B.R.Kapur v. State of TN
B.R.Kapur v. State of TN
MANU/SC/1659/2001
Equivalent Citation: AIR2001SC3435, 2002 (46) ALR 156, 2003(1)CGLJ446, 2002-1-
LW(Crl)1, 2001(6)SCALE309
IN THE SUPREME COURT OF INDIA
W.P. (C) Nos. 242, 245, 246, 261 of 2001, C.A. No. 6589 of 2001 (Arising out of S.L.P.
(C) No. 11763 of 2001), T.C. (C) No. 26 of 2001 (Arising from T.P. (C) No. 382 of
2001), W.P. (C) No. 10682 of 2001 and Transferred case Civil No. 26 of 2001 (Arising
from Transfer Petition (Civil) No. 382 of 2001)
Decided On: 21.09.2001
Appellants: B.R. Kapur
Vs.
Respondent: State of Tamil Nadu and Anr.
Hon'ble Judges/Coram:
S.P. Bharucha, G.B. Patnaik, Y.K. Sabharwal, Ruma Pal and Brijesh Kumar, JJ.
Counsels:
For Appellant/Petitioner/Plaintiff: Soli J. Sorabjee, Attorney-General, Harish N. Salve,
Solicitor-General, Ashok H. Desai, Anil B. Divan, R. Mohan, F.S. Nariman,P.P. Rao, K.K.
Venugopal and M. Rama Jois, Sr. Advs., R.K. Kapoor, R.A. Mishra, B.R. Kapoor, Sumit
Kumar, R. Varma, S.K. Srivastava, K.L. Vohra, Chander Shekhar Ashri, V.G.
Pragasam, Dinesh Kr. Garg, R.C. Kaushik, Francis Julian, B.V. Deepak, Roxna
Swamy, R,N. Keswani, Revathy Raghavan, Shweta Garg, Manish Goswami, P.
Parameswaran, Manish Singhvi, Sanjav R. Hegde, Satya Mitra, S.W.A. Qadri, Dhruv
Mehta, Preetesh Kapur, Siddharth Goswami, Sushma Suri, K.V. Viswanathan, N.
Jyothi, Kunwar Ajit Mohan Singh, Atul Kr. Sinha, K.V.
Venkataraman, Seema, Divya, T.V. George and Raj Kanwar, Advs. (Party-in-Person)
for Interveners in IA No. 4 of 2001
For Respondents/Defendant: S.N. Bhat, Adv.
Subject: Criminal
Catch Words
Mentioned IN
Acts/Rules/Orders:
Prevention of Corruption Act, 1988 - Section 8, Prevention of Corruption Act, 1988 -
Section 13, Prevention of Corruption Act, 1988 - Section 13(1), Prevention of
Corruption Act, 1988 - Section 13(2); Representation of the People Act, 1951 - Section
8, Representation of the People Act, 1951 - Section 8(1), Representation of the People
Act, 1951 - Section 8(2), Representation of the People Act, 1951 - Section
8(3), Representation of the People Act, 1951 - Section 8(4), Representation of the
People Act, 1951 - Section 8A, Representation of the People Act, 1951 - Section
9, Representation of the People Act, 1951 - Section 9A, Representation of the People
Act, 1951 - Section 10, Representation of the People Act, 1951 - Section
10A, Representation of the People Act, 1951 - Section 153A; Protection of Civil Rights
Act, 1955; Customs Act, 1962 - Section 10, Customs Act, 1962 - Section 11, Customs
Act, 1962 - Section 12; Unlawful Activities (Prevention) Act, 1967;Foreign Exchange
(Regulation) Act, 1973; Narcotic Drugs and Psychotropic Substances Act,
1985; Terrorist and Disruptive Activities (Prevention) Act, 1987 - Section 3, Terrorist
and Disruptive Activities (Prevention) Act, 1987 - Section 4; Religious Institutions
(Prevention of Misuse) Act, 1988 - Section 3, Religious Institutions (Prevention of
Misuse) Act, 1988 - Section 4, Religious Institutions (Prevention of Misuse) Act, 1988 -
Section 5, Religious Institutions (Prevention of Misuse) Act, 1988 - Section 6, Religious
Institutions (Prevention of Misuse) Act, 1988 - Section 125, Religious Institutions
(Prevention of Misuse) Act, 1988 - Section 135, Religious Institutions (Prevention of
Misuse) Act, 1988 - Section 135A, Religious Institutions (Prevention of Misuse) Act,
1988 - Section 136(2); Places of Worship (Special Provisions) Act, 1991 - Section
6; Prevention of Insults to National Honour Act, 1971 - Section 2, Prevention of Insults
to National Honour Act, 1971 - Section 3; Dowry Prohibition Act, 1961; Commission of
Sati (Prevention) Act, 1987; Drugs and Cosmetics Act, 1940; Essential Commodities
Act, 1955;Prevention of Food Adulteration Act, 1954; Constitution (Forty - second
second Amendment) Act, Constitution (Forty - second 1976; Government of India Act,
1935 - Section 51(1), Government of India Act, 1935 - Section 51(2); Indian Penal
Code (IPC) - Section 120B, Indian Penal Code (IPC) - Section 171E, Indian Penal Code
(IPC) - Section 171F, Indian Penal Code (IPC) - Section 303, Indian Penal Code (IPC) -
Section 376(1), Indian Penal Code (IPC) - Section 376(2), Indian Penal Code (IPC) -
Section 376A, Indian Penal Code (IPC) - Section 376B, Indian Penal Code (IPC) -
Section 376C, Indian Penal Code (IPC) - Section 376D, Indian Penal Code (IPC) -
Section 498A, Indian Penal Code (IPC) - Section 409, Indian Penal Code (IPC) -
Section 505(3); Code of Criminal Procedure (CrPC) - Section 389, Code of Criminal
Procedure (CrPC) - Section 389(3); Constitution of India - Article 14, Constitution of
India - Article 32, Constitution of India - Article 74, Constitution of India - Article
75, Constitution of India - Article 75(5), Constitution of India - Article 84, Constitution
of India - Article 88, Constitution of India - Article 102,Constitution of India - Article
159, Constitution of India - Article 163, Constitution of India - Article
163(1), Constitution of India - Article 164(1), Constitution of India - Article
164(2), Constitution of India - Article 164, Constitution of India - Article
164(4), Constitution of India - Article 173, Constitution of India - Article
191,Constitution of India - Article 191(1), Constitution of India - Article
226, Constitution of India - Article 356, Constitution of India - Article
356(1), Constitution of India - Article 361, Constitution of India - Article
368, Constitution of India - Article 368(1), Constitution of India - Article 368(5)
Cases Referred:
Ames v. State of Kansas 4 S Ct 437 : 111 US 449 : 1 Ed 482 (1884); Dilip Kumar
Sharma and Ors. v. State of Madhya Pradesh MANU/SC/0109/1975 : 1976 (1) SCC
560; Har Sharan Verma v. Shri Tribhuvan Narain Singh Chief Minister U.P. and
Anr. MANU/SC/0041/1971 : 1971 (1) SCC 616; Har Sharan Verma v. State of U.P
and Anr. MANU/SC/0031/1985 : 1985 (2) SCC 48; Harsharan Verma v. Union of
India and Anr. MANU/SC/0112/1987 : JT 1987 (3) SC 62 : 1987 (Supp.) SCC
310; His Holiness Kesavananda Bharati Sripadagalavaru v. State of
Kerala MANU/SC/0114/1972 : 1973 (Supp.) SCR 1; Lucas v. Colorado General
Assembly377 US 713 : 12 Led 2d 632 : 84 S Ct 1472; Maru Ram v. Union of India and
Ors. MANU/SC/0159/1980 : 1981 (1) SCC 107; Minerva Mills Ltd. and Ors. v. Union
of India and Ors. MANU/SC/0075/1980 : 1981 (1) SCR 206; Padam Singh v. State of
U.P.MANU/SC/0745/1999 : JT 1999 (9) SC 351 : 2000 (1) SCC 621; People v.
