character,
Marks that are indications or marks that are used in commerce to define the quantity, quality,
type, values, intended purpose, or geographical origin of goods or services rendered,
Marks or indications which have become customary in the current language or in the bona fide
and established practices of the trade, shall not be registered,
Nature of the mark is such that it can deceive the public or cause confusion,
The mark it contains or comprises of any matter likely to hurt the religious susceptibilities of any
class or section of the citizens of India,
If the mark comprises or contains scandalous or obscene matter,
If the use of the mark is prohibited under the Emblems and Names (Prevention of Improper Use)
Act, 1950 (12 of 1950),
Marks resulting from the nature of the goods themselves,
Marks that add significant value to the goods,
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Marks whose shape adds significant value to the goods.
These absolute grounds of refusal are related to the benefit of public policy – with the legislative
intent to protect the legitimate interest of the traders as well as the public who are genuine and bona
fide users of various marks in relation to their goods/services.
However, if a mark has acquired “distinctive character” over a period of time and has thus become a
“well known trademark”, the same won’t be refused for registration – given the fact that the applicant
is able to prove the same.
Relative Grounds for refusal of registration (Section 11) - Section 11 of the Trademark Act, 1999
mentions the relative grounds for refusal for registration of a mark. If a mark is found to confuse
public on account of a mark being identical or similar to an earlier trademark, the same won’t be
allowed for registration under this section. Various other grounds which are listed under relative
grounds of refusal are:
Section 11(1): Identity or Similarity to an Earlier Trademark - Key Point: A trademark shall be
refused registration if:
It is identical to an earlier trademark, or
It is deceptively similar to an earlier trademark, and the goods/services covered by the
proposed mark are similar or identical to those covered by the earlier trademark.
Likelihood of Confusion: If the public is likely to be confused or associate the new mark with the
earlier mark, it will be refused. This includes not only confusion about the origin of goods/services
but also any possible association with the earlier mark. Example: If a new brand uses a logo that is
nearly identical to Coca-Cola for soft drinks, consumers may believe that the new brand is a product
of Coca-Cola and thus confuse or associate with the earlier mark.
Section 11(2): Well-Known Trademarks - Key Point: A proposed trademark that is identical or
similar to an earlier registered trademark will be refused registration if the earlier trademark is:
A well-known trademark in India.
The use of the later trademark could unfairly take advantage of, or damage, the distinctive
character or reputation of the earlier well-known mark, even if the goods/services are not
similar.
Unfair Advantage and Detriment: The later trademark’s use must be without due cause. For
example, if a new company uses a famous brand's name (like "Nike") in a completely different
industry (e.g., electronics), it could still be refused if it takes unfair advantage of the brand's
reputation. Example: If a company begins selling non-sports products, such as apparel, under the
name "Nike" and confuses consumers into buying the products because they assume there is a
connection with the famous Nike brand, then this would be infringement.
Section 11(3): Rights in Existing and well-known Marks - KeyPoint: A proposed mark would be
refused registration under if its use in India can be prevented by:
Law of passing off (protection to an unregistered trademark when in use), or
Copyright law (if the mark infringes a copyright-protected design or logo).
Explanation: This section may refuse the trademark application if an unregistered trademark (or
other legal right) already exists and the new mark conflicts with it. Example: If a small company has
been using a logo similar to a famous artist's work for years, and the artist claims copyright over it,
the trademark may be refused.
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Section 11(4): Consent of the Earlier Trademark Owner - Key Point: A later mark is capable of
registration even though it may be conflicting with an earlier mark, where the owner of the earlier
trademark gives his consent to the registration of the later mark. Explanation: The Registrar can
place the later mark on the register in cases as mentioned under Section 12, if the circumstances exist.
Example: If two companies with similar names in unrelated industry (for example, one a bakery and
the other a software company) agree to both coexist, then the registrar may allow the registration of
both trademarks.
Section 11(5): Objection to Registration - Key Point: The provisions under clause (2) and (3) can
only be applicable if: Opposition proceedings are initiated by the proprietor of the earlier trademark.
The earlier mark holder must file objections when the trademark opposition process is underway.
Example: If a company feels that the new trademark is likely to conflict with its well-known brand, it
has to formally oppose the new registration before the Registrar.
Section 11(6): Well Known Status - Key Point: The Registrar has to take into account several
factors before determining that a trademark is well known, including
Recognition among the public
The geographical extent and duration of use and promotion
The record of successful enforcement of rights, including past judicial decisions
Key Factors: These factors help determine if a mark qualifies as well-known, thus protecting it
against similar marks even for non-similar goods. Example: Coca-Cola or Apple may be recognized
as well-known trademarks because of their widespread use, advertising, and legal recognition.
Section 11(7): Factors for Determining Recognition - Key Point: The Registrar will consider the
following to determine if a trademark is recognized as well-known in a relevant section of the public:
The number of consumers of the goods/services.
The number of persons involved in distribution channels.
The business circles dealing with the goods/services.
Example: A trademark used in a niche but highly recognized field, like luxury goods, will be termed
well-known in the concerned field, even if it's not well known all over.
Section 11(8): Determining Well-Known Status by Court or Registrar - Key point: If the court
and the Registrar have already given any decision that a trademark is well-known in India then by
virtue of this Act automatically it will be treated well-known for the purpose of registration.
Example: A well-known trademark like McDonald's once determined by the registrar or court then it
is sure to get protection as the well-known mark in registration purposes of trademark in the process
after coming into force.
Section 11(9): Conditions for Well-Known status - Key Point: The Registrar is not mandated to
consider the following requirements in determining whether a trademark is well-known:
Use or registration in India.
Registration or application in other jurisdictions.
Public recognition in India as a whole.
Example: A brand could be considered well-known in India even if not widely used or registered in
the country so long as known within some particular public or market segment.
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Section 11(10): Protection Against Bad Faith - Key Point: The Registrar will also protect well-
known marks against registration of identical or similar marks, especially on grounds of bad faith by
applicant or opponent. Explanation, If an applicant tries to register a mark which, prima facie, tends to
deceive the public at large or is intended for attracting the benefit of an already existing well-known
mark. Thereby, it will get rejected by the registrar on the basis of bad faith.
Section 11(11): Good Faith Registration - Key Point: If a trademark is registered in good faith
disclosing all material information, or if rights had accrued through use in good faith prior to the
commencement of the Act, such registration would not be invalidated on grounds of similarity with a
well-known mark. Example: A local business that has used a mark in good faith and has been using it
for years before the trademark became famous will not lose its rights due to the later fame of a similar
mark.
In Short, Section 11 of the Trade Marks Act, 1999 provides a legal framework to avoid conflicts
between new and existing trademarks. It is a balancing factor between the rights of previously
registered trademark owners, including the already famous marks, and the potential for new
businesses to enter and register their marks under the condition that they are not taking undue
advantage or harming existing marks. It promotes fair competition and guards against confusion
amongst consumers, and it provides leniency in good faith registration and mutual consent among the
parties involved.
Explain Deceptive Similarity?
Deceptive similarity under trademark law refers to a scenario where one trademark is so similar to
another that it is likely to mislead or confuse the public. This term indicates that even though two
marks may not be identical, their resemblance in appearance, sound or meaning could cause
consumers to mistakenly associate the marks with each other.
Section 2(1) (h) of the Act defines deceptively similar. It states that a mark shall be deemed to be
deceptively similar to another mark if it nearly resembles the other mark as to be likely to deceive or
cause confusion. The legal framework, such as Section 2(1)(h) of the Trademark Act, assesses
whether marks are “deceptively similar” by evaluating their phonetic, visual and conceptual likeness.
To assess whether two trademarks are deceptively similar, several key factors should be considered:
Nature and Purpose of Goods: Evaluate the similarity in the nature and purpose of goods
offered under the rival trademarks.
Characteristics of the Marks: Examine the nature of each mark, which could include words,
created words, descriptive or non-descriptive names or geographical names.
Usage of the Marks: Consider the types of goods that are currently associated with the
trademarks or likely to be associated in the future.
Similarity in Mark Features: Assess the degree of phonetic, visual and conceptual similarity
between the marks, focusing on their essential features.
Consumer Profile: Analyze the demographic and psychographic characteristics of potential
buyers, including their level of education, intellect and the degree of attention likely to be
exercised during their purchasing decision.
Purchasing Methods: Reflect on the means by which the goods are purchased or orders are
placed, as this can influence the perception of the marks.
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These factors collectively help determine the likelihood of consumer confusion, which is central to
identifying deceptive similarity between trademarks.
When assessing trademark similarities, it’s important to consider different types:
Visual Similarity: This involves comparing visual elements of the marks, including any common
syllables, suffixes, prefixes, shapes and overall length. This type of similarity focuses on how the
trademarks appear visually to the consumer.
Phonetic Similarity: This type of similarity evaluates how trademarks sound when spoken. Marks
that sound alike, such as ‘Zegna’ and ‘Zenya’ or ‘Fevikwik’ and ‘Kwikheal’, can confuse consumers,
especially in oral communication or advertising.
Conceptual Similarity: This similarity assesses the ideas or concepts conveyed by the trademarks.
Marks that suggest similar ideas or themes can lead to consumer confusion even if they are visually or
phonetically distinct. Examples include ‘Gluvita’ and ‘Glucovita’ or ‘Lakme’ and ‘Likeme’, which
might evoke related images or concepts in the minds of consumers.
The Trademark Act is fundamentally designed to be consumer-friendly, prioritizing the public’s
interests alongside those of the registered trademark owner. One of the principal objectives of the Act
is to prevent consumer confusion and deception that may arise from the use of deceptively similar
trademarks.
Trademarks serve as identifiers; they distinguish a particular product among a multitude and signal to
consumers that the product originates from a specific owner. When a trademark is deceptively similar
to another, it undermines this identifying function, potentially leading to consumer misidentification
and diluting the trademark’s distinctiveness.
Moreover, allowing deceptively similar trademarks would not only confuse consumers but also
jeopardize the trademark owner’s business and the goodwill associated with their mark. This goodwill
is an intangible yet valuable asset built over time through consistent quality and consumer trust.
Protecting it is important for maintaining the economic value and integrity of the brand.
The importance of safeguarding both consumers and trademark owners from the ill effects of
trademark infringement was underscored in the case of Cadbury India Limited and Ors. vs. Neeraj
Food Products (2007). The Delhi High Court highlighted that the essence and purpose of trademark
law are to shield both the consumer and the trader from deceptive practices that exploit the reputation
and goodwill known to the public, thereby preserving the trust and reliability inherent in the
recognized trademark.
Conclusion: Deceptive similarity poses a significant threat to brand owners, undermining their hard-
earned reputation, customer loyalty, and market position. By understanding the elements of deceptive
similarity, leveraging the legal framework such as Section 11 of the Trademarks Act, 1999, and
implementing robust enforcement and protection strategies, businesses can safeguard their brands and
combat the proliferation of counterfeiters.
Explain the Procedure/process for registration under Trade Marks Act?
To obtain trademark protection, individuals or businesses chose to apply for trademark registration.
Once registered, a trademark owner gains exclusive rights to use the mark in connection with their
specified goods or services and can take legal action against others who infringe upon those rights.
Trademarks can be renewed indefinitely as long as they continue to be used and maintained according
to the legal requirements of the jurisdiction where they are registered.
who can apply:
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Individuals: Running a business on your own. You can register a trademark in your name.
Businesses of All Sizes: From small shops to large corporations, all business entities can
register trademarks, including proprietorships, partnerships (with up to ten partners), Limited
Liability Partnerships (LLPs), and companies (both Indian and foreign).
Non-Profits: Even organizations like trusts and societies can register trademarks to protect
their logos and slogans.
This broad eligibility ensures that anyone with a brand they want to safeguard can take advantage of
India’s online trademark registration system. By registering your trademark, you gain legal protection
and peace of mind, knowing your brand identity is secure.
Trademark Registration Procedure in India
1. TM Search Report: Initially, the applicant must conduct a comprehensive trademark search
to ensure the uniqueness and distinctiveness of the proposed trademark. This step is vital to
prevent potential litigation and save the applicant’s time. To perform this search, visit the
official website for trademark registration in India https://ipindiaservices.gov.in.
2. Filing of Trademark Application: All necessary documents are submitted through the IP
India Official Website. The applicant can now use the symbol TM alongside their logo or
brand name. The application can be processed either online or offline.
3. Vienna Codification: The Registrar of Trademark applies the Vienna classification to the
trademark, based on its figurative elements.
4. Formalities Check: After the completion of the foregoing steps, trademarks proceed to the
stage of formality check wherein the trademark application along with the accompanying
documents undergo a thorough screening process. If any procedural discrepancy is found, a
formality check report is issued, which ought to be complied with within one month by
removing the requisite discrepancies.
