SOK Biodiversity en
SOK Biodiversity en
Connecting global priorities: biodiversity and human health: a state of knowledge review.
1.Biodiversity. 2.Global Health. 3.Public Health. 4.Socioeconomic Factors. 5.Communicable Disease Control. 6.Climate
Change. 7.Humans. I.World Health Organization. II.Convention on Biological Diversity.
© World Health Organization and Secretariat of the Convention on Biological Diversity, 2015.
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Cover photo credits: (left to right) 1st row i) iStockphoto/pailoolom ii) Conor Kretsch iii) Glen Bowes 2nd row i) Danny Hunter
ii)Bioversity International iii) A.Camacho 3rd row i) Glen Bowes ii) Jon Betz / NGS iii) Barry Kretsch 4th row i) iStockphoto/
rssfhs ii) iStockphoto iii) Ecohealth Alliance
Acknowledgements
This volume was jointly prepared by the Secretariat of the Convention on Biological Diversity and the World
Health Organization, in collaboration with several partners including: Bioversity International, COHAB
Initiative, DIVERSITAS, Ecohealth Alliance, Food and Agriculture Organization of the United Nations
(FAO), Harvard School of Public Health (HSPH), Platform for Agrobiodiversity Research (PAR), United
Nations University-Institute for Advanced Studies (UNU-IAS), United Nations University -International
Institute for Global Health (UNU-IIGH), Wildlife Conservation Society, Health and Ecosystems Analysis of
Linkages (WCS-HEAL) and several other partners and experts.
The World Health Organization and the Secretariat of the Convention on Biological Diversity, wish to express
particular gratitude to the numerous authors and contributors to this volume without whom this unique volume
would not have been possible.
WHO and SCBD also wish to extend their gratitude to the following reviewers: Maria Purificacion Neira (WHO),
Sir Andy Haines (Chair of the The Lancet-Rockefeller Foundation Commission on Planetary Health), Carlo Blasi
(Sapienza University of Rome), Luiz Augusto Cassanha Galvão (PAHO), Ruth Charrondiere (FAO), Florence
Egal, Pablo Eyzaguirre (Bioversity International), Jessica Fanzo (Columbia University), Viviana Figueroa (CBD
Secretariat), Trevor Hancock (University of Victoria), Danna Leaman (IUCN, MPSG-SSC), Markus Lehmann
(CBD), Catherine Machalaba (EcoHealth Alliance), Keith Martin (CUGH), Jonathan Patz (Global Health Institute,
University of Wisconsin), Simone Schiele (CBD Secretariat), Cristina Tirado (UCLA), and the numerous Parties,
Governments and other peer reviewers who participated in two open peer review processes and in the final
consultation held at IUCN World Parks Congress in Sydney, Australia.
WHO and SCBD additionally wish to thank the following individuals and organizations: Flavia Bustreo (WHO)
Annie Cung (CBD), David Ainsworth (CBD), Didier Babin (CIRAD), Mateusz Banski (CBD), Charles Besancon
(CBD), Francesco Branca (WHO), Kathryn Campbell (Parks Victoria, Australia), Kimberly Chriscaden (WHO),
Stéphane de la Rocque (WHO/OIE), Carlos Francisco Dora (WHO), Beatriz Gomez Castro (CBD), Samantha
Collins (Bioversity International), Annie Cung (CBD), Jennifer Garard, Bruce Allan Gordon (WHO), Johan
Hedlund (CBD), Kahoru Kanari, Sakhile Koketso (CBD), Lina Mahy (WHO/SCN), Yukiko Maruyama (WHO),
Tanya McGregor (CBD), Christian Morris (CBD), Sabina Moya Huerta (WHO), Liz Mumford (WHO), Trang
Nguyen (Bioversity International), Steve Osofsky (WCS), Nada Osseiran (WHO), Michaela Pfeiffer (WHO),
Neil Pratt (CBD), Cathy Roth (WHO), Catalina Santamaria (CBD), Yahaya Sekagya, Negar Tayyar (UNU-IAS),
Billy Tsekos (CBD), Ann Tutwiler (Bioversity International), Kieran Noonan Mooney (CBD), Anthony Ramos
(EcoHealth Alliance), Shekar Saxena (WHO), Mohammad Taghi Yasamy (WHO), Stephan Weise (Bioversity
International), Sarah Whitmee (Lancet – Rockefeller Foundation Commission on Planetary Health), Ekaterina
Yakushina, Elena Villalobos (WHO), Qi Zhang (WHO), Camilla Zanzanaini (Bioversity International), United
Nations Food and Agriculture Organization (FAO), Alexander von Humboldt Institute, Australian National
University, Biodiversity Institute of Ontario, CONABIO, Global Crop Diversity Trust, Inís Communication,
Loyola Sustainability Research Centre (LSRC), International Union for the Conservation of Nature (IUCN), Parks
Victoria, Australia, Organization for Animal Health (OIE), TRAFFIC, and World Agroforestry Centre (ICRAF).
The production of the State of Knowledge Review was enabled through financial and in kind contributions from
the European Commission and the Government of France.
PAR
platform for
agrobiodiversity
research
Chapter authors
Lead coordinating authors: Cristina Romanelli, David Cooper, Diarmid Campbell-Lendrum, Marina
Maiero, William B. Karesh, Danny Hunter and Christopher D. Golden
PART I
chapter and chapter : Introduction to the state of knowledge review / Biodiversity and
human health linkages: concepts, determinants, drivers of change and approaches to integration
Lead authors: Cristina Romanelli, David Cooper, Marina Maiero, Diarmid Campbell-Lendrum, Elena
Villalobos, Johannes Sommerfeld and Mariam Otmani del Barrio
Contributing authors: William B. Karesh, Catherine Machalaba, Anne-Hélène Prieur-Richard, Daniel
Buss, Christopher D. Golden, and Lynne Gaffikin
PART II
chapter : Contribution of biodiversity and green spaces to mental and physical fitness, and
cultural dimensions of health
Lead Authors: Pierre Horwitz and Conor Kretsch
Contributing Authors: Aaron Jenkins, Abdul Rahim bin Abdul Hamid, Ambra Burls, Kathryn Campbell,
May Carter, Wendy Henwood, Rebecca Lovell, Lai Choo Malone-Lee, Tim McCreanor, Helen Moewaka-
Barnes, Raul A. Montenegro, Margot Parkes, Jonathan Patz, Jenny J Roe, Cristina Romanelli, Katesuda
Sitthisuntikul, Carolyn Stephens, Mardie Townsend, Pam Wright
PART III
chapter : Increasing resilience and disaster risk reduction: the value of biodiversity and
ecosystem approaches to resistance, resilience and relief
Lead Authors: R. David Stone, Emma Goring and Conor E. Kretsch
chapter : Population, consumption and the demand for resources; pathways to sustainability
Lead Authors: Cristina Romanelli, David Cooper
chapter : Integrating health and biodiversity: strategies, tools and further research
Lead Authors: David Cooper, Cristina Romanelli, Marina Maiero, Diarmid Campbell-Lendrum, Carlos
Corvalan and Lynne Gaffikin, Contributing authors: Kevin Bardosh, Daniel Buss, Emma Goring, William
B. Karesh, Conor Kretsch, Christopher D. Golden, Catherine Machalaba, Mariam Otmani del Barrio
and Anne-Hélène Prieur-Richard
Preface __________________________________________ xi
6. Ways forward and additional considerations __61 7. Knowledge gaps and ways forward _________74
8. Food cultures: local strategies with global 5. Ways forward: conservation as a public
policy implications _____________________119 health imperative ______________________169
4. Strengthening traditional health practices 3. Biodiversity, green space, exercise and health _205
and addressing loss of resources __________189 4. The contribution of biodiversity to cultural
5. Challenges to the protection of traditional ecosystem services that support health and
medical knowledge ____________________193 well-being ___________________________212
2. Climate change challenges at the intersection 16. Integrating health and biodiversity:
of biodiversity and human health _________227
strategies, tools and further
3. Ways forward _________________________235 research _______________________ 258
4. Conclusion ___________________________236 1. Introduction _________________________258
2. Strategic objectives for the integration of
14. Increasing resilience and disaster risk biodiversity and human health ___________258
reduction: the value of biodiversity
and ecosystem approaches to 3. Priority interventions for the integration of
biodiversity and human health ___________261
resistance, resilience and relief ____ 238
4. Towards the development of common
1. Introduction _________________________238 metrics and approaches _________________263
2. Biodiversity and disaster risk reduction: 5: Keeping tabs: The need for monitoring and
prevention and mitigation _______________240 accountability for evidence-based indicators
3. Specific considerations for internally at the intersection of biodiversity and health 265
displaced persons and refugees ___________246 6. Assessing the economic value of biodiversity
and health: benefits and limitations _______266
15. Population, consumption and the
7. Shaping behaviour and engaging
demand for resources; pathways communities for transformational change __269
to sustainability ________________ 251
8. Research needs _______________________271
1. Introduction _________________________251
9. Integrating biodiversity and health into the
2. Current Trends and Alternatives __________252 sustainable development agenda __________272
3. Consumption – the demand for food and
energy ______________________________253
Forewords
Foreword by the Executive Secretary of the Convention on Biological
Diversity
Biodiversity, ecosystems and the essential services to human life and to the surrounding environment
that they deliver are central pillars for all life on that sustains it. Increasing our knowledge of
the planet, including human life. They are sources these complex relationships at all scales, and the
of food and essential nutrients, medicines and influences by which they are mediated, enables
medicinal compounds, fuel, energy, livelihoods us to develop effective solutions capable of
and cultural and spiritual enrichment. They also strengthening ecosystem resilience and mitigating
contribute to the provision of clean water and air, the forces that impede their ability to deliver life-
and perform critical functions that range from supporting services. This state of knowledge
the regulation of pests and disease to that of review is a constructive step in this direction.
climate change and natural disasters. Each of these I am especially grateful to the World Health
functions has direct and indirect consequences for Organization and all partners and experts who
our health and well-being, and each an important generously contributed to bring this to fruition.
component of the epidemiological puzzle that
confront our efforts to stem the tide of infectious We must ensure that interventions made in the
and noncommunicable diseases. name of biodiversity, health or other sectors do
not compound but rather help to face the public
The inexorable links between biodiversity, health and conservation challenges posed by rising
ecosystems, the provision of these benefits and socio-demographic pressures, travel, trade and
human health are deeply entrenched in the the transformation of once natural landscapes
Strategic Plan for Biodiversity, and reflected in its into intensive agricultural zones and urban and
2050 Vision: “Biodiversity is valued, conserved, peri-urban habitats. We are all stakeholders
restored and wisely used, maintaining ecosystem in the pursuit of a healthier, more sustainable
services, sustaining a healthy planet and delivering planet capable of meeting the growing needs of
benefits essential for all people”. They are central to present and future generations. All sectors, policy-
our common agenda for sustainable development. makers, scientists, educators, communities and
citizens alike can – and must – contribute to the
As science continues to unravel our understanding development of common solutions to the common
of the vital links between biodiversity, its persistent threats that we face. Only in this way can we truly
loss, global health and development, we become pave the road toward a more equitable, and truly
better equipped to develop robust, coherent and sustainable, agenda in 2015 and beyond.
coordinated solutions that jointly reduce threats
The report synthesizes the available information WHO looks forward to working jointly with our
on the most important inter-linkages; for example CBD colleagues, and the wider conservation
between biodiversity, ecosystem stability, and community, to support this important agenda.
In response to these challenges, The Rockefeller Foundation and The Lancet, have formed a Commission
to review the scientific basis for linking human health to the underlying integrity of Earth’s natural
systems (The Commission on Planetary Health) and set out recommendations for action to the health
community and policymakers working in sectors that influence health, development and the biosphere.
The Commission has been underway since July 2014, and will conclude its work through the publication
of a peer-reviewed Commission Report in The Lancet in July 2015.
The Commission welcomes this timely and important State of Knowledge Review from the Convention
on Biological Diversity and the World Health Organization. The greatest challenge to protecting
Planetary Health over the coming century is to develop the capability of human civilisations, to interpret,
understand, and respond to the risks that we ourselves have created and this Review is a major advance
in our understanding of these risks and the benefits of actions to reduce them.
Mental health
Biomedical/
pharmaceutical
Biodiversity discovery
underpins ecosystem
functioning and the provision
of goods and services that are
essential to human health and Traditional
well being. medicine
Climate
change
Women and men
have diƤerent roles in the
conservation and use of
biodiversity and varying
health impacts.
alth
omes
Microbial
biodiversity
Ecosystems Human population
health is determined, to a
large extent, by social, eco-
nomic and environmental
factors.
Infectious
diseases
INTRODUCTION
1. Health “is a state of complete physical, 3. Biodiversity underpins ecosystem
mental and social well-being and functioning and the provision of goods
not merely the absence of disease or and services that are essential to human
infirmity”. This is the definition of the health and well-being. Ecosystems,
World Health Organization. Health status including our food production systems,
has important social, economic, behavioural depend on a whole host of organisms:
and environmental determinants and wide- primary producers, herbivores, carnivores,
ranging impacts. Typically health has been decomposers, pollinators, pathogens,
viewed largely in a human-only context. natural enemies of pests. Services provided
However, there is increasing recognition of by ecosystems include food, clean air and
the broader health concept that encompasses both the quantity and quality of fresh water,
other species, our ecosystems and the integral medicines, spiritual and cultural values,
ecological underpinnings of many drivers or climate regulation, pest and disease regulation,
protectors of health risks. and disaster risk reduction. Biodiversity is a
key environmental determinant of human
2. Biological diversity (biodiversity) is “the health; the conservation and the sustainable
variability among living organisms from use of biodiversity can benefit human health
all sources including, inter alia, terrestrial, by maintaining ecosystem services and by
marine and other aquatic ecosystems and maintaining options for the future.
the ecological complexes of which they are
part; this includes diversity within species, 4. The links between biodiversity and
between species and of ecosystems.” This health are manifested at various spatial
definition of the Convention on Biological and temporal scales. At a planetary scale,
Diversity (Article 2) reflects different levels ecosystems and biodiversity play a critical role
of biodiversity (including genetic diversity, in determining the state of the Earth System,
species and ecosystems) and the complexities regulating its material and energy flows and its
of biotic and abiotic interactions. The responses to abrupt and gradual change. At a
attributes and interactions of biotic and more intimate level, the human microbiota –
abiotic components determine ecosystem the symbiotic microbial communities present
processes and their properties. The effective on our gut, skin, respiratory and urino-genital
management of ecosystems as part of tracts, contribute to our nutrition, can help
comprehensive public health measures regulate our immune system, and prevent
requires that these various complex linkages infections.
and interactions be identified and understood.
B. VINCETI / BIOVERSITY
and enhanced resilience in food production
systems.
CSIRO
security and medicine.
Infectious diseases cause over one billion human
infections per year, with millions of deaths each year 36. Areas of high biodiversity may have high
globally. Extensive health and financial burden is seen numbers of pathogens, yet biodiversity
from both established and emerging infectious diseases. may serve as a protective factor for
Infectious diseases also affect plants and animals, which preventing transmission, and maintaining
may pose threats to agriculture and water supplies with ecosystems may help reduce exposure to
additional impacts on human health. infectious agents. While the absolute number
of pathogens may be high in areas of high
34. Pathogens play a complex role in biodiversity, disease transmission to humans
biodiversity and health, with benefits in is highly determined by contact, and in some
some contexts and threats to biodiversity cases, biodiversity may serve to protect against
and human health in others. The pathogen exposure through host species
relationships between infectious pathogens competition and other regulating functions.
and host species are complex; disease and Limiting human activity in biodiverse habitats
microbial composition can serve vital may reduce human exposure to high-risk
regulating roles in one species or communities settings for zoonotic pathogens while serving
while having detrimental effects on others. to protect biodiversity.
Microbial dynamics, and their implications
for biodiversity and health, are multifactorial; 37. Infectious diseases threaten wild species
similarly, the role of biodiversity in pathogen as well as the people that depend on them.
maintenance and not fully understood. The health burden of infectious diseases
is not limited to humans and domestic
35. Human-caused changes in ecosystems, species; infectious diseases pose threat to
such as modified landscapes, intensive biodiversity conservation as well. Pathogen
agriculture, and antimicrobial use, are spill-over can occur from one wild species
increasing infectious disease transmission to another, potentially causing an outbreak
risks and impact. Approximately two- if the species or population is susceptible to
thirds of known human infectious diseases the pathogen; similarly, diseases of domestic
are shared with animals, and the majority animals and humans can also be infectious
of recently emerging diseases are associated to wild species, as seen with the local
with wildlife. Vector-borne diseases also extinctions of African Wild Dog populations
account for a large share of endemic diseases. following the introduction of rabies virus
Increasing anthropogenic activity is resulting from domestic dogs. Ebola virus has also
in enhanced opportunities for contact at the been recognized as causing severe declines in
human/animal/environment interface that great ape populations, including the critically-
is facilitating disease spread, and through endangered wild lowland gorilla troops. Past
changing vector abundance, composition, and/ Ebola outbreaks in great apes have preceded
ISTOCKPHOTO
Knowledge Review
The right to health is well established as a The dual challenges of biodiversity loss and rising
fundamental right of every human being.¹ global health burdens are not only multifaceted
Biodiversity is at the heart of the intricate web and complex; they also transcend sectoral,
of life on earth and the processes essential to its disciplinary and cultural boundaries, and demand
survival. Our planet’s biological resources are not far-reaching, coherent and collaborative solutions.
only shaped by natural evolutionary processes but One of the widely acknowledged shortcomings
are also increasingly transformed by anthropogenic of the Millennium Development Goals (MDGs)
activity, population pressures and globalizing and targets (the precursors of the SDGs) was the
tendencies. When human activity threatens these lack of cross-sectoral integration among social,
resources, or the complex ecosystems of which economic and environmental goals, targets and
they are a part, it poses potential risks to millions priorities (Haines et al. 2012). Opposing trends
of people whose livelihoods, health and well-being have been reported among the key indicators
are sustained by them. The increasingly complex for the MDGs, with many negative trends for
global health challenges that we face, including environmental indicators, including biodiversity
poverty, malnutrition, infectious diseases and (CBD 2014; Haines et al. 2012; WHO 2015).
the growing burden of noncommunicable diseases
(NCDs), are more intimately tied than ever to The World Health Organization (WHO) and
the complex interactions between ecosystems, the Secretariat of the Convention on Biological
people and socioeconomic processes. These Diversity (CBD) are working together to address
considerations are also at the heart of the post- these challenges.² This State of Knowledge Review
2015 Development Agenda and the Sustainable assembles expertise and insights from numerous
Development Goals (SDGs). researchers, practitioners, policy-makers
¹ The right to health is established as a fundamental right of every human being in Article 1 of the World Health Organization
Constitution (http://www.who.int/governance/eb/who_constitution_en.pdf). This was the first international instrument to
enshrine the “right to health” as the “enjoyment of the highest attainable standard of health”, also reflected in the Universal
Declaration of Human Rights in 1948. The right to health is understood as an inclusive right that extends beyond health
care to include the underlying determinants of health, such as access to water and food, essential medicines, etc.
² The World Health Organization and the Convention on Biological Diversity have been cooperating to promote greater
awareness about, and action on, the interlinkages between human health and biodiversity by convening experts from relevant
organizations, joint publications and organizing regional capacity-building workshops for experts from the biodiversity
and health sectors in the Americas and Africa (Romanelli et al. 2014). The Conference of the Parties to the Convention on
Biological Diversity has adopted a number of decisions in this regard (CBD 2010, 2012, 2014).
The Strategic Plan for Biodiversity 2011–2020 and its twenty Aichi Targets provide an agreed
overarching framework for action on biodiversity, and a foundation for sustainable development
for all stakeholders, including agencies across the United Nations (UN) system. The Strategic Plan
was adopted at the tenth meeting of the Conference of the Parties to the Convention on Biological
Diversity and has been recognized or supported by the governing bodies of other biodiversity-related
conventions, including the Convention on International Trade in Endangered Species of Wild Fauna
and Flora, the Convention on the Conservation of Migratory Species of Wild Animals, the Convention
on Wetlands of International Importance, the International Treaty on Plant Genetic Resources for Food
and Agriculture, the World Heritage Convention, as well as the UN General Assembly.
Governments at Rio 20 a rmed the importance of the Strategic Plan for Biodiversity 2011–2020
and achieving the Aichi Biodiversity Targets, emphasizing the role that the Strategic Plan plays for the
UN system, the international community and civil society worldwide to achieve the world we want. It
is primarily implemented by countries through national biodiversity strategies and action plans, with
Parties encouraged to set their own national targets within the framework of the Aichi Biodiversity
Targets. The UN General Assembly has encouraged Parties and all stakeholders, institutions and
organizations concerned to consider the Strategic Plan for Biodiversity 2011–2020 and the Aichi
Biodiversity Targets in the elaboration of the post-2015 UN Development Agenda, taking into account
the three dimensions of sustainable development.
The Strategic Plan for Biodiversity 2011–2020 includes a vision for 2050, ve strategic goals and
twenty Aichi Biodiversity Targets, mostly to be achieved by 2020. The 2050 Vision stresses the role
of biodiversity for human well-being: “biodiversity to be valued, conserved, restored and wisely used,
maintaining ecosystem services, sustaining a healthy planet and delivering bene ts essential for all
people . The ve goals include: to protect nature (Goal C), to maximize the bene ts for all people
(Goal D), to reduce pressures on biodiversity (Goal B), to address the underlying causes of loss (Goal
A), and to provide for enabling activities (Goal E). Under Goal D, Target 14 speci cally refers to human
health: “By 2020, ecosystems that provide essential services, including services related to water, and
contribute to health, livelihoods and well-being, are restored and safeguarded, taking into account
the needs of women, indigenous and local communities, and the poor and vulnerable.”
The Strategic Plan also includes means of implementation, monitoring, review and evaluation, as well
as support mechanisms (strategy for resource mobilization, capacity building, technical and scienti c
cooperation).
Part One defines the concepts of biodiversity and Biodiversity plays a critical role in ecosystem
health, introduces concepts such as the social functioning and also yields direct and indirect
and environmental determinants of health, benefits (or ecosystem services) that support
biodiversity and ecosystem services, and provides human and societal needs, including good health,
a broad overview of the different ways in which food and nutrition security, energy provision,
biodiversity and health are linked. It also considers freshwater and medicines, livelihoods and
common drivers of change that impact on both spiritual fulfilment. These, in turn are mediated
global public health and biodiversity, and calls for by the social determinants of health (such as age,
the use of integrative, interdisciplinary framework gender and access to health care). Multidisciplinary
approaches that attempt to unite different fields approaches can help us to better analyse and
such as “One Health”, “Ecohealth” and the evaluate the interactions between these different
ecosystem approach. variables to better develop more coordinated,
coherent and integrated policies.
BIODIVERSITY
Ecosystem goods
and services
Ph
c
So
th
NASA
HEALTH
Poverty
Access
IMPACTS
A ge, ge n d e r
Regulating Supporting
services services
¹ It has been argued that the rapidly popularized term biodiversity was coined by Walter G. Rozen in 1986 (e.g. Maclaurin
and Sterelny 2008; Sarkar and Margules 2002).
² Eukaryotic cell species (including humans) are those that have a nucleus and internal compartments. Conversely, most
prokaryotic cell species are made up of a single cell.
³ For example, two species of rice contain over 120 000 genetically different varieties (CBD 2006).
⁴ Convention on Biological Diversity, Article 2.
⁵ Morbidity refers to the incidence of a disease across a population, while mortality refers to the rate of death in a population.
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parallel. (Driver of change Î impacts on health and on biodiversity). For example, air and water pollution
can lead to biodiversity loss and have direct impacts on health. Deforestation (or other land-use change or
ecosystem disturbance) can lead to loss of species and habitats, and also increased disease risk for humans.
Conversely, moderated meat consumption can reduce the pressures on biodiversity (less land-use change;
lower greenhouse gas emissions) and also have health bene ts for individuals. In addition to the parallel
e ects of the driver on biodiversity and health, there may be additional impacts of the change in biodiversity
on health. For example, water pollution, in addition to harming health though loss of drinking water
uality, could lead to collapse of a uatic ecosystems through eutrophication leading to sh mortality and
conse uent negative e ects on nutrition.
(3) A third type of interaction arises from the impacts of health sector interventions on biodiversity (Health
intervention Î biodiversity) and of biodiversity-related interventions on health (Biodiversity intervention
Î health). For example, use of pharmaceuticals may lead to the release of active ingredients in the
environment and damage species and ecosystems. Again, these may have negative knock-on e ects on human
health. On the other hand, protected areas or hunting bans could deny access of local communities to bushmeat
and other wild foods, with negative nutritional impacts. Positive interactions of this type are also possible. For
example, establishment of protected areas may protect water supplies, with positive health bene ts.
ecosystems in their daily lives, including for the in ecosystem services affect livelihoods, income,
production of food, medicines, timber, fuel and local migration and, on occasion, may even cause
fibre, but also in ways that are not always apparent political conflict.
or appreciated. Our natural capital is not only the
source of our food, but also provides less tangible The first comprehensive scientific appraisal of the
benefits, such as spiritual enrichment, and areas condition and trends of ecosystem services for
for recreation and leisure. Ecosystems also play health and well-being, the Millennium Ecosystem
important roles in the water cycle, regulating Assessments,⁶ adopted four major categories of
the flow of water through the landscape, and ecosystem services: provisioning services such
the amount of sediments and contaminants as water, food and timber; regulating services
that affect important water resources. These such as pest control, climate regulation and
and other important benefits, called “ecosystem regulation of water quality; cultural services
goods and services”, are essential to our society, including recreational and spiritual benefits; and
our economic development, and our health and supporting services such as photosynthesis, soil
well-being. Biodiversity loss can have direct, and formation and nutrient cycling. Each category is
sometimes significant, human health impacts, vital for human and community health, as well
particularly if ecosystem services are no longer as ecosystem resilience. The study concluded that
adequate to meet social needs. Indirectly, changes ecosystems processes have changed more rapidly
⁶ While the Millennium Assessment has been instrumental in evaluating the conditions and trends of ecosystems for health,
the notion of ecosystem services can be traced as far back as the 1970s (Haines-Young and Potschin 2010). The impetus
for placing human needs at the centre of biodiversity management is also covered by the 12 principles of the ecosystem
approach adopted by the Convention on Biological Diversity (COP 5 decision the V/6).
¹² World Health Organization. WHO Global Health Observatory (GHO) data: urban population growth. (www.who.int/gho/
urban_health/situation_trends/urban_population_growth_text/en/, accessed 30 May 2015).
¹³ For each new resident, rich countries add an average of 355 square meters of built-up area, middle-income countries 125
square meters, and low-income countries 85 square meters (McDonald et al. 2008).
¹⁴ https://www.cbd.int/ecosystem/
This demands an understanding of biodiversity’s Understanding the links between the weakening
fundamental contribution to essential life- of ecosystem services and human health is
supporting services, such as air and water quality essential to shaping robust policies, expanding
and food provision. It also requires mapping the our scientific understanding of the health needs
role of biodiversity in human health on many of human communities, and to meeting new and
other fronts, including nutritional composition; existing challenges to public health in the face of
micro- and macronutrient availability and NCDs; global environmental change (McMichael and
its applicability in traditional medicine and Beaglehole 2000).
biomedical research that relies on plants, animals
and microbes to understand human physiology; Although the links between biodiversity and
and its relationship with processes affecting human health are fundamental, they are often
infectious disease reservoirs. We also need to diffused in space and time, and there are a number
further explore the role of microbial diversity in of actors that moderate the critical underlying
our internal biomes in human health and disease; relationships. To date, work at the biodiversity–
the threats of IAS to ecosystems and human health nexus has been insufficient, which may at
health; the positive feedback loops associated least in part be explained by these diffuse links.
with climate change; and many other associations. While One Health and similar approaches have
Our current state of knowledge of these and other begun to garner greater international acceptance,
themes is explored in greater detail in each of the primary focus of interventions in the public
the thematic sections included in Part II of this health sector continue to tend toward curative
technical volume. interventions rather than preventive (upstream)
interventions, which also consider the social and
While there has been considerable scientific environmental determinants of health. A powerful
progress in understanding these linkages, much argument can be made for the critical need to
more interdisciplinary and cross-sectoral work is incorporate these dimensions to improve public
needed to assess the full breadth of causal links health outcomes.
between environmental change, biodiversity,
¹⁵ As Carpenter et al. (2009) have noted, some drivers may affect human health without affecting biodiversity or the services
it provides, or some ecosystem processes may affect drivers directly.
¹⁶ This difficulty has been attributed to the fact that causal links can be non-linear or bypass some processes altogether.
¹ As defined by the WHO/UNICEF Joint Monitoring Programme for Water and Sanitation (Prüss-Ustün et al. 2014).
