Conduct Disorders And??empathy Development
Conduct Disorders And??empathy Development
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Contents
A BRIEF INTRODUCTION TO CONDUCT DISORDERS . . . . . . . . . . . . . . . . . . . . . 392
MULTIPLE DEVELOPMENTAL PATHWAYS TO CONDUCT DISORDER . . . 393
OVERVIEW OF EMPATHY DEVELOPMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397
Affective Versus Cognitive Empathy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397
Timing of Empathy Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 398
Temperament and Parenting in the Development of Empathy . . . . . . . . . . . . . . . . . . . . . 399
Empathy in Broader Developmental and Psychopathological Constructs . . . . . . . . . . . 400
INTEGRATING RESEARCH ON CONDUCT DISORDERS
AND EMPATHY DEVELOPMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 401
Clarifying the Emotional Deficits Associated with Callous-Unemotional Traits . . . . 401
Explaining the Association Between Callous-Unemotional Traits
and Aggression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 404
IMPLICATIONS FOR TREATMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 406
1 Psychopathy is generally defined as a constellation of chronic and impairing interpersonal (e.g., glib or su-
perficial interpersonal style), affective (e.g., low empathy, lack of remorse or guilt), and/or lifestyle (e.g., high
impulsivity, high social deviance, antisociality) traits. CU traits correspond most closely to the affective facet
of psychopathy.
2 In the DSM-5, criteria for the LPE specifier consist of the four indicators identified in research as being most
indicative of CU traits, two of which must have been met for the previous 12 months and must be displayed
across multiple relationships and settings. In ICD-11, the criteria also include an insensitivity to punishment
as a fifth indicator.
Conscience. In the section above, we have made the case that empathy is an important construct
for children’s healthy socioemotional development. This contention is also supported by research
showing that empathy is a critical component to other developmental processes that are linked to
socioemotional competence and by the fact that deficient empathy has been linked to a number
of psychopathological constructs. First, empathic concern has been considered one component
of the broader construct of conscience (Frick et al. 2014a). Conscience is a construct defined by
emotional, cognitive, and relational processes by which children acquire internal standards for
conduct and the ability to regulate their own behavior (Kochanska & Thompson 1997). More
specifically, the affective components of conscience refer to the moral, prosocial, or self-conscious
emotions (e.g., guilt, anxiety, pride) experienced in response to real or imagined consequences of
one’s behavior. Additionally, cognitive components of conscience refer to higher-order cognitive
skills for behavioral self-control and self-regulation, and relational components refer to a child’s
commitment to their caregivers’ values and standards and to their openness to socialization by
caregivers (Kochanska & Thompson 1997). Finally, healthy conscience development is considered
the ultimate goal of socialization of the developing child, whereby the child can effectively function
in a social world by developing healthy relationships and learning to follow social norms and
cultural codes of conduct (Kochanska & Thompson 1997).
Kochanska and colleagues (e.g., Aksan & Kochanska 2005, Kochanska & Thompson 1997)
have conceptualized conscience as relying, at least in part, on healthy or intact empathy. That is,
the desire to change one’s behavior because of its effects on others, rather than simply because of its
effects on oneself, is dependent on empathic concern toward others. Similarly, the desire to change
behavior to avoid displeasing or disappointing socializing agents (e.g., parents, teachers, peers)
is dependent on the child’s recognition and concern about others’ emotions. This link between
empathy and conscience is not just theoretical. Aksan & Kochanska (2005) reported that levels
of affective empathy (i.e., reactivity to strangers’ distress) and moral emotions (i.e., guilt elicited
by a personally caused mishap) experienced during the second and third years of life predicted
greater engagement in rule-compatible conduct, even in the absence of adult supervision, later
in childhood. Further, there is evidence that cognitive empathy skills (e.g., ToM) in preschoolers
are associated with greater appreciation for social standards (Kochanska & Thompson 1997) and
verbalization of prosocial moral reasoning regarding fairness to others (Thompson 2012).
We feel that integrating research on empathy development could be beneficial for advancing each
of these components to treatment.
In terms of early intervention, most current research has focused on identifying conduct prob-
lems when they first emerge and intervening in their trajectory as early as possible (Frick 2012).
However, this approach still necessitates that the conduct problems have already become impair-
ing or at least evident to others. By viewing CU traits as partly determined by deficient empathy
development, interventions may begin even earlier, when signs of problematic empathy develop-
ment are emerging, with the goal of preventing conduct problems from developing at all. To make
this feasible, research has identified a number of signs of atypical or deficient empathy develop-
ment that have been empirically linked to later CU traits, including lower preference for faces
(i.e., as evidenced by less facial tracking with direct gaze) at 5 weeks of age (Bedford et al. 2014),
less observed eye contact during mother–child interactions at 6 months (Bedford et al. 2017), less
physical and verbal affection displayed toward parents at 18 months (Waller et al. 2016), less so-
cial imitation at 2 years (Wagner et al. 2020), and fewer displays of social engagement at 3 years
(Waller et al. 2019).
