Model Predictive Control of An Inverter PDF
Model Predictive Control of An Inverter PDF
Abstract—The use of an inverter with an output LC filter allows bank resonant filters [10], [11], and repetitive-based controllers
for generation of output sinusoidal voltages with low harmonic [12], [13]. Some tuning strategies have been presented, includ-
distortion, suitable for uninterruptible power supply systems. ing H-infinity control design [14]. In most of these schemes, the
However, the controller design becomes more difficult. This paper
presents a new and simple control scheme using predictive control output voltage and one of two currents are used by a cascaded
for a two-level converter. The controller uses the model of the control considering outer and inner control loops, with linear
system to predict, on each sampling interval, the behavior of the or nonlinear controllers, to generate the reference voltages and
output voltage for each possible switching state. Then, a cost by an external modulator to generate the firing pulses for the
function is used as a criterion for selecting the switching state power semiconductors.
that will be applied during the next sampling interval. In addi-
tion, an observer is used for load-current estimation, enhancing Predictive control appears as an attractive alternative for the
the behavior of the proposed controller without increasing the control of power converters due to its fast dynamic response
number of current sensors. Experimental results under linear and [15]. Several control algorithms have been presented under the
nonlinear load conditions, with a 5.5-kW prototype, are presented, name of predictive control, as presented in [16]. The most well-
verifying the feasibility and good performance of the proposed known scheme is deadbeat control, and it has been applied
control scheme.
to current control in inverters [17], [18], rectifiers [19], active
Index Terms—Power conversion, predictive control, uninter- filters [20], [21], power-factor preregulators [22], and UPSs [6],
ruptible power systems. [23]. When implemented in a digital system, deadbeat control
needs to be modified in order to improve robustness. Several
I. I NTRODUCTION modifications have been proposed in the last years [24]–[27]
considering adaptive schemes, neural networks, and other
T HE CONTROL of inverters with an output LC filter
has a special importance in applications where a high-
quality voltage is needed. Such applications include distributed
changes that make the controller robust but more complex.
Another approach is the model predictive control (MPC), also
known as receding-horizon control; it uses a model of the
generation, energy-storage systems, stand-alone applications
system to predict the behavior of the variables until a certain
based on renewable energy, and uninterruptible power supplies
horizon of time, and a cost function is used as criterion to select
(UPSs) [1], [2]. In these systems, it is desired, particularly for
the optimal future actions [28]–[31]. Several works have intro-
stand-alone applications and UPS systems [3], to achieve a
duced the models for power converters [32], [33], which can be
good output-voltage regulation with any kind of load, being
used to develop new model predictive controllers, improving
very important that the functionality of the system does not
the performance of the system. MPC is a very flexible control
deteriorate under nonlinear loads, such as diode rectifiers.
scheme that allows the easy inclusion of system constraints
The inclusion of an LC filter at the output of the inverter
and nonlinearities in the design stage of the controller. In
makes more difficult the controller design and controller pa-
MPC, different formulations of the cost function are possible,
rameters’ adjustment. Several control schemes have been pro-
considering different norms and including several variables and
posed for this converter, including deadbeat control [4]–[6],
weighting factors [15]. It is also possible to consider different
multiloop feedback control [7]–[9], adaptive control based on
prediction horizons, as shown in [34]. The inputs of the system
can be considered continuous, by using a modulator to apply
Manuscript received April 16, 2008; revised August 15, 2008 and the optimal voltages, as presented in [28] and [35]. In order
December 29, 2008. First published February 27, 2009; current version pub-
lished June 3, 2009. This work was supported in part by the Chilean National
to simplify the implementation of MPC, the converter can be
Fund of Scientific and Technological Development (FONDECYT) under Grant modeled as a system with a finite number of switching states,
1080443 and in part by the Universidad Técnica Federico Santa María. and only one time step horizon can be considered for the
P. Cortés, J. I. Yuz, and J. Rodríguez are with the Electronics Engineering
Department, Universidad Técnica Federico Santa María, Valparaíso 110-V,
optimization, as presented for the current control in a matrix
Chile (e-mail: patricio.cortes@usm.cl). converter in [36] and [37], a three-phase inverter in [38] and
G. Ortiz is with the Power Electronic Systems Laboratory, Eidgenoessische [39], an active front-end rectifier in [40], a multilevel inverter
Technische Hochschule Zürich, 8092 Zürich, Switzerland.