² For example, based on a thorough review of 169 studies examining hydrological functions of wetlands, Bullock and Acreman
(2003) reported that (1) wetlands significantly influence the global hydrological cycle, (2) wetland functions vary among
different wetland hydrological types, (3) floodplain wetlands reduce or delay floods, (4) some wetlands in the headwaters
of rivers increase flood flow volumes, sometimes increasing flood peaks, (5) some wetlands increase river flows during the
dry season, and (6) some wetlands, such as floodplain wetlands hydrologically connected to aquifers, recharge groundwater
when flooded. Mangrove wetlands are also effective in removing heavy metals from water (Marchand et al. 2012).
³ Increased species diversity can reduce disease risk in some cases by regulating the abundance of an important host species
(Rudolf & Antonovics 2005), or by redistributing vector meals in the case of vector-borne diseases (Van Buskirk and Ostfeld
1995; Norman et al. 1999; LoGiudice et al. 2003). In practice, transmission reduction can occur when adding species reduces
pathogen load or the pathogen’s titre (i.e. the concentration of an antibody, as determined by finding the highest dilution
at which it is still able to cause agglutination of the antigen) within the host (Keesing et al. 2006). For a more thorough
review on the role of biodiversity in disease emergence, see the chapter on infectious diseases in this volume.
⁴ Some of these studies also indicate that the services that such diversity provides are an essential driver of behavioural change.
See the section on behavioural change in the chapter on Sustainable Development Goals and the post-2015 Development
Agenda in Part III of this volume.
⁵ Moreover, while water quality can be monitored through chemical analysis, long-term trends in freshwater ecosystems may
be best monitored using the diversity of aquatic organisms (such as benthic invertebrates) as proxy indicators for measuring
water quality and ecosystem health.
The Catskills mountains were named a forest reserve in 1885 and are one of several important
examples of the fact that cost–e ective biodiversity and health co-bene ts are achievable. In the
three decades that followed the creation of the forest reserve, the high value of the life-supporting
services provided by the mountains became apparent; rather than investing large sums of money
on ltering water supplies, the state of New ork invested in creating reservoirs in the Catskills park,
beginning with the Ashokan Reservoir in 1898. Today, the New ork watershed provides the largest
un ltered water supply in the United States and provides an estimated 1.3 billion gallons of drinking
water to over 10 million residents daily. To this day, water quality standards mandated by the United
States (US) Environmental Protection Agency have been met without the need for water ltration
services, whose estimated costs would have run into billions of US dollars. It has been estimated that
New ork city avoided 6–8 billion in expenses over a 10 year period, by protecting its watersheds.
More recently, the important role of the Catskills as a breeding site for sh has also been recognized.
The Catskill Center for Conservation and Development was founded in 1969, and has been
advocating for the park since. To this day, the Catskills provide much of New ork State s highest-
quality drinking water as well as a relaxing recreational site for tourists and locals alike. E orts to ban
high-volume hydraulic fracturing for shale oil in the surrounding areas stem from concerns about its
impact on water quality. There are also serious concerns about the potential of drought related to
climate change having a signi cant impact on this vital ecosystem service.
⁶ Waterborne diseases have been classified into four types: those spread through contaminated drinking water such as cholera;
those linked to poor sanitation such as typhoid; those transmitted by vectors reliant on freshwater bodies for at least one
stage in their life-cycles, such as malaria; and those that involve an aquatic animal to serve as an intermediate host, such
as schistosomiasis (e.g. Resh 2009).
⁷ Based on data on the freshwater Living Planet Index (LPI), the decline in freshwater species was greater than any other
biome between 1970 and 2008, although global terrestrial marine indices have also sharply declined. The freshwater LPI
considers 2849 populations of 737 species of fish, birds, reptiles, amphibians and mammals found in temperate and tropical
freshwater lakes, rivers and wetlands. Among them, tropical freshwater species declined more than any other biome. Data
prior to 1970 are not captured due to insufficient data (WWF 2012). For further discussion on the global status of species
declines, see also Global Biodiversity Outlook, fourth edition (CBD 2014).
⁸ Shaw et al. 2003; Carmichael, 2001; EEA 2005; Shaw and Lam 2007; Chorus and Bartram 1999; WHO 1999
⁹ For a summary of the health impacts associated with mercury exposure and the identification of potential pathways for
strategic action see also World Health Organization: http://www.who.int/phe/news/Mercury-flyer.pdf. For guidance on
assessing the risk of mercury exposure to humans see also WHO-UNEP (2008), available at http://www.who.int/foodsafety/
publications/chem/mercuryexposure.pdf?ua=1
Hypoxic system
Human footprint
0- 1
1 - 10
10 - 20
20 - 30
30 - 40
40 - 60
60 - 80
80 - 100
Global distribution of over 400 systems that have scienti cally reported accounts of being eutrophication-associated dead zones.
Source: Diaz and Rosenberg 2008
Cotton is a particularly important global crop and the most important natural bre used in textile
industries worldwide, accounting for 40% of textile production, but it is also a major consumer of
water: over half of all cotton production is dependent on heavy irrigation (Soth et al 1999; Chapagain
2006). In the period 1960–2000, an environmental disaster unfolded as the Aral Sea in Central
Asia lost approximately 60% of its area and 80% of its volume (Glantz 1998; Pereira et al. 2002)
as a result of the annual withdrawal of water from its main feeder rivers, the Amu Darya and the Syr
Darya, for cotton agriculture in the desert (Cosgrove and Rijsberman 2014). This depletion of water
a ected local sheries and livelihoods (Micklin 2007), as well as water quality both from harvesting
and processing (Bednar et al. 2002; Chapagain et al. 2006). As cotton is a global commodity, its
consumption takes place in areas remote from its growth. One study concluded that about 84% of
the “water footprint” of cotton consumption in Europe is located outside the continent, with “major
impacts in India and Uzbekistan” (Chapagain et al. 2006). E orts to improve the production of cotton
have focused on the development of transgenic Bacillus thuringiensis (Bt) cotton, which reduces
insecticide use (Cattaneo et al. 2006), as well as improvements in water e ciency through drip
irrigation furrow, and other e orts to reduce the negative environmental and human health impacts.
Despite these e orts, cotton production, itself a source of agricultural biodiversity reduction, remains
a major consumer of global freshwater with a pronounced impact on freshwater biodiversity.
* Whereas the term “ecological footprint” denotes the area (ha) needed to sustain a population, the “water footprint” rep-
resents the water volume (cubic metres per year) required, including dilution water necessary to restore polluted water to
internationally agreed water quality standards.
Long before the advent of modern medical care, Factors that have been found to increase the
industrialized countries decreased their levels of water- incidence of waterborne diseases include
related disease through good water management. urbanization and high population densities
Yet, even in these countries, outbreaks of waterborne of people, agriculture and industry (Patz et al.
disease continue to occur, sometimes with lethal 2004). Habitat destruction or modification also
consequences. In developing countries, water-related plays a major role. For example, dam-related
disease blights the lives of the poor. Gro Harlem reservoir construction increases the prevalence
Brundtland, former WHO Director-General, 2001. and intensity of human schistosomiasis in Africa
(e.g. N’Goran et al. 1997; Zakhary 1997) and
Surface freshwaters are among the most altered elsewhere (Myers and Patz 2009), as described in
ecosystems on the planet and, coupled with Box 3. Climate change and the spread of aquatic
associated biodiversity loss, have been linked invasive species (see section 5.1) may facilitate
to increased incidence of infectious diseases, transmission of human pathogens (such as the
including waterborne illnesses (Carpenter et al. Asian tiger mosquito Aedes albopictus) and can
2011; see also the chapter on infectious diseases transmit viruses such as dengue, LaCrosse, West
in this volume for a detailed discussion). Although Nile and chikungunya (Benedict and Levine 2007).
the global disease burden of many formerly
devastating waterborne illnesses (e.g. cholera, A strong relationship between the human
typhoid fever) has declined considerably, others development index (HDI), access to drinking
continue to affect a significant proportion of the water services and sanitation with mortality by
global population, especially in the world’s lowest- diarrhoea was found in some parts of the world,
income regions, such as sub-Saharan Africa, where particularly low-income countries. Almost half
the highest concentration of poverty occurs (Hotez of the population in these countries is at risk
and Kamath 2009). of exposure to waterborne diseases, including
gastroenteric diseases such as dysentery,
The presence of pathogenic (disease-causing) giardiasis, hepatitis A, rotavirus, typhoid fever and
microorganisms in freshwater can lead to the cholera. Less economically developed countries
transmission of waterborne diseases,¹⁰ many of such as Haiti, for example, had the lowest water
which cause diarrhoeal illness, a leading cause of and sanitation coverage levels, coupled with the
mortality in children under 5 years of age, and lowest HDI values and highest child mortality
among the most prevalent waterborne illnesses, rates, in contrast to Chile, Costa Rica, Cuba and
particularly in low- and middle-income countries Uruguay, among others, which had higher values
(Prüss-Ustün et al. 2014; WHO 2013; WHO and and coverage (PAHO 2012).
UNICEF 2012; UNESCO 2009; Prüss-Üstün and
Corvalán 2006).¹¹ Unsafe drinking water itself Human alteration of hydrological regimes has
accounts for 88% of diarrhoeal disease worldwide often been motivated by concerns for human
(including cholera, typhoid and dysentery) and health and well-being (Myers et al. 2013). While
results in 1.5 million deaths each year, the majority altered waterways (e.g. dams, irrigation canals,
urban drainage systems) have indeed provided
¹⁰ The contamination of surface waters with fecal material from humans, livestock or wildlife has been identified as an
important (albeit not exclusive) pathway for the transmission of waterborne diseases (Prüss-Üstün and Corvalán 2006;
US EPA 2003; Ragosta 2010).
¹¹ See also http://www.who.int/mediacentre/factsheets/fs330/en/; http://www.cdc.gov/healthywater/wash_diseases.html
¹² Children under 5 years of age living in poor dwellings with inadequate access to health services are the most susceptible
to diarrhoeal disease and account for the overwhelming majority of all deaths attributed to these diseases (WHO 2004).
Relatively little is known about the pathogens that account for diarrhoeal disease themselves (Yongsi 2010).
¹³ Human activities can hamper the ecological balance of wetlands and thereby alter existing disease dynamics or introduce
novel disease problems (Horwitz et al. 2012). For example, flood risk may also increase as a result of degradation of coastal
wetlands, demonstrated with Hurricane Katrina’s impact on New Orleans, and extant deforestation exacerbated the health
impact of the 2010 earthquake in Haiti.
While ecosystems can act as disease reservoirs, there is abundant scienti c literature to support
the claim that these cannot be viewed in isolation from the human activity that alters them.
Schistosomiasis is a waterborne disease that a ects some 200 million people worldwide. It can
cause grave damage to internal tissues, including the liver, intestines and bladder, and has been
found to undermine growth and development in children.
While schistosomiasis has been closely related to ecosystem disruption and the unsustainable use of
biological resources, it is also sustained in a setting of poverty. A systematic review of schistosomiasis
and water resource development carried out by Steinmann et al. (2006) estimated that among
200 million infected, an estimated 93% (192 million cases) occur in sub-Saharan Africa, including
29 million in Nigeria, 19 million in the United Republic of Tanzania, and 15 million each in the
Democratic Republic of the Congo and Ghana. Approximately 76% of the population in sub-Saharan
Africa lives near rivers, lakes and other contaminated water bodies.
Schistosomiasis is caused by parasitic worms (Schisotoma spp.), which spend a portion of their life-
cycle in some species of freshwater snails that act as intermediate hosts for the disease. People
become infected with the parasitic worms when they enter contaminated waters and the parasitic
worms leave their host to penetrate human skin, thus infecting the subject. In Lake Malawi, it was
found that over shing caused an increase in abundance of Bulinus nyassanus, a snail species that
acts as the intermediate host of the schistosome parasite.
¹⁴ See MDG 7 (Ensure environmental sustainability) Targets 9, 10, 11; MDG 4 (Reduce child mortality) Target 5; MDG 6
(Combat HIV/AIDS, malaria, and other diseases) Target 8.
¹⁵ It is estimated that 1.1 billion people did not have access to safe drinking water and 2.4 billion lacked access to improved
sanitation when these goals and targets were first adopted.
¹⁶ When the MDGs were first adopted, approximately 3.1% of annual deaths (1.7 million) and 3.7% of the annual health
burden of disability-adjusted life years (DALYs) worldwide (54.2 million) were attributed to unsafe water, sanitation and
hygiene, all of them in low-income countries and 90% of them in children (WHO 2003). Major enteric pathogens in affected
children include: rotavirus, Campylobacter jejuni, enterotoxigenic Escherichia coli, Shigella spp. and Vibrio cholerae O1, and
potentially enteropathogenic E. coli, Aeromonas spp., V. cholerae 0139, enterotoxigenic Bacteroides fragilis, Clostridium difficile
and Cryptosporidium parvum (Ashbolt 2004; WHO 2003a).
¹⁷ By 2010, some 884 million people still did not use improved sources of drinking water (WHO 2010a). Additionally, 2.6 billion
people did not use improved sanitation.
In Kenya, the prevalence of urinary schistosomiasis in children rose to a staggering 70% ten years
after the start of the Hola irrigation project (prevalence was 0% prior to the start of the project). The
irrigation project led to the introduction of a new snail vector well suited to the altered environment.
The prevalence of schistosomiasis further increased to 90% by 1982. (Malaria is another disease that
has been closely associated with the construction of dams and irrigation projects.)
In the Nile Delta of Egypt, dam construction in 1965 also led to an increase in schistosomiasis by
increasing the habitat for Bulinus truncates, leading to an increase of almost 20% in the 1980s from
6% prior to dam construction. The increase in disease prevalence was even greater in other parts of
the country.
Sources: Myers and Patz 2009 (and references therein); Evers 2006; Molyneux et al. 2008; Steinmann et al. 2006; Hotez and
Kamath 2009.
5.1 Aquatic invasive alien species that eutrophication also played a role in the mass
extinction event recorded by observers in Lake
Invasive alien species (IAS) are a major threat to
Victoria, and that the Nile perch is now on the
biodiversity (Simberloff et al. 2005; McGeoch et
decline (Stearns and Stearns 2010; Goudswaard
al. 2010). Aquatic invasive species are among the
et al. 2008). While the introduction of alien
most pernicious, often travelling across the globe
species may sometimes be beneficial, the case of
before introduction. While some introductions are
the Nile perch remains a very good example of
purposeful, such as the introduction of the Nile
how irreparable harm can be done to a complex
perch (Lates niloticus) to Lake Victoria, which has
ecosystem and why commercial introductions
caused disastrous and irreparable harm, many
should be viewed with the utmost caution for
others are incidental. The perch was introduced
potential consequences.¹⁸
for commercial reasons, and it proceeded to
dominate the lake and led to the extinction of In contrast, many aquatic invasives have arrived
up to 200 species of endemic haplochromine after surreptitiously travelling on cargo ships and
cichlids (Goldschmidt et al. 1993). Recent oil tankers, which use ballast water to balance
evidence suggests that there has been some their hulls.¹⁹ The zebra mussel worked its way
recovery of aquatic biodiversity in the area, and into the North American Great Lakes via Russia
¹⁸ Invasive species Limnoperna fortunei (Dunker 1857), Mytilidae, is considered as a major problem for hydroelectrical power
plants because of their high growth rates, which obstruct the pipes. However, their filtering rates are among the highest for
suspension-feeding bivalves, reaching as high as 125–350 ml individual–1 h–1. The high filtration rates, associated with the
high densities of this mollusc (up to over 200 000 ind m–2) in the Paraná watershed – where there are many dams, including
Itaipu Binacional, one of the largest in the world – suggest that its environmental impact may be swiftly changing ecological
conditions in the areas colonized, which include four countries, Brazil, Paraguay, Uruguay and Argentina (Sylvester et al. 2005).
¹⁹ Other means of accidental introduction include pet, aquaculture and aquarium releases or escapes, seaway canals, and even
irresponsible research activities.
²³ http://www.marineboard.eu/images/publications/Oceans%20and%20Human%20Health-214.pdf
²⁴ http://www.ramsar.org/cda/en/ramsar-home/main/ramsar/1_4000_0
human health
1. Introduction million in 2012 (WHO 2014¹). This was equivalent
to 1 in every 8 deaths globally, making air pollution
Air pollution is a significant problem in cities the most important environmental health risk
across the world. It affects human health and worldwide (WHO 2014a). Other diseases affected
well-being, ecosystem health, crops, climate, by air pollution include cardiovascular disease,
visibility and human-made materials. Health immune disorders, various cancers, and disorders
effects related to air pollution include its of the eye, ear, nose and throat such as cataract and
impact on the pulmonary, cardiac, vascular and sinusitis. Epidemiological evidence suggests that
neurological systems (Section 2). Trees affect air prenatal exposure to certain forms of air pollution
quality through a number of means (Section 3) can harm the child, affecting birth outcomes and
and can be used to improve air quality (Section infant mortality. Childhood exposure to some
4). However, air pollution also affects tree health pollutants also appears to increase the risk of
and plant diversity (Section 5). Bioindicators can developing health problems in later life, affecting
be useful for monitoring air quality and indicating the development of lung function and increasing
environmental health (Section 6). Understanding the risk for development of chronic obstructive
the impacts of vegetation biodiversity on air pulmonary disease (COPD) and asthma.
quality and air quality on vegetation biodiversity
is essential to sustaining healthy and diverse Several respiratory illnesses caused or otherwise
ecosystems, and for improving air quality and affected by air pollution are on the rise. These
consequently human health and well-being. include bronchial asthma, which affects between
100 and 150 million people worldwide, with
$LUSROOXWLRQDQGLWVHƨHFWVRQ another 65 million affected by some form of
COPD. Other human health problems from air
human health
pollution include: aggravation of respiratory and
Air pollution can significantly affect human and cardiovascular disease, decreased lung function,
ecosystem health (US EPA 2010). Recent research increased frequency and severity of respiratory
indicates that global deaths directly or indirectly symptoms (e.g. difficulty in breathing and
attributable to outdoor air pollution reached 7 coughing, increased susceptibility to respiratory
¹ World Health Organization, 2015. Health and the Environment: Addressing the health impact of air pollution. Sixty-eighth
World Health Assembly, Agenda item 14.6. A68/A/CONF./2 Rev.1 26 May 2015. http://apps.who.int/gb/ebwha/pdf_files/
WHA68/A68_ACONF2Rev1-en.pdf (last accessed June 2015)
Plants provide an important ecosystem service Some pollutants, both gaseous and particulate, are
through the regulation of air quality. Although directly emitted into the atmosphere and include
the effects of plants on air quality are generally sulfur dioxide (SO2), nitrogen oxides (NOx),
positive, they can also to some degree be negative carbon monoxide (CO), particulate matter (PM)
(as discussed in section 3 below). Likewise, air and volatile organic compounds (VOC). Other
quality can have both positive and negative pollutants are not directly emitted; rather, they are
impacts on plant populations. These various formed through chemical reactions. For example,
impacts are partially dependent upon the diversity ground-level O3 is often formed when emissions
of the plant species, vegetation assemblages and of NOx and VOCs react in the presence of sunlight.
size classes. This chapter explores the role of Some particles are also formed from other directly
biodiversity in regulating air quality in positive emitted pollutants.
and negative terms, including a discussion of
current knowledge gaps and recommendations.
3. Impacts of vegetation on air
Air pollution also affects the environment. Ozone quality
and other pollutants can damage plants and trees, There are three main ways in which plants affect
and pollution can lead to acid rain. Acid rain can local air pollution levels: via effects on local
harm vegetation by damaging tree leaves and microclimate and energy use, removal of air
stressing trees through changing the chemical pollution, and emission of chemicals. Each of
and physical composition of the soil. Particles these are described below.
in the atmosphere can also reduce visibility. The
typical visual range in the eastern US parks is
(ƨHFWVRISODQWVRQORFDO
15–25 miles, approximately one third of what it
would be without human-induced air pollution.
microclimate and energy use
In western USA, the visual range has decreased Increased air temperature can lead to increased
from 140 miles to 35–90 miles (US EPA 2014). Air energy demand (and related emissions) in the
² This altered energy use consequently leads to altered pollutant emissions from power plants used to produce the energy
used to cool or heat buildings. Air temperatures reduced by trees can not only lead to reduced emission of air pollutants
from numerous sources (e.g. cars, power plants), but can also lead to reduced formation of O3 ,as O3 formation tends to
increase with increasing air temperatures.
³ Trees also directly affect particulate matter in the atmosphere by intercepting particles, emitting particles (e.g. pollen) and
resuspending particles captured on the plant surface. Some particles can be absorbed into the tree, though most intercepted
particles are retained on the plant surface. Many of the particles that are intercepted are eventually resuspended back to the
atmosphere, washed off by rain, or dropped to the ground with leaf and twig fall. During dry periods, particles are constantly
intercepted and resuspended, in part, dependent upon wind speed. During precipitation, particles can be washed off and
either dissolved or transferred to the soil. Consequently, vegetation is only a temporary retention site for many atmospheric
particles, though the removal of gaseous pollutants is more permanent as the gases are often absorbed and transformed
within the leaf interior.
7DEOH0HDQSHUFHQWWUHHFRYHUDQGVWDQGDUGHUURU6(IRU86FLWLHVZLWKGLƨHUHQW
potential natural vegetation types (forest, grassland, desert) by land use (from Nowak
et al. 1996)
Includes agriculture, orchards, transportation (e.g., freeways, airports, shipyards), and miscellaneous.
ǡǤǢǰǭǠɻ Species richness and values for tree populations in various cities. Numbers in parentheses are
sample size based on 0.04 hectare plots. (A) Dark line indicates average species richness in eastern US
forests by county (26.3).
Washington DC (201)
0 20 40 60 80 100 120
Number of Tree Species
ɯǝɰ Shannon–Wiener Diversity Index values. Shaded area indicates typical range of diversity values for
forests in the eastern US (1.7–3.1).
Washington DC (201)
⁴ Within forests, leaf area also varies with tree age/size, with large healthy trees greater than 30 inches in stem diameter in
Chicago having approximately 60–70 times more leaf area than small healthy trees less than 3 inches in diameter (Nowak
1994).
There are numerous gaps in knowledge related • Increase the amount of healthy vegetation
to biodiversity, including plant biodiversity (increases pollution removal).
(species-specific effects) and air quality. As there
are numerous species globally, these gaps are • Sustain the existing vegetation cover (maintains
felt across the world. However, leaf area is the pollution removal levels).
dominant characteristic that affects many aspects
of air quality. Thus, general magnitudes of impact • Maximize the use of low VOC-emitting species
can be assessed among plant communities based (reduces O3 and CO formation).
on leaf area. The individual species effects are
most important in determining variations within • Sustain large, healthy trees (large trees have
plant communities, understanding the impacts of greater per-tree effects).
biodiversity and guiding vegetation management.
There are gaps in all aspects of plant species effects
• Use long-living tree species (reduces long-term
pollutant emissions from planting and removal).
on air quality, but some of the better-researched
aspects are related to VOC emissions, which • Use low-maintenance species (reduces pollutant
are species or genera dependent. Estimates and emissions from maintenance activities).
comparisons of pollen allergenicity among plant
species also exist (e.g. Pettyjohn and Levetin • Reduce fossil fuel use in maintaining vegetation
1997; Ogren 2000; Cariñanosa et al. 2014). (reduces pollutant emissions).
One of the least understood aspects related to
individual species characteristics and air quality • Plant trees in energy-conserving locations
effects relates to species-specific removal rates (reduces pollutant emissions from power plants).
(deposition velocities) for various pollutants. In
addition, while there are various studies relating • Plant trees to shade parked cars (reduces
air pollution to human health, there are few vehicular VOC emissions).
studies relating vegetation impacts to pollution
concentrations and human health effects. • Supply ample water to vegetation (enhances
pollution removal and temperature reduction).
To facilitate air quality improvements through
biodiversity and management of vegetation, • Plant vegetation in polluted or heavily
there are various steps that managers and policy- populated areas (maximizes pollution removal and
makers could take. The first step could be to assess air quality benefits; however, specific vegetation
the local species composition and biodiversity as designs need to be considered so that they do not
a basic foundation for understanding the local increase local pollutant concentrations, such as
vegetation structure. The second could be to assess near roadways).
what impacts this current vegetation structure
has on air quality (e.g. estimating pollution • Avoid pollutant-sensitive species (improves
removal, VOC emissions, impacts on building plant health).
energy conservation and emissions, etc). To aid in
understanding the vegetation ecosystem services,
• Utilize evergreen species for particulate matter
(year-round removal of particles).
various models exist (e.g. i-Tree). Policy-makers
could also facilitate increased research to better Through proper design and management, plant
understand the effects and impact of individual systems and biodiversity can be utilized to
species on air quality. enhance air quality and provide numerous other
ecosystem services, and consequently improve the
Local vegetation management decisions can help
health and well-being of people and ecosystems
improve air quality. Vegetation management
across the globe.
¹ In this chapter, agriculture is taken to include crop and animal production, and freshwater aquaculture for food and other
goods and services. It does not include marine aquaculture and wild fish harvesting and covers forest production systems
only insofar as they contribute to food production.
² The Committee on Food Security describes food security as existing when all people, at all times, have physical, social and
economic access to sufficient, safe and nutritious food that meets their dietary needs and food preferences for an active
and healthy life. It identifies four pillars of food security – availability, access, utilization and stability, and notes that
the nutritional dimension is integral to the concept of food security. See: http://www.fao.org/fileadmin/templates/cfs/
Docs0910/ReformDoc/CFS_2009_2_Rev_2_E_K7197.pdf
³ See ftp://ftp.fao.org/docrep/fao/011/i0283e/i0283e02.pdf
A total of 7616 livestock breeds from 180 countries are mentioned in the Food and Agriculture
Organization (FAO) s Global Databank for Animal Genetic Resources for Food and Agriculture. It
has been estimated that 30% of these are at risk of extinction. In contrast to crops plants where
signi cant populations of potentially valuable crop relatives exist in the wild, The state of the world’s
animal genetic resources for food and agriculture (FAO 2007) notes that “with the exception of the
wild boar (Sus scrofa), the ancestors and wild relatives of major livestock species are either extinct
or highly endangered as a result of hunting, changes to their habitats, and in the case of the wild red
jungle fowl, intensive cross-breeding with the domestic counterpart. Thus, domestic livestock are the
depositories of the now largely vanished diversity” (FAO 2007:6).
Aquatic agroecosystems, such as sh–rice systems of South and South-East Asia, contain a rich
diversity of edible species. For many rural populations living in these areas, rice and sh are the
main dietary staple. Aquatic animals are often the most important source of animal protein and are
essential during times of rice shortages, providing essential nutrients that may otherwise not be
adequate (Halwart 2006). Thus, wild and gathered foods from aquatic habitats provide important
diversity, nutrition and food security. Recent studies on the utilization of aquatic biodiversity from
rice-based ecosystems during one season only in Cambodia, China, Laos and Viet Nam found that
145 species of sh, 11 species of crustaceans, 15 species of molluscs, 13 species of reptiles, 11
species of amphibians, 11 species of insects and 37 species of plants were caught or collected
(Halwart 2013; Halwart 2006; Halwart and Bartley 2005).
Bangladesh contains a great variety of inland water bodies, including beels, ponds, rivers, canals,
ditches and rice paddy elds, which contain more than 267 freshwater sh species (Rahman 1989).
In particular, small indigenous sh species (Parambassis baculis, Parambassis ranga, Rohtee cotio,
Esomus danricus, Corica soborna, Chanda nama, Amblypharyngodon mola, Channa punctatus, Puntius
ssp.) are a rich source of highly bioavailable nutrients, animal protein and some, with a high fat
content, contain bene cial polyunsaturated fatty acids. Indigenous sh species, such as darkina
(Esomus danricus), have a high iron, zinc and vitamin A content (Thilsted 2013; see also the chapter
on nutrition).
Integrated aquatic agroecosystems demonstrate the many bene cial interactions between the
di erent elements of biodiversity that enhance food production and the ecosystem services that
support it while signi cantly increasing agricultural biodiversity and reducing production risks.
Rice plants contribute to improved water quality and ensure temperatures for optimum prawn and
sh production. Plants provide habitat and shelter for sh, reducing the risk of predation. Foraging
on aquatic sediments, including pests and weeds, and the consumption of phytoplankton by sh
enhances nutrient exchange between water and soil, and reduces the need for pesticides and
fertilizers. Small indigenous sh species also tend to be preferred by farming households and
constitute an important source of minerals, micronutrients and vitamins (Bunting and Ahmed 2014).
⁴ See also Climate change and adaptation and prawn-fish-rice agroecosystems, Landscapes Blog for People, Food and Nature
http://blog.ecoagriculture.org/2014/07/14/climate-change-adaptation-and-prawn-fish-rice-agroecosystems/
i) Change in the delivery of supporting and Land use change, particularly deforestation for
regulating services from natural habitat agriculture, is a leading contributor of carbon
important for agricultural production; dioxide (CO2), the greenhouse gas that is the
primary contributor to climate change. An
ii) The loss of habitat for wild species, which estimated 1.3 T 0.7 Pg C year-¹ of CO2 is emitted
contribute to diets in many parts of the world as a result of tropical land-use change (Pan et al.
