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THREAT POSTURE of male stickleback is example of nonvocal bergen of the University of Oxford, the fish is responding to it"
communication in lower animals. In this picture, made by N. Tin· mirror image by indicating readiness to figllt "intruding" male,
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The Origin of Speech
Man lS the only animal that can communicate by nleans of abstract
sYlnbols. Yet this ability shares lnany features with conlmunication
In other animals, and has arisen fr01n these lnore prilniti(Je syste71IS
by Charlcs F. Hockett
out 50 years ago the Linguistic od of historical linguistics, the discovery such a prohibition. But in this instance
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which that ancestral system became lan constitutes at least a major portion of stand. This feature of "discreteness" in
guage as the hominids-the man-apes "thinking." the elementary signaling units of a lan
and ancient men-became man. The sixth design-feature, "specializa guage contrasts with the use of sound
tion," refers to the fact that the bodily effects by way of vocal gesture. There is
set of 13 design-features is pre- effort and spreading sound waves of an effectively continuous scale of de
A sented in the illustration on the op speech serve no function except as sig grees to which one may raise his voice
posite page. There is solid empirical jus nals. A dog, panting with his tongue as in anger, or lower it to signal confi
tification for the belief that all the lan hanging out, is performing a biologically dentiality. Bee-dancing also is continu
guages of the world share every one of essential activity, since this is how dogs ous rather than discrete. ,
them. At first sight some appear so trivial cool themselves off and maintain the Man is apparently almost unique in
that no one looking just at language proper body temperature. The panting being able to talk about things that are
would bother to note them. They become dog incidentally produces sound, and remote in space or time (or both) from
worthy of mention only when it is real thereby may inform other dogs (or Im where the talking goes on. This feature
ized that certain animal systems-and mans) as to where he is and how he "displacement" -seems to be definitely
certain human systems other than lan feels. But this transmission of informa lacking in the vocal signaling of man's
guage-lack them. tion is strictly a side effect. Nor does the closest relatives, though it does occur in
The first design-feature-the "vocal dog's panting exhibit the design-feature bee-dancing.
auditory channel"-is perhaps the most of "semanticity." It is not a signal mean One of the most important design
obvious. There are systems of communi ing that the dog is hot; it is part of being features of language is "productivity";
cation that use other channels; for exam hot. In language, however, a message that is, the capacity to say things that
ple, gesture, the dancing of bees or the triggers the particular result it does be have never been said or heard before
courtship ritual of the stickleback. The cause there are relatively fixed associa and yet to be understood by other speak
vocal-auditory channel has the advan tions between elements in messages ers of the language. If a gibbon makes
tage-at least for primates;-that it leaves (e.g., words) and recurrent features or any vocal sound at all, it is one or an
much of the body free for other activities situations of the world around us. For other of a small finite repertory of fa
that can be carried on at the same time. example, the English word "salt" means miliar calls. The gibbon call system can
The next two design-features-"rapid salt, not sugar or pepper. The calls of be characterized as closed. Language is
fading" and "broadcast transmission and gibbons also possess semanticity. The open, or "productive," in the sense that
directional reception," stemming from gibbon has a danger call, for example, one can coin new utterances by putting
the physics of sound-are almost un and it does not in principle matter that together pieces familiar from old utter
avoidable consequences of the first. A the meaning of the call is a great deal ances, assembling them by patterns of
linguistic signal can be heard by any broader and more vague than, say, the arrangement also familiar in old utter
auditory system within earshot, and the cry of "Fire!" ances.
source can normally be localized by bin In a semantic communicative system Human genes carry the capacity to
aural direction-finding. The rapid fad the ties between meaningful message acquire a language, and probably also
ing of such a signal means that it does elements and their meanings can be ar a strong drive toward such acquisition,
not linger for reception at the hearer's bitrary or nonarbitrary. In language the but the detailed conventions of any one
convenience. Animal tracks and spoors, ties are arbitrary. The word "salt" is not language are transmitted extragenetical
on the other hand, persist for a while; so salty nor granular; "dog" is not "canine"; ly by learning and teaching. To what
of course do written records, a product "whale" is a small word for a large ob extent such "traditional transmission"
of man's extremely recent cultural evo ject; "microorganism" is the reverse. A plays a part in gibbon calls or for other
lution. picture, on the other hand, looks like mammalian systems of vocal Signals is
The significance of "interchangeabil what it is a picture of. A bee dances not known, though in some instances the
ity" and "total feedback" for language faster if the source of nectar she is re uniformity of the sounds made by a spe
becomes clear upon comparison with porting is closer, and slower if it is far cies, wherever the species is found over
other systems. In general a speaker of a ther away. The design-feature of "arbi the world, is so great that genetics must
language can reproduce any linguistic trariness" has the disadvantage of being be responsible.
