Foods 10 01226 v2
Foods 10 01226 v2
Review
Safety of Alternative Proteins: Technological, Environmental
and Regulatory Aspects of Cultured Meat, Plant-Based Meat,
Insect Protein and Single-Cell Protein
Joshua Hadi 1 and Gale Brightwell 1,2, *
1 AgResearch Ltd., Hopkirk Research Institute, Cnr University Ave and Library Road, Massey University,
Palmerston North 4442, New Zealand; Joshua.Hadi@agresearch.co.nz
2 New Zealand Food Safety Science and Research Centre, Massey University Manawatu (Turitea), Tennent
Drive, Palmerston North 4474, New Zealand
* Correspondence: Gale.Brightwell@agresearch.co.nz
Abstract: Food security and environmental issues have become global crises that need transformative
solutions. As livestock production is becoming less sustainable, alternative sources of proteins are
urgently required. These include cultured meat, plant-based meat, insect protein and single-cell
protein. Here, we describe the food safety aspects of these novel protein sources, in terms of their
technological backgrounds, environmental impacts and the necessary regulatory framework for
future mass-scale production. Briefly, cultured meat grown in fetal bovine serum-based media can
be exposed to viruses or infectious prion, in addition to other safety risks associated with the use of
genetic engineering. Plant-based meat may contain allergens, anti-nutrients and thermally induced
carcinogens. Microbiological risks and allergens are the primary concerns associated with insect
protein. Single-cell protein sources are divided into microalgae, fungi and bacteria, all of which have
Citation: Hadi, J.; Brightwell, G.
specific food safety risks that include toxins, allergens and high ribonucleic acid (RNA) contents. The
Safety of Alternative Proteins:
Technological, Environmental and
environmental impacts of these alternative proteins can mainly be attributed to the production of
Regulatory Aspects of Cultured Meat, growth substrates or during cultivation. Legislations related to novel food or genetic modification
Plant-Based Meat, Insect Protein and are the relevant regulatory framework to ensure the safety of alternative proteins. Lastly, additional
Single-Cell Protein. Foods 2021, 10, studies on the food safety aspects of alternative proteins are urgently needed for providing relevant
1226. https://doi.org/10.3390/ food governing authorities with sufficient data to oversee that the technological progress in this area
foods10061226 is balanced with robust safety standards.
Academic Editor: Keywords: alternative proteins; cultured meat; plant-based meat; edible insects; single-cell protein;
Trine Kastrup Dalsgaard novel food; environmental issues; food safety
Several examples of novel protein sources are cultured meat, plant-based meat, insect
protein and single-cell protein, which have gained interests from researchers and the
food industry in the past few years. To our knowledge, current research has focused
on the technological and industrial application of these alternative proteins, but their
safety aspects remain poorly described. In this review, we attempt to summarize their
current food safety status to support future developments of safe alternative proteins,
including brief descriptions of relevant technological backgrounds, environmental impacts
and regulatory framework.
2. Cultured Meat
2.1. Cell Type and Culture Media
Cultured meat, also known as in vitro, lab-grown or cell-based meat, is derived
from animal stem cells that are cultivated in controlled settings. Currently, the two main
stem cells considered to be the most suitable for culturing meat are embryonic stems
cells or satellite cells [11]. The main steps involved in the production of cultured meat
include the isolation of stem cells from an animal biopsy, followed by the proliferation
and differentiation of these isolated stem cells into desired tissues (for example, skeletal
muscles) in a cell culture medium [11,12]. In the process, the growing cells can be attached
to scaffolding materials, such as collagen-like gel polymers, which serve as a support
network for the tissue development [11,12]—potential polymers to be used as scaffolds are
listed elsewhere [13].
Key research milestones in the production of cultured meat include the patent for
in vitro meat filed by van Ellen et al. in 1999 [14] and the report on in vitro cultivation of fish
skeletal muscles in 2002 [15]. In 2013, the first cultured beef was produced by researchers
at Maastricht University and was sampled in London [16]. However, as only satellite
cells were used, the product only contained skeletal muscle fibers, but not other meat
components, such as fat and connective tissues [16]. Thus, for cultured meat to emulate
the complex structure of animal-based meats, additional cell sources have been proposed,
including adipocyte tissue-derived stem cells and endothelial cells [12]. As reviewed by
Ben-Arye and Levenberg, recapitulation of complex meat structures via tissue engineer-
ing needs to include skeletal muscles (myogenesis), extracellular matrix (fibrogenesis),
microvascular networks (vascularization) and intramuscular fats (adipogenesis) [17].
Given the need for an array of cell types in the production of cultured meat, there is a
practical advantage in utilizing pluripotent embryonic stem cells over their multipotent
counterparts derived from adult animals (for example, satellite cells). In 2018, Bogliotti et al.
reported on a stable culture of bovine embryonic stem cells [18]. However, ethical issues
may arise from the use of embryonic stem cells, and thus there is still a need for alternative
sources of stem cells. One of these sources is the induced pluripotent stem cells (iPSC)
derived from adult cells, which were first discovered in 2006 by Takahashi and Yamada [19].
