5win23
5win23
Kavita
ABSTRACT
The term "online dispute resolution" (ODR) refers to a form of conflict resolution that makes use
of any technology that can be accessed online in order to aid in the process of mediating or
arbitrating disagreements between two or more parties. However, the data coordination and
management technologies that are utilized in the processes appear to have an influence on the
approaches that are employed to settle disagreements. As we are aware, the judicial system in
India is now unable to keep up with the volume of outstanding cases in a variety of fields,
including civil, criminal, and newly emerging cyber concerns. Creating an ODR system and
using technology of the second generation that is more advanced may be able to aid India in
developing a more cutting-edge judicial system. This study will look into online dispute
resolution (ODR) and try to find out how common online mediation and conflict resolution are
in India, as well as the pros and cons of using this method.
Keywords: Online Dispute Resolution, Arbitration, Mediation, Covid, E-Mediation, Indian
Courts
I. Introduction
II. ADR and ODR
III. ODR and Technology
IV. ODR and Indian Legal System
V. E-Mediation
VI. Conclusion
I. Introduction
INDIAN COURTS are overburdened with cases pending in many sectors, including civil, criminal,
and recently developed cybercrime issue and covid has worsened the situation. Although the
government is adopting reform steps to expedite the disposal of cases, the number of pending cases
seems to be increasing every day. Due to caseloads and an increase in Covid-related issues, online
Assistant Professor, Law Centre-1, Faculty of Law, University of Delhi.
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mediation and arbitration have emerged as a better option than court procedures. As an IT hub,
India clearly has the necessary components for implementing a comprehensive framework for
technology in conflict resolution procedures, including institutional desire, knowledge, and, to a
great degree, technological capability.1 Many aspects of the legal system need to be enhanced,
including the modernization of the procedures for the out-of-court settlement of disputes, such as
platforms for online conflict resolution.
Moving ahead, the arbitration community need to embrace new technology to aid in the settlement
of disputes, and this trend should be continued. It requires to become a fairly standard practice, for
example, for case management conferences ought to be held by video-conferencing, and when the
situation warrants it, cross-examination of certain individuals and professionals may be done
remotely.2 Developing ODR and using more sophisticated second-generation technologies may
assist India in moving toward a more futuristic judicial system. These futuristic technologies,
which not only use legal principles but may also extend to better economic principles for resolving
civil disputes, are likely to come from the private sector, as has been the case with the development
of ODR thus far. As a result, it will be critical for the judiciary and the administration to collaborate
with these skills and embrace them for the benefit of the public. Technology is the way of the
future when it comes to conflict resolution.
According to Richard Susskind,3 there are four levels of access to justice: legal health promotion,
conflict avoidance, dispute containment, and authoritative dispute settlement. He points out that
only the latter two of them have been addressed by the conventional judicial system. This statement
holds true in India as well. The country's judiciary has methodically used technology to resolve
conflicts and keep the judicial system active virtually. Nevertheless, now is the moment to move
the emphasis away from conflict resolution and toward dispute prevention, containment, and
general legal health.
1
Niti Ayog, Designing the future of dispute resolution available at: https://www.niti.gov.in/sites/default/files/2021-
11/odr-report-29-11-2021.pdf (last visited on Oct. 28, 2022).
2
Pon Staff, “Using E-Mediation and Online Mediation Techniques for Conflict Resolution.” (June 14, 2021) available
at: https://www.pon.harvard.edu/daily/mediation/dispute-resolution-using-online-mediation/ (last visited on Aug. 28,
2021).
3
Supra note 1.
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Online mediation, arbitration, and conciliation are indeed an essential component of the ODR
services that are available. However, online mediation is a very crucial part of it. As ODR expands
beyond its initial boundaries and investigates the use of e-mediation in new contexts, e-mediation
may reclaim its dominance in ODR in general. To begin delving into these problems, this research
paper will provide a short overview of the evolution of e-mediation within the larger framework
of ODR expansion. Following that, a picture of the field's current state in terms of stakeholders,
forms of communication and technology used, as well as prevalent trends, will be presented. The
last part of this research paper will talk about the pros and cons of e-mediation in terms of its
content and how it works. This will include modeling techniques, phases, and problems,
professional skills, areas of practice, and ethics, including practitioner norms.