messag� he can understand, whereas the arbitrary, but the great advantage that The meaningful elements in any lan
characteristic courtship motipns of the there is no limit to what can be com guage-"words" in everyday parlance,
male and female stickleback are differ municated about. "morphemes" to the linguist-constitute
ent, and neither can act out those ap Human vocal organs can produce a an enormous stock. Yet they are repre
propriate to the other. For that matter huge variety of sound. But in any one sented by small arrangements of a rela
in the communication of a human moth language only a relatively small set of tively very small stock of distinguishable
er and infant neither is apt to transmit ranges of sound is used, and the differ sounds which are in themselves wholly
the characteristic signals or to manifest ences between these ranges are function meaningless. This "duality of pattern
the typical responses of the other. Again, ally absolute. The English words "pin" ing" is illustrated by the English words
the speaker of a language hears, by total and "bin" are different to the ear only at
feedback, everything of linguistic rele one point. If a speaker produces a syl
vance in what he himself says. In con lable that deviates from the normal pro
trast, the male stickleback does not see nunciation of "pin" in the direction of
THIRTEEN DESIGN·FEATURES of ani.
the colors of his own eye and belly that that of "bin," he is not producing still a
mal communication, discussed in detail in
are crucial in stimulating the fe third word, but just saying "pin" (@r
the text of this article, are symbolized on
male. Feedback is important, since it perhaps "bin") in a noisy way. The
opposite page. The patterns of the words
makes possible the so-called internali hearer compensates if he can, on the "pin," "bin," "teanl" and "nleal" were
zation of Communicative behavior that basis of context, or else fails to under- recorded at Bell Telephone Laboratories.
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1 VOCAL-AUDITORY CHANNEL 3 RA PID FADING (TRANSITORINESSI
'')///./�
,J
l
--PIN �1'\\�MWN�I,¥/lAAhMlMWI�
/"",5 WHALE
"1
'- MICROORGANISMS
I �1
u.j\!iI,J ..,
,"
13 DUAUT. OF ��.�
T . . . . ,., ............ E A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , ..........................M
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"tack," "cat" and "act." They are totally
DIC ENGLISH DUTCH SOUTH
distinct as to meaning, and yet are com
GERMAN
posed of just three basic meaningless
DIALECTS
sounds in different permutations. Few
NORWEGIAN NORTH animal communicative systems share this
GERMAN design-feature of language-none among
SWEDISH DIALECTS the other hominoids, and perhaps none
at all.
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D I SPLACEMENT TOOL-MAKING AND CARRYING
LAND EGG
REPTILES
LEGS
EXTERNAL EAR
� �r�
VISION
VERTEBRATES
CHORDATES
r
EVOLUTION OF LANGUAGE and some related characteristics evolved beyond the characteristics exhibited by all the groups
are suggested by this classification of chordates. The lowest form below. The 13 design-features of language appear in the colored
of animal in each classification exhibits the features listed at the rectangle. Some but by no means all of the characteristics asso
right of the class. Brackets indicate that each group possesses or has ciated with communication are presented in the column at right_
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also be the regular mechanism by which are. A child may have a repertory of unitary calls to the repertory except per
a speaker of a language says something several dozen sentences, each of which, haps by occasional imitation of the calls
that he has not said before. Anything a in adult terms, has an internal structure, and cries of other species. Even this
speaker says must be either an exact and yet for the child each may be an would not render the system productive,
repetition of an utterance he has heard indivisible whole. He may also learn but would merely enlarge it. But blend
before, or else some blended product of new whole utterances from surrounding ing might occur. Let AB represent the
two or more such familiar utterances. adults. The child takes the crucial step, food call and CD the danger call, each
Thus even such a smooth and normal however, when he first' says something a fairly complex phonetic pattern. Sup
sentence as "I tried to get there, but the that he has not learned from others. The pose a protohominoid encountered food
car broke down" might be produced as only way in which the child can possibly and caught sight of a predator at the
a blend, say, of "I tried to get there but do this is by blending two of the whole same time. If the two stimuli were bal
couldn't" and "While 1 was driving down utterances that he already knows. anced just right, he might emit the calls
Main Street the car broke down." ABCD or CDAB in quick sequence, or
Children acquiring the language of n the case of the closed call-system might even produce AD or CB. Any of
their community pass through a stage I of the gibbons or the protohominoids, these would be a blend. AD, for example,
that is closed in just the way gibbon calls there is no source for the addition of new would mean "both food and danger." By
A B c D
WESTERN
SOME GRYLLIDAE STICKLEBACK MEADOWLARK
AND TETTIGONIIDAE BEE DANCING COURTSHIP SONG
AUDITORY,
1 THE VOCAL·AUDITORY CHANNEl NOT VOCAL
YES
BROADCAST TRANSMISSION
2 AND DIRECTIONAL RECEPTION
YES YES
4 INTERCHANGEABILITY
LIMITED ?