About a decade later, researchers generated in vitro skeletal muscles from porcine iPSC [20].
The main findings presented in these studies [18–20], along with those from other relevant
publications, are summarized in Table 1.
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2.2. Potential Food Safety Risks of Cultured Meat: Virus, Prion and Foreign Genes
Given that cultured meat is almost exclusively produced in a laboratory, it can be
considered to be less susceptible to zoonotic diseases than conventional meat products.
However, there are gaps in the current knowledge of food safety related to cultured meat,
especially due to the fact that the majority of research efforts are focused on the optimization
of production means. The most apparent safety issues may arise from the use of animal
serum in the culture medium. As outlined by the European Medicines Agency [29] and the
United States Department of Agriculture [30], all bovine-derived serum should be free of
the following viruses: bovine viral diarrhea virus, reovirus 3, rabies virus, bluetongue virus,
bovine adenovirus, bovine parvovirus and bovine respiratory syncytial virus, regardless of
their geographical origin [31].
Another potential hazard in animal serum is the pathogenic and infectious prion
(PrPSC ), particularly due to possible cross-species and blood-related transmissions. PrPSC
is a misfolded prion protein commonly associated with transmissible spongiform en-
cephalopathies, such as scrapie in sheep, chronic wasting disease in deer, bovine spongi-
form encephalopathy (BSE) in cattle and variant Creutzfeldt-Jakob disease (vCJD) in
humans [32]. As an acquired form of Creutzfeldt-Jakob disease—the other forms being
sporadic and genetic—vCJD has been associated with the consumption of food products
derived from infected cattle. The most prominent example is the disease onset of vCJD in
the United Kingdom that peaked in the year 2000, which was about 6–7 years after the peak
of the BSE epidemic in the same region [33]. Another study confirmed that cross-species
transmission of PrPSC from BSE-infected cattle to humans was possible, using transgenic
mice as a model [34]. Others have also demonstrated that blood components may act as
vectors for prion disease transmission [35,36].
In addition, the production of cultured cells for human consumption is unprecedented
and would require further assessments, particularly regarding the use of genetic engineer-
ing. For example, the generation of iPSCs involves the introduction of exogenous genes
Foods 2021, 10, 1226 5 of 29
(i.e., transcription factors) into the genome of somatic cells (Table 1). Genetic engineering
may also be used to improve the means of production—for example, by increasing cell
culture density through the inhibition of Hippo signaling pathway, as demonstrated in a
patent application submitted by researchers at Memphis Meat [37].
The issues mentioned in this section are still mostly theoretical, as to our knowledge,
the current literature lacks studies that directly assess the food safety risks related to
cultured meat. Future research should aim at identifying the safety issues of cultured meat,
particularly within the context of mass-scale production. These may include the retention
and infectivity of viruses or PrPSC within the final structure of cultured meat and also the
health implications, if any, of ingesting meat analogues derived from genetically modified
cultured cells.
3. Plant-Based Meat
3.1. Ingredients and Processing Technologies
The early use of plant-based ingredients, such as fermented soybean cake (i.e., tofu
and tempeh) or wheat (i.e., seitan), as meat analogues could be traced back to the Asian
communities in the 10th century [38,39]. However, these products are not able to emulate
the sensorial properties of animal-based meat. Instead, texturized vegetable proteins
(TVP) can be used as a potential replacement of conventional meat and are commonly
derived from soy proteins [40], or to a lesser extent, from wheat glutens [41,42] and legume
proteins (for example, pea and chickpea) [43,44]. In association with the Institutes of Food
Technologists, Egbert and Borders proposed a composition of plant-based meat (Table 2),
which is consistent with the recipes used by several existing animal-free meat companies,
such as Impossible Food, Beyond Meat and Gardein [45,46].
Table 2. Ingredients of plant-based meat as proposed by Egbert and Borders in 2006 [47].
extrusion, unhydrated protein concentrates may be directly introduced into the extruder,
which would result in a final product that has a high water-binding capacity, and thus
can be used as a meat extender (for example, in sausages or beef patties). On the contrary,
high-moisture extrusion involves pre-extrusion hydration of the protein concentrates to a
moisture content of 60–70%, followed by heating in the extruder that induces the formation
of viscoelastic mass, and subsequently slow cooling to prevent the disruption of the newly
formed product due to excessive material expansion [45].
The inherent differences between plant and animal proteins present a challenge to
the production of plant-based meat products. As highlighted in one study, there were
differences in the physical and nutritional features between TVP and animal-based meats,
including their psychochemical properties, textural characteristics and amino acid retention
after thermal processing [53]. This concern may be partially addressed by the use of
potassium carbonate [50] and alginate [48] to achieve sensorial properties of plant-based
meat that are comparable to cooked ground beef. Essential nutrients that are often missing
from a vegetarian diet, such as vitamins B-12 and D, calcium, zinc, iron and long-chained
n-3 (omega-3) fatty acids, could also be added post-extrusion to increase the nutritional
value of plant-based meat [49]. However, future research is needed to further optimize the
processing conditions of plant-based meat, for example, through the use of computational
techniques to predict the sensorial properties of meat analogues as a function of operating
conditions. A group of researchers used a genetic algorithm to optimize the texture and
appearance of a meat analogue, i.e., extrusion process conditions that achieved the highest
water and oil binding capacity and that also achieved product brightness [54].