ADR and ODR have many benefits, such being less time-consuming, faster, less expensive, and
much more convenient. Because of these benefits, they are is more lucrative than conventional
litigation techniques. Due to a lack of suitable e-commerce laws, the time-consuming litigation
procedure, and overloaded Indian courts, ODR seems to be a more helpful approach to solve e-
commerce issues in India, particularly consumer complaints. ODR has parallels with offline
conciliation as well as arbitration, however the data coordination and management tools used in
the processes, which might also pertain to all or a part of the procedures, have an effect on the
techniques used to resolve conflicts.4
4
Maliha Saifullah, “Using E-Mediation and Online Mediation Techniques for Conflict.” (Oct, 2020), available at:
https://www.mediate.com/articles/safiullah-emediation.cfm (last visited Aug. 28, 2021).
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In addition to two contending parties and neutral third party – the intermediary, the designation of
“technology” as the fourth participant is a metaphor that emphasizes how technology can have a
powerful transformative effect on the already familiar traditional tripartite conflict resolution
model. The fourth side is controversial with a whole range of possibilities, by analogy with the
role of the third party in the conflict. While a fourth party may from time to time take the place of
a neutral intermediary in dispute resolution procedures by implementing negotiation automation
procedures, it will often play the role of a third neutral party to assist in finding options for an
agreement.
5
Ibid.
6
Available at: https://www.linkedin.com/pulse/e-mediation-online-mediation-techniques-conflict-begaim-business-
soft (last visited on oct. 28, 2022).
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grounds for the occurrence of obligations. Therefore, in order to realize its full potential,
automation systems for the negotiation process should be used in addition to other ODR systems.
Square Trade: It was a leading provider of ODR for mediation in the consumer sector until 2008.
The system was used in resolving disputes of the largest eBay and PayPal trading floors. The
system has proven itself in resolving consumer disputes. The advantage of working with a large
number of disputes is that similar problems arise repeatedly, which allows you to group disputes
into categories. There are data from analytical studies on consumer loyalty in the trading platform
after experience in participating in the resolution of the conflict using the System.
Modria: This system has a multi-stage dispute resolution process from diagnosis and negotiation
to mediation, and is focused on resolving complex disputes, where Mondria has combined a
development team with AAA - the American Arbitration Association. The system is expected to
handle 100000 disputes annually.
Small Claims Mediation Scheme: It is practiced in the courts of the United Kingdom and is an
algorithmized procedure of one-hour mediation by phone. The annual number of mediation
sessions was 10000. In development of this technology, a program of mandatory pre-trial
mediation on family disputes in the courts of Mediation Information and Assessment Meeting
(MIAM) has been developed since 2011.
MoneyClaim Online: It is also used in the United Kingdom to resolve disputes between borrowers
and debtors at a dispute price of up to STLG 100000.
Mediation.RF: It contains a module for initiating negotiations at the stage of family
mediation/divorce proceedings.
e.Dogovor.ru: Online service for the resolution of commercial disputes. A dynamically changing
world requires that claims and actions be considered online, competently, carefully and
respectfully, without prevarication.
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technical system, altering the course of a particular procedure. Online mediation may take several
forms, ranging from the use of completely automated Internet platform related to electronic
conversation or teleconferencing through the sole use of asynchronous communication techniques
like e-mail.7
The very first option seems to be a system that uses video conferences or online conversations
(chat) to evaluate conflict resolution options with mediator - a much more direct version of ODR.
The second option is utilized in mediation, as example, within the framework of financial duties.
To use a system involving submitted proposals, the parties reach an agreement on a sum that would
be acceptable to both parties with no need for a face-to-face meeting. Electronic arbitration,
generally refers to procedures performed through the use of the Internet, may indeed be
synchronous or asynchronous.
ODR methods may be utilized in a variety of ways, with varying degrees of incorporation into the
process. Systems with a significant effect on processes may "assist" parties by proposing
arguments or evaluating their degrees of satisfaction at every step. The use of modern technology
enables the development of computer algorithms which analyses any data input into the system.
Literature about e-mediation as a distinct aspect in the area of ODR is an indication that the
discipline is developing.8 During the early stages of the field's growth, there was a lot of literature
on ODR in general, with various procedures grouped under one discussion of "technology for
ODR" or "justifications for ODR.9 This distinction between basic ODR ideas and e-mediation
helps the development of ODR as a general area as well, since it offers a contrast of the significant
advancements, this discipline is making outside mediation. This could be attributed to the many
factors influencing the fast development of the ODR discipline.
