Bottomupparser
Bottomupparser
• A bottom-up parser creates the parse tree of the given input starting
from leaves towards the root.
• A bottom-up parser tries to find the right-most derivation of the given
input in the reverse order.
S ... (the right-most derivation of )
(the bottom-up parser finds the right-most derivation in the reverse
order)
• Bottom-up parsing is also known as shift-reduce parsing because its
two main actions are shift and reduce.
– At each shift action, the current symbol in the input string is pushed to a stack.
– At each reduction step, the symbols at the top of the stack (this symbol sequence is the right
side of a production) will replaced by the non-terminal at the left side of that production.
– There are also two more actions: accept and error.
1
Shift-Reduce Parsing
• A shift-reduce parser tries to reduce the given input string into the starting symbol.
• At each reduction step, a substring of the input matching to the right side of a
production rule is replaced by the non-terminal at the left side of that production rule.
• If the substring is chosen correctly, the right most derivation of that string is created in
the reverse order.
Rightmost Derivation: *S
rm
2
Shift-Reduce Parsing -- Example
S aABb input string: aaabb
A aA | a aaAbb
B bB | b aAbb reduction
aABb
S
3
Handle
• Informally, a handle of a string is a substring that matches the right side
of a production rule.
– But not every substring matches the right side of a production rule is handle
S=0
rm 1 rm
2
rm ...
rm n-1 rmn=
input string
5
A Shift-Reduce Parser
E E+T | T Right-Most Derivation of id+id*id
T T*F | F E E+T E+T*F E+T*id E+F*id
F (E) | id E+id*id T+id*id F+id*id id+id*id
1. Shift : The next input symbol is shifted onto the top of the stack.
2. Reduce: Replace the handle on the top of the stack by the non-
terminal.
3. Accept: Successful completion of parsing.
4. Error: Parser discovers a syntax error, and calls an error recovery
routine.
7
A Stack Implementation of A Shift-Reduce Parser
Stack Input Action
$ id+id*id$shift
$id +id*id$ reduce by F id Parse Tree
$F +id*id$ reduce by T F
$T +id*id$ reduce by E T E 8
$E +id*id$ shift
$E+ id*id$ shift E 3 + T 7
$E+id *id$ reduce by F id
$E+F *id$ reduce by T F T 2 T 5 * F
6
$E+T *id$ shift
$E+T* id$ shift F 1 F 4 i
$E+T*id $ reduce by F id
$E+T*F $ reduce by T T*F id id
$E+T $ reduce by E E+T
$E $ accept
8
Conflicts During Shift-Reduce Parsing
• There are context-free grammars for which shift-reduce parsers cannot be
used.
• Stack contents and the next input symbol may not decide action:
– shift/reduce conflict: Whether make a shift operation or a reduction.
– reduce/reduce conflict: The parser cannot decide which of several
reductions to make.
• If a shift-reduce parser cannot be used for a grammar, that grammar is
called as non-LR(k) grammar.
9
Shift-Reduce Parsers
• There are two main categories of shift-reduce parsers
1. Operator-Precedence Parser
– simple, but only a small class of grammars.
CFG
LR
LALR
2. LR-Parsers SLR
– covers wide range of grammars.
• SLR – simple LR parser
• LR – most general LR parser
• LALR – intermediate LR parser (lookhead LR parser)
– SLR, LR and LALR work same, only their parsing tables are different.
10
LR Parsers
LR(k) parsing.
11
LR Parsers
• LR-Parsers
– covers wide range of grammars.
– SLR – simple LR parser
– LR – most general LR parser
– LALR – intermediate LR parser (look-head LR parser)
– SLR, LR and LALR work same (they used the same algorithm),
only their parsing tables are different.
