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Heat Pump PDF

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HEAT PUMP SYSTEMS i HARRY J. SAUER, JR. i RONALD H. HOWELL University of Missouri—Rolla ‘A Wiley-Interscience Publication JOHN WILEY & SONS New York Chichester Brisbane Toronto Singapore Copyright € 1983 by John Wiley & Sons, Inc A sights revered. Published sinwltancowsly in Canada. Reprodition or translation af ny pct ofthis work ‘beyond that permited by Section 107 of 18 of he 19M United Sates Copyright Act without he permission ofthe copyright owners uslil, Requests for permission or further information shouldbe nddressed to ‘he Perisions Department, Joha Wiley & Sons, Ine Library of Congress Cataloging in Publication Date Sar, Harry J. 1985— Heat pump systems ‘A Witey-otersiencepubieation. Incioes biographical references and index 1 eat pumps: 1 Howel, Ronald H (Ronald Humten, 535——L Te Treat SIH 9S Gas .L1N5 Prine inthe Unite States of America weeresesae PREFACE EERE eo This book is designed to provide a complete, comprehensive treatment of hheat pumps . . their fundamentals, performance, design, cost, and selec- tion. It is an outgrowth of a manual developed for an intensive seminar on electric heat pumps sponsored by the American Gas Association (AGA) ian 1979. Although the manual has been completely rewritten and much material ‘added, the authors are greatly indebted to AGA for providing both initial incentive as well as considerable material for this book. A large debt of appreciation is also owed the American Society of Heating, Refrigerating, and Air-Conditioning Engineers for allowing us to draw heavily on the methodology in the ASHRAE Handbooks and from Environmental Control Principles, the educational supplement to the 198] Fundamentals Hand: book, developed for ASHRAE by the authors Although itis impossible to acknowiedge all the people and companies ‘who have contributed to this book, we hope that the references at the end of cach chapter provide adequate recognition to the major sources of material However, with 2 combined total of over 45 years of teaching, the authors have benefitted from many semesters of using the texts of Jennings, Stoec ker, and Threlkeld (refrigeration/air-conditioning), Van Wylen and Sonntag (thermodynamics), Holman (heat transfer), and many others. Undoubtedly. this presentation has been influenced by these experiences but the sources of specific ideas, perspectives, examples, approaches, and the like have been forgotten and only a general “thank you" can be offered, And, of course, very special thanks go to our families for all their encouragement and patience. Over the years many excellent technical texts and reference books have appeared dealing with refrigeration. However, the heating capabilitice of such equipment have failed to receive much attention. With the value of ‘energy today, the heat pump has become a more timely concept. The eatly days of the heat pump showed that three essential characteristics had (0 exist in order to generate consumer interest in heat pumps. First, a need for 4 a Vi PREFACE cooling as well as heating was required in order the justify the high initial equipment cost, Second, relatively low electrical rates were necessary for the heat pump to compete favorably in terms of operating costs with fossil fuel fired furnaces. Third, the heat pump had to have satisfactory reliability and low maintenance requirements. Achievement of this combination of ‘events has Ie to a period of explosive growth and the industry moved froma level of 82,000 heat pumps shipped in 1971 to over $40,000 units in 1981 ‘Accompanying this increase in interest and use, the need for knowledge of heat pump principles and technology has greatly increased. This book attempts to be a complete reference/text book on heat pumps linking the fundamental principles of economics, thermodynamics, and heat transfer vith current design, selection, and operating practices. Emphasis is placed ‘on specific, practical methods and solutions—not broad generalizations. All the essential procedures are presented in step-by-step fashion to enable HIVAC engineers, contractors, architects, and builders to design, size, and select heat pump systems and components. Example problems are included throughout which demonstrate fundamental principles, techniques of calcu- lational procedures, and overall system analysis, design, andior selection. ‘The early chapters provide a combination of historical background and {echnical introduction to heat pumps, emphasizing the more common vapor- compression types, but including gas-fired versions, solar and geothermal units, and hybrid systems. The reader is then provided the necessary tools for sizing heat pumps, for estimating the energy use by such systems, and for ‘determining life cycle costs. The results of many studies and experiences in ‘actual residential, commercial, and industrial installations are presented in detail as relate to energy consumption, owning and operating costs, reliabil- ity and maintenance, realistic expectations, and environmental impacts. The book concludes with a look at developments underway today as well as possible future technologies. We hope it makes interesting and informative reading. Harey J. Savee, Je Rowato H. Howen oll, Musou ‘Avi 1983 CONTENTS INTRODUCTION 1 Heating and Cooling Systems, 1 Facts About Energy and Power, 12 12.1, Forms of Energy, 12 12.2. Conversion of Energy, 14 123, Fuols, 15 1.2.4, Electrical Energy, 16 12.5. Energy Units, 16 1.2.6. Power versus Energy, 18 12.7. Power Units, 19 128 Effect of Power on Costs, 20 1.2.9. Energy Required in Buildings. 21 References, 23, Problems, 24 ‘THERMODYNAMICS % 2.1, Some Definitions and Basic Concepis, 26 2.2. Thermodynamic Fundamentals, 28 2.2.1. System and Surroundings. 30 22.2. Properties and State, 30, 22.3. Processes and Cycles, 32 224. Reversibility, 33 22. Conservation of Mass, $4 Phases and Changes in Phase of Matter, 35 Properties of a Substance, 40 24.1. Specific Volume and Density, 40 242. Pressure, 41 CONTENTS 2.4.3. Temperature, 42 2.44. Internal Energy, 43, 24.5. Enthalpy, 44 24.6. Entropy, 44 24.7. Specific Heats, 44 2.4.8. Tables and Graphs of Thermodynamic Properties, 45 2.4.9, Property Equations for Ideal Gases, 47 24.10. Mixwures, $4 24.11, Psychrometrics: Moist Air Properties, 56 24.12, The Psychrometric Chart, 59 25. Forms of Energy, 63 23.1. Energy, 63 25.2. Stored Forms of Energy, 64 2.5.3, Transient Forms of Energy, 65 2.6. The First Law of Thermodynamics (Conservation of Energy), 68 27. ‘The Second Law of Thermodynamics, 73 27.1. The Second Law from Classical ‘Thermodynamics, 73 27.2, The Second Law from Statistical ‘Thermodynamics, 75 2.7.3. Physical Meaning of Entropy, 76 2.7.4, Bntropy Equation of the Second Law of ‘Thermodynamics, 78 2.8. Application of Thermodynamics to Refrigeration, 77 2.8.1. Energy Relations for the Basic Refrigeration Cycle, 80 29. Application of Thermodynamics to Heat Pumps, 86 2.10, _Ammonia-Absorption Refrigeration Cycle, 90 2.11, Application of Thermodynamics to Heating, Ventilating, and Air-Conditioning (HVAC) Processes, 91 2.111.” Absomption of Space Heat and Moistre iains, 93 2.11.2, Heating or Cooling of Air, 94 2.11.3. Cooling and Dehumidifying of Air, 94 2.11.4. Heating and Humiditying Air, 95 2.11.5. Adiabatic Mixing of Two Streams of Air, 96 2.11.6, Adiabatic Mixing of Moist Air with Injected Water, 96 2.11.7. Moving Air, 97 2.11.8, Apyruximate Equations Using Volume Flow Rates, 97 Problems, 106 HEAT 3 32. 33, 34, 3. Referes HEAT 4 42. CONTENTS ix PUMP SYSTEMS AND APPLICATIONS 16 Basic Arrangements, 116 ‘Typical Classifications, 118 3.2.1. Sources and Sinks, 120 3.2.2. Applied, Unitary, Package, and Split Systems, m2 3.2.3. Installation Mlustrations, 126 ‘Typical Characteristics, 126 33.1. Air-Source Heat Pumps, 126 3.3.2. Water-Source Heat Pumps, 135 33.3, Ground-Coupled Heat Pumps, 147 3.3.4. Solar-Assisted Heat Pumps, 147 3.3.5. Commercial Heat Pump Systems, 160 Specifications and Performance Data, 166 Sizing and Selecting the Heat Pump, 170 snces, 175 PUMP COMPONENTS m Compressors, 177 4.1.1. Compressor Types, 178 4.1.2. Compressor Performance, 185 Heat-Transfer Components, 192 4.2.1, Heat Exchangers, 192 4.2.2. Extended Surface Coils, 199 423. Coll Ratings, 208 424. Condensers, 211 42.5. Evaporators, 214 42.6. Heat Exchanger Effectiveness, 218 Expansion (Metering) Devices, 221 Reversing Valves, 228 Filter-Drier, 231 ‘Accumulatar, 232 Refrigerant Piping, 232 Supplementary Electric Heaters, 234 Controls, 236 49.1. Pressure Controls, 236 49.2. Defrost Control, 236 49.3. Thermostats, 239 ‘Typical Wiring Circuits, 241 Estimating Part-Load Performance of Components and Systems, 241 ( ‘CONTENTS, 4.12, Component Effect on System Performance, 248 References, 256 Problems, 256 GAS-FIRED AND HYBRID HEAT PUMPS 5.1. Gas-Fired Heat Pumps, 263 5.2. Thermal Engine Heat Pumps, 264 5.2.1. Stirling-Rankine Heat Pump, 269 5.2.2. Rankine-Rankine Heat Pump, 273, 5.2.3. Brayton-Rankine Heat Pump, 275 5.24. Otto-Rankine Heat Pump, 279 5.2.5. _Bricsson-Eriesson Heat Pump, 281 5.3. Absorption-Cyele Heat Pumps, 283 5.4. Chemical Heat Pumps, 287 3. Solat-Fired Heat Pumps, 290 5.6. Hybtid Heat Pumps, 290 5.7. Summary, 300 References, 301 HEATING AND COOLING LOADS 6.1. Load Components, 302 6.2. Indoor Design Conditions, 303 63. Outdoor Design Conditions: Weather Data, 305 64. Other Factors Affecting Design Conditions, 308 6.5. Infiltration and Ventilation, 311 6.6. Heat Transfer Coefficients, 318 6.7. Surface Temperatures, 335 68. Temperatures in Adjacent Unconditioned Spaces, 336 69. Heating Load, 337 69.1. Genetal Concepts, 337 6.9.2. General Procedure, 339 69.3. Heat Loss for Above-Grade Components, 340 69.4, On-Grade and Below-Grade Heat Losses, 340 6.10. Cooling Load, 346 6.10.1. Genetal Concepts, 346 6.10.2. Exterior Walls and Roofs, 349 6.10.3. Fencstratious, 339 6.10.4. Interior Partitions, 367 6.10.5. Heat Sourees within Conditioned Space, 367 6.10.6. Ventilation and Infiltration, 379 6.10.7. Cooling Load Summary, 379 302 CONTENTS x ou. implied Procedure for Calculating Residential Cooling Load, 382 References, 389 Problems, 390 ENERGY USE DETERMINATION 396 7.1. Energy Estimating, 396 7.2. The Degree-Day Method. 397 7.3. Modified Degree-Day Procedure, 400 7.4. Equivalent Full-Load-Hours Method for Cooling, 40 75. Bin-Method Procedure, 404 7.6. Heat Pump Ratings and Operating Characteristics, 404 7.7. Heat Pump Performance Parameters, 409 7.8. Seasonal Performance Factor, 413 7.9. Effect of Component Inefficiencies, 414 7.10, Thermostat Setback with Heat Pumps, 416 TAL. Seasonal Performance of Several Heat Pumps, 419 7.AL.L. Air-Source Heat Pump Performance Data, 419 7.11.2. Water-Source Heat Pump Performance Data, 28 7.113, Field Test Results—Commonwealth Edison, 28 7.114, Field Test Results—NBS (Bowman House), 482 71.5. Laboratory Test Results—NBS, 437 7.12. Heat Pump Test Standard Proposed by DOE, 438 7.13. Variation in Heat Pump Performance, 441 References, 444 Problems, 444 COMPARATIVE ENERGY USE STUDIES 497 8.1, Howell and Sauer Study: Residential (1976), 447 8.2. Gordian Study: Residential (1976), 453 8.2.1. Scope, 453 2.2. Selection of Test Cities, 453 8.2.3, Selection and Description of Test House. 456 8.24. Tleating ant Cooling Systems Setecilon, 435 8.2.5. Results of Simulations, 459 8.3. Delene Study: Residentiat (1974), 466 84. Union Electric Study: Resident (1880). 466 8.5. Gordian Study: Residential (1978). 472 x % ‘CONTENTS BS.1. Methodology, 472 85.2. Residential Building Selection and Design-Load Calculation, 474 8.5.3. Heating and Cooling System Selection, 474 854. General Findings, 481 8.5.5. Specific Findings: Conventional Systems, 494 8.5.6. Specific Findings: Advanced Systems, 495 8.6 Gordian Study: Commercial (1978), 498 8.6.1. Methodology, 498 8.6.2. Commercial Building Selection and Design-Load Calculation, 499 8.6.3. Heating and Cooling System Selection, 499 8.64. Systems Simulation and Computer Modeling, 506 8.6.5. _ Analysis of Heat Pump Performance, 506 References, 511 ECONOMIC ANALYSIS FUNDAMENTALS 9.1. Introduction, $12 9.2. Costs of Ownership, 514 9.2.1. Initial Costs, $14 9.2.2. Interest, S14 9.2.3. Time Period, 515 9.2.4. Present Worth, 517 9.2.5, Property Tax, 517 92.6. Insurance, 519 9.2.7. Salvage Value, $19 9.3. Operating Costs, 520 93.1. Energy, 320 Maintenance, $21 Labor, 522 Water Costs, 522 9.3.5. Income Tax, 522 94, Summary of Interest, Discount, and Annuity Formulas, 522 95. Life-Cycle Costing (LCC), 522 9.5.1. An Overview of the LCC Concept, 522 9.5.2. LCC Organization, 525 9.5.3. Time Considerations, 526 9.34. Identifying me LOC Parameters, 928 9.5.5. Converting to Common Time and Dollar Measure, 529 6, Partial vs Comprehensive LCC Methods, $32 x sn 10. nh CONTENTS xi 9.6. Life-Cycle Cost Techniques, $33 9.6.1. Payback Method, 533 9.6.2. Return-on-Investment Method, $40 9.6.3. Net Present Value (Present Worth) Method, 540 9.6.4, Net Annual Value (Benefits) Method, 543, 9.6.5. BenefitCost Ratio Method, 545 9.6.6. Internal Rate of Return (Cash Flow) Method, S45 9.7. Summary, 546 References, $51 Problems, 552 OWNING AND OPERATING Costs 553 10.1. Introduction, $53 10.2. Some Recent Investigations, 553, 10.2.1. Original Gordian (FEA) Study (1976), $53 10.2.2. Hiller-Glicksman (MIT) Study (1976), 585 10.23. Christian (Argonne) Study (197), $62 10.2.4. Nielsen (NWWA) Study (1977), 564 10.3. The Comprehensive Gordian (FEA) Study (1978), 565 10.3.1. Methodology, 565 10.3.2. Residential HVAC Systems Costs, 571 10.3.3. Commercial HVAC Systems Costs, 582 10.3.4. Conclusions of 1978 Gordian Study, 584 10.4. ‘The Smith (TRANE) Hydronic Heat Pump Study, 588 104.1. System Analysis, 588 10.4.2. Economic Comparison, 591 10.43. Summary of Smith Study, 596 10.5, Department of Energy Study, 596 10.6, EPRI (Westinghouse) Heat Pump Study, 600 References, 609 RELIABILITY, MAINTENANCE, AND SERVICE on 11.1. Heat Pump Reliability, 611 ILA. History of Reliability, 611 1LE2. Compressor Raihires, 614 11.1.3. Fan Motor Defect Rate, 619 1.14. Capillary Tubes, Expansion Valves, or Constant-Pressure Valves, 620 MLAS. Defrost, 621 : : xv CONTENTS 11.1.6. Accumulator Pros and Cons, 623 ILL7. Some Recommendations for Improved Reliability, 623 11.1.8. Conclusions on Reliability from the Gordian Study, 625 : 11.1.9. Recommendations on Reliability from the Westinghouse EPRI Study, 626 1.1.10, Results on Acceptance of Heat Pumps, 633 11.2. Maintenance and Service, 638 References, 643 12. ADVANCES IN HEAT PUMES ous 12.1. Heat Pump Improvements, 644 12.1.1, Multispeed Compressors, 644 1211.2. Defrost Control, 645 12.1.3. Component Modifications, 645 12.2. Heat Pump Innovations, 646. 12.2.1. Ice-Maker Heat Pumps (ACES), 646 12.2.2. Water-Heating Heat Pumps, 651 12.2.3. Dual-Source Heat Pumps, 662 12.24. Heat-Only Heat Pumps, 662 12.25. Air-Cycle Heat Pumps (ROVAC), 663 12.3. Other Heat Pump Concepts, 665 12.3.1. Peltier-Bifect Heat Pumps, 665 : 12.3.2. Magnetic Heat Pump, 656 124. Primary Energy Basis Comparison of Conventional and ‘Advanced Heating and Cooling Systems, 667 12.5. Summary, 675 References, 680 ‘Appendix A. REFRIGERANT-12 TABLES st Appendix B. REFRIGERANT-22 TABLES 686 Appendix C. COMPOUND INTEREST TABLES 9 Appendix D. CONVERSION TABLES (British-St, 0 INDEX nm INTRODUCTION 1.1, HEATING. AND COOLING SYSTEMS Our ‘new" energy sources. solar and geathermal, were undoubtedly the carliest forms of energy to warm the human envionment, The sun kept people warm when it was out, and when it wasn't, cave homes and earth shelters provided warmth [vom geothermal heat. The most primitive method of heating was the open fire of the eave man, who thousands of years ago ‘modified his personal climate by. nurturing the first fre. Then the Romans ingeniously engineered ventilation and panel heating into their baths. One of the first notable steps in the evolution ofthe heating system consisted of the addition of a chimney to carry away the products of combustion, from which it was only a-short step (0 the fireplace and then (o the stove, An important later innovation in the devetopment of the furnace system was the addition of a fan to provide a mechanical means of forcing air through the duct system. The remarkable Leonardo da Vinci had built a ventiating fan at the end of the 15th century, ‘On the cooling side, in both Egypt and India, the evaporative cooting process supported by radiation to clear skies at night furnished ice for the royal tables es early as 500 ac. The Scottish physician Dr. William Cullen in 1775 evacuated a vessel of water to make ice. A few years later our own Benjamin Franklin wrote his treatise on Pennsylvania fireplaces, detailing their construction, installation, and operation with elaharate illustrations In the United States, by 1800, the techniques of warming and ventil wellings were developing well. Fans, boilers, and radiators had bee! vented and were in common use. Reffigeration technology was not very far behind. Dr. John Gorrie, a physician in Charleston, South Carolina, vented a dense air compression machine in 1849 and in 1851 was granted 4 | 2 antRopucTION sre spe a Mig. 1.1. Lord Kelvin’s heat engine, U.S. Patent 8080. This was the first commercial machine in the world built land used for refrigeration and air-conditioning, and used compressed air in ‘an open cycle. In France, Ferdinand Carré in 1851 designed the first am: ‘monia absorption unit. Alexander Catlin Twining of New Haven, Connecti- ‘cut, received U.S. Patent 10,221 in 1853 for the first compression machine in the world 10 make ice commercially by the vapor compression system, ‘The growth in understanding of physical processes in the 19th century led to interest in the possibility of pumping heat energy (o 8 higher temperature, Joule demonstrated the principle of changing the temperature of a gas by altering its pressure, and the theoretical concept of the heat pump was described in an 1824 book written by a young French army officer, Sadi Carnot. Professor William Thomson (later to be Lord Kelvin) was the first to propose the heat pump, or “heat multiplier” as he called it, Thomson pub- lished a paper in 1852 {1}* describing 2 system in which, using a linked ‘compressor and expander, air was moved fo and from a reservoir that also acted as a heat exchanger Fig. 1.1). This open-cycle unit could be used for either heating or cooling buildings. In his paper Thomson foresaw the closed-cycle vapor compression machine, but neither the refrigerants nor the drive motors were available to enable him to design anything really resembling the modern heat pump. Development of refrigeration equipment using these ideas progressed rap- idly in the 1870s. A number of cokd-air refrigeration machines were produced in response to the needs of the international frozen meat trade. The cold-air refrigeration machines were ousted by carbon dioxide machines, and by the 1920s ammonia compression had become established. Smaller refrigeration equipment used methyl chloride in the 1930s, and by the early 1940s the first of the modern halocarbou refrigeramts, R-I2, was avalible, BY 1940 and the beginning of World War II, the art of air cooling was introduced in an “Numbers brackets cefer to references athe end ofthe chapter. 1.1, HEATING AND COOLING systEMS ‘ever-increasing number of applications. Air cooling of department stores, restaurants, hotels and hospitals became an accepted practice, and extended research was underway in the preferred methods of cooling automobiles, air planes, and homes, Over this period of reftigeration equipment development, the develop: ‘ment of heat pumps lagged behind. While refrigeration met an established need, heat pump development depended on energy costs and availablity and fon the alternative heat gencrators available. Heat pumps are refrigeration systems in which the rejected heat is at least as important as the refrigeration effect, Heat pumps have been referred to as reverse-cycle refrigeration sys tems. ‘4 heat pump, in the common thermodynamic sense, is a system in which refrigeration components (compressors, condensers, evaporators, and ex- pansion devices) are used in such a manner as to take heat from’ source (air, water, ground, ete.) and give it up 10 a heat sink (air, water, ground tc.) that is at ¢ higher temperature than the source. For many applications, the heat pump is designed in such a manner as to reverse the cooling and heating functions. This allows the use of the same equipment for both heal- ing and cooling an individual structure, Other applications are designed to simultaneously utilize both the heating and cooling effects obtained from the cycle in the same structure First heat pump applications were considered in the 1920s, with restate- ‘ments of and improvements on Thomson's paper by Krauss [2] and Morley [B}, Although there were no heat pumps as such in existence, it was possible to examine their feasibility by analyzing the performance of the rapidly increasing amount of refrigeration equipment that was being installed. This was done by Haldane (4), who analyzed data from a number of refrigerating plants operating between 1891 and 1926. From these results, Haldane was able to recommend that reversible heat pumps should be considered for cooling and heating buildings. Not content with theoretical calculations, Haldane constructed an expeti- ‘mental heat pump in the mi¢-1920s to provide space heating and water heating in his home in Scotland. He used both outdoor air and mains water as heat sources, a low-temperature, hot-water radiator heat-distribution sys tem, and an electrically driven refrigeration compressor. The performance of the domestic unit showed a worthwhile coefficient of performance (COP)* and, apart from a “litle” noise difficulty, appears to have been effective Probably the first large-scale heat pump application was in the Los ‘Angeles offices of the Southern California Edison Company {5}, where in 1930-1981 refrigerating equipment was used for heating purposes. A COP of between 1.5 and 2 was obtained. In the carly 1930s many manufacturers became interested in the develop- ‘ment of economical heat pump systems, Several custom-designed systems “COP ~ units of heating eneray per unit of work: inp a ; ( 4 imtRopuction were developed for individual buildings and put into operation. These pro ct wet ied umber nd wet riaely nce. They conned the eat pump principle proposed by Carnot and further developed by Kelvin. Enough actual performance data were cllected from these systems Co pro: mote renewed interest and development in the 1940s (6. ‘The economic dificalties of the 1930s provided the necessary spur for heat pump development in Europe, and an appreciable numberof large-scale applications were in existence by 1943, The first major heat pump installa. tion in Europe was commissioned during the period 1938-1939 in Zurich. A Unit that used river water as the heat source utilized a rotary compressor with R-12 6 the working fluid [7]. Used to heat the Town Hall, the output of the Zurich heat pump was 175 kW, delivering water ata temperature of °C for space heating. A thermal storage system Was incorporated in the circuit. ‘Water temperature could be boosted by electric heating at periods of peak ddemand. The system was also arranged so that it could provide cooling in summer months. Kemler and Oglesby (8) list 15 commercial applications installed by 1940 in the United States, the majority using well water as thet heat source. This activity was interrupted by World War I, which diverted the tech cal skills of industry to more urgent matters. Interest resumed after the wat, and there were many more demonstration projects installed in the late 1940s, Ie became evident at that tie that if there was tobe wide acceptance of heat pumps for comfort heating, products based on the unitary concept would have to be developed. A unitary refrigeration system is one thats factory engineered and factory-built and then shipped to the field in one or wo assemblies. 