S. Vazquez and L. G. Franquelo are with the Department of Electronic in [41], and a flying capacitor converter in [42]. This way, all
Engineering, University of Seville, 41092 Seville, Spain (e-mail: svazquez@ possible switching states can be evaluated online; then, the one
zipi.us.es). that minimizes the cost function is selected.
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. This paper proposes a new and simple MPC scheme for a
Digital Object Identifier 10.1109/TIE.2009.2015750 three-phase inverter with output LC filter. The controller uses
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1876 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 6, JUNE 2009
Fig. 1. Three-phase inverter with output LC filter. Fig. 2. Possible voltage vectors generated by the inverter.
and can be expressed in vectorial form by The LC filter is modeled as shown in the block diagram in
Fig. 3. This model can be described by two equations, one that
2 describes the inductance dynamics and the other describing the
S= Sa + aSb + a2 Sc (4)
3 capacitor dynamics.
The equation of the filter inductance expressed in vectorial
where a = ej(2π/3) . form is
The output-voltage space vectors generated by the inverter
are defined by dif
L = vi − vc (10)
dt
2
vi = vaN + avbN + a2 vcN (5) where L is the filter inductance.
3
The dynamic behavior of the output voltage can be expressed
where vaN , vbN , and vcN are the phase voltages of the inverter, by the following:
with respect to the negative terminal of the dc-link N (see
Fig. 1). Then, the load voltage vector vi can be related to the dvc
switching state vector S by C = if − io (11)
dt
vi = Vdc S (6) where C is the filter capacitance.
These equations can be rewritten as a state-space system as
where Vdc is the dc-link voltage.
Considering all the possible combinations of the gating sig- dx
= Ax + Bvi + Bd io (12)
nals Sa , Sb , and Sc , eight switching states and, consequently, dt
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CORTÉS et al.: MPC OF AN INVERTER WITH OUTPUT LC FILTER FOR UPS APPLICATIONS 1877
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1878 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 6, JUNE 2009
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CORTÉS et al.: MPC OF AN INVERTER WITH OUTPUT LC FILTER FOR UPS APPLICATIONS 1879
Fig. 5. Experimental results: output voltages and currents in steady state for a Fig. 8. Experimental results: output voltage and output current for a resistive
reference amplitude of 200 V with 20-Ω load. Voltage THD: 2.65%. load step from no load to full load.
Fig. 6. Experimental results: output voltages and currents in steady state for a Fig. 9. Experimental results: output voltage and output current for a
reference amplitude of 150 V with 20-Ω load. Voltage THD: 2.82%. resistive–inductive load step.
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1880 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 6, JUNE 2009
Fig. 11. Experimental results: output voltages and currents in steady state for
a nonlinear load and a reference amplitude of 200 V. Voltage THD: 4.60%.
Fig. 13. Experimental results. (a) Output voltages using derivative-based
load-current estimation. THD = 7.8%. (b) Output voltages using observer-
based load-current estimation. THD = 3.8%.
