Quantum Psyche
Quantum Psyche
Invited Article
Quantum Psyche
Quantum Field Theory of the Human Psyche
Key Words:
Words psyche, consciousness, Quantum Field Theory, nonlocality, quantum
entanglement
NeuroQ
NeuroQuantology 2005
2005; 1: 7-42
1.Introduction
1.Introduction
The subject of human consciousness (we use the terms psyche, consciousness, subjectivity,
mind and so on interchangeably in this paper) has intrigued mankind from the very inception
of human society, and a search for a greater understanding of the human psyche has been an
on-going endeavor, carried out in parallel to the striving for a greater understanding of
nature.
Corresponding author: B.E.B; Department of Physics, National University of Singapore, 2 Science Drive 3,
Singapore 117542. E-mail address: phybeb@nus.edu.sg and F.M; Laboratoire de Physique Theorique et Hautes
Energies, Universites Paris 6 et 7, Place Jussieu, 75251 Paris Cedex 05, France. E-mail address:
martin@lpthe.jussieu.fr
Broadly speaking, there are two schools of thought regarding the study of human
consciousness. The materialist school of thought holds that consciousness can, in principle,
be fully explained by the properties of atoms and molecules that constitute the human brain,
and that the laws of nature, and the laws of physics in particular, are sufficient for such an
explanation. Many exponents of contemporary psychology also adhere to the materialist
outlook. On the other hand, for the `spiritually' inclined the explanation of human
consciousness, and of the subjective and spiritual aspect of the human self, is usually taken
to be the preserve of religion, and is taken to be beyond the domain of science. In
particular, some `spiritually' inclined persons are of the view that there can be no
mathematical and scientific theory for human consciousness, and that science can only be
applied to the study of physical phenomena.
The philosophical position that we take in this paper lies in-between the materialist
and `spiritual' points of views. We hold that the laws of the material world cannot by
themselves fully explain the phenomenon of human consciousness, and that human psyche is
a reflection of dimensions of reality that are not contained in physical quantities (fields) that
represent the physical processes and structures of matter. In this sense we do not subscribe
to the materialist point of view. At the same time, we are of the view that human psyche
can indeed be investigated quantitatively using mathematical models, which in principle can
also be empirically tested. In this sense the study of human consciousness can be carried out
by means and procedures that are quite similar to the scientific method used in the study of
matter.
In particular, we approach the question of the human psyche from the point of view
of quantum theory, and argue in favor of modelling the human psyche by using the
mathematical formalism of quantum theory. A quantitative theory can also in principle be
tested empirically, and we leave this aspect of the model for later research. However we
should mention the experiment done in this prospect by Grinberg-Zylberbaum et al
(Grinberg-Zylberbaum, 1994).
In creating a mathematical model for the human psyche there are two distinct and
inter-related questions, namely the representation of the human psyche, and that of its
explanation in terms of more fundamental and deeper concepts. These two aspects are
closely interrelated, since only an appropriate representation will provide the requisite
concepts and language required for explaining consciousness.
We will show that quantum theory provides a transparent and tangible
representation of the human psyche. Moreover, once the structures and quantities of
quantum theory are related to features of the human psyche, it then follows that many new
and unexpected statements regarding the human psyche naturally follow from the inner
logic of quantum theory.
evidence in the arguments of Roger Penrose that there exist quantum effects in the physical
processes taking place inside the brain.
``Consciousness is part of our universe, so any physical theory which makes no
proper place for it falls fundamentally short of providing a genuine description of the world.
I would maintain that there is yet no physical, biological, or computational theory that
comes very close to explaining our consciousness... ``, writes Roger Penrose.
From our point of view, the arguments of Roger Penrose lack for the existence of
the unconscious. According to Bernard J. Baars, Penrose appears to deny unconscious
mental processes altogether. Let us remind that there is a connection between conscious
and unconscious processes that have been studied in the framework of Quantum Mechanics
by W. Pauli and the psychoanalyst C. G. Jung, leading them to introduce the concept of
synchronicity (Pauli and Jung, 2000).
Even though the physical processes involved inside the brain, i.e. the neural activity,
can be explained by classical mechanics without referring to quantum mechanics, there still
remain ``the intriguing link between quantum mechanics and the role of the observer''
(Klein, 1995). In other words we still have to ask the question: ``Are observer effects in
quantum mechanics and conscious experience the same?''. ``The challenge is to find a
satisfactory way to associate the <<observer>> of subjective awareness with the
<<observer>> of quantum mechanics'' (Klein, 1995).
Even though the physics of quantum mechanics is not relevant to the neural
correlates of awareness, the metaphysics of quantum mechanics may be essential to
understand the subjective nature of consciousness (Klein, 1995).
Our paper does not deal with the existence of quantum effects in the neural activity
of the brain but rather on the other aspects raised by S. A. Klein in his review of Roger
Penrose's book Shadows of the Mind. One of these aspects is the link between quantum
measurement in microscopic physics and the existence of conscious experience. Another
aspect raised by Klein, related to the previous one, is the need to ask for the metaphysics of
quantum mechanics to understand the subjective nature of consciousness.
theory and consider the individual human psyche, denoted by |P > , to be an element of the
state space, whose elements are all possible states of the individual's psyche.
