MET A4 1p How To Apply Transit Validation Standards Info Sheet-02.qxp_MET A4 1p How To Apply Transit Validation Standards Info Sheet.

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Transit Simulation Testing for Medical Device Packaging

ISO 11607 offers three possible routes to transit simulation of single-use
products. While all three methods are equally valid, the schedules differ in
detail and quantity.

M. Turner, Medical Engineering Technologies Ltd, Ashford, Kent, UK

This article is published in EMDT

(http://www.emdt.co.uk/article/safe-travels-evaluating-transit-simulation-
techniques-medical-device-packaging)

Packaging systems for sterile medical devices

Many medical devices are supplied to the customer in a sterile state. It is the
manufacturer’s responsibility to ensure that sterility of the device is
maintained up to the point of use. To ensure product sterility within its
Image 1: Seal integrity testing
packaging, three aspects require interrogation:

Are the seals strong and complete at the outset?

Is the packaging stable for the claimed shelf life?
Does the entire packaging system protect the product during carriage and storage?

This article addresses the need for protection in transit. It discusses the merits of three possible approaches to transit
simulation.

Medical devices are usually sealed into their sterile barrier packaging in a cleanroom. This packaging, often a pouch or blister
pack, is then removed from the clean area for loading into protective packaging. This typically consists of a presentation
carton (containing single or grouped products) and a shipper (or shipping carton) with one or more presentation cartons.

Transit simulation is carried out on populated shipping cartons. There are normally two objectives: to assess the performance
of the shipping carton and its robustness in transport and, more importantly for the medical device manufacturer, to subject
the shipping carton’s contents to the rigours of transport. This allows performance testing of the sterile barrier packaging and
assessment of the product as it would arrive at the customer.

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Transit testing regimes

ISO 116071 (5.5.1) states that protective packaging should be provided for
the product during transport and storage. It defines the sterile barrier element
of the packaging system and the protective element. Outer packaging
protects the sterile barrier during transport. The standard offers three possible
routes to transit simulation of single-use products in Appendix B: ASTM
D41692, ISTA 2A3 and ISO 41804.

ISO 11607 requires good documentation and a rationale for use of a

particular test along with detailed conditions under which the sterile barrier
must be maintained and acceptance criteria.

American Society for Testing and Materials (ASTM)

One test regime is detailed by ASTM International in ASTM D4169 - 09, Image 2: Vibration testing
Standard Practice for Performance Testing of Shipping Containers and
Systems. The standard offers a variety of possible distribution cycles for transit simulation. One recommended option is to
select simulated manual handling: Cycle 13, Air and Motor Freight up to 45.4 kg. Each distribution cycle has associated
processes, which are further described in additional standards. In the case of Distribution Cycle 13, they are:

Initial manual handling (ASTM D52765)

Vehicle stacking (ASTM D6426)
Loose load vibration (ASTM D9997)
Low pressure test (ASTM D66538)
Vehicle vibration (ASTM D47289)
Concentrated impact (ASTM D634410)
Final manual handling (ASTM D 52765)

ASTM 4169 goes on to require definition of acceptance criteria and assurance levels prior to packaging testing. With respect
to a medical device, the crucial acceptance criteria are that the product is still fully functional and sterile. Of course, carton
damage should be limited. In the standard this is described as Criterion 3: the package should be intact and the product
damage free. Assurance levels 1 to 3 are described in the standard. These levels dictate the severity of each test such as
impact mass, drop height and vibration power density. The most severe, assurance level 1 is used for medical devices. It is
also recommended that real shipments be monitored to confirm the results that were found in simulated transit.

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International Safe Transit Association

The second test regime for consideration is ISTA Test Procedure 2A: ISTA
Pre-shipment Testing Procedures - Combination Tests for Packaged Products
Weighing 150 lbs. (68 kg) or less.

This procedure includes:

Atmospheric preconditioning (at laboratory ambient) Image 3: Compression testing

Atmospheric conditioning (ASTM D433211)

Package compression test (ASTM D6426)
Initial loose load vibration (ASTM D99913 or ASTM D47289)
Shock test (ASTM 57275 or alternative)
Final random vibration test (ASTM D47289)

Again, acceptance criteria should be specified, but assurance levels are not considered. One acceptance criterion is
specifically detailed for the compression test: a carton should be able to support a warehouse stack of cartons if it is to be
stacked for more than 24 hours. ISTA states that testing one shipping carton is usually adequate, but that five cartons or
more would be preferable. ISTA 2A offers four alternatives for the shock test: free fall, mechanical vertical impact test, incline
impact test or horizontal impact test.

Both test regimes (ISTA and ASTM) recommend using a fresh carton that has not been damaged in any way prior to testing.

International Standards Organisation

Test schedules are laid out in ISO 4180 in a similar way to the ASTM system, but they are less commonly used for medical
devices. The standard distinguishes between known and unknown distribution systems. In most cases, presumably, the
distribution chain cannot be entirely predicted. For these products there are recommended test schedules.

