Astm E23 PDF
Astm E23 PDF
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
1. Scope* E177 Practice for Use of the Terms Precision and Bias in
1.1 These test methods describe notched-bar impact testing ASTM Test Methods
of metallic materials by the Charpy (simple-beam) test and the E691 Practice for Conducting an Interlaboratory Study to
Izod (cantilever-beam) test. They give the requirements for: Determine the Precision of a Test Method
test specimens, test procedures, test reports, test machines (see E1823 Terminology Relating to Fatigue and Fracture Testing
Annex A1) verifying Charpy impact machines (see Annex A2), E2298 Test Method for Instrumented Impact Testing of
optional test specimen configurations (see Annex A3), desig- Metallic Materials
nation of test specimen orientation (see Terminology E1823), 3. Summary of Test Method
and determining the percent of shear fracture on the surface of
broken impact specimens (see Annex A4). In addition, infor- 3.1 The essential features of an impact test are: a suitable
mation is provided on the significance of notched-bar impact specimen (specimens of several different types are recognized),
testing (see Appendix X1), and methods of measuring the a set of anvils, and specimen supports on which the test
center of strike (see Appendix X2). specimen is placed to receive the blow of the moving mass, a
moving mass that has sufficient energy to break the specimen
1.2 These test methods do not address the problems associ- placed in its path, and a device for measuring the energy
ated with impact testing at temperatures below –196 °C (77 K). absorbed by the broken specimen.
1.3 The values stated in SI units are to be regarded as
4. Significance and Use
standard. No other units of measurement are included in this
standard. 4.1 These test methods of impact testing relate specifically
1.3.1 Exception—Section 8 and Annex A4 provide inch- to the behavior of metal when subjected to a single application
pound units for information only. of a force resulting in multi-axial stresses associated with a
1.4 This standard does not purport to address all of the notch, coupled with high rates of loading and in some cases
safety concerns, if any, associated with its use. It is the with high or low temperatures. For some materials and
responsibility of the user of this standard to establish appro- temperatures the results of impact tests on notched specimens,
priate safety and health practices and determine the applica- when correlated with service experience, have been found to
bility of regulatory limitations prior to use. Specific precau- predict the likelihood of brittle fracture accurately. Further
tionary statements are given in Section 5. information on significance appears in Appendix X1.
5. Precautions in Operation of Machine
2. Referenced Documents
5.1 Safety precautions should be taken to protect personnel
2.1 ASTM Standards:2 from the swinging pendulum, flying broken specimens, and
B925 Practices for Production and Preparation of Powder hazards associated with specimen warming and cooling media.
Metallurgy (PM) Test Specimens
6. Apparatus
6.1 General Requirements:
1
These test methods are under the jurisdiction of ASTM Committee E28 on 6.1.1 The testing machine shall be a pendulum type of rigid
Mechanical Testing and are the direct responsibility of Subcommittee E28.07 on construction.
Impact Testing. 6.1.2 The testing machine shall be designed and built to
Current edition approved June 1, 2016. Published June 2016. Originally
approved in 1933. Last previous edition approved 2016 as E23 – 16a. DOI:
conform with the requirements given in Annex A1.
10.1520/E0023-16B.
2
6.2 Inspection and Verification:
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
6.2.1 Inspection procedures to verify impact machines di-
Standards volume information, refer to the standard’s Document Summary page on rectly are provided in A2.2 and A2.3. The items listed in A2.2
the ASTM website. must be inspected annually.
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6.2.2 The procedures to verify Charpy machines indirectly, 7.1.4 The specimens commonly found suitable for powder
using verification specimens, are given in A2.4. Charpy impact metallurgy materials are shown in Figs. 3 and 4. Powder
machines must be verified directly and indirectly annually. metallurgy impact test specimens shall be produced following
the procedure in Practices B925. The impact test results of
7. Test Specimens these materials are affected by specimen orientation. Therefore,
7.1 Configuration and Orientation: unless otherwise specified, the position of the specimen in the
7.1.1 Specimens shall be taken from the material as speci- machine shall be such that the pendulum will strike a surface
fied by the applicable specification. that is parallel to the compacting direction. For powder
7.1.2 The type of specimen chosen depends largely upon the metallurgy materials the impact test results are reported as
characteristics of the material to be tested. A given specimen unnotched absorbed impact energy.
may not be equally satisfactory for soft nonferrous metals and 7.1.5 Sub-size and supplementary specimen recommenda-
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hardened steels; therefore, many types of specimens are tions are given in Annex A3.
recognized. In general, sharper and deeper notches are required 7.2 Specimen Machining:
to distinguish differences in very ductile materials or when
7.2.1 When heat-treated materials are being evaluated, the
using low testing velocities.
specimen shall be finish machined, including notching, after
7.1.3 The specimens shown in Figs. 1 and 2 are those most
the final heat treatment, unless it can be demonstrated that the
widely used and most generally satisfactory. They are particu-
impact properties of specimens machined before heat treatment
larly suitable for ferrous metals, excepting cast iron.3 The
are identical to those machined after heat treatment.
Charpy specimen designations are V-notch and U-notch.
