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Chris Defonseka
Processing of Polymers
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Chris Defonseka
Processing of
Polymers
Author
Chris Defonseka
Toronto
Canada
defonsekachris@rogers.com
ISBN 978-3-11-065611-4
e-ISBN (PDF) 978-3-11-065615-2
e-ISBN (EPUB) 978-3-11-065642-8
www.degruyter.com
Preface
For many years now, the word plastic has been deeply ingrained into our society
and forms one of the essential materials in daily life. Plastics are based on a wide
spectrum of polymers, which have seen spectacular growth over the past many
years. Polymers are generally derived from natural or synthetic sources and their
versatility lies in their ability to be processed as single polymers, polymer blends or
composites to produce materials that can be shaped and molded into different prod-
ucts with properties to suit end applications.
Polymers are materials composed of molecules of high molecular weights.
The properties of these basic materials can be greatly enhanced to suit most appli-
cations by the incorporation of suitable additives. The uniqueness of plastics is
such that they have become essential materials from domestic life to even space
travel. The ease with which polymers can be processed, their cost-effectiveness,
their high strength-to-weight ratio, their compatibility with biowastes to form
composites and aesthetic values of finished products are some of the reasons why
they are the most sought-after and used materials today. Polymers are used for
various applications and some of the major areas are packaging, consumer products,
transportation, medical, apparel, comfort applications and building construction,
just to name a few.
The author with his hands-on experience spanning over 50 years in many di-
verse industries and also having pioneered some manufacturing industries after his
experience with chemical giants such as BASF, ICI, Bayer AG, Hoechst AG and BP
Chemicals Ciba Geigy makes this presentation both interesting and valuable, giving
a reader a thorough in-depth knowledge of processing of polymers. The inclusion
of a product manufacturing example for some important processes based on actual
practice will no doubt be of great interest and useful to readers. Also included is a
chapter on specialty polymers, their applications and current trends. This book has
been designed to present the practical aspects of processing of polymers, rather
than based on the theory of polymers.
The author has had the privilege of setting up manufacturing plants for prod-
ucts with a variety of polymers in countries such as Sri Lanka, Canada and the
Philippines and also has helped many entrepreneurs to start from scratch. His ex-
pertise also includes foreign assignments for a Canadian agency to assist compa-
nies in Russia, Trinidad, Philippines and Serbia in the fields of polymer technology,
manufacturing technology, increasing process efficiencies and troubleshooting and
waste management. For the benefit of the readers, this presentation includes infor-
mation from these experiences also, dealing with efficient processing of different
types of important polymers.
The author thanks Lena Stoll, Acquisitions Editor, and Dr. Ria Fritz, her working
colleague, at De Gruyter for their wonderful support and cooperation extended to
him in compiling this presentation. The author hopes this book will be of immense
https://doi.org/10.1515/9783110656152-202
VI Preface
Chris Defonseka
Contents
Preface V
Chapter 1
Introduction to Polymers 1
1.1 The World of Polymers 1
Bibliography 4
Chapter 2
Basic Chemistry of Polymers 5
2.1 What Are Polymers? 5
2.2 Polymer Categories 6
2.2.1 Polymer Microstructures 7
2.2.2 Lengths of Polymer Chains 8
2.2.3 Polymer Morphology 8
2.2.4 Polymer Behavior – Melting Point 8
2.2.5 Polymer Behavior – Mixing 9
2.3 Polymer Blends 9