Shear cell technology can be used to structure proteins through the combination of sim-
ple shear and elevated temperature, either in a conical shear cell device or in a cylindrical
Couette cell [45]. The final structure depends on the process temperature, concentration of
dry matter content (soy protein concentrates) and presence of polysaccharide (for example,
soy fiber) [55]. Consistently, varying process conditions have been used for other types of
protein or protein–polysaccharide combinations, such as soy protein isolates (SPI) [55,56],
SPI and wheat gluten [57] or SPI and pectin [56,58]. Krintiras et al. have also demonstrated
that scale-up is possible from a small Couette cell (200 g of sample) [59] to a larger one
(approximately 7.5 kg of sample) [60], with the authors identifying no barriers to further
upscaling [60].
Other available technologies include electrospinning [61] and 3D printing [62], al-
though the feasibility of these techniques for the production of plant-based meat remains a
subject of future studies.
3.2. Food Safety Risks of Plant-Based Meat: Bacteria, Anti-Nutrients, Allergens, Thermally
Induced Carcinogens and Genetically Modified Soybean
Plant-based meat can carry pathogenic bacteria originating from the raw ingredients.
Although most of these bacteria could be inactivated by the heat produced during the ex-
trusion process, some endospore-forming bacteria, such as Clostridium spp. or Bacillus spp.,
may survive the heating regime [63]. In a research commissioned by the European Union
(i.e., LikeMeat project), Clostridium sporogenes spores (ATCC 19404) in protein ingredients
were rendered inactive (below detection level) by extrusion, albeit Bacillus amyloliquefaciens
(AB255669 and LMA008A; <1000 colony forming units/g) were detected in the final
protein extrudates, possibly due to re-contamination post-extrusion [63,64]. This notion
of re-contamination was further enhanced by the identification of Enterococcus durans,
Exigobacterium acetylicum, Acinetobacter spp. and Staphylococcus spp. in uninoculated sam-
ples [64]. Consistently, another study identified several bacterial contaminants in plant-
based meat, which predominantly consisted of Lactobacillus sakei, Enterococcus faecium and
Carnobacterium divergens [65].
Health risk of plant-based meat may also arise from the presence of anti-nutrients.
Legumes have been associated with anti-nutrients, such as protease inhibitors, α-amylase
inhibitors, lectins (phytohemagglutinin), polyphenols (particularly tannins) and phytic
acid [66]. While these anti-nutrients can have health benefits, they have also been asso-
Foods 2021, 10, 1226 7 of 29
ciated with negative physiological effects, including altered gut function (for example,
inactivation of digestive enzymes or reduced iron absorption) and endocrine disruption,
among others [66,67]. Nevertheless, as reviewed by Petroski and Minich, plant-based anti-
nutritional compounds (lectins, oxalate, phytate, goitrogens, phytoestrogens and tannins)
are mainly harmful when ingested in high quantities or in isolation, and they could be
inactivated through cooking [67]. Others also found that extrusion at 170–180 ◦ C reduced
the amount of trypsin inhibitor, phytic acid and tannins in a meal derived from maize,
soybean concentrate and cassava starch [68].
It is well-established that legumes contain allergens that cause mild to life-threatening
conditions. The majority of these allergens belong to three protein families—namely, stor-
age proteins (with two main superfamilies prolamins and cupins), pathogenesis-related
proteins (for example, Gly m 4 in soybean) or prolifins (for example, Gly m 3 in soy-
bean). Legume-related allergens elicit IgE-mediated immunological reactions, with clinical
manifestation primarily grouped into four categories: cutaneous (skin), gastrointestinal,
cardiovascular and respiratory. Detailed discussions on legume allergies are provided
elsewhere [69]. Given the uncertainty on whether thermal processing can reduce the
allerginicity of legume proteins, particularly those derived from soybeans and peas, ad-
ditional studies are warranted [70,71]. Several research reports suggest that treatments
with high pressure, ultrasound and pulsed light can reduce the activity of allergens in
soybean [72]. Nonetheless, clinical studies are also necessary to determine whether the
reduced activities of legume allergens post-processing lead to significant physiological and
immunological effects in live hosts, including humans.
While thermal processing is essential for reducing the activities of microorganisms,
anti-nutrients and allergens, it may also induce the formation of carcinogens—particularly
in processed meat products—for example, polycyclic aromatic hydrocarbons [73,74], ni-
trosamines [75,76] or heterocyclic aromatic amines [77,78]. In their review article, He et al.
mentioned unpublished data on the detection of N-nitrosodiethylamine (15 µg/kg) in one
sample of cooked plant-based meat [79]. Thus, more studies are required to determine the
potential safety risk of these chemicals in plant-based meat [79].