Dashaway Assn. 24 P 277 : 84 Cal 114; R.K. Jain v. Union of
India MANU/SC/0291/1993 : JT 1993 (3) SC 297 : 1993 (4) SCC 119; Raghbir Singh
v. Surjit SinghMANU/SC/1157/1994 : JT 1994 (5) SC 311 : 1994 Supp (3) SCC
162; S.P. Anand Indore v. H.D. Deve Gowda and Ors. MANU/SC/0075/1997 : JT
1996 (10) SC 274 : 1996 (6) SCC 734; S.R. Bommai v. Union of
India MANU/SC/0444/1994 : JT 1994 (2) SC 215 : 1994 (3) SCC 1; S.R. Chaudhuri
v. State of Punjab and Ors. MANU/SC/0457/2001 : JT 2001 (6) SC 446 : 2001 (5)
SCALE 269; Shamsher Singh v. State of Punjab MANU/SC/0073/1974 : 1974 (2)
SCC 831; Shri Kumar Padma Prasad v. Union of India and Ors. MANU/SC/0227/1992
: JT 1992 (2) SC 247 : 1992 (2) SCC 428; State Ex inf. McKittrick v. Murphy 148 SW
2d 527: 347 Mo 484; State of Rajasthan and Ors. v. Union of India and
Ors. MANU/SC/0370/1977 : 1977 (3) SCC 592; Vidya Charan Shukla v. Purshottam
Lal KaushikMANU/SC/0307/1981 : 1981 (2) SCC 84; Walsh v. Thatche 102 SW 2d
937 : 340 Mo 865
Authorities Referred:
Halsbury's Laws of England, Reissue Vol. I, 4th Edn., p. 368, para 265
Citing Reference:
Discussed
22
Case Note:
Election - Disqualification - Article 191 read with Sections 8 to 11 of
Representation of People Act, 1951 - Second Respondent was convicted for
criminal offence under Section 13(1)(c) and 13(1)(d) of the Prevention of
Corruption Act, 1988 and conviction had not been suspended and Appeal
pending second Respondent was sworn in as chief minister of State - Hence,
this Petition - Whether, person who had been convicted of criminal offence
and whose conviction had not been suspended pending Appeal could be sworn
in and could continue to function as chief minister of state - Held, person who
was convicted for a criminal offence and sentenced to imprisonment for
period of not less than two years could not be appointed chief minister of
state - conclusions already arrived at, with regard to disqualifications
Respondent No. 2 had incurred, which prevents her for not being chosen as a
member of Legislative Assembly, it would be blatant violation of
constitutional laws to allow her to be continued as chief minister of state -
Respondent No. 2 was disqualified under Article 191(1)(e) read with Section
8(3) of 1951 Act - Respondent No. 2 had been convicted under Section 13 of
Prevention of Corruption Act, and had been sentenced to imprisonment for
period of 3 years, though execution of that sentence had been suspended by
Appellate Court while Appeal against conviction and sentence was pending
before High Court - Appointment of Respondent No. 2 as Chief Minister by
Governor, could not be challenged, in view of the provisions under Article 361
of the Constitution - Providing that Governor could not be answerable to any
court for performance of duties of his office as Governor - Petitioner suffered
from disqualification to hold public office of Chief Minister of a State - Writ of
quo warranto was writ which lies against person, who according to relator
was not entitled to hold an office of public nature and was not an usurper of
office - Petition disposed of.
Ratio Decidendi
163. (1) There shall be a council of ministers with the chief minister at the
head to aid and advise the Governor in the exercise of his functions,
except in so far as he is by or under this Constitution required to exercise
his functions or any of them in his discretion.
164. Other provisions as to ministers - (1) The chief minister shall be
appointed by the Governor and the other ministers shall be appointed by
the Governor on the advice of the chief minister, and the ministers shall
hold office during the pleasure of the Governor:
Provided that in the States of Bihar, Madhya Pradesh and Orissa,
there shall be a minister in charge of tribal welfare who may in
addition be in charge of the welfare of the scheduled castes and
backward nasses or any other work.
(2) The council of ministers shall be collectively responsible to the
Legislative Assembly of the state.
(3) Before a minister enters upon his office, the Governor shall
administer to him the oaths of office and of secrecy according to the
forms set out for the purpose in the third schedule.
(4) A minister who for any period of six consecutive months is not a
member of the Legislature of the state shall at the expiration of that
period cease to be a minister.
(5) The salaries and allowances of ministers shall be such as the
Legislature of the state may from time to time by law determine and,
until the Legislature of the state so determines, shall be as specified
in the second schedule.