Furthermore, the two most well-known positive stories in the area, which are mentioned in almost
every article published on ODR, include online arbitration (ICANN's UDRP) and aided
negotiation (the main procedure of eBay's dispute resolution mechanism). Furthermore, there
7
Risolvionline, available at: https://www.risolvionline.com/index.html (last visited on Oct. 28, 2022).
8
Available at: https://www.oecd.org/digital/consumer/1878940.pdf (last visited on Oct. 28, 2022).
9
Kayla Matthews, What Is E-Mediation? (July, 2020), available at: https://www.mediate.com/articles/ Matthews-e-
mediation’s (last visited on Aug. 28, 2021).
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might be some aspects of the online circumstances, which are more favorable to other processes,
such as Fourth Party activities that are much more suited to supporting procedures apart from
mediation. Automation functions, for instance, might well be significant instruments in automatic
and aided negotiation, enabling for the handling of huge quantities of similar situations – but they
are less useful in e-mediation. In certain instances, the Fourth Party may offer sufficient support
or help on its own, enabling parties to sort things out of it without engaging a human mediator.
Melissa Conley Tyler stated in 2005 that mediation would be the most frequent individual service
provided among ODR service providers (closely followed by arbitration).10
Even India's traditional arbitration legislation has been reformed. The country now has the
Arbitration and Conciliation Act, 1996, in force, which complies with the harmonized
requirements of the UNCITRAL Model of International Arbitration. So far as civil procedure is
concerned, the Code of Civil Procedure of 1908 has been modified, and section 89 has been added
to allow (ADR) techniques across the country. This study aims to examine the potential use of
online dispute resolution in India shortly. The need for this has emerged due to the increasing use
of ADR mechanisms in India. It will help reduce the load on the already overcrowded Indian
courts. Below, I have conducted a short descriptive study to illustrate the present backlog of cases
in Indian courts.
10
Begaim Business Soft, E-Mediation and Online Mediation Techniques for Conflict Resolution. (March 10, 2020),
available at: https://www.linkedin.com/pulse/e-mediation-online-mediation-techniques-conflict-begaim-business-
soft (last visited on Aug. on 28, 2021).
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States of Punjab, Haryana, Tamil Nadu, Karnataka, Andhra Pradesh, and Telangana; see the
highest proportions of civil cases. On the other hand, Madhya Pradesh, Uttarakhand, and West
Bengal see a higher proportion of criminal cases. Among High Courts, the Patna High Court and
High Court of Jharkhand saw the highest proportion of institution of criminal cases, at about 70
percent. At the same time, the High Courts in Karnataka and Jammu and Kashmir registered only
10 percent criminal cases and about 90 percent civil cases.11 As seen from Figure 1.1-1.6, the rate
of cases pending at the end of 2015 and at the Present time is very high. This is occurring as a
result of the high incidence of pendency seen in previous years, especially in civil cases. As shown
in the figures, a similar situation continues in subordinate courts as well. As a result, the courts are
able to keep the backlog under control, although they have not done so.
11
Available at: https://njdg.ecourts.gov.in/njdgnew/?p=main/pend_dashboard (last visited Aug. 28, 2021).
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V. E-Mediation
It is one of the forms of ODR methods. Online mediation, is very similar to traditional mediation,
with the main difference being that the parties to the dispute and the mediator do not interact in
12
Available at: https://main.sci.gov.in/ (last visited Aug. 28, 2021).
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person but instead communicate via different virtual platforms, such as the internet and video chat
rooms.13 The process for online mediation is quite similar to the procedure that is followed for
traditional mediation. Typically, in online mediation, the parties submit the specifics of their
disagreement to any official site that deals with such matters, which then offers the services of a
qualified mediator to the parties. It is done in a similar way as traditional mediation. The main
difference is that it is conducted entirely through encrypted chat boxes, e-mails, and in some
instances, video conferencing, rather than conventional mediation. The parties will write up a
settlement agreement that will have a binding force comparable to any other contractual
arrangement, if the mediation process and long discussions prove to be successful. Parties and
issues are kept entirely private, and the process and transactions are carried out via secure
platforms, which aid in preserving the confidentiality of information of all parties involved.