1m the United States, developmient of smaller heat pump units, basically reversible air conditioners for domestic use providing ether heating or cook. ing, had progressed sufficiently by 1948 for afield test procedure [9] 10 be formulated and for fld tests to be performed by electri utility companies {10}. Possible problems of electricity demand characteristics were examined closely, and the dangers of excessive heat losses from airaistabation duct- wwork were noted ‘The use of heat pumps for the heating and cooling ofthe Equitable Build- ing in Portland, Oregon, initiated in 1948, was a pioneering achievement in the Western Hemisphere. In 1980 the system was designated National Historie Mechanical Engineering Landmark by the American Society of Mechanical Engineers. ‘Around 1950 work was done in both the United States and Britain on domestic heat pumps using ground coils as a heat source. Baker {111 de. simed a reversible unit incorporating an. antifreeze storage bath, and re. ported a coefficient of performance greater than 3on average over the winter of 1950-1951 Inthe late 19405 and into the carly 1950s, development work continued on unizary heat pumps for residential and small commercial installations. These Lu. HATING AND COOLING SYSTEMS 5 are factory-engineered and factory-assembled units that. like conventional domestic boilers, could be installed easily and cheaply in the home or in small commercial premises. In 1952, heat pumps developed along these lines were offered in quantity to the market (6). The early days of the heat pump showed that three essential characteris tics had to exist in order to generate consumer interest in heal pumps. First. there had to be a need for cooling as well as heating to justify the high initial equipment cost. Second, relatively low electricity rates were necessary for the heat pump to compete favorably in terms of operating costs with far- races fired with fossil-uels. Third, the heat pump hic! to have satisfactory reliability in order to minimize service calls. Figures 1.2 and 1. illustrate some of the claims and studies made by proponents and opponents (respec= tively) of the electric heat pump and offer conflicting conckusions as to the energy effectiveness, reliability, and market acceptance of the electric heat pump. Since the high first cost ofa heat pump precludes using it for heating only, the growth of the heat pump market closely paralleled the post-World Wat IL growth in demand for comfort cooling. Comfort cooling, for obvious reasons, first spread in regions with a hat and humid climate. Heat pumps ‘were first marketed on a commercial scale along the Gulf Coast and in the Mississippi River valley. Approximately 1000 units were sold in 1952. By 1954 sales were sill only at 2000 units. In 1957, 10,000 units were shipped Fig. 1.4), In the carly 1960s, reversible domestic air-lo-air heat pumps established an appreciable sales success in the United States. In 1963 the number of units shipped was 76,000. Unfortunately they also established a poor reputa tion for reliability, as it had not been fully appreciated that a reversible heat ‘pump needs to be more than just an air conditioner with a refrigerant flow- reversing valve added. While reputable manufacturers realized that a heat pump would have to operate many times: longer than a typical air con- ditioner, and under conditions that would subject the heat pump com- ponents, especially the compressor, to high stress and wear. many other ‘manufacturers marketed products that were litte more than standard air conditioners with reversing valves. The heat pump, although generally only slightly more difficult to install and maintain than a central air-conditioning system, is much less tolerant of improper installation or poor servicing, ‘The early heat pump models lacked sufficient durability as outdoor winter temperatures dropped. During periods of low winter temperatures, stresses Were very severe on the heat pump components (compressors. reversing valves, and control hardware). Many of the early heat pump models had a high mortality rate due to the severe conditions under which they had to ‘operate. These experiences during the 1950s and early 1960 almost de- sttoyed the heat pump industry. Given some equipment that was of poor quality to begin with, or good equipment that was misapplied or serviced by poorly trained refrigeration & INTRODUCTION Fig. 1.2. Some favorable statements on Heat Pump, mechanics, by the early 1960s the product had earned a sufficiently poor reputation that the entire heat pump industry faced impending disaster in the fotm of plummeting sales and a rapidly growing volume of complaints. By 1964, reliability probiems were sufficiently severe for U.S. military author- ities to ban heat pump [hou miliary housing, & ban that lasted Un 1973. During the 1960s, electric rates continued to decline, and electric furnaces offered the consumer competitive operating rates compared (0 the heat pump, along with a higher reliability. During this decade, many manufactur. 1.1, HEATING AND COOLING svsTEMS Fig. and some not so favorable. ¢r= dropped heat pumps from thet product ines while others curtailed sles in northern regions ofthe United States. These occurences cased doe dove in heatpump sae, which persist at fat rate between 1969 ad i he industry persevere. using tis period, improved best , . designs ware developed tha included more reliable compressors aed oon, cating systems, improved reversing valves, and refined sone) elem Ty Nal Se te an 8 aNTRODUCTION 30,200 |__| 20,000 240,000 220,000 200,000 180,000 160,090 120,000 Peto 0,000} BE, onvesnet 29,009 a ee a vow Fg 14. Manufacture of unitary heat pumps in the United States between 1954 and 1978 (61. We heat pump install addition, electric utilities set up programs to improve heat pump inst h 3s for installers, certification tions. ‘These programs included taining programs for ins cat ‘of installers and maintenance personnel, and collection and dissemination of service and reliability information Tn 1963, the Edison Electric Institute (BED) initiated heat pump im- wement research program to improve the reliability and performance of these appliances. The Contracts for development of a prototype 3-ton single phase residential and S-ton three-phase commercial unit were awarded to Westinghouse and Carrier, respectively, who built 200 units ofeach for field testing. Improved compressors able (o withstand the lubrication and cooling problems associated wit reversing the cle were reiced, and ev oper ang eyes were devised Several milion units have now been sold Also, (0 acd integrity to manufacturer's performance claims, the industry trade ass0~ Cation, the Air Conditioning ond Raffigeration Ins, iin in 16d» program that certified the basie performance characteristics andthe cooling fand heating capacity of the product Following these American developments, heat pump applications in creased worldwide inthe late 1960s and early 1970s, Simall domestic units 11, HEATING AND COOLING SYSTEMS 9 Heat pumps (oii) Em 1S 16 17 1879 eat pump shipment 1972-1979, using outdoor air as a heat source were produced (notably in Japan. Sweden, ‘and France), and larger units were increasingly incorporated into integrated heat-recovery designs for larger commercial and public buildings, particu larly inthe United Kingdom and in Germany. Many of the smaller units were reversible for applications with appreciable cooling loads Following the oil price increases of the early 1970s, heat pump applica- tions where cooling was not required began to be economically more attra tive, and national energy use surveys in Britain and Sweden showed how hheat pumping could teduce domestic space-heating energy requirements economically. In many areas of the United States, curtailments were placed om the use of some fossil fuels for heating, and the only alternatives were oil furnaces, electric furnaces, and heat pumps. ‘The reliability of improved designs had been established, and while ques- tions about the reputation earned in the 1950s stil remained, the evidence indicated that the heat pump industry was ready. ‘The combination of these events had led to a period of explosive growth, and the industry moved from a level of 82,000 units shipped in 1971 to over 560,000 units in 1978. which Jas truly the year of the heat pump. with its installation in 42% of the 797,000 new homes built with central air-conditioning that year. Although in 1979 heat pumps recorded their first plateau since the previous low in 1971. the 547,694 unitary heat pumps shipped tha year showed! graphically that the renewed availability of natural gas did not sound the heat pump's death knell (Fig. 1.5). la fact. if the increases in water-source heat pumps. pack- ‘aged terminal air conditioners (ptac’s),field-crected systems, and raom-unit hheat pumps were added. the overall heat pump total in 1978 would have shown a healthy increase instead of a 2% decline from the 560,000 units shipped in 1978. Unitary heat pump sales declined in 1980 as a reflection of the disruption of the new-lhouse market by expensive money rather than the heat pump's inability 10 compete in a market once more dominated by natu ral gas. If we consider an average life of 15 years, there are somewhat over 3 million unitary heat pumps in use today. In the ierests of sinks for the heat pump, typical configurations and applications, energy. = provement Research Project [17]. A study by Hise {18}, of Oak Ridge Na- Studies sponsored by the Federal Energy Agency (FEA) and the DOE been written or edited by Heap [21], Reay and Macmic! {22}, and Collie 4 23). G0) 1 eyes 167 SL Market Units 2787 é 3 é eae 320 Tonnage? 18 x 10° 76 ug 22 6 ae Ne ps (981) cements! ex 10) 2s 32 B % Conversions per Replas Potential Market New Construction i x 10) 251 316 13 760) Factor” 3 8 31 ori weighted.) r\ ake Light Service |s air contioned and potential user ofan electric heat ‘ol ft ‘Estimated 10% of new construction marke, “Number of nits bated op average & en capacity 2 1 “Inclodes mcilaneoos and pubic balding Sineldes toes, S02 a2 nce: Gordian Associates, Ine os 1540 1981 (R109) New Construction, varebouses, and shopping eaters, ing Type Bu Ofice® ‘TABLE 11, Potential Nonresidential Building Market for Electric Heat Pumy pump up to 2 tene capacity (The ns Commercia® 42 wrRopucTion ‘TABLE 1.2, Potetil Nonresident Electric Heat Pomp Market eee Building Heat Pimp “eat Pump =/z= Square Footage Tonnage Units 2/5 Year G09) eto cc) a} ~ ion 770 war 3 ar 8) ge iat 336 2787 581 : £182 )ene 198s «3 3010 ar : 3| 2/8583 1390 997 323 wo Elex eee 1998 1100 3667 764 z 2000 ais. 4050, a . BOE Toxnc: orn Asai Is Sleang 5 eee po: Ebye goa =| S22. Zoe 12. FACTS ABOUT ENERGY AND POWER 8| 222) nace eG 1.2.1, Forms of Energy #| See 3 2) 26 g 4 Generally speaking all energy on earth comes from the sun. Energy exists in ah ge Ste different forms: chemical, auclear, sound, light, mechanical, heat, and so S| af 3 fon. Energy can be converted from one form fo another, and all energy 8) 2&llssae zo¢ eventually converts into heat. z z, is Energy can be defined as the ability to do work, and work is defined as & s} 8g eitie force acting through a distance, for example, the lifting of an object to a Hoo, aE higher elevation. Ifa box weighing 10 Ibis lifted from the floor onto a table gy. & ete that is 3 ft above the floor, the work required is 10Tb times 3 ft, or 30ft1b. To #| EElace,| ¢f2 oF {do this work will theoretically require 30 ft-lb of encray, a] 2ei3ee'| 832 gf ‘There are three important aspects of the concept of eergy. 2 gosh 4 a ae : 1, All matter and al things have eneray. 3| 3223532 2, The eneray of the whole is the sum of the energies ofthe parts a] Be agrei 3. Energy is conserved. s| #*lgeee|/2 qobe Z| Sep° "°F lehegs big “The frst recognizes that enersy is a property of matter; the molecules in a a] Se EE TEEE! Certain chon of matter, the eleciromagnete waves in a certain eld of yO peal radiation, or the cells in a certain living organism have energy. The second z silleee aspect Lelis us Uhat the aunount of cuciay i « wouiplex systean isthe sum of a Rl ay [PEERS ES the energies in ts various parts, This may seem tval but matter has other a €) ga [eeeiisce properties (for example, temperature) that do not behave in this manner. 3 2), 25_|$8 822 285 ‘The third states thatthe energy ofa system that does not interac in any way 3 BEE EERE LEEL é SiSSaslPe2atazy ‘with anything else is constant. In other words, the universe always contains 44 atopuction Market uiking Hest Pump Heat Pump Atea ‘Tonnage Units P< 10 cy (07) oo ~ 743 516 ai 565 1995, 3 eo 2000 wn os ‘Source: Grdian associves, Ine. the same amount of energy (although perhaps the form of the energy might change). We cannot really tell anybody what energy is without invoking these three ideas; they are part of the basic concept of energy. They are as fundamental as energy itself L Conversion of Bnergy A law of physics known as the law of conservation of energy states that ‘energy can be neither created nor destroyed. This faw is very important in understanding how energy is used and how il can be conserved. The 30 ftlb of energy that was required to lift the box onto the table is not used up and lost; i is stored in the box as “potential energy.” If ata later time the box Were lowered from the table back to the floor, the 30 f-b of stored potential energy would be available to do some other work, such as lifting an object to another height, assuming box and object are connected to a system of ftic- tionless, massless cords and pulleys. An example of such a device is the double-hung window with counterweights in the window jamb. When the upper window is pulled down, counterweights rise within the jamb; force ‘expended by the person to pull down the window is stored as potential ‘energy in the counterweights. When the window is again raised, energy stored in the counterweights provides most of the required work. ‘A simple equation, called the “energy balance," describes this conserva: tion of energy for any system: Eig = Bou + AE ores Here E stands for energy; Eq represents the amount of energy that enters the system in the time period under consideration, Za, the amount that leaves the system in this period, and Eyres the change in the amount of energy stored within the system. In the language of mathematics, the symbol A is 12. ACTS ABOUT ENERGY AND POWER 45 used to denote “final minus intial” (which of course is the “change’ and AE vores = Esnat ~ Eis Aside from the direct work energy, there are other forms of energy. Most people have heard of the Boy Scout’s technique of starting a fire by rubbing two sticks together. This technique uses different forms of energy. It takes work (and thus energy) to rub the sticks together because of a resistance to the rubbing, which is called friction. That is, the sticks are not completely free to move against one another when they are pressed together; it takes energy or work to make them slide, But this energy is not stored as was the energy used to lft the box. What happens is that the sticks get hot, and work encigy is thus converted to heat energy. Usually heat energy is mea- sured not in foot-pounds, but in British thermal units, Btu. It requires 778 {tlb of work to obtain 1 Btu of heat energy. In this manner, the work energy. of rubbing sticks is converted to heat energy. When enough heat enetay is accumulated, it could ignite some combustible materials, such as wood chips, and a fire would be started by a process of combustion. In the com: bustion process, chemical energy stored in the wood chips would combine with oxygen in the air and release thermal or heat energy. The chemical ‘energy stored in the wood is useless until its released through this eombus- tion process in the formn of heat. Once the heat is released, enerey can be utilized for space and water heating, cooking, and other processes, Gasoline used in an automobile engine ignited by spark plugs in @ mixture with air (containing 21% oxygen) converts chemical energy to heat and work ‘energy, providing the mechanical force 10 move the car 1 Fuels ‘The materials used to release stored chemical entrey by combustion arc called fuels; most common fuels contain as basic ingredients carbon and hydrogen, or hydrocarbons, There are two common classifications of fuels: biofuels and fossil fuels 1. Bio-fuels are products of growing matter such as trees and plants. ‘These matters receive energy from the sun which is combined with other chemicals of the earth as they grow over a relatively short time span. At some stage of growth, these bio-fuels can be harvested and used for fuel with replacements planted for a later harvest, for ex- ample, a forest cut and replanted every 50 years. 2. Fossil fuels are generally considered nonreplenishable and therefore depleting. Fossil fuels also derived their energy from the sun, but it 100K millions of years for them to form their present state, Common. fossil fuels are natural gas, petroleum, and coal AN che 16 iwreopuctio “The amount of energy in thé form of heat that can be obtained by burning a fuel is called the heating value of the fuel. Some of the most common materials and their approximate heating values are given in Table 15. 1.2.4, Electrical Energy ‘Another familiar form of energy is electrical energy. Electrical energy pro- vides a very usefull method or means of moving energy from one place to another, or of transferring from one form to another. Electrical energy can be obtained from chemical energy (fuel cell and batteries), nuclear energy, heat energy (thermoelectric and thermionic), magneto-hydrodynamic en- ergy, mechanical energy (hydro), and thermal-mechanical energy. Over 90% ff the electrical energy used in this country is generated by thermal- mechanical methods, driving a rotary electrical generator with a steam tur- bine. The steam turbine derives its energy from expanding steam produced by burning fossil fuel. In this energy conversion process, chemical energy is ‘converted first to heat energy, then to mechanical energy, and finally to ‘electrical energy. Blectrical energy is then sent through transmission lines to distant locations where it is converted to other useful forms, such as mechanical energy (running 2 fan), heating energy (cooking), and lighting ‘energy (lighting a task). Electrical energy is usually measured in kilowatt-hours (kW-hr or kWh) where I kWh is equivalent to 3413 Btu, Another energy unit commonly used is “horsepower-hour” (hp-h:) where 1 hprhr is the equivalent of 2545 Btu. 1.2.5. Energy Units There are several important measures of energy, oF energy units, in common use today. These include 1. The calorie (cal),* whichis roughly the amount of energy that must be added to 1 g of water to increase its temperature by 1°C. 2. The Brits’ thermal unit (Btu), which is roughly the amount of enerey that must be added to 1 Ib of water to increase ts temperature °F. 1 Btu = 252 cal. 3. The ule 1), which is precisely the amount of energy that is used by a -W light baib in 1 s. 10553. = 1 Btu. “The British thermal unit (Btw) is the most common unit for energy measure- ment or for a common base of energy conversion. However, it is a very ‘1000 cal = 1 Kea lilocaore) Rood values ate usualy state in Koco, often denoted simply as Calories (note the capital C, which often let oat advertertl by dietitians). ‘TABLE 1.5, Typical Heating Values of Energy Sources eating Valve Matera "as Fied™ Sots te Antrace coat Bituminous coal Subbituminows coal Lignite coal Coke Newspaper ‘Brown paper Corrugated board Magazines ‘Waxed milk cartons Asphalt or tar ‘Typical urhan refuse Corn cobs Raxs Wood Liquids Fuel oil ‘rade 1 rade 2 fethyl alcohol Ethyl alcoho! LPG Gases ‘Natural gas Commercial propane Commercial butane Acetylene Methane Biogas Mass per se renin (1000 pps U ia wey in LWRs, in breeder reactors Fusion (deuterium) ‘Complete “mass-eneray" conversion 100) V000 sant) 00 7.500 9.000 Baga 135.00 20.000 484.000 133,000 11100 68.00 8.000 stn Bruit? 1,000 2,800 3200 00 350 00 Bro 198,000 17,300,000, 145,000, 900.000, 000000 900000 7 48 wwrRoDUCTION TABLE 1.6. Energy Equivalent 12. FACTS ABOUT ENERGY AND POWER 19° TABLE 1.7. Power Unite Form Unit of Measurement ‘Buu Equivalent Form Unit of Measurement Buumhr Equivalent Heat British thermal unit Bua) - Heat ‘Btu per hour ' Electrical Kilowarthour (kWh) 343 Blectrica Kilowatt 3403 2545 Mechanical Horsepower (hp) 2sas See Table 1.5 Cooling ‘Tons of refrigeration 1,000 Chemical uel) Bu per hour i small unit compared to the amount usually required in building systems. In building energy evaluation, one must constantly deal with astronomically large numbers, Frequently, therms (1 therm = 10° Btu), mega-Btus (10° Btu), giga-Buu (10° Buu), quads (10! Btu), or Q's (10! Bru) are used for expressing annual energy consumption. ‘Forms of energy common in building systems and their units of measure- ‘ment are given in Table 1.6. 1.2.6. Power versus Energy Power has often been confused with energy. In discussing energy conserva- tion and energy management, itis very imporiant to understand the differ- ence between these two terms. ‘An important aspect of systems that use or produce energy is the rate of energy use or production. A battery that could deliver 20 x 10° would be ideal for an urban electric automobile, but the battery would be useless tunless this energy could be delivered in a few hours (nobody wants 10 take three days fo go to the supetmarket), The power of the device is the charac: teristic that describes the rate ut which it supplies or uses energy. Power is sometimes referred to as the demand. Power is the rate of consumption or conversion of energy; that is, power is an expression of how long or how quickly a given amount of energy is consumed or converted. An example: if 100 hp-hr of energy is used in I hr, the power required would be 100 hp-hr divided by I hr, or 100 hp. A motor or engine providing energy at this rate would be a 100-hp motor. However, if the same amount of energy were used over a 10-br period, it would require only a 10-hp motor. Denoting power by P, energy by E, and the time interval by ¢, the relation between power and energy is ener) Power ‘The power used by a toaster is about 1000 J/s. The unit combination joule per second is called the wart (W) after a famous conttibutor to energy tech: nology. 1000 W is termed @ kilowatt (“kilo” = 1000), abbreviated kW. So, your toaster power is about 1 KW. Power units are often given in kilowatts, which is why the “toaster calibration” is so useful. Another unit of power that is in common use is the horsepower, abbreviated hp. One horsepower is equivalent to about Ys kW. Since electrical power is usually measured in kilowatts, electrical energy is usually given in'kilowatt-hours (kWh); power times time equals energy. Most appliances, lights, etc, have power requirements in kilowatts or watts stamped on them. Power Units Ifeach energy term in Table 1.6 is divided by time, then the power unit for heat, mechanical, and electrical energy will be Btu/hr, hp, and kW, respec tively. ‘To cool a building, it is necessary to remove heat (energy) from the space. This cooling procedure is more commonly called “air-conditioning.” The rate at which heat is removed can be expressed as Btulbr (also Btuh) coo! ing, or tons of refrigeration. Common power units and their equivalent values in Bru/hr are given in Table 1.7. ‘The units of power in any system can be found by dividing work units by time units. In the fps gravitational system,* power may be expressed as foot- pounds per second or foot-pounds per minute. Since the days of James Watt and his steam engine, the horsepower has been a common unit of power and is numerically equal to 550 f-bi/s or 33,000 N-Ibfimin. ‘The SI unit of power is the watt, where 746 W = I hp. Ihp 550 f-Ibtls 33,000 fttbf/min = 46 W = 0,746 kW *Systom of units in which the basic units are the foot, pound, at second. Now bal is plsced by otter systems, such 38 St : ( EEE ieee Ci tae nN oe 20 INTRODUCTION Examete LL A box weighing 1100 Ibf (see Fig. E1.1)is lifted 15. in 3 s. How much power is necessary? Solution a Power = ai rover = HODES 599 qn work im RIE (1OOL) 1 yp ise Horsepower = “Gime in 3150) ~~ GYS50) ower © 16-0 np = 750 0 a Wig. Bt. Examece 1.2 How much will it cost to operate a 150-W electric light for 2.5 hr when the utility company charges are 6.5 cents per kilowatt-hour? Solution. ‘Work (or energy) in kWh = (power in kW)time in hr) 0.375 kWh (kWh)(cost per kWh) (0.375N6.5) = 2.43 cents Cost of electric work (or energy) ‘The horsepower unit is used for motors, pumps, anxl other devices that produce or use energy. Your kitchen refrigerator probably has about a I-hp ‘motor; your heart uses about 0.01 hp; your automobile engine may be rated ‘al 300 hp but probably seldom actually produces more than 100 hp, even under drag-strip conditions. Large jet engines produce about 25,000 hp. The largest modern steam turbines in central power stations produce about million horsepower. Common conversion factors are given in Appendix D. 1.2.8, Effect of Power om Costs Consider the case of the 100 hp - hir of energy consumed in the earlier example. If it is feasible to use a 10-hp motor for 10 hr per day. it would certainly be better than using a 100-hp motor for only 1 hr per day because 12, FACTS ABOUT ENERGY AND POWER 24 the investment cost of a 100-hp motor is much higher than the 10-hp motor even though they both consume the same amount of energy (100 hp = hr) per day. It can therefore be said that power is relaied to investment cost, and energy is related to operating cost Electrical consumption for 2 building is generally charged for by the amount of energy (kWh) consumed per month. However. for large users, the utility company may also base its charge on power demand. which is nor mally determined by the maximum demand ding any 1S-min interval in a ‘month or year. In this case power demand is also related to operating cost for the user. The utility company, however, must charge for the demand (power) to offset their investment cost in the generating plant and distribu tion network. 