Cpc2 Unit 3 Question Answer
Cpc2 Unit 3 Question Answer
Right to Appeal
The right to appeal is both statutory and substantive. It is a statutory right because it must be specifically
granted by a statute and establishes the appellate machinery. Unlike the inherent right to institute a
lawsuit, the right to appeal is provided by law. Additionally, the right to appeal is substantive, meaning
that it must be exercised prospectively unless the statute states otherwise.
However, parties may waive this right through an agreement, and accepting benefits under a decree may
stop a party from challenging its validity. It’s important to note that the right to appeal is determined
based on the law as it exists at the time of the original suit.
Characteristics of An Appeal
The right to appeal is not automatically assumed and must be explicitly provided for in the statute. It
differs from the rights associated with filing cases, as it is a substantive right rather than a procedural one.
These rights arise from the moment the suit is instituted. Once granted, these privileges cannot be
invalidated unless a statute expressly or implicitly allows for such invalidation. The appellate authority has
the final and conclusive discretion in matters related to appeals.
Section 96 of the Code recognizes the right of appeal from the decree passed by the court exercising
original jurisdiction but under the following conditions:
1. The subject-matter of the appeal must be a "decree", meaning a conclusive determination of the rights of
the parties regarding all or any matters in controversy in the suit.
2. The party appealing must have been adversely affected by such determination.
Section 96(2) states that in an appeal against an ex parte decree, the appellant can only be heard on
the merits of the case. The appellate court cannot examine why the appellant failed to appear before
the trial court.
Section 96(3) declares that no appeal shall lie against a consent decree. A party who consents to a decree
is estopped from later challenging it on grounds of fraud, misrepresentation, coercion, or undue
influence.
Section 96(4) (inserted by the Amendment Act of 1999) states that no appeal shall lie from decrees
passed in petty suits by the Small Cause Court, where the subject-matter does not exceed ₹10,000.
Appeal From Final Decree Where No Appeal From Preliminary Decree (Section 97): Under Section 97, if
an aggrieved party fails to appeal against a preliminary decree, they cannot challenge its correctness or
object to it in an appeal against the final decree. This provision ensures that a preliminary decree is
considered final unless appealed at the right stage.
Decision Where Appeal Heard By Two Or More Judges (Section 98): Section 98 states that when an
appeal is heard by two or more judges, it must be decided based on their consensus or majority opinion.
If two judges differ on a point of law, they may refer the issue to a third judge or additional judges. The
decision shall then be based on the majority opinion of all judges who have heard the appeal.
Section 99 states that a case cannot be remanded in appeal nor a decree reversed or varied due to:
Misjoinder of parties
Non-joinder of parties, except the non-joinder of a necessary party
Causes of action
Any error, defect, or irregularity in proceedings that does not affect the merits of the case or the
jurisdiction of the court
Section 99-A states that no order under Section 47 shall be reversed or varied due to an error, defect, or
irregularity in proceedings unless it has prejudicially affected the case's decision.
2. Rule 1 Contents of Memorandum. — The memorandum of appeal must clearly state the grounds of
objection under distinct heads, without argument or narrative, and be numbered consecutively. If the
appeal is against a money decree, the appellant must deposit the disputed amount or provide security
within the time allowed by the appellate court.
.
3. Rule 2 states Grounds which may be taken in appeal: Under Rule 2, an appellant cannot raise any ground
of objection not mentioned in the memorandum of appeal without the court’s permission. However, the
appellate court is not restricted to these grounds when deciding the appeal. Nevertheless, the court
cannot base its decision on a new ground unless the affected party has been given a fair opportunity to
contest it.
4. Rule 3 states Rejection or amendment of memorandum: Under Rule 3, if a memorandum of appeal is not
properly drafted, the court may reject it, return it for amendment within a specified time, or allow
immediate correction. If rejected, the court must record the reasons. When amended, the judge or an
authorized officer must sign or initial the changes.
