Scribd
Upload
28 views1 page

01-Questionaire in Assessing Client Acceptance

This document contains an evaluation form for a prospective client, Batangas Bestfeeds Multipurpose Cooperative. It assesses whether audit preconditions have been met, independence and conflict of interest issues exist, the firm has sufficient capacity and resources for the engagement, and if there are any issues from previous engagements. The conclusion is that the overall engagement risk is moderate. The form is signed by four auditors from AU Locks Auditing Services.

Uploaded by

Mirai Kuriyama
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
28 views1 page

01-Questionaire in Assessing Client Acceptance

This document contains an evaluation form for a prospective client, Batangas Bestfeeds Multipurpose Cooperative. It assesses whether audit preconditions have been met, independence and conflict of interest issues exist, the firm has sufficient capacity and resources for the engagement, and if there are any issues from previous engagements. The conclusion is that the overall engagement risk is moderate. The form is signed by four auditors from AU Locks Auditing Services.

Uploaded by

Mirai Kuriyama
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
You are on page 1/ 1

AU Locks Auditing Services

EVALUATION OF PROSPECTIVE CLIENT FORM

Client: Batangas Bestfeeds Multipurpose Cooperative

YES NO COMMENTS
 Have the audit preconditions been met? 
 Have the acceptance/continuance requirements in 
the firm’s quality control manual been followed?
 Any change in the terms of reference or 
requirements for the audit engagement?
 Any independence issues or conflicts of interest? 
 Any circumstances that would cast doubt on the 
integrity of the client’s owners?
 Does the firm have the capacity in time, 
competencies, and resources to complete the
engagement in accordance with professional and
firm standards?
 Are there any issues identified in previous audits 
and other engagements for this entity that need to
be addressed?
 Are there any new circumstances that increase our 
engagement risk?

Conclusion:

Overall assessment of engagement risk. Moderate (Low, Moderate or High)

Casaba Veronica Andrea C.


Senior Auditor

Dimaano, Lyka Mae D.

Lopez, Lara Dianne R.

Tagle, Myzell R.

AU Locks Auditing Services

You might also like

pFad - Phonifier reborn

Pfad - The Proxy pFad of © 2024 Garber Painting. All rights reserved.

Note: This service is not intended for secure transactions such as banking, social media, email, or purchasing. Use at your own risk. We assume no liability whatsoever for broken pages.


Alternative Proxies:

Alternative Proxy

pFad Proxy

pFad v3 Proxy

pFad v4 Proxy