As of 2017, the global adoption of genetically modified soybeans (also known as
biotech soybean or GM soybean) reached 77%, which included glyphosate-tolerant vari-
ants and were primarily planted in Brazil, Argentina and the United States of America
(USA) [80]. Concerns arise from the potential accumulation of glyphosate residues in these
GM soybeans—or their associated food products—and the subsequent adverse effects upon
ingestion [81]. These health concerns have been highlighted in studies using non-human
animal models, such as Japanese quails [82] and crustacean Daphnia magna [83,84]. Current
literature contains no data on the accumulation of glyphosate in plant-based meat.
Another GM ingredient in plant-based meat is soy leghemoglobin, derived from
yeast (Pichia pastoris) expressing the leghemoglobin c2 gene from soybean (Glycine max).
Jin et al. reported no potential allergenicity and toxigenicity associated with the use of
recombinant soy leghemoglobin in food, which was a conclusion determined through a
literature search, bioinformatics analyses on the amino acid sequence of leghemoglobin
and 17 Pichia host proteins, and also in vitro pepsin digestibility of leghemoglobin [85].
Another study by Fraser et al. demonstrated no genotoxic effects of recombinant soy
leghemoglobin on Salmonella enterica subsp. enterica serovar Typhimurium and E. coli
(Ames test) as well as no adverse events in Sprague Dawley rats fed with the protein for
28 days at 750 mg/kg/day [86].
4. Insect Protein
4.1. Insect Species, Farming and Processing
Insects have been a part of the human diet for centuries, particularly in Asia and
Africa [87]. According to the Food and Agriculture Organization of the United Nations
(FAO), there are over 1900 insect species consumed around the world (Table 3) [88]. This
practice of eating insects, also known as entomophagy, is sustainable due to the high
Foods 2021, 10, 1226 8 of 29
amounts of protein and polyunsaturated fatty acid contained in edible insects, although
there are variations across species [89–92]. Insects are also more effective in converting
feed into edible body mass than farm animals [93]. These have made them an attractive
option for expanded production to improve global food security.
Table 3. Major groups of insects consumed around the world as reported by van Huis et al. in association with the Food
and Agriculture Organization of the United Nations (FAO) [88]. Several species from each class are mentioned, but this list
is not exhaustive.
Most edible insects are harvested from the wild, but they can also be semi-domesticated
through habitat manipulation or reared in farms for a mass-scale production [88,94].
Wild harvesting and semi-domestication of insects are discussed in detail elsewhere [94],
whereas our review article focuses on farmed insects. For example, edible palm weevil
(Rhynchophorus ferrugineus) and crickets (Acheta domesticus, Gryllus bimaculatus,
Teleogryllus testaceus and Teleogryllus occipitalis) are produced by local farmers in Thai-
land [95]. These farmers use containers (plastic drawers, concrete block pens, plywood
boxes, etc.) to house the insects and nourish them with chicken feed (crickets) or plant-
based feeds (for example, sago palm trunks for palm weevil or cassava leaves for
crickets) [95].
Similar to other animals, insects require macronutrients (lipids, proteins and carbo-
hydrates) and micronutrients (essential sterols and vitamins), which can be derived from
animals, plants and yeast [96]. In particular, polyunsaturated acids, essential amino acids
and sterols must be supplied in the feeds, given that insects lack the ability to synthesize
these compounds in sufficient amounts [97]. As previously reported, the nutritional com-
position of feeds could influence the growth performance of mealworms (Tenebrio molitor,
Zophobas atratus or Alphitobius diaperinus), including their fatty acid profiles, lipid contents,
larval development time and progeny production [98–100]. As summarized by Morales-
Ramos et al., strategies to optimize artificial dietary supplements for farmed insects include
the determination of basic nutrient ratios (lipids, carbohydrates and proteins), feeding
adaptations (for example, encapsulation of liquid nutrients) and feeding refinement (for
example, feeding stimulants or nutritional adjustments for different growth stages) [97].
While organic wastes can be used as feeds for farmed insects, there are concerns about
the potential transmission of pathogens from these waste materials, the lack of adequate
nutrients present and the uncertain supply of organic wastes, particularly for a mass-scale
production [88]. A review article by Varelas provides extensive discussion on the mass
Foods 2021, 10, 1226 9 of 29
production of edible insects using food wastes as feeding substrates, including coverage of
topics on the composition of different substrates, fermentation processes and characteristics
of different insects fed with varying food wastes [101].
In addition to adequate nourishments, rearing conditions (for example, temperature,
humidity and population density) need to be optimized [102]. Currently, there is a lack
of data on the best method for processing and storing edible insects in a mass-scale
production, particularly given that nutritional needs and rearing conditions vary across
species [102]. Viral infections are another challenge for insect farmers, and this topic is
comprehensively assessed in a review article by Maciel-Vergara and Ros, which includes
discussion on the factors affecting the emergence of these pathogens in mass-scale rearing
systems and also the measures to prevent or manage infections that range from simple
sanitation interventions to advanced antiviral methods (for example, RNA interference
and transgenic technologies) [103].