5. Rule 3A states Application for condonation of delay: Under Rule 3A, if an appeal is filed after the
limitation period, it must be accompanied by an affidavit explaining the delay. If the court does not reject
the application outright, it will issue a notice to the respondent and decide the matter before proceeding
with the appeal. Until the court decides to hear the appeal under Rule 11, it cannot stay the execution of
the decree.
6. Rule 4 states One of several plaintiffs or defendants may obtain reversal of whole decree where it
proceeds on ground common to all: When a suit involves multiple plaintiffs or defendants, and the decree
is based on a common ground applicable to all, any one of them may file an appeal against the entire
decree. In such cases, the appellate court has the authority to reverse or modify the decree in favor of all
plaintiffs or defendants, as applicable.
7. Stay of Proceedings : Rules 5 to 8 provide for a stay of execution during an appeal. Under Rule 5, the
appellate court may stay the enforcement of a decree, but filing an appeal does not automatically
suspend its execution. The stay protects both parties’ interests and is granted only if the application is
filed without delay, the appellant proves potential harm, and adequate security is provided. If these
conditions are met, the court may also issue an ex parte stay order to protect the appellant’s interests
pending appeal.
8. Summary Dismissal : Rule 11 empowers the trial court to summarily dismiss an appeal if it lacks merit,
after reviewing the appellant’s memorandum and hearing their counsel. However, this discretionary
power must be exercised judiciously and not arbitrarily. Summary dismissal should be rare and used only
in exceptional cases to prevent frivolous appeals from causing delays. While this rule ensures judicial
efficiency, courts must be cautious not to dismiss legitimate appeals that warrant a full hearing for proper
adjudication.
9. Doctrine of Merger :The concept of the merger theory is rooted in the principle that there should not be
multiple operative decrees governing the same subject matter simultaneously. As a result, when an
appeal is adjudicated by an appellate court, the decree of the trial court no longer remains effective
under the provisions of the statute. Instead, it is replaced by the decree passed by the appellate Court,
and the decree of the trial court effectively combines or “merges” with the decree of the appellate Court.
10. Cross Objections: Order 41 Rule 22 allows a respondent, who has not filed an appeal, to raise objections
through cross-objections in response to an appeal by the opposing party. Filing cross-objections is
discretionary, not mandatory. Unlike cross-appeals, which involve an independent appeal by the
respondent, cross-objections can only be filed if the appellate court accepts the appeal and issues notice
to the respondent. If no appeal is filed or accepted, the respondent cannot raise objections through cross-
objections.
CONCLUSION
Appeal is a remedy given to the person aggrieved by the subordinate courts' decision. It is a substantive
and statutory right available as per the laws of the statute. Appeal from an original decree lies to the
court higher to the court which has passed the decree. Appeal is generally preferred by judgement
debtors.
Question. Distinguish between First Appeal and Second Appeal under the CPC. What are the
conditions for filing a Second Appeal under Section 100 CPC?
Second Appeal
Provision has been made for second appeal under Sections 100 to 103 and Order 42 of the
Code.
A second appeal can be filed against a decision made in the first appeal only under the
following conditions:
Thus, a second appeal can only be heard on a substantial question of law and not otherwise
(Monika Pusali Vs Anjali Amma, A.I.R. 2005 SC 1777).
A second appeal cannot be made on findings of fact (Kalidas Vs Ram Singh, A.I.R. 2995,
NOC 103, Himachal Pradesh).
In Govind Raju Vs Mariyamman (A.I.R. 2005, SC 1008), the Supreme Court held that a
question of law is considered "substantial" when:
It is debatable.
It has not been decided earlier by the law of the land.
It affects the material rights of the parties.
Section 101 states that no second appeal shall lie except on the grounds mentioned in Section
100.
1. The appeal must involve a substantial question of law, which may be either:
o Presented by the party in a memorandum of appeal, or
o Formulated by the court itself.
2. A second appeal can be filed when a decree was passed ex parte.
In Sir Chunilal V. Mehta And Sons Ltd. vs The Century Spinning And Manufacturing Co.
