Boundary Conformal Field Theory
Boundary Conformal Field Theory
John Cardy
Rudolf Peierls Centre for Theoretical Physics
1 Keble Road, Oxford OX1 3NP, U.K.
and All Souls College, Oxford.
1
Boundary conformal field theory 2
1 Review of CFT
where (hj , h̄j ) (usually real numbers, not complex conjugates of each other)
are called the conformal weights of φj . These local fields can in general be
normalized so that their two-point functions have the form
hφj (zj , z̄j )φk (zk , z̄k )i = δjk /(zj − zk )2hj (z̄j − z̄k )2h̄j . (2)
They satisfy an algebra known as the operator product expansion (OPE)
cijk (z1 −z2 )−hi −hj +hk (z̄1 −z̄2 )−h̄i −h̄j +h̄k φk (z1 , z̄1 )+· · · ,
X
φi (z1 , z̄1 )·φj (z2 , z̄2 ) =
k
(3)
which is supposed to be valid when inserted into higher-order correlation
functions in the limit when |z1 − z2 | is much less than the separations of all
Boundary conformal field theory 3
the other points. The ellipses denote the contributions of other non-primary
scaling fields to be described below. The structure constants cijk , along with
the conformal weights, characterize the particular CFT.
An essential role is played by the energy-momentum tensor, or, in euclidean
field theory language, the stress tensor T µν . Heuristically, it is defined as the
response of the partition function to a local change in the metric:
T µν (x) = −(2π) δ ln Z/δgµν (x) (4)
(the factor of 2π is included so that similar factors disappear in later equa-
tions).
The symmetry of the theory under translations and rotations implies that
T µν is conserved, ∂µ T µν = 0, and symmetric. Scale invariance implies that
it is also traceless Θ ≡ Tµµ = 0. It should be noted that the vanishing of
the trace of the stress tensor for a scale invariant classical field theory does
not usually survive when quantum corrections are taken into account: indeed
Θ ∝ β(g), the renormalization group (RG) beta-function. A quantum field
theory is thus only a CFT when this vanishes, that is at an RG fixed point.
In complex coordinates the components Tz z̄ = Tz̄z = 4Θ vanish, while the
conservation equations read
∂z̄ Tzz = ∂z Tz̄ z̄ = 0 . (5)
Thus correlators of T (z) ≡ Tzz are locally analytic (in fact, globally mero-
morphic) functions of z, while those of T (z̄) ≡ Tz̄ z̄ are anti-analytic. It is
this property of analyticity which makes CFT tractable in two dimensions.
Since an infinitesimal conformal transformation z → z + α(z) induces a
change in the metric, its effect on a correlation function of primary fields,
given by (1), may also be expressed through an appropriate integral involving
an insertion of the stress tensor. This leads to the conformal Ward identity:
Z
(hj α′ (zj ) + α(zj )(∂/∂zj )) h
Y X Y
hT (z) φj (zj , z̄j )i α(z)dz = φj (zj , z̄j )i ,
C j j j
(6)
where C is a contour encircling all the points {zj }. (A similar equation hold
for the insertion of T .) Using Cauchy’s theorem, this determines the first few
terms in the OPE of T with any primary density:
hj 1
T (z) · φj (zj , z̄j ) = φ(zj , z̄j ) + ∂z φ(zj , z̄j ) + O(1) . (7)
(z − zj ) 2 z − zj j
Boundary conformal field theory 4
The other, regular, terms in the OPE generate new scaling fields, which are
not in general primary, called descendants. One way of defining a density to
be primary is by the condition that the most singular term in its OPE with
T is a double pole.
The OPE of T with itself has the form
c/2 2
T (z) · T (z1 ) = 4
+ T (z1 ) + · · · . (8)
(z − z1 ) (z − z1 )2
The first term is present because hT (z)T (z1 )i is non-vanishing, and must
take the form shown, with c being some number (which cannot be scaled
to unity, since the normalization of T is fixed by its definition) which is a
property of the CFT. It is known as the conformal anomaly number or the
central charge. This term implies that T is not itself primary. In fact under
a finite conformal transformation z → z ′ = f (z)
T (z) → f ′ (z)2 T (z ′ ) + c
12
{z ′ , z} , (9)
where {z ′ , z} = (f ′′′ f ′ − 32 f ′′ 2 )/f ′2 is the Schwartzian derivative.
and similarly the L ˆ . From the OPE (8) then follows the Virasoro algebra V
n
c
[L̂n , L̂m ] = (n − m)L̂n+m + n(n2 − 1)δn+m,0 , (12)
12
with an isomorphic algebra V generated by the L ˆ .
n
In radial quantization there is a vacuum state |0i. Acting on this with the
operator corresponding to a scaling field gives a state |φj i ≡ φ̂j (0, 0)|0i which
is an eigenstate of D̂: in fact
From the OPE (7) one sees that |Ln φj i ∝ L̂n |φj i, and, if φj is primary,
L̂n |φj i = 0 for all n ≥ 1.