Suppose a person has been lost in a desert without water for days and is
desperately thirsty; the psyche of such a thirsty person has only one thought in his mind,
namely, that he needs to drink water.2 We can represent the psyche of such a person as
represented by a state vector |Idea > . It is intuitively obvious to most people that some
ideas are completely independent of other ideas, and others are not. For example, the idea
of |water > has no connection with the idea of |lion > ; ideas that are independent of each
other are modelled in quantum theory as being orthogonal, and this is expressed as
|Greeting Card >= c1|greeting > +c2|drawings > +c3|paper > +c4|ink > +. . .
Eq.4
where the coefficients of the component ideas are complex numbers whose square modulus
express the relative importance of the specific idea in the Greeting Card:
vector |a > . Suppose the wakened psyche is in a state in which the person has many
2For the sake of simplicity, we will refer to a person as `he', and will take it to refer to both the male and the
female gender.
simultaneous thoughts -- he may be driving, and at the same time thinking of a problem at
the office, and of picking up his daughter from school, and so on. The person's psyche is not
completely in any one state, and is `spread out' amongst many possible ones. The way such
a state of multiplicity is represented in quantum mechanics is by adding the state vectors
that represent the different ideas. Let us label the specific thoughts (states) of the psyche by
|Idea1 >, |Idea2 >, . . . |IdeaN > , and assume for simplicity that all the ideas are
orthogonal to each other. We represent the total psyche by the simplest possible means,
again as is the case in quantum theory, by considering the individual's composite psyche to
be the superposition of these thoughts, and hence have
The coefficients ci are complex numbers that quantify how important a
particular idea is in the mind of the person. If one were to ask the person: ``what are you
thinking?'', then the probability that he would say that he was thinking of Idea(i) is given by
|ci| 2 . In other words, asking a person what he or she is thinking is making an observation
N
∑|ci|2 =1
i=1
Eq.7
and the state |P > is said to be normalizable. A state space consisting of only normalizable
states is called a Hilbert space, and for the individual's psyche we denote it's Hilbert space
by P .
points either up or down. On the other hand, if it is not being observed the spin is in a
virtual state in which the spin can simultaneously exist in two mutually exclusive states.
Note that every time the spin is observed, it is found to point in only one direction. Hence
the virtual state can never be directly observed by the five senses, and that is why one can
never observe in nature a bizarre situation where a single entity is simultaneously in two
mutually exclusive states. Nevertheless the existence of the virtual state has dramatic
experimentally measurable consequences.
The virtual state in quantum theory is a superposed state of different possible states
of the system. In quantum theory, only the human mind can `see' the virtual state. It follows,
since the mind can hold a superposed state of nature, the human psyche itself must possess
a similar virtual state, and that is what we have represented in eq 5 above.
aspect as a separate entity. In normal circumstances a person is `in-between' the two polar
aspects of the consciousness and self-consciousness dialectic, and it is the continuous
transitions that the psyche undergoes between these two polar opposites that comprises
the essential dynamism of the human psyche.
When self-consciousness critically observes consciousness, it finds that there is a
wide range of thoughts that are being sustained by consciousness, and this collection of
thoughts forms a superposed state. A superposed state of the psyche |P > is a state of
consciousness, and self-consciousness performs observations on consciousness in the
process of the evolution of consciousness.
For a person who is involved in any particular activity, including theoretical work,
one particular idea dominates; but even in such a circumstance, there is a whole battery of
ideas that are in the background of the person's mind, and form a superposed state with the
dominant idea. Any particular idea that is in the consciousness of a person can become the
central idea, and this process of bringing an idea from the background to the foreground can
be thought of as an act of observation performed by the self-consciousness of the individual.
Another manner in which a person performs an observation on his own psyche is
by self-consciousness acting on one of the ideas that is part of a superposed state -- for
example, he can go get a sandwich, and hence completely reduce his thoughts from an array
of thoughts to one thought.
We can think of the superposed state of an individual as the condition of
potentiality for the psyche, and the particular thought that the person acts on,
on be it a mental
ty of the person's psyche.3
or physical action, as the actual state, or the actuality
actuality,
We should not forget the existence of the unconscious. The unconscious is part of
the psyche of an individual and, as we postulate it for conscious thoughts, is a linear
3 Clearly there are questions whether we can at all represent the psyche using probability theory, since the
underlying requirement in all probabilistic models is the need to repeat -- under identical conditions -- the
experiment many times. One may wonder whether it is possible, even in principle, to repeat a person's mental
state, and we leave this question for later discussion.
coefficients ci ; the other manner in which free will operates is in the freedom of choosing
to actualize a particular state |Ideai > . More precisely, the virtual state of the human
ρ = |a >< a|
Eq.8
where |a > is given in equation 5. When the mind is observed either externally or by itself,
N
ρ = |a >< a|⇒ Measurement ⇒ ∑|ci| 2 |Ideai >< Ideai|
i=1 Eq.9
Free will acts to break the coherent state represented by ρ ; on being observed, free will
decides to actualize one of the states |Ideai > with probability |ci| . The manner in
2
which the superposed state of the awake state |a > was prepared will determine the
2
coefficients |ci| .