2.4 Polymer Composites 10
2.5 Cellular Polymers 10
2.6 Engineered Plastics 11
2.7 Bioplastics 11
2.8 Important Common Polymers 12
2.9 Polymer Degradation 12
2.10 Polymer Waste Disposal 13
Bibliography 13
Chapter 3
Types of Polymers 15
3.1 Common Polymers 15
3.1.1 Polyethylenes 15
3.1.2 Polystyrenes 16
3.1.3 Polypropylenes 17
3.1.4 Polycarbonates 17
3.1.5 Polyvinyl Chloride 19
3.1.6 Polyurethanes 19
3.1.7 Melamine Formaldehyde 20
3.1.8 Acrylonitrile Butadiene Styrene 21
Bibliography 22
VIII Contents
Chapter 4
Properties of Polymers 23
4.1 Importance of Properties 23
4.2 Thermal Properties 23
4.2.1 Thermal Diffusivity 23
4.2.2 Linear Coefficient of Thermal Expansion 23
4.2.3 Thermal Degradation 24
4.3 Mechanical Properties 24
4.3.1 Tensile Strength 24
4.3.2 Melting Point 24
4.3.3 Young’s Modulus of Elasticity 25
4.3.4 Glass Transition Temperature 25
4.3.5 Mixing Behavior 25
4.3.6 Polymer Degradation 26
4.3.7 Density 26
4.3.8 Fatigue Tests 26
4.4 Environmental Effects 26
4.4.1 Water Absorption 27
4.4.2 Chemical Degradation 27
4.5 Viscoelastic Materials 27
4.5.1 Density 27
4.5.2 Firmness 28
4.5.3 Time 28
4.5.4 Temperature 28
4.5.5 Humidity 28
4.6 Electrical Properties 29
4.7 Optical Properties 29
Bibliography 29
Chapter 5
Additives for Polymers 31
5.1 What Are Polymer Additives? 31
5.2 Effects of Additives on Polymers 32
5.2.1 Plasticizing Agents 33
5.2.2 Pigments, Dyes and Masterbatches 33
5.2.3 Stabilizers 34
5.2.4 Lubricants 35
5.2.5 Blowing Agents 35
5.2.6 Catalysts 35
5.3 Influence of Additives During Processing 35
5.3.1 Discoloration and Degradation 36
5.3.2 Improving Molding Processability 36
Contents IX
Chapter 6
Useful Data for Processing Polymers 43
6.1 Important Parameters 43
6.2 Coloring of Polymers 43
6.2.1 Introduction 43
6.2.2 Theory of Colors 44
6.2.3 The Color Wheel 44
6.2.4 Primary Colors 45
6.2.5 Secondary Colors 45
6.2.6 Tertiary Colors 45
6.2.7 Warm and Cool Colors 45
6.2.8 Tints, Shades and Tones 46
6.3 Purging Colored Material from Production Machinery 46
6.3.1 Masterbatches 47
6.3.2 Universal Masterbatches 47
6.3.3 Liquid Colorants 47
6.3.3.1 Special Effects Liquid Colorants 48
6.3.4 Precolored Resins 48
6.3.5 Cube Blends 48
6.3.6 Colored Specialty Compounds 48
6.4 Electrical Power Calculations 49
6.5 Compressed Air 50
6.6 Water Requirements 51
6.7 Safety Factors 51
6.8 Quality Control 52
X Contents
Chapter 7
Lean Processing for Efficiency and Profitability 59
7.1 The Concept of Lean 59
7.1.1 Identifying Value 59
7.1.2 Map the Value Stream 59
7.1.3 Creating Flow 60
7.1.4 Establish a Pull System 60
7.1.5 Constant Improvement 60
7.1.6 Lean Versus Six Sigma 61
7.2 Guidelines to Thinking Lean 61
7.2.1 What Are the Benefits? 61
7.2.2 Continuous Improvement Initiatives 62
7.2.3 Push–Pull System 63
7.2.4 Kanban System 63
Bibliography 63
Chapter 8
Processing Systems for Polymers 65
8.1 Some Common Systems 65
8.2 Common Processing Systems for Thermoforming Resins 65
8.2.1 Extrusion 65
8.2.1.1 Some Types of Commercial Extruders 68
8.2.1.2 Co-Rotating Intermeshing Extruders 68
8.2.1.3 Counter-Rotating Nonintermeshing Extruders 69
8.2.1.4 Maintenance of Extruders 69
8.2.1.5 Some New Technologies in Extrusion 70
8.2.1.6 Recommended Shutdown Procedures 74
8.2.1.7 Recommended Restart Procedures 74
8.2.2 Injection Molding 75
8.2.2.1 Structural Web Injection Molding 76
8.2.2.2 Benefits of Structural Web Processes 77
8.2.2.3 Structural Foam Injection Molding 78
Contents XI
Chapter 9
Processing of Liquid Polymer Foaming Systems 95
9.1 Foaming Liquid Polymers 95
9.1.1 Polyvinyl Chloride Plastisol 95
9.1.2 Low-Density Polyethylene Foam 96
9.1.3 Integral Skin Foam 97
9.1.4 Direct Molded Foam 98
Bibliography 98
Chapter 10
Specialty Polymers and Polymeric Composites 99
10.1 What Are Specialty Polymers? 99
10.2 Applications of Specialty Polymers 100
10.3 Graphene – Properties, Processing and Applications in Brief 100