1.2.9, Energy Required in Buildings Energy is generally uscd in buildings to perform functions of heating. fight= ing, mechanical drives. cooling, and special applications. Figure 1.6 indi- Fig. 1.6. End use of eneray in the United States 22 wwrRopucTiON ‘TABLE 18. Typical Building Design Heat LossesGains ‘Air Conditioning eating Building Type enon) eave’) ‘Apartment 350-450 ao Bank 200-250 32 Department store 200-250 075-12 Dormitory 330-850 49 House 600-700 32 Medical center 330-300 49 Night club 100-250 32 Office Tnterior 300-350 32 Exterior S715 32 Post office 200-250 2 Restaurant 100-250 32 School 32 32 Shopping center ‘cates the relation of some of these uses of energy 10 total U.S. energy consumption. The energy is available to the building in limited forms, such as electricity, fossil fuels, and solar energy, and these energy forms must be converted within the building to serve the end use of the various functions. A Joss of energy is associated with any conversion process. In energy-conser: vation efforts, there are two avenues of approach: reducing the amount of use andior reducing conversion losses. For example, the furnace that heats the building produces unusable and toxic tlue gas, which must be vented to the outside of the building, and thus part of the energy is lost. (The “ost” cenergy is not destroyed, it simply ends up as low-grade heat energy.) Table LL8 presents typical values for building heat losses and gains at design conditions ‘The ultimate source of energy, as stated earlier, is the sun. It is plentiful ‘and nondepletable for millions of years. However, from the perspective of ‘current technology and the social systems, the major energy resource is still fossil fuel, which is a depletable commodity. Even though electricity can be converted within buildings 10 other forms of end use with relatively low losses, it has already undergone a conversion process in which approxi- mately two-thirds of the fossil-fuel energy was lost, unless it was generated by a hydroelectric plant, where energy is obtained from a drop in water level (potential energy) Under the National Eneray Act of 1978, a building's total annual energy use will be expressed in Buu's per gross Square foot and energy cost per ‘gross square foot. The following conversion factors will be used: REFERENCES 29 Electricity 11,600 BewkWh Natural ans 1030 Buuitt Distillate fuel oil 138,690 Biu/gal Residual fuel oil 149,690 Bru/gal Coal 24.5 million Btu per standard short ton LP gases, including propane 95,475 Btu/gal ‘and butane Steam 1390 Baul ‘The Department of Energy said the conversion factors result “from com= parisons of buildings which indicate that-using an index of Btu/ft? can more accurately indicate conservation potential if electricity used is converted to the Btu at the point of generation.” REFERENCES: 1. “Thomson, W.. "On the Esonomy of the Hestng or Cacling of Buldigs by Mens of Curren of Ar.” Glargw Phi Soe. Prac. 1882, pp. 203-272, 2. Kaauts,F, "The Heat Pup in Theory and Practice,” Power 54, 298-200 (192). 3. Motley, 7. B., "The Reversed Hea Erne sa Bens of Heating Buldings” gine, 10 February, 148-146, 1922. 4. Haldane. TG. N., “The Hest Punp—An Beonomisst Method of Producing Low Grade Hea from Betsicy,"J.1.2-6.6., 656-875 (1930), 5, Doolitle, HL, "Heating with Regering Equipment Cuts Cucat Costs," Power, 16, 29-31 158). 6. Pietsch, J. A. "The Unitary Heat Pump Industy—25 Yeas of Progress," ASHRAE J 197), 15-18 (197, 2. Be, M., "The Heating of the Zari Town Hal bythe Heat Pump," SEV Bull 29, 6 23 (9T, 8 Kenley, EN. and Oplesby, S., Heat Pump Applications, MeGraw Hil, New York, 1950. 9. Join’ ABIC-EE! Heat Punp Commies, “Suggest Fei Tet Procedure for Determine tion of Coetcent of Performance and Performance Factor of an Electric Heat Pump White Operating om the Heating Cycle,” Buin Biecric Ina. Bal 16, 341-348 1548). 10. Spomn. P. and Ambrose, E.R. “Tests Show How Heat Pumps Perform in Difren Clmaies." Bectreal World 1384), 97-100 (18S, 1. Baker, M., “Design and Performance of «Resident Barth Heat Pump,” ASHVE Toons 58, 371-384 (953) 12, Sates, L.A. Nicolls J. A. an Menzer, M.S.,"Gas Fired Heat Pumps: Ab Emersne Teehnslogy,” ASHRAE J, 19, 6-41 97D, 15. Ambrose, 8.x, Hear Mumps and Hectrc Heating, Wiley, Now York, 1966 4. American Society of Heating, Rettigeating and Air Conditioning Engineer, Handbook ‘and Product Directory, 1977, Fundamentals, ASHRAE, New Yotk, 1977 rare 2d wwrkoDUCTION 15, American Society of Heating. Retigerting and Air Conditioning Engineers, Mandbook land Product Decry 1979. Equinment, ASHRA, New York, 1979. 16, American Society of Heating, Refrigerating and Ai Contoning Engineers, Handioot tnd Product Directory, 1980, Sysiems, ASHRAE, New York, 198) 17. alison Elecic lastute, Final Report, Heat Pump Improvement Rescarck Project (RPC), Publ, No. 71-90, May 1971 IG, Hite, EC, Seasonal Fuel Unitzation Effelency of Residential HeaingSssiems (ORNL Report No. ORNE-NSF-EP-82, Api 1979. 1%, Gordian Atscites Ine, Evaluation ofthe Aist-Air Heat Pump for Residential Space Condroning, Report prepared for PEA, NTIS No, PBAISS.6S2 Api 1976 20, Gordian Amocats, In. Heat Punp Technology, A Survey of Teclnical Development Market Prospects, Report prepared for DOE, HCP/MEI2101, June JT. 21, Heap, RD. Heat Pumps, Halsted Press, Joan Wiley & Sons, Londoa, 1979 22. Reay,D. A, and Macmichael,D. B.A, Hoot Pumps: Design ond Application, Pergamon Pres, Oxford, 19. 2. Collie, M. J. (Ed), “Heat Pamp Techoology for Saving Exersy, Review No, 39, Noyes Data Corporation, Park Ridge, NI, 1979. Energy Techoology PROBLEMS 1. Calculate the energy equivalent of 0.1 Q (~annual U.S. energy use) in (a) Tons of coal. (b) Gallons of #2 fuel cil. (€) Gallons of LPG. (@) Cubic feet of natural gas. (©) Barrels of oil 2, The kilowattchour meter for a residence had the following readings: March 119,389 April 1 20,458 - Determine the amount of energy, in kWh and in Btu, used for the month, the average electrical power, and the cost if the following rate schedule applies. Electric Rate Breakdown Minimum bill (up to 25 kWh) $5.00 Next 200 kWh @s.asy Next 275 kWh @As¢ Next 1000 kWh @2.60¢ Next 3000 kWh @ise All over 4300 kWh @rsse PROBLEMS — 25 3. A factory has the following electrical power-time history BammH AM. 760 kW Haai-2 pa, 430 kW ZeMnd pam, 1870 KW dom-Bem, IOKW Bra-Baw. — 199kW Determine the daity energy usage, in kWh, 4. Prepare a table of power and energy requirements as shown in Table Pia. TABLE P14, Actual and Predicted Power and Energy Requirements {or the United States Year 19301985 20002050 ‘Total enerey, O Electrical Energy, kWh Peak Electrical Power, kW Per capita energy, Btuiyr Ber capita lei enery, KWH Per capita electrical power, k Or most recent year for which seul alse ae avaible 5. A110-V household circuit is fused at 30 A. What is the maximum power that can be drawn from this circuit? 6. A houschold hot-water system heats water only as it is needed. The water enters the electric heater at 60°F and is heated to IS0°F. For a flow rate of 2 gal/min determine (a) required power rating of the heater (watts), and (b) for operation on 230 V, the size breaker (amps) needed. 7. A 10-KW heater is used (0 heat each of the following from 50 to 200°, How long does the process take? (@) 18 of water (density = 82.4 thin?) (b) 18 of air at 1 atm (volume held constant) (©) 11 of concrete (density = 100 1b/A°: specific heat = 0.2 Brullb°F) THERMODYNAMICS ‘SOME DEFINITIONS AND BASIC CONCEPTS* ‘What is thermodynamics Let's look at the word itself. Breaking it up into two pieces we find that itis made up of a couple of Greek or Latin words— thermo, which means “hot” or “hot stuff,” and dynamics, which has to do with action or motion. Thermodynamics is the study of heat in motion, ‘What is the greatest boon to mankind today’ What isthe one single thing that separates civilized man from uncivilized man? The indoor bathroom, And what makes the indoor bathroom so wonderful? The plumbing put in by ‘a bunch of civil engineers? No, Its warmth. Thermo, ‘And in case you have gotten the idea that thermo just goes around making ithot for people, consider for a moment the refrigerator. Now this i also a very important application of thermo, This comes from the law of thermody- amis which comes after the first law which says that Heat runs downhill ‘This law says that you cannot make a refrigerator work, but engineers have figured out a way. It works because you use that motor in the refrigerator to {urn the hill upside down so that when the heat runs dow its really running up and then it drips out into that pan underneath on the old-style refrig- cerators, or in the new types its taken out by the thing they call an automatic defroster. Seriously, what is thermodynamics? Very briefly, thermodynamics is the study af energy and its transfor mations, ‘The seriou student should proceed drety to Section 2.2 1 Description of thermodyeamics based ons speech by Professor Dwight A. Nesmith presented athe anowal Spring Banquet, By Tau Signa Honorary Mechanical Engineting Fraternity Kansas State University, Apel 157. 26 2, SOME DEFINITIONS AND BASIC CONCEPIS 27 We can also say immediately that all of thermodynamies is contained within four apparently simple statements known as the zerath, frst, second, and third laws of thermodynamics. ‘The Zeroth Law of Thermodynamics. The zeroth law states that when two bodies have equality of temperature with a thd body, they in turn have ‘equality of temperature with each other. This law is really the basis of temperature measirement, and although ‘obvious to us it is not derivable from other laws and in the logical presenta tion of thermodynamis precedes the first Iw. ‘The First Law of Thermodynamics. The first law says that energy is con= served, You don’t get something for nothing. Energy can neither be created nor destroyed, but it can be transformed, ‘The Second Law of Thermodynamics. The second law says: “You can’t beat city hall,” or “The house always takes its eut.”” Entropy cannot be destroyed, but it can be created. Entropy is that “house cut” and itis computed by a complicated formula which needs calculus or can be looked up ina steam table. There is one thing that is as sure as death and taxes and that is that you are always going to have more entropy than you started with ‘Two classical statements of this law are: "No process is possible whose sole result isthe extraction of heat from a single reservoir and the performance of an equivalent amount of work,” (Kelvin-Planck) “No process is possible whose sole result i the removal of heat from a reservoir at one temperature and the absorption of an equal quantity of heat by a reservoir at a higher temperature."” (Clausius) The second law involves the fact that processes proceed in a certain direc- tion, and notin the opposite direction, e.g, gasoline is used as a car drives up hill, but as it coasts down the hill the fuel in the tank cannot be restored. The second Jaw of thermodynamics is nothing more oF less than a general ized statement of such phenomena, ‘The Third Law of Thermodynamics. A statement of the third law, attrib uted to Nernst and frequently known as the Nernst theorem, is as follows: “The absolute entropy of a pure crystalline substance in complete internal ‘equilibrium is zero at zero degrees absolute.” Although there is some ques- tion about the possiblity of nuclear-spin energies at @ temperature of zer0 degrees absohite, it appears that the Nernst theorem is valid. Even though the entropy of a pure crystalline substance may be zero at zero degrees —\ 28 THERMODYNAMICS absolute, this condition may not be true for other substances. Planck sug- ested that the entropy of a substance whose temperature is absolute zero is fa function of the logarithm of the number of configurations in which the substance exists, For a pure crystalline substance, there is only one config- tration, and hence the entropy is zero. It may be possible to supercool a certain type of solution to a temperature close to absolute zero. However, the entropy of such a solution cannot approach absolute zero, since a solu tion must possess the entropy caused by mixing. Tn the final analysis, the entropy of any substance will not be zero unless the molecules of the system have been so arranged that they have their highest possible degree of order. 2.2, THERMODYNAMIC FUNDAMENTALS ‘Thermodynamics is the science devoted to the study of energy, its transfor- ‘mations, and its relation to states of matter, Since every engineering opera tion involves an interaction between energy and materials, the principles of thermodynamics can be found to apply to all engincering activities. Ther modynamics may be studied or undertaken from either a microscopic or macroscopic point of view. The microscopic point of view would consider matter to be composed of molecules and would concern itself with the ac tions of these individual molecules. ‘The macroscopic point of view is con- cerned with effects of the action of many molecules and is not concerned ‘with the action of the individual molecules. The macroscopic approach, then, actually considers the average properties ofa large group of molecules. ‘When the macroscopic view of matter is pursued, the field is called classical thermodynamics oF quite often just chermodynamics. When the view is mi- ‘eroscopic, the science is called statistical thermodynamics and includes Kinetic theory, statistical mechanics, quantum mechanics, and wave mechanics. ‘Thermodynamics is a physical theory of great generality impinging on practically every phase of human experience. It may be called the descrip- tion of the behavior of matter in equilibrium and its changes from one equi librium state to another. Thermodynamics operates with two master con- cepts and two great principles. The concepts are energy and entropy, and the principles are called the first and second laws of thermodynamics, although they are not really laws in the strict physical sense, since they do not de- scribe regularities in experience directly. They are hypotheses whose use is Jjustifed by the agreement of their consequences with experience. The ile ‘of energy is the embodiment of the attempt to find in the physical universe an invariant, something that remains constant in the midst of the obvious flux of cchange. It is in the transformation process that nature appears {o exact a penalty, and this is where the second principle makes its appearance. Every 22. THERMODYNAMIC FUNDAMENTALS 29 naturally occurring transformation of energy is accompanied, somewhere, by a loss in the availability of energy for the future performance of work. ‘The German physicist Rudolf Clausius (1822-1888) invented the concept of entropy to deséribe quantitatively the loss in available energy in all nat rally occurring transformations. Thus, although the natural tendeney is for heat 10 flow from a hot to a colder body with which itis placed in contact, cortesponding to an increase in entropy, itis perfectly possible to make heat flow from the colder body to the hot body. as is done every day in a re- frigerator. But it does not take place naturally or without some exira effort exerted somewhere. ‘As Clausius epitomized the fundamental principles of thermodynamics, the energy of the world stays constant and the entropy of the world increases ‘without limit, If the essence ofthe first principle in everyday life is that we cannot get something for nothing, the second principic emphasizes that every time we do get something we reduce by a measurable amount the ‘opportunity to get that something inthe future, until ultimately there will be ro more “getting.” This is the “heat death" envisioned by Clausius and Boltzmann, when the whole universe will have reached a dead level of temperature. Although the total amount of energy will be the same as ever there will be no means of making it available; the entropy will have reached its maximum value Like all sciences, thermodynamics is based on experimental observation. In thermodynamics these findings have heen formalized into certain basic laws. In the sections that follow, we shall present these laws and the ther- modynamic properties related to them, and apply them to a number of representative examples. The examples, and the problems atthe end of cach chapter, are presented to help the reader gain a thorough understanding of the fundamentals and an’ ability to apply these fundamentals to thermody- namie problems. It is not necessary to methorize numerous equations, for problems are best solved by the application of the definitions and laws of thermodynamics. “Thermodynamic reasoning is deductive in character rather than induc- tive, The reasoning is always from the general law to the specific case, To illustrate the elements of thermodynamic reasoning, the analytical processes may be arbitrarily divided into two steps: 1, dealize or substitute on analytical model for a real system. This step is taken in all engineering sciences. Idealizations are fairly easy to make after a litle experience, and skill in making them isan essential part of the engineering art. 2. Apply deductive reasoning trom the frst and second faws of thermo- dynamics, Included within these steps are: an energy balance, a suitable properties relation, and an accounting of entropy changes. 30 THERMODYNautcs 2.2.1, System and Surroundings Most applications of thermodynamics require the definition of a system and its surroundings. A system can be any object, any quantity of matter, aay region of space, or similar entity selected for study and set apart mentally {from everything else, which then becomes the surroundings. The systems of interest in thermodynamics are finite, and the point of view taken is macro- scopic rather than microscopic. That is to say, no account is taken of the detailed structure of matter, and only the coarse characteristics of the sys tem, such as its temperature and pressure, are regarded as thermodynamic coordinates. These are advantageously dealt with because they have s direct relation to our sense perceptions and are measurable A thermodynamic system is defined as a region in space or quantity of ‘matter bounded by a closed surface upon which attention is focused for study. Everything external to the system is the surroundings, and the system is separated from the surroundings by the system boundaries, These bound- aries may be either movable or fixed, and either real or imaginary, ‘An isolated system cannot exchange either matter or energy with its surroundings. Ifa system is not isolated, its boundaries may permit either matter or energy or both to be exchanged with its surroundings. If the exchange of matter is allowed, the system is said to be open; if only energy and not matter may be exchanged, the system is closed (but not isolated), and its mass is constant. 2.2.2. Properties and State A property of a system is any observable characteristic of the system. A listing ofa sufficient number of independent properties makes up a complete definition of the state of system. The more common thermodynamic prop: erties are: temperature, pressure, specific volume or density, internal en. ergy, enthalpy, and entropy. ‘The state of a system is its condition or configuration deseribed in suff- cient detail that one state may be distinguished from all other states. The state may be identified or described by specifying properties, such as tem- Perature, pressure, and density. Each property ata given state has only one value, and properties always have the same value for that state, ‘Thermodynamic properties are divided inio two classes, intensive and extensive properties. An intensive property is independent of the mass; the value of an extensive property varies directly with the mass. If& quantity of ‘matter is divided into two equal parts, the intensive properties of each part will have the same value ay the original, and the extensive properties Will have half the value, Pressure, temperature, und density are intensive proper- ties. Mass and total volume are extensive properties The state of a system is the condition of the system characterized by the values ofits properties. Attention will be directed toward what are known as 22, THERMODYNAMIC FUNDAMENTALS 94 equilibrium states. The word equilibrium is used here in its generally ac cepted sense, the equality of forces or the state of balance. Tn future discus- sion the term stare will refer to an equilibrium state unless otherwise noted ‘The concept of equilibrium is an important one, since it is only in an equilib rium state that thermodynamic properties have any real meaning. By definition: A system is in thermodynamic equilibrium if it is not capable of a finite, spontaneous change to another state without a finite change in the state of the surroundings. ‘There are many types of equilibrium, all of which must be met to fulfil the condition of thermodynamic equilibrium, Included among these are thermal. ‘mechanical, and chemical equilibria, If system isin thermal equilibrium, the system is at the same temperature as the environment, and the tempera, ture will be the same throughout the whole system. If «system is in mechan ical equilibrium, no part of the system is accelerating (EF = 0), and the pressure within the system is the same as in the environment. Ifa system is In chemical equilibrium, the system does aot tend to undergo a chemical reaction When a system is isolated, itis not affected by its surroundings. Never- theless, changes may occur within the system that can be detected with measuring devices such as thermometers and pressure gauges. However, such changes are observed to cease after a period of time, and the system is said to have reached 2 condition of internal equilibrium such that it has no further tendency to change. For a closed system, which may exchange energy with its surroundings, a final static condition may also eventually be reached stich that the system is not only internally at equilibrium but also in external equilibrium with its surroundings. An equilibrium state represents a particularly simple condition of a sys: tem and is subject to precise mathematical description beceuse in such i State the system exhibits a set of identifiable, reproducible properties. In- deed, the word state represents the totality of macroscopic properties 2850 ciated with a system. Certain properties are readily detected with instruc ‘ments. The existence of other properties, such as internal energy, is recog: nized only indirectly. The number of properties that may be arbitrarily set at Biven values in order to fix the state of a system (that is, to Bx all properties of the system) depends on the nature of the system. This number is generally small and is the number of properties that may be selected as independent variables for a particular system, These properties then represent ane set of ‘thermodynamic coordinates for the system. To the extent that a system exhibits a set of identifiable properties it has a thermodynamic state, whether or not the system is at equilibrium. More- ‘over, the laws of thermodynamics have general validity, and their applica tion is not limited to equilibrium states, 92 THERMODYNAMICS ‘The importance of equilibrium states in thermodynamics derives from the fact that a system at equilibrium exhibits a set of fixed properties which are independent of time and which may therefore be measured with precision, ‘Moreover, such states are readily reproduced from time to time and from place to place, Siace any property of a thermodynamic system has a fixed flue in a given equilibrium state, regardless of how the system arrives at that state, the change that occurs in the value of a property when a system is altered from one equilibrium state to another is alway’ the same. This is true regardless of the method used to bring about a change between the two end states. The converse of this statement is equally true. Ifa measured quat always has the same value between two. given states, that quantity is @ ‘measure in the change in 2 property. This fatter assertion willbe useful to us in connection with the conservation of energy principle introduced in the next section. ‘The uniqueness of a property value for a given state can be described ‘mathematically in the following manner. The integral of an exact differential a¥ is given by faren- near ‘Thus the value of the integral depends solely on the initial and final ststes. But the change in the value of a property likewise depends only on the end states. Hence the differential change 4¥ in a property Y is an exact differen- tial. Throughout this text the infinitesimal variation of a property will be signified by the differential symbol d preceding the property symbol. For example, an infinitesimal change in the pressure P of a system is given by 4P. A finite change in a property is denoted by the symbol A (capital delta), for example, AP. The change in a property value AY always represents the final value minus the initial value. This convention must be kept in mind Use of the symbol 8, instead of the usual differential operator d, is in- tended as a reminder that some quantities depend on the process and are not 4 property of the system. 