12
LR Parsing Algorithm
14
Actions of A LR-Parser
1. shift s -- shifts the next input symbol and the state s onto the stack
( So X1 S1 ... Xm Sm, ai ai+1 ... an $ ) ( So X1 S1 ... Xm Sm ai s, ai+1 ... an $ )
4. Error -- Parser detected an error (an empty entry in the action table)
15
Reduce Action
• pop 2|| (=r) items from the stack; let us assume that = Y1Y2...Yr
• then push A and s where s=goto[sm-r,A]
16
(SLR) Parsing Tables for Expression Grammar
Action Table Goto Table
1) E E+T state id + * ( ) $ E T F
0 s5 s4 1 2 3
2) ET
1 s6 acc
3) T T*F 2 r2 s7 r2 r2
4) TF 3 r4 r4 r4 r4
5) F (E) 4 s5 s4 8 2 3
6) F id 5 r6 r6 r6 r6
6 s5 s4 9 3
7 s5 s4 10
8 s6 s11
9 r1 s7 r1 r1
10 r3 r3 r3 r3
11 r5 r5 r5 r5
17
Actions of A (S)LR-Parser -- Example
stack input action output
0 id*id+id$ shift 5
0id5 *id+id$ reduce by Fid Fid
0F3 *id+id$ reduce by TF TF
0T2 *id+id$ shift 7
0T2*7 id+id$ shift 5
0T2*7id5 +id$ reduce by Fid Fid
0T2*7F10 +id$ reduce by TT*F TT*F
0T2 +id$ reduce by ET ET
0E1 +id$ shift 6
0E1+6 id$ shift 5
0E1+6id5 $ reduce by Fid Fid
0E1+6F3 $ reduce by TF TF
0E1+6T9 $ reduce by EE+T EE+T
0E1 $ accept
18
Constructing SLR Parsing Tables – LR(0) Item
• An LR(0) item of a grammar G is a production of G a dot at the some
• position of the right side.
Ex: A aBb Possible LR(0) Items: ..
A aBb
(four different possibility)
..
A a Bb
A aB b
A aBb
• Sets of LR(0) items will be the states of action and goto table of the
SLR parser.
• A collection of sets of LR(0) items (the canonical LR(0) collection) is
the basis for constructing SLR parsers.
• Augmented Grammar:
G’ is G with a new production rule S’S where S’ is the new starting
symbol.
19
The Closure Operation
• If I is a set of LR(0) items for a grammar G, then closure(I) is the
set of LR(0) items constructed from I by the two rules:
..
1. Initially, every LR(0) item in I is added to closure(I).
2. If A B is in closure(I) and B is a production rule of G;
then B will be in the closure(I).
We will apply this rule until no more new LR(0) items can be
added to closure(I).
20
The Closure Operation -- Example
.
.
E’ E closure({E’ E}) =
.
E E+T { E’ E kernel items
.
ET E E+T
.
T T*F E T
.
TF T T*F
.
F (E) T F
.
F id F (E)
F id }
21
Goto Operation
• If I is a set of LR(0) items and X is a grammar symbol (terminal or non-
terminal),
–
.
then goto(I,X) is defined as follows:
If A X in I
.
then every item in closure({A X }) will be in goto(I,X).
Example:
I ={ .. .. .
E’ E, E E+T, E T,
. . ..
T T*F, T F,
F (E), F id }
.. .
goto(I,E) = { E’ E , E E +T }
goto(I,T) = { E T , T T *F }
.. . . . .
goto(I,F) = {T F }
goto(I,() = { F ( E), E E+T, E T, T T*F, T . F,
.F (E), F id }
goto(I,id) = { F id }
22
Construction of The Canonical LR(0) Collection
• To create the SLR parsing tables for a grammar G, we will create the
canonical LR(0) collection of the grammar G’.
• Algorithm:
.
C is { closure({S’ S}) }
repeat the followings until no more set of LR(0) items can be added to C.
for each I in C and each grammar symbol X
if goto(I,X) is not empty and not in C
add goto(I,X) to C
23
The Canonical LR(0) Collection -- Example
I0: E’ .E I1: E’ E. I6: E E+.T I9: E E+T.
E .E+T E E.+T T .T*F T T.*F
E .T T .F
T .T*F I2: E T. F .(E) I10: T T*F.
T .F T T.*F F .id
F .(E)
F .id I3: T F. I7: T T*.F I11: F (E).
F .(E)
I4: F (.E) F .id
E .E+T
E .T I8: F (E.)
T .T*F E E.+T
T .F
F .(E)
F .id
I5: F id.