The states corresponding to a given primary field, and those generated by
acting on these with all the L̂n with n < 0 an arbitrary number of times,
form a highest weight representation of V. However, this is not necessarily
irreducible. There may be null vectors, which are linear combinations of
states at a given level which are themselves annihilated by all the L̂n with
n > 0. They exist whenever h takes a value from the Kac table:
(r(m + 1) − sm)2 − 1
h = hr,s = , (14)
4m(m + 1)
with the central charge parametrized as c = 1 − 6/(m(m + 1)), and r, s are
non-negative integers. These null states should be projected out, giving an
irreducible representation Vh .
The full Hilbert space of the CFT is then
M
H= nh,h̄ Vh ⊗ V h̄ , (15)
h,h̄
where the non-negative integers nh,h̄ specify how many distinct primary fields
of weights (h, h̄) there are in the CFT.
The consistency of the OPE (3) with the existence of null vectors leads to
the fusion algebra of the CFT. This applies separately to the holomorphic
and antiholomorphic sectors, and determines how many copies of Vc occur in
the fusion of Va and Vb :
c
X
Va ⊙ Vb = Nab Vc , (16)
c
Boundary conformal field theory 6
c
where the Nab are non-negative integers.
A particularly important subset of all CFTs consists of the minimal models.
These have rational central charge c = 1 − 6(p − q)2 /pq, in which case the
fusion algebra closes with a finite number of possible values 1 ≤ r ≤ q,
1 ≤ s ≤ p in the Kac formula (14). For these models, the fusion algebra
takes the form ′ ′
r1 +r
X 2 −1 s1 +s
X 2 −1
where the prime on the sums indicates that they are to be restricted to the
allowed intervals of r and s.
There is an important theorem which states that the only unitary CFTs with
c < 1 are the minimal models with p/q = (m + 1)/m, where m is an integer
≥ 3.
−1/ τ
0 1 0 1
Figure 1: Two equivalent parametrizations of the same torus.
means that the partition function of the CFT on the torus can be written as
ˆ
Z(τ, τ̄ ) = Tr e−(Im τ )Ĥ+i(Im τ )P̂ = Tr q L̂0 −c/24 q̄ L0 −c/24 , (19)
using the above expressions for Ĥ and P̂ and introducing q ≡ e2πiτ .
Through the decomposition (15) of H, the trace sum can be written as
X
Z(τ, τ̄ ) = nh,h̄ χh (q) χh̄ (q) , (20)
h,h̄
where
χh (q) ≡ TrVh q L̂0 −c/24 = dh (N) q h−(c/24)+N
X
(21)
N
is the character of the representation of highest weight h, which counts the
degeneracy dh (N) at level N. It is purely an algebraic property of the Vira-
soro algebra, and its explicit form is known in many cases.
All of this would be less interesting were it not for the observation that the
parametrization of the torus through τ is not unique. In fact the transfor-
mations S : τ → −1/τ and T : τ → τ + 1 give the same torus (see Fig. 1).
Together, these operations generate the modular group SL(2, Z), and the
partition function Z(τ, τ̄ ) should be invariant under them. T -invariance is
simply implemented by requiring that h−h̄ is an integer, but the S-invariance
of the right hand side of (20) places highly nontrivial constraints on the nh,h̄ .
That this can be satisfied at all relies on the remarkable property of the
characters that they transform linearly under S:
′
χh (e−2πi/τ ) = Shh χh′ (e2πiτ ) .
X
(22)
h′
This follows from applying the Poisson sum formula to the explicit expres-
sions for the characters, which are related to Jacobi theta-functions. In
Boundary conformal field theory 8
many cases (for example, the minimal models) this representation is finite-
dimensional, and the matrix S is symmetric and orthogonal. This means
that one can immediately obtain a modular invariant partition function by
forming the diagonal sum
X
Z= χh (q)χh (q̄) , (23)
h
2 Boundary CFT
In any field theory in a domain with a boundary, one needs to consider how
to impose a set of consistent boundary conditions. Since CFT is formulated
independently of a particular set of fundamental fields and a lagrangian, this
must be done in a more general manner. A natural requirement is that the
off-diagonal component Tk⊥ of the stress tensor parallel/perpendicular to the
boundary should vanish. This is called the conformal boundary condition. If
the boundary is parallel to the time axis, it implies that there is no momen-
tum flow across the boundary. Moreover, it can be argued that, under the
RG, any uniform boundary condition will flow into a conformally invariant
one. For a given bulk CFT, however, there may be many possible distinct
such boundary conditions, and it is one task of BCFT to classify these.