173. Qualification for membership of the state Legislature - A person
shall not be qualified to be chosen to fill a seat in the Legislature of a
state unless he--
(a) is a citizen of India, and makes and subscribes before some
person authorised in that behalf by the Election Commission an
oath or affirmation according to the form set out for the purpose
in the third schedule;
(b) is, in the case of a seat in the Legislative Assembly, not less
than twenty-five years of age and in the case of a seat in the
Legislative Council, not less than thirty years of age; and
(c) possesses such other qualifications as may be prescribed in
that behalf by or under any law made by Parliament.
177. Rights of Ministers and Advocate-General as respects the
Houses-Every minister and the advocate-general for a state shall
have the right to speak in, and otherwise to take part in the
proceedings of, the Legislative Assembly of the state or, in the
case of a state having a Legislative Council, both Houses, and to
speak in, and otherwise to take part in the proceedings of, any
committee of the Legislature of which he may be named a
member, but shall not, by virtue of this Article, be entitled to
vote.
191. Disqualifications for membership - (1) A person shall be
disqualified for being chosen as, and for being, a member of the
Legislative Assembly or Legislative Council of a state--
(a) if he holds any office of profit under the Government of India
or the Government of any state specified in the first schedule,
other than an office declared by the Legislature of the state by
law not to disqualify its holder;
(b) if he is of unsound mind and stands so declared by a
competent court;
(c) if he is an undischarged insolvent;
(d) if he is not a citizen of India, or has voluntarily acquired the
citizenship of a foreign state, or is under any acknowledgement
of allegiance or adherence to a foreign state;
(e) if he is so disqualified by or under any law made by
Parliament.
Explanation - For the purposes of this clause, a person shall not
be deemed to hold an office of profit under the Government of
India or the government of any state specified in the first
schedule by reason only that he is a minister either for the union
or for such state.
(2) A person shall be disqualified for being a member of the
Legislative Assembly or Legislative Council of a state if he is so
disqualified under the tenth schedule.
13. Provisions of a similar nature with regard to Parliament are to be found in
Articles 74, 75, 84, 88 and 102.
14. The Representation of the People Act, 1951 was enacted to provide for the conduct
of elections to the Houses of Parliament and to the House or Houses of the Legislature
of each state, the qualifications and disqualifications for membership of those Houses,
the corrupt practices and other offences at or in connection with such elections and the
decision of doubts and disputes arising out of or in connection with such elections. The
relevant provisions of that Act for our purposes are Sections 8, 8A, 9, 9A, 10 and 10A.
They read thus:
8. Disqualification on conviction for certain offences - (1)A person
convicted of an offence punishable under--
(a) Section 153A (offence of promoting enmity between different
groups on ground of religion, race, place of birth, residence language,
etc., and doing acts prejudicial to maintenance of harmony) or
Section 171E (offence of bribery) or Section 171F (offence of undue
influence or personation at an election) or Sub-section (1) or Sub-
section (2) of Section376 or Section 376A or Section 376B or
Section 376C or Section 376D (offences relating to rape) or
Section 498A (offence of cruelty towards a woman by husband or
relative of a husband) or Sub-section (2) or Sub-section (3) of
Section 505(offence of making statement creating or promoting
enmity, hatred or ill-will between classes or offence relating to such
statement in any place of worship or in any assembly engaged in the
performance of religious worship or religious ceremonies) or the
Indian Penal Code (45 of 1860), or
(b) the Protection of Civil Rights Act, 1955 (22 of 1955), which
provides for punishment for the preaching and practice of
"untouchability", and for the enforcement of any disability arising
therefrom; or
(c) Section 11 (offence of importing or exporting prohibited goods) or
the Customs Act, 1962 (52 of 1962); or
(d) Sections 10 to 12 (offence of being a member of an association
declared unlawful, offence relating to dealing with funds of an
unlawful association or offence relating to contravention of an order
made in respect of a notified place) of the Unlawful Activities
(Prevention) Act, 1967 (37 of 1967); or
(e) the foreign Exchange (Regulation) Act, 1973 (46 of 1973); or
(f) the Narcotic Drugs and Psychotropic Substances Act, 1985 (61 of
1985); or
(g) Section 3 (offence of committing terrorist acts) or
Section 4 (offence of committing disruptive activities) of the Terrorist
and Disruptive Activities (Prevention) Act, 1987 (28 of 1987); or
(h) Section 7 (offence of contravention of the provisions of Section 3
to 6) of the Religious Institutions (Prevention of Misuse) Act, 1988
(41 of 1988); or
(i) Section 125 (offence of promoting enmity between classes in
connection with the election) or Section 135 (offence of removal of
ballot papers from polling stations) or Section 135A(offence of booth
capturing) or Clause (a) of Sub-section (2) of Section 136 (offence of
fraudulently defacing or fraudulently destroying any nomination
paper) of this Act; [or]
(j) Section 6 (offence of conversion of a place or worship) of the
Places of Worship (Special Provisions) Act, 1991; [or]
[(k) Section 2 (offence of insulting the Indian national flag or the
Constitution of India) or Section 3 (Offence of Preventing singing of
national anthem) of the Prevention of Insults to National Honour Act,
1971 (69 of 1971);]
shall be disqualified for a period of six years from the date of such
conviction.
(2) A person convicted for the contravention of--
(a) any law providing for the prevention of hoarding or
profiteering; or
(b) any law relating to the adulteration of food or drugs; or
(c) any provisions of the Dowry Prohibition Act, 1961 (28 of
1961); or
(d) any provisions of the Commission of Sati (Prevention) Act,
1987 (3 of 1988),
and sentenced to imprisonment for not less than six months,
shall be disqualified from the date of such conviction and shall
continue to be disqualified for a further period of six years since
his release.
(3) A person convicted of any offence and sentenced to
imprisonment for not less than two years [other than any
offence referred to Sub-section (1) or Sub-section (2)] shall be
disqualified from the date of such conviction and shall continue
to be disqualified for a further period of six years since his
release.]
[(4) Notwithstanding anything in Sub-section (1), Sub-section
(2) and Sub-section (3)] a disqualification under either sub-
section shall not, in the case of a person who on the date of the
conviction is a member of Parliament or the Legislature of a
state, take effect until three months have elapsed from that date
or, if within that period an appeal or application for revision is
brought in respect of the conviction or the sentence, until that
appeal or application is disposed of by the court.
