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T
Mark Stevens
Department of State
Mark Stevens
Department of State
FacultyResearchAdvisor
Dr. Joseph E. Goldberg
1993
Executive Research Project
F26
Mark Stevens
Department of State
FacultyResearch Advisor
Dr. Joseph E. Goldberg
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Defense University, or the Department of Defense.
This document is the property of the United States Government and is not to be
reproduced in whole or in part for distribution outside the federal executive branch
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By
PHILIPPINE CONSTITUTION
INTRODUCTION
The original purpose of this paper was to investigate the reasons behind the drafting of
a new Philippine constitution in 1986. Actually, I was curious about the process the
framers of the new Constitution used in creating this modem document, but my
investigations led into the fascinating history of the Philippines itself. The world was
painfully aware of the excesses of the Marcos regime, but most of us were at a loss as
to how President Marcos remained in power for so long. We had all heard of the long
period of martial law, but that was lifted in 1981, so how did he continue as president
after that, and what was wrong with the previous Constitution that it allowed him to do
so? And finally, does the 1986 Constitution properly address and correct the problem
Our examination will begin with a brief discussion of the political history of the
Philippines.
THE PRE-COLONIAL ERA
Long before the coming of foreign rule, the inhabitants of the archipelago now known
as the Philippines lived in organized societies under varying regimes of law and
political authority. Their culture was comparable to those of other lands of similar
geography and climate. Families made up the basic social unit, where the authority of
the father was recognized and respected. The population consisted of farmers,
weavers, fishermen, hunters, and traders. They believed in a Supreme Deity. They
carried on commerce and trade with each other and with neighboring islands. They
accepted the concept of private property and respected the sovereignty of law and
political authority.
The unit of government was the barangay,each independent of the other, similar to
the city-states of old Greece. Although these barangays were barely bigger than a
large neighborhood of today, their chosen leaders - normally the head of one of the
legislative, judiciary, and military powers by decree. The older men of the barangay
making laws, trying cases, declaring war, and managing affairs with their neighbors.
Often for mutual protection, barangays occupying contiguous territories would form
2
confederations, the forerunners of today's large barrios or villages. There might be a
chief for the entire village, with the barangayrulers retaining their original powers. In
The early Filipinos lived under a regime of laws, both written and unwritten. The
unwritten laws were the customs and traditions passed down through the generations.
According to mythology, these laws were handed down by the lawgiver Luluban.
Recent archaeological findings show that the early Filipinos also had written laws.
Two of these findings of codified law were the Code of Kalantiaw, bearing the date
1443, and the Maragtas Code, so called because it was found in the Maragtas, a pre-
Spanish chronicle written early in the thirteenth century. A cursory study of these
early laws readily reveals that they covered practically the entire spectrum of modern
law, both civil and criminal. They covered family relations, property, contracts,
adoption, divorce, murder, rape, perjury, etc. The predominantly Muslim areas of
Mindanao and Sulu also had codified laws similar to those found in the Koran,
although evidently modified to suit the prevailing customs of the region before the
It is clear that pre-colonial Filipinos recognized and respected the sovereignty of law
3
and had well-developed legal concepts comparable to those in other lands. ' Justice
The Filipino people even in prehistoric times, had already shown high
intelligence and moral virtues; virtues and intelligence clearly manifested
in their legislation, which taking into consideration the circumstances and
the epoch in which it was framed, was clearly as wise, as prudent, and as
humane, as those of the nations then at the head of civilization.'"2
Continuing with her colonial expansion, Spain took control over many islands in 1521,
claiming title over them under the law of nations of the time. Spain named these
Well versed in the skills and pitfalls of occupation and colonization of new territories,
Spain studiously avoided interfering with the customs and traditions of the natives.
Spain preserved the barangay system, converting the barangays into townships
(pueblos) and placing them under authority of the Governor appointed by the King of
Spain.
(November, 1914), page 179, quoted in George A. Malcolm's The Government of the
Philippine Islands (Manila, 1916), page 44.