5. Trademark Examination: A Trademark Officer reviews the trademark application for its
correctness and issues a trademark examination report if discrepancies found. The
examination covers mainly a few aspects such as distinctiveness, descriptiveness, and
similarity to prior trademarks. To be eligible for registration, the trademark must be
distinctive, non-descriptive, and free of similarity to existing trademarks. If the application
violates Section 9 or 11 of the Trademark Act, 1999, the Trademark Officer issues an
Examination Report with objections and lists similar brands within the same class.
6. Reply to Examination Report: The applicant or their appointed agent must respond to the
examiner’s objections within one month from receiving the Examination Report. Failure to
respond within this timeframe may result in the abandonment of the application. If the
trademark office finds the request compliant with all necessary provisions, the mark is
accepted.
7. Show Cause Hearing: If the reply to the examination report is unsatisfactory, the applicant
has the right to attend a hearing. During this hearing, the Examiner may accept, refuse, or
conditionally accept the application. If the application is accepted with conditions, the
applicant is given one month to fulfil these conditions. Only when the conditions are met, the
trademark is published. The applicant can also appeal the decision.
8. Journal Publication: If the application is accepted, the proposed mark is published in the
trademark journal for a 4-month period. During this time, the anyone can oppose the
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trademark application. If no opposition is received within the specified period, the trademark
is considered registered.
9. Withdrawal of Acceptance: The registrar can withdraw acceptance of the application after
hearing the applicant under Section 19 of the Trade Marks Act, 1999. This typically occurs
before trademark registration.
10. Opposition: According to Section 21 of the Trademarks Act, 1999, any person has a 4-month
window from the date of trademark advertisement in the TM Journal to file an opposition.
Common grounds for opposition include:
The trademark is similar or identical to an earlier or existing registered trademark.
The trademark is customary in the current language and or in the established practices of a
business.
The trademark is likely to deceive the public or cause confusion.
The trademark is prohibited under the Emblem and Names Act, 1950.
The trademark contains matters that are likely to hurt any class or section of people’s
religious feelings etc.
11. Counterstatement and Stages of Evidence: Following the notice of opposition, the next stage
involves filing a counterstatement and presenting Evidence in support of Opposition under
Rule 45(1), Evidence in Support of Application under rule 46(1), Further Evidence in Reply
by the Opponent under Rule 47 along with any additional Evidence under rule 48 of the TM
Rules, 2017.
12. Hearing with Third-Party (if any): After completing all evidence stages, a hearing is
scheduled with the Trademark Hearing Officer to decide the maintainability of the opposition.
13. Trademark Registration: If there are no oppositions or if any oppositions are set aside, the
Trademark Registration Certificate is issued, and the symbol ® can be used alongside the logo
or brand name.
14. Renewal: Trademarks are initially valid for 10 years. After this period, they can be renewed.
Common reasons for filing for rectification include non-usage for over 5 years, failure to
renew, changes in the trademark, additions of new goods or services, discrepancies with
Section 9 and Section 11 of the Indian Trade Marks Act of 1999, omissions, fraudulent
registration, and market confusion etc.
In conclusion, following the above process ensures statutory protection for the trademark. While it’s
not mandatory, it is highly recommended to consult with a trademark attorney or agent who can guide
you through the process, conduct searches, and ensure your application is in compliance with the law.
What is Infringement of Trade Mark? What are remedies available for Infringement?
Section 28 of Indian Trademark Act, 1999 discusses the rights that are vested in the registered
proprietor of a trademark. It also grants the registered proprietor an exclusive right to use the
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trademark in relation to the goods and services in respect of which the trademark is registered, and
section 29 of the act states that trademark infringement occurs when any of these rights are violated.
To put it simply, trademark infringement takes place when a person other than the registered
proprietor uses the exact similar or deceptively similar trademark to the registered trademark for
similar goods or services without the permission of the registered proprietor in order to gain unfair
advantages.
Essentials Element of Infringement - As per Section 29 of the Trade Marks Act, 1999, trademark
infringement in India can be accounted for in the following scenarios:
Identity with a Registered Mark: Infringement occurs if an unregistered mark is identical to
a registered one for the same class of goods and services.
Likelihood of Confusion: If an unregistered mark is similar to the infringed mark, causing
confusion among consumers.
Similarity to a Mark with Reputation: Infringement is established if the unregistered mark
resembles a registered trademark with a recognized reputation in the market.
Unauthorized Use on Labeling or Packaging: If the registered trademark is used on
labelling or packaging without proper authorization, it is an infringement.
Unfair Advantage in Advertising: If the registered trademark is used in advertising to gain
an advantage detrimental to or against the trademark's reputation.
Let’s use a landmark trademark infringement case, Starbucks Corporation v. Sardarbuksh Coffee &
Co., to illustrate each of the aforementioned instances of trademark infringement. The plaintiff in this
case was ‘Starbucks Coffee,’ a well-known coffee brand with outlets in practically every country, and
the defendant was ‘Sardarbuksh Coffee,’ another coffee place with various outlets in Delhi.
Satisfying the first condition, the defendants in this case clearly attempted to confuse the public by
using a phonetically similar name and a similar logo with just reversing the Starbucks logo’s color
scheme. (Image given below)
Secondly, the defendants were utilising the trademark in connection with identical goods and services,
in this case selling coffee and associated products. Finally, the infringing mark has been used in
printed form and in advertisements, satisfying all three requirements of trademark infringement.
Remedies for trademark infringement – Civil, criminal remedies and Administrative remedies are
the available remedies for trademark infringement, and the plaintiff has the option of initiating either
or both of these actions against the defendants. For the purpose of infringement of an unregistered
trademark the common law remedy of passing- off can be invoked.
Civil Remedies: The civil remedies available in case of trademark infringement are as mentioned:
1. Damages - The damages in the form of compensation are provided to the plaintiff or the
owner of the registered trademark by the infringer.
2. Accounts of profit - Any profit gained by the infringer while using the trademark of another
registered owner, all the profit or certain amount of monetarily compensation is delivered to
the owner of Trademark.
3. Destruction of goods - The court may issue and order of destruction or eradication of all the
goods or products manufactured using the infringed mark.
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4. Injunction - Injunction is an action that prohibits unofficial or unauthorized use of TM. The
court grants protection to the trademark owner by preventing the infringer from further using
the infringed mark.
The injunction order can be of four types:
Anton Piller Order- the Anton Piller Injunction order is an ex-parte order which is issued to
inspect the premises of the defendant without giving any prior notice.
Mareva Injunction- when the court prohibits defendants from using their assets within the
court’s jurisdiction until the conclusion of the trial.
Interlocutory Injunction or temporary injunction- entails the prohibition of an action by a
party to a lawsuit until the case is resolved.
Permanent or perpetual injunction- It is a court order requiring an individual or company to
permanently refrain from engaging in specific activities.
5. Cost of proceedings - The court can order the defendant to bear the costs of proceedings of
the plaintiff.
Criminal Remedies: The criminal remedies available in case of trademark infringement are as
follows:
With a prison term that should not be less than six months and can be extended to three
years;
With a fine that should not be less than 50,000 rupees and can be extended to two lakh rupees.
Administrative Remedies: Administrative Remedies are those which are available under the Act
with authorities viz., the Registrar. These authorities have certain powers relating to the copyright
like., grant or refuse of trade mark, classification of goods and services, registration of assignment and
transmission of trade mark, removal of trade mark, review of trade mark, correct or amend the
Register of marks etc and hence the owner can approach them in case of infringement.
Conclusion: A trademark carries huge weight and is valued because it has a company’s reputation
associated with it. Unfortunately, such success & popularity amongst the consumer base can have
negative consequences too, trademark infringement being one of them. Deceptively similar marks can
be used by either business to divert consumer traffic to their outlets or by counterfeiters to sell fake
products as the real deal. This can become a problem since the average customer may get fooled and
the original company may get blamed. In order to curb this menace, it is important to understand the
trademark infringement, the way it happens, its nature to transcend borders and how one can take
steps to curb trademark infringement.
Who can file suit for Infringement of Trade Mark? Who can be sued? What are defences
available to defendant? What reliefs can court pass in suit of Infringement?
The following persons can institute a suit for infringement: -
1. The Registered proprietor or his legal successor (Section 2 (1) (v) define registered proprietor in
relation to a trade mark means the person for the time being entered in the register as proprietor
of the trade mark)
2. Legal heirs of the registered proprietor of the trade mark
3. The Registered User (under Section 2 (1) (x) A registered user means person who is for the time
being registered as a registered user under section 49 of the Act)
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4. The applicant for registration of trade mark
5. Any one of the joint proprietors of trade mark.
The following persons can be sued for infringement: -
1. The persons who infringes the trade mark.
2. The person who threatens to use the trade mark.
3. The agents of the infringer.
4. In case of a company, directors or promoters cannot be sued unless they are personally liable.
5. In a master-servant relationship, the master who orders the servant to make infringing copies is
liable to be sued.
Who is registered proprietor of Trade Mark?
A "registered proprietor" of a trademark is the individual or company officially recognized as the
legal owner of that trademark, meaning they have the exclusive right to use it in relation to the goods
or services specified in the registration, as per the relevant trademark laws in their jurisdiction;
essentially, the person who has successfully registered the trademark with the appropriate government
agency.
Section 2(1)(v) of the Trade Marks Act, 1999 defines a registered proprietor as the person who is the
owner of a registered trademark. This designation is important for establishing legal ownership and
rights.
What are defences available to defendant in case of Infringement? Which are the acts which do
not amount to Infringement of trademark?
Infringement occurs when other person uses a trademark that is same or similar to registered
trademark for the same or similar goods/services. Section 29 of the Indian Trade Marks Act, 1999,
talks about various aspect of infringement of registered trademarks.
As per Section 29(1), "a registered trademark is infringed by a person who, not being a registered
proprietor or a person using by way of permitted use, uses in the course of trade, a mark which is
identical with, or deceptively similar to, the trademark in relation to the goods or services in respect of
which the trademark is registered and in such manner as to render the use of the mark likely to be
taken as being used as a trademark".
Section 29 of the Trademarks Act, 1999 describes trademark infringement. According to it, “a
registered trademark is infringed by a person who, not being a registered proprietor or a person using
by way of permitted use, uses in the course of trade, a mark which is identical with, or deceptively
similar to, the trademark in relation to the goods or services in respect of which the trademark is
registered and in such manner as to render the use of the mark likely to be taken as being used as a
trademark”.
Grounds of Infringement: According to Section 29 of the Trade Marks Act, 1999, the followings are
the grounds to trademark infringement in India:
If the unregistered mark is identical to a mark registered for similar goods and services.
The similarity of an unregistered mark with the infringed mark is likely to create confusion in
the minds of consumers.
The unregistered mark is similar to a registered trademark having a reputation in the market.
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The registered trademark is used on labelling or packaging without authorization.
The registered trademark is used in advertising, taking unfair advantage detrimental or against
the reputation of trademark.
Defences Against Trademark Infringement:
1. Fair Use: In order to claim this defense, the accused infringer need to show that he got the
consent of the authorized owner or either proves that he acted without intending to defraud or
mislead the consumers of the goods. "Fair use" has been covered in two types:
a. Descriptive Fair Use: Descriptive fair can be taken as a defence where a trademark is used
in good faith for a descriptive purpose and not for a specific mark or goods and services.
b. Nominative Fair Use: Nominative fair use can be taken as defence where a mark is listed in
reference to the registered proprietor's goods and services rather than the goods and services
of the user. It is justifiable when the use of the mark is required to make the goods and
services easier to identify.
2. Prior use: Prior user of the trademark has more rights than the subsequent user even if the
subsequent user has registered the trademark. It can be taken up as a defence by the defendant
when he is using the mark for a longer period of time than the registered user and has
established reputation in his business.
Acknowledgement of "Prior Use" constitutes the following:
(1) the use of a mark identical or nearly resembling the registered mark, by a third person,
must be in relation to the goods and services for which the first-mentioned mark is
registered;
(2) the use must be a continuous use of the trademark in India;
(3) the trademark must be used by the proprietor in order to avail the protection;
(4) the mark must have been used from a date prior to the use of the registered trademark or
the date of registration whichever is earlier.
3. Non-use of the trademark by the Registered Proprietor: In this situation, the burden is on
the defendant to prove that the Registered Proprietor is not using the trademark for a long time.
Further, he needs to show that he has a legitimate interest in using that trademark which the
owner of the trademark is not using.
4. Delay and Acquiescence: In situations when there has been a delay in bringing action of the
infringement by the plaintiff, it is stated that the plaintiff's right have been waived off as the
trademark owner and implicitly or explicitly permitted use of its trademark by the subsequent
user.
5. Invalidity of Registered Mark: It can be taken up as a defence by the defendant that the
registration of mark by the plaintiff is invalid i.e. is being done through an unfair advantage. in
such case, it would not be called as a trademark infringement.
Remedies for Trademark Infringement: There are the remedies for which the plaintiff is entitled to
claim for infringement or passing off of his trademark.