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CORTÉS et al.: MPC OF AN INVERTER WITH OUTPUT LC FILTER FOR UPS APPLICATIONS 1881
Fig. 16. Experimental results: output voltages for a load step. (Top) Using a R EFERENCES
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[36] S. Muller, U. Ammann, and S. Rees, “New time-discrete modulation Chile, in 1975. He received the Ingeniero Civil Elec-
scheme for matrix converters,” IEEE Trans. Ind. Electron., vol. 52, no. 6, trónico and M.S. degrees in electronics engineering
pp. 1607–1615, Dec. 2005. from the Universidad Técnica Federico Santa María
[37] R. Vargas, J. Rodriguez, U. Ammann, and P. W. Wheeler, “Predictive (UTFSM), Valparaíso, in 2001, and the Ph.D. de-
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U. Ammann, “Predictive current control of a voltage source inverter,” neering Department, UTFSM. His research areas
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P. Lezana, R. Huerta, and P. Cortés, “Predictive control of a three-phase Dr. Yuz was the recipient of the Best Electronics Engineering Student Award
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CORTÉS et al.: MPC OF AN INVERTER WITH OUTPUT LC FILTER FOR UPS APPLICATIONS 1883
José Rodríguez (M’81–SM’94) received the B.Eng. Leopoldo G. Franquelo (M’84–SM’96–F’05) was
degree in electrical engineering from the Universidad born in Málaga, Spain. He received the M.Sc. and
Técnica Federico Santa María (UTFSM), Valparaíso, Ph.D. degrees in electrical engineering from the Uni-
Chile, in 1977, and the Dr.-Ing. degree in electri- versity of Seville (US), Seville, Spain, in 1977 and
cal engineering from the University of Erlangen, 1980, respectively.
Erlangen, Germany, in 1985. Since 1978, he has been with the US, where he
Since 1977, he has been with the Electronics was first a Research Assistant, then an Associate
Engineering Department, UTFSM, where from 2001 Professor in 1982, the Director of the Electronics
to 2004, he was the Director and, currently, is a Engineering Department from 1998 to 2005, and has
Professor. From 2004 to 2005, he was the Vice- been a Professor in the same department since 1986.
Rector of Academic Affairs, and since 2005, has He is leading a large research and teaching team in
been the Rector at UTFSM. During his sabbatical leave in 1996, he was respon- Spain. In the last five years, his group activity can be summarized as follows:
sible for the Mining Division, Siemens Corporation, Santiago, Chile. He has 45 publications in international journals, 170 in international conference pro-
extensive consulting experience in the mining industry, particularly in the ceedings, ten patents, advisor for ten Ph.D. dissertations, and 96 R&D projects.
application of large drives such as cycloconverter-fed synchronous motors for His current research interests include modulation techniques for multilevel
SAG mills, high-power conveyors, and controlled ac drives for shovels and inverters and applications to power electronic systems for renewable energy
power-quality issues. He has directed more than 40 R&D projects in the field of systems.
industrial electronics. He has coauthored more than 250 journal and conference Dr. Franquelo was the Vice President of the IEEE Industrial Electronics So-
proceedings papers and contributed one book chapter. His research group has ciety (IES) Spanish Chapter from 2002 to 2003 and a Member-at-Large of the
been recognized as one of the two Centers of Excellence in Engineering in Chile IES AdCom from 2002 to 2003. He was the Vice President for Conferences of
from 2005 to 2008. His main research interests include multilevel inverters, new the IES from 2004 to 2007, of which he has also been a Distinguished Lecturer
converter topologies, and adjustable-speed drives. since 2006. He has been an Associate Editor for the IEEE TRANSACTIONS ON
Prof. Rodríguez has been an active Associate Editor of the IEEE INDUSTRIAL ELECTRONICS since 2007. Since January 2008, he has been the
TRANSACTIONS ON POWER ELECTRONICS and IEEE TRANSACTIONS ON President Elect of the IES.
INDUSTRIAL ELECTRONICS, since 2002. He has served as Guest Editor for
the IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS in five instances
[Special Sections on matrix converters (2002), multilevel inverters (2002),
modern rectifiers (2005), high-power drives (2007), and predictive control of
power converters and drives (2008)]. He received the Best Paper Award from
the IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS for 2007.
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