4
In the early years of the colonial period, Spain instituted the encomienda system,
similar to the feudal system of old, primarily to reward Spaniards who had rendered
service in the conquest of the Philippines. The encomiendas were large parcels of land
encomienda, ruled over the inhabitants and kept order by the execution of laws created
mostly by decree.
The encomienda was abolished after only a few generations of generally despotic rule
headed by judicial governors. Once the colony had been divided into provinces with
relatively strong local governors, the King of Spain, with the approval of his Council
General. After 1822, the men appointed for this important colonial position were, as a
The powers and functions of the Governor General remained much the same until the
5
Following the examples of the French, Dutch, and English colonial systems of
advisors, Spain, by the Royal Decree of 1850, created the Board of Authorities. The
Authorities was in fact the Governor's cabinet. The main functions of the Council of
reforms which the Governor General might propose to the home government, and all
other matters which the Governor General might wish to submit for consideration. The
council's decisions were by r o means final, however, for they were subject to the
For administrative purposes, the Philippines was divided into geographical units called
provinces - and these, further divided into municipalities. Up until 1886, these
that, and the institution of a Civil Governor, the judicial functions of the former
position were transferred to the newly created provincial courts. The Governor, as well
as other major officials of the provinces, was appointed by the home government.
The Provincial Governor, possessing executive powers, was a major link in the central
decrees issuing from the Minister of Colonies back in Spain, he was directly
6
responsible to the Governor General in Manila. This made him the medium for
bringing home to the inhabitants of his province the almost boundless powers of the
" publish and execute the laws, decrees and orders of the Governor
General
It seems clear that Spain did much to contribute to the constitutional development of
the Philippines. Specifically, the following were fundamental changes impnsed under
Spanish rule:
"* the gradual molding of a sense of unity among the formerly diverse
populace into the Filipino nation
7
the development of the concepts of a national head of government
(Governor General), national advisory bodies, provincial and
municipal executives, and of popular representation, albeit only at the
local level.
However, except for short periods, the Philippine Islands were never extended the
direct benefits of the Spanish Constitution, as was done for Cuba and Puerto Rico.
Pursuant to Article 89 of the Spanish Constitution of 1837, the Philippine Islands were
The opening of the Suez Canal in 1869 brought the Philippines closer to Europe.
Filipinos returning from European universities or business trips brought back liberal
ideas, which - through their encouragement - gradually fostered the spirit of Philippine
nationalism among the intelligentsia and a growing middle class. By the end of the
century, the masses had picked up on the debate and were demanding, through political
The insurrections were the result of a strong desire for political reforms, for a more
Revolucion Filipinaof 1898 demanded "laws limiting the power of the Governor
The framing and adoption of the Malolos Constitution climaxed these revolutionary
efforts. The Malolos Congress " drafted and approved its own work on November 29,
1898. In a bold move, Governor General Aguinaldo accepted and adopted the new
constitution on January 21, 1899. He ordered that the new constitution should be
"kept, complied with, and executed in all its parts because it is the will of the Filipino
people."
The Malolos Constitutioti was the result of several attempts at constitution making.
Most were patterned after other constitutions, such as the revolutionary Constitution of
Cuba. The constitutions of France, Belgium, Mexico, Brazil, Nicaragua, Costa Rica,
Chile, and Spain were studied in detail and had a molding influence on the framers.
Familiarity with Spanish institutions must have provided the dominating influence, for
9
THE AMERICAN ERA
After over 300 years as colonial masters of the Philippines, and a widespread revolt
against their rule in 1896-97, Spain ceded the Philippines to the USA at the December
10, 1898 Treaty of Paris and the conclusion of the Spanish-American War. The fight
from executive orders of the President of the United States, Acts of the American
Congress or the Philippine Legislature, and decisions of the Philippine Supreme Court.
The Court led the way in establishing a doctrine of supremacy of the (American)
constitution in their legal system through many rulings during the American Era. Time
and again the Court held that an act of the lawmaking body or of the executive was
In various other decisions, the same tribunal laid down the doctrine that the
government of the Philippines, like that of the United States, was essentially one of
limited powers; that whatever power had not been given to the government was
deemed reserved in the sovereign. At the time, the source of legal sovereignty was the
10
Congress of the United States.