YES YES
0 TOTAL FEEDBACK
6 SPECIALIZATION
YES ? YES?
7 SEMANTICITY
IN PART?
8 ARBITRARINESS
? IF SEMANTIC, YES
9 DISCRETENESS
YES? ?
11 PRODUCTIVITY YES ?
(TRIVIAL)
13 DUALITY OF PATTERNING
? ?
EIGHT SYSTEMS OF COMMUNICATION possess in varying de· members of the cricket family. Column H concerns only Western
grees the 13 design.features of language. Column A refers to music since the time of Bach. A question mark means that it is
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virtue of this, AB and CD would acquire tentative blends used by children. Such traces of displacement might develop in
new meanings, respectively "food with powers of understanding cannot be a call system even in the absence of pro
out danger" and "danger without food." ascribed to man's prehuman ancestors. It ductivity, duality and thoroughgoing
And all three of these calls-AB, CD and must be supposed, therefore, that occa traditional transmission. Suppose an
AD-would now be composite rather sional blends occurred over many tens early hominid, a man-ape say, caught
than unitary, built out of smaller ele of thousands of years (perhaps, indeed, sight of a predator without himself be
ments with their own individual mean they still may occur from time to time ing seen. Suppose that for whatever rea
, ,
�
ing� : A ,;:ould m ��n "food" ; B, "no an among gibbons or the great apes) , with son-perhaps through fear-he sneaked
ger ; C, no food ; and D, danger. rarely any appropriate communicative silently back toward others of his band
But this is only part of the story. The impact on hearers, before the under and only a bit later gave forth the dan
generation of a blend can have no effect standing of blends became speedy ger call. This might give the whole band
unless it is understood. Human beings enough to reinforce their production. a better chance to escape the predator,
are so good at understanding blends that However, once that did happen, the thus bestowing at least slight survival
it is hard to tell a blend from a rote repe earlier closed system had become open value on whatever factor was responsi
tition, except in the case of slips of the and productive. ble for the delay.
tongue and some of the earliest and most It is also possible to see how faint Something akin to communicative dis
placement is involved in lugging a stick
or a stone around-it is like talking today
about what one should do tomorrow. Of
E F G H course it is not to be supposed that the
first tool-carrying was purposeful, any
more than that the Rrst displaced com
PARALINGUISTIC INSTRUMENTAL
munication was a discussion of plans.
GIBBON CALLS PHENOMENA LANGUAGE MUSIC Caught in a cul-de-sac by a predator,
however, the early hominid might strike
AUDITORY,
YES YES out in terror with his stick or stone and
NOT VOCAL by chance disable or drive off his enemy.
In other words, the Rrst tool-carrying
YES YES YES had a consequence but not a purpose.
Because the outcome was fortunate, it
tended to reinforce whatever factor,
YES YES YES genetic or traditional, prompted the be
havior and made the outcome possible.
In the end such events do lead to pur
LARGElY YES YES ? posive behavior.