10.4 Graphene–Polymer Composites 100
10.5 Graphene Composites Can Reduce Atmospheric Pollutants 102
10.6 Fluoropolymer Specialty Insulation for Extreme Application
Needs 102
10.7 Polyurethane Specialty Polymers 103
10.8 Electrical Conductivity of Conjugated Polymers 104
10.8.1 Flexible Conductive Film 104
10.8.2 Some Latest Automotive Specialty Polymers 105
XII Contents
Chapter 11
Three Manufacturing Processes for Important Products 113
11.1 Molded Expanded Polystyrene Products 113
11.1.1 Preexpansion and Aging 114
11.1.2 Curing Phase 114
11.1.3 Molding Process 115
11.1.4 Shape Molding 115
11.1.5 Fabrication 116
11.1.6 Some EPS Molded Products 116
11.1.7 Expanded Polystyrene Properties and Key Benefits 116
11.1.7.1 Key Benefits 116
11.1.7.2 Properties 118
11.1.8 EPS in Building Construction 119
11.1.9 Food Packaging 119
11.1.10 Industrial Packaging 119
11.1.11 Safety and Recyclability 120
11.1.12 Extruded Polystyrene Insulation 120
11.1.13 The Extrusion Process for XEPS 120
11.1.14 Insulation Properties of XEPS Boards 121
11.2 Manufacturing Plant for EPS Products for an Entrepreneur 121
11.2.1 The Products 121
11.2.2 Machinery and Equipment 121
11.2.3 Raw Material 123
11.2.4 Production Method 124
11.2.5 Fabrication 125
11.3 Manufacture of Polymeric Composite Resins 125
11.3.1 Technology in Brief 125
11.3.2 Raw Materials 126
11.3.3 Polymers 128
11.3.4 Rice Hulls 128
Contents XIII
Appendix A 145
Appendix B 147
Appendix C 149
Glossary 151
Acknowledgments 155
Index 157
Chapter 1
Introduction to Polymers
The world of polymers is both exciting and challenging and with increasing possi-
bilities due to constant research and development programs. Polymers were in use
from ancient times in the form of gums, sealants, adhesives and so on, although
their real value was realized only many years later. Over the years, plastics derived
from polymers, mainly from crude oil as a starting sources, branched out into many
different products as the demand and need for various items expanded in people’s
daily lives. Gradually at first and then rapidly, the world realized the advantages of
using plastics and since then plastics have been replacing traditional materials.
However, over the years, as air pollution grew mainly due to industrial activity, sci-
entists and chemists have been searching for alternate sources for polymers and are
discovering newer fields of nonpetro-based sources for polymers and additives to
counter these environmental hazards.
A polymer is a large molecule (macromolecule) composed of repeating struc-
tural units, typically connected by covalent bonds. The basic unit of a polymer is a
mer and poly means many, derived from the Greek word polymeros. So, a polymer
can be defined as a substance with many basic units. These basic units are called
monomers. There are different types of monomers and the process by which they
are joined together is called polymerization. Some of the basic monomers are eth-
ylene monomer and styrene monomer to form polyethylene (PE) and polystyrene
(PS), respectively.
If the same types of mers are joined together, they are called “homopolymers”
and if two different types of mers are joined together, they are called “copolymers.”
When three different types of mers are joined together, they are known as “terpoly-
mers.” Then again, these polymers are classified into two main groups: thermoform-
ing and thermosetting polymers. Thermoforming polymers will soften on heating and
after molding can be recycled and used again a number of times, depending on the
degree of degradation of material and color issues. Thermosets, on the other hand,
cannot be reused after molding. However, some of them can be recycled into a differ-
ent product, for example, polyurethane foam wastes can be shredded and rebonded
into a material suitable for carpet underlay, mattress bases and other applications.