7.2.2 Notches shall be smoothly machined, but polishing
NOTE 1—Keyhole notch specimen is similar to U-notch, except the has proven generally unnecessary. However, since variations in
notch width is 1.6 mm or less. notch dimensions will seriously affect the results of the tests,
adhering to the tolerances given in Fig. 1 is necessary (Appen-
3
dix X1.2 illustrates the effects from varying notch dimensions
Report of Subcommittee XV on Impact Testing of Committee A-3 on Cast Iron,
Proceedings, ASTM, Vol 33 Part 1, 1933. on V-notch specimens).
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Dimensions
Dimensions mm
mm L- Overall Length 75.0 ± 1.5
L- Overall Length 55.0 ± 1.0 W-Width 10.00 ± 0.13
W-Width 10.00 ± 0.13 T-Thickness 10.00 ± 0.13
T-Thickness 10.00 ± 0.13
NOTE 1—Adjacent sides shall be at 90°6 10 min.
NOTE 1—Adjacent sides shall be at 90°6 10 min. FIG. 4 Izod (Cantilever-Beam) Impact Test Specimen for P/M
FIG. 3 Unnotched Charpy (Simple Beam) Impact Test Specimen Structural Materials
for Metal Powder Structural Materials
pencils, and other reasonable marking methods may be used
for identification purposes. However, some marking methods
NOTE 2—In keyhole notch specimens, the round hole shall be carefully
drilled with a slow feed rate. The slot may be cut by any feasible method, can result in damage to the specimens if not used correctly. For
but care shall be exercised in cutting the slot to ensure that the surface of example, excessive heat from electrostatic pencils or deforma-
the drilled hole opposite the slot is not damaged. tion to the specimen from stamping can change the mechanical
7.2.3 Identification marks shall only be placed in the fol- properties of the specimen. Therefore, care shall always be
lowing locations on specimens: either of the 10-mm square taken to avoid damage to the specimen. Stamping and other
ends; the side of the specimen that faces up when the specimen marking processes that result in deformation of the specimen
is positioned in the anvils (see Note 3); or the side of the should only be used on the ends of the specimens, prior to
specimen opposite the notch. No markings, on any side of the notching.
specimen, shall be within 10 mm of the center line of the notch. NOTE 3—Careful consideration should be given before placing identi-
Permanent markers, laser engraving, scribes, electrostatic fication marks on the side of the specimen to be placed up when positioned
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in the anvils. If the test operator is not careful, the specimen can be placed NOTE 5—Prior to the 2012 version, the percent friction and windage
in the machine with the identification marking resting on the specimen was based on 11 (half) swings and the pointer was not engaged on the first
supports (that is, facing down). Under these circumstances, the absorbed swing. Now the pointer is engaged on the first swing. The difference is that
energy value obtained may be unreliable. the friction, windage, and pointer losses associated with the first swing are
no longer assumed to be zero. On the 1st swing the pointer should go to
8. Procedure 0.00, so any friction that will be recorded will only show up on the
8.1 Preparation of the Apparatus: following 10 (half) swings.
8.1.1 Perform a routine procedure for checking impact 8.2 Test Temperature Considerations:
machines at the beginning of each day, each shift, or just prior
8.2.1 The temperature of testing affects the impact proper-
to testing on a machine used intermittently. It is recommended
ties of most materials. For materials with a body centered cubic
that the results of these routine checks be kept in a log book for
structure, a transition in fracture mode occurs over a tempera-
the machine. After the testing machine has been ascertained to
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8.2.4.1 For liquid bath cooling or heating use a suitable specimen in the test position and the centering device is not
container, which has a grid or another type of specimen approximately 13 mm, the broken specimens may rebound into
positioning fixture. Cover the specimens, when immersed, with the pendulum.
at least 25 mm (1 in.) of the liquid, and position so that the 8.3.3 To conduct the test, prepare the machine by raising the
notch area is not closer than 25 mm to the sides or bottom of pendulum to the latched position, set the energy indicator at the
the container, and no part of the specimen is in contact with the maximum scale reading, or initialize the digital display, or
container. Place the device used to measure the temperature of both, position the specimen on the anvils, and release the
the bath in the center of a group of the specimens. Agitate the
pendulum. If a liquid bath or gas medium is being used for
bath and hold at the desired temperature within 61°C (62°F).
thermal conditioning, perform the following sequence in less
Thermally condition the specimens for at least 5 min before
than 5 s (for 10 × 10 × 55 mm specimens, see 8.2.4). Remove
testing, unless a shorter thermal conditioning time can be
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shown to be valid by measurements with thermocouples. Leave the test specimen from its cooling (or heating) medium with
the device (tongs, for example) used to handle the specimens in centering tongs that have been temperature conditioned with
the bath for at least 5 min before testing, and return the device the test specimen, place the specimen in the test position, and
to the bath between tests. release the pendulum smoothly. If a test specimen has been
8.2.4.2 When using a gas medium, position the specimens removed from the temperature conditioning bath and it is
so that the gas circulates around them and hold the gas at the questionable that the test can be conducted within the 5 s time
desired temperature within 61°C (62°F) for at least 30 min. frame, return the specimen to the bath for the time required in
Leave the device used to remove the specimen from the 8.2 before testing.