The organic laws - the Philippine Bill of 1902 and the Philippine Autonomy Act of
1916 (Jones Law) - did not expressly provide for the separation of powers.
However, in various decisions, the Philippine Supreme Court held that this principle
had been extended to the Philippines. In 1910, in the case of the United States vs. Bull
The independence of the judiciary as part of the separation of powers was repeatedly
declared by the Supreme Court of the Philippines to have been extended to the
11
Philippines. Referring to it, the Supreme Court in the case of Borromeo vs. Mariano,
Since the early days of the Republic, the judicial system in the United
States, with certain exceptions which only served to demonstrate more
fully the excellence of the whole, has been viewed with pride, and
confidently relied upon for justice by the American people. The
American people considered it necessary that there should be a judiciary
endowed with substantial and independent powers and secure against all
corrupting or perverting influences; secure also, against the arbitrary
authority of the administrative heads of the government. It was such a
conception of an independent judiciary which was instituted in the
Philippines by the American Administration and which has since served
as one of the chief glories of the government and one of the most
priceless heritages of the Filipino people.
Philippine Bill of 1902 provided for the popular election of the members of the
the election by the people of the members of the House of Representatives and the
sovereignty of the people, gradually became more extensive in its application and more
government.
12
It was evident that the Philippine Bill of 1902 and the Philippine Autonomy Act of
1916 produced in the Congress of the United States would establish American patterns
of government. Among them are a bill of rights; the presidential system; a popularly
elected lawmaking body and a national executive, with the powers and privileges given
Each of the above mentioned acts of the U.S. Congress provided for a bill of rights,
with contents more or less the same as those of American state constitutions and those
The Philippine Bill of 1902 vested legislative power in the Philippine Commission, the
was vested in a bicameral legislature consisting of the Commission and the Philippine
Assembly. The Assembly was composed of 81 members elected for a term of two
years.
Under the Jones Law of 1916, legislative power was vested in the Philippine
Legislature composed of the Senate and the House of Representatives. The Senate was
6Abueva, J.V. "Filipino democracy and the American legacy," Annals of the American
Academy of Political and Social Science. 428 (November 1976), 113-114.
13
two who were appointed by the American Governor General to represent non-Christian
tribes, all were elected to six year terms. In the House, the Governor General
appointed nine members for the same reason mentioned above and the remainder were
elected for three year terms by the electorate of the respective representative districts.
COMMONWEALTH PERIOD
The American people and the Congress of the United States long wanted to grant
upon the powers of this convention save the significant requirements that the new
constitution should be republican in form, should contain a bill of rights, and should be
effective upon the withdrawal of American sovereignty. The convention had the
choice of drafting an interim constitution covering the transition period of ten years or
The convention chose the latter route, including an ordinance containing the mandatory
binding constitution and satisfy the requirements for the mandated ten-year
14
commonwealth period. Although beset with temptations to engage in political
the convention delegates opted for a more conservative route. The drafters believed
that, "in order to be stable and permanent, the constitution must be moored to the
experiences of the people, providing for institutions which had been the natural
outgrowths of the national life. It held that for a people already politically organized,
with political institutions of their own already developed, buttressed with national
traditions, the Constitution was not a place for venturing experiments." '
speaking, those with which almost every Filipino was familiar. The Convention
delegates drew heavily from the laws under which they had been governed for the
preceding three and a half decades, particularly the Jones Law enacted by the U.S.
Congress in 1916. Where Philippine precedents were lacking, the drafters looked first
for precedents of American origin, for they would more easily be incorporated into this
But while the dominating influence was American, the 1935 Constitution bears traces
7 Fernandez, Perfecto V.; Melo, Jose A.R.; Garcia, Cancio G.; Alday, Aloysius C. A
Constitution - all of which were frequently consulted during the Convention. " The
provisions that were relatively new. Among them were the following:
Preamble - Unlike the organic laws in effect, the new Constitution provided
for a preamble.