Injunction by prohibition of use of the infringing
Injunction by cancellation of the registration, if the mark has been
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Damages (may include punitive damages) or account of
Costs towards legal
In order for a court to award compensatory as well as punitive damages, proof of deception and
intention of the infringer to infringe the plaintiff’s trademark must be established. In the case of a
criminal proceeding, as per section 103 of the Act , the court may dictate:
Imprisonment for a period not less than six months that may extend to three years
A fine that is not less than Rs 50,000 that may extend to Rs 2 lakh
Conclusion: The protection of the trademark is necessary for the business point of view as well as for
the protection of customers from fraud and cheating. Even though the act provides for the defences
available to the defendant still the burden of proof is on the defendant only to prove that he has not
infringed the trademark.
Section 30 of the Trademarks Act, 1999 lays down the certain conditions wherein a trademark
cannot be said to have been infringed. Such conditions can be used by the alleged infringer as
defences in suits for infringement of trademark and hence escape his liability. These conditions
include:
1. When any person makes use of a trademark in accordance with honest practices in industrial or
commercial matters;
2. When such use is not in pursuit of taking undue advantage or proves to be detrimental to the
distinctive character or repute of the trademark.
3. Use of a mark for the indication- Whenever any trademark is used in order to indicate the kind,
quality, quantity, intended purpose, value, geographical origin, the time of production of goods
or of rendering of services or any other characteristics of goods or services,
4. Use of mark which is outside the scope of registration- When trademarks are registered, there are
certain cases where they are subjected to certain conditions and limitations. Whenever the
alleged infringement is under the ambit of those limitations, then it does not constitute to be a
case of infringement of trademarks.
5. Implied consent Whenever the infringed use of a trademark is in the continuance of the permitted
use by the original proprietor who has subsequently not removed or obliterated it, in such cases
the use cannot be said to be an infringement.
6. Use of trademark in relation to parts and accessories
7. Use of trademarks identical or similar to each other
In addition to the above statutory defences, the defendant may also plead the following defences: -
1. That the trade mark is not that of the proprietor and accordingly the plaintiff has no right to
sue for the same.
2. If anything is done or intended to be done by the defendant in pursuance of this Act in good
faith (Section 122)
3. That the defendant has also concurrently registered his trade mark.
4. That the defendant is an honest concurrent user.
5. That the mark is merely the defendant's bonafide use of his own name, address and
description of goods.
6. That the rights of the plaintiff have ceased to exist.
7. That the registration of plaintiff is not valid.
8. That plaintiff has acquiescence the use of mark in question.
9. That the defendant has not renewed its trade mark.
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10. That the defendant has obtained the trade mark fraudulently.
11. That the goods or business of the plaintiff and the defendant are totally different.
12. That the trade mark, the use of which is sought to be restrained, is not distinctive of the
plaintiff's goods or business and has not acquired reputation.
Short Note on Permitted User? Sub Licensing?
A "permitted user of a trademark" is a person, other than the registered owner of the trademark, who
has been granted explicit permission by the trademark owner to use the mark in relation to specific
goods or services, typically through a licensing agreement, and is considered a "registered user" under
the law, allowing them to legally use the trademark within the defined parameters of the agreement;
essentially, they are authorized to use the trademark with the owner's consent.
Sub-licensing of a trademark refers to a licence grant to a third party by a licensee in the form of
written agreement to use the trade name, logo or specified rights with the prior consent of the
Registered proprietor of the trademark.
Need for sub-licensing of a trademark-The companies grant trademark license to expand their trade
and commerce to other countries in the world by providing several rights to use the name of the brand
while in the expansion of trade and commerce in the process they need products which could be
available within the local jurisdiction to provide a quality product with the original brand name which
is cost-effective with no compromise in the quality or contents of the product. With companies
headquartered at different states/countries gives such licence to the licensee to provide a further
licence/sub-license with restricted rights to come in business with the local traders and vendors. Such
use is considered as "permitted use" is allowed by the Trade Mark Act, 1999 under Section 2(1) (r).
The permitted use consists of quality control, the distinctiveness of the mark, ownership of the mark,
goodwill over the mark. All such rights are reserved by the Registered Proprietor of the Trade Mark.
The Trade Marks Act, 1999 does not exclusively provide for licensing/sub-licencing of a trademark
but it provides for "permitted use" one 'by registration of the third party as a registered user and
another 'without registration as a registered user' by the third party but subject to certain conditions
which are defined under Section 2(1)(r) of the Act as-
Section 2(1)(r) "permitted use", in relation to a registered trademark, means the use of trademark -
(i) by a registered user of the trademark in relation to goods or services
1. with which he is connected in the course of trade; and
2. in respect of which in the trademark remains registered for the time being; and
3. for which he is registered as a registered user; and
4. which complies with any conditions or limitation to which the registration of the registered
user is subject; or
(ii) by a person other than the registered proprietor and Registered User in relation to goods or
services.
1. with which he is connected in the course of trade; and
2. in respect of which the trademark remains registered for the time being; and
3. by consent of such registered proprietor in a written agreement; and
4. which complies with any conditions or limitation to which such user is subject and to
which the registration of the trademark is subject
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Section 2(1)(r) clearly states that the Trade Marks Act, 1999 provides for the use of registered
trademarks by the registered proprietor, registered user and third party (any other person other than
registered proprietor and the registered user). A registered proprietor of the mark may grant certain
rights to the registered user or users, as the case may be or any third party by the way of a written
agreement to grant non-exclusive, limited rights for the use of their trademark by controlling the
quality, maintaining the goodwill and safeguarding the exclusive rights to the registered proprietor. As
regards to the unregistered trademark, the courts have recognized licensing as legitimate and lawful
provided proper control over the use of the mark by the licensee is maintained and care is taken to see
that the ownership of a mark vests with the owner and is indicated to the public. This is called
common law licensing.
Process of sub-licensing of trademarks - The Act does not specify any procedure for sub-licensing
of trademarks but it has provided for the permitted use as mentioned above with the prior consent of
the Registered Proprietor. Hence, it could be sublicensed as per the common law practice in the
following two ways:
Before signing the licensing agreement: A licensee (Registered User) while entering into the
agreement with the Licensor (Registered Proprietor) shall insert in the licensing agreement a clause
for sub-licensing of trademark and/or any such rights granted to the licensee.
After signing the licensing agreement: A Registered User (Licensee) during the term of license and
with the written consent of the Licensor can enter into an agreement with the sub-licensee by
following the steps mentioned below:
Consent from the registered proprietor: The Licensee needs to take consent from the Licensor in a
written agreement for the grants of specified rights and use of the trademark.
Trademark sub-license agreement: After obtaining the consent from the Licensor, the sub-licensor
(Registered User) should come to terms with the sub-licensee by signing the Trademark sub-licensing
Agreement.
Acceptance by the registrar: The Registrar may give acceptance keeping in mind the terms of
agreement for the grant of sub-license to the sub-licensee as a permitted use in a controlled manner
where the rights of the Registered Proprietor can be protected and the misuse of the mark must be
avoided.
The Registered Proprietor should inform other registered users of the trademark if any about the sub-
licensing.
Conclusion: A Trademark being the indicator of the origin of the product and service must be
associated with the proprietor. Sub-licensing is a way to expand trade and business with other
proprietors. The licensing agreement should be drafted with such care that it keeps the distinctiveness
of the mark while monitoring the quality control of the product and exclusive rights over the
trademark by the proprietor. Although, there is no specified definition has been provided in the
trademark Act regarding sub-licensing but can be inferred from the provisions of section 2(1)(r).
While it is not exclusively provided for sub-licensing, it does not restrict or prohibit sublicense of the
mark.
Short Note on Passing Off Action?
"If a person sells his goods as the goods of another," then the trademark owner can take action as this
becomes a case of passing off. Passing off is used to protect or safeguard the goodwill attached to an
unregistered trademark. When the trademark has been registered by the owner and infringement
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happens, then it becomes a suit for infringement, but if the trademark has not been registered by the
owner and infringement happens, then it becomes a case of passing off.
The principle of passing off, i.e., "Nobody has the right to represent his goods as the goods of
somebody else, was decided in the case of Perry v. Truefitt (1847). The passing off law has changed
over time. Previously, it was restricted to depicting one person's goods as another. Later, it was
extended to trade and services. This was later expanded to business and non-business activities. Now,
it applies to many forms of unfair trade and unfair competition where one person's activities harm the
goodwill associated with the activities of another person or group of individuals.
Passing off action finds its origin in the common law principle, and the damages claimed in this action
are unliquidated damages. The common law principle states that any person should not sell his goods,
deceiving the other in a manner that person is buying, under the pretence that those goods are of
another person.
The term 'Passing off is not defined by the Act. However, it has been mentioned in Sections 11 (3) (a),
27, 134 and 135. The specific description of passing off is not given in the Trademark Act but the
courts have drawn meaning from common law. Passing off occurs where the mark is not only
deceptively similar to the trademark of another but also creates confusion for the customers which
ultimately results in damage to goodwill and business of the unregistered owner of the mark. The
main purpose of the passing off action is to ensure that’s the goodwill and reputation are not affected
or exploited merely because of non-registration.
The elements of passing off are as follows: -
(i) Misleading or deceiving the public. However, intention to deceive is not necessary.
(ii) Passing off is done in the course of trade or business.
(iii) It affects the business and goodwill of the proprietor.
(iv) It affects the reputation of the proprietor.
(v) Generally, in passing off the parties are engaged in the trade of the same or similar products or
closely related products and services
Some of the instances of passing off are (Passing off is said to be occurred when any of the following
are done): -
(i) Copying of someone's mark directly / direct false representation;
(ii) Copying of another's colour scheme of the mark or label;
(iii) Copying or imitating the design of goods;
(iv) Copying the shape of goods;
(v) Adapting a mark which is same or is deceptively similar;
(vi) Copying the essential part of the trade mark of another.
The essential characteristics which must be present in order to create a valid cause of action for
passing off: -
1. Misrepresentation of Trademark: The core element is the defendant's misrepresentation of
the plaintiff's trademark. This can involve using identical or deceptively similar trademarks that
create confusion in consumers' minds.
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2. In the Course of Trade: The misrepresentation must occur in a commercial context. The
defendant's actions must be related to the marketing or selling goods or services.
3. Targeting Customers: The misrepresentation should be directed towards the same customers
who typically purchase the goods or services associated with the genuine trademark.
4. Intent and Damage (Not Always Required): While some courts consider ill intention
(deliberate attempt to deceive) a factor, it's not always necessary. Even if the misrepresentation
is not intended, it can lead to passing off if it causes damage. This damage can be in the form of
loss of sales, dilution of brand reputation, or tarnishing the trademark.
5. Misleading Consumers: The main thing is that the misrepresented trademark deceives
consumers into believing they are purchasing goods or services from the original owner. This
deception can occur through the brand name, packaging, marketing materials, or any element
that creates a likelihood of confusion.
In essence, a passing-off action arises when a competitor's actions mislead consumers, causing them
to believe they are interacting with a different brand than intended. This ultimately undermines the
goodwill and reputation associated with the genuine trademark.
In short, "passing off" is a common law legal right of action which you can pursue if someone
deliberately or even unintentionally misrepresents, or passes off, their goods or services as belonging
to your organization.
Distinguish between Infringement Action & Passing off?
Plaintiff is only required to establish that the Plaintiff is not only required to establish deceptive
infringing mark is deceptively similar to the similarity of the two contesting marks but also
registered mark in respect of same or similar required to prove deception or confusion among
good or services and no further proof is required public and the likelihood of injury to the plaintiff's
as there exist a presumption of confusion mark
Prosecution under criminal remedy is easier Prosecution under criminal remedy is relatively
harder
Use of mark by the defendant need not cause Use of the mark must cause or likely to cause
injury or damage to plaintiff injury or damage to plaintiff's goodwill
Use of registered trade mark or a mark similar Use of the mark is not essential. Use of get-up,
to it is necessary and sufficient color, scheme or any of the essential feature of the
mark is sufficient
Infringement need not lead to passing off Passing off need not lead to infringement
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Benefit of institution of suit under section 134 PNo benefit under Section 134 is available.
of the Act is available wherein the Registered Regular rules of jurisdiction under Section 20 of
Proprietor or registered User of the trade mark the Code of Civil Procedure are applicable and
can institute the suit where they actually and hence the suit for passing off has to be instituted
voluntarily reside or carry on business or where the defendant resides or carries on business
personally work for gain. or where the cause of action arose.
Infringement is based on property acquired by Passing off is based on the property acquired by
registration and there-fore the use of the mark is good will and by the use of the mark.
not relevant.
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3. There is clear evidence that the respondents possess incriminating documents or items, and
there is a real possibility that they may destroy such material before any application inter
partes can be made.
The court exercises its discretion with extreme caution, balancing the need to preserve evidence with
the potential for injustice or undue harm to the respondent.