24
Transition Diagram (DFA) of Goto Function
E + T
I0 I1 I6 I9 * to I7
F
( to I3
T
id to I4
*
to I5
F I2 I7 F
( I10
(
I3 id
to I4
E to I5
id Iid
4 T I8 )
F to I2 +
I11
I5 ( to I3
to I6
to I4
25
Constructing SLR Parsing Table
(of an augumented grammar G’)
27
SLR(1) Grammar
• An LR parser using SLR(1) parsing tables for a grammar G is called as
the SLR(1) parser for G.
• If a grammar G has an SLR(1) parsing table, it is called SLR(1)
grammar (or SLR grammar in short).
• Every SLR grammar is unambiguous, but every unambiguous grammar
is not a SLR grammar.
28
shift/reduce and reduce/reduce conflicts
• If a state does not know whether it will make a shift operation or
reduction for a terminal, we say that there is a shift/reduce conflict.
• If the SLR parsing table of a grammar G has a conflict, we say that that
grammar is not SLR grammar.
29
Conflict Example
S L=R I0: S’ .S I1:S’ S. I6:S L=.R I9: S L=R.
SR S .L=R R .L
L *R S .R I2:S L.=RL .*R
L id L .*R R L. L .id
RL L .id
R .L I3:S R.
30
Conflict Example2
S AaAb I0: S’ .S
S BbBa S .AaAb
A S .BbBa
B A.
B.
Problem
FOLLOW(A)={a,b}
FOLLOW(B)={a,b}
a reduce by A b reduce by A
reduce by B reduce by B
reduce/reduce conflict reduce/reduce conflict
31
Constructing Canonical LR(1) Parsing Tables
• In SLR method, the state i makes a reduction by A when the current
token is a:
– if the A. in the Ii and a is FOLLOW(A)
32
LR(1) Item
• To avoid some of invalid reductions, the states need to carry more
information.
• Extra information is put into a state by including a terminal symbol as a
second component in an item.
• A LR(1) item is:
A ,a. where a is the look-head of the LR(1)
item
(a is a terminal or end-marker.)
33
LR(1) Item (cont.)
.
• When ( in the LR(1) item A ,a ) is not empty, the look-head
does not have any affect.
.
• When is empty (A ,a ), we do the reduction by A only if the
next input symbol is a (not for any terminal in FOLLOW(A)).
• A state will contain .
A ,a where {a ,...,a } FOLLOW(A)
1 1 n
...
A .,a n
34
Canonical Collection of Sets of LR(1) Items
• The construction of the canonical collection of the sets of LR(1) items
are similar to the construction of the canonical collection of the sets of
LR(0) items, except that closure and goto operations work a little bit
different.
35
goto operation
36
Construction of The Canonical LR(1) Collection
• Algorithm:
C is { closure({S’.S,$}) }
repeat the followings until no more set of LR(1) items can be added to C.
for each I in C and each grammar symbol X
if goto(I,X) is not empty and not in C
add goto(I,X) to C
37
A Short Notation for The Sets of LR(1) Items
• A set of LR(1) items containing the following items
A ,a1.
...
A ,an.
can be written as
.