Bill of Rights - Basically the same as those of the United States, but
with some new provisions.
6 Ibid.
16
Constitution did not provide authorization for the lawmaking body to act
on recommendations from the executive branch on budget appropriations
to run the executive branch of the government.
In general a considerable portion of the ideas and institutions of the 1935 Philippine
Constitution were adopted from the American Constitution, and partly on the
progress, stimulated by free trade with the USA, preferential treatment for Philippine
interrupted by three years of Japanese occupation during the Second World War (1941-
17
1944), but the restoration of US rule was short-lived and the independent Republic of
the Philippines was inaugurated in 1946. It retained close links with the USA, with the
continuance until 1974 of preferential trade and parity rights for US citizens. The
Ferdinand Marcos neared the end of his second term. Citing a threat from "subversive
forces," he imposed martial law under the provisions of the 1935 Constitution, which
lasted until January 1981. In a bid to extend his influence and remain in office,
1973, the new Constitution was approved by the Filipino electorate in a national
referendum. One week later, President Marcos declared that it would go into effect
immediately. It had been the intention of the framers of this Constitution to establish a
during which time the foundations were to be laid for the transformation from a
18
Section 1 of the Transitory Provisions stipulated that:
The situation was far from normal. It was left to President Marcos to decide when the
Interim National Assembly would convene. President Marcos was still governing
under martial law, which he had instituted on September 21, 1972. And he was
Section 3(2) of the Transitory Provisions of the 1973 Constitution stipulated that:
19
Obviously, under martial law and the transitory provisions of the 1973 Constitution,
President Marcos was endowed with enormous powers. However, there appeared to be
a check on his authority by means of the courts. The constitutional basis for this was
All courts existing at the time of the ratification of this Constitution shall
continue and exercise their jurisdiction, until otherwise provided by law
in accordance with this Constitution, and all cases pending in said courts
shall be heard, tried, and determined under the laws then in force. The
provisions of the existing Rules of Court not inconsistent with this
Constitution shall remain operative unless amended, modified, or repealed
by the Supreme Court of the National Assembly.
The role of the courts and especially the Supreme Court during this extraordinary
period, is therefore of the greatest importance. Early in 1973 there were many
prominent individuals who questioned the constitutionality of the procedure which had
President Marcos was urged to end martial law and restore civil liberties in a petition
submitted to him by Roman Catholic bishops made public September 1, 1974. The
petition requested that "...bold steps be taken to gradually lift martial law and thus pave
the way for healing the wounds of the nation." It also questioned the Philippine
economic policy and asked for the restoration of freedom of speech and press.
20
In a worldwide satellite press conference on September 30, 1974, President Marcos
stated:
Of course the problem here is, if you say that martial law leads to
democracy, how long are you going to maintain martial law? I say
again, only as long as necessary. As the constitutionalists put it,
necessity gave life to martial law and martial law cannot continue unless
necessity allows it to live.
He also warned of the dangers of "worldwide inflation and the threat of recession." 9
In response to a proposed national referendum, On March 31, 1973, the Supreme Court
dismissed the case of Javellana vs. Executive Secretary whereby the petitioners sought
Constitution on the ground that it had not been validly ratified and that it had not (in
effect) come into force. Chief Justice Fred Ruiz Castro wrote the following comments
The net result was a holding that the question whether the new
Constitution has come into force and effect is a political question beyond
21
the competence of the Supreme Court to decide. Consequently, the
challenge to its validity must fail, with the result that, in the language of
the resolution, 'there is no further judicial obstacle to the Constitution
being considered in force and effect.'
The dismissal of the petitions follows from the premise that the decisive
question tendered was political, while the statement that 'there is no
further judicial obstacle to the Constitution being considered in force and
"ffect' is a logical consequence of the dismissal of the petitions which
soug'at to enjoin the enforcement of the Constitution.
The Court thus abstained from judgment on the ultimate question of constitutionality.