medium in the medium except when handling the specimens. 8.3.3.1 If a fractured impact specimen does not separate into
two pieces, report it as unbroken (see 9.2.2 for separation
NOTE 6—Temperatures up to +260°C may be obtained with certain oils,
but “flash-point” temperatures must be carefully observed. instructions). Unbroken specimens with absorbed energies of
NOTE 7—For testing at temperatures down to –196°C (77°K), standard less than 80 % of the machine capacity may be averaged with
testing procedures have been found to be adequate for most metals. values from broken specimens. If the individual values are not
NOTE 8—A study has shown that a specimen heated to 100°C in water listed, report the percent of unbroken specimens with the
can cool 10°C in the 5 s allowed for transfer to the specimen supports.4
Other studies, using cooling media that are above their boiling points at
average. If the absorbed energy exceeds 80 % of the machine
room temperature have also shown large changes in specimen temperature capacity and the specimen passes completely between the
during the transfer of specimens to the machine anvils. In addition, some anvils, report the value as approximate (see 10.1) and do not
materials change temperature dramatically during impact testing at average it with other values. If an unbroken specimen does not
cryogenic temperatures due to adiabatic heating.5
pass between the machine anvils, (for example, it stops the
8.3 Charpy Test Procedure: pendulum), the result shall be reported as exceeding the
8.3.1 The Charpy test procedure may be summarized as machine capacity. A specimen shall never be struck more than
follows: the test specimen is thermally conditioned and posi- once.
tioned on the specimen supports against the anvils; the pendu- 8.3.3.2 If a specimen jams in the machine, disregard the
lum is released without vibration, and the specimen is impacted results and check the machine thoroughly for damage or
by the striker. Information is obtained from the machine and misalignment, which would affect its calibration.
from the broken specimen.
8.3.3.3 To prevent recording an erroneous value, caused by
8.3.1.1 The 8 mm striker shall be used, unless the 2 mm
jarring the indicator when locking the pendulum in its upright
striker is specified.
(ready) position, read the value for each test from the indicator
NOTE 9—For some materials, the striker radius can significantly affect prior to locking the pendulum for the next test.
the results.
8.4 Izod Test Procedure:
8.3.2 To position a test specimen in the machine, it is
recommended that self-centering tongs similar to those shown 8.4.1 The Izod test procedure may be summarized as
in Fig. 5 be used (see A1.10.1). The tongs illustrated in Fig. 5 follows: the test specimen is positioned in the specimen-
are for centering V-notch specimens. If non V-notch specimens holding fixture and the pendulum is released without vibration.
are used, modification of the tong design may be necessary. If Information is obtained from the machine and from the broken
an end-centering device is used, caution must be taken to specimen. The details are described as follows:
ensure that low-energy high-strength specimens will not re- 8.4.2 Testing at temperatures other than room temperature is
bound off this device into the pendulum and cause erroneously difficult because the specimen-holding fixture for Izod speci-
high recorded values. Many such devices are permanent mens is often part of the base of the machine and cannot be
fixtures of machines, and if the clearance between the end of a readily cooled (or heated). Consequently, Izod testing is not
recommended at other than room temperature.
8.4.3 Clamp the specimen firmly in the support vise so that
4
Nanstad, R. K., Swain, R. L. and Berggren, R. G., “Influence of Thermal the centerline of the notch is in the plane of the top of the vise
Conditioning Media on Charpy Specimen Test Temperature,”Charpy Impact Test: within 0.125 mm. Set the energy indicator at the maximum
Factors and Variables, ASTM STP 1072, ASTM, 1990, pp. 195-210.
5
Tobler R. L. Et al.,“ Charpy Impact Tests Near Absolute Zero,” Journal of scale reading, and release the pendulum smoothly. Sections
Testing and Evaluation, Vol 19, 1 1992. 8.3.3.1 – 8.3.3.3, also apply when testing Izod specimens.
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9. Information Obtainable from Impact Tests provided the accuracy of such methods can be demonstrated. Methods
used include optical encoders and strain-gaged strikers.
9.1 The absorbed energy shall be taken as the difference
between the energy in the striking member at the instant of 9.2 Lateral expansion measurement methods must take into
impact with the specimen and the energy remaining after account the fact that the fracture path seldom bisects the point
breaking the specimen. This value is determined by the of maximum expansion on both sides of a specimen. One half
machine’s scale reading which has been corrected for windage of a broken specimen may include the maximum expansion for
and friction losses. both sides, one side only, or neither. Therefore, the expansion
NOTE 10—Alternative means for energy measurement are acceptable on each side of each specimen half must be measured relative
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to the plane defined by the undeformed portion on the side of 9.3 The percentage of shear fracture on the fracture surfaces
the specimen, as shown in Fig. 6. For example, if A1 is greater of impact specimens may be determined using a variety of
than A2, and A3 is less than A4, then the lateral expansion is the methods. The approach and the acceptable methods are defined
sum of A1 + A4. in Annex A4. For each method, the user must distinguish
9.2.1 Before making any lateral expansion measurements, it between regions formed by stable crack growth mechanisms,
is essential that the two specimen halves are visually examined and regions formed by unstable crack growth mechanisms. For
for burrs that may have formed during impact testing; if the purposes of this Test Method, the “shear area” consists of those
burrs will influence the lateral expansion measurements, they portions of the fracture surface that form by stable crack
must be removed (by rubbing on emery cloth or any other growth (Fracture Initiation Region, Shear Lips, and Final
suitable method), making sure that the protrusions to be Fracture Region), as shown in Fig. 9.