(reviewed in the chapter on nutrition); 2011), and land-use change accounts for 20–24%
of all CO2 emissions annually (IPCC 2014).
iii) Increased interaction with disease host, Although there is currently little agreement on
vectors and reservoirs (discussed briefly here the net biophysical effect of land-use changes on
and reviewed in the chapter on infectious the global mean temperature, its biogeochemical
diseases); effects on radiative forcing through greenhouse
gas (GHG) emissions was found to be positive
iv) Loss of medicinal plants (reviewed in the
(Working Group I Chapter 8; Myhre and Shindell
chapter on traditional medicine);
2013). The impacts of climate change are expected
to both affect and be affected by the agricultural
v) Cultural ecosystem services and mental well-
sector, with rising global temperature exceeding
being associated with interactions with nature
the thermal tolerance of certain crops (Bita and
and landscapes (see the chapter on mental
Gerats 2013), more erratic precipitation patterns
health in this volume).
(Rosenzwieg et al. 2001) and greater incidence of
Most land conversion is currently taking place disease outbreaks (Rosenzwieg et al. 2001).
in tropical forest regions, home to some of the
With the most fertile lands already used
highest levels of biodiversity globally and a critical
for farming, land conversion for agriculture
biome regulating global ecosystem services. Since
increasingly brings marginal and/or fragile lands
the 1980s, 55% of new agricultural land in the
The importance of agricultural biodiversity in supporting soil health and associated regulating and
supporting ecosystem services has been reviewed by Swift et al. (2004). The importance of diversity
of soil biota and of the maintenance of all components of the soil food web, and of diversity within
di erent levels has been described by Beed et al. (2011), Gliessman (2007) and M der et al. (2002).
However, the amount of diversity that is needed or desirable is the subject of some debate and some
authors have argued that, in functional terms, saturation is reached at fairly low levels of species
diversity. There is growing evidence that natural and less intensive agricultural production systems
have higher levels of diversity than those under intensive agriculture and that higher levels of
diversity are associated with improved delivery of key ecosystem services. Swift et al. (2004) have
noted the importance of maintaining total system diversity and of practices, such as conservation
agriculture, and mulching, which ensure higher diversity levels in the soil.
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As global incomes increase, diets increasingly shift from the protein derived from plant products
to increased consumption of meat, dairy and eggs, adding pressure on farming systems to increase
livestock production (Tilman et al. 2011). Global meat production is projected to more than double
from 229 million tonnes in 1999/2001 to 465 million tonnes in 2050, while milk output is set to
climb from 580 to 1043 million tonnes (FAO 2006). Already livestock production uses 30% of the
earth s entire land surface, mostly permanent pasture but also including 33% of the global arable
land used to produce feed for livestock (FAO 2006; Cassidy et al. 2013). While livestock makes an
important contribution to food security, its increased consumption is also a contributing factor to the
increase in noncommunicable diseases (NCDs) and can have negative impacts on biodiversity (as
discussed in the chapter on nutrition in this volume).
Livestock feed crops (maize, soya) in low-diversity and high-intensity cultivation systems are a very
ine cient use of resources and crop calories. For every kilogram of beef produced, 1 kg of feed is
needed (USDA 2002). At present, 36% of calories produced by cropping systems is used for animal
feed of which only 12% are ultimately used for human consumption (Cassidy et al. 2013). It has
been estimated that if these calories were consumed by people directly, the current global food
production system could feed an additional 4 billion (Cassidy et al. 2013), meeting our estimated
population growth forecasts for 2050.
The conversion of land for pasture is a major driver of deforestation. For example, in Latin America,
some 70% of former Amazonian forest has been turned over to grazing (FAO 2006). Widespread
overgrazing disturbs water cycles, reducing replenishment of above-and below-ground water
resources. Beyond land conversion, the livestock sector can also be deleterious to increasingly scarce
water resources with negative implications for human health (McMichael et al. 2007). Animal wastes
antibiotics and hormones, chemicals from tanneries, fertilizers and the pesticides used to spray feed
crops contribute substantially to water pollution, eutrophication and the degeneration of coral reefs,
while also posing health risks, such as antibiotic resistance (FAO 2006; Horrigan et al. 2002). The use
of these products not only a ects biodiversity but also has health consequences, for example, by
a ecting drinking water quality, increasing the risks for several types of cancer, undermining local
sheries – another important source of dietary protein – and contributing to endocrine disruption
and reproductive dysfunction (Horrigan et al. 2002; see also chapter on freshwater in this volume).
Reduced pest activity not only increases potential 2. Because of their indiscriminate mode of action,
food production, but it may also reduce or herbicides have a direct negative effect on plants
eliminate the need for pesticides and reduce the that occur in and around agricultural production
presence of deleterious compounds associated systems. These include crop wild relatives and
with specific pests. plants used for integrated pest management
strategies, such as the push – pull system. A
3.3.1 ,he use of pesti;ides and number of pesticides have also been shown to have
fertiliRers in a?ri;ultural produ;tion some direct harmful effect on plants, including
poor root hair development, shoot yellowing and
The negative effects of pesticides on human health, reduced plant growth (Walley et al. 2006).
biodiversity and agricultural biodiversity have
been well documented. Pesticides affect almost 3. It has been estimated that farmers in the United
all living organisms and it has been estimated States (US) lose at least $200 million a year from
that more than 95% of herbicides and insecticides reduced crop pollination because pesticides applied
sprayed over agricultural fields reach a destination to fields eliminate about a fifth of honeybee
other than their target species (Tyler Miller colonies in the US and harm an additional 15%
1994). Pesticides can be carried away by runoff (Tyler Miller 2004). Henry et al. (2012) found
water, seepage and leaching into ground-water, that, even with very low levels of the pesticide
streams and aquatic environments, and through thiamethoxam, a neonicotinoid insecticide, in the
soil erosion. Through drift or evaporation, air bee’s diet a high proportion of bees (more than
can transport them for short and long distances, one third) suffered from orientation disorder and
contaminating other areas, including wildlife were unable to come back to the hive, putting the
(Cornell University 2001b; National Park Service colony at risk of collapse (colony collapse disorder)
2014; Papendick et al. 1986). The following (see also Whitehorn et al. 2012). The pesticide
examples illustrate the effect of pesticides on concentration was much smaller than the lethal
agricultural biodiversity: dose currently used, and its application, together
with clothianidin and imidacloprid, was restricted
1. As persistent soil contaminants, pesticides by the European Union in April 2013 (Wall Street
negatively affect soil biota leading to lower organic Journal 2013).
matter content and reduced water retention, the
latter reducing yields in drought years (Lotter et al. The repeated application of many of the chemicals
2003). The reduction in soil- dependent ecosystem used as pesticides increases pest resistance, while
services, such as carbon and nitrogen cycling, its effects on other species can facilitate the pest’s
leads to a situation of increased dependence on resurgence (Damalas and Eleftherohorinos 2011).
externally derived chemical inputs to support This is true not only of fungicides, insecticides and
production – in fact, a negative feedback loop. The bacteriocides but also of herbicides. The law of
overall long-term effect of pesticides is a reduction diminishing returns comes into force and requires
in soil biodiversity (Johnston 1986). Pesticides increasing use of such pesticides with decreasing
It is likely that most farmers use pesticides of some Depending on their nature, properties and mode
kind or other at some stage in their production of use, exposure to pesticides can have a wide
(Alavanja 2009). Even many small- scale farmers range of negative health effects (Cornell University
in developing countries will use some pesticides 2001a). These include the following:
and this can create major health problems through
lack of appropriate equipment or knowledge, or • Reproductive effects: effects on the reproductive
through the use of outdated products. The US system or on the ability to produce healthy
Environmental Protection Agency’s (EPA) report offspring;
on Pesticides Industry Sales and Usage (2006 and
2007 Market Estimates) reports that the amount • Teratogenic effects: effects on unborn offspring,
of pesticide used worldwide was approximately such as birth defects;
2.36 billion kg on average in 2006 and 2007, of
which more than 0.5 billion kg (21%) was used
• Carcinogenic effects: produces cancer in living
animal tissues;
Crops for industrial use, including biofuels, make up 9% of crops by mass, 9% by calorie content,
and 7% of total plant protein production, diverting a considerable quantity of food away from
human consumption (Cassidy et al. 2013). In 2000, biofuel production alone represented 3% of
crop production and is estimated to have increased more than 450% (in terms of litres produced)
between the year 2000 and 2010 (WWI 2009), suggesting that increasing areas of land are being
dedicated to the production of intensively managed corn, vegetable oils and sugarcane (Cassidy
et al. 2013). Based on biofuel statistics from 2010, ethanol production from maize in the United
States and from sugarcane in Brazil alone now represents 6% of global crop production by mass
and 4% of calorie production (FAPRI 2011). Although biofuels are meant to help reduce the
dependence on carbon-dense energy sources and reduce carbon emissions to mitigate climate
change, the production of food crops for biofuels can have additional negative impacts on human
health associated with (i) intense production techniques (i.e. air quality from forest burning, high
chemical use and contamination of waterways) and (ii) diversion of crop calories away from the food
production system. In addition to biofuels, signi cant portions of cultivated land are dedicated to the
production of bres, in particular cotton, as described in the chapter on freshwater.
Vegetable oils are among the most rapidly expanding agricultural sectors (Clay 2004), and more
palm oil is produced than any other vegetable oil (Carter et al. 2007). A native of West Africa, oil palm
(Elaeis guineensis) is grown across more than 13.5 million ha of tropical, high-rainfall, low-lying areas,
a zone naturally occupied by moist tropical forest, the most biologically diverse terrestrial ecosystem
on earth (Corley and Tinker 2003, MEA 2005). Palm oil has some of the world s largest plantations,
sometimes exceeding 20000 ha (Donald 2004), cut out of the tropical rainforests of Indonesia,
Malaysia and increasingly in Latin America. This has resulted in extensive clearing and burning
of carbon-rich forests and peat lands, contributing to biodiversity loss, poor air quality a ecting
respiratory health particularly in South-East Asia, and adding CO2 to the atmosphere (Clay 2004).
Examination of palm oil cultivation in contrast to shaded co ee, pasture and natural forest found
that palm plantations supported extremely low levels of birds, lizards, beetles and ant communities
(Power and Flecker 1998; Chung et al. 2000; Glor et al. 2001).
Per unit area, palm oil is the highest-yielding vegetable oil crop; the current global production of oil
palm fruit is estimated at 97.7 million tons, produced from 10.7 million ha; production is increasing
by 9% every year (Donald 2004). Palm oil now makes up about 21% of the world s production of
edible oils and fats, second only to soybean oil. The oil is used in the manufacture of cooking oil,
margarine, soap and cosmetics, and it has industrial uses. As a substitute for diesel, palm oil is less
suitable than other vegetable oils owing to its high viscosity, lower energy density and high ash
point (Agrawal 2007). However, oil palm gives high yields at low prices, and hence is likely to be
important in meeting biofuel demand (Carter et al. 2007; Koh 2007).
There is also concern that industrialized farming Alternative approaches to ensuring sufficient
systems are vulnerable to the same disease risks as production to meet human needs in
crop monocultures. The level of genetic diversity environmentally safe ways are broadly based
in livestock breeds has fallen dramatically over the on enhancing the use of biological processes
past century as a result of intense selection. In in agriculture. There are many alternative
cattle, the Holstein breed dominates production approaches and concepts variously identified as
in the West and intensive sire selection is leading agroecology, ecological intensification or, more
to rapid inbreeding rates with a few sons of generally, as an ecological approach to agricultural
sires and grandsires dominating US populations production (Altieri et al. 1995; De Schutter
(Holstein Assoc. USA 1986). Over the past 100 2010; FAO/PAR 2011). Ecological approaches
years, approximately 28% of livestock breeds are characterized by minimal disturbance of the
have become rare, endangered or extinct globally ecosystem, plant nutrition from organic and
(Notter 1999). This is particularly worrisome non-organic sources, and the use of both natural
as genetic diversity is required to meet current and managed biodiversity to produce food, raw
production needs in various environments, to materials and other ecosystem services. This way,
allow sustained genetic improvement, and to crop production not only sustains the health of
facilitate rapid adaptation to changing breeding farmland already in use, but can also regenerate
objectives (Notter 1999). Modern agricultural land left in poor condition by past misuse (FAO
production systems decouple agriculture from 2011). This approach to agricultural production
the surrounding environment, controlling feed, emphasizes the importance of maintaining natural
water, temperature and disease in large industrial ecosystem services and function in agricultural
complexes, selecting for animals with very little production systems rather than replacing them
environmental tolerance. In the interim, we with external inputs.
will lose breeds with a range of environmental
There are a wide range of ecologically based options
tolerances (Tisdell 2003). As climate change
including conservation agriculture (Kassam et al.
progresses, the future will not look like the present
2009), organic agriculture (Badgley et al. 2007),
of increased quantities of food calories, proteins et al. 2002) and Western Australia (Wellings et
and fat for human consumption, but they are al. 2003), as well as Central and northern Europe
increasingly sourced from a handful of energy- (Flath and Barthel 2002; Hovmoller and Justesen
dense foods (Khoury et al. 2014). Consequently, 2007). The vast and expansive spread of diseases
national food supplies worldwide became more affecting a small number of globally important
alike in composition, correlated with an increased crops can have important consequences for both
supply of several globally important cereal and local and global food supplies and human health
oil crops, and a decline of other cereal, oil and (Hovmoller et al. 2008).
starchy root species. The increase in homogeneity
worldwide portends the establishment of a global Such generalizations (Figure 1) mask the diversity
standard food supply, which is relatively species- of food crops, animal breeds, fish populations
rich with regard to measured crops at the national and genetic diversity that is still maintained
level, but species-poor globally (Khoury et al. and further developed by small-scale farmers,
2014). pastoralists and fisherfolk worldwide, and which is
available and produced in many of the world’s food
Agricultural homogenization not only affects production systems. Crop and livestock production
diets, but potentially the resilience of global food systems that are often the target of agricultural
systems. Such cropping patterns make both local development are in reality often elements of a
and global production landscapes vulnerable to larger landscape that comprises a broad range of
wide sweeping pest and disease outbreaks. As wild, weedy and feral species that not only play
landscapes become increasingly similar in the critical roles in securing food production and
crop composition, pests and pathogens, including ecosystem function but which may also contribute
those that are invasive, have increasingly large significantly to human diets, food security and
and connected cropland areas to infect and infest health, such as many of the wild edible species
– both through natural dispersal and through found in and around aquatic agricultural systems
increasingly integrated transportation and trade or forests. Wildlife is consumed as bushmeat,
pathways. This can be seen in the recent epidemics and wild leafy and fruit species, and other edible
of virulent yellow wheat rust, Puccinia striiformis species such as insects and mushrooms found in
f. sp. tritici that have appeared in new areas, e.g. and around agricultural fields play an important
eastern USA (Chen 2005), South Africa (Boshoff role in feeding populations in many parts of
Home gardens are estimated to support nearly 1 billion people in the tropics and contain remarkable
diversity of food and other utilitarian species – up to a hundred or more species per garden – and
o er great potential for improving household food security and alleviating micronutrient de ciencies
(Heywood 2013). E orts to promote nutritious biodiversity through home gardens have been the
target of food security and nutrition interventions in many countries (Nielsen et al. 2013; Pudasaini
et al. 2013), and may also provide animal products such as chickens, eggs and livestock as in the
case of the homestead gardens promoted by Helen Keller International. Some studies have found
that a child s nutritional status is associated with the presence of a home garden and that the
garden s biodiversity, rather than its size, is the most important factor ( ones et al. 2005). In addition
to enhancing food security and nutrition, the presence of home gardens in highly populated areas
creates a pleasant and aesthetically pleasing environment, which may have broader health bene ts,
including mental health bene ts, as well (Pushpakumara et al. 2012).
• Increase production including through access to improved seed and inputs; reduce pre- and post-
harvest losses; pay special attention to smallholders.
• Ensure better management of the biodiversity associated with food and agriculture; support the
conservation of and access to genetic resources, and fair and equitable sharing of the bene ts
arising from their use.
• Recognize that increasing agricultural productivity is the main way to meet the increasing
demand for food, given the constraints on expanding the amount of land and water used for food
production.
• Mobilize the resources needed to increase productivity, including research, and the review,
approval and adoption of biotechnology and other new technologies.
• Enable all farmers, particularly women and smallholder farmers from countries most vulnerable to
climate change, to adapt to, and mitigate the impact of, climate change.
• Support national, regional and international programmes that contribute to improved food safety
and animal and plant health.
• Encourage the consumption of foods, particularly those available locally, which contribute to
diversi ed and balanced diets.
production but also the nutritional content of in particular will be impacted, especially in arid
foods, particularly in respect of production of C3 and semi-arid regions, including effects on pasture
grains and legumes, which provide a large portion species composition and forage quality. Further,
of the global population with their primary source increasingly frequent and severe pest and disease
of iron and zinc. Increasing CO2 levels will lead attacks are expected. Bebber et al. (2013) highlight
to reductions ranging between 5% and 10% in poleward movements of pests and pathogens to
the iron and zinc content of the edible portion new areas from 1960 onwards. While soil-borne
of these crops, possibly increasing the burden of pathogens and diseases are likely to be more
disease for these deficiencies that already cause a of a problem under increasing temperatures
loss of 63 million life-years annually (Myers et al. (Jaggard et al. 2010), Tirado et al. (2010) and
2014). Climate change is also expected to impact Lake et al. (2012) also highlight the likelihood of
heavily on fish and livestock resources. Livestock climate change impacts on food contamination
In October 1998, Hurricane Mitch hit Central America, causing damage worth at least US 6.7 billion.
Over 10000 people died and 3 million were displaced or left homeless. In Nicaragua, a comparative
study was carried out using participatory approaches, which involved farmers and local NGOs,
on the levels of resistance to the hurricane of “sustainable” farms using a variety of sustainable
land management practices, and neighbouring “conventional” farms that lacked those practices.
On average, agro-ecological plots on sustainable farms had more topsoil, higher eld moisture,
less erosion and lower economic losses after the hurricane than the plots on conventional farms.
The di erences in favour of agro-ecological plots tended to increase with increasing levels of
storm intensity, increasing slope and years under agro-ecological practices, though the patterns of
resistance suggested complex interactions and thresholds.
(Holt-Gimenez 2002. See also the Chapter on disaster risk reduction in this volume)
⁸ http://www.ipcc.ch/report/ar5/
BIOVERSITY INTERNATIONAL
⁹ The recent adoption of guidelines on the integration of genetic diversity in climate change adaptation planning by the FAO
Commission on Genetic Resources for Food and Agriculture is a beneficial development.
Global malnutrition
ǢǭǜǫǣɻGlobal malnutrition
At the time of going to press the global figure of the number of people undernourished globally was estimated at 795 million (SOFI 2015) http://www.fao.org/3/a-i4646e.pdf
β-carotene Total
Variety Species Flesh colourƸ β-carotene α-carotene β-crypto-xanthin equivalentsƹ REƺ RAEƻ carotenoidsƼ
Banana
Utin Iap Musa spp Orange: 15 8508 na na 8508 1418 709 na
Karat Musa spp ellow/orange: 8 2230 455 30 2473 412 206 4320
Giant swamp taro
Mwahng Tekatek Cyrtosperma ellow: 1 4486 na na 4486 748 374 na
Weitahta merkusii
Mwahngin Wel Cyrtosperma ellow: 4 2930 2040 120 4010 668 334 5630
merkusii
Breadfruit
Mei Kole Artocarpus ellow 868 142 939 132 78 na
mariannensis
Pandanus
Luarmwe Pandanus tectorius ellow 310 50 20 345 58 29 5200
Imported food
Rice, white or Oryza sativa White na na na 0 0 0 0
brown
Speci c indicators for biodiversity are needed to understand, quantify, and monitor the role of
biodiversity in human diets, and the impact of biodiversity-related nutrition interventions and
initiatives. Among relevant activities under the Cross-cutting Initiative and within the framework of
the Biodiversity Indicator Partnership, FAO, INFOODS and Bioversity International convened a series of
meetings and expert consultations to propose, develop and monitor nutrition indicators for biodiversity.
During two technical meetings, two nutrition indicators were developed: Indicator 1 on food
composition (FAO, 2008) and Indicator 2 on food consumption (FAO 2010).
Indicator 1 relates to the availability of compositional data, i.e. nutrients, bioactive non-nutrients, and
contaminants, on foods meeting the criteria of biodiversity. The criteria include food items reported
at the taxonomic level below the species level, along with wild, neglected and underutilized species.
In 2008, the baseline report counted 5519 foods for Indicator 1. In subsequent years, between 835
and 5186 foods were added annually (FAO/INFOODS 2013). Researchers worldwide are submitting
their data to the FAO/INFOODS Food Composition Database for Biodiversity (FAO/INFOODS 2013a),
which serves as an international repository of analytical data on biodiversity of su cient quality.
These data are freely available, widely disseminated, and frequently cited.
Indicator 2 refers to a count of the number of biodiverse foods reported in food consumption or
similar surveys (FAO 2010). In 2009, the baseline report counted 3,119 foods. In the two reporting
periods that followed, 1,827 and 1,375 foods were added. A secondary survey indicator was
developed as a count of the number of food consumption and similar surveys taking biodiversity into
consideration in their design and/or reporting, with at least one reported food meeting the criteria for
Indicator 2 (FAO/INFOODS 2013).
These indicators have proven useful in stimulating the collection and dissemination of biodiversity
data for food composition and consumption. They are also advocacy tools to policy-makers and
programme managers for e ectively raising awareness of the importance of biodiversity for nutrition
and providing documentation of the ever-increasing knowledge of biodiversity and human nutrition.
%R[,QFUHDVLQJVPDOOƩVKLQWDNHLQSUHJQDQWDQGQXUVLQJZRPHQLQUXUDO%DQJODGHVK
The sh chutney, produced by a women s group, is presently being distributed to 150 pregnant and
lactating rural women in Sunamganj, north-eastern Bangladesh, through a project aimed at improving
the livelihoods of poor rural households. The small sh used is sourced from the wetlands and sun-
dried by local women. Assistance, training and supervision have been provided to ensure safe and
hygienic conditions for processing, storage and transportation. Women receiving the sh chutney
report producing “a lot of milk” and their children “getting more milk, being satis ed and growing
well”. Partners have shown interest in using the product in national food programmes, emergency
response food rations, school feeding programmes and for sale in local and urban outlets.
This project demonstrates that food processing is important for highly perishable products such as
sh, fruit or vegetables. They may increase food safety, market opportunities, the geographical and
temporal usage, as well as the livelihood of small-scale producers.
ǡǤǢǰǭǠɻSchematic presentation of the nutritional functional diversity metric, based on (1) species
composition in a given farm or landscape and (2) nutritional composition of these species. Thereby the
nutritional FD metric provides a way to assess complementarity between species for their nutritional
function. ǝNutritional functional diversity plotted against species richness for 170 farms in three
Millennium Villages project sites, Sauri in Kenya, Ruhiira in Uganda and Mwandama in Malawi.
ǜɰ ǝɰ
Declines in animal pollinators are a subset of biodiversity loss that have been well documented
around the globe (Vanbergen 2013; Burke et al. 2013; Potts et al. 2013). Over the past decade, the
human health implications of these declines have received increasing attention. Pollinators are
estimated to be responsible for roughly one third of human caloric intake (Kleine et al. 2007) as well
as up to 40% of the global nutrient supply (Eilers et al. 2011). Regions where pollinators contribute
most heavily to nutrient production may also be those where human populations are su ering
from the largest burdens of micronutrient de ciency diseases (Chaplin-Kramer et al. 2014). In the
rst published analysis of human vulnerability to pollinator declines based on an evaluation of
population-level dietary patterns, Ellis et al. (2015) found that as much as 56% of a population could
be placed at new risk of vitamin A de ciency as a result of the loss of animal pollinators.
Perhaps even more signi cant in terms of global health is the potential impact of pollinator declines
on the yields of food groups whose intakes, as a whole, have recently been shown to have very large
impacts on the global burden of disease. If pollinators work would need to be done manually by
mankind, additional economic costs would appear for a work less e ciently performed. The recent
assessment of the global burden of disease has emphasized a global pandemic of NCDs including
cardiovascular diseases, diabetes, and diet-related cancers (Lim et al. 2010). Because their intakes
reduce the risk of these diseases, low intakes of fruit, nuts and seeds, and vegetables have been
shown to rank fourth, twelfth, and seventeenth on the list of global risk factors for burden of disease.
ields of each of these food groups are highly pollinator dependent. A recent analysis involving a
member of our authorship group is currently in press at the Lancet and suggests very large global
burdens of disease would result from reduced intake of these food groups as a consequence of
animal pollinator declines. This analysis also emphasizes that large numbers of people around
the world would additionally be placed at risk for folate and vitamin A de ciency, and many who
are already de cient would become more de cient. Thus, animal pollinator declines could lead to
substantial new disease burdens from both micronutrient de ciencies and chronic diseases.
¹ In another example, across a sample of 14 rural villages in South Africa, on average, 96% of households
consumed wild spinach, 88% ate wild fruits, 54% ate edible insects, 52% consumed bushmeat and 51% ate
honey (Shackleton and Shackleton 2004).
² For example, more than 100 different plant species are consumed as wild vegetables in South Africa overall
(Dweba and Mearns 2011). In northeast South Africa, 45 leafy vegetables and 54 fruits were recorded in a
household survey across nine villages (Shackleton et al. 1998, 2000).
While the above data and examples show a wide Dealing with the declining intake of grown food
diversity of wild species and food types in diets, the types by increasing the quantity and diversity of
actual proportion of daily nutrient requirements wild foods in the diet is a common strategy in
³ For example, the diets of the Turumbu people in the Democratic Republic of Congo are mainly composed of
cassava, which they grow, but are supplemented on a daily basis with wild foods such as wild leafy vegetables, bush
meat, wild fish, wild mushrooms, caterpillars, ants and honey, depending on the season (Termote et al. 2010).
Forests and their non-timber forest products (NTFPs), either through direct or indirect provisioning for
human nutrition, can contribute to food security, particularly in developing countries. The potential
of indigenous food, is mostly derived from wild and underutilized cultivated species, has largely
remained untapped due to scant information on the nutritive and economic value of these foods.
For example, combining di erent indigenous fruit tree species in agroforestry systems based on the
seasonal calendar of fruit availability could result in a year-round supply of key nutrients (Vinceti
et al. 2013; amnadass et al. 2013; Kehlenbeck et al. 2013a, b; amnadass et al. 2011). A study by
Kehlenbeck et al. (2013a) in sub-Saharan Africa shows that consuming 40–100 g of berries from
Grewia tenax (Forrsk.) Fiori could supply almost 100% of the daily iron requirements for a child
under 8 years of age. In addition to micronutrients, the high sugar content of fruits such as tamarind
(Tamarindus indica L) and baobab (Adansonia digitata L) make them important sources of energy. The
fruits of Dacryodes edulis (G. Don) H. . Lam, and the seeds of Irvingia gabonensis (Aubrey-Lecomte ex
O Rorke) Baill., Sclerocarya caƱra Sond. and Ricinodendron rautanenii Schinz have a higher fat content
than peanuts (Vinceti et al. 2013; ohnson et al. 2013).
The occurrence and distribution of the African baobab (Adansonia digitata) in drier habitats of Africa,
commonly found in savanna, scrubland and semi-desert, has great potential to support communities
in more vulnerable dryland ecosystems and in the face of climate variability. The baobab is a
majestic tree in the landscape but it is not only its physical presence that exhibits diversity within
⁴ For example, Shackleton et al. (1998) reported that the majority of households in rural northeast South Africa
dried one or more wild vegetable species and between 20% and 50% dried wild fruits for use in the off season.
The role of traditional knowledge associated with wild foods is also important in helping communities cope
with lean periods as well as supporting the conservation of wild foods (Sujarwo et al. 2014; Pardo-de-Santayana
and Macia 2015).
The potential of baobab for nutrition and income generation is a good example of a new product with
high potential in European market, given the acceptance of baobab as a novel food in 2008. Due to
its high nutrition potential and demand in consumer markets, research is ongoing in East Africa by the
World Agroforestry Centre (ICRAF) to identify populations of baobab, distribution across landscapes,
variation in genetic and morphological characteristics, and the diversity of nutritional content within
and between wild populations. Information on nutrient content may facilitate the selection of priority
fruit tree species for domestication programmes aiming at improving food and nutrition security and
for income generation.
While baobab is one example, there are hundreds of other wild food trees in Africa with similar
importance for food and nutrition security. Developing and disseminating nutrient-sensitive
processing techniques for indigenous fruits can further contribute to rural livelihoods through
diversi cation of income-generating activities and by extending the shelf-life and availability of tree-
based food products for consumption during o -seasons. Markets need to be developed for these
new products, and processors linked to domestic and international markets to further improve value
chain opportunities. However, the abundance of indigenous fruit trees is said to be decreasing in
many parts of sub-Saharan Africa due to changes in ecosystem equilibrium and loss of biodiversity
as a result of changes in land use, increasing urbanization and climatic shocks, among others. All of
these result in shifts in species distribution, altered pest and disease occurrences, and possibly a
lack of pollinators (see Box 3) for su cient fruit tree diversity and occurrence. Domestication and
increased cultivation of the most important indigenous fruit tree species may help to both conserve
biodiversity and provide rural communities with better livelihood options.