Some examples of thermoforming polymers are PE, PS and polypropylene, while ex-
amples of some thermosets are melamines, silicones and polyurethanes.
Most polymers are derived from petroleum-based ethylene gas as a biproduct
from refining of crude oil. However, due to growing environmental hazards, the
plastics industry has been carrying out intense research to move away from this
source, and scientists and resin developers have been coming up with some hopeful
https://doi.org/10.1515/9783110656152-001
2 Chapter 1 Introduction to Polymers
alternate sources but they will take some time before they can match the source from
crude oil. A good example is: polyols from soybean oil, where they are used to make
good quality polyurethane foams, although with lesser yield and carries an odor
which has to be masked. These challenges are being addressed. The use of biowaste-
filled polymer composite resins (40–60%) will also reduce the use of petro-based
chemicals. Another good example is bamboo textiles – bedsheets, towels, pillow cov-
ers and so on – which can be mixed with small quantities of synthetic polymers such
as rayon, polyester and also natural fibers from cotton and cellulose. Actual use and
tests have shown that they are equally good, if not better than traditional textiles,
with the additional advantage of less cost.
Because of their versatility and extraordinary range of properties, polymeric ma-
terials have established themselves as an essential part of everyday life, ranging from
the very familiar plastics and elastomers to natural biopolymers such as nucleic acids
and proteins that are essential for life. There are other varieties of natural polymers,
for example, cellulose, which is the main constituent in wood and paper.
Polymers are generally available as solids, liquids, powders and other forms,
either colored or in natural color, as small to medium packs, in steel drums or in
bulk packages in paper bags or large totes. For large volume manufacturers, larger
delivery systems are available. Additives are generally supplied as powders, liquids,
color master batches and so on.
It is interesting to note that in addition to finding alternate sources for poly-
mers, emerging technologies are establishing the use of nontraditional fillers and
stiffening agents from natural sources such as bamboo fiber, rice hulls powder (lig-
nin/silica), wheat husk flour (lignin/silica), egg shells powder (calcium carbonate)
and graphene in manufacturing composite polymer resins and polymer composites.
This makes the polymer industry less dependent on petroleum-based chemicals,
thus helping to lessen environmental concerns. The recent discovery of the uses of
graphene has opened out vast possibilities for the polymer industry with special
electrically conductive polymers, high-strength-to-lightweight panels for the auto-
motive industry, much more efficient and thinner cost-effective coatings for solar
energy substrates than the traditional thicker cadmium coatings, just to mention a
few practical applications.
One of the greatest developments in the polymer industry in recent years is the
manufacture of polymeric composites with biocomposite wastes, particularly rice
hull waste powder or flour. The earlier manufactures were called wood polymer
composites (WPCs), where wood wastes were combined with polymers producing a
material as a substitute for natural wood. However, PCRs (author’s nomenclature)
with rice hulls are emerging as even better materials than WPCs with applications
on a wide spectrum including some applications – railway sleepers, flooring,
kitchen cupboards, office furniture, building construction and many more – as an
ideal substitute for natural wood for the building trades also.
1.1 The World of Polymers 3
Another major breakthrough for the plastics industry in recent years is the pro-
duction of diesel oil from plastic wastes. There are now plants in some countries
where these productions are taking place. Take the case of Huayin Energy Company
in China. They use a breakdown process using pyrolysis technology to convert plas-
tic wastes into liquid fuel and gases. In this high-tech continuous pyrolysis pro-
cess, the plastic wastes produce around 50–75% fuel oil, 30–35% carbon black and
8–10% flammable gases. These projects are not only profitable businesses but more
importantly help to reduce dependency on global supplies of diesel oil, reduce
landfills and disposal problems, thus helping global pollution in an effective way.