A ,a1/a2/.../an
38
Canonical LR(1) Collection -- Example
S AaAb I0: S’ .S ,$ S I1: S’ S. ,$
S BbBa S .AaAb ,$ A
a to I4
A S .BbBa ,$ I2: S A.aAb ,$
B
B A . ,a
b to I5
B . ,b I3: S B.bBa ,$
A a
I4: S Aa.Ab ,$ I6: S AaA.b ,$ I8: S AaAb. ,$
A . ,b
B b
I5: S Bb.Ba ,$ I7: S BbB.a ,$ I9: S BbBa. ,$
B . ,a
39
Canonical LR(1) Collection – Example2
S’ S I0:S’ .S,$ I1:S’ S.,$ I4:L *.R,$/= R to I7
1) S L=R S .L=R,$ S * R .L,$/= L
to I8
2) S R S .R,$ L I2:S L.=R,$ to I6 L .*R,$/= *
3) L *R L .*R,$/= R L.,$ L .id,$/=
to I4
id
4) L id R to I5
L .id,$/= I3:S R.,$ id
I5:L id.,$/=
5) R L R .L,$
I9:S L=R.,$
R I13:L *R.,$
I6:S L=.R,$ to I9
L I10:R L.,$
R .L,$ to I10
L .*R,$ * I4 and I11
to I11 R
L .id,$ I11:L *.R,$ to I13
id L
to I12 R .L,$ to I10 I5 and I12
I7:L *R.,$/= L .*R,$ *
to I11
L .id,$ id I7 and I13
I8: R L.,$/= to I12
I12:L id.,$ I8 and I10
40
Construction of LR(1) Parsing Tables
1. Construct the canonical collection of sets of LR(1) items for G’.
C{I0,...,In}
2. Create
•
.
the parsing action table as follows
If a is a terminal, A a,b in Ii and goto(Ii,a)=Ij then action[i,a] is shift j.
•
.
If A ,a is in Ii , then action[i,a] is reduce A where AS’.
•
.
If S’S ,$ is in Ii , then action[i,$] is accept.
• If any conflicting actions generated by these rules, the grammar is not LR(1).
• LALR parsers are often used in practice because LALR parsing tables
are smaller than LR(1) parsing tables.
• The number of states in SLR and LALR parsing tables for a grammar G
are equal.
• But LALR parsers recognize more grammars than SLR parsers.
• yacc creates a LALR parser for the given grammar.
• A state of LALR parser will be again a set of LR(1) items.
43
Creating LALR Parsing Tables
44
The Core of A Set of LR(1) Items
.. ..
• The core of a set of LR(1) items is the set of its first component.
Ex: S L =R,$ S L =R Core
R L ,$ RL
• We will find the states (sets of LR(1) items) in a canonical LR(1) parser with same
cores. Then we will merge them as a single state.
. .
.
I1:L id ,= A new state: I12: L id ,=
.
L id ,$
I2:L id ,$ have same core, merge them
• We will do this for all states of a canonical LR(1) parser to get the states of the LALR
parser.
• In fact, the number of the states of the LALR parser for a grammar will be equal to the
number of states of the SLR parser for that grammar.
45
Creation of LALR Parsing Tables
• Create the canonical LR(1) collection of the sets of LR(1) items for
the given grammar.
• Find each core; find all sets having that same core; replace those sets
having same cores with a single set which is their union.
C={I0,...,In} C’={J1,...,Jm}where m n
• Create the parsing tables (action and goto tables) same as the
construction of the parsing tables of LR(1) parser.
– Note that: If J=I1 ... Ik since I1,...,Ik have same cores
cores of goto(I1,X),...,goto(I2,X) must be same.
– So, goto(J,X)=K where K is the union of all sets of items having same cores as goto(I 1,X).
.
state of LALR parser must have:
A ,a and .
B a,b
A .,a B .a,c
• This means that a state of the canonical LR(1) parser must have:
and
But, this state has also a shift/reduce conflict. i.e. The original canonical
LR(1) parser has a conflict.
(Reason for this, the shift operation does not depend on lookaheads)
47
Reduce/Reduce Conflict
• But, we may introduce a reduce/reduce conflict during the shrink
process for the creation of the states of a LALR parser.
.
I1 : A ,a .
I2: A ,b
.
B ,b .
B ,c
.
I12: A ,a/b reduce/reduce conflict
.
B ,b/c
48
Canonical LALR(1) Collection – Example2
. . .
. .
S’ S I0:S’ S,$ I1:S’ S ,$ I411:L * R,$/= R to I713
1) S L=R S
.
L=R,$ S *
..
I :S L =R,$ .
R L,$/=
L
to I810
. .
2) S R S R,$ L 2 to I6 L *R,$/= *
R L ,$
.
3) L *R L *R,$/= L id,$/= to I411
.
id
4) L id
5) R L
L
R .
id,$/=
L,$
R
I3:S R ,$ id .
I512:L id ,$/=
to I512
id
to I411
I5 and I12
to I512
.
I713:L *R ,$/= I7 and I13
.