Post-harvest processing of edible insects traditionally involves degutting and thermal
processes, such as boiling, frying, toasting, smoking, roasting and drying, which are
particularly important for eliminating microbial contaminants and increasing the shelf-
life of the final products [104]. More recently, other technologies have been used for the
extraction of substances from edible insects, including ultrasound, enzymatic hydrolysis,
supercritical carbon dioxide, sonication, soxhlet extraction and folch extraction [105].
4.2. Food Safety Risks of Edible Insects: Bacteria, Mycotoxins, Parasites, Allergens, Heavy Metals
and Anti-Nutrients
Microbial contents of edible insects are affected by growth conditions and species.
Metagenomic analyses revealed that microbial communities in yellow mealworm larvae
(T. molitor) [106,107] and grasshoppers (Locusta migratoria) [107] were dominated by bacte-
ria belonging to the phyla Proteobacteria and Firmicutes, although the two insect species
contained distinct bacterial genera. Further, the abundance of Actinobacteria and Bacteri-
oidetes differed considerably between the two studies [106,107]. Others have also reported
variations in the abundance and the type of bacteria present in edible insects supplied by
different companies [108,109]. These discrepancies may be attributed to differing farming
practices between companies, as highlighted by Li et al. that gut microbiota of T. molitor
larvae varied with rearing conditions (closed or open environment) [110].
Safety concerns can arise from the presence of pathogenic microorganisms in edible
insects. Several bacterial genera, including Cronobacter, Bacillus, Staphylococcus, Clostridium
and Haemophilus, have been identified in T. molitor or L. migratoria [106,107]. In another
study, Bacillus cereus and several potentially pathogenic bacterial genera (for example,
Salmonella, Vibrio and Acinetobacter) were detected in products derived from crickets
(A. domesticus), locusts (L. migratoria) and yellow mealworm larvae (T. molitor) [108]. Bac-
terial endospores of B. cereus were also isolated from T. molitor and A. domesticus, with
most strains (65%) containing cereulide plasmid, which may enable the production of a
heat-resistant toxin [111]. Others found that non-pathogenic Enterobacteriaceae dominated
in T. molitor [109,112,113]. Antimicrobial-resistance genes have also been reported in edible
insects, which included L. migratoria, A. domesticus and T. molitor [114–116].
The presence of fungi, such as those belonging to the genera Aspergillus, Penicillium
and Fusarium, in edible insects is a concern due to potential health risks associated with
mycotoxins [117,118]. As reported by Musundire et al., aflatoxin B1 was present in edible
stink bugs (Encosternum delegorguei), although the presence of the toxin depended on the
containers used to store the insects [119]. Interestingly, contamination of feeding substrates
with mycotoxins (for example, aflatoxin B1 , deoxynivalenol, ochratoxin or zearalenone) did
not seem to result in the accumulation of these toxins in several edible insect species, which
was potentially due to the ability of these insects to metabolize mycotoxins [120–123]. An-
other study showed that T. molitor could resist several mycotoxins introduced to their feeds,
albeit this depended on the fungal species from which the mycotoxins were derived [124].
These findings indicate that the digestion of mycotoxins may be specific to the insect species
Foods 2021, 10, 1226 10 of 29
and the type of mycotoxin, and thus future research is required, including studies on the
by-products of mycotoxin digestion by insects.
In addition to bacteria and fungi, parasitic pathogens may be transmitted via edible in-
sects. For example, potential human parasites have been identified in 91 insect farms across
six European countries, including Cryptosporidium spp., Isospora spp., Balantidium spp. and
Entamoeba spp. [125]. Diseases have been associated with the ingestion of infected insects, as
previously recorded for the transmission of Trypanosoma cruzi [126] and
Gongylonema pulchrum [127].
Safety risk of food-borne viral pathogens in edible insects is low, as one study reported
the absence of hepatitis A virus, hepatitis E virus and norovirus (genogroup II) in raw
yellow mealworms (T. molitor) and crickets (A. domesticus) [111]. A similar conclusion was
proposed in a report by the European Food Safety Authority (EFSA), in which a panel of
experts declared that viral infections in edible insects were specific for insects, and thus not
considered a hazard for humans [128].
These microbiological concerns can be mitigated by thermal interventions, such as
blanching and drying [113]. However, Klunder et al. found that heating was only effec-
tive against Enterobacteriaceae in T. molitor and A. domesticus, but not against bacterial
spores [129]. Instead, the authors proposed drying or acidification, including the use
of lactic acid fermentation to preserve composite meals of sorghum and T. molitor [129].
Interestingly, Rumpold et al. found that indirect cold plasma treatment was effective in
reducing the microbial load on the surface of T. molitor, albeit additional thermal (90 ◦ C)
and high pressure (600 MPa) treatments were required to achieve inactivation of the gut
microbiota [130].