Explanation - In this section--
(a) "Law providing for the prevention of herding or profiteering"
means any law, or any order, rule or notification having the
force of law, providing for -
(i) the regulation of production or manufacture of any essential
commodity;
(ii) the control of price at which any essential commodity may be
brought or sold;
(iii) the regulation of acquisition, possession, storage, transport,
distribution, disposal, use or consumption of any essential
commodity;
(iv) the prohibition of the withholding from sale of any essential
commodity ordinarily kept for sale;
(b) "drug" has the meaning assigned to it in the Drugs and
Cosmetics Act, 1940 (23 of 1940);
(c) "essential commodity" has the meaning assigned to ii in the
Essential Commodities Act, 1955 (10 of 1955);
(d) "food" has the meaning assigned to it in the Prevention of
Food Adulteration Act, 1954 (37 of 1954).
15. Central to the controversy herein is Article 164, with special reference to Sub-
article (4) thereof. This Court has considered its import in a number of decisions. In
Har Sharan Verma v. Shri Tribhuvan Narain Singh Chief Minister U.P. and
Anr. MANU/SC/0041/1971 : 1971 (1) SCC 616, a Constitution bench rendered the
decision in connection with the appointment of the first Respondent therein as chief
minister of Uttar Pradesh at a time when he was not a member either House of the
Legislature of that State. The court said:
3. It seems to us that Clause (4) of Article 164 must be interpreted in the
context of Articles 163 and 164 of the Constitution. Article163(1) provides
that "there shall be a council of ministers with the chief minister at the
head to aid and advise the Governor in the exercise of his functions,
except in so far as he is by or under this Constitution required to exercise
his functions or any of them in his discretion". Under Clause (1) of
Article 164, the chief minister has to be appointed by the Governor and
the other ministers have to be appointee by him on the advice of the chief
minister. They all hold office during the pleasure of the Governor. Clause
(1) does not provide any qualification for the person to be selected by the
Governor as the chief minister or minister, but Clause (2) makes it
essential that the council of ministers shall be collectively responsible to
the Legislative Assembly of the state. This is the only condition that the
Constitution prescribes in this behalf.
6. It seems to us that in the context of the other provisions of the
Constitution referred to above there is no reason why the plain words of
Clause (4) of Article 164 should be cut down in any manner and confined
to a case where a minister loses for some reason his seat in the
Legislature of the state. We are assured that the meaning we have given
to Clause (4) of Article 164 is the correct one from the proceedings of the
Constituent Assembly and the position as it obtains in England, Australia
and South Africa.
The court set out the position as it obtained in England, Australia and South Africa and
observed that this showed that Article 164(4) had "an ancient lineage".
16. In Har Sharan Verma v. State of U.P and Anr. MANU/SC/0031/1985 : 1985 (2)
SCC 48, a two judge bench of this Court considered a writ petition for the issuance of a
writ in the nature of quo warranto to one K.P. Tewari, who had been appointed as a
minister of the Government of Uttar Pradesh even though he was not a member of
either House of the state Legislature. Reliance was placed upon the earlier judgment in
the case of Tribhuvan Narain Singh MANU/SC/0041/1971 : 1971 (1) SCC 616 and it
was held that no material change had been brought about by reason of the
amendment of Article 173(a) in the legal position that a person who was not a member
of the state Legislature might be appointed a minister, subject to Article 164(4) which
said that a minister who for any period of six consecutive months was not a member of
the state Legislature would at the expiration of that period cease to be a minister.
17. Another two judge bench of this Court in Harsharan Verma v. Union of India and
Anr. MANU/SC/0112/1987 : JT 1987 (3) SC 62 : 1987 (Supp.) SCC 310 considered
the question in the context of membership of Parliament and Article 75(5), which is
similar in terms to Article 164(4). The court said that a person who was not a member
of the either House of Parliament could be a minister for not more than six months;
though he would not have any right to vote, he would be entitled, by virtue of
Article 88, to participate in the proceedings of Parliament.
18. In S.P. Anand Indore v. H.D. Deve Gowda and Ors. MANU/SC/0075/1997 : JT
1996 (10) SC 274 : 1996 (6) SCC 734, the first Respondent, who was not a member of
Parliament, was sworn in as Prime Minister. This was challenged in a writ petition
under Article 32. Reference was made to the earlier judgments. It was held, on a
"parity of reasoning if a person who is not a member of the state Legislature can be
appointed a chief minister of a state under Article 164(4) for six months, a person who
is not a member of either House of Parliament can be appointed Prime Minister for the
same period".
19. In S.R. Chaudhuri v. State of Punjab and Ors. MANU/SC/0457/2001 : JT 2001
(6) SC 446 : 2001 (5) SCALE 269, one Tej Parkash Singh was appointed a minister of
the State of Punjab on the advice of the chief minister, Sardar harcharan Singh Barar.
At the time of his appointment as a minister Tej Parkash Singh was not a member of
the Punjab Legislative Assembly. He was not elected as a member of that Assembly
within a period of six months and he submitted his resignation. During the same
legislative term Sardar Harcharan Singh Barar was replaced as chief minister by Smt.
Rajinder Kaur Bhattal. On her advice, Tej Parkash Singh was appointed a minister yet
again. The appointment was challenged by a writ petition in the High Court seeking a
writ of quo warranto. The writ petition was dismissed in limine and an appeal was filed
by the writ Petitioner in this Court. The judgments aforementioned were referred to by
this Court and it was said:
77. The absence of the expression "from amongst members of the legislature" in
Article 164(1) is indicative of the position that whereas under that provision a
non-legislator can be appointed as a chief minister or a minister but that
appointment would be governed by Article 164(4), which places a restriction on
such a non-member to continue as a minister or the chief minister, as the case
may be, unless he can get himself elected to the Legislature within the period of
six consecutive months from the date of his appointment. Article 164(4) is,
therefore, not a source of power or an enabling provision for appointment of a
non-legislator as a minister even for a short duration. It is actually in the nature
of a disqualification or restriction for a non-member who has been appointed as
a chief minister or a minister, as the case may be, to continue in office without
getting himself elected within a period of six consecutive months.