The main purpose of an Anton Piller order is to stop the Defendant tampering with any evidence that
may be relevant to a Court case. It allows the applicant to investigate, remove, or obtain copies of
items like documents, data, and hard drives.
It prevents the defendant from meddling with discovery and frustrating a trial by not presenting
relevant documents and evidence.
It also ensures that the applicant has access to infringing items that would influence their case at
trial.
To ensure that a defendant does not interfere with any evidence, applications for Anton Piller orders
are made ex-parte (without the Defendant’s notice or presence before the Court).
Anton Piller orders originate from the case, Anton Piller KG v Manufacturing Processes Ltd and
Others (1976). The case involved a pharmaceutical company, Anton Piller KG, accusing the
respondents, Manufacturing Processes Ltd, of revealing confidential information to other competitor
manufacturers. The court had to decide whether an order for inspection and removal of documents
should be granted to the Anton Piller KG.
This case established the legal basis for the use of Anton Piller orders. The decision recognised that
traditional legal remedies were often inadequate to prevent the destruction of crucial evidence. This
was especially important in this case where the Appellant’s claim was entirely reliant on the
possession of such evidence.
Anton Piller orders are a powerful tool in the legal world that ensure the pursuit of justice while
upholding the fundamental principles of fairness and due process. By allowing the Applicant to search
and seize evidence without prior notice, these orders protect against the destruction or concealment of
crucial materials.
Short Note on Assignment & Transmission?
[1] Scope of Assignment or Transmission (Sections 37 to 45):
- A Registered Trademark can be assigned or transmitted whether with or without the good-will of
the business concerned.
- Under the Trade Marks Act, 1999, an unregistered Trademark is also assignable or transmissible
with or without the good-will of the business concerned.
- Certain restrictions on assignment or transmission are imposed to prevent the creation of multiple
exclusive rights.
- Where the assignment is without the good-will of the business, special conditions are imposed.
They are as under -
i) Associated Trade Marks can be assigned or transmitted only as a whole.
ii) Certification Trade Marks cannot be assigned or transmitted without the consent of the
Registrar of trademark.
iii) An assignment of Trade Mark must be in writing.
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- No specific form has been prescribed.
- Transmission means, transmission by operation of law - it devolves on the personal representative of
a deceased person. - The law relating to transmission of a Trademark is the same as that of
assignment.
- Sale and transfer of good-will of business, will transfer to the purchaser/transferee - the Trademark
used in the business by implication, even if the Trademarks are not specifically mentioned in the deed
of assignment. This is because a Trademark is a part of the good-will of the business.
[2] Assignment of an unregistered Trade Mark (Section 39):
An unregistered Trade Mark can be assigned with or without the good-will of the business concerned.
If an unregistered Trade Mark which has been used is assigned without the good-will of the business -
the assignee will not be able to protect the trademark. Since, in the absence of the good-will of
business, no action for passing off will lie. However, a criminal prosecution may be available.
[3] Restrictions on Assignment and Transmission (Ss. 40 & 41):
- Assignment or transmission, should not result in the creation of concurrent exclusive rights in more
than one person, to use the same mark or similar mark in respect of the same or similar goods or
services if such would be likely to deceive or cause confusion.
- Confusion or deception can be avoided, by territorial limitation or the limitation of the goods.
- Confusion or deception can be avoided, if conditions are imposed to prevent use within India, except
for export to other countries.
- Where the proposed assignment is likely to create multiple exclusive rights, the proprietor of the
registered trade mark may submit to the Registrar, a statement of case, setting out the circumstances,
and the Registrar may issue a Certificate stating whether the proposed assignment would or would not
be valid.
- If the Certificate is in favour of the assignment, an application for registration of the assignment
should be made within 6 months from the date of issue of the certificate.
- Assignment or transmission which would create exclusive right to use mark in different parts of
India is not permitted. In such a case, the proprietor of the mark may apply to the Registrar for
approval of the proposed assignment or transmission.
[4] Assignment without goodwill of business:
- In case of an assignment of a Trade mark, whether registered or unregistered without the goodwill of
the business, the assignment will not take effect, unless the assignee advertises the assignment in
newspapers in accordance with the direction of the Registrar.
- The purpose of the advertisement is to give notice of the assignment to the public.
- Advertisement may be necessary, only where the mark has been in use. In case of unused
Trademark, since no public confusion would follow their assignment, advertisement may not be
necessary.
[5] Registration of Assignments and Transmissions:
- The procedure for entering the name of the subsequent proprietor of the Trademark, because of
assignment or transmission is contained in Section 45.
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- An application for registration of a subsequent proprietor, should be accompanied by proof of the
title of the Mark. This may be in the form of a deed of assignment, deed of partnership or dissolution
or any other document or transmission is necessary to establish title to the registered Mark.
- A document which is not registered, is not ordinarily admissible as evidence of the title to the
Trademark by assignment or transmission, unless the Registrar of Appellate Board otherwise directs.
Short Note on Registered User under Trade Mark Act?
Under the Trade Marks Act, 1999 of India, a Registered User refers to a person or entity who is
authorized to use a registered trademark, but who is not the actual owner of the trademark. The
concept of a Registered User is introduced to allow third parties to use a trademark that is already
registered, under the conditions set by the trademark owner.
Section 2(1)(x) of the Trade Marks Act,1999, defines “registered user” as the person or an
individual who is officially registered as such under Section 49 of the Act. Section 49 deals with the
registration of registered users.
Key Points About Registered User Under the Trade Marks Act:
o Authorization: A trademark owner (the proprietor) can allow another person or entity (the
registered user) to use their registered trademark under an agreement. This agreement must be
recorded with the Trade Marks Registry.
o Legal Status: A Registered User does not own the trademark, but they are allowed to use it in
commerce, as per the terms agreed with the trademark owner. The use of the trademark by the
registered user is considered legally valid.
o Registration of User: To become a Registered User, the agreement between the trademark
owner and the user must be filed with the Trademark Registrar. This process formalizes the
user’s right to use the trademark and ensures that it is recorded in the trademark registry.
o Terms and Conditions: The terms under which the registered user can use the trademark are
outlined in the agreement between the owner and the user. These may include geographic
restrictions, the nature of goods or services, the quality of goods, and the duration of use.
o Protection for Registered Users: A Registered User can take legal action if the trademark is
infringed during the term of their agreement, though they typically act under the owner’s
instructions or with the owner’s consent. However, the registered user’s rights are limited to the
agreement and cannot exceed the scope outlined therein.
o Duration: The rights of a Registered User are tied to the validity of the trademark registration. If
the trademark is canceled or becomes invalid, the Registered User’s rights also cease.
o Difference from Licensee: A Registered User is distinct from a licensee in that a Registered
User's right is specifically recorded in the Trademark Register. This gives the Registered User
certain legal standing, whereas a licensee might not have the same formal recognition in the
context of trademark law.
Example: If a company owns a trademark for a brand of clothing, it may allow another company (a
Registered User) to sell clothing with that trademark in a specific region, as long as the conditions of
the agreement are followed. The Registered User can use the trademark within those agreed terms and
is recognized by the Trademark Registrar for this use.
Conclusion: A Registered User under the Trade Marks Act, 1999, provides a structured mechanism
for third parties to use a registered trademark with the permission of the trademark owner, under
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defined conditions. This ensures that the trademark is used in a controlled manner while still
benefiting the user commercially.
Short Note on Non-Use of Trade Mark?
"Non-use of a trademark" refers to a situation where a registered trademark has not been actively used
in commerce for a significant period of time, which can lead to the potential loss of trademark rights
as the mark can be cancelled or revoked if not used within a specified timeframe, typically considered
to be around five years from the registration date; essentially, if a company doesn't utilize their
trademark for a substantial period, they may lose legal protection over it.
Non-use of a trademark refers to a situation where the owner of a registered trademark fails to use it
in the course of trade for a continuous period, typically five years under Indian law (as per the Trade
Marks Act, 1999). Non-use of a trademark can have significant legal implications and may result in
the cancellation or removal of the trademark from the register.
Key Points on Non-Use of a Trademark:
o Legal Consequences: Under Section 47 of the Trade Marks Act, 1999, if a trademark has not
been used for five consecutive years from the date of its registration, it may become vulnerable
to cancellation by the Trademark Registrar or on the grounds of non-use in proceedings before
the courts.
o Proof of Use: The burden is on the trademark owner to prove that the trademark has been used in
commerce. If the owner cannot show evidence of use (e.g., sales, advertising, or any commercial
activity involving the mark), the trademark may be canceled.
o Exceptions to Non-Use: Genuine Reasons: There may be valid reasons for non-use, such as
economic hardship, legal barriers, or other genuine circumstances that prevent the owner from
using the trademark.
o Intent to Use: A trademark owner may have the intention to use the mark, but failure to do so
within a reasonable period can still lead to cancellation, unless they can provide a valid
explanation.
o Non-Use Cancellation Procedure: A third party or an interested person can apply to the
Trademark Registrar for the cancellation of a trademark on the grounds of non-use. The owner
will be required to demonstrate the trademark's use within a specified time period (typically 3
months) to avoid cancellation.
o Impact on Trademark Rights: Non-use of a trademark for an extended period can weaken the
mark’s protection and may make it susceptible to challenges, especially when a competitor seeks
to register a similar or identical trademark. The failure to use the mark in commerce may also
suggest that the trademark is not distinctive or has become generic.
o Reinstating Rights: If the trademark is canceled due to non-use, the owner may apply to
reinstate the mark, provided they can show evidence of use or that they intend to use the mark in
the future.
Conclusion: The non-use of a trademark is a critical issue in trademark law, as it can lead to the
cancellation of the trademark registration and the loss of legal protection. Trademark owners are
encouraged to use their marks actively in trade to maintain their rights and avoid legal challenges
related to non-use.
Short Note on Ghost Mark?
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A "ghost mark" in the context of Intellectual Property Rights (IPR) refers to a trademark that is
registered with no intention of actually using it for a product or service, but solely to prevent others
from registering similar trademarks, essentially "blocking" the market space for potential competitors;
it's often considered a strategic maneuver to hinder others from using similar branding, even if the
"ghost" trademark owner has no plans to actively use it.
A Ghost Mark in the context of Intellectual Property Rights (IPR) refers to a trademark that is not
actively used in commerce, but is still maintained on the trademark register. These marks are often
"dead" in practice, meaning that they are no longer in use by their owners, but have not been formally
removed or canceled from the register. The term "ghost" signifies the fact that the trademark still
exists on paper, but no longer represents an active product or service in the market.
Key Aspects of a Ghost Mark:
o Non-Use of the Mark: A ghost mark often arises when a trademark owner stops using the
mark in commerce but does not initiate the cancellation process. This can occur if the business
changes its branding, discontinues certain products, or simply neglects to maintain the
registration.
o Impact on the Trademark Register: Ghost marks can clutter the trademark registry, making it
more difficult for others to find available trademarks for their own use or registration. They can
create confusion by occupying a space on the register without serving any commercial purpose.
o Legal Implications: While the trademark may still have legal standing on the register, it may
no longer be enforceable if it hasn’t been used in commerce for a long period (typically five
years in many jurisdictions, such as India). Competitors may challenge ghost marks on grounds
of non-use, which can lead to the mark's cancellation.
o Cancellation of Ghost Marks: A third party or interested party can petition the relevant
Intellectual Property Office (e.g., the Trademark Office) to remove a ghost mark from the
register on the grounds of non-use. The owner of the mark may have to provide evidence of use
or valid reasons for non-use to keep the registration intact.
o Strategic Use: Some businesses intentionally keep ghost marks registered to prevent others
from using the same or similar marks, even though they do not use the trademark in commerce
themselves. This strategy is typically employed to maintain exclusive rights over the mark,
even though it has no active use.
Conclusion: A Ghost Mark represents a trademark that exists on the official register but is no longer
in commercial use. These marks can create clutter in the trademark system and pose challenges for
businesses seeking to register new trademarks. Over time, ghost marks may be subject to cancellation
proceedings, especially if they are not actively used in trade, thus impacting the legal landscape for
intellectual property.
Note on Powers and Duties of Registrar?
Powers and Functions of the Registrar:
I) Power of a Civil Court - The Registrar shall have the powers of a Civil Court for the purposes of,
1) Receiving evidence.
2) Administering oaths.
3) Enforcing the attendance of witnesses.
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4) Compelling the discovery and production of documents.
5) Issuing commissions for the examination of witnesses.
II) Can pass order for costs - Registrar can pass an order for costs as he considers reasonable, and
his order is executable as a decree of the Civil Court.
III) Power to review his own decision - The Registrar can review his own decision, if he deems it
just and fair in the interest of justice.
IV) Discretionary Powers - The Registrar has to exercise his discretionary powers under the
principles of Natural Justice, i.e. due notice to the other side, hearing, reasoned order, etc.