Similar to plant-based meat, edible insects may be a source of allergens. These include
arginine kinase and tropomyosin, which are pan-allergens dominant in arthropods, as
evident from reports on IgE cross-reactivity between edible insects and house dust mite
or crustaceans [131]. However, the clinical significance of these allergens remains to be
established [131]. The effects of processing on the allergenicity of edible insects are also
unclear. In one study, enzymatic hydrolysis and thermal treatment eliminated cross-
reactivity and allerginicity of insect extracts (L. migratoria), as tested by immunoblots and
skin prick test [132]. Similarly, heat treatment reduced but did not eliminate the allergenicity
of mealworms (T. molitor, Zophobas atratus and Alphitobius diaperinus) in samples taken
from patients allergic to house dust mites and crustaceans [133]. Others demonstrated that
thermal processing of T. molitor did not change its IgE binding in a basophil activation
test nor in the skin reaction in a skin prick test (crustacean-allergic patients were used),
although the solubility of several proteins was altered [134]. Consistent with the data that
we collated in this review, conflicting results were also reported in a review article by Gier
and Verhoeckx [135].
Heavy metals can accumulate in edible insects, which is dependent on the growth
environments (wild or reared). Vijver et al. reported that cadmium, copper, lead and
zinc present in soils (naturally or artificially contaminated) were retained in the body of
T. molitor, with the extent of accumulation depending on the type of soil and metal [136].
Greenfield, Akala and van der Bank detected high concentrations of heavy metals in
Mopane worms (Imbrasia belina) taken from two sites at a South African national park: cad-
mium, copper and zinc concentrations were respectively 15–21, 2–2.5 and 0.4 times higher
than the recommended legal levels in the United Kingdom and European Union [137].
The concentration of manganese in I. belina was 20–67 times higher than the food safety
standard set by the United States Food and Drug Administration [137]. Others found
that contaminated feeds led to the accumulation of cadmium, lead or arsenic in soldier
fly larvae (Hermetia illucens) and yellow mealworms (T. molitor) [123,138], with one study
also suggesting that the accumulation rate was dependent on the insect species and type
of metal present [138]. On the contrary, another group of researchers demonstrated an
insignificant presence of arsenic, lead, chromium and mercury in reared grasshoppers
(Oxya chinensis subsp. formosana) [139].
Foods 2021, 10, 1226 11 of 29
Available data suggest that there is a minimal food risk associated with anti-nutritional
factors in edible insects. In India, a study found low levels of phenols and tannins (be-
low 0.52%) in aquatic edible insects—namely, Lethocerus indicus, Laccotrephes maculatus,
Hydrophilus olivaceous, Cybister tripunctatus and Crocothemes servillia [140]. Another study
conducted in Nigeria reported that the larvae of Cirina forda contained acceptable levels of
oxalate (4.11 mg/100 g) and phytic acid (1.02 mg/100 g) [141]. Similarly, EFSA declared
that the amounts of oxalic acid, phytic acid, hydrogen cyanide and polyphenols in T. molitor
were comparable to other foodstuffs [142]. However, researchers in Japan detected heat-
resistant thiaminase, which is a risk factor for vitamin B1 deficiency, in the pupae of
edible African silkworm (Anaphe spp.) [143]. Future investigations are required for other
insect species.
5.1. Microalgal Protein: Species, Processing Technology and Food Safety Risks
Several of the most biotechnologically relevant microalgae include green algae
(Chlorella vulgaris), Haemotococcus pluvialis, Dunaliella salina and spirulina (Arthrospira maxima
or Arthrospira platensis), as shown in Figure 1 [145]—while spirulina is commonly categorized
as a product derived from microalgae (blue/green), it is biologically classified as belonging
to the phylum Cyanobacteria. As demonstrated in three studies, microalgae (A. platensis,
C. vulgaris, Chlorella pyrenodiosa, Isochrisis galbana or Tetraselmis spp.) contained high levels
of protein (wprotein /wdry mass ), albeit there were variations across species ranging from 27%
in I. galbana to 64% in A. platensis [146–148]. Similarly, the contents of polyunsaturated fatty
acids, carbohydrates and mineral elements (for example, calcium and potassium) vary with
different microalgal species [146,147]. These variations in the nutrient contents of microalgae
have also been reported in previous review articles [145,149,150].