To begin with, take the domain to be the upper half plane, so that the
boundary is the real axis. The conformal boundary condition then implies
that T (z) = T (z̄) when z is on the real axis. This has the immediate conse-
quence that correlators of T are those of T , analytically continued into the
lower half plane. The conformal Ward identity, c.f. (7), now reads
Y X hj 1
hT (z) φj (zj , z̄j )i = + ∂z
j j (z − zj )2 z − zj j
!
h̄j 1 Y
+ + ∂z̄ j
h φj (zj , z̄j )i .(24)
(z̄ − z̄j )2 z̄ − z̄j j
Boundary conformal field theory 9
a b δ
1
Figure 2: The annulus, with boundary conditions a and b on either boundary.
Fig. 2). The boundary conditions on the left and right edges, labelled by
a, b, . . ., may be different. The partition function with boundary conditions
a and b on either edge is denoted by Zab (δ).
One way to compute this is by first considering the CFT on an infinitely long
strip of unit width. This is conformally related to the upper half plane (with
an insertion of boundary condition changing operators at 0 and ∞ if a 6= b)
by the mapping z → (1/π) ln z. The generator of infinitesimal translations
along the strip is
nab
X
Zab (δ) = h χh (q) , (29)
h
but note that now the expression is linear. The non-negative integers nhab give
the operator content with the boundary conditions (ab): the lowest value of
h with nhab > 0 gives the conformal weight of the bcc operator, and the others
Boundary conformal field theory 11
give conformal weights of the other allowed primary fields which may also sit
at this point.
On the other hand, the annulus partition function may be viewed, up to an
overall rescaling, as the path integral for a CFT on a circle of unit circum-
ference, being propagated for (imaginary) time δ −1 . From this point of view,
the partition function is no longer a trace, but rather the matrix element of
e−Ĥ/δ between boundary states:
Note that Ĥ is the same hamiltonian that appears in (18), and the boundary
states lie in H, (15).
How are these boundary states to be characterized? Using the transformation
law (9) the conformal boundary condition applied to the circle implies that
Ln = L−n . This means that any boundary state |Bi lies in the subspace
satisfying
ˆ |Bi .
L̂n |Bi = L (31)
−n
These are called Ishibashi states. Matrix elements of the translation operator
along the cylinder between them are simple:
∞ dh (N )
e−(4π/δ)( h+N −(c/24)) = δh′ h χh (e−4π/δ ) .
X X
= δh′ h (35)
N =0 j=1
Note that the characters which appear are related to those in (29) by the
modular transformation S.
The physical boundary states satisfying (29), sometimes called the Cardy
states, are linear combinations of the Ishibashi states:
X
|ai = hhh|ai |hii . (36)
h
Equating the two different expressions (29,30) for Zab , and using the modular
transformation law (22) and the linear independence of the characters gives
the (equivalent) conditions:
nhab = Shh′ ha|h′ iihhh′ |bi ;
X
(37)
h′
′
ha|h′ iihhh′ |bi = Shh nhab .
X
(38)
h
These are called the Cardy conditions. The requirements that the right hand
side of (37) should give a non-negative integer, and that the right hand side
of (38) should factorize in a and b, give highly nontrivial constraints on the
allowed boundary states and their operator content.