3.2 Sustainable harvest and (Vinceti et al. 2013). A study from Madagascar
consumption of wild foods estimated that the loss of bushmeat from the
diet of children, without substitution by other
Wildlife resources such as bushmeat or wild meat
sources, would result in a 29% increase in children
(here encompassing non-domesticated terrestrial
suffering from iron deficiency anaemia (Golden
mammals, birds, reptiles and amphibians
et al. 2011). It must nonetheless be noted that
harvested in the wild for food) constitute the main
various activities associated with the handling of
source of animal protein in many tropical forested
bushmeat, its consumption and (illegal) trade also
landscapes (Kothari et al. 2015), though the
involve varying levels of health risks for disease
availability of bushmeat resources around urban
emergence (Wolfe et al. 2005). In particular , these
centres may decline substantially, corresponding
include activities associated with unsafe hunting,
with a prevalence in child stunting (Fa et al.
butchering and transport of some species,
2015). Bushmeat also supplies many important
especially primates (see also chapter on infectious
micronutrients in much higher amounts or with
diseases). Moreover, the over exploitation of
higher bioavailability than plant source foods
certain wild animal populations is leading to the
Indigenous and local communities have created A study led by the Centre for indigenous peoples’
an enduring relationship with the landscape and Nutrition and Environment covering 12 indigenous
its complement of flora and fauna (Turner et communities in different global regions confirmed
al. 2013).⁵ Regardless of geographical location, the diversity and complexity of indigenous
indigenous peoples suffer higher rates of health peoples’ food systems and diets (Kuhnlein et al.
disparities and lower life expectancy compared 2009).⁶ Strengthening and leveraging these food
with non-indigenous peoples (Egeland and systems is a strategy that should be considered to
Harrison 2013). Poor diet is a significant improve diets and reverse negative food-related
contributor to premature death among Indigenous health outcomes. This includes interventions that
Australians and is considered a significant risk aim to identify nutritionally rich traditional foods
factor for cardiovascular disease, type 2 diabetes, and to promote, mobilize and deliver these foods
renal disease and cancer. A study into the burden of to target populations. Not only do these food-
disease in Indigenous Australians (Vos et al. 2007) based approaches potentially improve nutrition
attributed 11.4% of the total burden of disease and health in a sustainable manner, they also help
in the indigenous population to high body mass revive traditional knowledge, biocultural heritage
and 3.5% to low fruit and vegetable consumption. and contribute to the conservation of biodiversity.
In 2012–13, 66% of indigenous Australians
over the age of 15 years were overweight or A corollary to this is the almost ubiquitous decline
obese, 42% were eating the recommended daily in intergenerational transmission of local cultural
intake of fruit (2 serves) and 5% were eating the values, beliefs, institutions, knowledge, practices
recommended daily intake of vegetables (5–6 and language regarding local biodiversity, and the
serves) (Australian Bureau of Statistics 2014). foods and food systems it underpins.
In New Zealand, statistics consistently show
Māori as being over-represented in key health Despite significant animal and plant biodiversity, it
areas such as cardiovascular disease, cancer and cannot always be assumed that a biodiversity-rich
diabetes, with much of this attributed to lifestyle environment or landscape necessarily contributes
and dietary choices. New Zealand’s latest nutrition to better diet or enhanced nutrition of individuals
survey (2011) highlights that the country’s obesity living in close proximity (Termote et al. 2012b).
epidemic has increased dramatically over the past Linking biodiversity assessments with quantitative
decade or so. This survey found that among Māori, dietary assessments in biodiverse environments
over 40% of men were obese while 48% of Māori should promote more ethnobiological studies to
women were obese. It also found that eight out better understand why some local communities do
⁵ For example, New Zealand, the southernmost landmass of the Pacific region, has a temperate but unpredictable
climate with extremes from sub-tropical in the north to sub-Antarctic in the south. Māori, the indigenous people
of Aotearoa-New Zealand, on settling in New Zealand from the more tropical Pacific islands to the north, had
to adapt their horticultural practices to this new environment and its many limitations. Much of their lifestyle
was based on a subsistence approach, including both cultivated and uncultivated plants, and the seasonal
harvesting of birds and fish. In light of the growing prevalence of obesity and NCD among the Māori, how to
recapture and retain traditional knowledge on traditional food systems is now a high priority for many Māori
communities (Roskruge 2014; McCarthy et al. 2014).
⁶ For example, in Pohnpei, there was major diversity and availability of local species and foods, with 381 food
items being documented including karat, an orange-fleshed local banana variety and pandanus varieties rich in
carotenoids. The Ingano diet revealed the utilization of over 160 types of food, ranging from roots to insects to
palm tree products with milpesos palm, yoco liana, bitter cane and cayamba mushroom found to be a priority
for maintaining local health. The Dalit food system revealed a diet highly reliant on wild plant foods with a
recorded total of 329 plant species or varieties providing food (Kuhnlein 2009).
6. Biodiversity and the nutrition • more than three times as likely to have diabetes
transition (rate ratio of 3.3);
Globalization, poverty, modern agricultural
practices and changes in dietary patterns have
• twice as likely to have signs of chronic kidney
disease (rate ratio of 2.1);
led to a “nutrition transition”. The nutrition
transition is the process by which development, • nearly twice as likely to have high triglycerides
globalization, poverty and subsequent changes (rate ratio 1.9), more likely to have more than one
in lifestyle have led to excessive dietary energy chronic condition, for example, both diabetes and
intakes, poor-quality diets and low physical kidney disease at the same time (53.1% compared
activity (e.g. Agyei-Mensah and Aikins 2010). with 32.5%).
A shift from traditional foods and healthy diets
towards consumption of poor-quality processed In many parts of the world, this nutrition
foods, often available at lower prices, has taken transition is accompanied by increased
place in many countries (see Box 5). Often this has consumption of meat, total fat and trans-fatty
resulted in the significant loss of biodiversity, and acids, sugar and sodium, components that
the agroecosystems and knowledge that nurture it, have contributed to the dramatic emergence of
much of it nutritionally superior to the energy-rich obesity and associated chronic diseases (Ho et
and nutrient-poor food products that comprise al. 2008; Eilat-Adar et al. 2008; Haddad et al.
the more simplified diets resulting from this 2014). Others also highlight that the links and
transformation (Dora et al. 2015). Such dietary interactions between diet and obesity may be
shifts are among the complex range of factors more complex than this, with diets excessively
that have contributed to the alarming levels of high in sugars and carbohydrates altering the gut
overweight and obesity observed in over 2 billion microflora to selectively favour bacterial groups
people globally (Ng et al. 2014), as well as the rise such as Firmicutes, which are better at processing
in diet-related chronic diseases such as diabetes these types of foods and converting them to
and hypertension, which have huge impacts on calories with the consequence that the obese gut
personal, social and economic development. It has microflora is much less diverse (DeClerck 2013;
been estimated that the costs of dealing with diet- Clark et al. 2012; Delzenne and Cani, 2011). As the
related NCDs globally between 2011 and 2030 will chapter on microbial diversity within this volume
Results from the Philippine National Nutrition survey suggests that the nation s diet is consistent with
the world phenomenon of diet simpli cation, that is, less complex and high-energy diets (Frison et al.
2010). Food consumption data from 1978 to 2003 show the dietary pattern of Filipinos comprised
rice, sh and vegetables. Changes in proportions of these food items, however, led to energy-dense
density diets. Alongside this, there is a downward trend in the consumption of fruits and vegetables.
Intake of starchy roots and tubers was halved from 1978 to 2003 (Pedro et al. 2006). On the other
hand, there is increased consumption of meat, fats and oil, milk and sugars. This pattern, described as
the nutrition transition, is also seen in other developing countries (Popkin 2001; Popkin et al. 2012).
Recent diet diversity studies among Filipino children also re ect simpli ed diets as diet diversity
score results are found to be below cut-o points (Kennedy et al. 2007; Talavera et al. 2011). It
should be noted that low scores indicate unsatisfactory nutrient adequacy (Hoddinott and ohannes
2002; Ruel et al. 2004; Steyn et al. 2006). This lack of diet diversity is multi factorial (i.e. lack of
purchasing power, unavailability in the markets, unfamiliarity with certain food items, lack of know-
how on to prepare/consume them). The nutrition transition, together with intensive agriculture and
environmental pressures, is also attributed to reduction in dietary diversity and the accompanying
loss in agricultural biodiversity and associated traditional knowledge (Gold and McBurney 2012).
also indicates, further exposure to the microbial Box 6). In this region, it is estimated that NCDs
diversity in the environment may also contribute account for 75% of deaths, while there are signs
to the development of Firmicutes, particularly that life expectancy in some countries is slowing,
lactobacilli and the regulation of immune even declining, as a consequence of NCDs
responses (Lewis et al. 2012). More recently, (Snowdon and Thow 2014).
scientists have shown that the gut microbiome is
much more diverse in rural Papua New Guineans Key recommendations from The Lancet Obesity
compared to people living in the United States and 2015 Series include efforts to ensure healthy
attributed this to a western lifestyle, hygiene and food environments and food systems through
diet (Martinez et al. 2015). Similar observations approaches that protect healthy food preferences
regarding gut microbiota diversity have been made from market intrusion – such as policies that
among pre-contact Yanomami Amerindians in the promote healthy food services in schools and early
Amazon (Clemente et al. 2015). As also noted in childhood settings – and approaches that allow
the chapter on agricultural biodiversity within people to satisfy their healthy food preferences
this volume, shifts to livestock intensification through food policies that place taxes on unhealthy
and diets dominated by meat consumption also foods or support good access to fresh nutritious
impact negatively on ecosystems and biodiversity, foods (Swinburn et al. 2015; Lobstein et al. 2015).
and are associated with an increased risk of NCDs, In Mexico – where the proportion of overweight
including cardiovascular disease and some types of women between the ages of 20 and 49 years
cancer (World Cancer Research Fund 2007). increased from 25% to 35.5%, and where almost
30% of children between the ages of 5 and 11 years
Some of the highest rates of obesity and growing are considered overweight – the government,
burden of NCDs can be observed in the Pacific under pressure to address the growing health
region (Snowdon and Thow 2014) where many crisis, passed a bill to apply taxes on high-
small island states have undergone major changes calorie packaged foods (including peanut butter,
in traditional diets, to the extent that they are sweetened breakfast cereals and soft drinks).
largely reliant on less healthy food imports (see More sustainable and complementary actions
The Federated States of Micronesia (FSM) have witnessed signi cant dietary shifts from nutritious
and diverse local staples to an increased dependence on imported, often unhealthy, foods in the
past few decades, with up to 40% of all imports being food imports in 1986 (Englberger et al.
2003d; 2011). In 2007, it was the second most obese country in the world, with pockets of vitamin
A de ciency being among the highest worldwide, despite its abundance of local nutritionally rich
local foods, including 133 varieties of breadfruit, 55 of banana, 171 of yam, 24 of giant swamp taro,
nine varieties of tapioca and many varieties of pandanus in the state of Pohnpei alone (Englberger
and ohnson 2013). There was little evidence of malnutrition, diabetes or hypertension before the
1940s, with vitamin A de ciency not documented until 1998, indicating the likelihood that these
were not problems . Englberger et al. (2003d) argue that it was not until a number of US initiatives
started in the 1960s that issues of dependency on imported foods and dietary shifts began and, by
1985, the national school feeding programme provided meals to 30% of its population based largely
on food imports. While access to more diversi ed foods is not without its bene ts, an over reliance
on imported foods threatens food security, sometimes leading to foods with lower nutritional
quality, and can contribute to the chronic NCD burden (borne by an already overburdened national
economy), and undermine traditional coping mechanisms and contingency planning developed by
communities to deal with periods of food insecurity. Unfavourable food and trade policies often
exacerbate these problems. Imported chicken and turkey tails are commonly eaten in FSM. These
are fatty o -cuts, which are not marketed or consumed in their countries of origin because they are
considered “health damaging products” and the practice of selling in the Paci c is seen as a form
of “food inequality” considered by some as inappropriate “food dumping” (Hughes and Lawrence,
2005; ackson, 1997). Such practices in the Paci c have prompted a range of trade-related food
policy initiatives aimed at creating a healthier food environment (Thow et al. 2010; Snowdon and
Thow 2014).
to encourage healthy local food alternatives are farming families (Roberto et al. 2015). Swinburn et
needed (GRAIN 2015), despite the government’s al. (2015) also point out that the early momentum
efforts to put in place food regulations that aim to better link agriculture and nutrition⁷ must be
to improve the availability and accessibility of maintained in order to achieve the goal of healthy,
healthy foods in schools (Roberto et al. 2015). sustainable, equitable and economically viable
One example of an initiative to create healthy food food systems. Among other things, this should
environments in schools has been the Brazilian include efforts to concentrate on the preservation
government’s changed food procurement policies and strengthening of national food sovereignty
during President Luiz Inacio Lula da Silva’s term, and agro-food biodiversity, and the creation of
which favour and support the production and sustainable diets. They also emphasize the need
consumption of non-processed, fresh and locally to include global goals to reduce obesity and NCDs
produced foods and provide greater equity to in the UN’s Post-2015 Development Agenda.
⁷ See Key recommendations for improving nutrition through agriculture and food systems. http://www.fao.org/fileadmin/
user_upload/nutrition/docs/10Key_recommendations.pdf
⁸ At the time of writing, discussions were under way on the implementation of the UFPP, which will be implemented by Milan’s
city government over the next five years. It was being drafted through a broad participatory process, beginning with an
assessment of the strengths and weaknesses of the city’s food system. See for example: http://www.ipsnews.net/2015/04/
expo-2015-host-city-promotes-urban-food-policy-pact/
BIOVERSITY INTERNATIONAL
Box 7. Slow Food and Torre Guaceto, Italy Marine Protected Area: a model to
promote food cultures, health and sustainable use
Slow Food, a grassroots organization now spanning over 150 countries, is aimed at preventing
the disappearance of local food cultures and traditions, counteracting the rise of “the fast life”,
homogenizing food production, intensive industrial agricultural crops based on monoculture,
and promoting interest in food s origins and cultural traditions at all levels of production and
consumption (Petrini 2013; Schneider 2008; Kinley 2012). The selection of Slow Food products
is based on an established set of criteria and a continuous exchange of information with local
stakeholders to ensure social–cultural, environmental and economic sustainability.
Several approaches have been used to evaluate the sustainability and nutritional impact of these
products. Recently, Pezzana et al. (2014) combined nutritional and multi-criteria sustainability to
de ne the Life Cycle Assessment of Slow Food Presidia products. The study found “high levels of
sustainability” and additional nutritional value of Slow Food products, and the value of multifactorial
approaches in the analysis of the food–health–sustainability relationship (Pezzana et al. 2014).
Presidia products focus on key issues of interest for small-scale agriculture and farming, including
the protection of mountain pastures and pastoral farming, defence of traditional landscapes
and propagation of traditional seeds by communities, protection of small-scale onshore shing,
Examples include small-scale artisanal shing, which uses low-impact shing gear and regulates
exploitation; it is part of the Mediterranean identity, employing half-a-million people in the region,
promoting sustainable shing practices and allowing sh stocks to recover. Sustainable shing also
implies the need to consider the conservation of marine species, production chains, ecological
communities, and the human communities that support and rely on them for food, nutrition
and income.
The 22 km2 marine protected area (MPA) of Torre Guaceto is a successful example of the bene ts of
Slow Food for local communities. Initially established as a no shing MPA in 1991, its enforcement
became e ective only in 2000 when the MPA authority and local shermen struck an agreement
to implement a ve-year shing ban, allowing sh to repopulate and habitats to recover (Guidetti
2010). Fishing gear and practices that caused the least damage to marine species and habitats
were enforced. By the end of 2005, striped red mullet (Mullus surmuletus), large-scaled scorpion sh
(Scorpaena scrofa) and other taxa also rebounded (Guidetti 2010). Once the reserve partially
reopened, local shermen began to haul in catches more than twice the size of those outside the
reserve (PISCO 2011).
Local MPA management authorities can also help shing communities to increase income
opportunities where these are limited by seasonal variations or local preferences. For example, the
Torre Guaceto MPA Municipality of Carovigno is far from large markets, some catch, including mullets
(family Mugilidae), are not a local favourite year-round, making market value and income highly
variable. Collaboration between the MPA Authority, the Slow Food Association and the Fishermen
Cooperative of Carovigno in 2014 led to the production of mullet llets in extra virgin olive oil in
glass jars, to stimulate quality and sustainable production of mullet processing for a broader market.
This o ers a good example of how local communities bene t from MPAs, which are critical for
their protection, and how co-management schemes within protected areas may in turn deliver
co-bene ts to ecosystems and local communities. These may reduce competition for shared shing
resources, promote foods high in nutritional value, and support livelihoods and the conservation of
food cultures. These initiatives are important to jointly increase awareness, sustainability and social
acceptance of MPAs, and maximize bene ts for local populations.
Pockets of traditional food culture remain strong plant, animal and fungal origin have been reported,
in many parts of the world despite economic, which are used and prepared in many different
social and cultural change. Where people still ways (Maundu et al. 2013a; 2013b;2013c; 2013d,
retain a close connection with the landscape. see also chapter on traditional medicines). Another
Where biocultural refugia continue to exist, example of retained traditional food culture can
which safeguard the diversity of food-related be found in the harsh geography of the Pamir
practices for food and nutrition (Barthel et al. Mountains of Afghanistan and Tajikistan, where
2013). The East Pokot and Isukha communities biodiversity plays a very large role in sustaining life
in Kenya constitute examples for rich traditional and the environment has shaped a system that is
food cultures with manifold associated traditions, uniquely suited to this region and which, in turn,
beliefs, taboos and practices based on living in a has fostered the development of a rich source of
biodiverse environment. More than 130 foods of skills and resilience in its people (van Oudenhoven
¹¹ http://www.fao.org/3/a-mm464e.pdf
¹² http://www.conab.gov.br/OlalaCMS/uploads/arquivos/14_09_15_16_03_05_artigo_evolucao_do_paa_2.pdf, http://www.
conab.gov.br/OlalaCMS/uploads/arquivos/15_03_23_15_42_09_sumario_executivo_2014_revisado.pdf
¹³ http://www.b4fn.org/
¹⁴ http://www.fao.org/3/a-mm464e.pdf
¹⁵ http://www.fao.org/3/a-ml542e.pdf
¹⁶ http://www.fao.org/3/a-mm215e.pdf
¹⁷ http://www.fao.org/nutrition/policies-programmes/en/
novel, innovative ways for individuals, century are increasingly interconnected. The
disciplines and organizations to work challenge of achieving good nutrition status
together. It will also require efforts aimed at in a way that is environmentally sustainable is
increasing the awareness of the general public, only now beginning to receive serious attention.
policy-makers, decision-makers and of the A change at scale in how people interact with
different stakeholders across all sectors on the their environment to fulfil the goals of food
importance of foods from different varieties and nutrition security is required. As we move
and breeds of plants and animals, as well as forward into the post-2015 Development
wild, neglected and underutilized species, in Agenda, it is increasingly recognized that
addressing malnutrition. human nutrition and environmental
sustainability should be considered intrinsically
5. All of this presents a big agenda; however, linked. But a major question now is “how to
the post-2015 Development Agenda presents practically do so?’. This chapter has gone some
a big opportunity. As we move forward into way in addressing this question. Innovative
the post-2015 Development Agenda we find scientific methods, pilot studies, metrics and
ourselves on the threshold of an opportunity good practices are emerging to help us rise to
where humanity can decide to alter course and the challenge. The opportunity is now to ensure
move beyond business-as-usual, which is really that nutrition security and environment are
no longer viable, to scenarios that facilitate closely linked through biodiversity in the post-
real substantial transformative change. As we 2015 Agenda.
have seen, the challenges of the twenty-first
7. Infectious diseases
1. Introduction and background 1.2 Socioecological relevance and
impacts of infectious diseases
1.1 Introduction Endemic infectious diseases (those that have
Infectious diseases have important implications been stably established in a given region) are
for both human health and biodiversity. Pathogens, responsible for over one billion human cases
the infectious diseases they cause, and the per year, leading to millions of deaths annually
organisms that carry them are often recognized (Grace et al. 2006). Two-thirds of known human
for their detrimental effects, but also serve vital infectious pathogens have emerged from animals,
roles for some species, ecosystem functioning and with the majority of recently emerging pathogens
supporting biodiversity. The same microbe may be originating in wildlife (Taylor et al. 2001; Jones et
pathogenic to some hosts and beneficial to others, al. 2008). This transmission from other species to
and the diversity and interactions of microbes are humans fits with pathogen ecology and evolution
important. For example, commensal organisms (e.g. opportunistic microbial adaptation and niche
(normal microbial flora) serve an important role exploitation), but our increasing interactions with
in fighting pathogens. This essential complexity is the environment are enabling opportunities for
often best understood in the plant kingdom, with pathogen spill-over into humans and altering
well-documented interdependencies among plant the systems around pathogen evolution and
species and microbes. In some cases, public health survival (Karesh et al. 2012). The human–human
and biodiversity needs do not align and must be transmission potential varies among pathogens.
balanced. However, human-caused global changes, For example, some infections are established in
such as deforestation, extractive industries animals (enzootic) and can be transmitted to
including logging and mining, introduction of people, but typically do not transmit between
invasive species, and urban development, are people (e.g. rabies), whereas others may be
driving infectious disease emergence and spread, maintained in human populations primarily by
as well as biodiversity loss. There are opportunities human–human transmission following initial
for preventing infectious diseases and reducing infection (e.g. HIV and Ebola virus disease).
biodiversity loss by addressing their common
drivers through a synergistic approach. With global change, ecological determinants are
interfacing more and more with socioeconomic
dynamics, affecting disease risks. As the global
ǡǤǢǰǭǠɻ Drivers of emerging infectious diseases from wildlife (Loh et al., Vector Borne and Zoonotic
Diseases. In press)
Land-use changes
Other
Bushmeat
0 10 20 30 40
Number of EID events
Increasingly intensi ed human-caused landscape and behaviour changes have had signi cant
consequences for human health over past decades. The emergence of Nipah virus provides a useful
example of anthropogenic drivers of EIDs. In 1998, the Nipah virus outbreak emerged in humans
in Malaysia. Flying fox bats (Pteropus spp.), the natural reservoir for Nipah virus, had rst infected
domestic pigs. The vehicle for the bat–pig spillover is thought to be fruit contaminated with bat saliva
from a fruit tree on the pig farm (Daszak et al. 2013). The dense pig housing conditions, respiratory
shedding and high birth rate enabled “ampli cation” of viral transmission, allowing ease of
transmission between pigs and to humans, leading to encephalitis and respiratory disease and over
100 human deaths. The disease was also seen in Singapore and was estimated to cost US 550–650
million in South East Asia, including costs incurred for control measures, the nancial impact to swine
industry, and loss of employment (Newcomb et al. 2011). Nipah virus has also since emerged in
Bangladesh and caused upwards of ten human outbreaks since 2001 (Luby et al. 2009a). The primary
mode of the initial transmission to humans in these outbreaks is thought to be infection directly
via ingestion of date palm sap that has been contaminated with bat saliva, urine or faeces (human–
human transmission following initial infection has also been reported in Bangladesh s Nipah virus
outbreaks) (Luby et al 2009a; Luby et al. 2009b). Domestic animals may also consume the date palm
sap contaminated by bats, thus potentially becoming infected and serving as an intermediate host
for infection to humans or other species (Hughes et al. 2009). As a preventive solution, some date
palm sap harvesters and researchers have tried placing bamboo skirts over sap collection buckets to
protect the harvest from contamination (Luby et al. 2009a; Khan et al. 2012). This approach promotes
both human livelihoods and the continued ecosystem services provided by bats such as seed
dispersion and pollination (Luby et al. 2009b).
Changes in species biodiversity and composition a ect infectious disease transmission dynamics
(Terborgh et al. 2001; Osteld & Holt; 2004, Rocha et al.; 2014). In the Brazilian Amazon, the
transmission cycle for the human Chagas disease-causing parasite, Trypanosona cruzi, is related to
changes in small mammal composition. Species competent in transmission have been favoured
by transformation of native forest for homogeneous açaí plantations. The vector (Hemiptera sp.) is
sheltered naturally in palm trees and is attracted to açaí plantations. As major wild mammals have
Some disease relationships involve predator and prey, as predators can feed on prey that were
already ill or disabled, removing them from a population and thus controlling disease. Other
dynamics may also play important roles, as seen with the increase in rodent populations that are
controlled by a combination of factors besides predator control (Mills 2006; Armién et al. 2009),
as seems to be the scenario for hantavirus in the southern cone of South America. Several rodent
species and viral genotypes build a parasite–host puzzle in which hantavirus infection is density-
dependent of rodent populations. Rodent populations are promoted by food supply, absence of
predators, and even adaptability to synanthropic surroundings (Palma et al. 2012). In this region,
habitat characteristics determine infection prevalence. In Paraguay and Uruguay, the highest
prevalence of infected rodents are in disturbed areas such as planted elds, highway boundaries,
planted forests, shrub-woods and near houses. In these cases, predators no longer exist and even
with depleted populations of rodents, some population densities are high, increasing transmission
risk. In Argentina, areas with highest prevalence are the preserved ones, demonstrating complexities
and showing that knowledge of species and habitat characteristics are fundamental to the study of
disease (Palma et al. 2012).
In the Amazon region the number of cases of human bat bites increased by nine times in areas of
greatest deforestation between the years 2003 (852 cases) and 2004 (8,258 cases) (Ministério da
Saúde 2006). In Pará, the Brazilian state with the highest deforestation rate, the number of cases
jumped from 383 in 2003, to 7,640 in 2004, and more than 15,000 cases in 2005. These and other
increases have been related to the loss of the wild native species that are the natural food sources
for blood-sucking bats; humans, especially in mining areas, may serve as a substitute. Despite an
increase in the number of bites, a decrease in the number of rabies cases was observed, likely
indicating development of immunity in human populations through repeated exposure (Schneider et
al. 2001).
Ecological studies in the Amazon correlate deforestation, hydroelectric industry, human occupations,
and the presence of the mosquito vector Anopheles darlingi with increased malaria risk (Vasconcelos
et al. 2006; Vittor et al. 2009). In regions with large hydropower plants, the rate of malaria is 278
Genetic erosion may occur with loss of species, resulting in selection of receptive individuals for
new pathogens or ones without ability to adapt to growing resistance to pathogens already present.
This creates patches of high prevalence of infection and risk of spill-over to neighbouring regions,
signifying the need to align conservation and health goals to maintain connectivity between natural
areas to reduce anthropogenic driving forces for the emergence of diseases and biodiversity loss.
Disease dynamics are not limited to terrestrial settings. In marine environments, parasites tend to
be generalists that seemingly use an adaptive strategy of dispersion in uid environments. Infective
forms of parasites are more common on juvenile shes that are transmitted to others through the
food chain by predation (Marcogliese 2002). In some cases, humans can replace natural de nitive
hosts (e.g. cetaceans and pinnipeds) by eating raw sh. Thus, the reduction of sh stocks and the size
of sh caught (Shin et al. 2005) may be risk factors for helminth transmission (Ferreira et al 1984).
Oceans are typically a nal destination for e uent of domestic and industrial activities, and high
concentrations of microbes in coastal waters indicate probable water and seafood contamination.
Many bacteria and viruses are autochthonous to marine ecosystems (e.g. Aeromonadaceae and
Vibrionaceae), so the use of enteric microbes as indicators of microbiological water quality is strongly
limited, although many of them are clinically important to human health and biodiversity (Moura et
al. 2012). Early eutrophication of aquatic systems bene ts parasites with gastropod and crustacean
secondary hosts; additionally, release of waste into rivers and seas from human sewage and animal
farms also increases black y populations, resulting in increased risk of transmission of onchocerciasis
and economic losses to the cattle industry in areas of the Atlantic forest (Strieder et al. 2009).
Taken together, these examples of di erent infectious disease scenarios observed in South America
highlight the complexity of disease ecology, and the impacts of rapidly changing environmental
pressures. Ultimately, they demonstrate the importance of employing science-based proactive
disease risk analyses and risk prevention and mitigation strategies.
The mechanisms vary among sites and extractive cross-species transmission of pathogens, which
activity, but road building, establishment of can result in zoonotic disease. Additionally, new
settlements, and increased mobility of people into human inhabitants (recent immigrants) might not
remote regions, coupled with a lack of domestic have immunity to zoonotic diseases endemic to
animal food supply likely lead to an increase the area, making them particularly susceptible to
in hunting, wildlife consumption, and wildlife infection.
trade in areas where these changes are occurring.