8Q represents a small quantity of heat, not a differential. &mr represents a small quantity of matter. The same qualifica- tions for ® hold in the case of thermodynamic work. There being no exact differential dW, small quantities of W similar in magnitude 10 differentials are expressed as 8. 22.3, Processes and Cycles A process is a change in state that can be described as “any change in the properties of a cyetem.”” A proceasis described in part by the acrics of states passed through by the system. Often, but not always, some sort of interac tion between the system and surroundings eccurs during a process; the specification of this interaction completes the description of the proce ‘A description of a process typically involves specification of the initial 22, THERMODYNAMIC FUNDAMENTALS 33 and final equilibrium states, the path (if identifiable), and the interactions that take place across the boundaries of the system during the process. Path in thermodynamics refers to the series of states through which the system passes. OF special significance in thermodynamics is a quasistatic process or path. During this process the system internally must always be infini tesimally close to a state of equilibrium. That is, the path of a quasistatic process is a series of equilibrium steps. Although a quasistatic process is an idealization, many actual processes closely approximate quasistatic conditions. For nonequilibrium processes, certain intermediate information ‘during the process is missing. One is always able to predict various overall effects, even though a detailed description is not possible as long as the initial and final states are equilibrium states, For some processes, there are special names: Descriptive Process Characteristic Term Isobaric ‘Temperature remains constant Isothermal Volume remains constant Isometric No heat is transferred to Adiabatic ‘oF from the system Entropy remains constant Isentropic A cycle is a process or a series of processes wherein the initiat and finat states ofthe system are the same, Therefore, at the conclusion of a cycle all the properties have the same value as at the beginning, 2.24, Reversibility All naturally occurring changes or processes occur in one direction only. In nature they are irreversible. Like a clock they tend to “run down” and cannot “rewind” themselves. Familiar examples are the transfer of heat With a finite temperature difference, the mixing of two gases, a waterfall, a chemical reaction. However. all ofthese changes can be reversed. We can ‘transfer heat from a region of low temperature to one of higher temperature: we can separate a gas into its components; we can cause water to low uphill ‘The important point is, we can do these things only at the expense of some other sysiem, which itself becomes tun down. A process is said tu be reversible if its uirection can be reversed at any stage by an infinitesimal change in external conditions. If we consider a connected series of equilibrium states, each representing only an infinites: ‘mal displacement from the adjacent one but with the overall rest a finite ‘change, then we have a reversible process, 3d THERMODYNAMICS All actual processes can be made to approach more or less closely to a reversible process by suitable choice of conditions. However, lke the abso- lute zero of temperature, the stricily reversible process is purely a concept that aids in the analysis of certain problems. The approach of actual pro- ‘cesses to this ideal limit can be made almost as close as we please. The closeness of approach is usually limited by economic factors rather than physical factors. The truly reversible process would require an time for its completion, but the concept of the reversible process establishes standard for the comparison of actual processes. The reversible process is ‘one that yields the greatest amount of work or requires the least amount of work fo bring about a given change. It tells us the maximum efficiency of the process. With the reversible process as a standard, we know at once Whether an actual process is already highly efficient or whether itis very inefficient and therefore capable of considerable improvement, Since the reversibile process represents a succession of equilibrium states, each of which is only a differential step from its neighbor, the reversible process can be represented as a continuous line on a state diagram [prossure- volume (P-1), temperature-entropy (7-8), and so on). On the other hand, the inreversible process cannot be so represented. One can note the terminal states and indicate the general direction of change, but it is inherent in the nature of the irreversible process that the complete path of the change is indeterminate and therefore cannot be presented as a line in a thermody- ‘namic diagram, Irreversibility always lowers the efficiency of a process. Its effect in this respect is identical with that of friction, which is one cause of irreversibility. Conversely, no process more efficient than a reversible process can even be imagined. The reversible process is an abstraction, an idealization, that is never achieved in practice. It is, however, of enormous utility because it allows calculation of work ftom knowledge of the system properties alone. In addition, it represents a standard of perfection that cannot be exceeded ‘because (1) it places an upper limit on the work that may be obtained for a given work-producing process, and (2) it places a lower limit on the work input for a given work-requiring process. 2.2.8. Conservation of Mass For most practical purposes, there is no change in mass when the energy changes. instein’s equation of relativity E= me en where ¢ = velocity of ight (9:83 x 10°Us) and E = energy when applied to the burning of one pound of gasoline shows that the loss of mass (amount converted into energy) is only 3.2 x 10~" Ibm, 23. PHASES AND CHANGES IN PHASE OF MATTER 35 ‘The mass rate of flow (m) of a fluid passing through a cross-sectional area Ais m= AY 2) where Vis the average velocity of the fui in a direction normal to the plane of the area A, and v is the specific volume of the fluid. For steady flow with fluid entering a system at section I and leaving at section 2, Ay. _AgV2 vi 8 ‘This is the continuity equation of steady flow. PHASES AND CHANGES IN PHASE OF MATTER A pare substance is one that has a homogeneous and constant chemical ‘composition. It may exist in more than one phase, but the chemical composi- tion is the same in all phases. Thus, liquid water, a mixture of liquid water ‘and water vapor (steam), or a mixture of solid water (ie) and liquid water are all pure substances. However, a mixture of liguid air and gaseous air is not a pure substance, since the composition of the liquid is different from that of the vapor. ‘Sometimes a mixture of gases, such as air, is considered a pure substance ‘as long as there is no change of phase. Strictly speaking, this is not true, but rather, as we shall see later, we should say that a mixture of gases such a air ‘exhibits some of the characteristics ofa pure substance as long as there is nO change of phase. Consider as a system the water contained in the piston-cylinder arrange- ‘ment of Fig. 2.1. Suppose thatthe piston maintains a pressure of 14.7 lbffin.* in the cylinder containing water, and that the intial temperature is 60°F. As heat is transferred to the water, the temperature increases appreciably, the specific Volume increases slightly, and the pressure remains constant. When the temperature reaches 212°F, additional heat transfer results in a change of phase. That is, some of the liquid becomes vapor, and during this process both the temperature and pressure remain constant, but the specific volume increases considerably. When the last drop of liquid has vaporized, further transfer of heat results in an increase in both temperature and specific vo!- ume of the vapor: ‘The term saturation temperature designates the temperature at which ‘vaporization takes place at a given pressure. Conversely, the pressure is, called the saturation pressure for the given temperature. Thus for water at 212°F the saturation pressure is 14.7 Ibfin., and for water at 14,7 Ibffn.* the saturation temperature is 212°F. 36 THERMODYNAMICS suscooteo satunareo on Trou, eotteue i en i Te ‘SATURATED GUPERHEATED Fig. 21. ‘Thermodynamic fuid states. Reprinted by permission from ASHRAE Handbook of Fundamentals 1981, I. substance exists as liquid atthe saturation temperature and pressure, itis called saturated liquid. If the temperature of the liquid is lower than the saturation temperature for the existing pressure, itis called either a sub- cooled liquid (indicating that the temperature is below the saturation temper ature for the given pressure) or a compressed liquid (indicating that the pressure is greater than the saturation pressure). When a substance exists as part liquid and part vapor atthe saturation temperature, its quality is defined as the ratio ofthe mass of vapor to the total mass and is given the symbol ‘Quality has meaning only when the substance is at saturation pressure and temperature, When a substance exists as vapor at the saturation temperature, it is called saturated vapor. When the vapor is at temperature greater than the saturation temperature, it is said to be a superheated vapor. The pressure and temperature of superheated vapor are independent properties, since the temperature may increase while the pressure remains constant. ‘The sub- stances we call gases are highly superheated vapors. ‘The entire range of phases may be summarized by the diagram of Fig. 2.2, which shows how the solid, liquid, and vapor phases may exist together in equilibrium, Along the sublimation line the solid and vapor phases are in 23, PHASES AND CHANGES IN PHASE OF MATTER 37 pnescune TEMPERATURE, T Fig. 22. The pure substance: ‘equilibrium, along the fusion line the solid and liquid phases are in equilib- rium, and along the vaporization line the liquid and vapor phases are in ‘equilibrium. The only point at which all three phases may exist ia equilib rium is the ‘riple point. The vaporization line ends at the critical point because there is no distinct change from the liquid phase to the vapor phase above the critical point. Consider the solid phase in Fig. 2.2. When the temperature is increased while the pressure, if less than the triple point pressure, is constant, the substance passes dircetly from the solid to the vapor phase. Along the con- stant-pressure line AB, the substance first passes from the solid to the liquid phase at one temperature, and then from the liquid to the vapor phase at a higher temperature. Constant-pressure line CD passes through the triple point, and it is only at the triple point thal the three phases may exist together in equilibrium. At a pressure above the critical pressure, such as EF, there is no sharp distinction between the liquid and vapor phases. One important reason for introducing the concept of pure substance is that the state of a pure substance is defined by two independent properties. ‘To illustrate the significance of the term independent property, consider the saturated-liquid and saturated-vapor states of a pure substance. These tivo states have the same pressure and the same temperature but are defin itely different. Ina saturation state, therefore, pressure and temperature are not independent properties. Two independent properties such as pressure and specific volume, or pressure and quality, are required to specify a sat- tration state ‘The change of a substance from liquid to vapor, or from solid to liquid as in the case of melting ice, is called a change of phase. All matter can exist in three phases: solid, liquid, or vapor. Heat must be added to or taken from fa substance to change its phase. The heat required to change a liquid to a ‘Vapor is called the larent heat of vaporization. The heat required to change a solid to a liquid is called the latent heat of fusion. ‘Suppose a warmed liquid is to be cooled back to its original femperature. Exactly the same quantity of heat must be removed as was originally used to 98 THERMODYNAMICS heat it, Similarly, to condense steam, heat must be removed: the amount is ‘exactly equal tothe latent heat that went into the water to change it to steam, In freezing water, the heat that must he removed is exactly equal in amount to the latent heat that was absorbed in changing the ice to water. Heat that changes the temperature of a substance is called sensible hear because our senses give evidence of ils presence. Heat supplied to a substance daring a phase change is called latent heat. Figure 2.3 displays graphically the energy cchange with either temperature change or phase change for water By definition, a saturated vapor exists in the presence of its liquid, An- other way of putting itis to say that a saturated vapor is in the two-phase condition. This is an absolutely accurate expression because, in a saturated condition, vapor is constantly condensing into a liquid, to be replaced by liquid that is evaporating into vapor. As a result, there is an equilibrium in the percent of vapor at a given pressure. In the liquid—vapor mixture, the ‘vapor may be superheated andlor the liquid may be subcooled. ‘A mechanical refrigeration system depends totally on the process of evap- ‘oration (the change of state from liquid to gas) and condensation (the change ‘of state from gas to liquid) in order to function efficiently. The importance of this change of state can be illustrated by recalling the number of Btu's required to change the state of water from a liquid t0 a gas. It required only 180 Btu to raise the temperature of I Ibm of water from 32 to 212°P, but it required 970 Buu to change state from water to gas, ot almost 51 times the heat energy. ‘An efficient air-conditioning system must have the capability of readily absorbing and rejecting large amounts of heal at the normal operating tem: peratures of the equipment. Also it must be possible to continuously repeat the process of evaporation and condensation with the same substance. While water could be used for this purpose, it boils at temperatures too high for ordinary cooling and it freezes at temperatures 100 high for the low- temperature conditions. Therefore, some very special liquids were devel: ‘oped to accomplish efficient cooling. These refrigerants wlso had to have certain other characteristics. They hid to be 1. High in density so small volumes could be used effectively, 2. Cupable of operating at low differences in pressure, Nonflammable Nonexplosive in Noncorrosive. Nontoxic. Able to carry oil in solution. Highly resistant to electricity her gas or liquid form. 4 5 6 2 8 Most initial substances used for refrigeration—ammonia, sulfur dioxide, ‘methyl chloride, propane, methane, and others—were missing at least one Fig. 23. Phase change from so 1 liquid to eas. 39 49 THERMODYNAMICS 209 Fig. 24, Saturation pressure—temperature curves for some refrigerants of these qualitics. These liquids have been almost completely replaced by the specialized refrigerants that have been developed over the years to avoid their undesirable qualities. ‘One of the first refrigerants developed specifically for the air-conditioning and refrigeration industry was Refrigerant 12, usually referred to as R-12. It is widely used in household refrigerators, commercial refrigeration, and win- dow coolers but itis uncommon in residential air-conditioning. ‘A later development was Refrigerant 22, of R-22, which is similar in many characteristics to R-12. It does have a much higher latent heat of evapora- tion, 86 Buulb, which allows the absorption of greater heat content, and it hhas a higher density than R-12. Therefore, more pounds of refrigerant can be ‘pumped through the same size compressor, or an equivalent mass of reftig- ‘erant can be pumped through a smaller compressor. This has resulted in smaller compressors with greater cooling capacities than were previously available. R-22 is @ nontoxic, odoriess, clear liquid. It will not bura or explode, and it can be used for many varied applications. Figure 2.4 presents the variation of boiling point with pressure for some refrigerants. 2.4. PROPERTIES OF A SUBSTANCE 2.4.1. Specific Volume and Density ‘The specific volume of a substance is defined as the volume per unit mass, and is given the symbol v. The density ofa substance is defined as the mass per unit volume, and is therefore the reciprocal of the specific volume. 2.4. PROPERTIES OF ASUBSTANCE 44 aout 60 uA. oF STEM ILL CORDERSE TO LUST ome UT oF water Le a ACH Fig. 2.8, Volume change with phase change Density is designated by the symbol p (Greek rho). The volume of a given mass of substance may be dramatically different in different phases, illustrated in Fig. 2.5. 2.4.2. Pressure ‘The pressure at a given point in a stationary fluid isthe same in all directions, ‘and pressure is defined as the normal component of force per unit area In most thermodynamic investigations we are concerned with absolute (actual) pressure. Most pressure and vacuum gauges, however, read the difference between the absolute pressure and the atmospheric pressure ex isting at the gauge, as showa graphically in Fig. 2.6. Absolute Prossure retor"Thon atnosinore — Pressure covge Renting imerpneie Presere Fig. 2.6. Mlustration of terms used in pressure measurement 42. THERMODYNAMICS Exanpue 2.1 A pressure gauge reads 40.7 Ibfin.2, and the barometer reads 29.2 in. Hg. Caleulate the absolute pressure in Ibiin.” and atm Solution Pavs = Pumnge + Paum i 40.72 4 491

0 do in fact meet the requirements. Thus the equations for an ideal gas provide good approximations to real gas behavior at low pressures, and because of their simplicity they are very useful From a practical point of view in the solution of problems, 1wo things should be noted. First, at very low pressures, ideal gas behavior can be assumed with good accuracy, regardless of the temperature. Second, at temperatures that are double the critical temperature or above, ideal gas behavior can be assumed with good uccurucy to pressures of at least 1000 Ibflin.?. When the temperature is less than twice the critical temperature, and the pressure above a very low value, say atmospheric pressure, we are in the superheated vapor region, und the deviation from ideal gus behavior may be considerable. In this region itis preferable to use tables of thermodynamic properties or charts for a particular substance. 2.4.10. Mixtures Up to this point we have limited our consideration primarily to pure sub- stances. A large number of thermodynamic problems involve mixtures of pure substances ‘A pure substance has been defined as a substance that is homogeneous and unchanging in chemical composition. Homogeneous mixtures of gases that do not react with each other are therefore pure substances, and the properties of such mixtures can be determined, correlated, and tabulated or fitted by equations just like the properties of uny other pure substance, This has been done for common mixtures such as air and certain combustion products, but, since an unlimited number of mixtures is possible, properties of all of them cannot be determined experimentally and tabulated. It is therefore important to be able to calculate the properties of any mixture from the properties of its constituents, This section pertains to such calcula- tions, first for gas mixtures and then for gas-vapor mixtures, ‘Mixtures of different gases are encountered in many engineering applica- tions, Airis @ good example of such a mixture. Since the individual gases can ‘often be approximated as perfect gases, the study of mixtures of perfect ‘gases and their properties is of considerable importance. ‘The first properties we shall examine are pressure, volume, and temper- ature, Each constituent gas in a mixture has its own pressure, called the partial peescure of the particular pas. "The Gibbs-Dslian law states that ins mixture Of ideal gases, the pressure of the mixture is equal to the sum of the partial pressures of the individual constituent gases. In equation form, Pow a + Pa + Po a1) 24, PROPERTIES OF A SUBSTANCE $5 where py is the total pressure of the mixture of gases A, B, and C, and pa, pa, and pe are the partial pressures. In a mixture of ideal gases the partial pressure of each constituent equals the pressure which that constituent ‘would exert ifit existed alone at the temperature and volume of the mixture: With regard to volume, on the other hand, we know from experience and experiment that generally, in mixtures of gases, each constituent gas be hhaves as though the other gases were not present. Each gas occupies the total volume of the mixture at the mixture temperature. If V,, is the volume of the mixture, then Vm = Va = Ve = Ve 2.15) where Vi, Vp, and Ve are the volumes of the constituents However, the volume of 2 mixture of ideal gases equals the sum of the volumes of its constituents if each existed alone at the temperature and pressure of the mixture. This is known as Amagat's Law, Ledue’s Law, or the law of additive volumes. Like Dalton’s Law itis strictly true only for ideat ‘gases but holds approximately for real-gas mixtures even in some ranges of pressure and temperature where py = RTis inaccurate, When the tempera- lure of a real-gas mixture is well above the critical temperatures of all its constituents, the additive volume law is usually more accurate than the additive pressure law. For ideal-gas mixtures, volumetric analyses are frequently used. The ‘volume fraction is defined as, Volume fraction of A = —YAWmTi) Volume of the mixture at Ply Notice that in a gas mixture each constituent occupies the total volume, and so volume fraction is not defined as the ratio of a constituent volume to the mixture volume because this ratio is always unity. ‘Avogadro's law states Equal volumes of perfect gases held under exactly the same tempera- ture and pressure have equal numbers of molecules. If Ty is the temperature of the mixture, then the temperature relationship is Ty = T, = Ty Teo ‘The analysis of a gas mixture based on mass is called a gravimetric analy- sis, Itis based on the fact that the mass of a mixture is equal to the sum of the -masses of its constituents yma bg + me (2.16) 1} 56 THERMODYNaMics ‘where the subscript mt refers to the mixture and the subscripts A, B, and C refer to individual constituents of the mixture. The ratio mtq/ntn is called the mass fraction of constituent A. ‘The total number of moles, Nj, ina mixture is defined as the sum of the umber of moles of its constituents: Ng # Na+ Np + Net oo am ‘The mole fraction « is defined as N/Nsy, and My = xaMy + xphfy + ¥oMe 18) where My. is called the apparent (or average) molecular weight of the mix: ture ‘The second part of the Gibbs-Dalton law can be taken as a basic defini tion: Internal energy, enthalpy, and entropy of a gas mixture are equal to the sums of those properties for each component when it occupies the total volume by itseif. Um = Ux + Us + Ue (2.19) Hy = Hy + Hy + He 2.20) Sm = Sat Sat Se 2 ‘The constituent entropies must be evaluated at the temperature and volume of the mixture o at the mixture temperature and the constituent partial pressures. The entropy of any constituent at the volume and temperature of the mixture (and hence at its partial pressure) is greater than its entropy at the pressure and temperature of the mixture (and hence at its partial volume). ‘Consider the constituents as perfect gases: o taRa + mals + mcRe Rn a2) 2) oe 0.24 2.4.11, Psychometrics: Moist Air Properties Let us consider a simplification, which in many cases is a reasonable one, of, the problem involving a mixture of ideal gases in contact with a solid or liquid phase of one of the components. The most familiar example is a ture of air and water vapor in contact with liquid water or ice, such as the 24. PROPERTIES OF A SUBSTANCE 57 problems encountered in air-conditioning or drying. We are all familiar with the condensation of water from the atmosphere when it is cooled on a ‘summer day. Performance of air-conditioning phenomena and a number of similar pro- ‘cesses can be analyzed quite simply and with considerable accuracy if the following assumptions are made: 1. The solid oF liquid phase contains no dissolved gases. 