The Court said that in England the position was this:
42. In Maru Ram v. Union of India and Ors. MANU/SC/0159/1980 : 1981 (1) SCC
107 it was stated:
...When a person is convicted in appeal, it follows that the appellate court has
exercised its power in the place of the original court and the guilt conviction and
sentence must be substituted for and shall have retroactive effect from the date
of judgment of the trial court. The appellate conviction must relate back to the
date of the trial court's verdict and substitute it.
There is no question of the correctness of what is set out above but it has no
application to the issue before us. What we are concerned with is whether, on the date
on which the second Respondent was sworn in as chief minister, she suffered from a
disqualification by reason of the convictions and sentences against her.
43. In Dilip Kumar Sharma and Ors. v. State of Madhya Pradesh MANU/SC/0109/1975
: 1976 (1) SCC 560, this Court was concerned with Section 303 of the Indian Penal
Code, which provided : "Whoever being under sentence of imprisonment for life,
commits murder shall be punished with death." Sarkaria; J., in his concurring
judgment, held, on an interpretation of the section, that once it was established that,
at the time of committing the murder, the prisoner was under a sentence of life
imprisonment, the court had no discretion but to award the sentence of death,
notwithstanding mitigating circumstances. The provision was, therefore, Draconian in
its severity. It was in these circumstances that he held that the phrase "being under
sentence of imprisonment for life" had to be restricted to a sentence which was final,
conclusive and ultimate so far as judicial remedies were concerned for the other
alternative would lead to unreasonable and unjust results. The observations of the
learned judge are relevant to the case before him; they do not have wider implications
and do not mean that all convictions by a trial court do not operate until affirmed by
the highest court.
44. Lastly, in this connection, our attention was drawn to the case of Vidya Charan
Shukla v. Purshottam Lal Kaushik MANU/SC/0307/1981 : 1981 (2) SCC 84. The
Court held that if a successful candidate was disqualified for being chosen, at the date
of his election or at any earlier stage of any step in the election process, on account of
his conviction and sentence exceeding two years imprisonment, but his Conviction and
sentence was set aside and he was acquitted on appeal before the pronouncement of
the judgment in the election petition pending against him, his disqualification was
retrospectively annulled and the challenge to His election on the ground that he was so
disqualified was no longer sustainable. This case dealt with an election petition and it
must be understood in that light. What it laid down does not have a bearing on the
question before us : the construction of Article 164 was not in issue. There can be no
doubt that in a criminal case acquittal in appeal takes effect retrospectively and wipes
out the sentence awarded by the lower court. This implies that the stigma attached to
the conviction and the rigour of the sentence are completely obliterated, but that does
not mean that the fact of the conviction and sentence by the lower court is obliterated
until the conviction and sentence are set aside by an appellate court. The conviction
and sentence stand pending the decision in the appeal and for the purposes of a
provision such as Section 8 of the Representation of the People Act are determinative
of the disqualifications provided for therein.
45. Our conclusion, therefore, is that on the date on which the second Respondent was
sworn in as chief minister she was disqualified, by reason of her convictions under the
Prevention of corruption Act and the sentences of imprisonment of not less than two
years, for becoming a member of the Legislature under Section 8(3)of the
Representation of the People Act.
46. It was submitted by learned Counsel for the Respondents that, even so, the court
could do nothing about it. It was submitted that in the case of a chief minister or
minister appointed under Article 164(1) read with (4) the people, who were the
ultimate sovereign, had expressed their will through their elected representatives. For
the period of six months the locus penitentiae operated as an exception, as a result of
which, for that period, the people's will prevailed in a true parliamentary democracy,
especially as no provision was made for adjudicating alleged disqualifications, like the
holding of an office of profit or a subsisting contract for the supply of goods or
execution of works. In this area of constitutional governance, for the limited period of
six months, it was not open to the court to import qualifications and disqualifications
for a minister qua minister when none existed in Article 164(4). The Governor, not
being armed with the machinery for adjudicating qualifications or disqualifications, for
example, on the existence of subsisting contracts or the holding of offices of profit, and
having no power to summon witnesses or to administer an oath or to summon
documents or to deliver a reasoned judgment, the appointment made by him on the
basis of the conventions of the Constitution could not be challenged in quo warranto
proceedings so that an appointment that had been made under Article 164 could not
be rendered one without the authority of law. If it did so, the court would be entering
the political thicket. When qualifications and disqualifications were prescribed for a
candidate or a member of the Legislature and a machinery was provided for the
adjudication thereof, the absence of the prescription of any qualification for a minister
or chief minister appointed under Article 164(1) read with (4) and for adjudication
thereof meant that the Governor had to accept the will of the people in selecting the
chief minister or minister, the only consideration being whether the political party and
its leader commanded a majority in the Legislature and could provide a stable
government. Once the electorate had given its mandate to a political party and its
leader to run the government of a state for a term of five years, in the absence of any
express provision in the Constitution to the contrary, the Governor was bound to call
the leader of that Legislature party to form the government. There was no express,
unambiguous provision in the Constitution or in the Representation of the People Act or
any decision of this Court or a High Court declaring that a person convicted of an
offence and sentenced to imprisonment for a period of not less than two years by the
trial court shall not be appointed chief minister during the pendency of his first appeal.
In such a situation, the Governor could not be expected to take a position of
confrontation with the people of the state who had voted the ruling party to power and
plunge the state into turmoil. In the present case, the Governor was entitled to
proceed on the basis that the appeals of the second Respondent having been directed,
in October, 2000, to be heard within two months, it would be open to the second
Respondent to have the appeals disposed of within the time limit of six months and, in
case of an acquittal, no question of ineligibility to contest an election within the period
of six months would arise. If the Governor invited the leader of the party which had a
majority in the Legislature to form a government, it would, if the leader was a non
legislator, thereafter not be open to the court in quo warranto proceedings to decide
that the chief minister was disqualified. Otherwise, this would mean that when the
Governor had invited, in accordance with conventions, the leader to be chief minister,
in the next second the leader would have to vacate his office by reason of the quo
warranto. The court would then be placing itself in a position of prominence among the
three organs of the state, as a result of which, instead of the House deciding whether
or not to remove such a person through a motion of no confidence, the court would
take over the function, contrary to the will of the Legislature which would mean the will
of the people represented by the majority in the Legislature. In then deciding that the
chief minister should demit office, the court would be entering the political thicket,
arrogating to itself a power never intended by the Constitution, the exercise of which
would result in instability in the governance of the state.