Further, if sites are poorly managed, increased 2.3.2 Food production
populations can strain existing infrastructure,
leading to overcrowding, poor sanitary conditions, Changing food production methods, particularly
improper disposal of waste, and a lack of potable in livestock production, to meet the protein needs
water. All of these changes increase the risk of of a growing global population have also increased
The growing One Health philosophy provides a new and overarching perspective for understanding
the intersections of medicine, veterinary science and the environment (Karesh et al. 2012). Although
plant health and pathogen interactions are clearly central to sustainable life on earth, their critical
roles in the health of people, animals, and other elements of the environment should be more
systematically addressed as science seeks a holistic strategy that enfolds the multisectoral, policy-
level approaches that promote a One Health perspective (Fletcher et al. 2009).
The long-running and highly disruptive human Ebola outbreak in West Africa (responsible for >25
000 reported human cases between December 2013 and early April 2015) demonstrates the
public health challenge posed by the Ebola virus. Despite global attention and response, over
fteen months into the outbreak the initial source of the outbreak had still not been de nitively
identi ed (WHO 2015). While the number of new cases had shown signs of decline as of early
April 2015, intense transmission was continuing in parts of Guinea and Sierra Leone. Prior Ebola
outbreaks in humans, and a concurrent outbreak in the Democratic Republic of Congo beginning
in August 2014, have been linked to the hunting or handling of wild animals, with subsequent
human–human transmission (Rouquet et al. 2005; Feldmann and Geisbert 2011). Some bat species
are the suspected natural reservoir for the virus and are thought to harbour it without symptoms.
Investigations of wild animal carcasses have detected infection and mortality in chimpanzees, gorillas
and duikers, suggesting that they may serve as intermediate hosts for potential human spill-over
(Rouquet et al. 2005). Ebola virus has also been recognized as causing severe declines in great ape
populations, especially critically endangered wild lowland gorilla troops (Leroy et al. 2004; Olson et
al. 2012).
Ebola virus outbreaks in humans are typically sporadic, presenting a challenge for ongoing detection
and monitoring (Leroy et al. 2004). Data generated from the Animal Mortality Monitoring Network
in Gabon and Republic of Congo and subsequently the United States Agency for International
Development (USAID) Emerging Pandemic Threats PREDICT programme suggest that surveillance for
Ebola virus circulating in wildlife may enable early detection or prevention of Ebola virus outbreaks
in humans (Rouquet et al. 2004; Olson et al. 2012). Finding fresh wild animal carcasses had been
viewed as a food resource and a sign of good fortune for some hunting communities, but poses risks
for human transmission (Karesh and Cook 2005). To manage and reduce risks from Ebola virus spill-
over, reporting of deceased or sick animal sightings by hunters and foresters can provide important
sentinel bene ts for public health and conservation monitoring, informing opportunistic sampling
by trained eld teams who can respond to reported morbidities and mortalities in wildlife with
sampling and testing e orts (Rouquet et al. 2005; Olson et al. 2012). Additionally, non-invasive
great ape faecal sampling may provide a cost-e ective surveillance method and provide data on
Ebola virus exposures and survival to bene t conservation strategies (Reed et al. 2014). This One
Health approach, paired with sharing of information on Ebola virus detection across health and
wildlife authorities and local hunting communities, allows for targeted early detection e orts and
implementation of preventive measures.
Co-evolved with humans. Loss of diversity in i) The Old infections and the commensal
modern urban settings, due to caesarean delivery, microbiotas (as well as their supplements, as yet
lack of breast feeding, antibiotics (Rook et al. poorly defined, from animals and the environment)
2014b), and increasing uniformity of diet (Khoury have potent immunoregulatory effects with well-
et al. 2014; Thorburn et al. 2014). Known to studied and documented molecular pathways,
drive development and regulation of the immune summarized in the next section (reviewed in Rook
system (Round and Mazmanian 2010). et al. 2014b).
3 +uppleEents to the sQEbioti; ii) The Old infections are rapidly and progressively
Ei;robiotas froE the natural eliminated by modern medicine and lifestyles.
enNironEent
iii) The biodiversity of the microbiotas is restricted
Major differences exist between hunter-gatherer, by the modern lifestyle.
traditional rural and urban gut microbiotas (De
Filippo et al. 2010; Yatsunenko et al. 2012). In iv) Exposure to the Crowd infections should be
an experimental model, exposure to the outdoor avoided rather than promoted.
environment increased firmicutes, particularly
lactobacilli (which produce short-chain fatty acids Therefore, depletion of categories 1), 2) and 3) is
that have anti-inflammatory effects), whereas relevant to changes in regulation of the human
rearing in the indoor environment led to increased immune system, whereas depletion of category
expression of inflammatory molecules in the gut 4) has not occurred in urban populations (except
epithelium (Lewis et al. 2012; Mulder et al. 2009). where an efficient vaccine has been deployed)
2.3 Links to socioeconomic status (SES) Gut bacteria are also able to do this. A
polysaccharide from Bacteroides fragilis, commonly
The factors mentioned in the previous paragraph present in the human gut, can expand Treg
might be exacerbated in families of low SES, who populations (Round and Mazmanian 2010), as
tend to eat unvaried fast-food diets and more can some members of clusters IV and XIVa of the
highly processed foods that lack any trace of soil genus Clostridium (Atarashi et al. 2011), some
and its microbes, whose homes are less likely to lactobacilli (Poutahidis et al. 2013), and very
include gardens, and who lack access to travel, probably unidentified organisms from the natural
overseas holidays and rural second homes (Rook environment, discussed later (Lewis et al. 2012).
et al. 2013). Some of these effects are mediated via short chain
fatty acids (SCFA) that act on G-protein-coupled
2.4 Immunoregulatory pathways driven receptors (GPCR) (Thorburn et al. 2014). SCFA are
by organisms of categories 1, 2 and 3 generated by microbiota that ferment dietary fibre.
The immune system is potentially dangerous if
It seems unlikely that we will want to bring
it attacks inappropriate targets such as harmless
back all the Old infections, unless we create a
allergens in air or food, the host’s own tissues, or
‘domesticated’, perhaps genetically modified
essential gut microbiota. When these three types of
Three important points need to be made here. First, as we learn more about the composition of
a healthy microbiota and develop better ways of driving appropriate stable modifications of the
microbiota, so our ability to treat diverse immunoregulatory and inflammatory disorders is likely
to increase: this might also involve use of organisms from the natural environment. Secondly, we
do not yet know whether people with different genetic backgrounds, or eating different diets, will
require a different microbiota, though this is likely. Thirdly, as the number of conditions known to
be modulated by the microbiota increases, so the selection of donors becomes more difficult. For
example the material outlined in previous sections implies in addition to screening the donors
for infections and load of C. difficile, we need to be sure that the donor is not obese, or at risk for
cancer, cardiovascular disease, autoimmune disease, IBD, allergies or depression.
have multiple modes of action. For example, when bus stops where people congregate (http://www.
immunoregulation is required, it is obviously theediblebusstop.org/). These projects are mostly
essential to test a probiotic that has that particular driven by aesthetic considerations, whereas we
property (Frei et al. 2015), rather than a strain now have medical reasons for supporting and
that acts by blocking an ecological niche in the amplifying such movements. This concept will
gut and reducing pathogen access, however useful again be facilitated when we have clear answers
this property might be in other contexts. Some to question a.2) outlined above; what is the
probiotics based on the spores of environmental optimal flora to plant? How do we encourage the
Bacillus species are also marketed for human and organisms that we want? It is worrying that use of
animal use, but we are not aware of any systematic water supplies contaminated with antibiotics on
attempt to identify other relevant environmental city parkland is changing the pattern of antibiotic
organisms (as pointed out in a.2 above), though resistance genes in the local soil, and so inevitably
such work is in progress. distorting the natural microbiota of these urban
green spaces (Wang et al. 2014).
b.6) Design of cities: The realization that much
of the health benefit of green spaces is not b.7) Interdisciplinary publications and media
attributable to exercise alone and is likely to be due attention: The health world concentrates
to exposure to microbial biodiversity leads to the its reading, research and publications in
possibility that not all green spaces need to be large medically-orientated journals while ecologists,
parks appropriate for team sports. Multiple, small, environmental engineers, soil scientists and
high quality green spaces, designed to harbour city planners disseminate their information
the optimal fauna, flora and accompanying in quite different ways. We need to encourage
microbiota, might provide a major health benefit. cross-disciplinary media attention and review
These could include roof gardens, vegetated publications.
walls, grass verges etc. In London, environmental
engineers have created “edible bus stops”, which
are small community gardens often located at
The success of drug development from natural Plant species as diverse as the Himalayan yew,
products manifests the common molecular Taxus wallichiana (and other Taxus spp.) or African
currency of life on earth. Species as diverse as cherry, Prunus africana, long used in traditional
Conus geographus, Penicillium citrinum and Taxus medicines, have been threatened by factors such
brevifolia – a meat-eating marine snail, rice as overharvesting and international trade, driven
fungus and boreal conifer – produce molecules by high consumer demand (Hamilton 2003). Both
that in humans relieve pain, reduce cholesterol, are listed under the Convention of International
and treat breast, ovarian, lung and other cancers, Trade in Endangered Species of Flora and Fauna
respectively, because organisms, as diverse as they (CITES). The establishment and enforcement of
are, communicate within themselves and other effective management and trade of wild-collected
creatures using common molecular currencies species, both by governments and corporations,
(Chivian and Bernstein 2008). As discussed in remains a critical need in plant conservation (e.g.
the chapter on traditional medicine, this often Phelps et al. 2014).
increases the appeal for bioprospecting for
medicines.¹ Other realms of the living world, especially
the microbial and marine, are almost entirely
While most of the medicinal potential of nature unstudied and hold vast potential for the
has yet to be tapped, we may be losing potential development of new drugs, given both their
new cures with biodiversity loss. One of several diversity and the medicines already discovered
examples is the two species of gastric brooding from them (Chivian and Bernstein 2008).
frogs indigenous to the rainforests of Queensland,
Australia. These species employ perhaps the most
unusual reproductive strategies in the animal
kingdom, using their stomachs as wombs for their
young (Chivian and Bernstein 2008; McNeely
2006). Having gone extinct in the 1980s, their
¹ For further discussion on marine bioprospecting see, for example, Hunt and Vincent (2006).
Drugs derived from natural products may perhaps be the most direct and concrete bond that many
may nd between biodiversity and medicine. However, biodiversity holds much broader connections
with human health. In many arenas of biomedical inquiry, biodiversity has beenan invisible linchpin
of discovery. For example, of the 104 Nobel prizes in Medicine awarded since Emil von Behring
received the prizein 1901 for his research on guinea pigs to develop a treatment for diphtheria,
99 were given to scientists who either directly or indirectly made use of other species to do their
research.
In 2000, Eric Kandel shared the Nobel prize in Physiology or Medicine with Arvid Carlsson for his
groundbreaking research on memory. Kandel s research established, at a cellular and molecular
level, how our brains learn and form memories. He did not study human brains to do this. Instead,
he studied the nervous system of sea hares from the genus Aplysia. A human brain has about 86
billion neurons whereas Aplysia has, all told, around 20 000, and only about 100 of those neurons
are involved in memory. In addition, Aplysia’s memory cells are also among the largest of their
kind in the animal kingdom and can be visualized with the naked eye. This makes monitoring the
electrical messages that scurry across their membranes, and exploring how these messages may alter
genes and other molecules that control a neuron s inner workings, comparatively easy. With these
advantages, Kandel found what was di cult, if not impossible, otherwise. What was gleaned from
Aplysia’s nervous system made possible further research in other species, which has deepened our
understanding not only of learning and memory, but of a host of human ailments, from substance
abuse and Alzheimer disease to the lifelong consequences of early childhood trauma.
For more on research from Aplysia see: Kandel ER. (2007). In search of memory: the emergence of a
new science of mind. New ork, USA: WW Norton & Company.
ǡǤǢǰǭǠɻ Aplysia californica releasing ink that not only clouds predators’ view but masks their sense of smell
and taste.
GENEVIEVE ANDERSON
Thermus aquaticus is another behind-the-scenes, though absolutely vital, species for biomedical
discovery. This bacterium was rst identi ed in the Mushroom Spring of ellowstone National Park
in 1966 as part of an expedition to nd life in places where it was not supposed to exist. The late
summer day that Thomas Brock and Hudson Freeze collected samples from Mushroom Spring, the
water temperature measured 69 ºC.
At rst, T. aquaticus was little more than a curiosity: an organism able to live at temperatures that
would cook most cells, including human cells. This reputation soon changed. Advances in the early
years of genetic research were many but were limited in part by di culties with replicating DNA in a
laboratory. All life replicates DNA in order to survive. To do this, paired strands of DNA are separated
and then copied using a specialized molecular copying machine known as DNA polymerase.
To separate the DNA strands, cells use a set of molecular machines. Using these machines in a
laboratory proved too di cult, so scientists turned to another method, heat. DNA strands reliably
separate at temperatures just over 90 ºC and remain separate at around 70 ºC, right near the optimal
temperature for T. aquaticus and its DNA polymerase known as Taq. The ability of Taq to copy DNA at
high temperature forms the foundation of the polymerase chain reaction, or PCR, which is arguably
the single most important tool in genetic research ever invented. In 2013 alone, nearly 27 000
articles make reference to PCR in the US National Library of Medicine s PubMed database.
ust as with the ability of natural products obtained from one species to exert in uence on many
others, the ability of Taq to work on DNA from multiple species underscores how all life shares some
basic features. At the same time, Taq also speaks of the importance of the diversity of life. Without life
thriving at high temperatures, there would be no polymerase suitable for PCR and, without PCR, the
modern-day genetic research juggernaut may never have got o the ground.
to infections (Petersen and Round 2014). The 2011; Costello et al. 2013). About 2 million of an
microbiome may also shape mood and behaviour estimated 10 million species on earth have been
(see also the chapter on microbial biodiversity given scientific names (Wilson 2003). For many
and noncommunicable diseases in this volume). of these, we know little more than their names as
The influence of microorganisms on the larger they are known from only a single encounter in
life forms they cohabit is not terribly surprising, which an explorer observed a creature never before
given the history of life on earth. Several billion seen. Most of life’s diversity, however, cannot be
years elapsed between the appearance of the first seen by the naked eye, and of these microscopic
single-celled creatures and multicellular life, and creatures, we know far less.
single-celled creatures appear to have enmeshed
themselves with all their multicellular successors. Even with this limited view of the life we share
the planet with, we know that each year the
variety of organisms on earth continues to decline
4. Future challenges: implications (CBD 2014). Recent scientific estimates indicate
of biodiversity loss for medical that species are disappearing up to 1000 times
discovery faster than occurred before humanity populated
the planet (CBD 2010). Such statistics are often
In this time of technological advancement,
difficult for many people to grasp, especially as
when the precision of measurement comes at
most loss of biodiversity goes unnoticed. While
increasingly diminutive scales such as nanoseconds
each of us may in our own lifetimes recognize that
or nanometers, and we begin to explore the most
one, or even a few, species that were once common
minute forms of life on earth, we have at best a
in a place we know have disappeared, far more
first approximation of the numbers of organisms
often species vanish without notice.
we share the planet with (May 1988; Mora et al.
Water use Hospitals and other health-care facilities This adds signi cantly to
can use large quantities of water, community demand for water
particularly for patient hygiene, surface resources, potentially impacting
cleaning, food preparation and general on aquatic ecosystems or water-
sanitation. dependent habitats.
Water quality Health-care facilities use signi cant Release of PPCPs into the soil or
amounts of a wide variety of pharma- aquatic environments, including
ceuticals and personal care products some that act as endocrine-
(PPCPs), as well as sanitizers, and other disrupting compounds, is
chemicals, such as X-ray contrast media. implicated in a range of impacts
Many of these are not fully degraded by upon ecosystems and upon animal
modern wastewater treatment systems health and behaviour.
and end up in natural waters.
Waste production As well as large quantities of general Waste disposal poses challenges
paper and plastic waste, health-care for environmental and public
facilities can produce large quantities health authorities. Inappropriate
of food waste and hazardous waste waste management and disposal
materials, including biohazardous and infrastructure can impact the
radioactive substances. quality of water, soil and air, and
a ect human, plant and animal
health.
Air quality Many hospitals have incinerators to deal This has potential for local impacts
with hazardous and/or biological waste, on human or ecological health
which may release contaminants into (e.g. from NOx, SOx, particulates,
the local atmosphere. heavy metals), as well as the wider
release of greenhouse gases.
Emissions associated with health-
care-associated transport can also be
signi cant.
Medicinal species Much modern and traditional health care Unsustainable exploitation of
harvesting, medical depends on medicines derived from biodiversity for medicinal use or
research and drug nature, from modern drugs to herbal research can endanger species and
discovery remedies and complementary therapies. ecosystems, and threaten the well-
Modern medicine also utilizes wild and being of the human communities
captive species for animal studies. they support.
ǡǤǢǰǭǠɻ Major pathways of release for active pharmaceutical ingredients into the environment
Source: Reproduced from Boxall (2004) with permission from EMBO Reports
APIs also enter sewerage systems through human In contrast, veterinary APIs (i.e. pharmaceuticals
use (Santos et al. 2010); API molecules may be used for treating animals) can enter the
incompletely metabolized or broken down in the environment more directly, for example, by
body, and whole compounds or their metabolites, being excreted directly into the soil by pasture
daughter compounds (which are also sometimes animals (Boxall et al. 2004), or directly applied to
referred to as transformation products) may be surface waters and marine habitats in aquaculture
released with domestic wastewater. Following operations, with a risk of a build-up in sediments
use, in areas with sewerage connectivity, human- (e.g. Coyne et al. 1994; Daughton and Ternes
use APIs and their metabolites will be excreted 1999; Rico and Van den Brink 2014). In terrestrial
to the sewerage system and transported to ecosystems, the use of pharmaceuticals in
wastewater treatment plants. The complexity of livestock is likely to be the most significant source
some pharmaceutical molecules can limit their of veterinary APIs entering the environment
degradation in wastewater treatment plants, (including via spreading of manure or slurry as
with the result that APIs and their transformation fertilizer). However, the use for treatment of
products can be discharged to the environment domestic pets, wildlife and feral animals may also
in the final effluent (treated water) when it is be important. Of particular interest in this regard
released to surface waters such as rivers and may be long-term, widespread programmes for
streams. In areas with low sewage connectivity, eradication of wild animal diseases through baiting
APIs will be released directly to the environment. programmes, which run the risk of dosing non-
Human-use APIs may also be released into the soil target animals directly (see, for example, Hegglin
environment when contaminated sewage sludge et al. 2004; Campbell et al. 2006). A range of
or sewage effluent is applied to land. These may veterinary APIs have consequently been detected
then be transported to groundwater and surface in agricultural soils, in marine sediments, and in
waters through leaching, land drainage and storm surface waters receiving run-off from farmland
run-off. By these routes, APIs can also enter water (Boxall et al. 2004). In addition to the manufacture
resources used for drinking water supply. Drinking and normal use of APIs, environmental inputs
water treatment systems may not effectively can also arise from their disposal, either through
remove these compounds, and APIs have been domestic refuse or disposal to the sewer system.
found in treated drinking water, albeit at very Landfill sites have been shown to be a potentially
low (ng/L) concentrations. From a toxicological important source of API contamination in surface
perspective, several detailed risk assessments
The Indian subcontinent was once home to several million vultures. These birds played a vital role
in the ecosystem, cleaning up carcasses of dead animals, and thereby helping to reduce the risk of
disease and contamination of soil and water resources. Their numbers were supported by the huge
numbers of livestock; India alone has the largest cattle population in the world. Dead livestock
are usually left out in the open for removal by vultures – the quickest, cheapest and most e cient
natural disposal method. But a drastic decline in vulture numbers began in the 1990s. The three
most abundant species – the oriental white-backed vulture (Gyps bengalensis), the Indian vulture
(G. indicus) and the slender-billed vulture (G. tenuirostris) declined by more than 95% in Pakistan,
India and Nepal between 1990 and 2001. It became evident that the decline in vulture numbers was
having an impact on ecosystem functioning, as evidenced by the number of animal carcasses that
were left to decay in elds across the Indian subcontinent. This has helped to boost numbers of feral
dogs, rats and other scavengers, resulting in a greatly increased threat of rabies and other diseases in
the human population.
Postmortems on vulture carcasses determined that massive numbers of vultures were dying
from visceral gout – the accumulation of uric acid deposits associated with kidney failure, but
microbiological and toxicological studies failed to pinpoint the cause as the decline progressed.
Eventually, an investigation of the primary food source of Gyps vultures – livestock carcasses – led
to the identi cation of a pharmaceutical compound, diclofenac sodium, as the cause. Diclofenac has
been widely administered by veterinarians and famers in analgesic, antirheumatic and antimicrobial
preparations, and its availability increased greatly in the early 1990s due to numerous market
factors. There have been reports of widespread abuse of the prescription laws that should restrict
drug sales, with poor dose controls for humans and livestock. This drug has been shown to be highly
toxic to vultures at the levels to which they are exposed from livestock carcasses. Diclofenac has
been banned in India, Pakistan and Nepal since 2008; however, there is concern that the ban is being
circumvented or ignored in some areas, and more widespread controls are required, as well as greater
cooperation with the farming community, if vulture populations are to recover in the region.
Studies have shown that African Gyps vultures are equally vulnerable to diclofenac poisoning,
suggesting that the risk may extend to all Gyps species, and there are concerns that many other
scavenging bird species are also susceptible. With the recent controversy over the approval of
diclofenac for veterinary use in parts of Europe, including Spain, which is internationally important
for avian scavengers, it is clear that there is a need for environmental risk assessments of veterinary
medicines to take a multidisciplinary perspective, based on the full scope of scienti c evidence, and
for regulatory authorities to take necessary precautions to prevent environmental contamination with
veterinary APIs.
Sources: Oaks et al. 2004; Markandya et al. 2008; Cuthbert et al. 2011; Naidoo et al. 2009; Margalida et al. 2014
is required to understand the routes of exposure One of the most pressing concerns involves
of wild populations to APIs, and how these might the manner in which antibiotic, antifungal
change under different scenarios of future climate and antiparasitic APIs in the environment may
and population changes (Boxall et al. 2008; Kim present selection pressures for drug resistance
et al. 2010; Redshaw et al. 2013). in pathogenic organisms. The increasing threat
of antibiotic resistance, including the emergence
To date, much of the research into the and rapid spread of multidrug resistance, means
environmental occurrence, fate and effects of that there is a demand for novel drug responses
APIs has been focused on high-income countries, as well as for a greater understanding of how the
and more research effort is needed to understand use, abuse or overuse, and disposal of existing
the situation in least-developed countries, and to antimicrobials might promote the emergence
devise solutions to related environmental risks and spread of drug resistance. Related to this is
(Kookana et al. 2014). Risk assessments also the need for further research on how other forms
need to be strengthened to better account for the of pollution may enhance selection pressure
sublethal effects of APIs on wildlife populations for the development of antibiotic resistance in
(e.g. in situations of low dose but long exposure), environmental microbes (Baker-Austin et al. 2006;
particularly those that may have knock-on effects Finley et al. 2013), and on how drug-resistant
on predator–prey relationships and wider food pathogens may be spread by wildlife.
chain impacts. The potential risks of synergistic
or additive impacts – through combinations of Additional work is also required to prioritize
APIs in the environment, or co-occurrence with APIs for more detailed risk assessment. For
other pollutants (e.g. the added impacts of EE2 example, which types of drugs are likely to enter
in populations also exposed to other endocrine- the environment in ecologically significant
disrupting compounds) – also need to be better quantities? It is estimated that over 4000 different
understood (Backhaus 2014). pharmaceutical compounds are currently in
¹ A community here is defined as a group of people sharing a common ecosystem/landscape and associated knowledge.
The demand for traditional medicine is increasing in Peru, as indicated by the increase in number of
herb vendors in recent years, in particular, in the markets of Trujillo. A wide variety of medicinal plants
from northern Peru can also be found in the global market. While this trend might help to maintain
traditional practices and give recognition to traditional knowledge, it poses a serious threat, as signs
of overharvesting of important species are becoming increasingly apparent.
More than two thirds of all species sold in Peruvian markets are claimed to originate from the
highlands (sierra), above the timberline, which represent areas often heavily used for agriculture
and livestock grazing. The overall value of medicinal plants in the markets of northern Peru alone
reaches US 1.2 million/year. Medicinal plants contribute signi cantly to the local economy. Such
an important market raises questions around the sustainability of this trade, especially because the
market analysis does not take into account any informal sales.
Most striking, perhaps, is the fact that seven indigenous and three exotic species, i.e. 2.5% of all
species traded, account for more than 40% of the total sales volume. Moreover, 31 native species
account for 50% of all sales, while only 16 introduced plants contribute to more than a quarter of
all material sold. About one third of this sales volume includes all exotic species traded. None of
these species are rare or endangered. However, the rising market demand might lead to increased
production of these exotics, which in turn could have negative e ects on the local ora (Bussmann et
al. 2007b).
A look at the indigenous species traded highlights important conservation threats. Croton lechleri
(dragon s blood), and Uncaria tomentosa (cat s claw) are immensely popular at a local level, and
each contributes to about 7% to the overall market value. Both species are also widely traded
internationally. The latex of Croton is harvested by cutting or debarking the whole tree. Uncaria is
mostly traded as bark, and again the whole plant is normally debarked. Croton is a pioneer species,
and apart from C. lechleri, a few other species of the genus have found their way into the market.
Sustainable production of this genus seems possible, but the process must be closely monitored,
and current practice does not appear sustainable because most Croton is wild harvested. The trade
² http://www.traffic.org/wild-meat/
Some of the other “most important traditional medicinal” species in northern Peru are either
common weeds (e.g. Desmodium molliculum), or have large populations (e.g. Equisetum giganteum).
Nevertheless, a number of species are very vulnerable: Gentianella alborosea, G. bicolor, G. graminea,
Geranium ayavacense and Laccopetalum giganteum are all high-altitude species with very limited
distribution. Their large-scale collection is clearly unsustainable. In the case of Laccopetalum,
collectors indicate that nding supplies is becoming increasingly di cult. The fate of a number
of species with similar habitat requirements raises comparable concerns. The only species under
cultivation at present are exotics, and a few common indigenous species.
There are profound challenges when it comes to the safety of the plants employed, in particular,
for applications that require long-term use. Some studies found that various species were often
sold under the same common names. Some of the di erent fresh species are readily identi able
(botanically), but neither the collectors nor the vendors make a direct distinction between species.
Often, material is sold in nely powdered form, which makes the morphological identi cation of
the species in the market impossible, and greatly increases the risk for the buyer. The best way
to ensure correct identi cation would be DNA bar-coding. The necessary technical infrastructure
is, however, not available locally. The use of DNA bar-coding as a quality control tool to verify
species composition of samples on a large scale would require careful sampling of every batch
of plant material sold in the market. The volatility of the markets makes this a very di cult task
from a logistical standpoint. Furthermore, there is no consistency in the dosage of plants used, and
vendors do not agree on the possible side-e ects. Even in the case of plant species used for clearly
circumscribed applications, patients run a considerable risk when purchasing their remedies in the
local markets. Much more control is needed, as well as stringent identi cation of the material sold in
public markets, and those that enter the global supply chain via Internet sales.
It is estimated that in India, around 300 plants and a few faunal species are in various threat categories
and their cultivation is not yet a viable economic option due to the preference for wild sourcing,
given lower costs (FRLHT 2009). There is also a general lack of information on agrotechniques
(Hamilton 2004).
To address these pressing issues, the Foundation for Revitalisation of Local Health Traditions (FRLHT)
in India initiated the establishment of the largest global in-situ conservation network by establishing
medicinal plant conservation areas (MPCAs) – as an integrated approach to in-situ and ex-situ
conservation programmes. The rationale is to conserve and study medicinal plants in their natural
habitats and preserve their gene pool, and to further develop strategies for the management of
rare, endangered and vulnerable species. The areas not only provide a good locale for studies on
threat assessment, population studies and mapping, but also for participatory forest management, as
well as for policy-makers, the community and civil society organizations. Between 1993 and 2014,
FRLHT, jointly with the State Forest Departments, established 110 MPCAs across 12 Indian states
in a globally unique model of PPP. The programme has been spearheaded in collaboration with the
Indian Ministry of Environment and Forests, and through the support of organizations such as the
Danish International Development Assistance (DANIDA), United Nations Development Programme
(UNDP) and Global Environmental Facility (GEF). Due to its success, the Planning Commission of India
recommended the establishment of 200 MPCAs across the country (Tenth Five- ear Plan, 2002).