But its disposition of the cases was no less a decision. To hold that the question
tendered was a political question was itself an interpretive process that called for the
exercise of judgment. Ironically, the Philippine Court referred to Baker vs. Carr, 369
U.S. 186, 1962, in which Justice Bremens cites Justice Brandeis' words, "the most
In April 1978 the first elections under martial law were held, and, despite its criticism
Of the interim assembly of 200 members, only 15 seats were won by the opposition.
The assembly comprised 165 elected representatives from 14 electoral regions, with
22
In January 1980 local elections were held, at which the KBL had a sweeping victory,
gaining even more support than in the 1978 elections. At the same time convincing
charges of cheating were made by the opposition. In January 1981 President Marcos
lifted martial law (for most parts of the country), but he could in effect use martial law
approved by plebescite in April 1981. These replaced the parliamentary form with a
executive committee to take over from the president should the need arise and until
another president was elected. In theory this dealt with the problem of succession but
President Marcos.
A national referendum was held on July 27-28, 1973 on the question: "Do you want
President Marcos to continue in office beyond 1973 and to complete the reforms he
has initiated under Martial Law?" The popular vote overwhelmingly supported Mr.
voting. President Marcos later declared that "martial law should have been legally
terminated on January 17, 1973 when the New Constitution was ratified (but) the
popular clamor manifested in the referendum (was) that the National Assembly be
23
temporarily suspended."
In June 1981 President Marcos was elected for a six year term by an overwhelming
majority (88 percent), with the opposition refusing to participate. Many opposition
politicians continued in detention or voluntary exile and, with the media censored, the
moderate opposition seemed unable to mobilize feeling against the administration and
its abuses. The only effective opposition came from the Communist New People's
Army (NPA), active in rural areas, and from the southern areas where a secessionist
Muslim movement had been active since before the beginning of martial law.
Regional assembly elections held in May 1979, in line with government proposals,
were boycotted by most of the Muslim population. Meanwhile, the NPA extended its
operations from Luzon and Samar to the south - in particular the Davao provinces -
and was estimated to have 12,000 - 15,000 regular and another 10,000 part time militia
The situation changed rapidly in August 1983, when Benigno Aquino, the opposition
leader regarded as the most credible alternative to President Marcos, was assassinated
while under military escort immediately after his return from exile in the US. This
event, and the deep and widely held suspicion that top levels of the government and
military had ordered the assassination, galvanized the non-violent opposition to the
24
the urban middle class, and notably the business community, was expressed for the
first time.
This disenchantment owed much to the "crony" system - the granting of massive
privileges (such as monopoly control over coconut and sugar marketing) to individuals
whose qualifications were largely based on their closeness and devotion to the interests
of the Marcos family. This system was permeated by corruption at all levels, and the
gross economic inefficiency and waste it entailed (long evident to both domestic and
Marcos' contention that Aquino's assassination was a lone gunman in communist pay
was contradicted in the hearings of the commission of inquiry into the event, and the
suspicion that Marcos had not been fully in control at the time, because of poor health,
reinforced the demand for some more secure and open mechanism for succession than
that provided by the executive committee. Bowing to pressure from inside his own
party as well as from external creditors, President Marcos restored the office of elected
vice president as from the next presidential election (then due in 1987), with the
before that date. Moreover, significant changes were made in the set up for the
legislative elections in May 1984, which were designed to make the contest less
25
grossly one sided - for example, by basing the election on local areas rather than
regions and the results more credible abroad (notably in the USA). However, there
were well authenticated reports of vote buying and tampering with ballot boxes and a
very long delay (over a week) in compiling the resul. But the opposition
nevertheless did well, winning 63 of the 183 seats in contention, despite the well
entrenched and well financed KBL party organization at grass roots and the split
within the opposition ranks between those supporting participation in the elections
The strength of anti-Marcos feeling was sustained by the results of the enquiry. This
reported that military forces were responsible for the assassination of Aquino and the
attempted cover-up. The majority (i.e., all members except the commission's head)
named Fabian Ver, the armed forces chief of staff, head of the intelligence service, and
close aide of the President, plus 25 others. The head of the commission named only
seven, led by the chief of security command at the airport. After an initial attempt to
treat the less damaging Yeport as the operative one, Marcos (under pressure from
Washington) allowed proceedings to begin against General Ver and the other accused.