Most commercial production of microalgae utilizes open-air systems, which can be di-
vided into four categories: big ponds, tanks, circular ponds and raceway ponds. However,
due to the disadvantages of these open systems, such as low productivity, contamination
risk, difficulty with biomass recovery and problems of temperature control, closed sys-
tems have been developed, including tubular, flat panels and others. Microalgal biomass
can be recovered by sedimentation, filtration, centrifugation or flotation. Subsequently,
the biomass can be used as a whole, for example, after being spray-dried [149]. Alterna-
tively, microalgal proteins can be extracted in two steps: (1) disrupting the cells through
mechanical (for example, bead mill, homogenizer or ultrasonication) or non-mechanical
(microwave, pulsed electric field, enzymatic, ionic liquid or chemicals) means; (2) sepa-
ration of protein phase from other cellular debris by means of centrifugation, filtration
or ultrafiltration, in combination with improving the dispersibility of protein in the aque-
ous solution [151]. A new technology of a three-phase partitioning system has also been
proposed to extract proteins from C. pyrenoidosa, in which the microalgal components are
divided into non-polar (upper), protein (middle) and polar (lower) phases [148].
chanical (microwave, pulsed electric field, enzymatic, ionic liquid or chemicals) means;
(2) separation of protein phase from other cellular debris by means of centrifugation, fil-
tration or ultrafiltration, in combination with improving the dispersibility of protein in
the aqueous solution [151]. A new technology of a three-phase partitioning system has
also been proposed to extract proteins from C. pyrenoidosa, in which the microalgal com-
Foods 2021, 10, 1226 12 of 29
ponents are divided into non-polar (upper), protein (middle) and polar (lower) phases
[148].
Figure Microalgaethat
Figure 1. Microalgae thatcan
canbebe used
used as as sources
sources of protein
of protein for for human
human consumption:
consumption: (a) Haemotococcus
(a) Haemotococcus pluvialis
pluvialis with
with drop-
lets of astaxanthin
droplets within
of astaxanthin the the
within cells; (b) (b)
cells; Chlorella vulgaris;
Chlorella (c)(c)
vulgaris; Arthrospira maxima
Arthrospira maximaSAG
SAG21–99
21–99(spirulina).
(spirulina).Scale
Scalebar
bar == 15
15 µm.
µm.
Images were
Images were taken
taken from
from Wells
Wellset etal.
al. (2016)
(2016) published
published under
under the
the Creative
Creative Commons
Commons Attribution
Attribution 4.0
4.0 International
International License
License
(http://creativecommons.org/licenses/by/4.0/) [152].
(http://creativecommons.org/licenses/by/4.0/) [152].
harmful substances,
Despite their nutritional values, microalgae may also carry harmful substances, such
such
as heavy
heavy metals
metalsand
andtoxins,
toxins,particularly
particularlydue
duetoto
contaminations. Rzymski
contaminations. Rzymskiet al.
et found that
al. found
that certain food supplements derived from Spirulina spp. and Chlorella spp. contained
cadmium, mercury and lead, albeit at levels below the provisional tolerable weekly intake,
and this was likely due to the lack of quality control measures [153]. The contamination
risk is particularly high when wastewater is used as a growing substrate, given that mi-
croalgae can uptake these heavy metals from the environment, either passively via surface
sorption (living or non-living cells) or through metabolic-dependent activities (for example,
active transport) [154,155]. Further, the rate of heavy metal uptake varies across mi-
croalgal species; for example, cadmium accumulation ranged from 0.02 mgCd /gdry biomass
in I. galbana and 8–357 mgCd /gdry biomass in A. platensis to 1055.27 mgCd /gdry biomass in
Chaetoceros calcitrans [155].
Toxin can accumulate in microalgae, particularly when the environment is contam-
inated with toxin-producing cyanobacteria, such as Microcystis aeruginosa. Two studies
reported the contamination of microalgal dietary supplements (Aphanizomenon flos-aquae)
with cyanobacterial hepatoxins—namely, microcystins, as confirmed by toxin detection
(cPPIA, Adda-ELISA or LC/MS assays) and also the presence of microcystin-producing
genes mcyE or mcyB (PCR analysis) [156,157]. Indeed, A. flos-aquae has the capability of pro-
ducing cyanotoxins, such as anatoxin-a, cylindrospermopsin, microcystins and saxitoxins,
and thus the presence of these cyanotoxins in A. flos-aquae products may be the result of
direct toxin production by A. flos-aquae or cross-contamination with other toxin-producing
cyanobacteria [158]. Along with microcystins, anatoxin-a and β-methylamino-L-alanine
were detected in eight food products derived from Arthrospira or A. flos-aquae [159]. Interest-
ingly, it has been reported that while toxins (microcystins or polymethoxy-1-alkenes) were
absent in several dietary supplements derived from Arthrospira spp. and Chlorella spp.,
these products still exhibited cytotoxicity in human A549 cells [156] and adult zebrafish
(Danio rerio) [160], although the reason for this phenomenon was unknown [156,160].
Several authors have reported allergic reactions to microalgae, including anaphy-
laxis after the consumption of spirulina-derived products (A. platensis) [161,162] or acute
tubulointerstitial nephritis following the ingestion of Chlorella tablets [163]. Another
case report detailed severe allergic reactions in a girl after swimming in a lake with
blooming freshwater cynobacteria, and subsequent immunological tests showed IgE
cross-reactivity with extracts of several cyanobacterial species—namely, M. aeruginosa,
Synechocytis spp., Synechoccus spp., Pseudanabaena spp., Oscillatoria spp., Lyngbya spp. and
Arthrospira spp. [164]. The β-chain of the C-phycocyanin protein has been identified as
the main allergen in cyanobacteria [161,165], which may act alone or in a complex with
other phycobiliproteins [166]. One study also reported that other unidentified proteins
Foods 2021, 10, 1226 13 of 29
the presence of potentially harmful substances within the cells used to produce bacterial
proteins. For example, the bacterial strain Cupriavidus necator H16 contains non-nutritive
polyhydroxybutyrate in their cytoplasm, which could accumulate in the organs upon
ingestion, as previously reported for Sprague Dawley mice fed with the bacteria [195].