Of course, no person has absolute freedom of will, since a person has to eat and
sleep whether he or she likes it or not. Moreover, a person is often forced to think in
certain ways due to external circumstances. Hence, there are also thoughts and states of
the psyche that are created by external stimuli and circumstances, including the needs of the
physical body. But within all these limitations, the mind still chooses to hold some ideas and
actualize some ideas and not others.4
In conclusion, to a leading approximation one can think of the state vector for the
psyche |P > as referring to both, the state of the psyche as seen by another person, as
well as the psyche as seen by the person himself. The state |P > represents the virtual and
potential state of the human psyche. The transition from the virtual to the physical state is
made by the free will of the person -- either as a consequence of an act of measurement
carried out by the environment, or by the person himself (by an act of self consciousness) --
leading to a physical and actual state.
4The electron has no `free will' and hence it is a complete mystery in quantum mechanics as to how the electron
`chooses' to actualize a particular state when it is observed.
a universal phenomena, and not something specific and unique that only human beings
possess. Subjectivity is as universal and 'objective' as an electron. Similar to an electron, we
hold that consciousness can occur anywhere in the universe, and is governed by the same
laws of consciousness as those that determine the structure and processes of human
consciousness.
All electrons in the universe are excitations of the same underlying electron quantum
field that extends throughout space and time; an electron in a distant galaxy is identical to
the electron in our living room because both are excitations of the same electron quantum
field. The quantum field can be thought of as a universal ocean, and individual electrons as
being waves on this ocean. Every fundamental particle like the electron, photon (which is
the quantum of ordinary light) and so on have their own quantum field.
Quantum fields come in two varieties, of which the electron field represents one
category called fermions, and the other category is called boson, of which the photon is a
typical example. Fermions are generally localized in space and all ordinary matter -- like
atoms -- is composed out of fermions. The salient property of fermions is that no two
identical fermions can occupy the same point of space, called the exclusion principle; for
example two electrons cannot ever simultaneously be found at the same point of space.
Bosons are the mediators of interactions between the fermions; and unlike fermions, there
can be any number of bosons at a single point of space.
Quantum fields can be used to model the 'stuff' that consciousness is made out of.
We postulate that human subjectivity is constituted by quantum fields that span all of space
and time; a particular psyche, similar to a specific electron, is an excitation of the quantum
field.5
What can we say about the psyche-generating quantum field? If one examines the
phenomenology of the mind, we see that it is broadly composed of two genre of ideas,
5One of the authors [BEB] had constructed a simple model of consciousness as a quantum field theory in
(Baaquie, 1987).
namely ideas, thoughts and concepts that are completely and purely individual's private
preserve and need not have any validity for any other individual; for example, a person's
preference for music, choice of reading material and so on. The other category of an
individual's thoughts are those that have a more universal character; for example the proof
of a mathematical theorem may be found by an individual, but the process of reasoning and
the conclusions reached thereof can, in principle, be followed by all individuals, and
represents the universal aspect of human consciousness.
A person's awareness of his own body would fall in the category of specific and
individual state of the psyche that excludes all other persons, whereas the universal
thoughts and ideas that are common to all of mankind would include all scientific and
mathematical ideas.
Consequently, to describe the human psyche we need two kinds of quantum fields,
namely one that refers to the specific individuality of the person, and which should be more
or less localized with the person's specific existence and exclude others, and the other that
represents the universality of the human psyche, and which can overlap and include other's
consciousness. It is natural to represent the individualized state of the human psyche by a
fermion field ψt, x and the universal character of human consciousness by a boson field
φt, x , where t, x are time and space coordinates. These two fields ψ, φ are projections
indicate realms of consciousness that are beyond the usual physical realm.
There are more features of the consciousness superfield that we need to represent.
Note that the human psyche has various grades and stations that span the range from evil to
good. Most individuals are in the mainstream of society, with some being below the average,
and others such as saints and prophets who are above the average. Every individual has the
potentiality in him or her to be a saint or a sinner, and what the person actualizes is in the
final analysis the free choice of individual. A person moves between different stations and
levels of perfection and imperfection, depending of the person's activities. The possibility of
a person changing his state of being reflects the many internal states and levels of the psyche
that are present in all individuals.
To represent these internal states of the human psyche, similar to the case in
physics, the superfield is imparted internal non-Abelian symmetries, that in effect yield a
whole collection of superfields -- all related by symmetry transformations forming for
Ψ = T a Ψ a ; a = 1, 2, . . .
T a , T b = i ∑ C ab c
c T : Lie Algebra
c
The various superfields Ψ a represent internal states of the human psyche that are
qualitatively different, and their presence varies from person to person, depending on the
knowledge of the individual as well as the individual's moral and social behaviour.