2. The gaseous phase can be treated as a mixture of ideal pases, 3. When the mixture and the condensed phase are at a given pressure ‘and temperature, the equilibrium between the condensed phase and its vapor is not influenced by the presence of the other component. ‘This means thal when equilibrium is achieved the partial pressure of the vapor will be equal tothe saturation pressure corresponding to the temperature of the mixture, Since this approach is used extensively and with considerable accuracy. fet us give some attention fo the terms that have been defined and the type of problems for which this approach is valid and relevant Ifthe vapor is at the saturation pressure and temperature, the mixture is referred to as a saturated mixture, and for a air-water vapor mixture, the term ‘saturated air” is used. Psychromeurics is the science involving thermodynamic. properties of ‘moist air and the effect of atmospheric moisture on materials and human comfort. As it applies in this text, the definition must be broadened to in- clude the method of controlling the thermal properties of moist air. ‘When moist air is considered to be a mixture of two independent perfect sases, dry air and water vapor, each is assumed to obey the perfect gas ‘equation of state: Dry air: Po Water vapor: pV where p is the partial pressure of dry air, pis the partial pressure of water vapor, Vis the total mixture volume, ng i the number of moles of dry air, R is the universal gas constant (1945.32 feibfflbmole), my is the number of moles of water vapor, and T is the absolute temperature (°R). The following definitions are useful when dealing with air/water vapor mixtures: Dry-bulb temperature, ¢, is the temperature of air as registered by an ‘ordinary thermometer. Thermodynamic wet-bulb temperature, 1, is the temperature at which water (iquid or solid) evaporating into moist air at a given dry-bulb tempera- ture rand humidity ratio W can bring the air to saturation adiabatically while the pressure p is maintained constant. 58 THERMODYNAMICS ‘The wet-bulb temperature of air is commonly measured with an ordinary thermometer whose glass bulb is covered by a wet cloth or gauze. ‘The temperature is recorded alter the thermometer has been moved rapidly in the air. Evaporation of water from the “wet sock” causes a cooling of the bulb. The temperature spread between the dry bulb and wet bulb depends ‘upon the moisture content of the air. Humidity ratio, W, of a given moist air sample is defined as the ratio of the ‘mass of water vapor to the mass of dry air contained in the sample: ae 2.25) w 2.26) ww = (1093 = 0.556r¢)Wt ~ 0.2401 ~ 14) 2 TO + 04a — Relative humidity, 6, is the ratio of the mole fraction of water vapor xy in given moist air sample to the mole fraction x, in an air sample that is saturated al the same temperature and pressure: 2.28) The term pj» represents the saturation pressure of water vapor at the given temperature #. Dew-point temperature, tg, is the temperature of moist air that is satu rated at the sume pressure p and has the same humidity ratio W as that ofthe siven sample of moist sir ‘The volume v of a moist air mixture is expressed in terms of a unit mass of dry air, with the relation p = Po + Pr RT. Pe where Ry = R/28.9685 = $3,352 (fHIDEydbm"R). ‘The enthalpy of a mixture of perfect gases is equal to the sum of the individual partial enthalpies of the components. The enthalpy of moist air is then 2.29) hm hig + Why where iis the specific emthalpy for dry air and hi is the specific enthalpy for saturated water Vapor at the temperature of the mixture. Approximately, shy = 0.2400 Beu/lben and shy = 1061 + 0.444" Buu/lbm 24, PROPERTIES OF ASUBSTANCE 59 Fig. 2.14, ASHRAE normal psychrometric chart. Reprinted by permission from ASHRAE Handbook of Fundamentals 1977. where ¢ is the dry-bulb temperature, °F, The moist air enthalpy then be comes hh = 0.2401 + WULO6T + 0.4440) 230) Where fr has units of Btu/tom dry air. ‘The primary data sources for moist air properties are the reports of an ASHRAE cooperative research project conducted at the University of Penn- sylvania by John A. Goff and Serge Gratch. Table 1 in Chapter 6 of 1977 Fundamentals (ilustrated in Fig. 2.13) isa tabulation ofthe thermodynamic properties for the temperature range of ~ 160 to 200°F and standard atmo- spheric pressure, 2.4.12, The Psychrometric Chart ‘The ASHRAE psychrometric chart may be used conveniently in the solution ‘of numerous process problems wim moist alr. Processes performed with air ‘can be plotted on the chart for quick visualization as well as for determining changes in significant properties such as temperature, humidity ratio, and enthalpy for the process, Figure 2.14 isan abridgment of ASHRAE Psyehro- Per ‘een if MOST I od meg Per 38621 hy ed) I = I 8 i i a Te He ig ile ide ‘e tla tlt 8 iG g t Fig, 2.13. Air-water vapor table illustration. Reprinted ASHRAE Hardbook of Fundamentals 1977. fet He ik ts estat St i by permission from 24. PROPERTIES OF ASUBSTANCE 64 Fig. 2.18. Paychrometrc representations of basi air-conditioning processes. metric Chart No. { for ready reference. Figure 2.15 shows some ofthe basic air-conditioning processes. Sensible heating only (C) and sensible cooling only (G) show a change in temperature drops as the humidity rises. Adiabatic mixing of air at one condition with air at some other condition is represented on the psychrometric chart by a straight line drawn between the points representing the two air conditions as shown on Fig. 2.16. ASHRAE Psychrometrie Chart No. 1, "Normal Temperature," is vepro- duced as Fig. 2.17 EXAMPLE 2.3 Complete the following table using the psychrometric chart Dry Wet Dew Humidity Relative Specie Bulb Bulb Point Ratio Humidity Enthalpy Volume CHCA CP) maim, (Buu) (ead) 975 105 35 65 20 022 las 445 Solution. Dry Wet Dew Humidity Relative Specific Bulb Bulb Point Humidity —Enthalpy Volume. cP ChCP @ Bui) nb) 9 75 «BS 50 386 142 105 71.6 53.4 18s 35 aa 102.7 76.2 65 30 39.3 las 96 B33 79.5 9 412 4s 44545 100 17 7 2.8. FORMS OF ENERGY 28.1. Energy Energy is the capacity for producing an effect, Thermodynamics is founded fon the law of conservation of energy, which says in effect that energy can neither be created nor destroyed. Heat and work are transitory forms of Fig. 247, ASHRAE paychrometrc chert, Reprinted by permission of ASARAE. Ne —_ 3 EN te ar. 64 THERMODYNAMICS energy; they lose their identity as soon as they are absorbed by the body or region to which they are delivered. Work and heat are not possessed by a system and therefore are not properties. Thus if there is a net transfer of energy across the boundary from a system (as heat and/or work), from ‘where did this energy come? The only answer i that it must have come from a store of energy in the given system, These stored forms of energy may be assumed to reside within the bodies or regions with which they are associ- ated. In thermodynamics, accent is placed on the changes of stored energy rather than on absolute quantities. 23 Stored Forms of Energy Energy may be stored in many forms, such as thermal (internal), mechan. ical, electrical, chemical, and atomic (nuclea), ‘Thermal (Internal) Energy, U. Internal energy relates to the energy pos- sessed by a material due to the motion and/or position of the molecules. This form of energy may be divided into two parts: (1) kinetic internal eneray, which is due to the velocity of the molecules, and (2) potential internal energy which is due to the attractive forces existing between molecules, ‘Changes in the velocity of molecules are indicated by temperature changes of the system, while variations in position are denoted by changes in phase of the system. Potential Energy, PE. Potential energy is the energy possessed by the sys- tem due to the elevation or position of the system. This potential energy is ‘equivalent to the work required to lft the medium from the arbitrary datum (zero elevation} to its elevation z in the absence of friction. Fata mg. Bee = A fn 8 dx = mB fe rE ~ w= [ra = [i fdr = me e3n Kinetic Energy, KE. Kinetic energy is the energy possessed by the system asa result of motion. ILis equal (o the work that could be done in bringing to ‘est a medium that is in motion with a velocity V in the absence of gravity ma, mv. Fa Mm Wve Be Be ke= We [ra = -[ Mars - 25. FORMS OF ENERGY 65 ‘Chemical Energy, F,. Chemical energy is possessed by the system because of the arrangement of the atoms composing the molecules. Reactions that liberate energy are termed exothermic, and those that absorb energy are termed endothermic. [Naclear (Atomic) Energy, Ey. Nuclear energy is possessed by the system due to the cohesive forces holding the protons and neutrons together in the nucleus of the atom. Stored energy is concemed with (1) the molecules of the system (internal energy); (2) the system as a unit (kinetic and potential energy); (3) the ar- rangement of the atoins (chemical energy), and (4) the nucleus of the atom (nuclear energy). Molecular stored energy is associated with the relative position and velocity of the molecules, and the total effect is called internal fr thermal energy. It is called thermal energy because it cannot be readily converted into work. The stored energy associated with the velocity of the system is called kinetic energy, while the stored energy associated with the position of the system is called potential energy. These are both forms of ‘mechanical energy since they can be converted readily an completely into work. Chemical, electrical, and afomic energy would be included in any accounting of stored energy; however, engineering thermodynamics fre- quently confines itself to systems not undergoing changes in these forms of ‘energy. If the basic principles are understood, iis a simple matter to include them. 2.8.3, Transiont Forms of Energy Heat, Q. Heat is the mechanism in which energy is transferred across the boundary between systems by reason of the difference in temperature of the two systems. The transfer is always in the direction of the lower tempera ture. Being transitory, heat isnot a property. Wis redundant to speak of heat as being transferred, for the term: “heat” signifies in itself “energy in transit." However, we will refer to heat as being transferred in keeping with common usage. Although body or system cannot “contain” heat. it ill be wseful in discussing many processes to speak of hat received or heat rejected so that the direction of heat transfer relative to the system is immediately obvious. This should not be constiucd as the treatment of heat as though it were a substance. Further, heat transferred to a system is denoted +Q, and heat transferred from a system, ~Q. Thus, positive heat represents energy transferred fo a system, and negative heat represents energy transferred jrom a system. In an adiabatic process. 0 = 0. From a mathematical perspective, heat is a path function and is recog- nized as an inexact differential. That is, the amount of heat transferred when a system undergoes a change of state from state {to state 2 depends on the 66 THERMODYNAMICS. path that the system follows during the change of state. Since heat is an inexact differential, the differential is written 80. On integrating, we write J 80 = Inwords, (Qs the heat transferred during the given process between state I and state 2. ‘The rate at which heat is transferred to a system is designated by the symbol Q. Lis also convenient to speak of the heat transfer per unit mass of the system, q, which is defined as Work, W. Work is the mechanism by which energy is transferred across the boundary between systems by reason of the difference in pressure (or force of any kind) of the two systems, and is in the dicection of the lower pressure. If the total effect produced in the system can be reduced to the raising of a weight, then nothing but work has crossed the boundary, Work, like heat, is not possessed by the system but occurs only as energy being wansferred, Work i, by definition, the energy resulting from a force applied through a Gistance. If the force vaties with distance x, work may be expressed as 8 Fede or w= [ra eas In thermodynamics one often finds work done by a force distributed over an area, by a pressure p acting through a volume Vas in the case of a fd pressure exerted on a piston. In this event, ow = pav 34) where p is an extemal pressure exerted on the 5) Mechanical or Shafi Work, W. ‘This is the energy delivered or absorbed by ‘ mechanism, such as a turbine, air compressor, or internal combustion engine. Shaft work can always be evaluated from the basic relation for work. ‘Work done by a system Is considered positive and work done on a system is considered negative. The symbol W designates the work done by a sys- tem. 25, FORMS OF ENERGY 67 ig. 248. Element of fluid in frictionless steady fow. ‘There are a variety of ways work may be done on or by a system, In addition to mechanical work, work may be dane due to surface tension, the fiow of electricity, magnetic fields, and in many other ways. For nonfiow processes, the form of mechanical work most frequently encountered is that done at the moving boundary of a system, such as the ‘work done in moving the piston in a cylinder, and may be expressed in equation form for reversible processes as W = fp dV. In general for the nontlow process, we can express work as follows: we=|pave 235) where the dots indicate other ways in which work ean be done by or on the system and would include the work loss due to irreversibility ‘A useful expression for the work of a frictionless steady-flow process will now be derived. The derivation procedure is 1, Make a free-body diggram of an element of fuid (Fig. 2.18). 2. Evaluate the external forces on the free body. 3. Relate the sum of the external forees to the mass and acceleration of the free body. 4. Solve the resulting relation for the force by which work is done on the fui. 5. Apply the definition of work as {F dr. Applying Newton's second taw of motion, the sum of the external forces fon the fluid element must equal malg,.. The mass of the element is pA. + A/2)AZ, and the acceleration is approximately AV/S9. Thus, eee 4 66. THERMODYNAMICS ‘The sum or resultant of the forces is BP = PA~ (+ 89)(A + 84) ~ Econ + [p+ jaar = Aan ~ BA cos + Fe Wotkia = FyAL = mv dp + ae + ME az Be and per unit mass Worky = yap + VAY 4 £ az Be Be Now, if AL is made to approach dL, then the other differences also approach differentials, and the work (per unit mass) done om the fluid in the distance aLis BWorky = v dp + LY 5 Bde 2.36) for flow between sections a finite distance apart, vy, Ve) + Bear Work = [ap + a 2) + Bas esp is an important relation for the mechanical work done on a unit mass ina frictionless sleady-flow process. For the open system, in addition to commonly encountering work done at ‘a moving boundary, there is always flow work to be considered. Flow Work. This consists of the energy carried into or transmitted across the system boundary as a result of the fact that a pumping process occurs somewhere outside the system, causing fluid to enter the system. It might be ‘more easily conceived as the work done by the Muid just outside the system fon the adjacent fuid entering the system to foree or “push” it into the system. Flow work also occurs as fluid leaves the system. This time the fluid in the system does work on the fluid just leaving the system. Although the ‘energy was provided by a pump or other mechanical means outside of the system, we consider the direct effect, the work of fuid on fluid. Poteet eee aol v=o 238) where v is the specific volume, or the volume displaced per unit mass, Flow work is also called flow energy or displacement energy. Disagree: 26, THE FIRST LAW OF THERMODYNAMICS 69° Potential : force Potential: temperature Stoved Forms of Energy By substances as entities Potential Ma Tested by elevation Rinctic Manifested by velocity Internal or intrinsic ‘Molecular Molecular kinetic Manifested by temperature Molecular potential Manifested by phase chemical Manifested by change in molecular composition Nuclear Manifested by changes in atomic compos ‘ment on the name used for this quantity results from the fact thatthe pv term fs generally derived as a work quantity, yet itis unlike other work qualities in tha itis expressed in terms of point function. Because it is so expressed. some engineers prefer to group it with stored energy quantities und speak of it as “transported energy” or “convected energy” instead of work. How= ‘ever, it must be remembered that pw can be treated as energy only when & fluid is crossing a system boundary. For a closed system, py does not repre sent any form of energy. Table 2.2 summarizes the forms of energy and their sources, 2.6, THE FIRST LAW OF THERMODYNAMI (CONSERVATION OF ENERGY) Having completed our consideration of basic definitions and concepts, we are ready to proceed 10 a discussion of the first law of thermodynamics, Often this law is called the law of conservation of energy. From the first law or the law of conservation of enery, we can conclade that for any system, open or closed, there is an “energy balance" as Fret amount uf cucngy] [het increase in stored added to system | ~ | energy of system Energy in — energy out = increase in energy in system (2.39) 70 THERMODYNAMICS With both open and closed systems, energy can be added to the system or ‘taken from it by means of heat and work. In the case of an open system, there is an additional mechanism for increasing or decreasing the stored energy of the system. When mass enters a system, the stored energy of the system is increased by the stored energy of the entering mass. Conversely. the stored energy of a system is decreased whenever mass leaves the sys: tem, If we distinguish this transfer of stored energy of mass crossing the system boundary from heat and work, ‘et amount Stored energy] [stored enera] _Jeneray added | __ [Re inerease ‘of mass en- | — | of mass leav-| + | to system as or tering system ing system. ‘heat ancl all eee {forms of work, ‘The net exchange of energy between the system and its surroundings must be balanced by the change in energy of the system. Within exchange of ‘energy we include our definition of energy in transition being either work o: heat. However, we must describe further What is meant by the energy of the system and the energy associated with any matter entering or leaving the system, ‘The energy £ of the system is « property of the system and consists of all of the various forms in which energy is characteristic of a system. These forms include: the potential energy (due to position), kinetic energy (due to ‘any motion), electrical energy (due to charge), etc. Note thal since work and heat are energy in transition and are not characteristic of the system, they are not included here. All ofthe energy of a system—exclusive of kinetic and potential eneray— is called internal energy ‘The symbol for internal energy per unit mass is w. The symbol for internal energy contained in a mass of m pounds is U. Therefore, U= mu ‘We must now describe precisely what is meant by the energy associated with mass entering or leaving the system, Each pound of mass that flows into ‘or out of the system carries with it the energy characteristic of that pound of ‘mass. This energy includes the internal energy, u, plus the kinetic and potes~ tial energy. If we investigate the flow of mass across the boundary of a system, we find that work is always done on or by a system where fluid flows across the system boundary. Therefore, the work term in an energy balance for an open system is usually separated int rwa parts: (1) the work required to push a fluid into or out of the system, and (2) all other forms of work For each unit mass crossing the boundary of a system, the flow work is pv. If the pressure or specific volume or both vary as a fhid flows aeross 26, THE FIRST LAW OF THERMODYNAMICS 71 Fig. 2.19. Eneigy flows in a general thermodynamic system. Reprinted by permis sion from ASHRAE Handbook of Fundamentals 108) system boundary, the flow work is calculated as f py &m, where 8m is an infinitesimal mass crossing the boundary. (The symbol Bm is used instead of din becauise the amount of mass crossing the boundary is not a property. The ‘mass within the system is a property, so the infinitesimal change in mass within the system is properly represented as dim.) The term work, W, without modifiers is conventionally understood to stand for all other forms of work except flow work, and the complete two: word name is always used when referring to flow work. ‘An equation representing the first law can now be written utilizing the symbols we have defined. As shown in Fig. 2.19, we will let my be the mass ‘entering the system and Bim be the mass leaving. The first law in differential ‘or incremental form becomes Ime + Pin ~ Umle + pron + Q ~ W = dE sm(m +m + Hs yt) e240) va = toa in + pon Bh) 440 — BW oat Pe Where 8 and 8W are the increments of heat and work, respectively, and dE is the differential change in the energy of the system. As properties of the system, F or U (or e or w) are treated like any other property. Tables of properties of various substances are available, which sive values for internal energy w along with other properties Since the combination of properties, u + pv, is also a property, we use enthalpy for simplicity and speed in obtaining numerical values for this combination We let the symbol 7 stand for the total enthalpy associated with a mass 'm, and h for specific enthalpy, or enthalpy per unit mass, In equation form, h w+ pw ‘nis tabulated in the literature along with other properties such as u,p, v, and T. The py term represents flow energy for an open system, but itis merely the product of two properties of a closed system. i TenN\ ake 72 THERMODYNAMICS In terms of enthalpy, the first-law equation becomes. am, (iu ¢ Ph etn) - mane he fn) +20 ~ 50 = ae or in integrated form, rm vi me vi } : [em (tu +f + ay) - [oma (ia BE ea) + = w Fama ~ Eick 24) Dividing through by the same interval Ar, we have am, ai (in ph +) ~ 32H. ar ar + fin (in s Pot aL) - alte Tee a tee) tow & 2.4) where Q and W ate the rates of heat flow and work, respectively. W is recognized as power. Integration of the first-law equation for the most general case in Which a Prior integration is possible, that is, where 41. The properties of the fluids crossing the boundary remain constant at cach point on the boundary. 2. The flow rate at each section where mass crosses the boundary is ‘constant. (The flow rate cannot change as long as all properties, in- cluding velocity, at each point remain constant.) 