In addition, as wastewaters are commonly proposed as a growth substrate, surveil-
lance systems are required to monitor the presence of biological and chemical hazards. As
highlighted by Alloul et al., the cultivation of purple non-sulfur bacteria in wastewater was
flanked with a variety of other bacteria, such as those belonging to the genera Arcobacter,
Dysgonomonas and Acinetobacter, indicating potential quality control issues during the
bacterial protein production [196].
7. Regulatory Framework
The food legislative framework is yet another necessary platform to ensure the safety
of alternative proteins. Cultured meat, insect protein and single-cell protein are likely to
be regulated as novel foods. EFSA is the key administrative institution for food safety in
Europe and generally acts as expert consultants to the European Commission (EC). The
latest EC novel food legislation Regulation (EC) 2015/2283 came into effect in 2018 and
regulates the approval of foods derived from ingredients or production processes that
were not used within the European Union prior to 15 May 1997 [217]—a guide document
on the application process has also been published elsewhere [218]. Other relevant EC
regulations include food hygiene regulations, such as Regulation (EC) 852/2003 and (EC)
853/2004 [219]. Alternative proteins can also be regulated through the Food, Drug and
Cosmetic Act [220], including possible assessment for generally recognized as safe (GRAS)
status [221].
In 2019, the Food and Drug Administration (FDA) and the United States Department
of Agriculture’s Food Safety and Inspection Services (USDA-FSIS) announced a planned
collaboration to regulate cultured meat. Under the agreement, FDA will oversee cell
collection, cell banks, cell growth and cell differentiation, whereas USDA-FSIS will monitor
post-harvest processes, including the production and labelling of the final cell-based food
items [222]. Further, the Federal Meat Inspection Act and Poultry Product Inspection Act
have also been proposed as supporting legislations [13]. In Europe, cultured meat may
potentially be subjected to Regulations (EC) 1829/2003 and 1830/2003 [223,224], if GM
cells are used (for example, iPSC).
Similarly, insect and bacterial proteins are subjects to the novel food legislation Regu-
lation (EC) 2015/2283. In 2021, T. molitor was deemed safe for human consumption by the
EFSA Panel on Nutrition, Novel Foods and Food Allergens, in compliance with the Regula-
Foods 2021, 10, 1226 19 of 29
tions (EC) 2015/2283 [142]. Belluco, Halloran and Ricci summarized other supporting EC
regulations relevant to edible insects [225]. Microalgal products must obtain GRAS status
in the USA, for example, oil derived from Ulkenia sp. SAM2179, Haematococcus pluvialis
extract containing astaxanthin esters, dried biomass of A. platensis, DHA-rich single-cell oil
derived from Crypthecodinium cohni. In Europe, microalgal products that have historical
human consumptions prior to 15 May 1997, such as A. platensis, can be approved according
to the regular food safety standard Regulation (EC) 178/2002, but anything else is a subject
to the novel food regulation [226].
In contrast, plant-based meats are regulated in a similar manner as other non-animal
foods [227], particularly given that GM soybeans are deemed safe by the FDA [228] and
EFSA [229]. Certain plant-based meats that contain soy leghemoglobin may be subjected
to novel food regulation in Europe, although individual states can vary in their ways of
regulating soy leghemoglobin in plant-based meats. In the USA, soy leghemoglobin has
been declared as GRAS [86].
When bacteria are used as single-cell protein, careful selection of non-pathogenic bacterial
strains is paramount.
In the current literature, the regulatory framework for novel foods has been described
based upon food standards in Europe and the USA. As alternative proteins are a global
strategy to mitigate climate and environmental issues, the scientific community should
expand the scope of the discussion to include food standards in other parts of the world.
For example, Australia-New Zealand Food Standard Code Standard 1.5.1 describes the
pre-market assessment criteria for novel foods intended for sale in Australia and New
Zealand [233], or Schedule 25 lists the approved novel food products, including several
that are derived from microalgae [234]. Soy leghemoglobin has also been approved in these
two countries [235].
Author Contributions: G.B. conceived the idea of this review and provided general outlines. J.H.
conducted the literature investigation and wrote the original draft of this article. Both authors
contributed to the reviewing and editing of the original draft and subsequently agreed to the
published version of the manuscript. All authors have read and agreed to the published version of
the manuscript.
Funding: This research received no external funding.
Acknowledgments: The authors would like to thank Tanushree Gupta and Delphine Rapp for their
comments on the original manuscript.
Conflicts of Interest: The authors declare no conflict of interest. The funders had no role in the design
of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript or
in the decision to publish the results.
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