measured are not rubbed during the removal of the burr. Then, The percent shear area on the fracture surface of a Charpy
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examine each fracture surface to ascertain that the protrusions impact specimen is typically calculated as the difference
have not been damaged by contacting an anvil, a machine between the total fractured area (Fracture Initiation Region,
mounting surface, etc. Lateral expansion shall not be measured Shear Lips, Unstable Fracture region, and Final Fracture
on a specimen with this type of damage. Region) and the area of unstable fracture region, divided by the
9.2.2 Lateral expansion measurements shall be reported as total fractured area, times 100. The measurement methods
follows. An unbroken specimen can be reported as broken if described in Annex A4 provide estimates for the area of the
the specimen can be separated by pushing the hinged halves unstable fracture region (directly or indirectly), but do not
together once and then pulling them apart without further consider details of the fracture mode for the unstable region.
fatiguing the specimen, and the lateral expansion measured for The unstable fracture region could be 100 % cleavage, a
the unbroken specimen (prior to bending) is equal to or greater mixture of cleavage and ductile-dimple fracture morphologies,
than that measured for the separated halves. In the case where a mixture of intergranular and ductile-dimple fracture
a specimen cannot be separated into two halves, the lateral morphologies, or a mixture of other fracture morphologies.
expansion can be measured as long as the shear lips can be NOTE 11—Carbon steels often exhibit a classic cleavage region that
accessed without interference from the hinged ligament that identifies the unstable fracture region with a well-defined area of shiny
has been deformed during testing. The specimen should be fracture that is easy to recognize and measure. Other steels, such as
reported as unbroken. quenched and tempered SAE 4340, alloys have a region of unstable
9.2.3 Lateral expansion may be measured easily by using a fracture that consists of an intimate mixture of cleavage facets and ductile
dimples (only apparent at high magnifications). Some embrittled steels
gage like the one shown in Fig. 7 (assembly and details shown can exhibit partially intergranular fracture, as well. In these cases the area
in Fig. 8). Using this type of gage the measurement is made of unstable fracture may not be as easy to identify.
with the following procedure: orient the specimen halves so
that the compression sides are facing each other, take one half 10. Report
of the fractured specimen and press it against the anvil and dial 10.1 Absorbed energy values above 80 % of the scale range
gage plunger and record the reading, make a similar measure- are inaccurate and shall be reported as approximate. Ideally an
ment on the other half (same side) of the fractured specimen impact test would be conducted at a constant impact velocity.
and disregard the lower of the two values, do the same for the In a pendulum-type test, the velocity decreases as the fracture
other side of the fractured specimen, report the sum of the progresses. For specimens that have impact energies approach-
maximum expansions for the 2 sides as the lateral expansion ing 80 % of the capacity of the pendulum, the velocity of the
for the specimen. pendulum decreases (to about 45 % of the initial velocity)
during fracture to the point that accurate impact energies are no
longer obtained.
10.2 For commercial acceptance testing, report the follow-
ing information (for each specimen tested):
10.2.1 Specimen type,
10.2.2 Specimen size (if sub-size specimen),
10.2.3 Test temperature,
10.2.4 For Charpy testing specify the striker radius as 8 mm
or 2 mm,
10.2.5 Absorbed energy, and
10.2.6 Any other contractual requirements.
10.3 For other than commercial acceptance testing the
following information is often reported in addition to the
information in 10.2:
10.3.1 Lateral expansion,
10.3.2 Unbroken specimens,
FIG. 6 Halves of Broken Charpy V-Notch Impact Specimen Illus- 10.3.3 Fracture appearance (% shear, See Note A4.1),
trating the Measurement of Lateral Expansion, Dimensions A1, 10.3.4 Specimen orientation, and
A2, A3, A4 and Original Thickness, Dimension W 10.3.5 Specimen location.
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NOTE 12—Even when the test temperature is specified as room Material Low Energy High Energy
temperature, report the actual temperature. J J
Absorbed Energy 15.9 96.2
11. Precision and Bias 95 % Repeatability Limit 2.4 8.3
95 % Reproducibility Limits 2.7 9.2
11.1 An Interlaboratory study used CVN specimens of low
energy and of high energy to find sources of variation in the The terms repeatability and reproducibility limit are used as
CVN absorbed energy. Data from 29 laboratories were in- defined in Practice E177. The respective standard deviations
cluded with each laboratory testing one set of five specimens of among test results may be obtained by dividing the above
each energy level. Except being limited to only two energy limits by 2.8.
levels (by availability of reference specimens), Practice E691 11.3 Bias—Bias cannot be defined for CVN absorbed en-
was followed for the design and analysis of the data; the details ergy. The physical simplicity of the pendulum design is
are given in ASTM Research Report No. RR:E28-1014.6 complicated by complex energy loss mechanisms within the
11.2 Precision—The Precision information given below is machine and the specimen. Therefore, there is no absolute
for the average CVN absorbed energy of five test determina- standard to which the measured values can be compared.
tions at each laboratory for each material.
12. Keywords
6
Supporting data have been filed at ASTM International Headquarters and may 12.1 Charpy test; fracture appearance; impact test; Izod test;
be obtained by requesting Research Report RR: E28–1014. notched specimens; pendulum machine
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NOTE 1—Measure average dimensions A and B to the nearest 0.5 mm. Determine the percent shear fracture using Table A4.1 or Table A4.2.
FIG. 9 Schematic of the Fracture Surface of a Charpy V-Notch Impact Test Specimen Showing the Various Region of Fracture
ANNEXES
(Mandatory Information)
A1.1 The machine frame shall be equipped with a bubble from friction in the indicating mechanism shall not exceed
level or a machined surface suitable for establishing levelness 0.25 % of scale range capacity. See A2.3.8 for friction and
of the axis of pendulum bearings or, alternatively, the levelness windage loss calculations.
of the axis of rotation of the pendulum may be measured
directly. The machine shall be level to within 3:1000 and A1.4 The position of the pendulum, when hanging freely,
securely bolted to a concrete floor not less than 150 mm thick shall be such that the striker is within 2.5 mm from the test
or, when this is not practical, the machine shall be bolted to a specimen. When the indicator has been positioned to read zero
foundation having a mass not less than 40 times that of the energy in a free swing, it shall read within 0.2 % of the scale
pendulum. The bolts shall be tightened as specified by the range when the striker of the pendulum is held against the test
machine manufacturer. specimen. The plane of swing of the pendulum shall be
perpendicular to the transverse axis of the Charpy specimen
A1.2 A scale or digital display, graduated in degrees or anvils or Izod vise within 3:1000.
energy, on which readings can be estimated in increments of
0.25 % of the energy range or less shall be furnished for the A1.5 Transverse play of the pendulum at the striker shall not
machine. exceed 0.75 mm under a transverse force of 4 % of the
A1.2.1 The scales and digital displays may be compensated effective weight of the pendulum applied at the center of strike.
for windage and pendulum friction. The error in the scale Radial play of the pendulum bearings shall not exceed
reading at any point shall not exceed 0.2 % of the range or 0.075 mm.
0.4 % of the reading, whichever is larger. (See A2.3.8.)
A1.6 The impact velocity (tangential velocity) of the pen-
A1.3 The total friction and windage losses of the machine dulum at the center of strike shall not be less than 3 nor more
during the swing in the striking direction shall not exceed than 6 m/s.
0.75 % of the scale range capacity, and pendulum energy loss
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A1.7 The height of the center of strike in the latched against the pendulum (see Fig. A1.1). In most U-type pendu-
position, above its free hanging position, shall be within 0.4 % lum machines, steel shrouds should be designed and installed
of the range capacity divided by the supporting force, mea- to the following requirements: (a) thickness of approximately
sured as described in A2.3.5.1. If windage and friction are 1.5 mm, (b) minimum hardness of 45 HRC, (c) radius of less
compensated for by increasing the height of drop, the height of than 1.5 mm at the underside corners, and (d) positioned so that
drop may be increased by not more than 1 %. the clearance between them and the pendulum overhang (both
top and sides) does not exceed 1.5 mm.
A1.8 The mechanism for releasing the pendulum from its
initial position shall operate freely and permit release of the NOTE A1.1—In machines where the opening within the pendulum
pendulum without initial impulse, retardation, or side vibra- permits clearance between the ends of a specimen (resting on the
tion. If the same lever used to release the pendulum is also used specimen supports) and the shrouds, and this clearance is at least 13 mm,
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to engage the brake, means shall be provided for preventing the the requirements (a) and (d) need not apply.
brake from being accidentally engaged. A1.10 Charpy Apparatus:
A1.9 Specimen clearance is needed to ensure satisfactory A1.10.1 Means shall be provided (see Fig. A1.2) to locate
results when testing materials of different strengths and com- and support the test specimen against two anvil blocks in such
positions. The test specimen shall exit the machine with a a position that the center of the notch is located within 0.25 mm
minimum of interference. Pendulums used on Charpy ma- of the midpoint between the anvils (see 8.3.2).
chines are of three basic designs, as shown in Fig. A1.1.
A1.9.1 When using a C-type pendulum or a compound A1.10.2 The supports shall be of the forms and dimensions
pendulum, the broken specimen will not rebound into the shown in Fig. A1.2. Other dimensions of the pendulum and
pendulum and slow it down if the clearance at the end of the supports should be such as to minimize interference between
specimen is at least 13 mm or if the specimen is deflected out the pendulum and broken specimens.
of the machine by some arrangement such as that shown in Fig. A1.10.3 The center line of the striker shall advance in the
A1.1. plane that is within 0.40 mm of the midpoint between the
A1.9.2 When using a U-type pendulum, means shall be supporting edges of the anvils. The striker shall be perpendicu-
provided to prevent the broken specimen from rebounding lar to the longitudinal axis of the specimen within 5:1000. The
FIG. A1.1 Typical Pendulums and Anvils for Charpy Machines, Shown with Modifications to Minimize Jamming
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striker shall be parallel within 1:1000 to the face of a perfectly the clamping surfaces shall be sharp angles of 90° 6 1° with
square test specimen held against the anvils. radii less than 0.40 mm. The clamping surfaces shall be smooth
A1.10.4 The striker shall conform to dimensions and toler- with a 2 μm (Ra) finish or better, and shall clamp the specimen
ances shown in Fig. A1.3. The standard 8 mm striker is shown firmly at the notch with the clamping force applied in the
in Fig. A1.3(a) and optional 2 mm striker is shown in Fig. direction of impact. For rectangular specimens, the clamping
A1.3(b). surfaces shall be flat and parallel within 0.025 mm. For
cylindrical specimens, the clamping surfaces shall be con-
A1.11 Izod Apparatus: toured to match the specimen and each surface shall contact a
A1.11.1 Means shall be provided (see Fig. A1.4) for clamp- minimum of π/2 rad (90°) of the specimen circumference.
ing the specimen in such a position that the face of the A1.11.2 The dimensions of the striker and its position
specimen is parallel to the striker within 1:1000. The edges of relative to the specimen clamps shall be as shown in Fig. A1.4.
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A2.1 The verification of impact machines has two parts:di- is not intended that parts not subjected to wear (such as
rect verification, which consists of inspecting the machine to pendulum and scale linearity) are to be directly verified each
ensure that the requirements of this annex and Annex A1 are year unless a problem is evident. Only the items cited in A2.2
met, and indirect verification, which entails the testing of are required to be inspected annually. Other parts of the
verification specimens. machine shall be directly verified at least once, when the
A2.1.1 Izod machines are verified by direct verification machine is new, or when parts are replaced.
annually. A2.1.3 Charpy machines do not require immediate indirect
A2.1.2 Charpy machines shall be verified directly and verification after removal and replacement of the striker or
indirectly annually. Data is valid only when produced within anvils, or both, that were on the machine when it was verified
365 days following the date of the most recent successful provided the following safeguards are implemented: (1) an
verification test. Charpy machines shall also be verified imme- organizational procedure for the change is developed and
diately after replacing parts that may affect the measured followed, (2) high-strength low-energy quality control speci-
energy, after making repairs or adjustments, after they have mens (see A2.4.1.1 for guidance in breaking energy range for
been moved, or whenever there is reason to doubt the accuracy these specimens) are tested prior to removal and immediately
of the results, without regard to the time interval. These after installation of the previously verified striker or anvils, or
restrictions include cases where parts, which may affect the both within the 365 day verification period, (3) the results of
measured energy, are removed from the machine and then the before and after tests of the quality control specimens are
reinstalled without modification (with the exception of when within 1.4 J of each other, (4) the results of the comparisons are
the striker or anvils are removed to permit use of a different kept in a log book, and (5) before reattachment, the striker and
striker or set of anvils and then are reinstalled, see A2.1.3). It anvils are visually inspected for wear and dimensionally
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E23 − 16b
verified to assure that they meet the required tolerances of Fig. A2.3.4 Determine the Center of Strike—For Charpy ma-
A1.2 and Fig. A1.3. The use of certified impact verification chines the center of strike of the pendulum is determined using
specimens is not required and internal quality control speci- a half-thick specimen (10 × 5 × 55 mm) in the test position.
mens are permitted. With the striker in contact with the specimen, a line marked
along the top edge of the specimen on the striker will indicate
A2.2 Direct Verification of Parts Requiring Annual Inspec- the center of strike. For Izod machines, the center of strike may
tion: be considered to be the contact line when the pendulum is
A2.2.1 Inspect the specimen supports, anvils, and striker brought into contact with a specimen in the normal testing
and replace any of these parts that show signs of wear. A position.
straight edge or radius gage can be used to discern differences A2.3.5 Determine the Potential Energy—The following
between the used and unused portions of these parts to help
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NOTE A2.4—Indicators that indicate in degrees shall be checked using change in the readout device (the resolution).
the above procedure. Degree readings from the scale shall be converted to
energy readings using the conversion formula or table normally used in
A2.4.3.2 The upper limit of the usable range of the machine
testing. In this way the formula or table can also be checked for windage is equal to 80 % of the capacity of the machine.
and friction corrections. A2.4.4 Only verification specimens that are within the
A2.4 Indirect Verification: usable range of the impact machine shall be tested. To verify
the machine over its full usable range, test the lowest and
A2.4.1 Indirect verification requires the testing of speci- highest energy levels of verification specimens commercially
mens with certified energy values to verify the accuracy of available that are within the machine’s usable range. If the ratio
Charpy impact machines. between the highest and lowest certified values tested is greater
A2.4.1.1 Verification specimens with certified energy values than four, testing of a third set of intermediate energy speci-
are produced at low (13 to 20 J), high (88 to 136 J), and
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E23 − 16b
A3.1 Sub-Size Specimen—When the amount of material sometimes omitted. Types Y and Z require a different vise from
available does not permit making the standard impact test that shown in Fig. A1.4, each half of the vise having a
specimens shown in Figs. 1 and 2, smaller specimens may be semi-cylindrical recess that closely fits the clamped portion of
used, but the results obtained on different sizes of specimens the specimen. As previously stated, the results cannot be
cannot be compared directly (X1.3). When Charpy specimens reliably compared with those obtained using specimens of
other than the standard are necessary or specified, it is other sizes or shapes.
recommended that they be selected from Fig. A3.1. When
reporting sub-size specimen dimensions, list the width,
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NOTE 1—The circled specimen is the standard V-notch specimen (see Fig. 1).
NOTE 2—On sub-size specimens the length, notch angle, notch radius, surface finish are constant with V-notch specimens (see Fig. 1); width, thickness,
and ligament length vary as indicated above.
FIG. A3.1 Sub-Size Charpy (Simple-Beam) V-Notch Impact Test Specimens
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The flat shall be parallel to the longitudinal centerline of the specimen and shall be parallel to the bottom of the notch within 2:1000.
TYPE Z
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E23 − 16b
TABLE A4.1 Percent Shear for Measurements Made in Millimetres
NOTE 1—100 % shear is to be reported when either A or Bis zero.
Dimension Dimension A, mm
B, mm 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5 6.0 6.5 7.0 7.5 8.0 8.5 9.0 9.5 10
1.0 99 98 98 97 96 96 95 94 94 93 92 92 91 91 90 89 89 88 88
1.5 98 97 96 95 94 93 92 92 91 90 89 88 87 86 85 84 83 82 81
2.0 98 96 95 94 92 91 90 89 88 86 85 84 82 81 80 79 77 76 75
2.5 97 95 94 92 91 89 88 86 84 83 81 80 78 77 75 73 72 70 69
3.0 96 94 92 91 89 87 85 83 81 79 77 76 74 72 70 68 66 64 62
3.5 96 93 91 89 87 85 82 80 78 76 74 72 69 67 65 63 61 58 56
4.0 95 92 90 88 85 82 80 77 75 72 70 67 65 62 60 57 55 52 50
4.5 94 92 89 86 83 80 77 75 72 69 66 63 61 58 55 52 49 46 44
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5.0 94 91 88 85 81 78 75 72 69 66 62 59 56 53 50 47 44 41 37
5.5 93 90 86 83 79 76 72 69 66 62 59 55 52 48 45 42 38 35 31
6.0 92 89 85 81 77 74 70 66 62 59 55 51 47 44 40 36 33 29 25
6.5 92 88 84 80 76 72 67 63 59 55 51 47 43 39 35 31 27 23 19
7.0 91 87 82 78 74 69 65 61 56 52 47 43 39 34 30 26 21 17 12
7.5 91 86 81 77 72 67 62 58 53 48 44 39 34 30 25 20 16 11 6
8.0 90 85 80 75 70 65 60 55 50 45 40 35 30 25 20 15 10 5 0
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APPENDIXES
(Nonmandatory Information)
X1.1 Notch Behavior: that the Charpy and Izod tests prove useful for determining the
susceptibility of a steel to notch-brittle behavior though they
X1.1.1 The Charpy V-notch (CVN) impact test has been
cannot be directly used to appraise the serviceability of a
used extensively in mechanical testing of steel products, in
structure.
research, and in procurement specifications for over three
decades. Where correlations with fracture mechanics param- X1.2 Notch Effect:
eters are available, it is possible to specify CVN toughness X1.2.1 The notch results in a combination of multi-axial
values that would ensure elastic-plastic behavior for fracture of stresses associated with restraints to deformation in directions
fatigue cracked specimens subjected to minimum operating perpendicular to the major stress, and a stress concentration at
temperatures and maximum in-service rates of loading. the base of the notch. A severely notched condition is generally
X1.1.2 The notch behavior of face-centered cubic metals not desirable, and it becomes of real concern in those cases in
and alloys, a large group of nonferrous materials and austenitic which it initiates a sudden and complete failure of brittle type.
steels can be judged from their common tensile properties. If Some metals can be deformed in a ductile manner even down
they are brittle in tension, they will be brittle when notched, to very low temperatures, while others may crack. This
while if they are ductile in tension they will be ductile when difference in behavior can be best understood by considering
notched, except for unusually sharp or deep notches (much the cohesive strength of a material (or the property that holds
more severe than the standard V-notch Charpy or Izod speci- it together) and its relation to the yield point. In cases of brittle
mens). Even low temperatures do not alter this characteristic of fracture, the cohesive strength is exceeded before significant
these materials. In contrast, the behavior of ferritic steels under plastic deformation occurs and the fracture appears crystalline.
notch conditions cannot be predicted from their properties as In cases of ductile or shear type of failure, considerable
revealed by the tension test. For the study of these materials the deformation precedes the final fracture and the broken surface
Charpy and Izod type tests are accordingly very useful. Some appears fibrous instead of crystalline. In intermediate cases, the
metals that display normal ductility in the tension test may fracture comes after a moderate amount of deformation and is
nevertheless break in brittle fashion when tested or when used part crystalline and part fibrous in appearance.
in notched condition. Notched conditions include constraints to X1.2.2 When a notched bar is loaded, there is a normal
deformation in directions perpendicular to the major stress, or stress across the base of the notch which tends to initiate
multi axial stresses, and stress concentrations. It is in this field fracture. The property that keeps it from cleaving, or holds it
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E23 − 16b
together, is the cohesive strength. The bar fractures when the specimens are used. Such specimens (Fig. A3.1) are based on
normal stress exceeds the cohesive strength. When this occurs the V-notch specimen of Fig. 1.
without the bar deforming it is the condition for brittle fracture.
X1.3.3 General correlation between the energy values ob-
X1.2.3 In testing, though not in service because of size tained with specimens of different size or shape is not feasible,
effects, it happens more commonly that plastic deformation but limited correlations may be established for specification
precedes fracture. In addition to the normal stress, the applied purposes on the basis of special studies of particular materials
force also sets up shear stresses which are about 45° to the and particular specimens. On the other hand, in a study of the
normal stress. The elastic behavior terminates as soon as the relative effect of process variations, evaluation by use of some
shear stress exceeds the shear strength of the material and arbitrarily selected specimen with some chosen notch will in
deformation or plastic yielding sets in. This is the condition for most instances place the methods in their proper order.
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ductile failure.
X1.4 Temperature Effect:
X1.2.4 This behavior, whether brittle or ductile, depends on
whether the normal stress exceeds the cohesive strength before X1.4.1 The testing conditions also affect the notch behavior.
the shear stress exceeds the shear strength. Several important So pronounced is the effect of temperature on the behavior of
facts of notch behavior follow from this. If the notch is made steel when notched that comparisons are frequently made by
sharper or more drastic, the normal stress at the root of the examining specimen fractures and by plotting energy values
notch will be increased in relation to the shear stress and the and fracture appearance versus temperature from tests of
bar will be more prone to brittle fracture (see Table X1.1). notched bars at a series of temperatures. When the test
Also, as the speed of deformation increases, the shear strength temperature has been carried low enough to start cleavage
increases and the likelihood of brittle fracture increases. On the fracture, there may be an extremely sharp drop in absorbed
other hand, by raising the temperature, leaving the notch and energy or there may be a relatively gradual falling off toward
the speed of deformation the same, the shear strength is the lower temperatures. This drop in energy value starts when
lowered and ductile behavior is promoted, leading to shear a specimen begins to exhibit some crystalline appearance in the
failure. fracture. The transition temperature at which this embrittling
X1.2.5 Variations in notch dimensions will seriously affect effect takes place varies considerably with the size of the part
the results of the tests. Tests on E4340 steel specimens have or test specimen and with the notch geometry.
shown the effect of dimensional variations on Charpy results
X1.5 Testing Machine:
(see Table X1.1).
X1.5.1 The testing machine itself must be sufficiently rigid
X1.3 Size Effect: or tests on high-strength low-energy materials will result in
X1.3.1 Increasing either the thickness or the width of the excessive elastic energy losses either upward through the
specimen tends to increase the volume of metal subject to pendulum shaft or downward through the base of the machine.
distortion, and by this factor tends to increase the energy If the anvil supports, the striker, or the machine foundation
absorption when breaking the specimen. However, any in- bolts are not securely fastened, tests on ductile materials in the
crease in size, particularly in thickness, also tends to increase range of 108 J may actually indicate values in excess of 122 to
the degree of constraint and by tending to induce brittle 136 J.
fracture, may decrease the amount of energy absorbed. Where X1.5.2 A problem peculiar to Charpy-type tests occurs
a standard V-notch specimen is on the verge of brittle fracture, when high-strength, low-energy specimens are tested at low
this is particularly true, and a double-thick specimen may temperatures. These specimens may not leave the machine in
actually require less energy for rupture than one of standard the direction of the pendulum swing but rather in a sidewise
thickness. direction. To ensure that the broken halves of the specimens do
X1.3.2 In studies of such effects where the size of the not rebound off some component of the machine and contact
material precludes the use of the standard specimen, for the pendulum before it completes its swing, modifications may
example when the material is a 6.35-mm plate, sub-size be necessary in older model machines. These modifications
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E23 − 16b
differ with machine design. Nevertheless the basic problem is somewhat higher energy absorption values than the static tests
the same in that provisions must be made to prevent rebound- above the transition temperature and yet, in some instances, the
ing of the fractured specimens into any part of the swinging reverse is true below the transition temperature.
pendulum. Where design permits, the broken specimens may
be deflected out of the sides of the machine and yet in other X1.7 Correlation with Service:
designs it may be necessary to contain the broken specimens X1.7.1 While Charpy or Izod tests may not directly predict
within a certain area until the pendulum passes through the the ductile or brittle behavior of steel as commonly used in
anvils. Some low-energy high-strength steel specimens leave large masses or as components of large structures, these tests
impact machines at speeds in excess of 15.2 m/s although they can be used as acceptance tests or tests of identity for different
were struck by a pendulum traveling at speeds approximately lots of the same steel or in choosing between different steels,
5.2 m/s. If the force exerted on the pendulum by the broken when correlation with reliable service behavior has been
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specimens is sufficient, the pendulum will slow down and established. It may be necessary to perform the tests at properly
erroneously high energy values will result. This problem chosen temperatures other than room temperature. In this, the
accounts for many of the inconsistencies in Charpy results service temperature or the transition temperature of full-scale
reported by various investigators within the 14 to 34 J range. specimens does not give the desired transition temperatures for
Fig. A1.1 illustrates a modification found to be satisfactory in Charpy or Izod tests since the size and notch geometry may be
minimizing jamming. so different. Chemical analysis, tension, and hardness tests may
not indicate the influence of some of the important processing
X1.6 Velocity of Straining: factors that affect susceptibility to brittle fracture nor do they
X1.6.1 Velocity of straining is likewise a variable that comprehend the effect of low temperatures in inducing brittle
affects the notch behavior of steel. The impact test shows behavior.
X2. SUGGESTED METHODS FOR MEASURING THE POSITION OF THE CENTER OF STRIKE
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E23 − 16b
where:
X = deviation of the center of strike from a line from the
center of rotation through the center of gravity.
X3.1 When testing sub-size specimens (see Fig. A3.1), the Higher specimen supports should be used when testing a
specimen support height should be changed to ensure that the smaller thickness specimen and lower specimen supports
center of strike is maintained (see A2.3.4 and A2.3.7 for should be used when testing a larger thickness specimen.
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SUMMARY OF CHANGES
Committee E28 has identified the location of selected changes to this standard since the last issue (E23 – 16a)
that may impact the use of this standard. (Approved May 15, 2016)
Committee E28 has identified the location of selected changes to this standard since the last issue (E23 – 16)
that may impact the use of this standard. (Approved April 1, 2016)
Committee E28 has identified the location of selected changes to this standard since the last issue (E23 – 12c)
that may impact the use of this standard. (Approved January 1, 2016)
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