V) Can receive evidence on Affidavit or Oral evidence - Generally, evidence is received by way of
affidavit. But, the Registrar has power to call for oral evidence in lieu, or in addition to
evidence by affidavit.
VI) Power to bring Legal Heirs on record – The Registrar has got power to bring the legal heirs or
legal representatives on record, on the death of the contesting parties to the proceeding.
If the Registrar is of the opinion that, the surviving parties can safe-guard the interests of the
deceased, then the Registrar may not bring the legal heirs on the record.
VII) Power to Grant Time - The Registrar has the power to grant time (i.e. extension of time) to any
party to perform any acts.
VIII) Power to allow the applicant to Amend the Application - Where in the opinion of the
Registrar, an applicant is in default in processing the application, - The Registrar may, by
notice, require the applicant, if he so desires, to amend the application. The Registrar can even
abandon the application, after giving an opportunity of being heard - unless the default is
remedied within the time specified in the Notice.
IX) Preliminary Advice by Registrar as to Distinctiveness - When an application is made to the
Registrar for registering a Trade Mark, The Registrar can give an advice to the applicant, as to
whether the Trade Mark appears to him "Prima facie", to be distinctive. - The Registrar may
give the advice within 3 months in the affirmative. But on further investigation, if the Registrar
raises any objection to the distinctiveness, then the Registrar shall refund the fees paid by the
applicant.
X) Register and Index under the Control of Registrar - The Register of Trade Marks and the Index,
are under the control of the Registrar. These documents are public Documents, and can be
inspected by the public on payment of the inspection charges. A certified copy of the document
will be given by the Registrar on the payment of fees; and the certified copy is a proof of the
contents of it.
What is meant by Patent? object of Patent Law?
A patent is a form of intellectual property (IP) that grants the exclusive right to an inventor for a
specific period (typically 20 years from the filing date) to make, use, sell, or license an invention. In
exchange for this exclusivity, the inventor must publicly disclose how the invention works, enabling
others to build upon it once the patent expires.
Section 2(1)(m) of the Indian Patents Act of 1970 defines a patent as a right granted to an inventor for
a new product or process. The patent protects the invention from competitors by preventing them
from using, selling, or distributing it.
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The purpose of this system is to encourage inventions by promoting their protection and utilization so
as to contribute to the development of industries, which in turn, contributes to the promotion of
technological innovation and to the transfer and dissemination of technology. Under the system,
patents ensure property rights (legal title) for the invention for which the patent has been granted,
which may be extremely valuable to an individual or a Company. One should make the fullest
possible use of the Patent System and the benefit it provides. Patent right is territorial in nature and a
patent obtained in one country is not enforceable in other countries. The inventors or their assignees
are required to file separate applications in different countries for obtaining the patent in those
countries.
Under Indian law, a Patent is an exclusive privilege/monopoly granted to an inventor to exploit and
market the fruit of his innovative technical or scientific talent for a period of twenty years beginning
from the date of filing the application and during that term of twenty years, preventing others from
copying or using his invention in any manner.
This monopoly is given as a consideration for disclosure by the patentee of his intellectual/ technical
information contained in the specification and the other documents attached to his application and
materials referred therein. Acquisition of such monopoly rights contributes to technical progress in the
following ways:
(i) The most effective prize of monopoly in all field are fame and money. Such rights bring about
lots of fame and money to the inventor.
(ii) It encourages research and invention.
(iii) It offers as a reward to the inventor for the time and money spent in developing such
inventions.
(iv) It encourages the inventor to disclose his technological/intellectual secrets instead of keeping
them a secret.
(v) After the expiry of the term of patent, the disclosure of invention can be utilized for benefit of
public at large.
Patent can also be called a government license that gives the holder exclusive rights to a process,
design or new invention for a designated period of time.
It is an official document conferring a right or privilege, letters patent; writing securing to an inventor
for a term of years the exclusive right to make, use and sell his invention; the monopoly or right so
granted.
Patent is granted for: -
(i) A new product/invention which is non-obvious and useful.
(ii) An improvement to an existing product which must involve some invention.
(iii) A new formula or method of making a product or article.
(iv) The invention must be useful and capable of being used in some kind of industry, whether
it's manufacturing, agriculture, or technology.
(v) The invention must have a practical application and be capable of providing some useful
result.
Patent is not granted for an idea however exceptional it may be. However, the same is granted for the
novel and inventive way of carrying it out. Patent is a reward conferred on the Inventor for his
intellectual input that encloses the idea.
Importance and 9 Major benefits:
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1. Exclusive rights - The foremost advantage of obtaining a patent is that it gives exclusive rights to
the inventor. In other words, it keeps the infringers at bay and prevents them from selling, making, or
marketing the invention. Moreover, it also enables the patent owner to tackle such infringers legally.
2. High return on investments - Having invested a considerable amount of time and money in
developing the invention under the umbrella of exclusive rights, the inventor could bring the invention
to the commercial market and thus obtain higher returns on the investment.
Organizations that dedicate their time and effort to building a strong patent portfolio have a high
return on investments and emerge as market leaders in their domains. One such successful example is
IBM (International Business Machines Corporation), which takes up patenting its innovations quite
sincerely.
3. Strong market position - Since the inventor has obtained the exclusive right to the invention, the
inventor can exercise this right by preventing others from commercially using the patented invention,
thereby reducing the competition and thus establishing a place in the commercial market.
4. Sense of ownership - Patents give the inventor the security and confidence to share their invention
in public domains. You can share your invention with the scientific community and investors without
any fear of losing ownership of your invention.
5. Opportunity to License or Sell the Invention - Sometimes, the inventor might not want to exploit
the invention himself. In such cases, the inventor can sell or license the rights to commercialize it to
another enterprise. This would result in bringing royalty and revenue to the inventor.
6. Patents as assets - Patents are intangible assets that improve the value of an organization. It
showcases your expertise in the domain and your dedication to the invention. This builds confidence
among investors, partners, and consumers in your invention, thus, attracting more funds and revenue
for the organization.
7. Source of revenue - Inventors can use patents to establish their businesses. Sometimes, inventors
cannot commercialize the invention on a large scale. In such cases, they can permit any third party to
manufacture, sell and market the product and avail of a licensing fee. Thus patents ensure the inventor
earns revenue for their efforts.
8. Benefits to the society - An invention is likely to benefit society as a whole by creating several
employment opportunities after its commercialization. Patents bring down the wall of secrecy on the
invention, making it available to the public. This would enable other researchers to gain access to the
invention. Furthermore, it inspires and encourages further research and development, paving the way
for better designs and products.
9. Positive Image for the Enterprise - Business partners, investors, and shareholders may perceive the
patent portfolios as a demonstration. Particularly the high level of expertise that the subject matter
experts provide. This acts as a spectacle of the organization’s capability. Further, this may be useful
for raising funds, finding business partners, and increasing the company’s market value.
Patents can act as a form of record of all inventions. It enables the Government to develop strategic
administrative policies that strengthen the intellectual property sector from time to time.
The patenting process requires more time, strict monitoring, and careful consideration. However, the
benefits that it offers are worth it. All inventors should make it a point to file patents not only for their
benefit but also for the welfare of society. You can always approach patent experts to make the
process of patenting easier.
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Object of Patent Law - The main object of the patent law is to grant the patentee exclusive rights
over his patent for a period of twenty years to enable the patentee to gain industrial and commercial
advantage. The Object of patent law is set out by Supreme Court in the case of Bishwanath Prasad vs.
H.M. Industries AIR 1982 SC 1444 whereby the Supreme Court observed as under: -
"The object of patent law is to encourage scientific research, new technology and industrial progress.
Grant of an exclusive privilege to own, use, sell the method or the product patented for a limited
period, stimulates new inventions of commercial utility. The price of the grant of the monopoly is the
disclosure of the invention at the Patent Office, which after the expiry of a fixed period of the
monopoly, passes into public domain".
In the same case, the Supreme Court further observed that the fundamental principle of patent law is
to grant a patent only for an invention which must be new and useful. The thrust is on novelty and
utility. It is essential for the validity of a patent that it must be the inventor's own discovery as
opposed to a mere verification of what is already known before the date of invention. The invention
must be more than a mere workshop of improvement.
The Act contains general principles applicable to the working of all patented inventions. It provides
that in case of compulsory license regard should be had to encourage inventions and to secure that the
inventions are worked in India on a commercial sale and to the fullest extent which is reasonably
practicable without undue delay and to see that the patent rights contribute to the promotion of the
technological innovation and to transfer technology for mutual advantage of producers and users in a
manner conductive to economic and social welfare.
The following are the key objectives of patent law in India:
Encouragement of Research and Development: Patent law provides protection to inventors,
thereby incentivizing them to carry out research and development activities.
Promotion of Technology Transfer: Patent law enables the transfer of technology from one
person to another, thereby promoting the growth of technology and industry.
Protection of Investment: Patent law provides protection to the investment made in research
and development activities. It enables inventors to recover their investments by licensing or
selling their patented inventions.
Encouragement of Competition: Patent law provides a level playing field for competition by
ensuring that the inventor is rewarded for his efforts. This, in turn, encourages others to engage in
research and development activities.
Dissemination of Knowledge: Patent law ensures that the knowledge and information gained
through research and development activities are shared with the public.
Conclusion – the patent law in India plays a crucial role in fostering innovation, promoting
technology transfer, protecting investment, encouraging competition, and disseminating knowledge,
so it is important to consult with a patent attorney who can guide you through the process and help
you navigate the legal requirements.
Define Invention? Discuss Characteristics which must have to be entitled to be a patent?
Invention in common parlance means to create or design something new. Invention is the act or
operation of finding out something new, the process of contriving and producing something not
previously known or existing, by the exercise of independent investigation and experiment. Smith v.
Nichols, 88 U.S. (21 Wall.) 112
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Invention is a concept; a thing involved in the mind; it is not a revelation of something which exists
and was unknown, but is creation of something which did not exist before, possessing elements of
novelty and utility in kind and measure different from and greater than what the art might expect from
skilled workers.
The Act (Section 2 (1)) (j)) defines "invention" as a new product or process involving inventive step
and capable of industrial application. However, the present amendment act has introduced the
definition 'New Inventions' in the Act (Section 2 (1)) (l) of the term 'new invention' which means any
invention or technology which has not been anticipated by publication in any document or used in the
country or elsewhere in the world before the date of filing of patent application with complete
specification i.e., the subject matter has not fallen in public domain or that it does not form part of the
state of the art.
Invention must have the following features to ensure it being patentable. In other words, the following
features are necessary for a patentable invention:
(i) It should be a novel
(ii) It must involve an inventive step.
(iii) It should be capable of industrial application.
Section 2 (1)) (ac) of the act defines 'capable of industrial application', in relation to an invention
means the invention is capable of being made or used in an industry.
New Invention must have the following features to ensure it being patentable: -
(i) Invention which has not been anticipated by publication in any document.
(ii) It shall not be used in any country or elsewhere in the world before the date of filing of
patent application with complete specification.
(iii) It should not be under public domain.
(iv) It should not be a part of state of art.
One can say that all Inventions are patentable except those which are specifically restricted under the
Act. Section 3 and 4 set out certain matters which are not patentable. It is not permissible to patent an
item excluded under these provisions even under the guise of permitted invention which contains that
item. Something more is necessary.
It is the foremost principle of patent law that mere discoveries are not patentable, but those
discoveries which have technical aspect or technical contribution are patentable. This concept is the
heart of patent law.
In Mariappan vs. A.R. Safiullah, (2008) 5 CTC 97 the court observed that though a banana leaf is a
natural product, the invention on part of the applicant to use artificial laminated food grade shape in
the form of banana leaf with its color with artificial scented smell is prima facie innovative and that in
view of the patent granted in his favour for the said product, he is entitled for protection pending
disposal of suit.
Define Inventive Step?
Section 2 (1) (ja) of the Act defines "inventive step" means a feature that makes the invention not
obvious to a person skilled in art. An inventive step is an essential ingredient of invention and it is
necessary for grant of patent. Inventive step must be relating to an invention involving technical
advancement having economic significance or both.
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Enumerate the inventions not patentable under patent Act,1970? All inventions not
patentable Discuss?
Section 3, enumerates various categories of inventions that are not patentable. Section 3, highlights
the non-patentable subject matter -
1. Frivolous or Contrary to Natural Laws (Section 3(a)) - Inventions that are frivolous or
claim something obviously contrary to well-established natural laws are not patentable.
2. Contrary to Public Order or Morality (Section 3(b)) - Inventions whose primary or
intended use could be contrary to public order or morality or cause serious prejudice to
human, animal, or plant life or health, or the environment, are excluded from patentability.
3. Mere Discovery of a Scientific Principle (Section 3(c)) - The mere discovery of a scientific
principle or the formulation of an abstract theory or discovery of any living thing or non-
living substance occurring in nature is not considered an invention.