A phenomenal success rate of 90 percent can be achieved via mediation, which is an extrajudicial
method of settling conflicts.14 Mediation as one of method of ODR is an alternative to going to
court or being under court supervision. It is a procedure in which an impartial mediator, appointed
by the appropriate authority or otherwise, assists disputing parties in reaching a mutually agreeable
settlement.
As more businesses depend on online technologies, the internet has become an indispensable
business objective. As more companies transition to digital settings, it may even be necessary for
mediators to follow suit. Online mediation, also known as e-mediation, may assist one in meeting
the changing requirements of clients in such an evolving technological workplace.15 E-mediation
is not a new idea, and today's developments have brought it to the forefront. Many businesses have
switched to a work-from-home strategy as a result of COVID-19, putting most of their work online.
Just because individuals are not in the same physical location does not imply that workplace
friction has subsided.
13
Kopal Bansal, A Critical Analysis of Online Mediation | VIA Mediation Centre (2021), available at:
https://viamediationcentre.org/readnews/MjEw/A-Critical-Analysis-of-Online-Mediation (last visited on Aug. 21,
2021).
14
S. Rajendran, Mediation findings in dispute settlement, The Hindu Centre (June 13, 2020), available at:
https://www.thehinducentre.com/the-arena/current-issues/article31810363.ece (last visited on June 12, 2021).
15
DeepikaKinhal, ODR: The Future of Dispute Resolution in India. (online), available at:
https://vidhilegalpolicy.in/research/the-future-of-dispute-resolution-in-india/ (last visited on June 12, 2021).
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One may also communicate through email or even other chat platforms, but it does not mean that
online mediation is over. Although most books on e-mediation having concentrated entirely on
online dispute resolution, this imposes needless constraints. Techniques that utilized online
technologies for a part of the process but not the entire process are also included in e-mediation.
One might, for example, teleconference each party separately before gathering everybody in
person. Alternately, one may utilize online papers to expedite the documentation procedure prior
to beginning meetings. One possesses access to a wide range of internet resources; thus e-
mediation may take a plethora of forms.
Following these early trials and initiatives, the sector evolved towards providing e-mediation
services to a broader public. Internet Neutral, e-Resolution (see above), and Online Resolution
were among initial service providers. They worked with a broad variety of problem types, notably,
commercial disputes between businesses and their consumers, workplace disagreements, and
insurance difficulties. A majority of cases which proceeded to mediation in the formative days was
most likely minimal, and several of the early arbitration service providers could not last more than
16
Available at: https://sfinc.ch/wp-content/uploads/2021/01/SFINC-E-Mediation.pdf (last visited on November 4,
2022).
17
Piyush Nair, Isha singh, Mandatory commercial mediation in India and its impact on court of law (2020), available
at: https://www.jlsrjournal.in/mandatory-commercial-mediation-in-india-and-its-impacts-on-the-courts-of-law-by-
piyush-nair-isha-singh/ (last visited on November 4, 2022).
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a few years. Several service providers, meanwhile, have stepped in to make their mark, as well as
the number of projects continues to increase.18
3) Technological expertise
Two distinct degrees of expertise are required to handle electronic mediation procedures.
Mediation and technical abilities, as well as their operational combination, are required for this
project to succeed. Parties who want to conduct mediations online should be well-versed in the
technologies available for electronic settlement. Various institutes provide a variety of free training
and information programs, as well as online webinars and seminars to get the information required
from professionals. Participation in a research assessment panel of video conferencing
technologies to select the most complete medium for conducting online mediations was carried
out by ODR Europe. The findings of the panel were delivered at the Werner's Institute Cyber week
conference in Berlin. The ZOOM platform came out on top.19
18
Noam Ebner and Elayne E. Greenberg, Strengthening Online Dispute Resolution Justice, 63 Washington University
Journal of Law & Policy (2020), available at:
https://openscholarship.wustl.edu/cgi/viewcontent.cgi?article=2166&context=law_journal_law_policy (last visited
on Oct. 28, 2022)
19
ODR Europe, available at: http://www.odreurope.com/zoom-mediation-room (last visited on Aug. 21, 2021).