There is also a recent move to recognize these locations as biodiversity heritage sites. A related
initiative is the establishment of medicinal plant conservation parks (MPCPs) – a community-based
ex-situ conservation initiative aimed at sustainable use of medicinal plant resources and preserving
knowledge associated with their use. Coordinated by FRLHT along with other nongovernmental
organizations (NGOs) and community-based organizations, a chain of MPCPs has been set up in
various parts of India. Attempts have also been made in pilot locations to integrate such medicinal
plant-based practices in formal primary health-care centres, apart from promoting them through
community health programmes. Within a geographical region, communities have been mobilized to
create:
• ethnomedicinal forests and resource centres housing herbaria and crude drug collections;
• outreach nurseries for the promotion of cultivation and a sustainable wild collection of medicinal
plants;
Moving up the value chain, FRLHT also established a medicinal plant conservation network (MPCN)
jointly with a number of NGOs working with di erent rural communities. As part of this e ort,
traditional healers associations have been formed at di erent levels of administration from the
province downwards. The associations conduct regular meetings and exchange of information
³ See: http://planningcommission.nic.in/plans/planrel/fiveyr/10th/volume2/10th_vol2.pdf
⁴ See: http://mpcpdb.frlht.org.
• facilitating networking through organizing medical camps, and district- and state-level conventions
of healers associations, but also healer exchange visits within the country and among other Asian
and African countries.
The FairWild Standard provides a set of best practice guidelines for the sustainable use and trade
of wild harvested medicinal plants. It provides a basis for assessing the harvest and trade of wild
plants against various ecological, social and economic requirements. It was developed through
a multistakeholder consultation process that has engaged a wide range of organizations and
individuals involved with the harvesting and trade of these resources.
Use of the FairWild Standard helps support e orts to ensure that plants are managed, harvested
and traded in a way that maintains populations in the wild and bene ts rural producers. Version
2.0 of the Standard was developed following the merger of two initiatives: International Standard
for Sustainable Wild Collection of Medicinal and Aromatic Plants (ISSC-MAP), which focused on
ecological conservation and some social/ethical aspects, and the original FairWild Standard, which
focused on social and fair trade aspects. The resulting set of principles and criteria covers eleven key
areas of sustainability. It is designed to be an applicable framework in a variety of implementation
contexts, as well as to be used as the basis for a third-party certi cation scheme.
During the development of the FairWild Standard, a number of pilot projects were carried out in
locations around the world to test its applicability. These projects included the collection of ingredients
used in traditional medicine; for example, the pilots of ISSC-MAP in India under the project “Saving
Plants that Save Lives and Livelihoods”, supported by the German Federal Ministry for Economic
Cooperation and Development (BMZ), and implemented by FRLHT and TRAFFIC India. One of the
rst studies was conducted in Karnataka, India. Through a participatory planning approach involving
various stakeholders such as scientists and community members, a task team was set up for mapping
resources and elaborating a sustainable harvesting strategy. As part of the methodology involved
documentation of medicinal plant-related knowledge and non-timber forest product (NTFP) collection
practices, resource assessments were conducted for selected species. Training was provided for
mapping and assessing di erent harvesting methods. It was found that a well-organized stakeholder
group can plan and implement an e ective participatory resource management strategy. Apart from
Innovation with the FairWild Standard continues in India, with a certi cation pilot now under way
in the Western Ghats. With nancial support from the United Kingdom (UK) s Department for
International Development (DfID)/Department for Environment, Food and Rural A airs (DEFRA)
Darwin Initiative and the Keidanren Nature Conservation Foundation, the project intends to increase
the capacity of targeted local communities to adapt to climate change and participate in biodiversity
conservation through the improved management of socioecological landscapes. It is implemented
by the Durrell Institute for Conservation and Ecology (DICE), the Indian NGO Applied Environmental
Research Foundation (AERF), UK manufacturer Pukka Herbs Ltd. and TRAFFIC. The project aims to
establish supply chains for sustainable harvesting and fair trade in fruit of two tree species used
in Ayurvedic medicine (Terminalia bellirica and T. chebula). A FairWild certi cation protocol is to be
developed for the collection of these species and for establishing a community-regulated mechanism
for access and bene t sharing.
The FairWild Standard has also been implemented in other countries of Asia, South America, Africa
and Europe (Kathe et al. 2010). In addition to being used by communities for the management of
medicinal plant resources, the principles of the FairWild Standard can be used by industry for the
development of a sourcing policy to support the development and/or strengthening of national
resource management policies and regulations. Of particular relevance to the topic of biodiversity
and traditional health is a project that is currently under way as part of the European Union (EU)–
China Environmental Governance Programme, which experiments with promoting the adoption of
sustainable sourcing according to the FairWild Standard in the traditional Chinese medicine sector, as
part of a corporate social responsibility framework. In the international arena, it has also been drawn
upon in the development of best practice methodologies for carrying out non-detriment ndings
(NDF) by the Convention on International Trade in Endangered Speciesof Wild Fauna and Flora
(CITES), and as a practical tool for implementing and reporting against the sustainable use objective
of the Global Strategy for Plant Conservation (GSPC), as well as the Convention on Biological Diversity
(CBD) s Aichi Targets 4 and 6.
Mayan people maintain a healthy or whole relationship with mother earth and the cosmos through
an intricate system of practices and knowledge known as Maya Science (Monterroso & Azurdia Bravo
2008). This divine relationship is enacted by the measure of time using the stars and constellations
but also through the use of sacred sites and traditional medicine (Gomez & Caal 2003). The sacred
sites (natural and constructed) are places to connect with the ancestors and to contemplate one s
role in relation to the social and natural world, but they are also places for healing in the landscape
(Gomez et al. 2010). In Guatemala as well as in many other countries, these sacred places are often
viewed as a biocultural network that spans land and seascapes, and embody a spiritual dimension
of well-being and often underrecognized healing potential (Dobson & Mamyev 2010; Delgado et al.
2010; Verschuuren et al. 2014).
Reyes-García (2010) reviewed the literature on traditional medicine and concluded that the holistic
nature of traditional knowledge systems helps to not only understand a plant s e cacy in its cultural
context but also improves our understanding of how ethnopharmacological knowledge is distributed
in a society, and who bene ts from it. In Guatemala, spiritual leaders, midwives, paediatricians,
naturopaths, and other traditional healers help counteract the various health problems in
communities. To the traditional Mayan healer, the body is composed of the sacred elements; earth,
water, re and air, which correspond to the sun, moon and stars. Therefore, use of traditional medicine
is practised based on the date of birth in the sacred Mayan calendar (Monterroso & Bravo 2008).
Within the context of the Mayan calendar, traditional healers know that diseases stem from the
spiritual, physical and psychological imbalance of a person, either from wilful violation of proper
conduct or due to lack of awareness. Due to colonization and consequent impacts on local and
indigenous communities, many traditional practices are fragmented and often combined with
elements of western medicine. They are often under ideological pressure and suspicion for the
lack a homogeneous theory, while resource scarcity is also an increasing problem underlying the
production of many traditional medicines (Delgado & Gomez 2003). Viewing these problems as part
of the erosion of cultural knowledge and practices can help in determining suitable and culturally
appropriate solutions. For example, Pesek et al. (2009), who researched Maya eqchi knowledge on
medicinal plants and their ecosystems, concluded that traditional ways of protecting plant diversity
were better suited to medicinal plant conservation than external conservation solutions based on
conservation biology.
Garcia et al. (1999) describe how Mayan medicine in Mexico was reinforced by systematizing the
knowledge and experience of 40 traditional healers, and comparing these with other medical
traditions, such as Chinese health systems. Striking similarities were encountered, both in concepts
as well as practices, such as acupuncture, massage and the use of certain herbs and spiritual
healing techniques. This was used to reinforce the local traditional health system, as well as to
disseminate the experiences among traditional healers elsewhere in Central America. The exchange
of healers knowledge and practices is generally valued as an invigorating experience that can also
provide a platform for the legal recognition of traditional health practitioners (Traditional Health
Practioners 2010).
⁵ See: http://www.prometra.org/representations_nationales/uganda.html
⁷ This observation is based on field work conducted by the authors of this chapter.
A relevant example linking traditional medicines and noncommunicable diseases (NCDs) is the
survey performed in Palau on traditional medicines (or health practices) and NCDs – chie y diabetes
and high blood pressure. A nationwide survey was carried out to determine which traditional
medicines are most commonly used to treat these conditions, and what was the perceived
e ectiveness. Data were collected as part of a training course on scienti c research. A distinctive
feature of the results obtained was that, among 30 plants used for diabetes, two were the most
common (Table 1).
The di erence between the reported outcomes with the two most commonly used plants was
statistically tested. When comparing reported outcomes of P. nisidai and M. citrifolia, P. nisidai was
statistically more often associated with the reported outcome “lower blood sugar” (P=0.01). None of
the patients using M. citrifolia reported the outcome “lower blood sugar”, even though this plant was
the second most frequently used.
Following the identi cation of P. nisidai through this brief survey, a literature search was performed
to identify a potential link between the results obtained and what is known about the antidiabetic
properties of the plant. It was found that the high mangiferin content of P. nisidai could explain the
observed e ects. Indeed, in vitro and animal studies on this substance showed improvement in the
glucose tolerance test, inhibition of alpha amylase, alpha glucosidase and dipeptidyl peptidase IV (as
with some of the most recent antidiabetic drugs), increased insulin secretion and a hypolipidaemic
e ect (Kitalong 2012).
In a study on traditional treatments for malaria in Mali, use of the retrospective treatment outcome
(RTO) method resulted in a database of treatments taken for malaria cases in 952 households. From
the 66 plants used, alone or in various combinations, one was clearly associated with the best
outcomes: a decoction of Argemone mexicana (Table 2) (Diallo et al. 2007).
⁸ For a review of herbal medicines used to treat diabetes, see also Rao et al. 2010.
The recipe that showed the best outcomes in patients, a single plant in its traditional mode of
preparation and utilization, was selected for a further dose-escalating observational study, followed
by a randomized, prospective, comparative clinical trial (randomized controlled trial with the selected
local remedy versus the standard, imported treatment). After these clinical studies, the search for
active compounds was undertaken. The whole research process was labelled “reverse pharmacology”
or, more speci cally, “bedside-to-bench” approach.
There are a number of successful models and programmes for preventive and curative health
interventions that use traditional medicine and practices to achieve the desired goals. In the eld
of malaria treatment, there is the Research Initiative on Traditional Antimalarial Methods (RITAM),
which was initiated in 2001 (Willcox et al. 2003; Willcox & Bodeker 2004 www.gifts-ritam.org). This
initiative is based on a group of international researchers exploring ways to increase the relevance
of including traditional medicine in the repertoire of choices available for the prevention and cure
of malaria. As such, RITAM is working on traditional antimalarials with more than 200 members from
over 30 countries. A systematic literature review by RITAM indicates that numerous plant species
are used to treat malaria or fever. In India, FRLHT has been assessing the e ectiveness of traditional
medicine for malaria prevention through a participatory community-based approach. This includes
conducting a literature survey on plant drugs used for malaria management, as well as documenting
traditional antimalarial remedies and dietary rules for malaria prevention. Finally, pharmacological
references of the toxicology and e cacy of these practices from Ayurvedic and modern medical
literature are compiled. As part of FRLHT s malaria prophylaxis approach, communities in selected
endemic areas follow a regimen of malaria prevention (mainly consisting of an herbal decoction)
during the monsoon season for a selected period. The safety of the practice is assured and the
remedy is prepared fresh on speci c days at a community centre. By using a cohort study approach,
groups based in several regions that do not follow this regimen are compared with those that do.
Data gathered in the documentation has shown positive results for malaria prevention, indicated by
statistically signi cant positive outcomes.
A self-reliant approach to managing simple, common health conditions can reduce the health
expenditure of poor rural households and rural indebtedness in many developing countries (Van
Damme et al. 2003). Home herbal gardens, as conceived by the FRLHT, are a collection of 15–20
prioritized medicinal and nutritional plants, and have become a successful model for a self-reliant
community health programme. Apart from being a conservation milieu for medicinal plants, it also
addresses nutritional challenges. In most rural communities, knowledgeable women take care of
certain primary health needs of the family members and the gardens become a handy resource for
them. Some women, by taking on the role of suppliers of seedlings for the programme, also earn
supplementary incomes.
⁹ For other health benefits of home gardens, see also the nutrition chapter in this volume.
¹⁰ http://www.who.int/mediacentre/factsheets/fs134
Box 8: Capacity building on plant research for better public health in Africa
The Bamako Global Ministerial Forum on Research for Health organized by WHO was held in November
2008 to strengthen research for health, development and equity. The Bamako call to action notably
prioritized the development of policies for research and innovation in health, especially related to
primary health care and the strengthening of research capacity by building a critical mass of young
researchers (WHO 2008). It was this call to action that led to the creation of the Multidisciplinary
University Traditional Health Initiative (MUTHI): Building Sustainable Research Capacity on Plants for
Better Public Health in Africa, initiated in anuary 2010 and set to be nalized in December 2014.
The MUTHI project was established with European Union funding (Framework 7 Programme) to build
more sustainable plant research capacity and research networks between key institutions in Africa
(Mali, South Africa and Uganda) and a group of partner research institutions in Europe (Norway, UK
and the Netherlands) to attain better health in Africa (MUTHI 2013). The project has provided a four-
year capacity-building programme, in which African researchers are trained in all the necessary
skills to produce and commercialize safe and standardized improved traditional medicines (ITM),
and are trained in intellectual property rights (IPR) regulations and principles of access and bene t-
sharing (ABS). The project is based on the needs of the African partner institutes to strengthen their
ethnopharmacological research capacities in the area of ITM.
For more e ectiveness, the MUTHI project has been divided into work packages that each focus on
a di erent aspect of the project: (1) training in medical anthropological and ethnopharmacological
research skills to conduct high-quality ethnobotanical and ethnopharmacological research on
medicinal plants; (2) quality control of phytomedicines and nutraceuticals; (3) investigative
bioactivity and safety of phytomedicines and nutraceuticals, with the objectives of assessing
the needs of African institutes and developing the capabilities of researchers for bioassays, data
management, quality assurance, bioactivity evaluation, safety aspects and developing guidelines; (4)
identify researchers needs for clinical and public health training, and build the capacity of traditional
medicine researchers on all aspects of the subject, including writing and data analysis; (5) examine
ethics and IPR, aiming to assess training and education requirements for stakeholders on IPR,
biodiversity legislation and regulation, ABS, and ethics of traditional medicine and research methods
(Bodeker et al. 2014, Bodeker et al. 2015). A sixth work package is charged with project management.
The benchmark referenced in the MUTHI project is the Code of Ethics of the International Society
of Ethnobiology (ISE), initiated in 1996 and completed in 2006. Contrary to other frameworks, the
ISE Code of Ethics addresses the rights of the individual knowledge holders. Participants of the
rst work package conducting an ethnobotanical and retrospective treatment outcome study have
been trained through workshops focused on research skills, ethics and IPR, and have received
online guidance in writing their research proposals, including a section on research ethics and free
prior informed consent (FPIC). The latter had to be established at individual and collective levels,
¹¹ The Nagoya Protocol on Access to genetic resources and equitable sharing of benefits arising from their commercial utilization
(Nagoya Protocol), adopted by the Tenth Conference of Parties to the CBD, was concluded on 29 October 2010 in Nagoya,
Japan. It provides the framework to facilitate access and benefit sharing. See http://www.cbd. int/nagoya/outcomes/
There are several successful cases that highlight how the sustainable management of medicinal
plants can impact community livelihoods, leading to income generation and improved community
health (see, for example, Hamilton 2004; Hamilton & Hamilton 2006).
One such initiative is the Muliru Farmers Conservation Group, a community-based organization
located near Kakamega forest in western Kenya. The group generates income through the commercial
cultivation and secondary processing of an indigenous medicinal plant, Ocimum kilimandscharicum to
produce the Naturub® brand of medicinal products.
The enterprise reduces pressure on the biodiverse Kakamega forest by o ering an alternative to the
exploitation of forest resources, while the commercialization of the medicinal plant has heightened
local appreciation of the value of the forest s biodiversity. Over half of the project participants are
women and 40% of participants rely entirely on this initiative for their income. The enterprise invests
a portion of its revenues in forest conservation and biodiversity.
Since the processing facility opened, over 770 tons of community cultivated O. kilimandscharicum
leaves have been processed. Over 400 000 units of Naturub® products have been sold in both
urban and rural areas of Kenya. The products have received wide acceptance in the market. The total
revenue from the project thus far has been over US 70 000. Currently, over 360 rural households
cultivate the plant on smallholder farms.
Cape Town, South Africa is home to a vast trade in medicinal plants, with 262 tonnes of wild
medicine being harvested from within the city annually (Petersen et al. 2014a; Reid 2014). The
illicit harvest of plant material from the city s protected areas, prompted by local demand and the
economic marginalization of many healers, has brought herbalists and conservation authorities into
con ict. The intersection of conservation priorities, livelihoods based on wild-harvested plants, and
health and well-being has resulted in a conservation conundrum (Petersen 2014b). It was in light of
this conundrum that the Sustainable Livelihoods Foundation, a nongovernmental organization based
in Cape Town, collaborated with Rasta bushdoctor (herbalist) partners to establish “Herbanisation”.
Herbanisation is an open-access, medicinal street garden project based in Cape Town. The project
aims to green degraded streetscapes in economically marginalized areas while contributing to the
livelihoods of local Rasta and Khoi herbalists, and reconnecting community members with medicinal
plants and indigenous knowledge. Herbanisation began as a pilot project of 250 medicinal plants
in 2012. Originating in Seawinds, an area of high unemployment and many social ills such as
gangsterism, drug abuse and violence, the garden was established on a pavement beside an existing
community nursery, with open access to local healers and the community. The project wanted to
connect, heal and green the community through plants. Since the inception of the pilot project in
2012, Herbanisation has expanded to include approximately 1700 plants in Seawinds, Cape Town,
and is set to reach 4500 by mid-2015.
Three guiding principles have been key to the success of the project to date. First, work with local
champions: our project was born out of a partnership with Neville van Schalkwyk, an accomplished
gardener and Rasta herbalist elder in Seawinds. Working with established, respected and dependable
individuals is key to project longevity and success. Second, use gardens as vehicles: while providing
herbalists and the community access to medicinal plants is a key aspect of the project, the gardens
also serve as places and processes through which conversation is enabled between herbalists,
conservation authorities and the government. This is vital in linking grass-roots community e orts
with regional policy design and implementation. Third, apply open-access principles: we have chosen
to establish gardens on disused public open spaces where plants are freely accessible to the local
people. This model encourages interaction between people and plants, while stimulating knowledge
exchange and fostering a sense of community participation and ownership.
ƩWQHVVDQGFXOWXUDOGLPHQVLRQVRIKHDOWK
1. Introduction connections between biodiversity, mental health
and physical activity are particularly relevant in
Examining the interlinkages between biodiversity, the context of a shifting global burden of disease,
mental health and health in all its dimensions as in which noncommunicable diseases (NCDs) are
defined by the World Health Organization (WHO) the most rapidly rising challenge to global public
(“a state of complete physical, mental and social health.
well-being and not merely the absence of disease
or infirmity”) demands that we explore the As discussed in the sections that follow, contact
interrelationships among biological and cultural with nature may not only be associated with
diversity, and between physical and mental health, positive mental health benefits, but can also
to foreground integrative and interdisciplinary promote physical activity and contribute to overall
approaches and research that draws from different well-being. Biodiversity can have both direct and
disciplines, and that we are able to accommodate indirect benefits for physical and mental health
diverse perspectives. Integrative approaches that (Pretty et al. 2011), just as it can sometimes pose
explicitly engage with biodiversity, physical and direct and indirect health threats, particularly
mental health, along with cultural and ecosystem when unsustainably managed or compounded by
dynamics, continue to emerge in fields such global threats such as climate change.
as ecosystem approaches to health, Ecohealth
and One Health, with a growing focus on Other indirect benefits, not traditionally
interrelationships among the health of humans, considered in the global public health agenda,
animals and other species in the context of social– include the contribution of biodiversity to the
ecological systems (see, for example, Charron provision and sustenance of a range of cultural
2012; Waltner-Toews 2004; Webb et al. 2010; ecosystem services such as spiritual values,
Wilcox et al. 2012). At the same time, scientific traditional food cultures, educational values
and clinical studies drawing from other fields and social relations.¹ If our cultural perspective
such as immunology can contribute invaluable assumes that “biodiversity” refers to “all life
insights into these multifaceted dimensions. The forms” then as humans we are inseparable, and
¹ From the Agenda 21 for Culture: cultural diversity is defined as “a means to achieve a more satisfactory intellectual,
emotional, moral and spiritual existence.” (Agenda 21 for Culture 2004). Based on this view, the starting proposition, that
there are linkages between biodiversity and human health, is more adequately framed by examining the diversity of life in
toto, rather than separate nature from culture.
² Pretty et al. (2008) embraced these different perspectives in the following way: “There is a common recognition around the
world that the diversity of life involves both the living forms (biological diversity) and the world views and cosmologies of
what life means (cultural diversity).”
Research by enny Roe and Peter A. Aspinall has indicated that some environments may be more
favourable to mood and cognitive recovery in people with severe mental health problems than
others. They compared the restorative bene ts of walking in urban and rural settings in a group
of adults with a range of mental health problems, including people with schizophrenia and other
psychotic disorders (N=24). Two aspects of psychological restoration were examined, rstly mood,
and the other using personal project techniques (Little 1983) to capture cognitive re ection on
everyday life tasks. Participants walked in small groups of around 8 in a variety of urban and rural
settings in central Scotland. As anticipated – and consistent with restorative theory – a walk in a
natural setting was advantageous to mood recovery and cognitive re ection on the management of
personal projects. However, contrary to other evidence showing negative e ects of walking in urban
settings on people with psychotic disorders (Ellett et al. 2008), in this instance, a walk in a busy
historic urban district generated a positive change in mental well-being.
The research concludes that walking in some urban environments (for example, historic districts and
city green spaces) – as well as further a eld natural settings – o ers the potential to promote physical
activity and mental well-being in people with severe mental health problems (Roe and Aspinall 2011b).
These ndings have in general informed UK health policy and in particular initiatives such as the
Scottish Government s “green prescriptions” and the Green Exercise Partnership between the National
Health Service (NHS) Health Scotland, Forestry Commission Scotland and Scottish Natural Heritage,
which are designed to promote greater use of the outdoors for better health and quality of life.
Box 2. Designing for a healing environment: Khoo Teck Puat Hospital, Singapore
Khoo Teck Puat Hospital, a 590-bed acute care hospital in Singapore, aptly presents a case where
urban greenery, including biological complexity in terms of species richness and habitat heterogeneity,
has been incorporated into the hospital design to reap the associative bene ts of healing and well-
being. The hospital s concept of “a healing environment” emphasizes the nexus between greenery and
well-being in three aspects: rst, direct bene ts of greenery towards the healing of patients; second,
capitalizing on the nexus to improve the livability of the urban environment for both the individual
resident and the community; and third, promoting biological complexity in terms of a biodiverse and
heterogeneous environment that also contributes to human well-being.
The planting in and around the hospital emphasizes biodiversity and habitat heterogeneity,
particularly in terms of birds and butter ies, and fruit trees. In the pond, 100 species of South-
East Asian tropical sh have been recorded, some of which were thought to have become extinct.
There are reported sightings of 48 species of birds, 44 species of butter ies and 21 species of
dragon ies and damsel ies. The “medicinal garden” has over 100 species of medicinal plants used
in traditional medicine. The pond with its owering plants at the edges, and its oating mounds,
attracts butter ies, dragon ies as well as bird species, which in turn feed on the sh, creating a
microecosystem of its own.
The hospital epitomizes the idea of a healing environment in its numerous design dimensions
and innovations. It exempli es an urban asset that goes beyond incorporating landscapes for their
aesthetic qualities, and also purposefully and meaningfully seeks to bring biodiversity into urban
spaces, all of which contribute to a pervasive sense of well-being that extends to the surrounding
community.
Alexandra Health are acknowledged for their input and support. For further information on the
gardens and landscaping, see Alexandra Health (2010).
Box 3. Urban design for active transport and a healthy human habitat
The urban landscape has become the prototypical human habitat. Commuting by foot or bicycle,
so-called “active transport”, o ers the dual bene ts of reducing air pollution emissions – a key
driver of anthropogenic climate change – and promoting opportunities for personal tness.
Physical inactivity is a risk factor for NCDs and is estimated to be responsible for 3.2 million deaths
annually (Lim et al. 2013). Many studies show signi cant global health bene ts from shifting to
environmentally sustainable practices. For example, active commuting in Shanghai, China, reduced
risk of colon cancer by 48% in men and 44% in women (Hou et al. 2004), and active transport
led to an 11% reduction in cardiovascular risk across sample populations from Europe and Asia
(Hamer and Chida 2007). If active transport scenarios reached the levels of those in Copenhagen,
costs averted for England and Wales NHS would approximate US 25 billion over a 20-year period
( arret et al. 2012). In the United States (US), comparing cities with the highest versus lowest levels
of active transport, obesity and diabetes rates were 20% and 23% lower, respectively (Pucher et al.
2010), and over 1200 lives could be saved annually in the upper Midwest, US, by replacing short car
trips with bike transport (Grabow et al. 2012). More public health bene ts in developed countries
accrue from greater levels of exercise (Grabow et al. 2012; Pucher et al. 2010; Woodcock et al. 2009;
Maizlish et al. 2013; Hankey et al. 2012), whereas in low-income countries with air quality problems,
the bene ts are more from reduced air pollution (Woodcock et al. 2009). Pathways and bikeways in
parks and other green spaces will facilitate the adoption of active transport as a viable alternative.
The Active in Parks Program forms partnerships between park managers and health and community
service agencies to connect people to parks and open spaces to improve physical and mental
well-being. The outreach is through tailored activities that increase people s physical activity and
overcome barriers, such as transport, lack of awareness and fear, to support their access to parks and
other natural open spaces.
The Program commenced in 2010 as a pilot in Geelong, a major regional city in Victoria, Australia.
It addresses a number of key health issues, including social isolation, mental health, physical
inactivity and priority chronic diseases. Geelong is an area with a prevalence of preventable diseases,
particularly in low socioeconomic communities, and is surrounded by outstanding parks and open
spaces that are now part of the solution to getting more people more physically and socially active
more often, and improving individual and community health and well-being. This is the “Healthy
Parks Healthy People” approach to park
management.
Youth park ambassadors: secondary school students at risk of developing a mental illness and/or
disengaging in school take part in outdoor adventure activities to build con dence, resilience and
connection with nature, then encourage others to get “Active in Parks”.
Adolescent education: young people with type 1 diabetes learn how to manage their chronic illness
and treatment while being physically active in nature and making social connections with others.
Parks walks: regular, volunteer walking groups enjoy parks and open spaces, while strengthening
community connectedness and encouraging regular outdoor enjoyment of nature.
Participants have credited the Program with restoring their con dence, improving their motor skills
and, most importantly, giving them a more positive attitude towards physical activity. Post-Program
surveys have unanimously rated the contribution of the Active in Parks Program as bene cial to
health and well-being.
Almost 100% of Program participants from uly 2013 to December 2013 reported gaining
friendships from the Program, with 30% of participants now meeting independently on a regular
basis. In 2014, over 66% of respondents reported that the Program increased the time they spent in
a park, and over 86% reported that the Program changed their attitude/behaviour towards physical
activity. Over 93% of respondents planned on continuing to exercise on their own.
Whereas some studies show that the use of and to be due to the perceptions of favourable
exposure to the natural environment is associated environmental conditions for people to exercise,
with better health (Keniger et al. 2013; Lee et al. thus improving motivation to continue physical
2011; Thompson-Coon et al. 2011), others more activity. Despite the evidence that urban “green”
explicitly link “condition” of the environment space can increase physical activity and contribute
to particular health outcomes (Cummins et al. to other dimensions of health, little explicit
2005; Mitchell and Popham 2008; van Dillen consideration has been given to the importance
et al. 2012). Environmental decline, including of the biodiversity itself (versus simply green or
loss of biodiversity, has also been shown to natural space) in delivering improved physical
have greater adverse health effects, particularly function or health.
on mental health, than the impacts associated
with economic decline, nutritional threats and We have scant evidence from studies in which
pollution (Speldewinde et al. 2009). standard ecological survey methodology has been
undertaken alongside an assessment of physical
This evidence suggests that among populations health. These few studies measure physical
for whom access to natural green spaces is health as subjective well-being rather than
limited, such as those in poorer inner-urban measuring specific physiological attributes that
areas of large cities, improving that access can reflect physical fitness or well-being. An urban
encourage regular physical activity, improve life Australian study found that personal well-being
expectancy and decrease health complaints. The and neighbourhood satisfaction were positively
psychological benefits and social outcomes may related to greater species richness and abundance
also increase motivation to further exercise and of birds, and with increased vegetative cover and
use the green space. Much of this is thought density (Luck et al. 2011). In urban UK, Dallimer et
⁵ A Chinese experimental study (Yamaguchi et al. 2006) measured stress in healthy males before and after exercise in both a
forest and an urban environment using salivary amylase activity as a physiological indicator. Enzyme activity significantly
reduced after exercise in forest environments.