However, there was widespread suspicion that the whole exercise was designed to clear
General Ver and permit him to resume his functions as chief of staff. This was borne
out by Ver's acquittal in December 1985. Because of the verdict's lack of credibility,
26
To reassert his supremacy, and to counter pressure from Washington, President Marcos
called an early election for February 1986. He assumed he would easily prevail. He
had advantages stemming from two decades of autocratic rule, with access to funds
and the media, while the opposition had still to unite behind one candidate, with less
Marcos did not miscalculate on the workings of the government electoral machine; he
was declared winner by about 1.5 million votes. But he had miscalculated on other
widow of Benigno Aquino, who united the previously disparate moderate opposition
and, with her calls for peaceful reform, drew the total support of the Roman Catholic
rigging of the court, and the widespread intimidation of the electorate. And finally he
overestimated his own hold on the Philippines. His claim to be victor was rejected
first by the opposition, second by Washington, and finally by a section of the armed
forces led by the defence minister, Juan Ponce Enrile, and by the deputy chief of staff,
27
General Fidel Ramos. Their mutiny in support of Aquino's claim to be president was
backed by the civilian population in Manila which, at the behest of the head of the
Catholic Church, Cardinal Jamie Sin, came out on the streets to shield the rebels.
Troops and armor sent to capture the rebel stronghold turned back when faced with
thousands of unarmed civilians. With his stronghold over the armed forces eroding by
the hour and with final confirmation that he could not look to President Reagan for
more than an offer of asylum, and that only if he went without a fight, Marcos
yielded. He flew to exile in Hawaii, where he remained until his death in 1989. He
did not specifically yield the presidency to Corazon Aquino, but the legitimacy of her
succession was not contested even by many of the former supporters of Marcos.
President Aquino then sought to reunite the country. Following campaign pledges,
civil liberties were restored, political prisoners were released, and the NPA was offered
a six month cease fire, with negotiations on grievances, in return for surrendering its
arms. Cory's regime wished to maintain fundamental social structures and the system
of government, at least in its broad terms. However, the fact of having come to power
through a military revolt and the forced departure of a proclaimed elected president
meant that the Aquino government's claim to legality was suspect under the existing
constitution, and the new regime could not constitutionally remove established
constitution in March 1986 to last for one year while a permanent constitution was
28
drafted by a special commission. The transitional constitution maintained many
provisions of the old one, including in rewritten form the presidential right to rule by
convention whose members were appointed by the president. It largely restored the
set-up abolished by Marcos in 1972, but with new controls on the president based on
The presidential term is a single one of six years (thus Aquino's term lasted until mid-
1992). The president may impose martial law for no longer than 60 days, and the
decree proclaiming it can be revoked by Congress. The president may not abolish
Congress. The judiciary rules on the constitutionality of presidential decrees, and there
The new constitution was overwhelmingly approved (with a 76 per cent majority in an
87 per cent turnout) in February 1987, and congressional elections were held the
following May. The 1986 Constitution was upheld throughout President Aquino's
tumultuous six years in office and a peaceful (by Philippine standards) turnover
29
CONCLUSION
The message delivered here has been long, but its conclusion is quite clear -
After more than 300 years of monastic rule by the Spaniards, a half-century of
The results were inextricably tied to their culture and adopted Christianity. They were
long used to the idea of the sovereignty of law and central government. Christianity
added the ideals of fair play and higher purpose. The practice of sending scholars to
Europe, and later to America, helped to develop liberal ideas and a deeper
understanding of the principles of democracy. The 1935 Consttituion could have been
in existence today, were it not for the excesses of the Marcos years. Those excesses,
coupled with the increased political awareness of an ever growing educated middle
class, finally fomented enough dissatisfaction that one final change was inevitable.
Marcos and wife actually helped things along by their outright corruption and arrogant
behavior. It may take decades for the Philippines to recover from the economic and
social losses incurred during its recent history, but as it is blessed with a resilient
30