We are not yet done. Human psyche's interact with each other by exchanging ideas,
concepts, thoughts on the one hand, and on the other hand by exchanging feelings and
emotions that may not be articulated as ideas. The interactions of the human psyche are the
result of the interactions that exist between the consciousness superfield at two different
points of space and time. The analogy from physics is given by the interactions between
electrons: the electrons at two different points interact with each other by creating
disturbances in the photon field that they are coupled to. The photon field is a distinct entity
that is the carrier and mediator of interactions between electrons. Reasoning by analogy, we
mediates the interaction between individual psyche. The vector superfield V has bosonic
between individual psyches -- both those that are articulated and those that are not -- are
In summary, in our quantum model of the human psyche, an individual's psyche is the
expression of underlying global quantum fields that span the entire universe, namely the
defined by what is called the 'Action', namely AΨ, V , which is a functional of the two
superfields; the action AΨ, V is a result of the energy of the various configurations of the
elements of a Hilbert space P , the global superfields Ψ, V also have states that describe
their universal state, and the collection of all the states of the superfields form a huge
Hilbert space of states for the superfields, which we denote by S . The individual states of
the human psyche are also states of the quantum superfield, and the state space of an
Hilbert space of any number N of individuals are spanned by the N - fold tensor
product P ⊗ P ⊗. . . . ⊗P ⊂ S .
There is a special state of the Hilbert space of the superfield that has the lowest
possible energy allowed for the superfield, and this state is called the vacuum state of the
quantum field, and is usually denoted by |Ω > . The vacuum state corresponds to the
operators acting on the vacuum state |Ω > , which we denote by a composite symbol
vacuum state is defined by the absence of any form of particular consciousness, which in
equations is written as
What is our interpretation of the vacuum state |Ω > ? It contains the seeds of all
possible forms of subjectivity and consciousness that can exist in the Universe -- be it
human consciousness, or the consciousness of animals, or that of other alien species in
some other galaxy. It is the state of possibility of all the psychic qualities and attributes of
the Universe, all the laws and theoretical superstructure of the physical Universe.
6 For notational simplicity we have suppressed all non-Abelian and spinor structure for the creation and
destruction operators. The states created by the quantum superfield V enter in a more complete representation
of the human psyche.
If we base the analysis of the allowed states of the human consciousness on the
representation of the human psyche given above in eq.11, one can show that for
interactions mediated by the vector superfield V, a whole array of bound states of the
human psyche with each other can be formed. For some special cases of non-Abelian
symmetry of the superfield, we can identify male and female psyche with certain `charges'
that can be assigned to the states of the superfield, with say the plus charge being assigned
to males (analogous to a 'particle') and negative charge being assigned to women (analogous
to an 'anti-particle'). Bound states of a male and a female emerges naturally due to the
interaction being mediated by a vector superfield. For the Lie Group of symmetries that is
given by G = SU3 , bound states of only three or more can be formed of all males or of
all females.
individual's consciousness. The vacuum state |Ω > of the quantum superfield, from which
we are creating an individual's consciousness in eq.11. is a global state spanning the entire
universe, with no reference to human beings or to the specific history and evolution of
human consciousness.
We need to define the `ground state', represented by the state vector
|GT >∈ S , on which the consciousness of the human species `stands' at time T of
human evolution. We postulate that the ground of all forms of human consciousness, at a
particular instant t , is the result of the subjective life of all human beings who have lived
before time t . Prophets, saints, artists, leaders, scientists and so on clearly should be
weighed more in the structure of the species ground state that those individuals who have
had little impact on the general human condition. Hence, the contribution of different
individuals should be weighed according to the importance of their contribution to the
formation of human consciousness.
To make the representation more transparent, consider the `first' human beings,
namely `Adam' and `Eve'. For Adam the ground state |GT > would be almost identical to
the vacuum state |Ω > . 7 The psyche of Adam would be represented as in Eq.11. The
contribution of Adam to the ground state, during the interval of time t, t + , will be given
where x 1 t is the path followed in space by Adam at time t and μ 1 t, x 1 t the weight
attached to him at time t . At the same time, the contribution of Eve to the ground state,
during the interval of time t, t + , will be given by the action on the vacuum state of the
operator:
100 years
|G100 years >= ∏ U Eve t, U Adam t, |Ω >
t=0
Eq.14
where, for simplicity, we have assumed that both Adam and Eve lived for a 100 years
following paths in space given by x 1 t, x 2 t , and that only the two of them affected the
7The vacuum state of consciousness is affected by all forms of consciousness that emerged on earth before the
advent of human consciousness and hence altered |Ω > , but we ignore these for simplicity.
Note that the operators U Adam t, and U Eve t, symbolize the
To mathematically represent the ground state |G > in full generality we need some
notation. Let Nt be the number of persons who have lived up to time t , and let n
label a particular human being who followed a particular physical path x n t during his or
her lifetime; we choose the origin of time t = 0 from the point of real time at which
human consciousness emerged on the earth. We can then write the human ground state as
T Nt
|GT >= T∏ ∏ U n t, |Ω >
t=0 n=1 Eq.15
where U n t, is the analogue of U Adam t, given by equaton 12 but for the
particular human being labelled by n . For the product of operators, the time ordering
symbol T. . means that the earlier times should be placed on the right, and the later
times consequently should be on the left hand side. Operators U n t, contain functions
μ n t, x n t which are the weights attached to the individual n , and that vary during his
lifetime.