⁶ A Norwegian study showed that the presence of plants in offices correlated with a reduction in dry skin, hoarse throat,
coughing and fatigue, suggesting that the introduction of foliage plants into an indoor environment may reduce symptoms
of physical discomfort and improve health (Fjeld et al. 1998). Related studies on the effects of indoor vegetation have found
that the diversity and presence of indoor plants in an office (Bringslimark et al. 2007) and a classroom (Han 2009) reduce
the occurrence and frequency of time taken off due to ill health.
⁷ The vast majority of this work has not sought to define the characteristics of the natural environment beyond contrasting
these “green spaces” with built urban spaces. Also, it is clear that concepts of green space, and discussions of “access to
countryside” are not relevant to large numbers of people, including many local and indigenous communities and diffuse
rural populations in much of the world.
⁸ Outcomes theorized to be influenced by exposure to or use of green spaces, through for instance mechanisms such as
physical activity or lowered psychological stress.
Recognition of these disproportionate impacts socioeconomic status (or other factors such as
of high-quality natural environments and high immigrant populations) and proximity to
biodiversity to the health of those with the environments with lower levels of biodiversity
lowest levels of socioeconomic status has led (Cohen et al. 2006, 2012; Hope et al. 2003;
statutory bodies, such as Natural England and the Kabisch & Haase 2014; Kinzig et al. 2005; Martin
Forestry Commission in the UK, to adopt policies et al. 2004; Strohbach et al. 2009). Strohbach
(for instance, Accessible Natural Green Space et al. (2009), for instance, found that wealthier
Standard⁹) encouraging or facilitating greater neighbourhoods, which were typically situated
equity of access. close to forests, parks, rivers and high-quality
green spaces, had a greater richness of species
Such policy interventions are welcome. In many than poorer neighbourhoods. The differences can
places, there is an inequitable spatial distribution be stark. For example, Kinzig et al. (2005) found
of biodiverse natural spaces (particularly in the an average of 28 avian species in parks in high-
urban context) according to socioeconomic status income areas compared with only 18 avian species
and other cultural and demographic factors (Astell- in parks in low-income areas.¹⁰
Burt et al. 2014; Ernstson 2013). If you live in a
low-income urban neighbourhood you are likely However, even where policies to facilitate exposure
to have fewer and lower-quality green spaces and, to biodiverse environments are acted upon and
therefore, fewer opportunities to experience and efforts are made to improve accessibility, it still
benefit from biodiversity than people in higher- may be the case that some groups, particularly
income neighbourhoods. Multiple descriptive those with lower socioeconomic status, face
studies have also shown strong correlations inequitable access (Jones et al. 2009).¹¹ Similar
between neighbourhoods characterized by lower disproportionate reliance on local environments
¹¹ For example, Byrne et al. (2009) cite the case of Los Angeles’ Santa Monica Mountains National Recreation Area, the result
of policies in the 1970s which aimed to “to bring nature and recreational opportunities to socio-economically disadvantaged
communities in the USA”, but where visitors were found to be predominantly white and affluent. Huynen et al. (2004)
describe the association between low socioeconomic status, race and ethnicity and poor access to biodiverse environments
as “yet another instance of urban environmental inequality”.
¹² They described four key bridges interlinking nature with culture: (i) beliefs, meanings and worldviews that underpin the way
humans see their place in nature; (ii) livelihoods, practices and resource management systems, where nature is managed;
(iii) knowledge bases and languages, where how people know the world governs behaviours, understanding and values that
shape human interactions with nature; and (iv) socially embedded norms and institutions, where normative rule systems
govern human interactions and behaviours towards the natural environment.
For each of the well-known categories of cultural Aesthetic values. People find beauty or aesthetic
ecosystem services, it can be demonstrated that value in various aspects of ecosystems, as reflected
biodiversity plays a role in the way physical and in the support for parks, scenic drives and the
mental health and well-being have been or can be selection of housing locations. These values have
derived. been linked to stress relief, with therapeutic
benefits.
Cultural diversity. Reciprocal relationships have
been described between cultural diversity and Social relations. Ecosystems influence the types of
biological diversity in the diversity of life, at social relations that are established in particular
cultures. Sharing ecosystem experiences, like
¹³ Maffi describes the philosophical tradition that regards linguistic diversity as an adequate correlate for cultural diversity,
citing Harmon’s work that the perception of diversity is the basic condition for the functioning of human consciousness,
and Wollock’s observation that all great metaphysical traditions recognize endless diversity as the reality of the planet.
¹⁴ “How we know the world… governs our behaviour and practices that, in turn, shape landscapes, which form a cultural
archive of human endeavours. Amidst a diversity of cultures comes a diversity of meanings, leading to a diversity of actions,
providing an array of biodiversity outcomes.” (Pretty et al. 2008)
Those indigenous people that survive as hunters, gatherers and small-scale agriculturalists display
complex relationships between territory, biodiversity and ecodiversity (Montenegro 1992; 2006).
Among the Mbya Guarani who live in relatively self-decided isolation, like the communities of Tekoa
ma and Tekoa Kapi i vate in the subtropical forest of aboti (Misiones, Argentina), their well-being
and health system is the result of complex sustainable interactions. The main variables involved are
growing knowledge of the social and natural environment, e cient intergenerational transmission of
information, entire life educative schemes, lack of permanent private property and adaptive nomadic
behaviour. Their dominant long food chain strategy ensures direct and seasonal relationships with
di erent arrangements for biodiversity. Contemporary communities use, for example, 150 species
of medicinal plants, 35 plant species and 94 animal species as food, 54 species as raw materials for
rituals, artifacts, weapons and building, and 61 species as fuel (biomass) (Keller 2001; Montenegro
2004). Deforestation and biodiversity loss, mainly produced by foreigners, negatively a ects not
just their health system but also their rituals and well-being. Ñemongarai, the ceremony where the
opygua (= shaman) delivers names to children, demands – for boys – fruits of guembe epiphyte
(Philodendron bipinnatiƲdum) and honey from the wild bee jate’i (Tetragonisca angustula). Their
growing scarcity in abotí, as a result of biodiversity reduction, distresses both families of children
and the community (Montenegro 2004). Currently, most indigenous peoples develop hybrid
strategies that combine both traditional and foreign medicine (cf. Montenegro & Stephens 2006).
Indigenous well-being and health system are the result of “n” interacting variables organized in
seven Boxes (Figure 1), where biodiversity plus ecodiversity of the territory (A1) and of remnant
Group A: The ecosystem. A1: Indigenous territory and its biodiversity plus ecodiversity (>6000 hectares
for Tekoa Yma and Tekoa Kapi’i Yvate) within Paranaense subtropical ecosystem. A2: The remnant of the
Paranaense subtropical ecosystem (less than 5% of the original surface in Brazil and Argentina). Group
B: Resources obtained from the ecosystem. B1: Drinking water. B2: Fresh air. B3: Materials, e.g. for rituals,
artifacts and building. B4: Natural foods (plants, animals). B5: Space for houses (oo), temple (opy) and
the Tekoa (village). B6: Small-scale agriculture (mainly maize). B7: Medicinal plants. B8: Natural odours,
sounds and landscape colours. Group C: Well-being of the community, C1, and C2: “Ñande reko”, ancestral
happiness. Group D: Indigenous culture D1, which includes D2.1: Traditional medicine and D2.2: Traditional
health knowledge. Group E: Foreign culture, which includes E1.1: Non-indigenous culture and technology,
E1.2: Non-indigenous food; E2.1: Foreign medicine and E2.2: Foreign medicinal knowledge. Group F:
Indigenous health. Group G: Environmental destruction and biodiversity loss by deforestation, hunting
and other activities; G1: Environmental pressure (external, generated by foreign people and companies);
G2: Environmental pressure (internal, of indigenous activities, usually more diluted).
The largest lake in Northland, Omapere (1197 ha), once a wetland forest, is shallow (2.6 m) and
feeds the Utakura River that ows west to the Hokianga Harbour. Omapere is a taonga (treasure)
to Ngapuhi, who maintain manawhenua (ownership) and kaitiaki (guardianship) rights and
responsibilities through indigenous leadership. Ngapuhi have fought for the protection of Omapere,
articulating the signi cance of its ecological integrity: use of the lake is determined by the health of the
lake; the health of the lake and the health of the people are intertwined (Henwood and Henwood 2011).
Omapere was a “food basket” that supplied tuna (eel), torewai (freshwater mussels) and other
resources, including raupo (bulrush), kapangawha (clubrush) and harakeke ( ax).
Clearing of native vegetation and dairy farming in the surrounding catchment led to dense growths
of invasive oxygen weed (Tanner et al. 1986) that eventually collapsed, leaving Omapere turbid and
algae dominated (Champion and Burns 2001). In 1985, the Northland Area Health Board advised the
municipality to abandon its water for domestic supply due to a severe cyanobacterial bloom that
polluted the Utakura River and upper reaches of the Hokianga, leaving traditional sh and shell sh
stocks unsafe to eat (Grey 2012).
In 2004, tribal leadership brought together community stakeholders and responsible agencies to
identify restoration and management strategies, implement monitoring and shing regulations, and
commission studies. The ma uta ki tai (catchmentwide) process adopted emphasized the physical
and social interconnectedness of waterways and human activities, and recommended integrated
solutions. Community-led fencing of the lake edges, riparian planting and a local species nursery
plus farm environmental plans reduced fertilizer run-o and dissolved nitrogen and phosphate levels
(Grey 2012).
There have been no algal blooms in the lake since 2007 and recent improvements in water quality
have been linked to increased water- ltering torewai populations (Grey 2012). Many customary
community practices of water use in the catchment have resumed and in 2011 tuna returned to the
tables of Mokonui-a-rangi Marae, welcoming guests with this traditional kai (food) for the rst time in
more than a decade.
4.2 Biodiversity and local and government policies and in life experiences. These
community health and well-being divisions not only undermine individual health
and well-being, but may also threaten community
Biodiversity is often central to cultures, cultural
cohesion, including among indigenous and local
traditions and cultural well-being. Species,
communities.
habitats, ecosystems and landscapes influence
forms of music, language, art, literature and dance. As discussed in the chapter on traditional medicine,
They form essential elements of food production indigenous and local communities often act as
systems, culinary traditions, traditional medicine, stewards of local-living natural resources based on
rituals, worldviews, attachments to place and generations of accumulated traditional knowledge,
community, and social systems. The divisive including knowledge of agricultural biodiversity,
nature of modern societies is evident in the gaps and biodiversity that supports traditional
between the rich and the poor, the able-bodied medicinal knowledge. Where local traditions
and those with disabilities, the employed and the and cultural identity are closely associated with
unemployed, and these are increasingly obvious in
The “Feel Blue, Touch Green” project (Townsend & Ebden 2006) in 2005 engaged people
experiencing depression and/or anxiety in hands-on conservation activities in partnership with
ANGAIR (the Anglesea and Airey s Inlet Society for Protection of Flora and Fauna). Participants
committed to 10 hours of conservation activities over 5–8 weeks, and the project and its impacts
were evaluated using mood scales and in-depth interviews. The results showed that participants
experienced positive emotional changes, with the most positive changes being an improved sense
of relaxation, higher levels of interest and greater life satisfaction. Participants also scored highly
in terms of improved health and happiness. These ndings were corroborated through interviews
in which participants identi ed the importance of the context for and the focus of the activities
(particularly the emphasis on biodiversity maintenance) in fostering the bene ts they were gaining
and in transforming their interactions with the natural environment and with other people.
Those “bridging” bene ts were echoed in a study in 2007 (O Brien et al. 2008); using similar
evaluation methods, motivations, barriers and bene ts of environmental volunteering in southern
Scotland and northern England were explored. The groups studied ranged from local groups working
with councils or NGOs to restore degraded local environments through to a group of volunteers who
had raised £350 000 to purchase a valley in Scotland and were working to return it to the “wildwood”
it would have been 6000 years ago! Volunteers typically experienced positive emotional changes
on all parameters except pain, and even that was interpreted positively as indicating that they had
worked hard, thus contributing to satisfaction!
Face-to-face interviews with volunteers and representatives of the organizations hosting the
activities con rmed the individual, community and ecosystem well-being bene ts, many of which
can be characterized using this notion of “bridging”.
However, the most telling example of this bridging across the divides came on the day when four
diverse groups came together at Eskdale in the Lake District to do some coppicing (removal of
invasive species to allow room for the native vegetation to grow). The volunteers included four
persons from “Friends of the Lake District”, 10 “Environment Agency” sta members (i.e. corporate
volunteers), two Lake District National Park volunteers, and two sta and three residents of West
House (a facility for adults with developmental delays).
biodiversity and ecosystem services, declines in and ecosystem well-being. As the examples in
the availability and abundance of such resources Box 7 indicate, there are many more benefits that
can have a detrimental impact on community well- flow from human engagement in efforts to restore
being, with implications for mental and physical and maintain biodiversity through environmental
health, social welfare and community cohesion volunteering. Key among them is connectedness:
(see, for example, Box 8). to our own inner beings, to others and to the
natural environment; revisiting calls for “reciprocal
Efforts to promote and sustain biodiversity have maintenance” that have been foundational to
been shown to build bridges across these divides health promotion since the Ottawa Charter (WHO
and to offer new hope for individual, community 1986; Parkes and Horwitz 2009).
The high biodiversity ecosystems within the Paci c are the settings for health where cultural
identity, subsistence life and social systems exist (sensu Horwitz and Finlayson 2011). In a set of
studies from the small-island developing state of Fiji, enkins et al. (2010) demonstrated the notable
absence from degraded river basins of suites of sh that traditionally formed the staple diets of
inland communities. Notably absent species in heavily modi ed catchments include many migratory
species that form important commercial and cultural sheries for Paci c islanders. These e ects
are largely seasonal and magni ed in degraded catchments, with pronounced negative impacts
on food-provisioning services and biodiversity during heavy rainfall and severe storms ( enkins &
upiter 2011). These e ects will likely become more severe under predicted future climate scenarios.
Community bans on harvesting and clearing within riparian wetlands can be e ective in maintaining
sh diversity, even in areas where forests have previously been extensively cleared ( enkins et
al. 2010). However, these bene ts are rapidly lost once the ban is lifted and sh from rivers again
become scarce ( enkins & upiter 2011). Fresh sh often contributes more than 75% of the sh
consumption of both rural and urban areas of the Paci c, with the remainder comprising canned
sh (Bell et. al 2009). Given the high levels of sh consumption, and the limited opportunities for
agriculture and animal husbandry in small islands, sh usually contributes the majority of animal
protein in the diet at the national level (Bell et al. 2009). For many Fijian inland communities,
freshwater sh not only comprise a major part of the diet but also have important cultural totemic
values. Loss of freshwater sh biodiversity therefore has important implications for physical and
cultural well-being. Some authors note an ecology-driven model of well-being in many Paci c islands
that is based on the vitality and abundance of natural resources relied upon for subsistence and
cultural practices (McGregor et al. 2003). Within this ecological model, the collective family unit
forms the core social unit within which the individual lives and interacts, which is interdependent
upon the lands and associated resources for health (physical, mental and emotional) and social
well-being. This case illustrates the potential for physical and psychosocial health to be e ected
through loss in sh biodiversity. However, like many studies, while biodiversity loss can be clearly
demonstrated, the precise nature of impact on physical health through nutritional or cultural de cit
has not been investigated.
5. Conclusions and ways forward between biological diversity and cultural diversity,
and human health and well-being. The cultural
This chapter has presented an account of evidence
services provided by an ecosystem provide a useful
that suggests that biodiversity plays a role in
lens through which the interlinkages between
people’s lives, in their cultural traditions and in
biodiversity and health can be seen.
their social interactions, and that health outcomes
are a consequence of these relationships. Over half of the world’s population already lives
in cities and the transition toward urban and peri-
Species, habitats, ecosystems, and landscapes
urban areas is steadily increasing, which will be
form essential elements of food production
a major challenge for all countries, with notably
systems, culinary traditions, traditional medicine,
pronounced impacts in developing countries
rituals, worldviews, attachments to place and
(UN-Habitat & UNHSP 2010; Cohen 2006;
community, and social systems. The constructs
Cohen et al. 2012; Montgomery 2008). There is
of cultural ecosystem services, and ecosystems as
a rising trend for people, especially within poor
settings, can be used to frame the relationships
communities, to be separated from nature and
¹ The Fifth Conference of the Parties (COP) to the CBD highlighted the risks of climate change, in particular, to coral reefs
(decision V/3) and to forest ecosystems (decision V/4), and drew attention to the serious impacts of biodiversity loss on
these systems and their associated livelihoods. The cross-cutting issue on biodiversity and climate change was included in
the work under the Convention in 2004 through decision VII/15 of the COP. Among other subsequent COP decisions on
climate change, at its tenth meeting the COP in decision X/20 para 17b requested the executive Secretary to explore avenues
for bridging the gaps between work being carried out to address the impacts of climate change on public health and work
to address the impacts of climate change on biodiversity.
² These reports of the working groups and the synthesis report of AR5 are available at http://www.ipcc.ch/report/ar5/.
³ Based on the most recent IPCC estimates, the greatest contributors of greenhouse gases are: CO2 (76%); CH4 (about 16%),
N2O (about 6%) and the combined F-gases contribute about 2% (IPCC 2014a).
⁴ From 2000 to 2010, GHG emissions grew on average 2.2% per year compared to 1.3% per year over the entire period from
1970 to 2000. Moreover, although more recent data are not available for all gases, “initial evidence suggests that growth in
global CO2 emissions from fossil fuel combustion has continued with emissions increasing by about 3% between 2010 and
2011 and by about 1–2% between 2011 and 2012” (IPCC 2014b). By sector, the largest sources of GHG emissions came
from energy production, agriculture, forestry and land use (AFOLU), and industry (IPCC 2014a).
⁵ That same year, the World Health Organization (WHO) set up a task group on the subject and in 1990 published a report
on the “potential health effects of climate change”. Available at http://whqlibdoc.who.int/hq/1990/WHO_PEP_90_10.pdf
⁶ An article published in the Lancet that same year raised the additional possibility of conflict associated with climate change
(Anonymous 1989).
Box 1. Direct, indirect and tertiary impacts of climate change on human health
Direct
Direct health impacts are those that are directly, causally attributable to climate change and/or
climate variability, such as cardiovascular risk associated with heat waves, or risk of injury associated
with more intense and frequent storms. The recent ndings of Working Group III of the IPCC have
indicated, with a high degree of con dence, that the impacts of recent climate-related extremes,
including heat waves, droughts, oods, cyclones and wild res, have already led to vulnerability
and exposure of some ecosystems and several human systems to current climate variability. Such
extreme weather events impact vulnerable groups such as the poor and elderly the most, though the
adverse e ects on human health can be ameliorated to a certain extent by social and technological
mediators, such as improved urban design and building standards (e.g. Santamouris 2013; Brown and
Southworth 2004; Birkman et al. 2010).
Despite scienti c argument over whether the witnessed increase in heat waves, res and adverse
crop yields in Eurasia in 2010 were random or had been exacerbated by anthropogenic climate
change, the event still directly contributed to 50 000 excess deaths (Barriopedro et al. 2011). The
subsequent rise in global grain prices further indirectly impacted human health and food security
among vulnerable populations worldwide ( ohnstone and Mazo 2011). As such, the e ects of climate
change on water, food security and extreme climatic events are likely to have profound direct impacts
on global public health (Costello et al. 2009). Heat-wave induced mortality of food source species,
ecological keystone species, and disease vectors and reservoirs are other examples of primary e ects.
Indirect
Indirect health impacts arise as downstream e ects of climate change and variability. These impacts
are broad and variable in their etiology, such as change in infectious disease vector distribution and
air pollution interacting with heat waves.
The changing ecology of disease-bearing vectors was raised by Leaf in 1989, though the health impacts
of climate change on vector-borne diseases has been contested by some ecologists (e.g. La erty
2009) and experts from within the disease community (e.g. Gething et al. 2010; Randolph 2009). The
debate is nally showing signs of abatement for some of the most prevalent vector-borne diseases,
including malaria. Consensus is emerging that, indeed, climate change does magnify such risks (Siraj et
⁷ Several plausible reasons have been put forth to explain their lack of prominence – the most likely being the interdisciplinary
nature of these issues in the context of a scientific community that is still poorly equipped to equitably hear, consolidate
and incorporate numerous competing interests, including those of social scientists (Castree et al. 2014; Heller and Zavaleta
2009). Thus, recent scientific culture has been reluctant to venture beyond a fairly narrow band of thinking, effectively
tabooing integrative cross-sectoral analysis and written reflection on challenges such as differences in economic, political,
cultural and other forms of power, population growth, the “right” to unbridled consumption and limits to growth and
corresponding impacts on health, biodiversity and life-sustaining ecosystem services.
Tertiary
The third – “tertiary impacts” – category is, by a number of magnitudes, the most important health
risk associated with climate change (Butler 2014b). These include the health impacts of large-scale
famine, forced migration and human con ict, which result from the geophysical and ecological
consequences of climate change, including the alteration of ecosystems, sea-level rise, and long-
term disruptions in water supply and food production. Surprisingly, with rare exceptions, this group
of e ects has been little mentioned in the intervening decades, including in the most recent IPCC
reports released in 2014. These must be considered more holistically as we prepare to embark upon
new global commitments on climate change and a post-2015 Development Agenda.
Many authors in this volume point to numerous it has undergone multiple evolutionary changes
synergies (“co-benefits”) that could flow to both and adopted natural adaptive strategies. Until
human well-being and ecological “health” from a the advent of industrialization, changes in
more biosensitive approach to our relationship climate occurred over an extended period of
with nature (Boyden 2004), such as the co-benefits time, in a landscape much less degraded and
of cycling on both health and environment. fragmented than today, and with considerably
Awareness of these co-benefits may also accelerate less – if any – pressure from anthropogenic
global social transformation (Haines et al. 2009; activity. Habitat fragmentation has confined
Raskin et al. 2002). On the other hand, many many species to relatively small areas within
forms of inertia: social, institutional, technological their previous ranges, resulting in reduced genetic
and perhaps, above all, climatological, slow and variability (Parmesan and Matthews 2006) and
impede the likelihood of a successful transition, other changes to structure and composition (CBD
most notably an enormous countermovement, 2009). Warming beyond the highest temperatures
funded and fuelled by vested interests profiting reached during the Pleistocene will continue to
from “environmental brinkmanship” (Butler stress biodiversity and ecosystems far beyond
2000). Delay is also worsened by the scientific the levels imposed by the climatic changes that
knowledge gaps of many economists and policy- occurred in the evolutionary past (Templeton et
makers, who have been very slow to awaken to the al. 1990; Parmesan 2006).
risks we face, and who are instead wedded to more
conservative or sectoral measures of progress, or The impacts of climate change on biodiversity
to the hope that technological innovation alone operate at different levels (including microbial,
will eventually solve the problem. individual, population, species, community,
ecosystem and biome), with variable responses
at each level (Bellard et al. 2012; Parmesan
1.2 Vulnerability of biodiversity to
and Martens 2009). For example, increased
impacts of climate change
temperatures coupled with decreases in the
The earth’s biota was shaped by fluctuating distribution of precipitation may reduce
Pleistocene concentrations of atmospheric freshwater levels in lakes and rivers (Campbell
carbon dioxide, temperature and precipitation; et al. 2009). Warmer temperatures cause fish
Bi
ol
ge
og
han
ica
Climate drivers: Water FuncƟoning
l div
Climate c
ersity
Extreme climate services
Health
Direct,
Indirect,
Health & TerƟary Community
impacts Engagement,
nutriƟonal
status TradiƟonal
MigraƟon knowledge
Resilient or
vulnerable
communiƟes
S o cial
factors
¹¹ Whether climate change poses a more prominent threat to MAP species than other threats such as unsustainable use is
not established. However, the potential effects on MAPs may be particularly significant due to their cultural and medical
value within traditional medicine systems (Cavaliere 2009). Moreover, given that many wild species, including MAPs, grow
in mountainous regions, it is likely that at least some will be at risk (Padulosi et al. 2014).
¹² According to recent WHO estimates, only 5–10% of the actual number of cholera cases occurring worldwide are reported,
and of the estimated 3–5 million cases that occur globally every year, about 100 000 to 120 000 people die (Ali et al. 2012).
¹³ The causative agents of cholera include brackish waters (Tamplin et al. 1990) and crustacean copepods (Huq et al. 1983),
and climate change contributes to an increase in both.
Box 2. Bat-borne diseases, climate, heat waves and extreme weather events:
mounting evidence of important relationships
Bats, and fruit bats in particular, became the focus of increased human health interest after
novel diseases, including Nipah virus disease and SARS, emerged in the 1990s–2000s. Land-use
change and bush meat hunting are the suspected primary reasons for shifts in host and pathogen
relationships (Luis et al. 2013) but the impact of climate is likely to be an additional factor in their
emergence and continued transmission, as these species are capable of ying long distances to
optimize resources and nd alternative roosts. Widespread bush res in Sumatra were suspected of
in uencing fruit bat–pathogen dynamics prior to the emergence of Nipah virus in Malaysia in 1998
(Chua 2003). While epidemic enhancement and agricultural intensi cation are co-factors (Pulliam et
al. 2012), it remains possible that the res and other climatic stress factors on food resources have
in uenced viral loads and spillover (Daszak et al. 2013).
More speculatively, climate change, together with deforestation and other land-use changes, has
been hypothesized as a contributing factor in the recent outbreak of Ebola virus in West Africa (see
also the chapter on infectious diseases in this volume). It is di cult to isolate climate as a driver in
the context of extensive deforestation and profound economic and public health failures, further
undermined by years of civil con ict (Bausch and Schwarz 2014). However, prolonged depression
of primary forest production during lengthy droughts in central Africa followed by sudden rainfall
events appears to enhance the opportunity for Ebola transmission between bats and other wildlife
that concentrate on available resources (Tucker et al. 2002).
During the Australian summer of 2014, an estimated 100 000 fruit bats fell dead in the streets
of Brisbane and south-eastern Queensland towns. (The number that died outside urban areas is
unknown.) The bats are highly temperature sensitive (Welbergen et al. 2008) and it is unlikely they
could survive a heat wave with temperatures above 43°C. Removing corpses was a major exercise
for the urban authorities, and gloves and collection bins were supplied to residents. At least 16
people were treated for possible Australian bat lyssavirus (related to rabies and fatal without
immunoglobulins) after they were scratched or bitten by dying bats. It is yet to be understood
what e ect the deaths will have on the bat colonies themselves. The 2011 spike and dispersed
distribution of another zoonotic (transmissible to humans) Australian bat-borne disease, Hendra
virus, is believed to be a consequence of the dispersal of bats after widespread ooding in south-
east Queensland following Cyclone asi in 2010. The higher latitude range extension of two host
species of this disease, and increased urbanization of all four, in preceding decades are suspected
factors in disease emergence (Plowright et al. 2011).
Box 3. Climate change and ecosystem-based adaptation in the Hindu Kush HimalayasƸƾ
The Hindu Kush Himalayas (HKH), otherwise referred to as the greater Himalayan region, extend
from eastern Nepal and Bhutan to northern Afghanistan, and have among the most extensive areas
covered by glaciers and permafrost on the planet. They contain water resources that drain through
ten of the largest rivers in Asia, from which over 1.3 million people derive their livelihoods and
upon which many more depend for water and other resources (Eriksson et al. 2009). The region has
been recognized as a uniquely biodiversity-rich area with equally unique topographic characteristics
and socioeconomic and environmental challenges. The accelerated rate of warming, glacier ice
melt and related implications on the hydrological systems of central, south and east Asia are among
the most widely cited (Armstrong 2010; Eriksson et al. 2009). The retreating of glaciers (in this region
and elsewhere) is a sentinel indicator of climate change but also one of the most di cult to quantify,
given the physical and spatial complexity of glaciers and data collection.
Ongoing challenges in regions in which large proportions of the population live in mountain
communities, such as Bhutan and Nepal, include poverty, poor medical support, less access to
education and shorter life expectancies. While climate change may bring some bene ts to mountain
¹⁶ In the greater Himalaya region, it is estimated that snow and glacial melting contribute approximately 50% of annual river
flows (Eriksson et al. 2009).
¹⁷ Here, the term Hindu Kush Himalayan (HKH) sometimes referred to as greater Himalayan region, includes the Himalayan,
Hindu Kush, Karakoram, Pamir and Tien Shan mountain ranges, where there is currently glacier coverage. The HKH,
however, does not constitute one single region, as the eastern Himalayas are separated from the Karakoram–Hindu Kush
mountains by approximately 2000 km, though there is no sharp separation between east and west. Differences in climate
and in glacier behaviour and dynamics have been reported across the area, with variations in these conditions throughout
(Armstrong 2010).
¹⁸ These are the Amu Darya, Brahmaputra, Ganges, Indus, Irrawaddy, Mekong, Salween, Tarim, Yangtze and Yellow Rivers.
¹⁹ It has been estimated that global warming in the region has been 0.6 ºC per decade versus 0.74 ºC per hundred years as a
global average (Eriksson et al. 2009).