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conflicts.20 Mediation is indeed a discussion involving two or more parties mediated by a third
party who has been agreed upon by the conflicting parties. Skilled third-party mediators may
reduce the emotional temperature in such a negotiation, promote better effective communication,
assist in uncovering less apparent interests, provide face-saving options for movement,21 and
propose solutions that only the parties may have ignored. However, both parties may be in separate
geographical regions. Perhaps the disagreement sprang from an internet transaction so they have
never met. Possibly sometimes a party intimidated or frightened by another and seems to be
unlikely to confront in person. Various start-ups started providing online mediation services or e-
mediation to businesses and the broader population throughout the late 1990s.
Advantages of E-mediation
Online dispute resolution, in contrast to conventional dispute resolution techniques, is often more
adaptable, unstructured, and innovative in its approach. In contrast to the conventional conflict
resolution techniques, it is not subject to the same criteria of proof or procedure. Parties may
engage in a procedure that can be customized to suit their particular needs as a result of this
arrangement. When compared to a combative approach, a collaborative approach is encouraged
by this method.
In most cases, (ADR) lowers litigation expenses. It is widely accepted that all parties will bear an
equal share of the costs of the compensation or procedure provided to the impartial evaluator, thus
giving all parties an equal feeling of ownership and an equal interest in the result. Using (ADR)
can be a good option, particularly for high-volume, low-cost transactions, because it often allows
for a more cost-effective, timely, and efficient resolution of problems when the amounts in dispute
are not sufficiently large to justify the expense of a meeting-based mediation process.
Parties who would generally be unable to attend a face-to-face meeting due to a severe impairment
may participate in an ODR session. The ODR process is entirely confidential. In cases where
20
George Amoh Accra, Ghana Mediation the preferred alternative for conflict resolution, available at:
https://www.gdrc.org/u-gov/conflict-amoh.html (last visited on oct. 28, 2022).
21
Diganth Raj Sehgal, Top Online Dispute Resolution (ODR) startups in India - iPleaders. (August 13, 2020)
iPleaders, available at: https://blog.ipleaders.in/top-online-dispute-resolution-odr-startups-india/ (last visited on Aug.
12, 2021).
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confidentiality is considered important or necessary by the parties, as is frequently the case, this
process is appropriate: parties who use dispute resolution mechanisms typically do so on the basis
that they can discuss matters freely in the expectation that they will not be disclosed, either publicly
or to a court of law.22
Online conflict resolution may be able to address some of the shortcomings of conventional
methods. To begin with, e-mediation enables one to interact when interacting in person is not
possible due to location or a pandemic. One would not have to compromise on nonverbal signals
for ease while using videoconferencing technologies. Clients' knee-jerk responses may be reduced
through e-mediation because they are in a better or more comfortable position. One may not be
quite as nervous when you're not at an office under the intense glare of fluorescent lights. As a
consequence, it may be simpler to work through conversations that might otherwise be emotionally
charged. Other advantages may be gained by using a messaging service rather than
videoconferencing. Clients could convey more effectively while they have extra time to really
think over their answers. The additional time between responses may also let any tension dissipate,
allowing for more fruitful discussions.
At the very least, e-mediation technologies may help to speed up the dispute resolution process.
One may utilize document-sharing services and make submitting papers quicker and easier. When
customers do not have to go to and from an office, they save time in travel. Online mediation is
typically conducted via electronic methods such as emails, phone calls, video calls, as well as real-
time conversations. Documents are typically delivered through email but have become subject of
an e-discovery procedure. This online type of mediation has many benefits over conventional
mediation, many of which are listed below and are by no means comprehensive: Mediators who
are not subjected to direct personal contacts with the parties are generally able to retain their
impartiality and, as a result, typically engage in more effective problem-solving. Because of the
slower speed of settling the issue via emails and some other textual methods, the parties usually
take a break before expressing passionate comments. They are able to reply once they have calmed
22
Soumya Jha, Online Dispute Resolution- A Compelling Option Or A Far -Fetched Reality During Pandemic Times
- Litigation, Mediation & Arbitration - India. (August 7, 2020), available at:
https://www.mondaq.com/india/arbitration-dispute-resolution/972422/online-dispute-resolution-a-compelling-
option-or-a-far-fetched-reality-during-pandemic-times (last visited on Aug. 28, 2021).