3. All interactions with the surroundings occur at a steady rate dm Fea EH, = Dimou (ue + Pe » tae +b) +e-w 27. THE SECOND LAW OF THERMODYNAMICS. 73 = |m(us Moet eA [nrlu Ted * ee +, ve nla +4}! (6+ a+ Eee aay where J is the conversion factor, 778 ftibf/Btu. Subscripts i and f are for inital and fal, respectively 7A special ease of considerable importance in engineving applications is that ofthe steady-low proces, a proces in which all quantiles associated with the system remain constant overtime. Consequently Dats £2) - Dales Be tv o-weo ac a= aay A second common application is the closed stationary system, for which the frstlaw equation reduces to 2 — W= Umlty ~ whem 249 2.7. THE SECOND LAW OF THERMODYNAMICS 2.7.1, ‘The Second Law from Classical Thermodynamies In its broader significance the second law involves the fact that processes proceed in a certain direction and not in the opposite direction, ‘A system that undergoes a series of processes and always returns to its initial state is said to have gone through a cycle. For the closed system ‘undergoing a cycle, from the first law of thermodynamics, $80 = $aw ‘The symbol § stands for the cyclical integral of the increment of heat or ‘work. Any heat supplied to a cycling system must be balanced by an equiva- ent amount of work done by the system. Or, conversely, any work done on the cycling system would result in an equivalont amount of heat being given off. Many examples can be given of work being completely converted into heat. However, a cycling system that completely converts heat inte work has never been observed, although such complete conversion would not be a jolation of the first law. The fact that heat cannot be completely converted to work ia the basis for the aceond Inw of thermodynaunies, The justice tion for the second law is empirical ‘The second law has been stated in a number of equivalent ways. We shall discuss two of them, ‘The Kelvin-Planck statement of the second Inv is: 74 THERMODYNAMICS It is impossible for any cycling device to exchange heat with only a single reservoir and produce work. In this context, a reservoir is a body whose temperature remains constant regardless of how much heat is added to or taken from it, In other words, the Kelvin-Planck statement says that heat cannot be continuously and com- pletely converted into work; a fraction of the heat must be rejected to an- ‘other reservoir at a lower temperature. The second law thus places a restric~ tion on the first law in relation to the way energy is transferred. Work can be continuously and completely converted into heat, but not vice versa. If the Kelvin-Planck statement were not (rue and heat could be com: pletely converted into work, the heat might be obiained from a low-tem- perature source, converted into work, and the work converted back into ‘heat in a region of higher temperature. The net result of this series of events would be the flow of heat from a low-temperature region to a high-tem- perature region with no other effect. This phenomenon has never been ob- served and is contrary to all our experience. ‘The Clausius statement of the second lav is No process is possible whose sole result is the removal of heat from a reservoir al one temperature and the absorption of an equal quantity of heat by a reservoir at a higher temperature, ‘Some of the corollaties of the second law are given below. Corollary A. No engine operating between two given reservoirs can have a greater efficiency than a reversible engine operating between the same 080 Corollary B. All reversible engines operating between the same tempera- ture limits have the same efficiency, Corollary C. I is theoretically impossible to reduce the temperature of any system to absolute zero by any series of finite processes. Corollary D. The thermodynamic temperature seale. Define the ratio of two temperatures as the ratio of the heat absorbed by a Carnot engine to the heat rejected, when the engine is operated between reservoirs at these tem- peratures. Thus the equality Qy/Q, = Ts/T; becomes a matter of definition, and the fundamental problem of thermometry, that of establishing a temper: ature scale, reduces to a problem in calorimetey. Covotiary B. The inequality uf Clansins. When a systeu is caried around a cycle and the heat 8@ added to it at every point is divided by its temperature at that point, the sum of all such quotients is less than zero for 2.7. THE SECOND LAW OF THERMODYNAMICS 75, irreversible cycles and in the limit is equal ta zero for reversible cyctes, 2< se Covlidg _ el Haotng end Cooling C C Fig. 2.28, Basic heat pump cycle. Reprinted by permission from ASHRAE Systems Handbook 1973 by capillary tubes or an expansion valve, the secondary fluid returns to the evaporator in its liquid state at very low temperature, and the eyele con- tunues. The net result is that heat is transferred from a low-temperature source {0 high-temperature receptacle with the addition of work input (0 the cycle. The advantage of this type of heating system is that more energy is ‘made available for space heating than the work required to operate the heat pump. ‘A heat pump cycle can be reversed to provide space cooling during the summer months. That is, most heat pumps provide a four-way valve, as shown in Fig. 2.28, that effectively switches the indoor and outdoor heat exchangers so that the indoor exchanger becomes the evaporator and the ‘outdoor exchanger becomes the condenser. The heat pump then operates normally except that heat is removed instead of supplied to the space. Figure 2.29 shows the four basic components of heat pump: the com: pressor, the condenser, the expansion device, and the evaporator. The ther- modynamic operating cycle for a heat pump is identical to the conventional vapor-compression refrigeration cycle, as shown in Fig. 2.29. The compres: sor takes superheated refrigerant vapor with low pressure and temperature at state 1 and compresses it to @ much higher pressure and temperature a state 2, The high-pressure, high-temperature gas is then passed through the ‘condenser (indoor coil of a heat pump), where it gives up heat to the {temperature environment and changes from vapor to liquid at high pressure, ‘The reftigerant exits from the condenser, usually 2s a subcooled liquid a state 3, Next, the refrigerant passes through an expansion device, where it ‘drops in pressure. The drop in pressure is accompanied by a drop in temper ature such that the refrigerant leaves the expansion device and enters the vapuratur (outdoor coil ofa heat pump) as a low-pressure, low-temperature ‘mixture of liquid and vapor at state 4. Finally, the refrigerant passes through the evaporator, Where it picks up heat from the low-temperature environ- ‘ment, changing to all vapor and exiting at state 1 we oc oe 4 88 THERMODYNAMICS 9, 4 t Condenser {e @ sigh precoure igh preoowne Soper te Ci Compressor Expansion _,, Valve “ mexture of — Tigutd 6 oper tow presoure © __[eveperator | O} °°" a ig 2.29. Basic heat pump components. ‘A simple eneray balance on the system shown in Fig. 2.29 gives Qn = + W where Qxy = heat energy rejected to the high-temperature environment 1, = heat energy taken from the low-temperature environment W = input energy required to move the quantity of heat Q, from the low-temperature environment to the high-temperature envi- ronment ‘The coefficient of performance (COP) is then equal to the heat output di vided by the work input cor Oy On + W Oe Se = eM a (2.48) It's thus seen that the COP ofa heat pump is always greater than {. That is, a heat pump always produces more heat energy than work energy con- sumed, because there is a net gain of energy Q, transferred from the low- temperature to the high-temperature environment. ‘The heat pump is a reverse heat engine and is therefore limited by the Carnot eyele COP: 1 COP cane = TFG (2.49) where Ty, = low temperature in cycle and Zz = high temperature in cycle. ‘The maximum possible COP for a heat pump, maintaining a fixed temper ature in the heated space, is hence a function of source temperature, as, shown in Fig. 2.30. However, any real heat-transfer system must have finite temperature differences across the heat exchangers. Also shown in Fig. 2.30 fare the Carnot COP for a typical air-to-air heat pump, accounting for AT 2.9. APPLICATION OF THERMODYNAMICS TO HEAT PUMPS 89 § coettcent ot Fig. 2.30. Actual vs. ideal heat purnp COP. values across the heat exchangers, and the actual COP for the same heat pump, accounting for compressor efficiencies and other effects. Iti evident that the influence of temperature difference across the heat exchangers on COP js significant, causing a major portion of the discrepancy between actual and ideal COPs at higher source temperatures. The remaining differ- ‘ence between actual and Carnot COPs is 2 result of real working fui, low losses, and compressor efficiency, Examets 2.6 A heat pump using Reftigerant-12 (shown in Fig. £2.6) is to be used for ‘winter space heating of a residence. The building heat loss is 65,000 Btwhr. ‘The compressor process ideally will be reversible and adiabatic. (@) Determine the work required by the compressor, in hp. (b) Determine the COP for heating, (©). Ifthe same work is supplied to the compressor in the summer and the ‘operating conditions of the refrigeration system romain unchanged, determine the rating of the unit as an air-conditioner (For cooling), Boul. (@ Determine the COP for cooling, (©) Determine the BER for cooling, Biu/lar-W) 90 THERMODYNAMIC Solution faneb tease Biers vert int ep wo -F Date enter Fig. E26. im(hy — hs) + Qe = 0; 192.373 ~ 36.013) + 65,000 = 0 m= 1153 Ibybr fa) mil ~ ha) ~ W = 05 153077.271 = 92.579) 6 84 np ‘Sei 6.84 hp ® COP, = $5000 3.73 Ww tTaIs (©) my ~ by) + Q, = 0; O, = 1153(77.271 ~ 36.013) = 47,600 Bohr e Trai ~ 273 @ cop, = 2 W 4 (©) BER. = o> = 9.3 Brule) 133.475 2.10, AMMONIA-ABSORPTION REFRIGERATION CYCLE ‘The ammonis-absorption refrigeration cycle differs from the vapor compres: sion eyele in the manner in which compression is achieved. Figure 2.31 is a schematic of such a system, The low-pressure ammonia vapor leaving the evaporator enters the absorber, where il is absorbed in the weak ammonia solution, Since the temperature is slightly above that of the surroundings, 2.11. APPLICATION OF THERMODYNAMICS TO HVAC FROCESSES 94 aeeeeeeol < wate: eon rat rece eon dean ‘Awortar Evecorator = ; — | © toma Lk Fig. 231, The ammonia-absorption relrgeraton cycle heat must be transferred to the surroundings during this process, The strong ammonia solution is then pumped through a heat exchanger to the generator at a higher pressure and temperature. The ammonia evaporates from the solution as a result of heat transfer. The ammonia vapor goes to the con denser (as in a vapor-compression system) and then to the expansion valve tnd evaporator. The weak ammonia solution is returned to the absorber through the heat exchanger. ‘The distinctive feature of the absorption system is that very little work input is required because the pumping process involves a liquid, In addition. more equipment is involved in an absorption system than in the vapor- compression cycle. Thus, it is economically feasible only in those cases ‘where a source of heat is available that would otherwise be wasted 2.11. APPLICATION OF THERMODYNAMICS TO HEATING, VENTILATING, AND AIR-CONDITIONING (HVAC) PROCESSES ‘A complete air-conditioning system is given schematically as Fig. 2.32 and shows various space heat and moisture transfers that may be present. The ne te fee 92 THERNODYNaMics es Tae c een om fen ‘Conditioner Sane Fig. 2.32. Schematic of air-conditioning system: symbol as represents a sensible heat transfer rate, while my represents a moisture transfer rae, The symbol gz designates the transfer of energy that fecompanies the moisture transfer and is given by Zhe, Where hy is the specific enthalpy of the moisture added (or removed). Solar radiation and internal loads are always gains upon the space. Heat transmitted through Solid construction components due to a temperature difference and energy traasfers due to infiltration may represent gains or losses. Referring to the conditioner of Fig. 2.32, itis important to note that the energy (gd) and moisture (m.) twaasfers atthe conditioner cannot be deter- mined from the space heat and moisture transfers alone. The effect of the ‘outdoor ventilation ai must also be included as well as other system load components. The designer must recognize that items such as fan energy, dct transmission, roof and ceiling transmissions, heat of ight, bypass and leakage, type of return air system, location of main fans, and actual vs gud : . te 2 oe ttl gv ee Fig. 2.33. Typical air-conditioning system processes for cooling 2.11. APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 93 Waniainy Rene Fig. 2.34. Psychrometric representation of heatinghwumidifvine process design room conditions are all related to one another, to component sizing, and to system arrangement, ‘The most powerful analytical tools of the air-conditioning design engineer are the first law of thermodynamics, or energy balance, and the conservation of mass, or mass balance. These conservation laws are the basis for the analysis of moist air processes. The following sections demonstrate the ap- plication of these laws lo specific HVAC processes. {In many air-conditioning systems, air is taken ftom the room and returned to the air-conditioning apparatus, where it is reconditioned and supplied again in the. room. In most systems, the return alr from the room is mixed With outdoor air required for ventilation. Figure 2.33 shows a typical air-conditioning system and the correspond- ing psychrometric chart representation of the process for cooling conditions Outdoor air (0) is mixed with return air () from the room and enters the apparatus (mm). Air flows through the conditioner and is supplied to the space (6). The air supplied fo the space picks up heat g, and moisture my, and the cycle is repeated. A typical psychrometric representation of the same type of system oper- ating under conditions of heating followed by humitification is given in Fig 234, 2.11.1, Absorption of Space Heat and Moisture Gains ‘The problem of air-conditioning a space usually reduces tothe determination ‘of the quantity of moist air that must be supplied and the necessary condition ‘which it must have in order to remove given amounts of enerey and water fia dhe space and be widhdrawn at a specified condition, Figure 2.35 schematically shows a space with incident rates of energy and moisture gains. The quantity g, denotes the net sum of all rates of heat gain arising from transfers through boundaries and from sources within the space. This heat gain involves addition of energy alone and does not include 94 THERMODYNAMICS gpuciy me W225, Spac process, energy contributions due to addition of water (or water vapor). Its usually called the sensible heat gain., The quantity my, denotes the net sum of all rates of moisture gain arising from transfers through boundaries and from sources within the space. Each unit mass of moisture injected into the space adds an amount of energy equal to its specific enthalpy. “Assuming steady-state conditions, the governing equations are might + mglty ~ mghs + 4, = 0 ‘and ImaW, + ite = maW> 2.11.2. Heating or Cooling of Air When air is heated or cooled without the loss or gain of moisture, the process yields a straight horizontal line on the psychrometric chart, since the humidity ratio is constant. Such processes ean occur when moist air flows ‘through a heal exchanger. Figure 2.36 isa schematic of a device used to heat ‘0F cool ar, For steady flow conditions, the governing equations are inghy — mghn + = 0 and Wr = Wy 2.11.3. Cooling and Dehumiditying of Air When moist air is cooled to a temperature below its dew point, some of the water vapor will condense and leave the air stream, Figure 2/37 is a sche- matic of a cooling and dehumidifying device. Fig, 2.36, Schematic heating or cooling device 2.11, APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 95 = @ — Fig. 2.37. Schematic cooling and dehumidifying device. Although the actual process path will vary considerably, depending on the type of surface, surface temperature, and flow conditions, the heat and mass transfer can be expressed in terms of the intial and final states. Although water may be separated at various temperatures ranging from the initial dew point to the final saturation temperature, itis assumed that ‘condensed water is cooled to the final air temperature ¢ before it drains from the system, For the system of Fig. 2.37, the steady flow energy and material balance equations are maby = maa + a2 + rye mgW, = mgWs + me Thus, ig, = mal Wy = Wa) 1d = malty ~ ha) — OW, = Wadfogal ‘The cooling and dehumidifying process involves both sensible and latent heat transfer, where sensible heat transfer is associated with the decrease in dry-bulb temperature and the latent heat transfer is associated with the decrease in humidity ratio, These quantities may be expressed as = matglt, ~ 12) and a = may — Why 2.11.4, Heating and Humidifying Air A device to heat and humidify moist air is shown in Fig. 2.38. This process is generally requited during the cold months of the year. An energy balance on the device vields gli, +g + Maltg = Mate and a mass balance on the water gives mals + my = maW 4 7 4 96 THERMODYNAMICS ede f 5 Fig. 2.38. Schematic heating and humidifying 6 % vie 21S. Adiabatic Mixing of Two Streams of Air ‘A common process involved in air-conditioning systems is the adiabatic mixing of two streams of moist air. Figure 2.39 schematically shows the problem. If the mixing is adiabatic, it must be governed by the three equa~ tions: madi, + masha = Mslts Magy + Ma = Ms mai + maaWa = masWs 2.11.6, Adiabatic Mixing of Moist Air with Injected Water Injection of steam or liquid water into a moist airstream to raise the humid: ity ratio of the moist air, a frequent air-conditioning process, is schemati- cally shown in Fig. 2.40. if the mixing is adiabatic, the following equations apply gh + Made = Mia gy tig = mW a Prot Pet Fi 228 Adm ing 60 seam ft 211, APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 97 Fig. 2.40. Sch mist air. matic injection of water into 2 7. Moving In all HVAC systems, there must be a fan or blower to move the ait. Under steadycflow conditions for the fan shown schematically in Fig. 2.41, the ‘conservation equations are Iglty ~ malty — We = 0 and w= We 2.11.8. Approximate Equations Using Volume Flow Rates ‘Since the specific volume of air varies appreciably with temperature, all calculations should be made with the mass of air instead of volume. How- ever, volame values, usually in cubic feet per minute (cfm), are required for selection of coils, fans, ducts, and so on, A practical method of using volume values, while still actually working in ‘mass so that accurate results are obtained, isthe use of volume values based ‘on measurement at standard conditions. The value taken as standard is 0.075. Ub of dry air per cubic foot (13.33 fb dry air). This is @ condition corre- sponding to about 60°F at saturation, and 69°F dry (at 14.7 psia). Thus, in the ange at which the air usually passes through the coils, fans, ducts, and so fn, it is at a density close to standard, and the accuracy desired is not likely to require correction. When the air flow is to be measured at any particular condition or particular point, such asa coil entering or leaving condition, the corresponding specific volume can be taken from the psychrometric chart * Fig. 241, Air moving 98 THERMODYNAMICS ‘and the standard volume multiplied by the actual specific volume divided by 13.33 ‘Air-conditioning design often requires calculation of: 1, Sensible heat gain corresponding to the change of dry-bulb tempera- ture (Ad) for a given air flow (standard conditions). Sensible heat change in Btw: de = (clmXO0(0.075}(0.24 + 0.451)Ar where 0.24 = specific heat of dry air, Bruilb W = humidity ratio, tb waterilb dry air (0.45 = specific heat of water vapor, Biull (Te specific heats are for a range from about — 100 10 +200°F.) ‘The value of (60)0.075\(0.24 + 0.45 W) varies with W. When W ©, the value is 1.08; when W = 0.01, the value is 1.10; when W (0.02, the value is 1-12; and when W = 0.03, the value is 1.14. Since a value of W = 0.01 approximates conditions found in many air-conditioning problems, the sensible heat change (Btw/ht) can be found from the relation 9s = (etimi(.10(4) in Brute (2.50) Latent heat gain corresponding to the change of humidity ratio (W) for given air flow (standard conditions). Latent beat gain is 4, © (efimy60}0.075, 10764) where 1076 is the approximate heat content of 50% relative humidity vapor at 73°P, less the heat content of water at SO°F. The 50% Rh at 7S°F is a common design condition for the space, and 50°F is normal condensate temperature from cooling and dehumiditying coils. Com- bining the three values, the latent heat change (Btu/hr) can be found a. = (etmyasaoyaw) es 3. Total heat, in Btu/hr, corresponds to the change of a given cfm (stan- dard) through an enthalpy difference Ai Total heat change = (cfmy60X0.075)(ah) where 60 = min/br and 0.075 = tb dry aint’ If the product of the two constants is used as a single number (4.5), the total heat change is ar = 4.S(cimMah) 25m ExaMPLe 2.7 A fan is used to provide fresh air to the welding area in an industrial plant ‘The fan takes in outside sir at 80°F and 14.7 psia at the rate of 1200 cfm with 2, APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 99 negligible infet velocity. In the 10-1? duct leaving the fan, air pressure is 1 psig. Ifthe process is assumed to be reversible, adiabatic, determine the size ‘motor needed to drive the fan Solution. Piva. (14.7)(144)(1200) jn = ate OEPUSH200 6 4.169 m/min Z Mo sao) (52) ss0.2578 Rie aes = 12.98 0%ibm mm Se = 118.47 fin YE) = nlosts— m9 - We mfr ~ (m+ Fae = es. 890 [24050 — soa ~ ieeo”) Saath | = ~ 13.020 Beate = Shp Bxanrte 2.8 FFind the heat transfer rate required to warm 1500 cfm (f/min) air at 60°P and 90% relative humidity to. 20°F without the addition of moisture. Solution VAs 13.31 4 = tiglhy ~ he) 4 = 6162(40.0 ~ 25,3) ww fing = SOG) 6762 tone 99,400 Brulhr @ = Mstyltr — 4 = ay024500 — 69 9.0 Bue pews ff Moist ir at 80°F db ang 67°F Wb is cooled 10 58°F db and 80% relative hhumidity. The volume flow rate is 2000 cfm and the condensate leaves at (60°F. Find the heat transfer rate, Saenee- ms Yer oe 400 THERMODYNAMICS Solution. See Fig, E2.9. ° ® 20046) ue Le ing = BOOED. 5564 oe Then vw |e f= ply = hy) = 0, = Wet Fie £23. 4 ~ 8664(31.6 ~ 22.9) — (0.0112 ~ 0.0082)28.08] 4 = 866418.7) ~ (0.084) ‘The last term, which represents the eneray of the condensate, is quite insig- nificant in this case. This will be true for most cooling and dehumidifying processes. Finally, 4 = 74,649 Buihr Aton of refrigeration is 12,000 Btuhr. Then 4 = 6.22 tons Exanece 2.10 ‘A fan in an air-conditioning system is drawing 1.25 hp at 1760 rpm. The capacity through the fan is 1800 cfin of 75°F air and the inlet and outlet duct are 12 in. in diameter. What is the temperature rise of air due to this fan? Solution. See Fig, E2.10. Steady flow: ae 2 = 1800 cfm at 75°F and 14.7 psia eRT w Fig. £2.10. = M1048) 2 8 Ss.3(s3s) ~ 0.075 Hoe sx = 1800.075)60) toimin inh, 1 + OW = 0 ‘ie fT = Te) = W 1800(.075)60)(0.24)(7) — Ty) = ~1.25(2545) Ty ~ Ty =-16F or Ty Ty = 1.60 Exauere 2.11 In an air-conditioning unit, 71,000 cfm at 80°F dry bulb, 60%6 relative humid ity, and standard atmospheric pressure, enter the unit. The leaving condition of the air is S7°F db and 90% humidity. 211, APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 101 Caleuiate: (2) the cooling capacity of the air-conditioning unit, in Btu/hr (©) the rate of water removal from the unit (€)_ the sensible heat load on the conditioner. in Buuvhr (@) the latent heat load on the conditioner, in Btu/hr (©) the dew point of the air leaving the conditioner Solution. See Fi oe FP Fig. 2.1. E21 “ aor $= 60% 7,000 etm fy=n9 jaes7 | \ w= 00132) e) (bas ya SFY A, = 29.0 ¥ = 1.000160) 306,475 Ibm aie” ct = 71,900 = 83 ssn = 71,000 = 83.» 