Given that the population of the human species has been growing exponentially
since the last few centuries starting at time denoted by t 0 , we approximately have that
|GT > it is more and more unlikely that any individual consciousness can change the
ground state in a dramatic manner; rather it seems that the coherent and organized effect of
The ground state |GT > represents the sum total of all the excitations on the
vacuum state |Ω > of the consciousness superfield that has been effected by human
subjectivity over the entire period of human evolution. It is on this ground that the present
day psyche of human beings is standing, and the entire theoretical superstructure that we
are born into is encoded in the ground state |GT >= |G > , where T stands for our
contemporary time. The species ground state contains the sum total of human subjectivity,
and includes language, culture, historical identity, religions, mythologies and folklore of the
past, the theories of science, and all such human creations that have left a lasting impact on
human consciousness.
represented as
Using symmetry principles, for G = SU3 , one could show that bound states of
the psyche of a male and a female still exist for psyche |P > created from the ground state
|G > , as well as the triplets (or more) of all males and females . One could explore other
symmetry groups G to see what other forms of bound states for human psyche can be
formed.
The human psyche is one form of excitation of the consciousness superfield. In
terms of the psychic `energy' required to create a human psyche from |G > , the human
psyche is probably a very high energy state, given that |G > is already energetically well
above the vacuum energy. One may question as to how are the consciousness superfields
coupled to the quantum fields of the physical universe. Just as one needs to infuse energy
into physical fields to excite them, the biophysical structure of the human brain may be the
physical means of coupling the consciousness superfield to the body of a human being.
Moreover, other animals like monkeys, dogs, cats and so on might have sufficiently complex
biophysical structures to energize the lower psychic energy states of the consciousness
quantum field, explaining the rudiments of consciousness that these animals display.
Complex ideas about Reality, both physical and spiritual, might be very `energetic'
states of the consciousness superfield -- similar to the Sun being a high energy state in the
physical universe -- and could explain the mentally illuminating power these ideas have.
8.1 Quantum Model for Consciousness and Self-
Self-Consciousness
In quantum mechanics we have a rather unexpected representation of the consciousness
and self-consciousness dialectic (Baaquie, 1987. Since the 'object' of self consciousness is
consciousness itself, the human psyche can be either in the state of consciousness or in a
state of self-consciousness in which it is viewing its own consciousness. A psychic state
corresponds to an operator a -- as expressed in equation 11. The fact that the human
psyche cannot simultaneously be in both states leads us to identify consciousness and self
consciousness with canonically conjugate and non-commuting operators.
We hence identify a with consciousness and rate of change of consciousness with
some function of physical time. Self consciousness can then be defined as the state created
by the following operator, namely
∂a = ∂t ∂a
∂t I ∂t I ∂t Eq.17
These two operators a , ∂a /∂t are canonical conjugate operators, namely ∂a /∂t does
not commute with a , which is the essence of the Heisenberg Uncertainty Principle. The
Hence we see that, in the quantum theory of consciousness, it is only due to the
Heisenberg Uncertainty Principle that self-consciousness is differentiated from
consciousness.
9. A Particular Human Psyche
Every person considers his psyche as a private entity that is the sole preserve of only his
own subjectivity. From the construction of the human psyche from an underlying
consciousness superfield, it is clear that no individual psyche can be considered in isolation
from the rest of the human species. Nevertheless, for simplicity, and to reflect the fact that
to a good approximation every individual seems to constitute an independent and integral
entity, we start our analysis of the human psyche by considering a particular individual
psyche in isolation, and only in later will we discuss the essentially social nature of an
individual's psyche.
From equation 16, we see that an individual's psyche is a disturbance on the
underlying `ocean' of the species ground state |G > . From his birth, a person acts on the
species ground state to actualize his own psyche. Since the effect caused by most individuals
on |G > is limited to his own self and those of his family -- with little impact on society as a
whole -- to a good approximation we consider that part of the ground state that is directly
To construct |G Individual > note that the formative years of most individuals is deeply
affected by his parents -- and the extended family in general -- in the earlier stages of his life,
and only when he is a mature adult does he interact independently with society at large.
Hence the individual's ground state can be modelled as the following. Suppose the individual
is taken to be mature by the time he is 20 years old; till this time, the individual's psyche has
access to the species' ground state only through the filter provided by his parents. We
define the effective ground state on which the individual's psyche acts as 8
8In principle, one can include the entire family tree in the preparation of an individual's ground state; for a more
accurate construction, all those who have interaction in person with the individual should be included in the
preparation of an individualÊs ground state, including all the siblings, the grandparents and uncles and aunts and
first cousins and so on.
Where U Mother t, and U Father t, are the analogues of the operators U Eve t,
and U Adam t, given by equations 13 and 12, respectively for the mother and the father.