Although elements of displacement
might arise in this fashion, on the whole
YES YES YES it seems likely that some degree of pro
ductivity preceded any great prolifera
tion of communicative displacement as
YES? YES YES well as any signiRcant capacity for tra
ditional transmission. A productive sys
tem requires the young to catch on to
YES? YES NO ( IN GENERAL) the ways in which whole signals are
built out of smaller meaningful elements,
some of which may never occur as whole
IN PART YES
signals in isolation. The young can do
this only in the way that human children
learn their language: by learning some
LARGElY NO YES IN PART
utterances as whole units, in due time
testing various blends based on that
repertory, and Rnally adjusting their pat
IN PART YES, OFTEN
terns of blending until the bulk of what
they say matches what adults would say
and is therefore understood. Part of this
YES YES
!,earning process is bound to take place
away from the precise situations for
which the responses are baSically appro
YES YES
priate, and this means the promotion of
displacement. Learning and teaching,
moreover, call on any capacity for tradi
YES
tional transmission that the band may
have. Insofar as the communicative sys
doubtful or not known if the system has the particular feature. A blank space indicates tem itself has survival value, all this be
that feature cannot be determined because another feature is lacking or is indefinite. stows survival value also on the capacity
95
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for traditional transmission and for dis tention and foresight; a male can pro difficulty learning and using any such
placement. But these in turn increase the tect his mate and guard her jealously system. What Morse actually did was to
survival value of the communicative sys from other males even when he does not incorporate the principle of duality of
tem. A child can be taught how to avoid at the moment hunger for her. patterning. The telegraph operator has
certain dangers before he actually en There is excellent reason to believe to learn to discriminate, in the first in
counters them. that duality of patterning was the last stance, only two lengths of pulse and
property to be developed, because one about three lengths of pause. Each letter
l' hese developments are also neces- can find little if any reason why a com is' coded into a different arrangement of
sarily related to the appearance of municative system should have this these elementary meaningless units. Th�
large and convoluted brains, which are property unless it is highly complicated. arrangements are easily kept apart be
better storage units for the conventions If a vocal-auditory system comes to have cause the few meaningless units are
of a complex communicative system and a larger and larger number of distinct plainly distinguishable.
for other traditionally transmitted skills meaningful elements, those elements in The analogy explains why it was ad
and practices. Hence the adaptative evitably come to be more and more sim vantageous for the forerunner of lan
value of the behavior serves to select ilar to one another in sound. There is a guage, as it was becoming increasingly
genetically for the change in structure. practical limit, for any species or any complex, to acquire duality of pattern
A lengthened period of childhood help machine, to the number of distinct stim ing. However it occurred, this was a
lessness is also a longer period of plastic uli that can be discriminated, especially major breakthrough; without it language
ity for learning. There is therefore selec when the discriminations typically have could not possibly have achieved the
tion for prolonged childhood and, with to be made in noisy conditions. Suppose efficiency and flexibility it has.
it, later maturity and longer life. With that Samuel F. B. Morse, in devising his One of the basic principles of evolu
more for the young to learn, and with telegraph code, had proposed a signal tionary theory holds that the initial sur
male as well as female tasks to be taught, .1 second long for "A," .2 second long vival value of any innovation is con
fathers become more domesticated. The for "B," and so on up to 2.6 seconds for servative in that it makes possible the
increase of displacement promotes re- "Z." Operators would have enormous maintenance of a largely traditional way
of life in the face of changed circum
stances. There was nothing in the make
up of the protohominoids that destined
their descendants to become human.
Some of them, indeed, did not. They
made their way to ecological niches
where food was plentiful and predators
sufficiently avoidable, and where the de
velopment of primitive varieties of lan
guage and culture would have bestowed
no advantage. They survive still, with
various sorts of specialization, as the
gibbons and the great apes.
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___ Kodak reports on:
seeing the signal among the noise ... a water-based lacquer . • • paste, beautiful paste
The June issue of this magazine contained an article full of learned speculation butyrate coatings have been esteemed.
on the neurological mechanism by which lines, straight and curved, are perceived. It neither darkens wood nor is itself
Whatever the mechanism, the nervous system is very good at seeing a line from darkened with the passage of time.
exceedingly faint physical stimuli. We had been thinking about ways this talent All these interesting properties we have
demonstrated to our own satisfaction. The
could help solve the nasty signal-to-noise problem that keeps cropping up on such
illtricacies of marketing stich a produci
occasions as when defense from submarine attack is considered. Today's almost through paint stores, stlpermarkels, five
instantly available photography makes a fine bridge from an electronic system to a alld-dimes, or similarly formidable retail
human nervous system. For example: channels fill us with dismay. Therefore we
thought we would here ask around what
companies are interested in trying to make
hay wilh this lovely development. if indeed
Ihere are any such companies, Eastman
Chemical Producls inc., Kingsport, Tenll.
(Subsidiary of Eastman Kodak Company)
will tell them all about emulsified butyrate.
This is another advertisement where Eastman Kodak Company probes at random for mutual interests
and occasionally a IiHle revenue from those whose work has something to do with science
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