²⁰ Several glaciers in the extended HKH region are retreating but the extent of the impact of climate change on glacier ice is not
well known as glacier data in the Himalayas and surrounding mountains are very sparse and conditions vary significantly
along the south–east to north–west transect of the Himalayan–Karakoram–Hindu Kush mountain ranges (Armstrong 2010).
Addressing the threats posed or compounded by climate change demands the development of
integrated and holistic approaches for the management of mountain ecosystems that sustain the
ow of life-supporting services. This can be achieved with innovative adaptation solutions (including
ecosystem-based adaptation), such as sustaining highland wetland systems that provide water
regulation, other services and habitats for critical animal and plant species (including medicinal
plants), or new technologies such as drip irrigation systems (CBD 2012; Chettri 2011).
Ecosystem-based adaptation in fragile mountain ecosystems such as HKH can not only provide
co-bene ts at the global or national level but may also be integrated into regional policies to
jointly encourage climate change adaptation, biodiversity conservation and sustainable use, and
development at a landscape level (Sharma et al. 2010). In the HKH, holistic ecosystem-based
adaptation strategies that emphasize adaptation as an interdisciplinary issue have been advocated.
These interventions seek to achieve the sustainable management of the transboundary reserve
system through the application of landscape-based solutions to jointly reduce the vulnerabilities
of biodiversity and local communities to climate change and other drivers by restoring endemic
vegetation, developing connectivity between ecosystems, and monitoring large-scale changes to
increase the social and economic resilience of local populations (Chattra et al. 2009).
2.6 Climate change and urbanization dwellers worldwide. Most future population
growth will be in small- and medium-sized
The global urban transition provides challenges cities in low- and middle-income countries.
and opportunities for health at the intersection Urban health inequalities are well documented
of climate change and biodiversity. Currently, (WHO and UN-HABITAT 2010), and rapid,
urban populations are growing by more than unplanned urbanization threatens biodiversity
1 million people every week and, by 2030, it is and exacerbates public health challenges across
estimated that 2 in every 3 people will live in different levels of economic development. Climate
urban areas – a total of more than 6 billion urban change especially amplifies health risks among
²¹ For example, the reduced availability and quality of freshwater or changes in monsoon patterns can at once affect agricultural
production by decreasing crop yield, increasing water and food insecurity (particularly for those living at altitudes of 2500
m or higher) and lead to a rise in the prevalence of waterborne diseases such as diarrhoeal disease (Ebi et al. 2007). The
impacts on agriculture and food production can also be especially severe. For example, in Nepal, an estimated 64% of all
cultivated area is dependent on monsoon rainfall (Chaudhary and Aryal 2009).
²² Some species may even become extinct as a result of gradual habitat loss resulting from global warming, particularly in
mountain biota above the tree line, and in high latitude and high altitude biomes (Chaudhary and Aryal 2014; Chapin 2004).
²³ Ecosystem-based adaptation (EBA) integrates the use of biodiversity and ecosystem services into an overall climate change
adaptation strategy, while ecosystem-based mitigation (EBM) involves using ecosystems for their carbon storage and
sequestration abilities, by creating, restoring and sustainably managing ecosystems as a climate mitigation strategy.
²⁴ For example, the forest rehabilitation project in Krkonoše and Sumaya National Parks in the Czech Republic is one of several
examples of the implementation of ecosystem-based adaptation strategies and the challenges they have encountered (see
Naumann et al. 2011; Dowald and Osti 2011).
²⁵ Forests provide a carbon reservoir as they contain about 60% of all carbon stored in terrestrial ecosystems (CIFOR 2007),
and they can serve as important buffers for climate adaptation strategies. As deforestation contributes a large proportion
of global carbon emissions, curbing deforestation and investing in reforestation activities are a critical adaptation strategy
(Chaudhary and Aryal 2009).
²⁶ World Health Assembly resolution 61.19: Climate change and health. Geneva: World Health Organization; 2008. Available
at: http://www.who.int/phe/news/wha/en/index.html.
²⁷ http://www.who.int/globalchange/mediacentre/events/climate-health-conference/en/
In China, arti cial, human-made structures have traditionally been employed to protect communities
and infrastructure from shallow landslides, but these have short lifespans and have in many instances
caused considerable disruption to ecosystems. Ecological engineering involves “the design of
sustainable ecosystems that integrate human society with its natural environment for the bene t of
both” (Stokes et al. 2014). The use of plants as ecological engineers represents a more cost–e ective
and enduring option to combine with civil engineering approaches, with the potential of being self-
sustaining, increasing in e cacy over time, enhancing local biodiversity, and providing a plethora of
ecosystem services that can help address various drivers of livelihood vulnerability.
Several studies have shown that the establishment of certain types of vegetation cover signi cantly
reduces shallow landslides and erosion on steep slopes (>35°) due to the ability of root systems
to modify the biophysical, mechanical and hydrological properties of soil (Stokes et al. 2010;
Reubens et al. 2007; Fattet et al. 2011; Ghestem et al. 2011; Mao et al. 2014). To be e ective,
however, ecological engineering techniques require that the mechanical, chemical and architectural
traits of plant root systems be determined on a site-speci c basis to determine optimum species
combinations and planting con gurations for rehabilitating, protecting and stabilizing degraded
slopes (Stokes et al. 2014).
Certain species are traditionally favoured in slope stabilization – such as vetiver grass in China (Ke
et al. 2003), but monocultures can be a high-risk venture, thus favouring a mixture of di erent plant
functional types for slope stabilization, for example (Stokes et al., 2014; Fattet et al., 2011; Pohl et
al. 2009; Reubens et al. 2007). Polyculture plantations provide a range of root systems for optimum
soil stability. They also foster a heterogeneous environment for enhanced biodiversity and overall
ecosystem functioning, as well as supporting opportunities for income generation and a number of
other socioeconomic co-bene ts (Gouzerh et al. 2013; Shi and Li 1999; Post and Kwon 2000; Cavaillé
et al. 2013).
While ecological engineering usually does not incorporate, but can enhance the e ciency of, human-
made structures, another key distinction between these approaches relates to their e ectiveness
over time and space. From the rst moment of hard engineering installation, no erosion should occur;
however, this ecological engineering relies largely on plant growth, leaving a window of susceptibility
during the early years of restoration of a site when plants are too small to fully contribute to soil
stability (Stokes et al. 2004; 2008).
Mitigation measures encompass, for example, common mitigation efforts, while early warning
engineering techniques, improved environmental systems may be established and building design
policies and educational campaigns, and can be standards integrated into policy at the national
implemented at a range of scales. At the household level.
level, awareness-raising schemes can encourage
an avoidance of unnecessary risks through Mitigation is linked to the concept of disaster
encouraging the preparation of emergency kits or resilience, which describes the ability of a
the procurement of personal insurance. At a larger system, community or society to resist, absorb,
scale, the instalment of gas shut-off valves for accommodate and recover from the effects of a
earthquake events or the construction of houses hazard in a timely and efficient manner, including
on stilts to reduce flooding damage also comprise through the preservation and restoration of its
ŝI Ʋnd the sea level becoming higher and higher each year. Storms are more frequent and unpredictable.
If the situation continues, we may have nowhere to live.” — Kanit Sookdang
An innovative mangrove restoration project in southern Thailand has used ecological engineering to
mitigate the impacts of coastal storms and erosion. Klong Prasong is a shing village located on Klang
Island in the Krabi river estuary along Thailand s Andaman sea coast. For many years, powerful waves,
strong winds and rising sea levels threatened the village and its inhabitants, eroding the shoreline,
damaging infrastructure and properties, and forcing villagers to relocate to higher land. Local
shermen report that waves have eroded the coastal area by more than 1 km and Kanit Sookdang, a
54-year-old villager from Klong Prasong, has been forced to move house ve times in the past three
decades due to coastal erosion (Sarnsamak 2014; BP 2014).
Representing socionatural disasters, the storms and coastal erosion experienced in Klong Prasong
can be attributed to a complex interplay of natural and anthropogenic factors, including the monsoon
climate, intensive shrimp cultivation and the e ects of climate change. This multifaceted risk
pro le is further complicated by the increasing frequency and severity of coastal erosion and storm
conditions over the past few years, an intensi cation which demonstrates the dynamic nature of
disaster events over time and calls for a new approach to disaster management on Klang Island.
Observing the ine ectiveness of a concrete barrier wall constructed in 2003 – which, despite being
raised in height, failed to protect communities and actually augmented sediment loss and the e ects
of coastal ooding – a community-initiated demonstration project under Raks Thai Foundation s
“Building Coastal Resilience to Reduce Climate Change Impacts in Thailand and Indonesia (BCRCC)”
initiative adopted a true EbA. It constructed a bamboo wave barrier in an attempt to address coastal
erosion and facilitate the re-establishment of mangrove forests (Enright and Nakornchai 2014; Raks
Thai 2014).
It is anticipated that the bamboo wall will reduce wave energy, mitigate erosion and foster the
accumulation of sediment on its landward side in which mangroves can be planted. The structure –
made from bamboo sourced locally in Krabi province – is expected to last approximately seven
years, su cient time to enable mangroves to form a natural bioshield. The dense network of trunks,
branches and aerial roots of mangroves help shelter coastlines from strong winds and generate
a high drag force, which attenuates waves and dissipates their energy across the intertidal zone
(McIvor et al. 2012; Alongi 2008; Feagin et al. 2010; Giri et al. 2008). Mangroves have, in a number of
instances, been observed to signi cantly reduce the impacts of storm events on coastal communities,
reducing economic damages, mitigating biodiversity losses and saving lives (Das and Crépin 2013;
Quartel et al. 2007; Kathiresan and Rajendran 2005; Badola and Hussain 2005).
Although budget restrictions meant that only a single-layer bamboo barrier was constructed under
the BCRCC project, the demonstration of this innovative approach to disaster management convinced
the Krabi Provincial Administrative O ce to build a more substantial, 500 m long double-layer
bamboo barrier, supported with government investments of 1 750 000 Baht (US 55 000). This
illustrates a new commitment by the government to ecosystem-based DRR approaches (Enright and
Nakornchai 2014).
While it is too early to evaluate the long-term impacts of these bamboo wave barriers, a number
of successes have already become apparent. Only eight months after the bamboo was rst put in
place – in une 2013 – assessments found that 15 cm of sediment had accumulated behind the
structure, with a clearly visible di erence in soil strata height between the seaward and landward
sides. Planted Avicennia marina seedlings had a survival rate of 80–90%, compared with rates of
just 10% when the same species was planted in front of the concrete wall. Signi cant increases
have also been recorded in the biodiversity and population sizes of aquatic species, particularly
molluscs: Musculus senhousia, Donex scortum and Meretrix sp. Local people can now expect to collect
at least 3 kg of Donex scortum each during every collection session – a few hours during the low tide
when the mud ats are exposed – which they had been unable to do in the recent past (Enright and
Nakornchai 2014).
This innovative approach to disaster resilience has also had a positive impact on the mental health
and well-being of community members in Klong Prasong. Village residents reported that they used
to sleep uneasily with the sound of strong waves hitting the concrete wall and a constant fear that
seawater would ood their homes. The construction of the bamboo barrier has increased their sense
of security and allows them to sleep peacefully in the knowledge that they are better protected.
The above case study demonstrates best practice ecosystems off the coast of Klong Prasong has built
in the use of an EbA for the mitigation of disaster the resilience of coastal communities, restored
risk. The construction of bamboo barriers local biodiversity, and supported the revival of
and concomitant regeneration of mangrove
In Rwanda s Gihembe camp, agricultural activities have fostered economic self-reliance for refugees
who cultivate mushrooms to enrich their diets and generate income. With support from the American
Refugee Committee (ARC), an association of 50 women living with HIV/AIDS has been established and
supported to pursue commercial agriculture. The women have received extensive training on a range
of topics – including association ethics, marketing, basic accountancy and business development
– and encouraged to employ sustainable land management techniques for the conservation of
ecological resources, minimizing soil and water erosion through terrace construction, trench digging
and the planting of 780 agro-forestry trees (ARC 2014).
In seven months, 3700 kg of mushrooms have been harvested, with 3000 kg sold to camp residents,
host community members and a local mushroom farm company (at around 1000 Rwandan francs
US 2 per kg) and the remaining 700 kg divided between the members of the association for
domestic consumption (Gonzalez 2006).
In addition to providing nutritional bene ts, this project has encouraged money management and a
culture of saving has begun to develop among the women. The association account contains over 1.5
million Rwandan francs (US 2200), a third of which is shared as pro t among members and stored in
xed deposit accounts to accrue interest (ARC 2014). This resource-based income-generating project
has also contributed to ghting the stigma surrounding HIV in the camp. Refugees and members of
the host community who purchase the mushrooms have been made aware that those living with this
disease are still able to work productively and contribute to life in Gihembe, reducing prejudice and
enhancing the quality of life for all those with HIV (ARC 2014).
The agricultural activities in Gihembe refugee camp demonstrate that well-managed ecosystems
are capable of providing a direct source of livelihoods for displaced populations. With active
participation and capacity building, the refugees were able to help themselves, utilizing locally
available natural resources to rebuild and improve their lives in a digni ed and sustainable manner
(UNHCR 2014).
threats engendered by the sudden arrival of some degree on the goods and services provided
large numbers of people. This results in the loss by local ecosystems), but will also impact members
of indigenous plant and animal species and a of host communities.³ The establishment of a
substantial decline in biodiversity (Oucho 2007). refugee/IDP camp and the subsequent influx of
With time, ecosystem degradation may spread thousands of people (potentially from different
beyond the immediate confines of a camp, where ethnic and cultural backgrounds) change the
other disaster response activities might be under environment of host communities in both
way. In north-east Kenya’s Dadaab refugee camp, positive and negative ways. In most cases, initial
for example, the deforestation radius around the kindness gives way to hostility as biodiversity is
camp increased from 5–10 km to 70 km between diminished and resource scarcities arise, inciting
1990 and 2010 (Gitau 2011). tension between the newcomers and host
community members, which can result in conflict
Any additional stress to existing environmental
degradation will not only have significant
implications for displaced populations (whose ³ Host communities comprise the local, regional and
national political and socioeconomic structures within
livelihoods and well-being are likely to depend to
which refugees live (UNHCR 2014).
ordan is one of the world s most arid countries but, since 2011, potential threats to water and food
security have been exacerbated by the arrival of over 600 000 Syrian refugees. This population in ux
has accelerated groundwater depletion and caused water tables to drop precipitously, increasing
salinization and rendering what little water remains less safe for human consumption.
ordanian households use an estimated 80 L of water per day on average, but communities in which
refugee camps have been established have seen the average supply drop below 30 L per day, with
accompanying declines in sanitation and a rise in disease incidence. As the quality and quantity of
limited water reserves continues to deteriorate, attention has turned towards demand and the poor
water conservation habits of Syrians, who are unaccustomed to living in a water-scarce environment
and are thus prone to wasting water.
Future e orts at water management must be implemented with long-term sustainability in mind in
order to preserve natural resources, support their restoration and maximize public health bene ts.
A holistic approach incorporating water demand management could also include the promotion of
simple and culturally appropriate conservation practices at the household level in order to reduce
water consumption and facilitate the possibility of groundwater replenishment.
(UfS 2013). The case studies below illustrate the non-refugee affected areas. Refugees rarely felled
myriad impacts displaced populations can have on trees for fuelwood alone – collecting most of it
biodiversity in their hosting areas. from the ground or as a byproduct of trees felled
for other purposes. The main environmental
While the examples given above illustrate change caused by refugees has been a decline in
the detrimental effects that humanitarian woody biomass.
operations can have on biodiversity, ecosystem
functioning and sustainability, this need not Localized instances of deforestation and
always be the case. It must be recognized that the considerable variation in the extent of woody
environments which displaced populations enter biomass depletion throughout Dedza and Ntcheu
are not necessarily pristine, but are usually already districts – even in areas subjected to similar human
undergoing various processes of degradation and pressures – demonstrate that the simple presence
decline. It is not uncommon, though, for these of refugee communities does not necessarily
groups to be blamed for declining conditions lead to biodiversity loss. This heterogeneity is an
that predate their arrival, particularly where outcome of interactions between various local
environmental baseline data and monitoring are environmental and sociocultural factors, such
unavailable (Oucho 2007). as the presence and enforcement of informal
regulations and established norms of resource
The presence of Mozambican refugees in Malawi’s access (Barnett 2003). The ways in which refugee
Dedza and Ntcheu districts, for example, had little livelihoods interact with the environment are
discernable impact on soil fertility or the depletion complex and diverse, with substantial differences
of many other natural resources (Barnett 2003). often discernable between, and within, specific
Although most Mozambicans made use of tree locations.
products – notably for fuelwood and construction
poles – little overall difference was noted in the Refugees and IDPs can make a significant
rates of forest coverage between refugee and contribution to conservation and rehabilitation
pathways to sustainability
1. Introduction chapter 2, in particular). The linkages and the
origins and impacts of the drivers occur at various
The large-scale transformations of ecosystems to spatial scales and have a wide range of implications
meet the needs of growing human populations for human well-being.
have greatly accelerated over the past century,
transforming up to three quarters of the Earth’s This chapter looks at the underlying drivers of
biosphere, and diverting much of its biological change and their current trends. It examines
productivity for human use (Brown 2004; MEA possible future scenarios of change and their
2005; Ellis & Rammankutty 2008; Steffen et implications for biodiversity, human health, and
al 2015). The growing conversion of land for the interactions between them. Looking at future
agriculture, pasture, energy and commercial scenarios can be useful in elucidating potential
development has grown steadily alongside the synergies and tradeoffs in policies for health and
extraction of natural resources, the erosion of biodiversity conservation as well as in examining
landscapes and the unabated loss of the Earth’s the feasibility of meeting health and biodiversity
genetic and species diversity. objectives in the context of broader goals such as
the emerging sustainable development goals.
While many of these developments have benefitted
the lives of millions of people, improving their In recent decades, there has been an increased
access to food, shelter, energy, water and other interest in the implications of environmental
resources, they have often come at the expense change for human health (WHO 2005), often
of human health and the ecosystems upon which with a particular focus on the impacts of climate
we all rely for our survival (MEA 2005). They have change (See Chapter 13). More recently still,
also inevitably altered the nature and functions the importance of biodiversity and its decline
of many of our ecosystems, in turn shaping the for human well-being has been also highlighted
burdens of disease and inequity, across geopolitical (Cardinale et al 2012). In fact, threats to human
boundaries, from local to global scales (Robbins health from climate change and biodiversity
2011). change need to be addressed together, in a
coherent framework. This is necessary not only
The previous chapters describe the multitude of because of the interactions between the impacts
linkages between biodiversity and human health. on human health due to climate change and those
They also note that there are common drivers of due to biodiversity change (see Chapter 13), but
change to biodiversity and human health (see also because consideration needs to be given to
Addressing the direct and underlying drivers of Population growth may have some positive
biodiversity loss, poverty and ill health, under consequences. For example, some economists
present and future challenges also ultimately have argued that population growth induces
requires behavioural change by individuals, technological innovation, and provides
communities, organizations, industries, development benefits including agricultural
businesses and governments. Understanding, innovation and intensification (e.g. Boserup
awareness and appreciation of the diverse values 1965; Das Gupta 2011). However, population
of biodiversity, ecosystems and the services they expansion also places increased demand on
deliver underpin the combined willingness of healthcare systems and can greatly extenuate
millions of individuals to undertake purposeful pressures on natural resources. In particular, rapid
actions to address these drivers of change (see population growth in high fertility countries can
Chapter 16). Greater awareness of the values of create a range of economic, social, health and
biodiversity and ecosystem services also allows environmental challenges as well as for governance
individuals and governments to assess more (lagging investments in health, education, and
accurately the trade-offs of their policies and infrastructure). (Brown 20014; Bongaarts 2013;
decisions (CBD, 2013). Gerland et al 2015)
In 2014, the Conference of the Parties to the Convention on Biological Diversity assessed progress
in the implementation of the Strategic Plan for Biodiversity 2011–2020 and its Aichi Biodiversity
Targets. (See Chapter I, box 1, on the basis of an evaluation contained in the fourth edition of the
Global Biodiversity Outlook (GBO-4; see also Tittensor et al 2014). The assessment shows that
signi cant progress towards meeting the components of the majority of the Aichi targets. However,
in most cases, this progress will not be su cient to achieve the targets set for 2020 and additional
action is required. The evaluation was based on multiple lines of evidence including global
assessments extrapolated trends in 55 indicators to 2020 and 2050, including response indicators
and indicators based on projections on the state of biodiversity. The conclusions are that while
responses to biodiversity loss are increasing (i.e countries are taking action), the large majority
of projections of the state of biodiversity to 2020 and 2050 show a signi cant deterioration and
pressures on biodiversity continue to increase.
The Outlook also identi es actions that would help to accelerate progress and concludes that
attaining most of the Aichi Biodiversity Targets will require implementation of a package of
actions typically including: legal and policy frameworks; socioeconomic incentives aligned to such
frameworks; public and stakeholder engagement; monitoring and enforcement. Coherence of policies
across sectors and the corresponding government ministries is necessary to deliver an e ective
package of actions.
ǡǤǢǰǭǠɻ
A B
.
Proportion in
Population Size Red List Index Species Richness Mean Species
Abundance
Proportion in averaged Values in Values in under Levels in averaged across the
across three response scenarios business as usual three responses scenarios
C D
, ,
, ,
tonnes per year
, ,
Gt CO equivalent
, ,
, ,
, ,
, ,
, ,
Levels in averaged across the response scenarios Food production in averaged across the three response scenarios
• Reducing greenhouse gas emissions from • Reducing nutrient and pesticide pollution and
energy and industry (see also chapter on climate water use (see also chapters on freshwater and air
change); quality and impacts of pharmaceuticals on the
environment);
• Increasing agricultural productivity and
containing agricultural expansion to prevent • Promoting sustainable harvest, use and trade
further biodiversity loss and to avoid excessive of resources used for medicines (see also chapter
greenhouse gas emissions from conversion of on traditional medicine).
natural habitats (see also chapter on agricultural
biodiversity); As the scenarios in Figure 2 and practical
experience demonstrate, it is possible to achieve
• Restoring degraded land, protecting critical these goals while achieving food security,
habitats and resources (see also chapter on protecting biodiversity, curtailing climate change
freshwater); and attaining other goals for human development.
ǡǤǢǰǭǠɼ
Target
%
¹ Based on World Health Organization estimates, in 2012, approximately 4.3 million premature deaths were attributable to
household air pollution.
In 2012, the WHO and the CBD embarked on an unprecedented joint collaborative endeavour aimed
at engaging the health and biodiversity sectors worldwide, with a particular focus on developing
countries, where concerted action is most urgently needed, in order to build capacity, and promote
action to jointly protect biodiversity and promote human health in the context of sustainable
development. The initial series of regional capacity-building workshops jointly convened by these
organizations, in collaboration with national and regional country partners, were held for the Americas
in Manaus, Brazil in September 2012 and for Africa in Maputo, Mozambique in April 2013. Country
representatives from the biodiversity and health sectors from a combined total of some 50 countries,
and a number of relevant organizations, regional experts and representatives of indigenous and local
communities, gathered to survey some of the critical linkages at the biodiversity-health nexus and
their relevance to the Strategic Plan and its Aichi Biodiversity Targets and to discuss the need to further
mainstream biodiversity in public health strategies and to incorporate public health considerations in
biodiversity strategies. Participants agreed upon an initial broad set of conclusions which have been
further revised and adapted in light of the issues identi ed throughout various chapters of this state of
knowledge review, in the broader context of the implementation of the Strategic Plan for Biodiversity
2011–2020 and the Post-2015 development agenda. These conclusions are re ected in sections 2
and 3 of this chapter as a broad framework for the integration of the biodiversity-health considerations
in local, national and regional strategies (see also Romanelli et al. 2014b) .
In the sections that follow, some tools to achieve 3. Priority interventions for the
these outcomes and additional areas for further integration of biodiversity and
research are identified. These are not intended to be human health
comprehensive, but rather illustrative of the need
Romanelli and others (2014b) identified as of
to further strengthen interdisciplinary knowledge
priority interventions to facilitate the integration
at the intersection of biodiversity and health.
of biodiversity-health linkages in relevant polices,
A key element is adopting integrative approaches programmes and practices at the national level.
such as the “One Health” approach or other As they noted, the implementation of these
approaches that consider connections between interventions will be largely influenced by
human, animal, and plant diseases and promotes individual country institutional and financial
cross-disciplinary synergies for health and capacities, and shaped by competing demands
biodiversity (see section 4 of this chapter). In faced by health and environment agencies,
this context, the importance of preventive and with often limited resources. In that light, they
precautionary strategies for the management suggest that a pragmatic approach is needed,
of sustainable ecosystems to optimize health focusing first on those activities which require
little initial investment and which will gradually
The priority interventions identified include. (g) Promote further applied research on
biodiversity–health linkages to identify country-
(a) Encourage the development of new and existing specific health risks, notably through disease
tools such as environmental impact assessments, organisms or ill-health triggers that result from
strategic environmental assessments, risk ecosystem degradation and address local health
assessments, and health impact assessments that adaptation needs and solutions. Research should
consider health-biodiversity linkages to manage also contribute to strengthening inter-country
future risks and safeguard ecosystem functioning and regional research collaboration to address
while ensuring that social costs, including health knowledge gaps and to incorporate social and
impacts, associated with new measures and cultural perspectives as well as traditional and
strategies do not outweigh potential benefits religious values that serve to promote health and
protect biodiversity
(b) Strengthen core national capacities that enable
health systems to prepare for and effectively (h) Facilitate implementation of integrated
respond to public health threats resulting from essential public health and biodiversity-related
ecosystem degradation and undertake cooperative interventions for the management of both
actions toward capacity-building that promote short and long-term health risks resulting from
the training of professionals in the health and biodiversity loss and unsustainable practices;
biodiversity sectors, as well as indigenous and
local communities (i) Facilitate implementation of integrated
environment and health surveillance to support
(c) Promote research, development, and timely and evidence-based decisions for the
cooperation in traditional medicine in compliance effective identification and management of short
with national priorities and international and long-term risks to human health posed by
legal instruments, including those concerning ecosystem degradation and biodiversity loss by
traditional knowledge and the rights of indigenous forecasting and preventing increases in related
peoples, as appropriate ill-health and disease
(d) Promote the exchange of information, (j) Strengthen and operationalize the health
experiences, and best practices to support the components of disaster-risk reduction plans
development of national and regional biodiversity to prevent casualties resulting from the health
and health strategies, and integrated tools of consequences of ecosystem degradation
territorial planning
(k) Strengthen international and regional
partnerships, joint work programs, and
Recognizing Value: Recognizing value in ecosystems, landscapes, species and other aspects of
biodiversity is a feature of all human societies, and is sometimes su cient to ensure conservation
and sustainable use. This may be the case especially where the spiritual or cultural values of nature
are strong. For example, protected areas such as national parks have historically been established
in response to a sense of collective heritage or patrimony, a perception of shared cultural or social
value being placed on treasured landscapes, charismatic species or natural wonders. Protective
legislation or voluntary agreements can be appropriate responses where biodiversity values are
generally recognized and accepted. In such circumstances, monetary valuation of biodiversity and
ecosystem services may be unnecessary, or even counterproductive if it is seen as contrary to
cultural norms or fails to re ect a plurality of values.
Demonstrating Value: Demonstrating value in economic terms is sometimes useful for policymakers
and others, in reaching decisions that consider the full costs and bene ts of a proposed use of
an ecosystem, rather than only costs or values that enter markets in the form of private goods.
Economic valuations of natural areas are a case in point. Examples include calculating the costs and
bene ts of conserving the ecosystem services provided by wetlands in treating human wastes and
controlling oods, compared to the cost of providing the same services by building water treatment
facilities or concrete ood defences. Valuation is best applied for assessing the consequences of
changes resulting from alternative management options, rather than attempting to estimate the
total value of ecosystems. Most valuation studies do not assess the full range of ecosystem services
and not all biodiversity values can be reliably estimated using existing methods. The identi cation
of all signi cant changes in ecosystem services is a necessary rst step even if all of them are not
monetized.
Capturing Value: This nal tier involves the introduction of mechanisms that incorporate the values
of ecosystems into decision-making, through incentives and price signals. This can include payments
for ecosystem services, reforming environmentally harmful subsidies, introducing tax breaks for
conservation, or creating new markets for sustainably produced goods and ecosystem services. It
needs to come along with reinforcing rights over natural resources and liability for environmental
damage. The challenge for decision makers is to assess when market-based solutions to biodiversity
loss are likely to be culturally acceptable, as well as e ective, e cient and equitable.
² UNEP/CBD/SBSTTA/17/INF/1
³ The effectiveness of such approaches in addressing ethical considerations or reducing health disparities has also been
questioned (Lieberman et al. 2013).
⁴ For example, Kuhnlein et al. (2013) discuss how the Ainu people in the Saru River region, Japan, approached behaviour
change. In chapter 14 of that same volume detailed approaches and methods for behaviour change among indigenous
peoples are also discussed.
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