The individual's ground state is generated by the action of the person's psyche on the
effective ground state over his lifetime, and is given by
action on his own ground state |G Individual t > . We hence have that the psyche of an
individual is given by
|Pt, xt >= a Individual t, x Individual t|G Individual t >
Eq.19
Where does the ground state |G Individual > reside in the human psyche? 9 What is its
significance? Part of it is in the conscious waking state, as is the case with language, and part
of it is something that we may not be aware of consciously, and can be said to be an
unconscious substratum of the human psyche that many thinkers have propounded. If one
self-consciously reflects on one's own psyche, then one can gauge some of the elements that
are accessible to conscious recall; maybe on further effort, other `hidden' facts about one
own ground state can become accessible to conscious recall. Since self-analysis and
conscious recall are in the domain of self-consciousness, we postulate that the parts of one's
own ground state that is amenable to conscious recall, which we label by the state
|Accessible to Consciousness > , are the memories of an individual that can be consciously
9We suppress the time index for |G Individual > in this section.
recalled. We associate the recalling of memories, and self-reflection in general with the
process of self-consciousness, and hence postulate that
|Accessible to Waking State >= ∂a |G Individual >
∂t I Eq.20
We hence have the following decomposition of an individual's ground state
Since we have excluded the ground state from both the sleeping state and the waking state
-- one can only be aware of psychic events that are excitations on the individual's ground
state -- we need to give an interpretation of |G Individual > . Note since both the waking and
sleeping states are excitations of |G Individual > , the very nature of the excitations of waking
and sleeping state, and its range and scope, reflect features of |G Individual > ; for example
waves on an inland lake are different from the waves on a salty ocean. Hence |G Individual >
permeates both the waking and sleeping state and we consider it to be the ground of an
individual's psyche.
In this sense, the ground state |G Individual > can be said to be close to the essential
structure of a person's psyche, and hence we call it the essence of the person.
Consider the state of a person who is awake. A person can bring a thought to his conscious
mind either by recalling a pre-existing thought (say the name of a friend) or by creating a
brand new thought, for example, the name of a new road he is on. The individual's ability to
create and remove (destroy) thoughts from the conscious state of his mind can be
represented, similar to the case of creating a complete psyche out of the ground state
|G > , by creation and destruction operators that exist only at the command of a particular
individual, and which we label by c and c respectively. The mental excitations of an
individual's psyche are low 'energy' excitations of the psychic field and the creation and
destruction operators create the low energy excitations of this field.
Again, similar to the case of the definition of the vacuum state given in eq.10, an
individual psyche in its own ground state has no excitations (no thoughts), and hence
comes in discrete packets with a minimum energy ε , we postulate that all the conscious
thoughts that an individual has, or can be trained to have, have an integral multiple of ε ,
and a particular idea, labelled |Idean > , has a discrete psychic energy of nε , reflecting
that it is an integral quantum of an idea. We then have, from quantum theory, that
Let us assume that the earlier superposed state of the individual's psyche that we wrote
in eq.5 is the result of acting on the individual's ground state n -times; we can then
|a >= c1c |G Individual > +c2c 2 |G Individual > +. . . cNc N |G Individual >
Eq.23
We represent the difference between the waking and sleeping state by postulating
that there is another set of creation and destruction operators -- separate from the waking
state operators c , c , that create the sleeping state (including dreams and dreamless sleep)
labelled by b , b .10 Similar to the case for the waking state, we have for the individual's
ground state
10According to Alain Connes the creation and destruction operators b , b can be thought of as the
|s >= b1b |G Individual > +b2b 2 |G Individual > +. . . bNb N |G Individual >
Eq.25
The main difference between the waking and sleeping state is that in the waking state a
person can consciously apply the creation and destruction operators c , c to create and
destroy ideas in response to either an external stimuli or by free will. In contrast, the
application of operators b , b that create the various sleeping states of the individual's
psyche are out of reach of the waking mind, and it is not clear who or what causes the
One possible explanation of why dream states occur is that the person's ground
state |G Individual t > depends on time; as the person experiences new states of the psyche
during the waking state, the individual's ground state has an influx of new ideas, and this
changes it. To maintain its property of the ground state that is annihilated by the operators
c, b , the ground state needs to be re-diagonalized and this process would generate changes
in consciousness that are experienced as dreams. The ground state re-diagonalizes itself
continuously, but during the waking state these effects are over-shadowed by the waking
state.
Should the state of the psyche be a superposition of these two states: the awake state |a > ,
and the sleeping state |s > ? The answer is no. The reason being that waking and sleeping
are two qualitatively different states of the human psyche, in the former we can exert free
will and choose the thoughts we wish to engage in, whereas in the sleeping state we have no
conscious control on what we dream. We hence need to expand the Hilbert space to
accommodate the dreaming states, and write the composite state of the psyche as a tensor
product of the waking and sleeping states. In symbols we tentatively have
We are not done yet. The expression for |P > for the individual's psyche given above
represents a state in which the waking and sleeping state are decoupled. We all know that
there are circumstances when a dream is so `strong' that one even wakes up disturbed and
woken by the dream itself. It is quite common that students faced with exams often wake up
from a dream in which they have missed the examination.