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down. Instead of being compelled to use their experience and knowledge at the precise moment,
mediators have more time to prepare better answers. An online debate levelled the playing field in
situations whereby the side may be dominating by nature or owing to class, economic, societal,
ethnic, or physical factors. Since everything must be recorded, there is more transparency. The
parties may be assured that perhaps the mediation would not be disregarded in any lawsuit if there
is a documentation of the emails underlying reasons provided by the mediators.23
Because the mediator must explain the legal situation to the disputing parties by demonstrating the
probable court result and supporting this with case law as well as statute, the mediator has a higher
responsibility to ensure that the answer is competent. These nonverbal signals often wind up
escalating the situation instead of settling it. People spend a lot more time focusing on the 'tone' of
their voice rather than the substance of their speech. Such nonverbal sparring misconceptions may
be avoided if the mediation was based exclusively on factual issues given in writing with minimal
opportunity for reading between the lines.
E-mediation is a desirable objective worth pursuing for companies and judicial systems in order
to provide litigants with unparalleled ease. It has its difficulties, but none that cannot be overcome
by human creativity. Of course, there are certain drawbacks to e-commerce. If one is not face-to-
face, it is easy to suggest anything offensive on social media. Whenever you meet face to face, it
23
The Financial Express. (2020). “India needs more online dispute resolution.” [online], available at:
https://www.financialexpress.com/opinion/india-needs-more-online-dispute-resolution/2117658/ (last visited on
Aug. 01, 2021).
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is generally simpler being more sympathetic and less harsh. In some cases, the comfort of e-
mediation could be a disadvantage. If a party becomes dissatisfied, they may exit the process
entirely with the press of a button. If both parties were not in the same room, it would be more
difficult to keep them involved.
In offline mediation, the parties engage with the mediator, who promotes communication between
them. The parties then negotiate and debate their options until they reach a solution, which is often
documented in a settlement agreement that is legally binding on the parties. Online mediation is
fraught with uncertainty, both in terms of which laws are really in effect and the norms of the
mediation process. As a result, the parties to the dispute often fail to comply with the final
judgment of mediation. Even the mediator and the organization or any other body find it difficult
to ensure compliance.
VI. Conclusion
It is the right of parties to choose whether to resolve a dispute via traditional courts or using other
means. Due to Covid-related issues, online mediation and arbitration may be a better option than
court procedures. Over time, the arbitration community has embraced new technology to aid in the
24
Agarwal, Anurag K., “Is India Ready for Online Dispute Resolution?” IIMA Working Papers WP2006-10-03,
Indian Institute of Management Ahmedabad, Research and Publication Department (2006).
25
Prina Sharma, A Critical Analysis of Online Mediation | VIA Mediation Centre (2021), available at:
https://viamediationcentre.org/readnews/MjEw/A-Critical-Analysis-of-Online-Mediation (last visited on Aug. 2,
2021).
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settlement of disputes, and this trend has continued. The range of ODR and E- mediation
techniques is restricted. Online mediation covers a wide variety of areas of law, including
consumer and family law. Nevertheless, numerous legal problems, such as a lack of confidence, a
breach of legal responsibility, a large number of procedural obstacles, etc., impact mediation. The
increasing demands of the Internet community have led to the development of online conflict
resolution. ODRS is a viable alternative to bringing a dispute from its inception to a judicial system
that is ill-equipped to manage such situations. It provides quick, easy, and low-cost service, which
is the hallmark of conducting business online. The virtual community's acceptance of ODRS is a
significant accomplishment. Parties in India may, as a result, settle their issues online via
arbitration and online mediation and only seek the courts for redress and/or the execution of the
arbitral decision in the event of a disagreement.
A solid technological, legal foundation must be created ahead of time. It is also required under
article 21 of the Indian Constitution. It should not matter if we realized in 1999 and began enforcing
section 89 of the Code of Civil Procedure on July 1, 2002. It is better to be late than never. Every
bar council, bar association, and a lawyer should prioritize conciliation/mediation over
adjudication and give litigants a reasonable chance of settling their disputes to save time and
money while allowing more complicated cases like criminal cases, to proceed to adjudication. It
is undeniable that if the state encourages ODR, it is helping in the development of a more efficient,
cost-effective, and comfortable judicial system. Hence, the sooner ODR in the form of E-mediation
is implemented, the better for the Indian judicial system as a whole and the justice seeker in
particular.
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