47. We are, as we have said, not concerned here with the correctness or otherwise of
the action of the Governor in swearing the second Respondent in as chief minister in
the exercise of the Governor's discretion.
48. But submissions were made by learned Counsel for the Respondents in respect of
the Governor's powers under Article 164 which call for comment. The submissions
were that the Governor, exercising powers under Article 164(1) read with (4), was
obliged to appoint as chief minister whosoever the majority party in the Legislature
nominated, regardless of whether or not the person nominated was qualified to be a
member of the Legislature under Article 173 or was disqualified in that behalf under
Article 191, and the only manner in which a chief minister who was not qualified or
who was disqualified could be removed was by a vote of no-confidence in the
Legislature or by the electorate at the next elections. To a specific query, learned
Counsel for the Respondents submitted that the Governor was so obliged even when
the person recommended was, to the Governor's knowledge, a non-citizen, under-age,
a lunatic or an undischarged insolvent, and the only way in which a non-citizen or
under-age or lunatic or insolvent chief minister could be removed was by a vote of no-
confidence in the Legislature or at the next election.
49. The nomination to appoint a person who is a non-citizen or underage or a lunatic
or an insolvent as chief minister having been made by the majority party in the
Legislature, it is hardly realistic to expect the Legislature to pass a no-confidence
motion against the chief minister and the election would ordinarily come after the chief
minister had finished his term.
50. To accept learned Counsel's submission is to invite disaster. As an example, the
majority party in the Legislature could recommend the appointment of a citizen of a
foreign country, who would not be a member of the Legislature and who would not be
qualified to be a member thereof under Article 173, as chief minister under
Article 164(1) read with (4) to the Governor; and the Governor would be obliged to
comply; the Legislature would be unable to pass a no-confidence motion against the
foreigner chief minister because the majority party would oppose it; and the foreigner
chief minister would be ensconced in office until the next election. Such a dangerous -
such an absurd - interpretation of Article 164 has to be rejected out of hand. The
Constitution prevails over the will of the people as expressed through the majority
party. The will of the people as expressed through the majority party prevails only if it
is in accord with the Constitution. The Governor is a functionary under the Constitution
and is sworn to "preserve, protect and defend the Constitution and the laws"
(Article 159). The Governor cannot, in the exercise of his discretion or otherwise, do
anything that is contrary to the Constitution and the laws. It is another thing that by
reason of the protection the Governor enjoys under Article 361, the exercise of the
Governor's discretion cannot be questioned. We are in no doubt at all that if the
Governor is asked by the majority party in the Legislature to appoint as chief minister
a person who is not qualified to be a member of the Legislature or who is disqualified
to be such, the Governor must, having due regard to the Constitution and the laws, to
which he is subject, decline, and the exercise of discretion by him in this regard cannot
be called in question.
51. If perchance, for whatever reason, the Governor does appoint as chief minister a
person who is not qualified to be a member of the Legislature or who is disqualified to
be such, the appointment is contrary to the provisions of Article 164 of the
Constitution, as we have interpreted it, and the authority of the appointee to hold the
appointment can be challenged in quo warranto proceedings. That the Governor has
made the appointment does not give the appointee any higher right to hold the
appointment. If the appointment is contrary to constitutional provisions it will be struck
down. The submission to the contrary - unsupported by any authority - must be
rejected.
52. The judgment of this Court in Shri Kumar Padma Prasad v. Union of India and
Ors. MANU/SC/0227/1992 : JT 1992 (2) SC 247 : 1992 (2) SCC 428 is a case on
point. One K.N. Shrivastava was appointed a judge of the Gauhati High Court by a
warrant of appointment signed by the President of India. Before the oath of his office
could be administered to him, quo warranto proceedings were taken against him in
that High Court. An interim order was passed directing that the warrant of appointment
should not be given effect to until further orders. A transfer petition was then filed in
this Court and was allowed. This Court, on examination of the record and the material
that it allowed to be placed before it, held that Shrivastava was not qualified to be
appointed a High Court judge and his appointment was quashed. This case goes to
show that even when the President, or the Governor, has appointed a person to a
constitutional office, the qualification of that person to hold that office can be examined
in quo warranto proceedings and the appointment can be quashed.
53. It was submitted that we should not enter a political thicket by answering the
question before us. The question before us relates to the interpretation of the
Constitution. It is the duty of this Court to interpret the Constitution. It must perform
that duty regardless of the fact that the answer to the question would have a political
effect. In State of Rajasthan and Ors. v. Union of India and Ors. MANU/SC/0370/1977
: 1977 (3) SCC 592, it was said by Bhagwati, J., "But merely because a question
has a political complexion, that by itself is no ground why the court should shrink from
performing its duty under the Constitution, if it raises an issue of constitutional
determination. Every constitutional question concerns the allocation and exercise of
governmental power and no constitutional question can, therefore, fail to be political...
So long as a question arises whether an authority under the Constitution has acted
within the limits of its power or exceeded it, it can certainly be decided by the court.
Indeed it would be its constitutional obligation to do so. It is necessary to assert the
clearest possible terms, particularly in the context of recent history, that the
Constitution is suprema lex, the paramount law of the land and there is no department
or branch of Government above or beyond it.
54. We are satisfied that in the appointment of the second Respondent as chief
minister there has been a clear infringement of a constitutional provision and that a
writ of quo warranto must issue.
55. We are not impressed by the submissions that the writ petitions for quo warranto
filed in this Court are outside our jurisdiction because no breach of fundamental rights
has been pleaded therein; that the appeal against the decision of the Madras High
Court in the write petition for similar relief filed before it was correctly rejected
because the same issue was pending here; and that the transferred writ petition for
similar relief should, in the light of the dismissal of the writ petitions filed in this Court,
be sent back to the High Court for being heard. Breach of Article 14 is averred in at
least the lead writ petition filed in this Court (W.P. (C) No. 242 of 2001). The writ
petition which was dismissed by the High Court and against which order an appeal is
pending in this Court was filed under Article226 as was the transferred writ petition.
This Court, therefore, has jurisdiction to issue a writ of quo warranto. We propose to
pass the order in the lead writ petition, and dispose of the other writ petitions, the
appeal and the transferred writ petition in the light thereof.