Research on empathy development could help to guide intervention for young children show-
ing these early risk indicators. That is, intervention to prevent the development of conduct dis-
orders can draw on research on the parenting practices that have been shown to predict higher
levels of empathy in young children, including the following:
increased parental warmth and sensitivity/responsivity to the child’s emotional cues and
needs (i.e., providing a model for emotional responsiveness through enhanced parent–child
synchrony);
having emotion socialization encouraged by parents (e.g., by encouraging open communi-
cation about emotions to improve emotion knowledge); and
encouragement and reinforcement of child engagement in empathic responding and proso-
cial behavior (e.g., parents’ positive reinforcement of child’s prosocial behavior) (Spinrad &
Gal 2018).
Though relatively few studies have empirically tested changes in children’s empathy as an out-
come of such parenting interventions, Havighurst and colleagues have integrated these parenting
practices as part of their “Tuning into Kids” program with positive results. Specifically, Havighurst
et al. (2010) provided a six-session intervention in a community sample of 216 parents of children
aged 4–5 years and showed increases in parents’ emotion socialization skills (e.g., parental warmth
and responsiveness) that were associated with increases in children’s emotion knowledge (i.e., emo-
tion recognition and perspective-taking; Cohen d = 1.00) and reductions in informant-reported
conduct problems (Cohen d = 0.23 and 0.57 for teacher report and parent report, respectively)
at 6-month follow-up. While these results are promising, more data are needed on whether initi-
ating such interventions prior to the onset of serious conduct problems can prevent the onset of
later conduct disorders.
Kimonis et al. (2019) reported on an open trial of their PCIT-CU intervention in 23 children
(aged 3–6 years) with conduct disorders and elevated CU traits who were referred to a university-
based mental health clinic. The authors reported a high retention rate (74%) and high levels of
parent-reported satisfaction with the program. Further, the intervention produced decreases in
child conduct problems and CU traits and increases in empathy, with substantial effect sizes (d =
0.7–2.0) that were maintained at 3-month follow-up (Kimonis et al. 2019).
In conclusion, research on empathy development could aid in the prevention of conduct
problems and in the treatment of young children with conduct disorders and elevated CU traits,
a group that has heretofore been less responsive than other children with conduct disorders to
they occur and identifying situations that trigger anger and frustration in the child;
teaching and positively reinforcing prosocial and empathic behavior in the child, with parental modeling,
role-play, and social stories; and
increasing frustration tolerance in the child through modeling, role-play, and reinforcing use of learned
cognitive-behavioral strategies to decrease the incidence of aggressive behavior.
traditional mental health interventions. Specifically, such research can provide markers for early
problems in empathy development that can be targeted for intervention before serious conduct
problems emerge. Further, research on the specific aspects of parenting that are related to empathy
development can be used to guide these early preventive interventions. In addition, this research
on factors that promote empathy development, combined with other research on the unique
characteristics of children with elevated CU traits, can aid in modifying existing treatments for
conduct disorders to make them more effective for this clinically important subgroup of children.
SUMMARY POINTS
1. There are multiple developmental pathways to conduct disorders, which differ not only
in underlying etiological mechanisms but also in severity, chronicity, and response to
treatment.
2. One marker for a distinct pathway with both etiological and clinical importance is the
presence of elevated callous-unemotional (CU) traits, which has now been integrated
into major diagnostic systems for conduct disorders.
3. A key component to CU traits is deficient empathy; thus, research on the typical de-
velopment of empathy could help to advance research on how it may go awry in chil-
dren with elevated CU traits, explain some of the major areas of impairment in children
with elevated CU traits, and advance early interventions for this group of children who
heretofore have not responded as well to traditional mental health treatments.
4. Empathy involves an affective component (e.g., emotional reactivity) that is present from
birth and that motivates later acquisition of more complex cognitive empathy (e.g., emo-
tion recognition, perspective-taking).
5. CU traits have been consistently related to deficits in affective empathy across ages and
methods of assessment, but findings on cognitive empathy have been considerably less
clear; these inconsistencies may be due to differing ways in which cognitive empathy is
assessed and/or to changes in these deficits across development.
FUTURE ISSUES
1. Clarify how pervasive the emotional deficits associated with CU traits are, which includes
studying deficits in affective and cognitive empathy across development.
2. Clarify how temperament and parenting interact in the development of empathy to help
guide interventions for children showing early signs of empathy deficits.
3. Clarify the role that empathy deficits play in the development of severe patterns of ag-
gression, while controlling for the correlation between reactive and proactive forms of
aggression.
4. Test whether interventions that focus on enhancing empathy development in young chil-
dren prevent later conduct disorders.
5. Rigorously test, with randomized controlled trials, interventions for children with con-
duct disorders and elevated CU traits that are based on research on parenting practices
that promote empathy development and other characteristics associated with CU traits
to enhance the effectiveness of traditional treatments for conduct disorders.
DISCLOSURE STATEMENT
The authors are not aware of any affiliations, memberships, funding, or financial holdings that
might be perceived as affecting the objectivity of this review.
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