In general, if the dream comes into strong conflict with ideas held by the waking
state, the dream tends to be remembered. From these facts, it is clear that the waking and
sleeping states are not decoupled, but instead the state |P > is a correlated combination of
the waking and sleeping states. There is a special way in which a state can be a correlated
combination of its constituents; it is called an entangled state in quantum mechanics. To
illustrate how |P > is constructed, suppose there are two waking states, namely |a;t >
which denotes taking the exam, and state |a;m > which denotes missing the exam, and
similarly, dream states |s;t >, |s;m > which denote the person having a dream that he has
where we label the various waking and sleeping states by indices i, j and coefficients α ij
Hamiltonian couples the waking and sleeping state operators, and hence a person's waking
and sleeping states communicate with each other in the development and change of the
individual's psyche.
As a human psyche evolves in time, it may enrich itself internally, as well as get
more `entangled' with other individuals as well as with the ground state |G > and in
principle even with the global vacuum state |Ω > . To study the development of a human
internal evolution of a person and only its entanglement with the ground state |G > , and
The non-Abelian Lie Group G yields a multi-dimensional internal space for the
evolution of a single individual. Every human being can choose his or her own destiny, and
decide on the path to take in life; a person can also change at any point of one's life, specially
where it concerns one's own private habits and state of mind. For example, a person can
choose to become a drug addict, and another person can decide to break the addiction to
drugs. These internal states of the human psyche are an everyday reality, and to explicate
this aspect of the human psyche, let us label the individual's psyche by |P;t > . Let |i >
be a set of appropriate basis states that span the Lie Algebra of G ; then to a first
approximation we have
m
|P;t >= ∑ c i t|i >
i=1
From eq.19
α α
In our approximation, the Hamiltonian Hi = Hi c, c ;b, b is driving the
evolution of the individual psyche. Suppose |i = 10 > corresponds to a purified state; then
it would be up to the free will of a person who wishes to purify his or her soul to choose
α
the appropriate Hamiltonian Hi to achieve this end. For example, for a person breaking
the addiction to drugs, a person's free will can choose to make some of the addictive and
destructive elements of the Hamiltonian -- that are perpetuating the addicted state -- equal
to zero, and hence evolve to a non-addicted state.
structure of the electron will be different. This is a consequence of the fact that in quantum
field theory there is an effective theory for each scale.
Suppose one observes the electron at lengths always greater than say
l = 10 −12 cm. We will observe an effective electron state |el > in which all the effects of
all the length scales shorter than l have been incorporated into the electron state
|el > . 11 Now suppose we observe the electron more closely, at distances larger than
l/10 = 10 −13 cm. What shall we see? Quantum field theory tells us that viewed from the
smaller scale, the electron state |el > can be constructed from the electron state
|el/10 > and other states which contain photons of energies up to a maximum energy
corresponding to the scale l/10 and virtual electron-positron pairs.12 The transformation
from the state |el > to the state |el/10 > is mathematically accomplished by the
psychic state |P > . The analogy with the electron is that we are performing a crude
case of the electron, we will find that there is more substructure to the state |P > . We can
11More precisely, every length scale l has its own effective Hamiltonian Hl whose energy eigenstate is given by
|el >
12Length scale l/10 has its own effective Hamiltonian Hl/10 whose energy eigenstate is given by |el/10 >
represent the substructure of |P > in the same manner as we did for the electron, except
now we have to find the analogy for the states at a more fine scale for the person. The finer
scale in the case of the psyche is given by the likes and dislikes of the person, his family ,
friends, his profession, his acquaintances and so on. To start with, the person has a psyche
′
on a more refined scale given by the state |P > , and this is the psyche that one would
observe if one was meeting the person, not as a faceless member of a crowd, but rather at a
dinner party or at some similar social occasion.
A person is known by the company he or she keeps, and this is also reflected in the
state of the person's psyche. Suppose the person has a friend denoted by a state |P 1 > .
Two individuals, two human beings can be entangled through their conscious and
unconscious states. There is no absolute separation between the two psyche. Probing such
an entangled structure by one of the two psyche, let us say by the consciousness of the
psyche P , is to become aware of the underlying common values and views that are shared
by the two individuals. A person and a friend can be said to form an entangled state
|P ′ , P 1 > .
Similar to our analysis of the waking and sleeping states, two persons, say |P a >
and |P b > who are completely disconnected -- for example two strangers in the bus -- are
represented as a product of their two states |P a > |P b > , and these states are called
dis-entangled states. On the other hand, two states that cannot be factorized are called
entangled states in quantum mechanics, and there are precise quantitative measures of the
degree of entanglement of quantum states.
The main difference between a bound state and an entangled state is that for a
bound state there needs to be continual interactions between the elements that are bound;
for example, in the hydrogen atom the proton and electron are in a bound state due to
continuous exchange of photons. In contrast, for an entangled state, even when the particles
are far outside the range of any possible interaction between them, they continue to persist
in globally correlated states, and the name 'entanglement' is given to such states.