56. We are not impressed by the submission that we should not exercise our discretion
to issue a writ of quo warranto because the period of six months allowed by
Article 164(4) to the second Respondent would expire in about two months from now
and it was possible that the second Respondent might succeed in the criminal appeals
which she has filed. We take the view that the appointment of a person to the office of
chief minister who is not qualified to hold it should be struck down at the earliest.
57. We are aware that the finding that the second Respondent could not have been
sworn in as chief minister and cannot continue to function as such will have serious
consequences. Not only will it mean that the state has had no validly appointed chief
minister since 14th May, 2001 when the second Respondent was sworn in, but also
that it has had no validly appointed council of ministers, for the council of ministers
was appointed on the recommendation of the second Respondent. It would also mean
that all acts of the Government of Tamil Nadu since 14th May, 2001 would become
questionable. To alleviate these consequences and in the interest of the administration
of the state and its people, who would have acted on the premise that the
appointments were legal and valid, we propose to invoke the de facto doctrine and
declare that all acts, otherwise legal and valid performed between 14th May, 2001 and
today by the second Respondent as Chief Minister, by the members of the council of
ministers and by the government of the state shall not be adversely affected by reason
only of the order that we now propose to pass.
58. We are of the view that a person who is convicted for a criminal offence and
sentenced to imprisonment for a period of not less than two years cannot be appointed
the chief minister of a state under Article 164(1) read with (4) and cannot continue to
function as such.
59. We, accordingly, order and declare that the appointment of the second Respondent
as chief minister of the State of Tamil Nadu on 14th May, 2001 was not legal and valid
and that she cannot continue to function as such. The appointment of the second
Respondent as chief minister of the State of Tamil Nadu is quashed and set aside.
60. All acts, otherwise legal and valid, performed between 14th May, 2001 and today
by the second Respondent acting as chief minister of the State of Tamil Nadu, by the
members of the council of ministers of that state and by the government of that state
shall not be adversely affected by reason only of this order.
61. Writ Petition (C) No. 242 of 2001 is made absolute in the aforesaid terms.
62. In the light of this order, the other writ petitions, the appeal and the transferred
writ petition stand disposed of.
63. No order as to costs.
Pattanaik, J.
64. Leave granted.
65. I have my respectful concurrence with the conclusions and directions in the
judgment of Brother Bharucha, J. I am conscious of the fact that plurality of judgments
should ordinarily be avoided. But, having regard to the importance of the question
involved, and the enormity of the consequences, if the contentions of Respondent No.
2 are accepted, I consider it appropriate to express my thoughts on some aspects. It is
not necessary to reiterate the facts which have been lucidly narrated in the judgment
of Brother Bharucha, J. The question that arises for consideration is whether a non
elected member, whose nomination for contesting the election to the Legislative
Assembly stood rejected, and that order of rejection became final, not being assailed,
could still be appointed as the chief minister or the minister under Article 164 of the
Constitution, merely because the largest number of elected members to the Legislative
Assembly elects such person to be their leader. Be it be stated, that the nomination of
such person had been rejected, on the ground of disqualification incurred by such
person under Section 8(3) of the Representation of People Act, 1951, the said person
having been convicted under the provisions of the Prevention of Corruption Act, and
having been sentenced to imprisonment for 3 years. The main basis of the arguments
advanced by Mr. Venugopal the learned senior counsel, appearing for Respondent No.
2 and Mr. P.P. Rao, learned senior counsel appearing for the State of Tamil Nadu, is
that Article 164 of the Constitution conferring power on the Governor to appoint a
person as chief minister, and then appoint ministers on the advice of such chief
minister, does not prescribe any qualification for being appointed as minister or chief
minister and on the other hand, Sub-article (4) of Article 164 enables such a minister
to continue as a minister for a period of six months and said minister ceases to be a
minister unless within that period of six months gets himself elected as a member of
the Legislature of the state. As such, it would not be appropriate to import the
qualifications enumerated for the members of the state Legislature under Article 173,
or the disqualifications enumerated in respect of a person for being chosen as or for
being a member of the Legislative Assembly under Article 191 of the Constitution.
According to the learned senior counsel, the Governor, while exercising power under
Article 164, is duty bound to follow the well settled Parliamentary convention and
invites a person to be the chief minister, which person commands the confidence of the
majority of the House. In other words, if a political party gets elected to the majority of
seats in a Legislative Assembly and such elected Legislatures elected a person to be
their leader, and that fact is intimated to the Governor then the Governor is duty
bound to call that person to be the chief minister, irrespective of the fact whether that
person does not possess the qualifications for being a member of the Legislative
Assembly, enumerated under Article 173, or is otherwise disqualified for being chosen,
or being a member of the Legislative Assembly on account of any of the
disqualifications enumerated under Article 191. The aforesaid contention is based upon
two reasonings. (1) The lack of prescription of qualification or disqualifications for a
chief minister or minister under Article 164 and (2) that in a parliamentary democracy
the will of the people must prevail. Necessarily, therefore, the provisions of
Article 164 of the Constitution requires an in-depth examination, and further the
theory that in a parliamentary democracy, the will of the people must prevail under
any circumstance, as propounded by Mr. Venugopal and Mr. Rao, requires a deeper
consideration. I would, therefore, focus my attention on the aforesaid two issues.
66. It is no doubt true, that Articles 164(1) and 164(4) do not provide any qualification
or disqualification, for being appointed as a chief minister or a minister, whereas,
Article 173 prescribes the qualification for a person to be chosen to fill a seat in the
Legislature of a state. Article 191 provides the disqualification for a person for being
chosen as or being a member of the Legislative Assembly or Legislative Council of a
state. In the case in hand, the Respondent No. 2 was disqualified under Article 191(1)
(e) read with Section 8(3) of the Representation of the People Act, 1951, in as much as
the said Respondent No. 2 has been convicted under Section 13 of the Prevention of
Corruption Act, and has been sentenced to imprisonment for a period of 3 years,
though the execution of that sentence has been suspended by the appellate court while
the appeal against the conviction and sentence is pending before the High Court of
Madras.