For packs with a mass below 30 kg the basic schedule is:

Atmospheric conditioning (ISO 223314)

Shock test (ISO 224813)
Compression test (ISO 1204815)
Transport vibration - vibration (ISO 1335516)
Transport vibration - repetitive shock (ISO 1335516)
Compression test (ISO 1204815)
Shock test (ISO 224813)

Image 4: Drop testing

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Again, different severities of test are graded 1 to 3. The most severe is suitable
for medical devices, although distance of transport should be taken into
account.

ISO suggests an investigation of the transport system prior to setting up a test

schedule. It also spells out in greater detail acceptable levels of carton
damage as well as what is required in the test report.

Preconditioning
Each test regime also has its own indications for atmospheric conditioning of
packs.

ISTA is specific about requiring climatic conditioning whereas ASTM states

that it should be used in simulation if the climatic condition met in distribution
will have an effect on performance of the product, container or any Image 5: Atmospheric Conditioning

components.

Initial preconditioning is for six hours at laboratory ambient conditions. This must be followed (if using ISTA 2A) by the highest
temperature and humidity

extremes expected in normal transport. It is also recommended that the lowest extremes be used.

The anticipated pre-conditioning environments for medical devices are:

Environment Time Temperature Relative Humidity (RH)

Frozen 72 hours -29°C (-20°F) Uncontrolled RH

Tropical 72 hours 38°C (100°F) 85% RH

Desert 72 hours 50°C (120°F) Uncontrolled RH

User defined conditions

ISO 4180 suggests 2°C at 50% RH unless other conditions are indicated. The options given differ slightly from ISTA but the
goal is the same.

Conclusion
ISO, ASTM or ISTA transit simulation routes may be used for medical device packaging development with equal credibility.
The schedules differ in detail and quantity. The ISTA route is usually the simplest and therefore least expensive. The ISO
standard gives very good guidance on investigating the distribution process and what to include in the testing report.

ISTA 2A details a worst-case atmospheric conditioning programme, tropical (hot, humid conditions), which makes a logical
choice for limiting the test programme scope.

Medical Engineering Technologies Ltd • Unit 16, Holmestone Road, Dover, Kent CT17 0UF, UK
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Overall, it makes sense to follow the analysis and reporting described in the ISO document as good practice, but to follow the
test regime given by ISTA 2A if the analysis does not highlight any specific hazards. Validated methods are available from
several qualified suppliers.

Transit simulation should be followed by package seal strength and integrity measurement as well as product QA. The package
tests can be reviewed at www.emdt.co.uk/article/product-and-package-stability-studies-application-fda-guidance and at
www.met.uk.com/index.php?page=ageing-trials.

References
1. ISO 11607-1:2006, Packaging for Terminally Sterilized Medical Devices; Part 1: Requirements for Materials, Sterile Barrier
Systems and Packaging Systems
2. ASTM D4169 – 09, Standard Practice for Performance Testing of Shipping Containers and Systems
(www.astm.org/standards/D4169.htm)
3. International Safe Transit Association. Procedure 2A: ISTA Preshipment Testing Procedures –Combination Tests for
Packaged Products Weighing 150 lb (68 kg) or less. (www.ista.org/forms/2Aoverview.pdf)
4. ISO 4180:2009, Packaging – Complete, Filled Transport Packages – General Rules for the Compilation of Performance
Test Schedules
5. ASTM D5276 – 98 (2009), Standard Test Method for Drop Test of Loaded Containers by Free Fall
6. ASTM D642 – 00 (2005)e1, Standard Test Method for Determining Compressive Resistance of Shipping Containers,
Components, and Unit Loads
7. ASTM D999 – 08, Standard Test Methods for Vibration Testing of Shipping Containers
8. ASTM D6653 –01 (2006), Standard Test Methods for Determining the Effects of High Altitude on Packaging Systems by
Vacuum Method
9. ASTM D4728 – 06, Standard Test Method for Random Vibration Testing of Shipping Containers
10. ASTM D6344 – 04 (2009), Standard Test Method for Concentrated Impacts to Transport Packages
11. ASTM D4332 – 01 (2006), Standard Practice for Conditioning Containers, Packages, or Packaging Components for Testing
12. ASTM D999 – 08, Standard Test Methods for Vibration Testing of Shipping Containers
13. ISO 2248: 1985, Packaging, Complete, Filled Transport Packages, Vertical Impact Test by Dropping
14. ISO 2233:2000, Packaging, Complete, Filled Transport Packages and Unit Loads, Conditioning for Testing
15. ISO 12048:2004, Packaging, Complete, Filled Transport Packages, Compression and Stacking Tests Using a
Compression Tester
16. ISO 13355:2001 Packaging - Complete, Filled Transport Packages and Unit Loads, Vertical Random Vibration Test

Mark Turner
Sales Director
Medical Engineering Technologies Ltd, Unit 16, Holmestone Road, Dover, Kent CT17 0UF, UK
tel. +44 8454 588 924 e-mail: m.turner@met.uk.com

Medical Engineering Technologies Ltd • Unit 16, Holmestone Road, Dover, Kent CT17 0UF, UK
t +44 (0)845 458 8924 e solutions@met.uk.com www.met.uk.com
Registered No. 3295099 VAT No. GB 6838559 76