4. Mere Discovery of a New Form (Section 3(d)) - The mere discovery of a new form of a
known substance that does not result in the enhancement of the known efficacy of that
substance is not patentable.
Example: A new crystalline form of a known drug that does not improve its therapeutic efficacy
cannot be patented. If the new form provides an unexpected therapeutic benefit, such as better
bioavailability or reduced side effects, it could be patent-eligible.
5. Mere Arrangement or Re-arrangement (Section 3(f)) - Mere arrangements or re-
arrangements of known devices, each functioning independently in a known way, are not
patentable.
Example: A torch with a built-in radio, where both functions operate independently, would not be
considered an invention. If the torch and radio are integrated in a way that they interact to create a
new function, such as the torch automatically switching off to conserve battery when the radio is in
use, it could become patent-eligible.
6. Method of Agriculture or Horticulture (Section 3(h)) - Methods of agriculture or
horticulture are not considered inventions.
Example: A new method for planting crops in a particular pattern would not be patentable. A patent
could be obtained for a new agricultural device that enables the planting method, or for a method that
involves a technical intervention, such as a specific chemical treatment that enhances growth.
7. Treatment of Human Beings or Animals (Section 3(i)) - Any process for the medical,
surgical, curative, prophylactic, diagnostic, therapeutic, or other treatment of human beings or
animals is not patentable.
Example: A surgical procedure for heart bypass or a method for treating diabetes would not be
patentable. A new medical device or a novel pharmaceutical composition used in the treatment could
be patent-eligible, even if the procedure itself is not.
8. Plants and Animals (Section 3(j)) - Plants and animals in whole or any part thereof, other
than microorganisms, but including seeds, varieties, and species, and essentially biological
processes for the production or propagation of plants and animals, are not patentable.
Example: A genetically modified plant variety would not be patentable in India. A patent could be
sought for a specific genetic modification technique or a novel microorganism used in the genetic
modification process.
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9. Mathematical or Business Methods (Section 3(k)) - A mathematical or business method or
a computer program per se or algorithms are not patentable.
Example: A software algorithm for sorting data or a method for calculating insurance premiums
would not be patentable. If the software is integrated with a technical solution, such as a novel
hardware configuration that enhances data processing, it could become patent-eligible.
10. Literary, Dramatic, Musical, and Artistic Works (Section 3(l)) - A literary, dramatic,
musical, or artistic work or any other aesthetic creation including cinematographic works and
television productions are not considered inventions.
Example: A novel, a painting, or a film script cannot be patented. If the artistic work is incorporated
into a new technology, such as an innovative virtual reality system that creates immersive artistic
experiences, the technology itself could be patentable.
11. Presentation of Information (Section 3(m)) - A mere scheme, rule, or method of performing
a mental act or method of playing a game is not patentable.
Example: A method for teaching math through games or a new chess strategy would not be
patentable. A new educational device or software that implements the teaching method in a novel way
could be patent-eligible.
12. Topography of Integrated Circuits (Section 3(n)) - The topography of integrated circuits is
not patentable, as it is protected under separate legislation specific to semiconductor
integrated circuits.
Example: The design of the layout of transistors in a chip would not be patentable under the Patents
Act. Innovations in the manufacturing process or new materials used in the integrated circuit could be
patent-eligible.
13. Traditional Knowledge (Section 3(p)) - An invention which in effect is traditional
knowledge or an aggregation or duplication of known properties of traditionally known
components or components is not patentable.
Example: A formulation based on turmeric (known for its antiseptic properties) would not be
patentable. A novel extraction process or a new application of the traditionally known component,
such as a unique drug delivery system using turmeric, could be patent-eligible.
Overall, Section 3 of the Indian Patents Act, 1970, plays a crucial role in defining the boundaries of
patentable subject matter in India. By carefully navigating these exclusions and creatively modifying
inventions, inventors can potentially make their innovations patent-eligible, ensuring that only
genuine and substantial technological advancements are protected under the patent system.
Inventions relating to atomic energy not patentable (SECTION 4) - It is clarified by Section 4 of
the Act that no patent shall be granted in respect of an invention relating to atomic energy falling
within sub-section (1) of section 20 of the Atomic Energy Act, 1962 (33 of 1962)
What is non-Patentable Subject Matter?
"Non-patentable subject matter" refers to ideas, discoveries, or concepts that are not eligible for patent
protection under the law, typically including things like scientific principles, natural phenomena,
abstract ideas, mathematical methods, medical treatment procedures, artistic creations, and business
methods, as they are considered not to be "inventions" in the legal sense.
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Section 3 of the Indian Patents Act stipulates what is not considered an invention under the law and is
therefore not patentable in India: inventions being frivolous or contrary to public order, morality,
public health, the environment, etc.
Locus standi is a Latin phrase which means a place to stand. Oxford Law Dictionary defines locus
standi as a right to bring an action or challenge some decision. Thus, when a decision is made, the
person affected by such decision shall have a locus standi in such a decision and may challenge the
same.
the inventions which may have a potential or likelihood to harm the environment or human, animal or
plant life are prima facie not patentable by the virtue of Section 3 (b) of the Act. Hence, the patentee
does not have any say or locus so far as patentability of his invention is concerned. This is reflected
by Section 3 (b) of the Act which states as follows: -
"(b) an invention the primary or intended use or commercial exploitation of which could be contrary
to public order or morality or which causes serious prejudice to human, animal or plant life or health
or to the environment."
Short Note on Patent Protection for Micro Organism? Budapest Treaty?
Patent Protection for Microorganisms: Patent protection for microorganisms refers to granting
patents for novel microorganisms, such as bacteria, fungi, viruses, or other microscopic organisms
that exhibit unique properties or utility. Microorganisms can be patented if they meet the basic criteria
of patentability: novelty, inventive step, and industrial applicability.
Key Aspects:
1. Novelty and Inventiveness: A microorganism can be patented if it is new, not obvious to
someone skilled in the art, and provides a specific, practical application (e.g., in medicine,
agriculture, or industry).
2. Deposit Requirement: In some jurisdictions, the patent applicant must deposit a sample of
the microorganism with a recognized International Depositary Authority (IDA) to ensure
that it can be accessed for verification by the patent office and other interested parties.
3. Utility: The microorganism must have a demonstrated use, whether it’s in drug production,
bioremediation, fermentation processes, or other industrial applications.
Budapest Treaty: The Budapest Treaty on the International Recognition of the Deposit of
Microorganisms for the Purposes of Patent Procedure was adopted in 1977 to facilitate patenting
microorganisms internationally. It provides a standardized process for depositing microorganisms in
international repositories to support patent applications.
Key Points of the Budapest Treaty:
1. Deposit of Microorganisms: The treaty allows inventors to deposit microorganisms in
International Depositary Authorities (IDAs), ensuring that the microorganisms are
available for patent examination and research purposes. The deposit acts as a formal proof of
the microorganism’s existence and identity.
2. International Recognition: Once deposited in an IDA, the microorganism is recognized for
patent procedures worldwide, making it easier to seek patent protection in multiple countries
without re-depositing the microorganism in each jurisdiction.
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3. Security and Accessibility: The deposited microorganisms must be stored under conditions
that ensure their survival, and the IDA must provide access to the microorganism to third
parties under certain conditions (e.g., after a specified period of time).
Benefits of the Budapest Treaty:
It simplifies the process of patenting microorganisms in multiple countries by providing a
central repository for the deposit of the microorganism.
It ensures that the patent applicant retains rights to the microorganism while also complying
with the disclosure requirements for patent applications.
It facilitates the protection of inventions related to microorganisms, which are crucial in
biotechnology, pharmaceuticals, agriculture, and other industries.
Conclusion: Patent protection for microorganisms provides legal rights to the creators of novel
microorganisms that serve practical purposes. The Budapest Treaty plays a key role by offering an
international framework for the deposit and recognition of microorganisms, helping streamline the
patent application process and supporting innovation in biotechnology and other fields.
Procedure of registration of patent?
Procedure of registration of Patent can be easily explained by the following: -
Filing of Application in Patent Office
Provisional/Complete Specification should be filed
Acceptance of Specification
Publication of Application
Request for Examination
Examination and Report of Examiner
If Approval given, then Grant of patent or
Of Objection given, then division of application, then amendments after opposition/objections
and after that grant of patent if approved.
Short Note on persons entitled to apply for patents?
Section 6 sets out that an application for a patent for an invention may be made by any of the
following persons, viz.,
1. By any person claiming to be the true and first inventor of the invention.
2. By any person being the assignee of the person claiming to be the true and first inventor in
respect of the right to make such an application.
3. By the legal representative of any deceased person who immediately before his death was
entitled to make such an application.
The aforesaid applications can be made either alone or jointly with any other person.
True and first inventor: A person who actually first invents the scientific principle/technology/process
into a workable invention is known to be the true and first inventor of such invention. A person who
merely thinks of an idea or even communicates the same to the others cannot be said to be true and
first inventor unless the same is made in a form of a workable/ usable invention.
Two independent inventors: If two persons have independently invented the same kind and nature of
invention and neither of the two persons have divulged it to others, he who applies first for the patent
will be called as true and first inventor.
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Invention by employees: The law on the subject of ownership of invention concerning inventions
made by employees is now statutorily enacted by the English Patent Act, 1977. The Indian Statute has
no corresponding provision. Under common law, if an invention is made by an employee in the
course of his employment, the right to patent the invention belongs to the employers.
Assignee: Section 2 (1) (ab) of the Act defines assignee as "assignee includes an assignee of the
assignee and the legal representative of a deceased assignee and references to the assignee of any
person include references to the assignee of the legal representative or assignee of that person" An
assignee of the true and first inventor of the invention can make an application under Section 6 of the
Act.
Legal Representative: Section 2 (1) (k) defines legal representative means a person who in law
represents the estate of a deceased person. "Legal representatives" include heirs as well as persons
who represent the estate even without title either as executors or administrators in possession of the
estate of the deceased.
Form of Patent (Section 7) - Every application for a patent shall be for one invention only and shall
be made in the prescribed form and filed in the patent office.
Short Note on Specification?
Specifications: - The oxford dictionary of law defines a specification means a document that must be
lodged with an application for a patent for an invention. It must contain the description of the
invention, claim, defining the matter for which the applicant seeks protection and any drawing
referred to in the description or claim. According to Section 9 of Indian Patent Act 1970, there exist
two types of patent specifications,
1. Provisional Patent Specifications
2. Complete Patent Specifications
Provisional Specification: - A provisional application is a temporary application which is filed when
the invention is not finalized and is still under experimentation.
Provisional specifications can be used to secure a priority date for an application. They describe the
nature of the invention without claims, and should contain the title and description of the invention. A
full specification, including claims and an abstract, must be submitted within 12 months of the
provisional filing.
A provisional specification is a broad overview of the invention that discloses the field of invention
with broad scope and objective of the invention. The main purpose of submitting a provisional
specification is to claim a priority date of patent application. It is useful when the invention is in its
conceptual and preliminary level. A patent application can have more than one provisional
specification disclosing various aspects of a single invention. If multiple provisional specifications are
cognate, the Controller allows the applicant to file a single complete specification. In any case, a
complete specification should be filed within 12 months from the earliest date of filing of the
provisional specification. If not, the application shall be deemed to be abandoned.
Advantages of filing a provisional application
Applicant gets 12 months’ time to fully develop the invention and ascertain its market potential
Helps to establish “priority” right over the invention
Enables the applicant to use the term "patent pending” on their product
Less expensive to prepare and file the application
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Enables the applicant to file International applications and claim priority within 12 months.
However, in order for the patent to be granted, a provisional application must be followed by a
complete specification within 12 months. Moreover, the provisional application should be sufficiently
detailed and must be drafted very carefully to ensure that the priority rights are secured for your
invention.
Complete Specification: - means a specification which is complete in all respects which has to be
filed within 12 months from the date of filing the provisional specification, failing which the
application shall be treated as abandoned. Complete specifications provide complete details of the
invention so as to enable a person who is skilled in art can utilize the same when he reads such
description.
A complete specification includes a complete disclosure of all the technical and scientific details of an
invention in the form of embodiments. It includes all the components, features and the best method of
performing the invention so that any person skilled in the art can easily understand and recreate the
same invention with the information given in the embodiments.
Section 10 of the Patents Act, 1970 is an important constituent of the Indian procedure for patent
applications, specifying the requirements of both provisional and complete specifications. It enables
the inventor to provide complete technical details in the form of claims and supporting materials like
drawings of the inventions proposed. Section 10, focuses on identifying specific requirements upon
how an invention should be disclosed. It aims to protect the rights of the inventor while keeping
transparency open for people to understand and assess the invention.
This section is crucial for not only the inventors to protect their intellectual properties but also to
ensure that the patent system remains fair, transparent, and conducive to technological and industrial
progress. Through these provisions, Section 10 contributes to a balanced patent system which protects
genuine innovations and promotes the advancement of knowledge.
Section 10 of the Patents Act: Contents of Specifications under - Section 10 of the Patents Act,
1970 states what the contents should be of both provisional and complete specifications. The
importance of this section lies in its meaning to describe, document, and submit an invention or any
such work for patent protection in India. Specification shall comply with a particular standard so that
the invention is clear enough, full enough, and capable of being described to and disclosed to the
public while maintaining the rights of the inventor.
Title: The first part of the complete patent specification should be the title of the invention. The
applicant/patent agent must ensure that it fairly captures specific features of the invention.
Secondly, the title shouldn’t include abbreviations, the word “patent”, etc. It must clearly spell
the objective of the invention and should be between 10-15 words.
Field of Invention: This is the section that highlights general and specific fields in which the
subject matter of the invention falls. The field of invention helps the examiner to decide which
search fields he/she can look into to find similar published technology, if any. This portion of the
specification should ideally start with a general statement on invention to indicate the subject
matter that the invention is related to.
Background: This section briefly discusses prior arts and their drawbacks or disadvantages, if
any. The main objective behind providing this information is to distinguish the invention at hand
from the ones that are already being practiced in the targeted industry. The background section
sets the stage for describing the invention in detail at a later stage.
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Summary: As the name suggests, summary gives a gist of the invention – its nature, objective,
composition and operation. Most importantly, summary of the invention should come before the
description of the claimed invention. Furthermore, the summary briefly mentions solutions to the
problems talked about in the background section.
Brief Description of Drawings, if any: Though not mandatory, patent applications often include
drawings/flowcharts/figures to visually describe the invention, helping examiner to understand
the innovation better. So this section presents a brief overview of the drawings. As per the
guidelines of the USPTO, the figures should be clean black-and-white line drawings that
accurately illustrate the invention.
Detailed Description: This section focuses on providing sufficient details of the invention,
including the structural details, how it is used, its objectives and advantages. Solutions achieved
by the invention are covered in depth in this section. Most importantly, the detailed description
should be provided in a manner that any person with ordinary skill in the art is able to practice
the invention. Furthermore, this part may also include examples explaining the overall working
of the invention in different environments and possible variations. Also, the description is written
from a perspective that every claim is sufficiently enabled.
Abstract: The complete specification of patent includes an abstract that gives technical
information about the invention. Essentially, it’s a summary of the matter in the patent
specification. The abstract should not be more than 150 words.
Claim(s): To say the least, claims section is the most critical part of a patent application. This is
because the patentability of an invention is determined by them. Claims clearly lay out the scope
of the invention for which protection is sought. Claims should cover important aspects of the
invention, such as novelty. This section should be written in a manner to provide the broadest
possible coverage and protection for the invention, while remaining novel and non-obvious in
light of the existing technologies or art.
Drawings: A patent specification document also contains drawings that help in aiding the
examiner’s understanding of the invention. Drawings can be diagrams, flowcharts or figures with
numeral labeling that identify components or features of the invention described in the claims
and detailed description.
Conclusion: Section 10 of the Patents Act, 1970, provides detailed guidelines about preparation and
filing a specification for getting patents. Specifications must essentially describe in adequate detail
what is invented, disclose its best way of performance, and define the scope of protection by clear
statements of claims. Additional features, such as drawings, models and abstracts, make it also
possible to make the patent application large and accessible for examination. Providing the biological
material, adding supplementary claims, and declaring inventorship are the most indispensable
measures to make the application accurate and valid. The strict requirements of these parameters will
ensure that the patent system promotes innovation while at the same time being transparent and fair.
Explain the process and Publication and Examination of Patents?
"Publication and examination of patents" refers to the process where a patent application is made
publicly available (published) after a certain period, and then undergoes a review by the patent office
to determine if the invention meets the criteria for being granted a patent (examination), typically
involving assessing its novelty, inventive step, and industrial applicability; this usually happens after
the applicant requests an examination of their application.
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Patent Examination is the process by which the patent office examines the patent application. It
examines whether the invention is eligible for patent protection and determines if all the criteria
mentioned under the Indian Patents Act are met. It does not happen automatically.
India’s patent system is guided by a structured legal framework that ensures the protection of
intellectual property while balancing public interest. Two key stages of the patent process,
publication and examination, serve as pivotal checkpoints in determining the validity and
enforceability of an invention. The publication and examination of patent applications are
fundamental steps in India’s patent regime. These stages ensure transparency, evaluate the merit of an
invention, and provide opportunities for objections or oppositions. The process, governed by the
Indian Patents Act, 1970, and the Patent Rules, 2003, follows international standards, making India
an integral part of the global intellectual property ecosystem.
1. Overview of Publication - The publication of patents applications is a vital step that brings the
application into the public domain. It allows third parties to review the details of an invention and
raise objections if necessary.
o Section 11A of the Indian Patents Act, 1970: States that a patent application shall be published
18 months from the filing date or the priority date, whichever is earlier.
o Applicants can also request early publication under Rule 24A of the Patent Rules, 2003.
o Patent Rules, 2003: Rule 24 mandates the publication of all patent applications in the Official
Patent Journal, except those withdrawn or deemed abandoned.
Procedure for Publication
o Automatic Publication: After 18 months, applications are published automatically unless
withdrawn.
o Early Publication: Applicants can file Form 9 with the prescribed fee to request publication
before the 18-month timeline.
o Exceptions: Applications subject to secrecy directions under Section 35 are not published until
the directions are revoked.
Contents of Published Applications - The published patent application includes:
Application number and filing date.
Name and address of the applicant and inventor.
Abstract and specification of the invention.
Drawings, if applicable.
2. Overview of Examination - Examination is the stage where the patent application undergoes a
detailed scrutiny to determine its compliance with patentability criteria.
In India, a request for patent examination (RFE) may be filed by: the patent applicant of the patent
application or by any other interested person in prescribed manner for examination within prescribed
period i.e. 48 months.
if no request for examination of application of patent is made within prescribed period then
application shall be treated as withdrawn by applicant.
The request for an Examination is filed by filing Form 18. The interested person (third party) must
submit appropriate evidence of his interest in the patent application.
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o Section 12 of the Indian Patents Act, 1970: Mandates the examination of applications upon
filing a Request for Examination (RFE) using Form 18.
o Section 13: Deals with prior art searches to assess novelty and inventive step.
o Patent Rules, 2003: Rule 24B sets timelines for filing the RFE and completing the examination
process.
Procedure for Examination
o Request for Examination (RFE): Applicants must file the RFE within 48 months of the
priority date. Without an RFE, the application is deemed abandoned.
o Allocation to Examiner: The Controller assigns the application to a Patent Examiner.
o First Examination Report (FER): The examiner issues an FER, highlighting objections or
deficiencies.
o Response to FER: Applicants must respond within 6 months, extendable by 3 months.
o Final Decision: If objections are resolved, the patent is granted. Otherwise, the application is
rejected.
Significance of Publication and Examination
1. Transparency in the Patent System - The publication of patent applications ensures that
the technical details of an invention are made publicly accessible. This transparency:
Allows competitors, researchers, and the public to stay informed about new technological
advancements.
Helps identify overlapping claims and existing prior art, thereby preventing redundant
research.
Provides a mechanism for third parties to file pre-grant oppositions and challenge
frivolous or broad claims.
2. Encouragement of Innovation - Publication and examination serve as motivators for
inventors to create and disclose their work:
Publication enables inventors to receive due credit and legal acknowledgment for their
ideas.
The examination process ensures that only genuine, innovative, and useful inventions
are rewarded with patents.
3. Enhanced Patent Quality - The rigorous scrutiny during the examination stage filters out
inventions that fail to meet the criteria of novelty, inventive step, and industrial
applicability. This improves the quality of patents granted, ensuring strong protection for
truly innovative work.
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4. Economic and Commercial Benefits - The early publication of patent applications enables
inventors to explore commercial opportunities:
It provides interim protection under Section 11A, allowing inventors to seek damages for
unauthorized use of their inventions post-publication.
Businesses can analyze the published data to identify potential licensing, collaboration,
or investment opportunities.
5. Alignment with Global Standards - India’s publication and examination framework aligns
with international treaties like the TRIPS Agreement and the Patent Cooperation Treaty
(PCT). This alignment enhances India’s global reputation and attracts foreign investment in
R&D.
Conclusion: The publication and examination of patent applications in India form the backbone of the
nation’s intellectual property framework. While the system fosters innovation, enhances transparency,
and ensures the grant of high-quality patents, it also faces challenges such as delays and resource
constraints. Addressing these issues and leveraging advancements in technology can further
strengthen India’s position as a global leader in intellectual property rights. By understanding the
intricacies of these processes, inventors and businesses can better navigate the patent system and
protect their innovations effectively.
Short note on Date of Patent and Priority Date?
1. Date of Patent: The Date of Patent is the official date when a patent is granted by the relevant
Patent Office after the examination process is completed. It is the date when the patent application
successfully passes through all the steps of examination, and the inventor is awarded exclusive rights
to the invention.
Key Points:
Grant of Patent: The Date of Patent is the formal date on which the patent rights are
conferred on the applicant. Once granted, the applicant becomes the legal owner of the patent
and gains exclusive rights to use, manufacture, sell, or license the invention.
Exclusivity Period: The patent rights typically last for 20 years from the filing date of the
application, subject to the payment of maintenance fees. In some jurisdictions, the term may
be shorter (e.g., design patents may have a 15-year protection term).
Enforceability: After the Date of Patent, the patent holder can enforce their rights in case of
patent infringement. The date marks the point at which others are legally prohibited from
making, using, or selling the patented invention without the patent owner's consent.
Example:
If an inventor files a patent application on January 1, 2023, and the patent is granted on July
1, 2024, then July 1, 2024, becomes the Date of Patent. From that date, the inventor holds
exclusive rights to the patented invention.
2. Priority Date: The Priority Date refers to the earliest filing date of a patent application or the
date when the details of the invention were first disclosed in any publicly accessible manner. The
priority date is crucial in establishing the novelty and inventiveness of the invention.
Key Points:
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Establishing Novelty: The Priority Date is the reference point for determining the novelty of
an invention. The invention must not have been disclosed to the public in any way (including
publications, patents, or public use) before the priority date.
Priority Claim: Under certain international patent systems, such as the Patent Cooperation
Treaty (PCT) or the Paris Convention, an applicant may claim the priority date of an earlier
patent application filed in another jurisdiction. For example, if an inventor files a patent
application in the United States and later files in Europe, they can claim the priority date of
the U.S. application as their priority date for the European filing.
Impact on Prior Art: Any prior art (existing inventions or knowledge) that is published
before the priority date can be used to challenge the novelty of the invention. If similar
inventions are disclosed after the priority date but before the filing date of the patent
application, they cannot be considered prior art for the patent application.
Example:
If an inventor files a patent application on January 1, 2023, and then files the same patent
application in another country on January 1, 2024, the priority date for both filings will be
January 1, 2023, which is the date of the first application.
If, however, an inventor files a patent application in India on January 1, 2023, and later
claims priority from a U.S. filing made on December 1, 2022, the priority date for the
Indian application will be December 1, 2022, which is the U.S. filing date.
Priority Date in International Context: Under international treaties like the Paris Convention and
PCT, applicants can claim priority from a patent application filed in one country to subsequent
applications filed in other countries. This allows applicants to secure protection in multiple countries
while maintaining the earlier filing date as the priority date. The applicant has a period of 12 months
(under the Paris Convention) or 30/31 months (under the PCT) to file subsequent applications while
retaining the priority date.
Example of Priority Date in Action:
Paris Convention: If an inventor files a patent in India on January 1, 2023, they can file in
the U.S. by January 1, 2024, and claim January 1, 2023 as the priority date. Even if the U.S.
application is filed later, it will be treated as if it was filed on January 1, 2023.
PCT: Similarly, if the inventor files a PCT application claiming priority from the Indian
application, they can keep the priority date of January 1, 2023 for their PCT filing, even if
the international application is filed later (e.g., on June 1, 2023).
Conclusion: The Date of Patent is the official date when a patent is granted, marking the start of
exclusive rights for the inventor. The Priority Date, on the other hand, is the date of the earliest filed
patent application or disclosure, which is crucial for determining novelty and priority in patent law.
Both dates are significant for understanding the legal timeline and rights associated with the
invention, especially in the context of international patent filings and determining the validity of the
patent.
Note on Opposition of Patents?
An opposition proceeding is an administrative procedure under the jurisdiction of patent law which
allows third party to formally challenge validity of pending patent applications and challenge the
already granted patent applications. The Indian Patent Act, 1970 provides a mechanism that allows
the public to raise objections against the grant of a patent by filing an opposition with the Patent
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office. There are 2 types of opposition proceedings in place depending on the stage of grant of the
patent:
1. Pre-grant opposition: Where the opponent can challenge a pending application prior to the grant
of a patent.