67. According to Mr. Venugopal, under the Constitution of India, when no qualification
or disqualification exists under Article 164(1) or 164(4), it necessarily postulates that
in the area of constitutional governance for the limited period of six months, any
person could be appointed as a chief minister or minister and it would not be open to
the court to import qualifications and disqualifications, prescribed under the
Constitution for being chosen as a member of the Legislative Assembly. According to
the learned Counsel, the reasonable conclusion to be drawn from the aforesaid
constitutional provision is that the constitution does not contemplate the scrutiny of
the credentials of a non-member Prime Minister or chief minister or minister, as in
constitutional theory it is the House, consisting of the majority thereof which proposes
him for this transient, temporary and limited period of six months. It is also contended
by Mr. Venugopal that people who are the ultimate sovereign, express their will
through their elected representatives for selecting a non-elected person as their under
and could be appointed as chief minister and Article 164(4) unequivocally provides a
period of six months as locus poenitentia which operates as an exception in deference
to the voice of the majority of the elected members, which in fact is the basis of a
parliamentary democracy. Mr. Venugopal also urged that a disqualification being in the
nature of a penalty unless expressly found to be engrafted in the Constitution or! in
other words, in Article 164, it would not be appropriate for the court to incorporate
that disqualification, which is provided for being chosen as a member of the Legislative
Assembly into Article 164 and pronounce the validity of the appointment of Respondent
No. 2, which has purely been made on the strength of the voice of the majority of the
elected members. I am unable to accept these contentions of the learned Counsel, as
in my considered opinion, the contentions are based on a wrong premise. In a
parliamentary system of government, when political parties fight elections to the
Legislative Assembly or to the Parliament for being chosen as a member after results
are declared, it would be the duty of the President in case of Parliament and the
Governor in case of Legislative Assembly of the state, to appoint the Prime Minister or
the chief minister, as the case may be. When the President appoints the Prime Minister
under Article 75 or the Governor appoints a chief minister under Article 164, the
question that weighs with the President or the Governor is, who will be able to provide
a stable government. Necessarily, therefore, it is the will of the majority party that
should ordinarily prevail and it is assumed that the elected members belonging to a
majority political party would elect one amongst them to be their leader. Constitution,
however does not prevent the elected members belonging to a political party
commanding the majority of seats in the Legislative Assembly or the Parliament to
elect a person who never contested for being chosen as a member or a person who
though contested, got defeated in the election for one reason or the other and it is in
such a situation that person on being elected as a leader of the political party
commanding the majority in the House, could be appointed as the Prime Minister or
the chief minister. But the Constitution certainly does not postulate such elected
representatives of the people belonging to a political party commanding a majority in
the Parliament or the Assembly to elect a person as their leader so as to be called by
the President or the Governor to head the government, who does not possess the
qualification for being chosen, to fill a seat in the Parliament or in the Legislative
Assembly, as contained in Articles 84 and 173 respectively of the Constitution or who
is disqualified for being chosen as or for being a member of the House of Parliament or
the Legislative Assembly, as stipulated under Articles 102 and 191of the Constitution
respectively. At any rate, even if a person is elected as the leader by the elected
members of the Legislative Assembly, commanding a majority of seats in the Assembly
and such person either does not possess the qualification enumerated under
Article 173 or incurs disqualification for being chosen as, or for being a member of the
Legislative Assembly, enumerated under Article 191, then the Governor would not be
bound to respect that will of the elected members of the political party, commanding
the majority in the House, so as to appoint that person as the chief minister under
Article 164(1) of the Constitution. When Article 164(1) itself confers the discretion on
the Governor to appoint a chief minister at his pleasure and when the Governor has
taken oath under Article 159 of the Constitution to preserve, protect and defend the
Constitution and the law and shall devote himself to the service and for the well-being
of the people, it would be against such oath, if such a person who does not possess the
qualification of being chosen as a member or has incurred disqualification for being
chosen as a member is appointed as a chief minister, merely because Article 164 does
not provide any qualification or disqualification for being appointed as a chief minister
or minister. It is indeed axiomatic that the necessary qualification in Article 173 and
the disqualification in Article 191 proprio vigore applies to a person for being appointed
as the chief minister or a minister inasmuch as in a parliamentary system of
government, a person is required to be chosen as a member of the Legislative
Assembly by the electorate of a constituency and then would be entitled to be
appointed as the chief minister or a minister on the advice of the chief minister. Non-
prescribing any qualification or disqualification under Article 164 for being chosen as
the chief minister or minister would only enable the Governor to appoint a person as
the chief minister or minister for limited period of six months, as contained in
Article 164(4) of the Constitution, only if such person possesses the qualification for
being chosen as a member of the Legislative Assembly, as required under
Article 173 and is not otherwise disqualified on account of any of the disqualifications
mentioned in Article 191. Any other interpretation by way of conferring an unfettered
discretion on the Governor or conferring an unfettered right on the elected members of
a political party commanding a majority in the Legislative Assembly to elect a person
who does not possess the qualifications, enumerated under Article 173 or who incurs
the disqualifications enumerated in Article 191 would be subversive of the Constitution
and would be repugnant to the theory of good governance and would be contrary to
the Constitution itself, which constitution has been adopted, enacted and given to the
people of India by the people of India.
68. In this connection it would be appropriate to notice that even under the
Government of India Act, 1935 where Sections 51(1) and 51(2) were somewhat similar
to Article 164 of the Constitution, even the Joint Committee Report on Indian
Constitutional Reforms would indicate that a disqualified person could not have been
appointed as a minister, as is apparent from the following sentence:
It was, therefore, suggested to us that the Governor ought not to be thus
restricted in his choice, and that he ought to be in a position, if the need should
arise, to select a minister or ministers from persons otherwise qualified for
appointment but to whom the doubtful pleasures of electioneering might make
no appeal.
Even in the Constituent Assembly Debates when Mohd. Tahir, an M.P. suggested an
amendment to Article 144(3) of the Draft Constitution, which corresponds with
Article 164(4) of the Constitution to the effect:
That a member shall, at the time of his being chosen as such be a member of
the Legislative Assembly or the Legislative council of the state, as the case may
be.
and urged that it is wholly against the spirit of democracy that a person who was not
being chosen by the people of the country, should be appointed as a minister, Dr.
Ambedkar did not accept the amendment on the ground that tenure of a minister must
be subject to the condition of purity of administration and confidence of the House. He
further stated: