INTRODUCING BROKER AGREEMENT

Updated on 1 January 2024

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• This Introducing Broker Agreement is between AUS GLOBAL Limited. (“AUS GLOBAL”)
and Introducing Broker(“IB”). In consideration of the promises and the covenants
and representations contained in this agreement, the parties agree as follows:

1. GENERAL
1.1. AUS GLOBAL carries on a business of dealing in over-the-counter forward and spot
foreign currency and foreign currency options contracts and contracts for
difference (“CFDs”) and is licensed in to advise on, deal in and make a market in
derivatives and foreign exchange contracts.

1.2. IB is engaged in the business of soliciting counterparties for transactions in foreign

exchange and index CFDs and wishes to introduce such counterparties to AUS
GLOBAL.

1.3. IB and AUS GLOBAL wish to enter into an agreement pursuant to which introducer
will serve as AUS GLOBAL non-exclusive referral source to identify and refer
prospective, suitable counterparties to AUS GLOBAL for the purpose of entering into
transactions in foreign exchange and index CFDs.

2. INTRODUCER SERVICES
2.1. AUS GLOBAL is a dealer in CFDs and spot Forex trading and offers its clients the
ability to trade in CFDs and spot Forex via AUS GLOBAL's dealer facilities.

2.2. The business activities of IB may be enhanced if the Referring Party had trading
sources to which it may refer its market participants, clients or students.

2.3. The IB is in the business of providing access to the financial markets, providing
educational seminars and teaching individuals to trade in the financial markets.

2.4. The IB seeks to receive compensation for referrals to AUS GLOBAL.

3. COMMISSION

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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3.1. For the purposes of this agreement a “Referred Client” means a Prospect who
(during this agreement) as a result of a referral by the Referring Party to AUS
GLOBAL opens an account with AUS GLOBAL for Trading Services, but excluding any
person who has at that time or has previously had an account with AUS GLOBAL.

3.2. AUS GLOBAL will pay the commission during this agreement in respect of each CFD
trade and/or spot Forex trade by a Referred Client with AUS GLOBAL in the course of
the Trading Services during this agreement. AUS GLOBAL shall be entitled to reduce
the amount of Commission to reflect any increased cost to AUS GLOBAL in
providing the Trading Services of which cost is imposed by any law or regulatory
rule.

3.3. If during this agreement the Referring Party introduces any other person to AUS
GLOBAL (who is not already known to AUS GLOBAL) and (as a direct result) AUS
GLOBAL enters into an agreement with that Other Introducer pursuant to the
Additional Agreement and in respect of whom AUS GLOBAL is liable pursuant to the
Additional Agreement to pay commission to that Other Introducer.

3.4. The following procedures will apply to all referrals and introductions of Other
Introducers under this Agreement:

A. No referral or introduction will be valid unless acknowledged by an officer of AUS

GLOBAL.
B. The email acknowledgement of a referral or introduction will be valid for three
months from the date of the acknowledgement. If a business relationship
between AUS GLOBAL and the Other Introducer is not finalized within the three-
month period, and the Other Introducer later enters into a business relationship
with AUS GLOBAL, the Referring Party will not be entitled to Additional
Commission on the Other Introducer's business.
C. No identification or other information concerning a prospective Other Introducer
will be protected from other use by AUS GLOBAL unless and until acknowledged
by an officer of AUS GLOBAL. AUS GLOBAL may place restrictions and conditions
on any acknowledgement, including restrictions and conditions on the manner
in which the prospective Other Introducer may be solicited.
D. These procedures for acknowledgment of referrals/introductions supersede
and take precedence over anything inconsistent with them in this Agreement or
any other agreement between the parties.

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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3.5. AUS GLOBAL will pay any Commission due under this agreement directly in arrears
(Additional Commission will be paid monthly).

3.6. The total amount of commissions and spreads imposed by the IB cannot to
exceed USD60/ lot. All commissions and spreads imposed will be paid to the
account directly which AUS GLOBAL has opened for the IB.

3.7. All Commission and Additional Commission is stated inclusive of VAT.

3.8. AUS GLOBAL shall be entitled to deduct and withhold from any Commission and/or
Additional Commission any tax or other amount it is required by any law or
regulation to so deduct or withhold and any other amount payable by the
Referring Party to AUS GLOBAL under this agreement.

3.9. AUS GLOBAL may decline to pay Commission to IB for trading which AUS GLOBAL, in
its sole discretion, determines to have been done excessively in order to generate
compensation for Referring Party without a legitimate intent to profit from market
movements.

4. SPREADS AND COMMISSIONS RULES

4.1. The rules of spreads are as follows:

AUS GLOBAL allows clients direct ECN trading via Metatrader 4/5 – The
world's favorite FX trading platform. The interest of Introducing Brokers is the
commissions added to the customers by the Introducing Brokers. The
commissions added can reach USD60/lot which can be expressed
respectively ECNⅠ, ECNⅡ, ECNⅢ, ECNⅣ, ECNⅤ, ECNⅥ.

o ECNⅠ represents the original bank spreads + USD10/lot commission.

o ECNⅡ represents the original bank spreads + USD20/lot commission.

o ECNⅢ represents the original bank spreads + USD30/lot commission.

o ECNⅣ represents the original bank spreads + USD40/lot commission.

o ECNⅤ represents the original bank spreads + USD50/lot commission.

o ECNⅥ represents the original bank spreads + USD60/lot commission.

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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4.2. The rules of Introducing Broker's commissions are as follows:

• ECNⅠ-Ⅵ represents a corresponding commission. AUS GLOBAL charges a

fixed USD5/lot commission, the left of which is owned by the Introducing
Broker.

• For example: An Introducing Broker adds USD30/lot commission to a

customer (i.e., ECNⅢ, original bank spreads + USD30/lot commission). AUS
GLOBAL charged USD5/lot commission. The left USD25/lot commission is
owned by the Introducing Broker.

4.3. The rules of STP spreads and Introducing Broker's rebate are as follows:

• The rebate in STP spread is forex-$8/lot, CFDs-$8/lot, precious metal-

$18/lot.

• Under the mode of STP spread, the commission added to customers by

Introducing Brokers will all be owned by the Introducing Brokers.

4.4. The rules of Classic spreads and Introducing Broker's rebate are as follows:

• Classic Forex ,Precious metals, CFD, Cryptocurrency 5 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅠ Forex, Precious metals, CFD, Cryptocurrency 15 USD per lot, stock
index 15 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅡ Forex, Precious metals, CFD, Cryptocurrency 25 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅢ Forex, Precious metals, CFD, Cryptocurrency 35 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅣ Forex, Precious metals, CFD, Cryptocurrency 45 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅤ Forex, Precious metals, CFD, Cryptocurrency 55 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

• ClassicⅥ Forex, Precious metals, CFD, Cryptocurrency 65 USD per lot, stock
index 5 USD per lot,CN300,China50 35 USD per lot.

4.5. The commission for VIP account type is $2/lot.

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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• AUS GLOBAL charges a fixed USD1/lot commission, the left of which is owned
by the Introducing Broker.

Notice: No commission will be charged for US/European stock products and

no rebate will be incurred for trading lots of US/European stock products for
all account types.

5. INDEMNITY AND EXCLUSIONS OF LIABILIT

5.1. The Referring Party shall indemnify AUS GLOBAL on demand against all costs
claims losses damages liabilities and expenses whatsoever and howsoever arising
which AUS GLOBAL may suffer or incur arising out of:

A. any fraud, misrepresentation and/or breach of this agreement by the Referring

Party.
B. any advice given to any person by the Referring Party.
C. any claim, action or proceeding to which AUS GLOBAL may be a party (including
any between a third party and the Referring Party) relating to any act or
omission of the Referring Party.

5.2. Neither party shall be required to do any act or thing which would be in breach of
any law or regulatory rule applicable to it. deemed to be in breach of this
agreement by reason of doing any act or thing or omitting to do any act or thing in
order to comply with any law or regulatory rule applicable to it. liable to the other
for any special, indirect, or consequential loss or damage (including without
limitation any loss of revenue, business, data, profit, anticipated profit or goodwill)
however caused, arising out of or in connection with this agreement.

5.3. Nothing in this agreement shall exclude or limit either party's liability for fraud.

6. TERMINATION
6.1. Either party (the “Notifying Party”) shall be entitled at any time by email to the
other to terminate this agreement:

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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A. forthwith: in the event that the other party commits a breach of this agreement
and (if capable of remedy) fails to remedy the same within 10 days of being
required by the Notifying Party in email to do so (such notice to give reasonable
particulars of the alleged breach).
B. forthwith:
i. on the other party passing a resolution, or the court making an order, that
such other be wound up.
ii. if a receiver, administrative receiver, administrator or like person is
appointed in respect of all or a material part of part of such other's business
or assets.
iii. if such other party enters into any composition or arrangement with its
creditors.
iv. if any event analogous to the foregoing occurs under the laws of any
relevant jurisdiction.
C. forthwith: if any authority having jurisdiction over the business being conducted
by this agreement or any authority of a territory or nation in which business
contemplated by this agreement is being conducted establishes a regulatory
scheme which in either party's sole discretion would make compliance with the
terms of this agreement economically unfeasible.
D. forthwith: if the other party, or any of its officers, directors, members, managers,
or principals has been found by a judicial body or regulatory agency to have
perpetrated fraud or any other act of theft or dishonesty or have been accused
of a crime, if that fraud, theft, act of dishonesty or crime is of such notoriety as
would bring disrepute to either party.
E. forthwith: if the other party has acted with disregard for the care and
maintenance of client relationships.
6.2. Termination shall not affect accrued rights and remedies nor the continuance in
force of any provision hereof which expressly or by implication is intended to
survive termination.

6.3. The Referring Party shall not be entitled to any payment of Commission or
Additional Commission in respect of any period after termination.

6.4. Nothing in this agreement shall prevent or restrict AUS GLOBAL from dealing with
Prospects and Referred Clients and Additional Clients after termination.

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

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REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171

 www.ausglobaluk.com
support@ausglobaluk.com
+61 73 106 8871

support@ausglobaluk.com

www.ausglobaluk.com

+61 73 106 8871

REGULATIONS : ASIC 427848 MUFSC GB23201412 SVGFSA 1668 FSCA 52171