2. Post-grant opposition: Where the opponent challenges the validity of a patent that has already
been granted.
PRE-GRANT OPPOSITION IN INDIA - Section 25(1) of the Indian Patent Act, 1970 along with
Rule 55 of Patents Rules, 2003 lays down the law relating to pre-grant opposition in India. The
opposition can be filed by any person in writing, any time after the publication of the patent
application and before it is granted. It is necessary to obtain the complete specification from the
official website as opposition cannot be made solely based on the abstract. The purpose of this
mechanism is to act as a defensive shield that verifies the validity of the application before the actual
grant of patent rights. The opposition is known as making a “representation.”
Grounds for pre-grant opposition - Section 25(1) clauses (a) to (k) of the Patent Act lays down an
exhaustive list of the grounds based on which the patent application can be opposed. These grounds
are:
1. Wrongful obtainment: The invention or any part thereof was wrongfully obtained from the
opponent.
2. Prior publication: The invention was published before the priority date (earliest filing date
which discloses the invention). This objection is subject to Section 29 of the Act, which talks
about situations where the publication does not constitute an anticipation of the product or
process.
3. Prior claim: The invention was previously claimed in another Indian patent application, which
was published on or after the priority date of the applicant’s claim but whose priority date is
earlier than that of the applicant.
4. Prior knowledge or use: The invention is known or used by the public before the priority date.
In the case of a process that is being patented, it is deemed to have been publicly known or used
if a product made by that process was imported in India, before the first date of filing of the
application.
5. Obviousness: The invention is obvious and does not involve any inventive step. This means
that no advancements have been to the existing use or literature on the subject.
6. Non-patentable subject matter: The subject of the application is not considered to be an
invention under the Patent Act or falls in the category of “non-patentable inventions”.
7. Insufficient description: The patent specification does not properly explain the invention or
the method of performing it.
8. Non-disclosure: The applicant has failed to disclose all the details which were required under
Section 8 of the Act.
9. False disclosure: The applicant has provided materially false information.
10. Time limit: The conventional application was not filed within the specified period of 12
months from the date of the first patent application made in a conventional country.
11. Biological material: The specification failed to disclose the origin or source of the biological
material, if any, used in making the invention or has mentioned the incorrect source.
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12. Traditional knowledge: The invention was anticipated taking into consideration the
knowledge possessed by indigenous communities anywhere in the world.
Procedure for pre-grant opposition - The procedure for filing the opposition is given in Rule 55 of the
Patent Rules. The rule states that all representations for opposition must be made in accordance with
Form 7A of the Act to the Controller General of Patents. The Indian legislature has intentionally made
a provision that prohibits the grant of patents until a period of 6 months from the date of publication
has gone by. This gives a sufficient window to third parties who wish to oppose the patent. If the
examiner believes that the arguments put forth in the statement of opposition are without merit, he
will reject the opposition by passing a speaking order. On the other hand, if the statement is found to
have merit, the Examiner shall send a notice to the applicant. The applicant is then required to submit
his own statement and evidence, if any, within a 3-month time frame from the date of the notice. The
Controller considers the statements and issues a speaking order, which may:
Grant the patent,
Refuse the patent, and
Require the amendment of the patent specification or other documents after which the patent
can be granted.
POST-GRANT OPPOSITION IN INDIA - A "post-grant opposition" in India refers to a legal
process where any "interested person" can challenge a granted patent within one year of its
publication date, essentially allowing them to contest the validity of the patent after it has been issued,
based on grounds like prior art, obviousness, or non-patentable subject matter, by filing a notice of
opposition with the Patent Controller; this process is governed by Section 25(2) of the Patents Act,
1970 and the relevant rules under the Patents Rules, 2003.
Unlike pre-grant opposition, this type of opposition can only be filed by an “interested party”.
Section 2(1)(t) of the Patent Act, 1970 gives an inclusive definition of the term “person interested.” It
includes an individual involved in or promoting research in the field to which the patent pertains. It
may also refer to an entity that has a manufacturing, trading, or financial interest in the patented
goods.
Grounds for post-grant opposition - Under the Act, there is no difference in the grounds on which pre-
grant and post-grant oppositions can be made. Section 25(2) specifies the same grounds which were
listed in subsection 1 of the provision.
Grounds for opposition under section 25 (2) of the Act:
a) Invention obtained wrongfully.
b) Prior publication.
c) Prior claiming.
d) Publicly known or used in India before filing.
e) Obviousness and clearly does not involve any inventive step.
f) Non patentable subject matter as per Act.
g) Insufficient disclosure.
h) Failure to disclose information under section 8 of the Act.
i) In case of a convention application, the patent application in India was not filed within 12 months
of filing the first application in the convention country.
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j) Non-Disclosure or wrongful disclosure of the source or geographical origin of the biological
material as used in the invention.
k) The invention is anticipated as traditional knowledge of any local or indigenous community in
India or anywhere in the world.
Nevertheless, there are substantial differences in the procedures of both the oppositions.
Procedure for post-grant opposition - Rules 55A to 70 of Patent Rules, 2003 lay down the procedure
for a post-grant opposition. The notice of opposition under Section 25(2) has to be filed with the
Controller of the appropriate office in accordance with Form 7.
Constitution of the board: Rule 56 provides that once the Controller receives the notice of opposition,
he shall establish an ‘Opposition Board’ comprising 3 members. The duty of the board is to examine
the notice filed, along with statements and evidence of both parties, and issue a report with reasons
regarding each ground challenged by the opponent.
Hearing: Rule 62 states that any party who wishes to be heard must send a notice and the prescribed
fees to the Controller. After hearing both parties and taking into consideration the recommendation
made by the Opposition Board, the Controller shall decide the case.
Appeal: The Controller’s decision of both pre and post-grant opposition can be appealed to the IPAB
(Intellectual Property Appellate Board) with a period of 3 months from the date of order. However, if
the Controller grants a patent after refusing a pre-grant opposition, an appeal can only be made to the
High Court and not to IPAB.
Conclusion: Patent opposition plays an important role in the prevention of grant of monopoly rights
to frivolous, inaccurate, bogus, or petty claims. It also goes a long way in protecting the rightful
owner of the invention and prevents others from enjoying the fruits of his labour. Third-parties who
wish to challenge the grant of such rights no longer have to rely on the expensive and time-consuming
method of litigation. They can quickly get their concerns heard through the formal and administrative
process of opposition and re-examination.
Differences between pre-grant and post-grant opposition?
The purpose is to get the patent application rejected The purpose is to revoke the patent already
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granted
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DURATION/TERM OF PATENT (Section 53) - Section 53 of the Patents Act, 1970 states that a
patent in India lasts for 20 years from the date of filing the application. This 20-year term applies to
all patents granted after the Patents (Amendment) Act, 2002
Short Note on Patents of Addition?
A patent of addition is a patent for an improved or modified version of an existing patented invention.
It's a cost-effective way to protect improvements to a product or process.
Section 54: Patents of Addition - Section 54 of the Indian Patent Act deals with the concept of
"Patents of Addition." But what exactly is a Patent of Addition?
A Patent of Addition is a unique mechanism where an inventor can make an improvement or
modification to an existing invention and obtain a separate patent for that enhancement. The key point
here is that the invention for which the addition is made must already be patented or have a pending
patent application. This system encourages further innovation and improvements over an existing
invention.
The process of obtaining a Patent of Addition is less complex and swifter than applying for a standard
patent. It requires a simple application, and the examination process usually hinges on the existing
patent. If the primary patent ceases to exist, the Patent of Addition also becomes void.
Section 55: Term of Patents of Addition - Section 55 outlines the term of Patents of Addition. These
patents follow the term of the primary patent, which means that when the original patent expires, so
does the Patent of Addition. This makes sense since the addition or improvement is directly related to
the primary invention.
The term of every patent in India is said to be 20 years from the date of filing the application.
This Section clearly states the term for a patent of addition. In other words, we can say that this
Section grants the term for the patent of addition.
It clearly states that a patent of addition will only be granted for a term equal to that of the main
Patent of the invention.
The patent of addition shall remain in force until the original Patent of your invention has not
expired.
There are no renewal fees that need to be paid for a patent of addition. But, if any such patent
becomes an independent patent, under the provisions of Section 54, the same fees as-is for an
independent patent is payable. This is only if the addition, which may be a modification or
improvement, is not considered to be an addition and is given an independent patent rather than a
patent of addition.
Section 56: Validity of Patents of Addition - Section 56 helps ensure that the validity of Patents of
Addition remains contingent on the original invention. If the primary patent is invalidated, revoked, or
ceases to exist for any reason, the Patent of Addition will also lose its validity.
Essential features of patent of addition
As we have read above, the patent of addition falls under Sections 54,55,56 of the Patents Act,
1970.
It refers to an application that is made for a patent undergoing improvement or modification in a
particular invention, disclosed or described in the main application for which the patentee has
already applied.
Patent of addition must be on the same date or a date after the date of filing the main application.
o The application can be filed either online or physically at the Trade Marks Registry.
o The applicant must specify the class of goods or services under which the trademark is being
filed, in accordance with the Nice Classification.
The authority responsible for the registration and management of trademarks in India is the Office of
the Controller General of Patents, Designs, and Trademarks.
Trade Marks Registry is the specific department within the Office of the Controller General that
handles trademark applications, registrations, and disputes.
The Trade Marks Registry operates under the Ministry of Commerce and Industry, Government of
India, and it has several branches across India, with the main office located in Mumbai.
Mr. X has invented a new method of germination of Brinjal seeds, which grow very fast.
Mr. X applies for Registration as patent for his new invented method.
i) Will Mr. X succeed to get registration?
No, Mr. X will not succeed in obtaining a patent for his new method of germination of Brinjal
seeds, because:
o Methods of agriculture (such as seed germination) are excluded from patentability under
Section 3(j) of the Patents Act, 1970.
o Even if the method is novel and involves an inventive step, it cannot be patented because it
falls under the category of horticultural or agricultural processes.
Thus, agricultural methods, including seed germination processes, are not eligible for patent
protection in India.
ii) Explain the feature of patentable invention.
Features of a Patentable Invention:
1. Novelty: The invention must be new and not have been disclosed before.
2. Inventive Step: The invention must involve a non-obvious improvement over existing
technology.
3. Industrial Applicability: The invention must have practical utility and be reproducible in an
industry.
4. Clear Disclosure: The patent application must fully disclose how the invention works, so others
skilled in the field can reproduce it.
5. Subject Matter Eligibility: The invention must fall within the categories of patentable
inventions and not be excluded under Sections 3 and 4.
6. Not Contrary to Public Order or Morality: The invention must not contravene public interest
or ethical standards.
In Conclusion: For an invention to be patentable in India, it must meet the essential criteria of
novelty, inventive step, and industrial applicability. It must be fully disclosed and capable of being
practically applied, and it must not fall under excluded categories like agriculture methods or
medical treatments.
Mr. X will not succeed in obtaining a patent for the discovery that the Camel of Sahara can travel
without water for nearly a month, because:
The discovery of a natural phenomenon or biological trait is not patentable under the
Indian Patents Act, 1970.
The law excludes natural occurrences or scientific discoveries from being patented.
However, if Mr. X were to use this discovery as a basis for developing a new invention or
biotechnological application (for instance, by creating a product that mimics the camel’s ability), he
might be able to patent that innovation.
ii) State and explain the provision of law applicable.
1. Section 2(1)(j) (Definition of Invention): Defines an invention as a new product or process
involving an inventive step and industrial applicability. Mr. X’s discovery is not an invention,
but rather a natural phenomenon.
2. Section 3(a): Excludes the discovery of scientific principles or abstract theories from
patentability. The ability of the camel to survive without water is a scientific discovery, not an
invention.
3. Section 3(c): Excludes the discovery of new properties of natural substances from being
patented. Here, the discovery relates to a natural biological trait of camels and is not a human-
made invention.
4. Section 3(i): Excludes the discovery of living organisms occurring in nature from being
patentable. The camel’s ability to go without water is a biological characteristic that occurs
naturally, and hence, it cannot be patented.
5. Section 2(1)(k): States that for a discovery to be considered an invention, it must be novel, have
an inventive step, and have industrial applicability. Since Mr. X’s discovery does not involve a
technological or industrial application, it does not fulfill these criteria.
Conclusion: Mr. X will not succeed in obtaining a patent for the discovery that camels can survive
without water for a month because:
The discovery of a natural phenomenon (like the camel's ability) is not patentable under
Section 3(a), 3(c), and 3(i) of the Indian Patents Act, 1970.
The discovery is not an invention but rather an observation of a biological trait that already
exists in nature.
While Mr. X may not be able to patent this discovery, if he were able to use the discovery in some
innovative way to create a new product or process (for example, by mimicking the camel’s water
retention in biotechnology or medicine), he could potentially apply for a patent on that application
or innovation.
The famous trade mark TATA is a surname.