I810: R L ,$/=
I8 and I10
49
LALR(1) Parsing Tables – (for Example2)
id * = $ S L R
0 s5 s4 1 2 3
1 acc
2 s6 r5
3 r2
4 s5 s4 8 7
no shift/reduce or
5 r4 r4
no reduce/reduce conflict
6 s12 s11 10 9
7 r3 r3
8 r5 r5 so, it is a LALR(1) grammar
9 r1
50
Using Ambiguous Grammars
• All grammars used in the construction of LR-parsing tables must be
un-ambiguous.
• Can we create LR-parsing tables for ambiguous grammars ?
– Yes, but they will have conflicts.
– We can resolve these conflicts in favor of one of them to disambiguate the grammar.
– At the end, we will have again an unambiguous grammar.
• Why we want to use an ambiguous grammar?
– Some of the ambiguous grammars are much natural, and a corresponding unambiguous
grammar can be very complex.
– Usage of an ambiguous grammar may eliminate unnecessary reductions.
• Ex.
E E+T | T
E E+E | E*E | (E) | id T T*F | F
F (E) | id
51
Sets of LR(0) Items for Ambiguous Grammar
I0: E’ ..E+E
E E I1: E’ E .. +
.. .
I4 : E E + E E .
I7: E E+E + I
.. 4
..E*E .
E E E +E E E+E ( E E +E *
I5
E E E *E
* ..
E E*E
id
I2 E E *E
.id
E (E) E (E)
I3
E E id
(
I : E E * .E
..E+E
(
5
E .E+E
E
..
I8: E E*E .+ I
E .E*E
I2 : E ( E) ( 4
I2 E E +E *
E .(E)
id I5
..E*E
E E E *E
I3
E .id
E E
.id
E (E)
id E
id ..
I6: E (E ) ) I9: E (E) .
I3: E id . .
E E +E
E E *E
+
* I4
I5
52
SLR-Parsing Tables for Ambiguous Grammar
FOLLOW(E) = { $,+,*,) }
E + E
I0 I1 I4 I7
when current token is +
shift + is right-associative
reduce + is left-associative
53
SLR-Parsing Tables for Ambiguous Grammar
FOLLOW(E) = { $,+,*,) }
E * E
I0 I1 I5 I7
when current token is *
shift * is right-associative
reduce * is left-associative
54
SLR-Parsing Tables for Ambiguous Grammar
Action Goto
id + * ( ) $ E
0 s3 s2 1
1 s4 s5 acc
2 s3 s2 6
3 r4 r4 r4 r4
4 s3 s2 7
5 s3 s2 8
6 s4 s5 s9
7 r1 s5 r1 r1
8 r2 r2 r2 r2
9 r3 r3 r3 r3
55
Error Recovery in LR Parsing
• An LR parser will detect an error when it consults the parsing action
table and finds an error entry. All empty entries in the action table are
error entries.
• Errors are never detected by consulting the goto table.
• An LR parser will announce error as soon as there is no valid
continuation for the scanned portion of the input.
• A canonical LR parser (LR(1) parser) will never make even a single
reduction before announcing an error.
• The SLR and LALR parsers may make several reductions before
announcing an error.
• But, all LR parsers (LR(1), LALR and SLR parsers) will never shift an
erroneous input symbol onto the stack.
56
Panic Mode Error Recovery in LR Parsing
• Scan down the stack until a state s with a goto on a particular
nonterminal A is found. (Get rid of everything from the stack before
this state s).
• Discard zero or more input symbols until a symbol a is found that can
legitimately follow A.
– The symbol a is simply in FOLLOW(A), but this may not work for all situations.
• The parser stacks the nonterminal A and the state goto[s,A], and it
resumes the normal parsing.
• This nonterminal A is normally is a basic programming block (there can
be more than one choice for A).
– stmt, expr, block, ...
57
Phrase-Level Error Recovery in LR Parsing
• Each empty entry in the action table is marked with a specific error
routine.
• An error routine reflects the error that the user most likely will make in
that case.
• An error routine inserts the symbols into the stack or the input (or it
deletes the symbols from the stack and the input, or it can do both
insertion and deletion).
– missing operand
– unbalanced right parenthesis
58