Although in the west, plastic wastes are posing recycling challenges, probably
because of the sheer volumes being generated, in Asia and the far-east, many new
technological concepts are successfully using all grades of plastic wastes in such
manufactures like floor tiles, roofing tiles, roofing sheets, building trades, polymer-
modified bitumen in road paving, adhesives and many other applications. The ad-
ditional use of nontraditional fillers and stiffening agents as mentioned earlier
makes excellent quality products and cost-effective over traditional ones. For exam-
ple, the use of 40% plastic wastes mixed with bitumen in road paving can absorb
huge amounts of plastic wastes and it is found there is a tremendous improvement
in surface quality and durability as well. Versatile bamboo fiber can easily replace
the use of glass fiber or other fibers in the fabrication of fiber-glass products. Rice
hulls ash can be used in concrete as a filler and as a strengthening agent. The au-
thor suggests that the inclusion of a small amount of rice hulls or wheat hulls pow-
der as a flour or ash will make the road surfaces last longer because of the high
presence of silica in the rice hulls acts as an excellent moisture barrier and gives
additional strength. This will not affect the flexibility of the road surface created by
the addition of plastic wastes but instead gives it additional flexibility.
With the rapid growth of the polymer industry, where newer polymers, especially
specialty polymers are emerging, the need for more efficient and cost-effective proc-
essing machinery and equipment will no doubt keep the engineering designers and
machinery manufacturers facing more and more exciting challenges. One area where
specialized equipment will be needed will be to process composite polymer resins
and polymeric composites that are finding great applications particularly in the auto-
mobile, aviation, transport, building construction industries and even for space
travel. The polymer industry is well organized with advances taking place frequently
in many directions. Manufacturers of polymer resins and processors adhere strictly to
accepted international standards and with many industrial associations backing for
maintaining standards and quality.
When enumerating the value and importance of the vast possibilities with poly-
mers, one must also give thought to methods of disposing of wastes with traditional
methods of landfills and incinerating (which releases toxic gases) as it is not viable in
our present-day world, where the demand for plastics is increasing one way or the
other. It is heartening to note that viable solutions are available with newer concepts
4 Chapter 1 Introduction to Polymers
Bibliography
[1] Defonseka, Chris. “Practical Guide to Water-Blown Cellular Polymers,” P. 1, Smithers Rapra,
2016.
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sensibly diminished. Like most men of forty-five, he was not so full
of energy as he had been at five and twenty. He had also grown
stout, and he was furthermore a sufferer from some painful maladies
which rendered it difficult for him to keep on horseback for any great
length of time.31 All these circumstances would naturally tend to
diminish, more or less, the once ceaseless activity of his mind; we
may, therefore, expect to find him less thoughtful, less vigilant, less
careful, than he had been in his earlier campaigns. But it is plain that
the standard by which the Napoleon of 1815 is tested is no ordinary
standard,32 and it may well be that although he may have failed to
come up to the high mark which he formerly attained, we shall
nevertheless find in this campaign of Waterloo no conspicuous lack
of ordinary activity and energy.
In conclusion, we may fairly say that while we recognize that the
army with which Napoleon was preparing to take the field in June,
1815, was not as well-organized a body of troops as some of the
armies which he had led to victory, that its corps-commanders were
not as brilliant soldiers as were many of the distinguished generals
of that period, that peculiar circumstances rendered Soult, Ney and
Grouchy less serviceable than they probably would have been had
things been otherwise ordered, and that the Emperor himself was
more or less deficient in the never-resting activity of mind and body
which he had once possessed, we must not forget that the soldiers
and their officers were all veterans, that their generals had won their
rank by distinguished service on many a bloody field, and that no
man living surpassed their leader in military talent. It is not correct
to say33 that the army which Napoleon led into Belgium was the
finest he had ever commanded, but it is quite certain that it was by
far the best of the three armies then in the field.