67300 (lad ngs ~ tna ~ Fag Ws ~ Wayhy = ~O = 306475)93.7 ~ 23.5 ~ 0.0132 ~ 0.009V25) 3,093,900 Blulhr = 257.8 tons removed = '* JnglW ~ We) = (306,475N0.0132 ~ 0.009) = 1287 Ibm $9) Q,% ttathe ~ hy) = 806.475929 ~ 23.5) = 1,685,600 Btisr = 140.5 tons LAB) tng or 2 = telly ~ 1) 143:3 tons, (806.475)(0.244K80 ~ 57) = 1.719.900 Brust = 102 THERMODYNAMICS Q, = $.10(setm)Xe, ~ 4) = 67,900(1.10)23) = 1,718,000 Brufhe = 143.2 tons (Qe snghy — he) = (306,475933.7 ~ 29) = 1,440,400 Brulhr = 120.0 tons. or 21 = nls ~ Wadhyy = (806.475)0.0132 ~ 0.009)(1076 5,000 Qc = 4840 (cfmaw -4840(67,900)(0.0132 ©) ty 54.25 0.009) = 1,380,000 Bruh = 115.0 tons Examen 2.12 An air-conditioned room with an occupancy of 20 people has a sensible heat load of 200,000 Btu/he, and a latent load of $0,000 Btwhr, and is maintained at 16°F db and 64°F wb. On a mass basis, 259% outside air is mixed with relurn air, Outside air is at 95°F db and 76°F wh: Conditioned air leaves the Apparatus and enters the room at 60°F db. Neglect any temperature change ddue to the fen. (@) Draw and label the schematic low diagram for the complete system, (©) Complete the following table: Point 7, db CF) 6 (9%) (Btu/lb) W (bb) mg (lbyhr) SCFM CEM 0A (© Plot and draw all processes on a psychrometric chart (A) Specify the fon size, scfm ~ (©) Determine the size refrigeration unit needed, Btu/hr and tons (©) What percent of the required refrigeration is for () sensible eooling and (i) for dehumidification? (@) What percent of the required refrigeration is due to outside sir load? 211, APPLICATION OF THERMODYNAMICS TO HVAC FROCESSES 103 Solution Fig. 2.224. o Point 1, db CF) (9) A (Btw/ib) W (lob) my lb/hr) SCFM CFM Oa fF 95} a 394% 0.0157 12,810. 2,846 3,053 r $7 52293, 0.010 38.420 8,536 m {81° S08 .0N3 51.230 11,380 11.783 S844 0.0091 51,230 11,380 11356 os) 75(0.010) + .25(0.015) = Wy, = 50% 1929.3) + 2589.4) = hy = 318 | T= 81°F on13| ‘ Fig. E2.12c. (Fan size = 11,400 setm (©) mall) — milly) ~ meWm ~ Wadhe + Q = 0 51,230 [318 ~ 24.4 ~ (0.0113 — 0.00928) + Q = 0 @ = ~375,900 Biwhr = 31.3 tons } es 4 7 : se ‘ 404 THERMODYNAMICS = 51230-24081 = 60) 69g or 69.876 sensible, (© % sensible ae BB oF 69.8% se 30.2% latent 2846{1.10(95 — 76) + 48406.015 ~ 010] _ 4.341 or © % outside air oa 0341 0) 34.19% Bxanrce 2.13 1. On summer days, only the cooling coil of the air-conditioning system (Fig. £2.13) is operating. At summer design conditions, the following conditions exist: Crem 150 f 12307 = 55°F ab, 6 = 100% OA: 1 = 98° db, 1 = TH wh s:1= S6R ab 10% by weight outide air is required for ventilation. Space sensible heat gain, Q, = 129,000 Bru/hr Space moisture gain, m,'= 55.7 Ibf/he Determine: (2) Summer air fow rate to space, me, Ibuyhr; da = dry air. (b) Size of cooling unit required, Btulhr and tons (©). Sensible load on cooting coil, Btw/he (@ Latent load on cooling coil, Biu*hr 21, APPLICATION OF THERMODYNAMICS TO HVAC PROCESSES 105 ‘On winter days, the humidifier and heating coil components of the ai conditioning system (Fig. £2.13) are operating. At winter design condi. tions, the following conditions exist Ft = ISP db, = 28% OA: 1 = OF. = 100% 2 = BSF db 802 BSS db 10% by weight outside air is required for ventilation Space sensible heat loss. Q, = 214,000 Buwhr Space moisture gain, m, = 8.3 tbfbr Determine: (2) Winter air flow rate to space, ty Ibjathr (©). Supply humidity ratio to space, W;,Ibby, (©) Size of heating unit required, Btushr (@) Size of humidifier required, lohr Solution. (9) Q, = macy (i = 19) = 129,000 = m,(0.244)75 ~ 56) sme = 27,800 bie (0) 123: = SSF, 6 = 100% = h = 23.4,W = 0092 1 = S6R.W = 0.0002 = h = 23.6 1 = 79°F, W = 0.0092 + S87 = o.o1i20. h = 30.2 27800 OAS 1 = 95°F, = TRE = h = 41.4, 0 = 0.0168 me moslont Mite = then moWont mM, = ry Wy HALA) + 960.2) = hy, ig = 313 10168) + 96.0120) = W,, Wy = 0.01176 = 60F mtn ~ hy — (Wy — WYK + = 0 27,800[31.3 ~ 23.4 ~ (0.01176 ~ 0,0092)23)) = -9 Qc = 218,000 Biuihr = 18.2 tons 106 THERMODYNAMICS (©) Q, = maeyllm ~ t6) = 27,800(0.244N76.7 — 55) = 147,200 Bruty (Qe = maW ~ WACOTE) = 27,800(0.01176 ~ 0.0092\1076) = 76,600 Btw/he 2), = macy, = 4) = 214,000 = (0.244K135.5 ~ 75) sme = 14,300 thy w) 83. 14,500 * v (© 0 = TSR; = 25%; W = 0086; 5:1 = BSR, W = 00403 OA: 1 = OF: & = 100%; W = 0,0007872; hk = 0.835 igs * M835) + 9023.0) = 20.78 0.0046 = Ww, + 0.00403 Wy, = -1(.00079) + .9(.0046) = 0.00422 tm = 68°F db 2:1 = ISSR; We = Wy, = 0.00822 sey ~ bah + Q = 0 14,500(0.248)(68 — 135) Qu = 237,000 Bewhr (4) ming = rls ~ Wa) 14,500(0.00403 ~ 0.00422) = -2.8 (no humidification needed) PROBLEMS Determine the specific volume of a gas at 500 KPa and 20°C. Assume that v= RUip and R = 287 Nemilke-K), 2. A pressure gauge reads 31.2 Ibffin.*, and the barometer reads 29.92 in Hg. Calculate the absolute pressure in psia, psfa, and atm. 3. Amercury manometer is used 1 mneasure a vacua and reads 26.8 in \when the barometer reads 28.5 in. Hg. Determine the absolute pressure in in. Hg, psia, atm, and microns of Hg, PROBLEMS {07 4. A water manometer used to measure the pressure rise across a fan 9. reads 1.1 in. HO when the density of the water is 62.1 lbmi/f?. Deter mine the pressure difference in Ibi? A thermometer reads 72°F. Specify the temperature in “C, K, and "R. (One gallon of fuel oi! having & heating value of 139,000 Brulgel burns in ‘a home furnace. Determine the mass loss (converted to energy) per gallon of fuel burned, fae Air with a density of 0.075 lb/ft enters a steady-flow system through {2in, diameter duet with a velocity of 10 f/sec. It leaves witha specific volume of 5.0 ft'lb through @ 4-in. diameter duct. Determine (a) the mass flow rate in lb/hr and (b) the outlet velocity in fsec. Airis compressed in a cylinder by a piston. At the initial pressure of 0 psia, the temperature is 100°F. The following table describes the path of the process: Pressure Volume en) Ey 80.0 80 ors 100 60.0 120 52.5 140 45.0 160 325 180 325 Determine the work required for compression of the air assuming a reversible process. Complete the following table: Condition Substance TF) P(psia) _v@PAbm) (x, “SH, of SC) SoLEtcan =e Bo ieee Freomi2 120 2% Freoni2_ 120 = 0.62 Iby/lbm 4 4 408 wo. UL 2, ‘THERMODYNAMICS. Complete the following table: uk 5 Condition TP Bw Bul Bul "CSC: Substance _(F)_(psia)_tbm) Thm) bm) _Tbm’R) x; SH) 50 0.80 ‘Ammonia | 80 13 80475 aeiniat 20 2.83 Freon-12 5006 50 100 1000 Water 0 20 a 1000 12s A hot water heater has 2.0 gal/min entering at SO°F and 40 psig. ‘The water leaves the heater at {60°F and 39 psig. Determine (a) the change in enthalpy per pound and (b) the gal/min of water leaving ifthe heater is operating under steady flow conditions. As the pressure in a steam line reaches 100 psia, the safety valve opens, releasing steam to the atmosphere in a constantenthalpy process across the valve. The temperature of the escaping steam (after the valve) was measured as 250°P. Determine the temperature of the steam in the line as well as its specific volume and condition, ‘A.room of dimensions 4 m % 6 m x 2.4 mcontains an air-water vapor ‘mixture at a total pressure of 100 kPa and a temperature of 25°C. The partial pressure of the water vapor is 1.4 kPa, Calculate: (a). The humidity ratio (©) The dew point (©) The total mass of water vapor in the room An air-conditioning coil cools 2000 cfm of air at 14.7 psia and 80°F to 45°F. Determine the rating of the air-conditioner, in Btu/hr, Air is heated to 80°F without the addition of water, from 60°F db and SO'F wb, By use of the psychrometric chart, find: (a) Relative humidity of the original mixture. (©). Original dew point temperature. 16. y. 18. vw. 2. a4. PROBLEMS — 109 (©) Original specific humidity’ (@ Initial enthalpy. (© Final enthalpy. (0 Heat added, (@)- Final relative humidity, Air is used for cooling an electronics compartment. Atmospheric air ‘enters at 60°F, nnd the maximum allowable air temperature is 100"F. If the equipment in the compartment dissipates 3600 W of energy to the ine the necessary air flow rate in (a) Ibahr and (b) clin at Air is heated as it lows through a constant-diameter tube in a steady ow. The air enters the tube at 50 psia, 80°F and has a velocity of 10 fs at entrance. The air leaves at 45 psia and 255°F (@)__ Determine the velocity of the air (tls) at the exit, (©) 1£23 tbm/min of air isto be heated, what diameter (in.) tube must be used?, Air undergoes a steady-fow reversible adiabatic process. The initial state is 1400 kPa, 815°C, and the final pressure is 140 kPa. Changes in kinetic and potential energy are negligible. Determine: (@) Final temperature (b) Final specific volume, (©) Change in specific internal energy. (@ Change in specific enthalpy. (©). Specific work, Air is compressed in a reversible steady-state, steady-flow process from 15 lbflin2, 80°F to 120 Ibffin.*. Calculate the work of compression per pound, the change in entropy, and the heat transfer per pound of nit compressed. assuming the process is: (@)_ Isothermal () Polytropic, n= 1.25. (©) Adiabatic Air enters an ait-coneitioning duct at arate of 2000 fMmin at °F, 14.9 psia. The air discharges from the duct at 60°F, 14.7 psia. Determine (a) Mass flow rate of air, tbr. {b) Volume tiow rate at aischarge, etm. (©). Change in enthalpy of air between inlet and outlet, Buu ‘The heat from students. lights, conduction through the walls, and so fon, to the air moving through a classroom is 21,000 Btushr. Air is 440 2, 2B. 2». THERMODYNAMICS supplied to the room from the air-conditioner at 55°F. The air leaves the room at 78°F. Specify (@) Air fow rate, Ibi. (©) Air low rate, cfm, at inlet conditions. (©) Duct diameter, in., for ar velocity of 600 min, Water at 30 psig is heated at the rate of 5 gal/min from 62°F to t64°F. I electric heating elements are used, determine the (a) wattage required and (b) the current (A), if single-phase 220-V circuit is used. What minimum size motor (hp) would be necessary for 2 pump that handles 85 gal/min of city water while increasing the water pressure from 15 psia to 90 psia? ‘The water level in College Hills is 400 ft below the surface. It is desired to install a well pump that will deliver 15 gal/min of water (8.33 Ib/gal and 0.016 fb) at a pressure of 30 psig. What hp motor shoul be used? ‘A booster pump is used to move water from the basement equipment room to the 13th floor of an apartment building at the rate of 800 Ibm ‘min, Elevation change is 130 ft between basement and the 13th floor. Determine the minimum size pump (in hp) required In order to produce liquid nitrogen, nitrogen initially at 3000 psia and 80°F is expanded isentropically to atmospheric pressure. For every pound initially, determine (@) Amount (Ibm) of liquid nitrogen obtained. (©) Internal energy change, Bru/lbm. (©) Final temperature, °F. Refrigerant-12 is compressed in a piston-cylinder system having an initial volume of 80 in.*, Initial pressure and temperature are 20 psia, 140°F. The process is isentropic to a final pressure-of 175 psia, Deter (2) Final temperature, (©) Mass of R-12, Ibm, (©) Change in enthalpy, Beu/lbm. (@) Change in internal energy, Btu. An an ideal low-temperature reftigeration unit, Refrigerants12 is com- pressed isentropically from saturated vapor at |5,3 psia toa pressure of 200 psia. Determine the change in internal energy across the compres- sor per pound of the Refrigerant-12. Refrigerant-12 vapor enters a compressor at 25 psia and 40°R, and the mass rate of flow is 15 Ibm/min. What is the smallest diameter tubing (in.) that can be used if the velocity of refrigerant must not exceed 20 ns? 30. 32, PROBLEMS 144 4 —P coepreer o Fig. F2.38, Refrigerant-I2 is compressed in a residential air-conditioner from saturated vapor at 40°F to superheated vapor at 100 psia having an entropy of 0.170 Btulom°R, Determine the change in enthalpy for this compression process In a household refrigerator, Refrigerant-12 enters the compressor as Saturated vapor at 30°F. If the process across the compressor is Ken twopie and the discharge pressure is 150 psia, determine the refrigerant temperature at the compressor outlet. Inthe standard home freezer refrigeration unit, a capillary tube is often used to produce a throttling (Constan-enthalpy) process. In one such system, R-2 is throttled from saturated liquid at 151 psi to pressure of 12 psia, Determine (@) hii temperature, °F. (©) Final temperature, °F. (©) Final condition (SC, x, oF °SH1 (@) The change in specific volume, bm, A refrigeration unit employing Refiigerant-12 is shown in Fig. P2.33. Condensing pressure is 216 psia. Evaporator temperature is, ~ 10°F ‘The unit is rated at 66,000 Btu/hr for cooling. If the velocity inthe line between evaporator and compressor isnot to exceed § fs, determine the inside diameter Cin.) of the tubing to be used. Ammonia at 15 psia, 20°F, is compressed polytropically, py! = C, in a steady-flow process to $0 psia. Determine the minimum work of ‘compression and the corresponding heat transfer, both in Btullbmn Determine the coefficient of performance for each ofthe following: (@) An ideal heat pump using Freon-12 and operating between pres ‘ares of 38.7 and 172.4 py (©) An actual reftigerator providing 4500 Btufar of cooling while raving 585 W. ‘A beat pump is used in place of a furnace for heating a house. In winter When the ouside air temperature is 10°F, the heat los from the house ON ale 442 3. 2 ‘THERMODYNAMICS is 60,000 Btwhr if the inside is maintained at 70°F. Determine the zinimum electric power required to operate the heat pump (in kW), A heat pump is used in place of a furnace for heating a house. In winter when the outside air temperature is —10°C, the heat loss from the house is 200 kW if the inside is maintained at 21°C. Determine the minimum electric power required to operate the heat pump, Solar energy is to be used to warm a large “collector plate.”* This energy would, in turn, be transferred as heat to a fluid within @ heat engine, and the engine would reject energy as heat to the atmosphere. Experiments indicate that about 200 Bu/(hrft?) of enesgy can be col lected” when the plate is operating at 190°F. Estimate the minimum collector area that would be required for a plant producing 1 kW of usefull shaft power, when the atmospheric temperature is 70°F. ‘The load on a residential air conditioner is 36,000 Btuh when the out- door air temperature is 95°F and the indoor temperature is maintained at 7S°F, Determine the minimum power requirement (kW) to operate the air-conditioner. ‘Tests performed on a residential air-conditioner system yielded the following data: Refrigerant R12 Evaporating pressure 50 psia Condensing pressure 200 psia ‘Actual air-cooling effect 32,450 Biulhr Power meter reading. 5.76 KW Determine both actual and ideal performance: (a) COP; (b) EER: {€) hpvton. A refrigerator utilizes R-12 as the refrigerant and handles 200 Ibi. Condensing temperature is 110°F, and evaporating temperature is 5°F. For a cooling effect of 11,000 Btwhr, determine the minimum size ‘motor (hp) required to drive the compressor. Reffigerant-I2 enters the condenser of a vapor-compression refrigera: tion system at 175 psia and 140°F and leaves as saturated liguid at 120°F. Mass flow rate of the refrigerant is 4.8 Ibmimin. The heat is rejected to the surrounding air, which is at 90°F. Determine: (a) Heat rejection rate, Bu/r. (b) Separate the overall entropy changes pet han (Freon and sir- roundings). Reftigerant-12 enters the evaporator ofa freezer at ~ 20°F with a qual- ity of 85%, and leaves as saturated vapor. Determine the heat transfer per pound of refrigerant by (a) use of the first law of thermodynamics ‘and (b) by use of the second law. 45, PROBLEMS 113, A refrigeration unit employing R-12is shown in Fig, P2.44, Condensing pressure is 216 psia. Evaporator temperature is — 10°F. The unit is rated at 66,000 Btuw/hr for cooling. Determine: (a) the minimum size motor requited to drive the compressor, (b) the corresponding COP. of the unit, and (c) the output of the system as a heat pump (Btw), Eyspewer % Fig. P2.48 ‘The cycle shown in Fig. P2.45 is used for air-conditioning aircraft and uses air as the working fluid. Considering the compression process as ideal, determine: (a) Net work requited (in bp) per ton of refrigeration (12.000 Buu) (b) Heat rejected at the heat exchanger, Btwhr. © efficiency, %. @ on sone 20 pee 0c cae OR OTHER space To Be gocko| Fig. P45, 46. A solaroperated heat pump is designed to operate as shown in Fig. 2.46. Solar energy is used as the heat source for the boiler in a Rank- ine power system operating with R-22 as the working fluid. The turbine = 144 ‘THERMODYNAMICS -O ®. Fig. 72.46, ‘output drives the compressor in a regular R-12 heat-pump system, For conditions shown, determine the minimum square footage of solar col lectors if the heat loss from the house is 45,000 Bru/hr. In a mixing process of two streams of air, 10,000 cfin of air at 75°F and 50% relative humidity mix with 4000 ctim of air at 98°F dry bulb and ‘TSF wet bulb temperature. Calculate the following conditions after mixing at atmospheric pressure: (@) Dry bulb temperature. (b) Humidity content. (©) Relative humidity (@) Enthalpy. (©) Dew point temperature. In an auditorium maintained at a temperature not to exceed 77°F, and at a relative humidity not to exceed 55%, a sensible-heat load of 350,000 Btu and 1,000,000 grains of moisture per hour must be re: moved. Air is supplied to the auditorium at 67°F. (@) How many pounds of air per hour must be supplied? (©) What is the dew-point temperature of the entering air, and what is its relative humidity? (©) How much latent-heat load is picked up in the auditorium? (@ What is the sensible heat ratio? A space in an industrial building has a winter sensible heat loss of 200,000 Btufhr and a negligible latent heat load (latent losses 10 the ‘outside are made up by latent gains within the space). The space is to be maintained precisely at 75°F and 50% relative humidity. Due to the nature of ue process, 10076 outside aif Is Fequired for ventilation. The ‘outdoor air conditions can be taken as saturated air at 20°F, The ‘amount of ventilation air is 7000 sefm, and the air is to be-preheated, humidified with an adiabatic saturator to the desired humidity, and then PROBLEMS 445 reheated. The temperature out of the adiabatic saturator isto be main: tained at 60°F db. Determine the following: (a) Temperature of the air entering the space 10 be heated, “F. (b) Heat supplied to preheat coil, Btu/hr. (©) Heat supplied to reheat coil, Btw/br. (@) Amount of humidification, galimin, ‘An office building in Jefferson City, MO, using the HVAC system shown in Fig. P2.50, has space design loads as follows: Summer Winter 314,000 Bta/hr sensible (guin) 407,000 Buuthr sensible (oss) 1,000 Btw latent (gain) Nealgibie latent Minimum outside air for meeting the ventilation requirements ofthe £10 occupansis used © ® — © 2 9 © ceo esting Unit a a eee Sine] | Re [winter oe Sommer oF by 4 ty te 62°F Fp Ps (3) Speci (1) Summer air flow to space, sefim, @ Cooling coil rating, Bur. G)_ Sensible cooting coll load, Btu. (4) Latent cooling coil load, Bruihr. (5) Actual relative humidity of air leaving space, %. (6) Winter air flow to space, sefm. (1) Heating unit rating, Brushs (@) Humidiner rating, gauhr. (©) Latent load on heating/humidifying unit, Brw/hr (©) Plot all summer points and the summer eyele, with complete labeling, on a psychtometric chart, Pi\ te HEAT PUMP SYSTEMS AND APPLICATIONS A heat pump, in the common thermodynamic sense, is a system in reftigeration components (compressors, condensers, evaporators, and ex- pansion devices) are used in such a manner as to take heat froma source (air, water, ground, etc.) and give it up to a heat sink (air, water, ground, etc.) that is ata higher temperature than the source. For many applications, the heat pump is designed in such a manner as to reverse the cooling and heating functions. This allows the use of the same equipment for both heat- ing and cooling requirements in a single structure. Other applications are designed to simultaneously utilize both the heating and cooling effects ob- tained from the cycle in the same structure. 3.1. BASIC ARRANGEMENTS ‘There are two basic arrangements of heat pump components that provide for simple transition between the cooling and heating modes of operation. One controls the directions of flow of the ambient and room ait by & complex arrangement of ducts so that the condenser and the evaporator do not re- verse their roles during the cooling and heating modes of operation. Figure 3.1 isa simplified schematic presentation of such an air-to-air system. In the ‘summer, all for aie dampers are in the upper postion, eo that recirculated room ar is passed over the evaporator cols for cooling, Outside air, passing cover the condenser, removes the encray picked up by the working Auid in the evaporator plus the work ofthe compressor. For operatioa ofthe system 146 MM, BASIC ARRANGEMENTS 117 eros down Fig. 3.1. Airto-air heat pump for summer cooling and winter healing as a heat pump in the winter, all four dampers are moved to the lower position. Heat transfer trom the outside air. even at relatively how tempera~ tures, can then be accomplished at the evaporator coils, while the heat ejected from the condenser coils is defivered! to the recirculated room air. Controlled mixing of fresh outside air with recirculated room air ean be Provided for in the ducting arrangement, ‘A more practical embodiment of an air-to-air hest-pump system is pre- sented in Fig. 3.2. First, consider the conventional refrigeration cooling cycle shown in Fig. 3.3. Heat is absorbed by the indoor evaporator and discharged by the out- door air-cooled condenser. If we could physically reverse these components and absorb heat from the outdoor air and, by means of the refrigerant dlischarge it into the indoor space. then we would have erented heating. This is exactly what a reverse-eycle heat pump docs, except that it docs nat actually physically reverse the evaporator and condenser. By means of & reversing valve, it can direct the refrigerant flow alternately 16 make the process heat or cool. Thus the heat pump cycle looks like Fig. 3.2, where the coils are relabcled as indoor and outdoor. The reversing vaive directs the discharge and suction gas as shown by the arrows, Check valves are installed in the outlets of both coils ‘The one additional clement of a heat pump reftigerant cycle that is most fmportant is a suction-line accumutator that protects the compressor from refrigerant floodback during the changeover cycles (heating to cooling and vice versa) and during the defrost cycle. The physical volume of this element depends on the capacity of the unit. lis shape is « function of the brand. 448 HEAT PUMP SYSTEMS AND APPLICATIONS SPRING Pens EPNOraEEITTTY SOOMaS pavtreg ign cowpresson oS wis 4 : Tene z eave Cee 7 Fe. 3.3. Conventional cooling cyte. courresson ‘The four basic heat-pump designs for space heating and cooling may be ee tabulated as follows: : eating and Cooling - Heat Source Sink Medium Air Air : air Water = ft Water Air | Fig. 3.2. Airto-air heat pump. — nee ae i : ach of these basi designs can supply the required heating and cooling ( effect by changing the direction of the refrigerant flow or by maintaining a fixed refrigerant circuit and changing the direction of the heat source-sink medium, A third alternative is to incorporate an intermediate transfer fluid in 3.2. ‘TYPICAL CLASSIFICATIONS Heat pumps for building heating and cooling systems are classified according {0 (1) type of heat source and sink, (2) heatmg and cooling distribution ful, G) type of thermodynamic cycle, (4) type of building structure, and (5) size and configuration, the design. In this case the direction of the fuid is changed to obiain heating oF cooling, and both the refrigerant and heat source-sink circuits are fixed ‘The fixed refrigerant circuit designs, generally referred to as the indirect type of application, are becoming increasingly popular, particularly in the larger capacities. 420. -HEAT PUMP SYSTEMS AND AFPLICATIONS 3.2.1. Sources and Sinks: ‘The air-to-air heat pump is the most common type in use today. Itis particu- larly suitable for factory-built or unitary heat pumps and is widely used in residential and light commercial applications. The first diagram in Table 3.1 is typical of the refrigeration cycle or circuit used in air-to-air heat pumps. A few installations have been macle in which the forced-convection indoor coil hhas been replaced by a radiant heating panel. In the air-to-air heat-pump system shown in the second diagram of Table 3.1, the aie cireuits may be interchanged by means of dampers (motor-driven ‘or manually operated) to produce either heated or cooled air, which is then used for the conditioned space. With this system, one heat-exchanger coil is always the evaporator and the ather is always the condenser. Therefore, refrigerant reversing valves are not needed. The conditioned air will pass ‘over the evaporator during the cooling cycle, and the outdoor air will pass lover the condenser. The change from cooling to heating is accomplished by changing the appropriate dampers. 