For the diagonal CFTs considered here (and for the nondiagonal minimal
models) a complete solution is possible. It can be shown that the elements
S0h of S are all non-negative, so one may choose hhh|0̃i = (S0h )1/2 . This defines
a boundary state
(S0h )1/2 |hii ,
X
|0̃i ≡ (39)
h
and a corresponding boundary condition such that nh00 = δh0 . Then, for each
h′ 6= 0, one may define a boundary state
hhh|h̃′ i ≡ Shh′ /(S0h )1/2 . (40)
From (37), this gives nhh′ 0 = δh′ h . For each allowed h′ in the torus parti-
tion function, there is therefore a boundary state |h̃′ i satisfying the Cardy
conditions. However, there is a further requirement:
Sℓh Shℓ ′ Shℓ ′′
nhh′ h′′ =
X
(41)
ℓ
S0ℓ
Boundary conformal field theory 13
3.0.1 Example
| 21̃ i = √1 |0ii
2
+ √1 | 1 ii
2 2
− 1
| 1 ii ;
21/4 16
(44)
1̃
| 16 i = |0ii − | 12 ii . (45)
The nontrivial part of the fusion algebra of this CFT is
V1 ⊙V1 = V0 + V 1 (46)
16 16 2
V 1 ⊙ V1 = V 1 (47)
16 2 16
V 1 ⊙ V 1 = V0 , (48)
2 2
(49)
from which can be read off the boundary operator content nhh̃ = 1 and n01̃ 1̃
=
16 16
1 1 1
n 21̃ 1̃
= n 21̃ 1̃
= n 16
1̃ 1̃
= 1.
16 16 16 16 2 16
Boundary conformal field theory 14
The c = 21 CFT is known to describe the continuum limit of the critical Ising
model, in which spins s = ±1 are localized on the sites of a regular lattice.
The above boundary conditions may be interpreted as the continuum limit
of the lattice boundary conditions s = 1, free and s = −1 respectively. Note
there is a symmetry of the fusion rules which means that one could equally
well have inverted the ordering of this correspondence.
4 Other topics
from which the free energy Fab = −β −1 ln Zab and the entropy Sab =
−β 2 (∂Fab /∂β) can be obtained. The result is
where the first term is the usual extensive contribution. The other two pieces
sa ≡ ln(ha|0i) and sb ≡ ln(hb|0i) may be identified as the boundary entropy
associated with the corresponding boundary states. A similar definition may
be made in massive QFTs. It has been shown that, analogously to the
statement of Zamoldochikov’s c-theorem in the bulk, the boundary entropy
is a non-increasing function along boundary RG flows, and is stationary only
for conformal boundary states.
φj (zj , z̄j ) may be thought of as the product of two local fields which are
holomorphic functions of zj and z̄j respectively. These will satisfy OPEs as
|zj − z̄j | → 0, with the appearance of primary fields on the right hand side
being governed by the fusion rules. These fields are localized on the real axis:
they are the boundary operators. There is therefore a kind of bulk-boundary
OPE:
djk (Im zj )−hj −h̄j +hk φbk (Re zj ) ,
X
φj (zj , z̄j ) = (52)
k
where the sum on the right hand side is in principle over all the boundary
fields consistent with the boundary condition, and the coefficients djk are
analogous to the OPE coefficients in the bulk. As before, they are non-
vanishing only if allowed by the fusion algebra: a boundary field of conformal
weight hk is allowed only if Nhhjkh̄j > 0.
For example, in the c = 12 CFT, the bulk operator with h = h̄ = 16
1
goes over
1
into the boundary operator with h = 0, or that with h = 2 , depending on
the boundary condition. The bulk operator with h = h̄ = 12 , however, can
only go over into the identity boundary operator with h = 0 (or a descendent
thereof.)
The fusion rules also apply to the boundary operators themselves. The con-
sistency of these with bulk-boundary and bulk-bulk fusion rules, as well as
the modular properties of partition functions, was examined by Lewellen.
Acknowledgments
This article was written while the author was a member of the Institute
for Advanced Study. He thanks the School of Mathematics and the School
of Natural Sciences for their hospitality. The work was supported by the
Ellentuck Fund.
References
[1] P. di Francesco, P. Mathieu and D. Senechal, Conformal Field Theory
(Springer, 1999.)
[2] J. Cardy, Conformal invariance and surface critical behavior, Nucl. Phys.
B 240, 514-532, 1984.
[3] J. Cardy, Boundary conditions, fusion rules and the Verlinde formula,
Nucl. Phys. B 324, 581, 1989.
[5] V.B. Petkova and J.-B. Zuber, Conformal boundary conditions and what
they teach us, lectures given at the Summer School and Conference on
Boundary conformal field theory 17
[9] For reviews of SLE, see W. Werner, Random planar curves and
Schramm-Loewner evolutions, to appear (Springer Lecture Notes),
math.PR/0303354; G. Lawler, Conformally invariant processes in the
plane, in preparation, http://www.math.cornell.edu/l̃awler/book.ps.
For a review aimed at theoretical physicists, see W. Kager and B. Nien-
huis, A guide to stochastic Loewner evolution and its applications, J.
Stat. Phys. 115, 1149 (2004).