Ltd., the Court held that a question of law must be of general public importance or must
directly and substantially affect the rights of the parties.
Section 102 restricts the scope of second appeals in cases where the subject matter of the
original suit is valued at ₹3,000 or less.
The general rule is that the High Court shall only entertain second appeals involving a
substantial question of law. However, Section 103 provides an exception, allowing the High
Court to decide on questions of fact under specific conditions.
In any second appeal, the High Court may determine an issue necessary for disposal if:
1. The issue was not determined by the Lower Appellate Court or by both the Trial Court and the
Lower Appellate Court.
2. The issue was wrongly determined by the courts based on a misinterpretation of the
substantial question of law under Section 100.
In Jadu Gopal Chakravarty v. Pannalal Bhowmick & Ors, the Court considered whether a
compromise decree was obtained by fraud. Though fraud is typically a question of fact, since
neither of the lower courts dealt with it, the High Court exercised its power under Section 103
to examine the issue.
The Supreme Court has explained the concept of Second Appeal in clear terms. It stated that the
First Appellate Court is the final court on questions of fact, and the exclusive jurisdiction of
the High Court to entertain a regular second appeal is provided under Section 100 of the
CPC, which permits the High Court to consider a Second Appeal only when a substantial
question of law is involved. Such substantial question(s) of law must be explicitly framed and
answered. It is a mandatory requirement that at the time of admitting the Second Appeal, the
substantial question(s) of law must be formulated, which will serve as the basis for arguments
and the final decision. However, the High Court has the liberty to reframe or frame fresh
substantial questions of law after hearing arguments. Additionally, in the case of Raghavendra
Swamy Mutt v. Utaradi Mutt (2016), the Supreme Court clarified that if the High Court does
not find a substantial question of law at the time of admission, it is obliged to formulate one
before proceeding with the Second Appeal.
Definition and Concept of Substantial Question of Law
A question of law arises when there is ambiguity or uncertainty regarding the interpretation or
application of legal provisions. However, not every question of law qualifies as
a substantial one. A question of law is deemed substantial when it:
The Delhi High Court has observed that while the term “substantial question of law” is not
explicitly defined in statutes, it has been shaped by numerous judicial pronouncements over time.
In M/s Neek Ram Sharma & Co. vs Income Tax Appellate Tribunal & Others, the Supreme
Court ruled that mere application of settled legal principles to facts does not create a substantial
question of law. The Court emphasised that for a question to be considered substantial, there
must be room for doubt, debate, or difference of opinion.
The Supreme Court in Sir Chunilal V. Mehta & Sons Ltd. v. Century Spinning &
Manufacturing Co. Ltd. laid down key criteria to determine whether a substantial question of
law is involved:
If the answer to any of the above is affirmative, a substantial question of law exists.
Thus, a mere misinterpretation of evidence or facts does not qualify as a substantial question
of law.
Application of Substantial Question of Law Under Appeal in Section 100 CPC
Mandatory Requirement
Under Section 100 of the CPC, a High Court must formulate a substantial question of law
before admitting a second appeal. Courts cannot interfere with factual findings of lower courts
unless a substantial legal question is involved.
In Ishwar Dass Jain v. Sohan Lal, the Supreme Court categorically stated that without
the formulation of a substantial question of law, a second appeal cannot be entertained.
Similarly, in Roop Singh v. Ram Singh, the Supreme Court reiterated that the jurisdiction of
the High Court is confined to cases involving substantial questions of law.
The Supreme Court ruled that a party cannot introduce a substantial question of law at the
appellate stage if:
Furthermore, in Kondiba Dagadu Kadam v. Savitribai Sopangujar & Ors, the Court held that
the mere appreciation of documentary evidence or interpretation of documents does not
constitute a substantial question of law.