The strength and composition of this army, was, according to
Charras,34 whom we may safely follow, as follows:—
British:
Nine brigades of infantry,—
Maitland (Guards),—Byng (Guards),— Adam,—
Mitchell,—Halkett,— Johnstone,—Kempt,—
Pack,—Lambert 20,310 Men
Three brigades of cavalry,—
Somerset (Guards),—Ponsonby,—Vandeleur 3,578 „
Six regiments contained in four brigades
Dörnberg,—Grant,—Vivian,—Arentsschildt,—
composed of British troops and those of the
King’s German Legion 2,335 „
Artillery,—102 guns 5,030 „
Total British force, 31,253 „
King’s German Legion:
Two brigades of infantry,—Duplat,—Ompteda 3,285
Add men on detached service 16
3,301
Cavalry:
Five regiments contained in the four brigades of
Dörnberg, Grant, Vivian and Arentsschildt. 2,560 „
Artillery,—18 guns 526 „
Total King’s German Legion 6,387 „
Hanoverians:
Five brigades of infantry,— Kielmansegge,—
Halkett,—Best,—Vincke,—Lyon 13,788
One brigade of cavalry,—Estorff 1,682
Artillery,—12 guns 465
Total Hanoverians 15,935 „
Dutch-Belgians:
Seven brigades of infantry,—
Bylandt,—Prince Bernard of Saxe Weimar,51—
Ditmers,—d’Aubremé,—Hauw,—Eerens,—
Anthing 24,174
Three brigades of cavalry,—
Trip,—Ghigny,—Merlen 3,405
Artillery,—48 guns 1,635
Total Dutch-Belgians 29,214 „
Brunswickers:
Two brigades of infantry,— Buttlar,—Specht 5,376
Two regiments of cavalry,— 922
Artillery,—16 guns 510
Total Brunswickers 6,808 „
Nassau Contingent: Kruse.
One regiment of infantry: three battalions 2,880 „
Engineers, sappers, miners, waggon-trains and
staff-corps 1,240 „
Total disposable army in the field 93,717 „
Of these the
Infantry numbered 69,829
Cavalry „ 14,482
Artillery „ 196 guns 8,166
Engineers, waggon-trains, &c. 1,240
93,717 „
Or, according to nationality,
the British numbered 31,253
„ King’s German Legion 6,387
„ Hanoverians „ 15,935
„ Dutch-Belgians52 „ 29,214
„ Brunswickers 6,808
„ Nassau contingent 2,880
„ Engineers, &c., 1,240
93,717 „
This army was organized, as we have said above, into two corps
and a reserve, in addition to which was a large body of cavalry, and
a small force of reserve artillery. There were six (so-called) British
divisions in the army, only one of which, the 1st, Cooke’s, was
composed entirely of British troops,—the Guards; the others
contained troops of the King’s German Legion and Hanoverians. To
each of these divisions were attached two batteries. Six troops of
horse-artillery were attached to the cavalry.
The 1st and 3d British divisions, those of Cooke and Alten, with
the 2d and 3d Dutch-Belgian divisions of Perponcher and Chassé,
composed the 1st Corps under the Prince of Orange. They covered
the front of the army from Quatre Bras to and beyond Enghien,
occupying the country in and around Nivelles, Roeulx, Soignies and
Braine-le-Comte. They numbered 25,233 men, with 48 guns.
The 2d and 4th British divisions, those of Clinton and Colville, with
the 1st Dutch-Belgian division of Stedmann, and Anthing’s Indian
brigade, constituted the 2d Corps under Lord Hill. They continued
the line of the army to the north and west, occupying the country in
and around Ath, Grammont and Audenarde. They numbered 24,033
men, with 40 guns.
The Reserve, or rather that portion of it destined for service in the
field, and not counting the troops on garrison-duty, was under the
immediate direction of the commander-in-chief. It was composed of
the 5th and 6th British divisions, those of Picton and Cole, of the
Brunswick Corps under the Duke of Brunswick, and of the Nassau
contingent under General Kruse. They numbered 20,563 men, with
64 guns.
The British and King’s German Legion cavalry was composed of
seven brigades, the whole under Lord Uxbridge. They numbered
8,473 men. To this corps were attached, as has been stated, six
horse batteries. This cavalry was stationed mainly in rear of the 2d
Corps, near Ninove and Grammont; but one brigade under General
Dörnberg was at and in the neighborhood of Mons.
The Hanoverian, Brunswick and Dutch-Belgian cavalry were
attached respectively to the various divisions of these troops. They
numbered 6,009 men, with one horse-battery of 8 guns.
To recapitulate:—
1st Corps: Prince of Orange 25,233 Men
2d Corps: Lord Hill 24,033 „
Reserve 20,563 „
Lord Uxbridge’s cavalry corps 8,473 „
Other Cavalry 6,009 „
Artillery—196 guns 8,166 „
Engineers, &c. 1,240 „
Total as above given 93,717 „
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