Entangled states need to be prepared by using the interaction between the
entangled constituents, but once this preparation is completed, the entanglement
(correlation) continues to persist even in the absence of any interaction.
The analogy for the human psyche of a bound state is a nuclear family, where all the
elements of a family are kept `bound' together by constant interaction, be its emotional,
financial, social interactions that arise due to living in the same household. The analogy of
the entanglement between two individuals is for example the continuing bonds between
children who are adults with their aging parents; for such a case there is no longer any
common household, and no financial or other co-dependence; but entanglement can
continue to exist over great distances and over many decades. The correlation between
such apparently disconnected individuals is very well represented by the concept of the
quantum entanglement of two or more psyche.
The preparation of an entangled state need not necessarily take a long time; the well
known phenomenon of `love at first sight' shows that there can be an almost instantaneous
entanglement of two individuals, who continue to be `in love' (correlated) even if they are
subsequently separated -- without any communication -- for long periods of time.
The psyche at the coarse level can be represented by the same person's psyche at a
more refined level as
There may exist also an entangled state of individual P with yet another individual labelled
|P ′ , P 1 , P 2 > and so on. In this case we will have the following quantum superposition
There are other forms of entanglement that come from the effect of the ground
state on the person's psyche. For example, the attachment to a race or nation or religion
affects an individual through the ground state |G > , and in some circumstances can be
strong enough to launch wars based on nationalism or race or religion. Entanglement with
the species ground state |G > can also be strong enough so that peace prevails over war.
By resolving a person's psyche in a more and more refined basis, we are in fact
probing the inner structure, and the interactions, of the consciousness superfield Ψ as well
as the ground state |G > that the human species has evolved over the last few thousand
years.
There are further refinements that need to be considered. The entanglement and
interaction of a person with his friends and colleagues can be taken to be the system that
the person is directly involved with. What about the millions of people with whom a person
has no direct connection? How do they enter into the psychic world of an individual? Any
interaction with strangers can be modelled as the interaction of a person with the
environment, and the role of the environment in every person's live is of great importance.
The environment acts as an observer in the life of an individual, tending to decohere
the superposed states of an individual. This may be a reason why some sensitive and
creative persons like spiritual masters, artists, scientists and so on prefer to live in relative
isolation as the carefully prepared superposed states of their psyche then have less of a
likelihood of undergoing decoherence due to interactions with the environment.
13. Conclusions
We have proposed a quantum theory of consciousness, and applied it to represent and
explain some of the key features of the observed phenomena that are displayed by human
consciousness.
A few key assumptions that have been made in this article can be addressed
empirically. The most important of these being to provide experimental evidence that the
mind in fact can be in a superposed state. Another key concept that needs to be studied
further is how two human psyche become entangled, and if there are any measurable
quantities that can provide evidence for this entanglement.
The analysis of the waking and sleeping states using the concepts of quantum
mechanics needs to be further developed to provide a more detailed explanation and
interpretation of dreams.
The larger question of how the collective consciousness (and unconsciousness)
emerges from the quantum field theory of consciousness is similar to the phenomenon of
cooperative behaviour in physical systems, and needs to be studied.
And lastly, the psychic quantum field extends over the entire universe, and one can
study if there are any `global' oscillations of the supersymmetric vector field, similar to the
excitations of the physical electromagnetic field that reach us from distant galaxies.
Acknowledgements
We would like to thank Alain Connes for fruitful discussions; FM would like to thank him for his lifelong
friendship and his constant support in this difficult field over years. FM would also like to thank Louis Bonpunt
for his support. BEB would like to thank Yamin Chowdhury for his lifelong friendship, and for having introduced
him to the idea that the human mind is a quantum system. Laboratoire de Physique Theorique et Hautes
Energies, LPTHE, at University Paris 6 and 7 is supported by CNRS as Unite Mixte de Recherche, UMR7589.
References
Baaquie BE. Quantum Field Theory as a Model of Consciousness. 1987
Baars BJ. Can Physics Provide a Theory of Consciousness? Psyche 1995; 2: 8.
Grinberg-Zylberbaum J, Delaflor M, Attie L and Goswami A. The Einstein-Podolsky-Rosen Paradox in
the Brain: The Transferred Potential. Physics Essays 1994; 7:422.
Klein SA. Is Quantum Mechanics Relevant To Understanding Consciousness? Psyche 1995; 2: 3.
Neumann J Von. Mathematical Foundations of Quantum Mechanics. Princeton: Princeton University
Press 1955.
Pauli W, Jung CG. Correspondance 1932-1958. Paris: Albin Michel, Coll Sciences d'aujourd'hui 2000.
Penrose R. Shadows of the Mind. Oxford, UK: Oxford University Press 1994.
Stapp HP. Mind, Matter and Quantum Mechanics. Berlin: Springer-Verlag 1993.
Wigner EP. Remarks on the mind-body question. Reprinted in Wheeler and Zurek, Eds. Quantum
Theory and Measurement. Princeton: Princeton University Press 1961.