The Supreme Court in CIT v. Anusuya Devi held that the High Court may refuse to answer a
question of law if:
While factual findings are typically not subject to second appeal, the Delhi High Court,
citing Lord Simonds, clarified that courts may intervene in exceptional cases where:
Conclusion
The doctrine of substantial question of law serves as a crucial filter in appellate jurisprudence,
ensuring that second appeals are reserved for cases involving genuine legal complexities rather
than mere factual disputes. Courts have consistently emphasised the need for a strict
interpretation of what constitutes a substantial question of law to prevent misuse of appellate
provisions and uphold judicial efficiency.
Thus, for any litigant seeking relief through a second appeal, it is imperative to carefully
examine whether their case genuinely involves a substantial question of law, rather than a
mere factual disagreement or misinterpretation of evidence.
Under Civil Procedure Code, 1908, the provisions which enumerate the powers of an appellate court
while hearing first appeals. Sections 96-108 and Rules 23 to 33 of Order 41 of the Code conferred these
powers. They may be giving a brief statement thus:
1. POWER TO DECIDE A CASE FINALLY
Section 107(1) (a) and Rule 24 of Order 41 facilitate the appellate court to set out of a case finally. Where
the proof on record is adequate to enable the appellate court to pronounce judgment, it may finally
conclude the case despite that the judgment of the trial court has proceeded completely upon a ground
other than with the intention of on which the appellate court proceeds.
2. POWER TO REMAND
Section 107 (1) (b), Rules 23-23A of the Code concerns about the power to remand, here remand means
to send back. Rule 23 of Order 41 of the Code Confers that if the court of the trial has a case on a
preliminary point without documenting findings on other issues and the court of appeal reverses the
decision thus passed, it may refer the case back to the court of the trial to decide on additional matters
and to conclude the case. This is called a remand.
There have to be precedent conditions to be followed to be able to allow such a remand. Initially, the trial
court must have disposed of the claim, which on a preliminary point means a lower court. Furthermore,
the decision under appeal must have been overturned and, lastly, some other justification must have
occurred which has broadened its scope under Rule XXIII, which states that the appeal court may revoke a
case even if the case has been disposed of by the lower court other than on a preliminary point and
where the preservation is deemed of utmost importance in acting in the interests of the court.
3. POWER TO ISSUES AND PASS ON THEM FOR TRIAL
Section 107(1)(c), Rules 25-26 concerns about this power. This is considered very necessary in cases
where abstinence has been exercised by the lower court in performing its functions of framing any issue
or attempting any matter or deciding some question of fact that is needed to be decided to dispose of the
suit on merit. In all these circumstances, the court of appeal has the authority to frame issues for the
lower court and may also fix a certain time limit whilst referring them for the trail. It is provided in section
107(1) (c) above.
4. POWER TO TAKE ADDITIONAL EVIDENCE
It is conferred under section 107(1)(d), Rules 27-29. It is an appellate court’s power to take further
evidence. Anything else, what we call it a general law is that such an appeal must be decided by the
appellate court on the testimony provided by the lower court parties. Nevertheless, this exemption as
provided for in Section 107(1) (d) has three requirements to be met by the parties presenting such
additional evidence in the court of appeal which is, first, that the person demanding such admission of
additional evidence should be able to demonstrate the reason evidence by admitting additional evidence.
Third, empirical information must be important to solving the problem.
In this case,1 section 107 is an exemption to the general principle and empowers the court to take
additional evidence or require such evidence to be taken subject to the circumstances laid down in Rule
27 of Order 41.
In Pramod Kumari v. Om Prakash, 2 where the lower court has refused to take certain evidence on the
ground of its late production, such rejection cannot be said to be unjustified and the appellate court
should not interfere with the discretion of the lower court and admit such evidence.
Limitation:-
The period of limitation for presenting an application for leave to
appeal as an indigent person to High Court is 60 days and to other
court is 30 days. The limitation starts from the date of the decree
appealed from. If there is no reason to reject the application, the
court shall fix a day for receiving evidence in proof or disproof of the
indigence of the applicant. At least 10 days clear notice shall be
given to the opposite party and the government pleader.