'A water-lo-ait heat pump uses Water as a heat source and sink and uses air fo move the heat to or from the conditioned space. Almost any water can be used as the source: river water, lake water, ground or well water, waste ‘water, and so on. ‘Air-to-water heat pamps are commonly used in large buildings where zone control is necessary, and are also quite commonly used for the produc- tion of hat or cokd water for industrial applications, Earth-to-ait heat pumps may employ direct expansion ofthe refrigerant i an embedded coil, as illustrated in Table 3.1, or they may be of the indirect type, where heat is exchanged by circulating water through underground coils. A waterto-water heat pump uses water as the heat source and sink for both cooling and heating operation. Heating-cooling changeover may be accomplished in either the reftigerant circuit or in the water circuits as shown in Table 3.1 ‘An eatth-to-water heat pump may be like the earth-to-air type shown in ‘Table 3.1 except for the substitution of a refrigerant-to-water heat exchanger for the finned coil shown on the indoor side. It may also take a form similar to the water-to-water system shown, when a secondary-fluid earth coil is used. Internal-source heat pumps utilize the high internal cooling load gener- ated in modern buildings either directly or with a storage system. The stor- age means is usually water, which is kept in an insulated tank. ‘Some heat pumps that use the earth asthe heat source-sink are essentially of the water-to-air type. An antifreeze solution is pumped through a circuit consisting of the chiller-condenser and a pipe coil buried in the earth. Earth source-sink systems are seldom used today because of the difficulties in ‘maintaining their capacity and reliability. ‘TABLIC3.1. Common Heat Pump Types 1)" am ae [icteatoves Ss To SE d “Requited by permission, fom ASHRAE Syatena Handbook 1978p. 1L2. 424 422 HEAT PUMP SYSTEMS AND APPLICATIONS = Other types of heat pumps in addition to those shown in Table 3.1 are possible, An example is onc that utilizes solar energy as a heat source; its refrigerant circuit may resemble the water-to-aie, ai-to-air, or other types, depending on the form of solar collector and the means of heating and cooling distribution employed. Solar-assisted heat pumps have received a, ‘reat deal of attention in the last five year, Another variation is the use of more than one heat source. Some heat pumps have utilized air as the primary heat source, but are changed over to extract heat from water (e.g., from a well or storage tank) during periods of peak load. The use of solar energy requires another heat source during periods of insulficient solar radiation. Quite often, electric coils or gas-fired tunis are used for the auxiliary heat source. ‘Any thermodynamic cycle that is capable of producing « cooling effect may theoretically be used as a heat pump. Other than the ordinary vapor- compression cycle, possible cycles include: (1) the heat-operated absorption eycle, 2) the ejector cycle, G3) gas eycles, both open and closed, and (4) the thermoelectric cycle. It is not currently practicable nor economically viable to use any of these cycles as heat pumps, due to limitations in efficiency, cost, or size ‘Table 3.2 shows the principal media currently being used with heat pumps: as aheat souce for heating and as a heat sink for cooling. The most practical choice for a particular application will be influenced primarily by geographic location, climatic conditions, initial cost, availability, and type of structure. ‘Various characteristics that should be considered in the selection ofa source or sink are given in Table 3.2. TRG Tae 3.2.2. Applied, Unitary, Package, and Split Systems Applied heatpump system is a verm that generally refers to a system that js individually designed or constructed from separate components for a specific application. These systems generally have a cooling capacity in the range of 30-1000 tons. Unitary heat pumps are defined as consisting of one fr more factory-assembled units, which normally include an indoor condi- tioning coil, compressor, and outdoor coil and controls or means to provide both cooling and heating. Capacities of unitary hext pumps range between 1 ton and 50 tons, The classification of unitary alt-source heat pumps is shown in Table 3.3, taken from ARI Standard 240-77 [2]. Package heat pumps have all components in a single package, whereas split systems will have both an Indoor package or unit and an outdoor package or unit. Figure 3.4 illustrates ‘a package (ype of heat pump; Fig. 3.5 illustrates a split system. Four types of heat-pump systems are in common use today: (1) single- package heat pumps using an air source, (2) spli-system heat pumps using an air source, (3) single-package heat pumps using 2 water source, and (4) split-system heat pumps using @ water source ‘An air-source unitary heat pamp consists of one or more factory-made iB i z i : r é i ‘ouRct:Reyrinted by permission ffom ASHRAE 5 TABLE 32. 124 MEAT FUMP SYSTEMS AND APPLICATIONS TABLE 3.3, Classification of Unitary Heat Pumps ARI Type “Heating and Designation Cooling Heating Only Arrangement Single package HSP-A HOSP.A Fan] Comp Tndoor | Outdoor ail_| call Remote outdoor coll HRC-A-CB-HORC-A-CB [Fan] Tada | [Outdoor coil ||_coi! om Remote ovtdoor coil HRC: Horc-sc —_fndear| [Odour ‘with no indoor fa, colt || oni! Split system BRCU-ACB HoRCUACE [Eat —|[Comp—] Indoor | [Outdoor Lsoit Loi Split system with“ HIRCU-A-C HORCU-A-C Comp ‘no indoor fan Tadoor | [Outdoor coil || ail source: ARI Standard 240577 assemblies, which normally include an indoor conditioning coil, compres- sor(s), and outdoor coil, including means of providing a heating function, ‘and may optionally include a cooling function. When such equipment is provided in more than one assembly, the separated assemblies are designed to be used together, and the requirements of rating outlined in the standard are based upon the use of matched assemblies Packaged terminal heat pumps are usually not equipped with a means for automatically defrosting the outdoor coil because of the difficulty of dispos- ing of the melted frost, so the units employ an automatic means for limiting the operation of the refrigeration cycle in the heating mode to outdoor am- bient conditions above the range that produces significant amounts of frost ‘on the outdoor coil. Below this point, heating is done by buil-in supplemen- tary heaters In recent years, aitto-air heat pumps designed to be added to gas- or oil fired warm-air furnaces have been introduced. Typically, they are operated as conventional heat pumps except during extreme winter weather, Either automatically or manually (at the owner's option), the heat pump may he lurmed off and the warm-air furnace turned on to become the source of heat. ‘These add-on heat pumps share the same air-distrbution system with the furnace. They may be arranged to operate in either a series or parallel it~ flow arrangement with the furnace Fig. 34. Horizontal package heat pump. Courtesy Lennox Industries Ine “rHehOStaT Fig. 3.5. Splitsystem heat pump. 125 126 HEAT PUMP SYSTEMS AND APPLICATIONS = 3.2.3. Installation ustrations Justus in an air-conditioning system, the outdoor unit of a heat pump may be ‘mounted in the wall, on 2 slab, or on the roof. A typical instalation for a residential spl system is shown in Fig, 3.6. The indoor unit may be located in the basement, in an attic, or in an interior space such as a closet. The air flow through the indoor unil may be up-flow, down-flow, or horizontal. In ll cases, the coil is upstream of the blower, and the auxiliary heat is down- streara Duct systems, including grilles, registers, and diffusers are sized and located in the same manner as for a straight air-conditioning system. ‘A packaged heat-pump unit is adaplable to a variety of installations and can be installed economically in an aitic, basement, garage, breezeway, ot utility room, oF in commercial locations, as shown pictorially in Fig. 3.7 and schematically in Fig. 3.8, Only a provision to allow the escape of the moi ture and heat-filled condenser air must be made. Figure 3.98 depicts a valance-type heat pump system requiring no duct- work. In this system, finned tubing is run round the perimeter of the home. Figure 3.9 portrays a nonresidential roof mounted heat-pump system 3.3. ‘TYPICAL CHARACTERISTICS NN i tam SW 3.3.1. Alr-Source Heat Pumps Outdoor air offers a universal heat-source, heat-sink medium for the heat ‘System" Heat Pump Installation. Reproduced by permission of 1 pump, Extended-surface, forced-convection heat-transfer coils are normally _ \ employed to transfer the heat between the air and the refrigerant. Typically, i 4 these surfaces are 50-100% larger than the corresponding surface on the ee LZ} indoor side of heat pumps using air zs the distributive medium, The volume 8 7 WIL LLL, = of outdoor air handled is also usually greater in about the same proportions. z LEE EIU . ‘The temperature difference during heating operation between the outdoor 2 ‘\ air and the evaporating refrigerant is generally in the range of 10-25°F. As the outdoor temperature goes down, the heating capacity of an ai source heat pump decreases, Selecting the equipment for a given outdoor heating design temperature is therefore more critical than for a fuel-ired system. Care must be exervised to size the equipment to provide as much as possible without having excessive and unnecessary cooling ca- pacity during the summer periods When the surface temperature of an outdoor air coil is 32°F or lower, frost ‘may form, and if allowed to continue to form it will interfere with heat transfer. Kesearch has shown that with a nominal amount of frost deposit (ypically about 2-3 Ib per square foot of coil face area), the heat-transfer capacity of the coil is not substantially affected. The number of defrosting operations will be influenced by the climate, the air-coil design, and the 7 127 £ i E 7 Hp 36. Heat pump installations. (2) Window unit, courtesy Cartier; (4) Through the wall unit, courtesy Westinghouse: c) Packaged terminal unit, contesy Genera! ©o, 128 Fig. 3.8. Installations of package heat pumps. (Courtesy of ASHRAE.) () Outdoor split-system air-cooled condensing unit with indoor coil, ype RCU-A-C. and down flow furnace, (b) Outdoor splitsystem air-cooled condensing units with coil type RCU-A-C. and upflow furnace, oF with indoor fower cos, ype RCUCA-CR. te) ‘Through-the-wal installation of air-cooled single-package unit, type SP-A, 129 Cee eee reer teen 190 HEAT PUMP SYSTEMS AND APPLICATIONS Fg. 39.) Valunce-ype system. Reproduced by permission of Conserv ‘Technolgies, Inc. () Rook-mounled watersource heat pump. om Aerts tie Filter Co. by permission. " pump may require defrosting after as litle as 20 min of operation. In apply. 33. TYPICAL CHARACTERISTICS 131 atk 5 — ot ait ne conocer ng comrrzotn i ah ~ Fig. 3.10. Airto- ‘heat pump—heating mode, ing an air-source heat pump, the effects ofthis condition on available heating capacity should be taken into account. Figure 3.10 shows an air-to-air heat pump operating in the heating mode ‘The hot gas leaves the compressor, passes through the reversing valve, and is condensed within the inside coil, providing heat for the conditioned air ‘The condensed liquid is then expanded through a valve and boils in the ‘evaporator, gaining heat from the outside air. The cool gas then enters the compressor for continuation of the cycle ‘In Fig, 3.11 the air-to-air heat pump is depicted operating in the cooling mode. The reversing valve now directs the hot gas from the compressor to the outside coil, where heat is removed from the refrigerant. Cooling of the conditioned air now takes place in the evaporator or indoor col ‘Table 3.4 lists selected manufacturers of air-to-air heat pumps and the unit sizes available. Theze are at least 26 manufacturers producing heat pumps in the size range 11-45 tons. This list was compiled from the ARI Directory of Certified Unitary Heat Pumps (3] and is presented and discussed by Chns tian [4). The space requirements for typical units are shown in Table 3.5 Nine heat pump models were selected from the list of manufacturers in Table 3.4 and have been analyzed with respect to performance and cost [4]. rN oe 4 7 At 132 HEAT PUMP SYSTEMS AND APPLICATIONS. [Pau ; cma Mig. 3.11. Airio-ale heat pump—cooling mode, ‘These:nine models are listed in Table 3.6 with their nominal heating COP and nominal cooling EER. The heating capacities of these nine models of air-t0- air heat pumps were integrated into a nominal value at rated conditions [2}. ‘The indoor air is at 70°F with a low rate of 450 cfmiton, and the outdoor air at rated performance is at 47°F and 85% relative humidity. Figure 3.12 depicts the performance of the nine models at various outdoot air tempert- tures. The shaded area represents the deviation in capacity between the nine models at each temperature. These differences are caused by variations in ‘one or more of the following variables: heat-iransfer area, efficiency of the ‘compressor, the instrumentation and control philosophy used by the mat facturer, type of refrigerant uscd, and the refrigerant circulating in the two coils. ‘The heating COPs for the same nine models are compared in Fig. 3.13. Again significant variations are noted in the coefficient of performance. The variation at rated outdoor temperature (47°F) was 2.4-2.9 (ese Table 3.6) ‘These variations are again determined by unit design and operating charac teristics. Changes in the heating capacity and the COP will occur as the indoor temperature changes and also as the indoor air-flow rate changes [4]. ‘The cooling capacities of the nine air-to-air heat-pump models are de- 33. TYPICAL CHARACTERISTICS 103 TADLE 3.4, Seleced Heat Pump Manufscturers and Unit Sizes (3) Available Sizes Company Tons) ‘Addison Products Co. 20-50 ‘Airtemp Corporation 2530 ‘Amana Reftigeration, Ine. 20.5.0 ‘Bard Manufacturing Co. isso Bryant Air Conditioning 20-50 Cartier Air Conditioning Las Fedders Corp. 2oas Fraser & Johnston Co. 2050 Friedrich Air Conditioning & Refiigerating Co. 2550 General Electric Co. 2020 Goetile Bros. Metal Products, Inc. 510 Heil-Quaker Corp 2050 Henry Furnace Co, 20.50 [Lennox Industries, In, Laxaire, Ine. 130 Mueller Cimatrol Corp. 2s Payne Air Conditioning 1580 Rheem Manufscturing Co, rsso The Ruud Co, Lss0 Singer Co. 25.0 ‘Stewart- Warner Corp. 205.0 ‘Tappan Co, 20-80 Trane Co. 20-80 Westinghouse Electric Corp. tss0 ‘Whirlpool Heating and Cooling Products 2050 Williamson Co, 2030 picted in Figure 3.14. The common or nominal point is al 95°F, where the cooling function of the heat pump is rated, The indoor conditions For rating Purposes are at 80°F db andl 67°F wh with 450 cfivton air Now. Again Significant differences in cooling capacities exist between different models, ‘The energy efficiency ratios (EER) for the nine heat-pump models are shown in Fig, 3.15 as a function of the outdoor air temperature. the EER is the ratio of the cooling effect (Btu/hr} and the total electrical power (W) ‘required to produce that cooling effect. Changes in the cooling cay {the EEK will occur as the indoor dry-bulb and wet-bull temper changed, ‘The heat pump is normally sized to meet the cooting load so that proper fhumidity can be maintained during the cooling season. This procedure re sults in the heat pump being unable to supply all of the heal required daring 4194 HEAT PUMP SYSTEMS AND APPLICATIONS sp Spuce Requirements (4) Length x Width > Height Weight lb) 3-Ton Split System Indoor wait Horizontal 35m 50x35 100 Vertical 40x 35x50 100 Outdoor unit tax Tox do 225 15-Ton Split System. Indoor unit Herizonta 1x 6S x 3S 10 Vertical 10x 45x55 oo Outdoor unit BSx 75x35 1300 15-Ton Package Unit nox 35x40 2200 45-Ton Split System Indoor unit Horizontal 0x sax 80 uo Outdoor unit 146 x 25.0 x 5.0 3030 (G15 ton w the heating season. This requires the use of some form of auxiliary heat io ‘colder climates when the ouldoor temperature is below 30~40°F. The colder the climate, the more auxiliary heat is required, Figure 3.16 shows the sew sonal performance factor (SPF) of air-to-air heat purnps as a function of the number of degree days. The seasonal COP is the total heating output divided by the sum of the total input power to the heat pump and the auxiliary heat for the complete heating season. Its seen from Fig. 3.16 that the heat pump suffers from significant reductions in SPF in northern climates, TABLE 3.6, Heating and Cooling Performince of Nine Heat-Pamp Models [4] Nominal Capacity Nominal Nominal Size Range Heating Cooling Tons; 47) cop EER ue 28 za 2 24 na x4 2a 65 +s 28 Bi 10 26 14 10-15 a 56 1520 29 83 20235 2 86 2548 26 86 33. TYPICAL CHARACTERISTICS 135 B88 8 TMEATDNG CAPACITY ¢& oF WoNTNAL) 8 cumoos are reversareRe (7) ig. 3.12: Heating capacity of nine air-to-air heat pump models [4 x Water-Source Heat Pumps Water may represent a satisfactory, and in many cases an ideal, heat source for heat pumps. Well water is particularly attractive because of its relatively high and nearly constant temperature, generally about 50°F in northern areas and 60°F and higher in the south. Frequently, sufficient water may be avail: able from wells, but the condition of the water often will cither cause corro sion in heat exchangers or induce scale formation. Other considerations are the costs of drilling, piping, and pamping and means of disposing of used water. Information on well water availability, temperature, and chemical ‘and physical analysis is generally available from U.S. Geological Survey offices located in many major cities. Industry specialists point out that groundwater is available to residents in more than 75% of the United States. oF NAL) a “180 10 20 3040 50 W070 | ig. 3.13. Heating coefficient of perfor- ‘orooon ark toezsarene C8) mance of nine heat pump modes (14) 4 486 HEAT PUNP SYSTEMS AND APPLICATIONS 0 ‘ite 9 oe a CCT) ‘upon axe: TaIPERATIRE (°F) Fig. 3.14, Cooling capacity of nine air-to-air heat pump models (4 comune carierer or Nona 8 Rain is the major supplier of well-water systems. After reaching the ‘earth's surface, rain water seeps into the ground until a nonporous layer of clay o rock is reached. This natural underground barrier forms a reservoir to contain groundwater. The upper surface of water is referred to as the water table, and unlike surface water, which is level, the underground water table is not uniform. Figure 3.17 shows a typical cross section of an unconfined resery. ‘Aside from a few extreme cases, most scaling with the groundwater- source heat pump is related to the air-conditioning mode when large amounts of heat must be rejected to the condenser water. This temperatt induced scaling results from the high temperature differential produced between compressor superheat (usually 240°F or slightly higher) and the cooling water temperature, In this situation, the potential for scaling. will increase as the temperature of the condenser cooling water increases. ‘Scaling can setiously affect system efficiency. The thermal conductivity ( of carbonate scale may range from 0.2 to 2.06 Btufbrft*P. With a thermal 190 *» EER (OF NOMINAL) 20g TS sto urook aR TOIPERATURE CF) Fig. 315. Cooling EER of nine sr-to-air heat pump models (4) 33. TYPICAL CHARACTERISTICS 137 SPF = 2.7 ~ 0.00016 (Degree bays) SUSTEY SEASONAL CoP (SPF) ° 2000 600 oo 8000 Fig. 316. System scasonal performance of air-to-air heat pumps. ‘conductivity this low, a frin. layer of scale could effectively render a water- source system less efficient than an air-source heat pump. ‘The groundwater heat pump is rather new to the heating, ventilating. and air-conditioning industry: however, it has gained steadily in popularity duir- ing recent years. Figure 3.18 illustrates the groundwater hea sometimes referred to as the “gcothermal” heat pump. While air-to-air heat pumps labor in extremely hot or extremely cold weather, the groundwater-to.air heat pump runs smoothly, at constant efficiency, on water as cold as 40°F. Instead of extracting heat from air during the winter, the groundwater heat pump extracts heat from water. During the summer, the unit expels heat to the groundwater. In Figs. 3.19 and 3.20 the unit heating and cooling modes are illustrated for 70°F sroundwater. Fig. 3.17. The water table, 4198 HEAT PUMP SYSTEMS AND APPLICATIONS s Fig. 3.18. A groundwater “geothermal” heat pump, Reproduced by permission of Friedrich Air Conditioning and Refrigeration Co. [Biciencies obtained from groundwater heat pumps appear impressive COPS up to 3.5 are commonplace. One manufacturer has a line of heat pumps with EERs up 10 10.5 and COPs up to 3.7. Another manufacturer claims custom-engineered units with COPS of 3.8-4.2. “The two biggest problems impeding the growth of water-to-sr heat pumps fare legal and technological. Currently, groundwater heat pumps are used mostly in rural areas where owners require @ wel for domestie water. How- ever, they are also being installed in surbushan areas where residents ere willing to dril a well dve to high electricity costs even though they have city water. Some of the legal problems encountered include laws against with drawing water for any purpose other than for drinking water, fre fighting, or agriculture; restrictions against discharging spent water into the sewers; prohibitions on the discharge of any liquid into the ground, The biggest technological problem of groundwater heat pumps is designing ihe unt, ata reasonable cost, to operate with 40°F water. Some groundwater heat pumps a vatiable low rate determined by the entering groundwater tempers- Ture. AC 60°F, 1.75 gpmiton enters the unit, while at 34°F, 4 gpmi/ton enters. ‘The heat-exchanger col is typically oversized by 30% for iow entering water temperatures. Some units have a defrost cycle (reverse refrigerant flows) to remove any ice butldup that occurs at low inlet temperatures. A third problem with the groundwater heat pump isthe initial cost. The well required forthe heat pump could cost several thousand dollars in adi- tion to the cost of the heat pump itself. However, aecording to the National Fane we ca ee pe iaste Yuren-to-amarcraan bs08 C Reet 4 corse | ig. 3.19, Groundwater heat pump in cooling mode, xos%r fS| Fig. 320, Groundwater heat pump in heating mode. 440 HEAT PUMP SYSTEMS AND APPLICATIONS. TABLE 3.7, Typical Water Use Rates Peak Demand Individual Allowance Fixture for Pump Flow Rate Water Uses Cc) Household Uses Bathtub oF tub-and-shower combination 2.00 80 Shower enly 100 40 Lavatory 0.50 20 ‘Tole, fush tank 07s 30 Sink, kitchen, including garbage disposal 1.00 0 Dishwasher 030 20 Laundry sink 130 60 Glothes washer 200 80 Invgation, Cleaning, and Miscellaneous Lawn ivigtion (per sprinkler) 2.50 30 Garden itrgation (per sprinkles) 230 50 Automobile washing 230 30) ‘Tractor and equipment washing 230 5.0 Flushing driveways and walkways 5.00 oo Cleaning milking equipment and milk storage tank 400 8.0 Hose cleaning bara floors, ramps, ete. 5.00 00 Switaming poct (ita! 2.50 30 Water Well Association, a water-source heat pump system should pay for itself in 2 years ifa wells already in place. Ia new well must be drilled, the payback period should be somewhere from 4 to 6 years. ‘The increased demand for groundwater heat pumps requires knowledge concerning their Water requirements and appropriate sizing. Most groundwater heat pumps are being installed in homes where ground: water isthe source forall domestic uses (bathing, drinking, laundry, etc) ‘Therefore, in calculating average daly water use, we will assume that the ‘water system must supply all domestic water needs including the operation of the heat pump. Table 3.7 list flow rates for certain plumbing, household, and farm fixtures. The average per-capita consumption in @ home is usually about 70 galiday. ina home with many water-asing appliances, the daily per~ capita consumption may be as high 2s 100 gal The water demand of a groundwater heal pump varies with sive and ‘esign. Typical waver consumption falls between | and 3 gpm per 1200 50 output. Forexample, «5-H (GF 60,000-Btu) heat pimp would requte.he

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