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Moore Case

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17 views22 pages

Moore Case

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tianemerlino
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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HIGH COURT OF AUSTRALIA


GAGELER CJ,
EDELMAN, STEWARD, GLEESON AND BEECH-JONES JJ

STEVEN MOORE (A PSEUDONYM) APPELLANT

AND

THE KING RESPONDENT

Steven Moore (a pseudonym) v The King


[2024] HCA 30
Date of Hearing: 5 June 2024
Date of Judgment: 14 August 2024
M23/2024

ORDER

Appeal dismissed.

On appeal from the Supreme Court of Victoria

Representation

C T Carr SC and J R Murphy with P D Coleridge for the appellant


(instructed by Angus Cameron Lawyers)

B F Kissane KC with J P O'Connor for the respondent (instructed by Office


of Public Prosecutions (Vic))

Notice: This copy of the Court's Reasons for Judgment is subject


to formal revision prior to publication in the Commonwealth Law
Reports.

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CATCHWORDS

Steven Moore (a pseudonym) v The King

Evidence – Interlocutory appeal – Admissibility – Hearsay evidence – Judicial


discretion to exclude evidence – Standard of appellate review – Where s 65 of
Evidence Act 2008 (Vic) applied in criminal proceeding if person who made
previous representation was not available to give evidence about asserted fact –
Where appellant due to stand trial for seven offences committed against one
complainant – Where complainant passed away in unrelated circumstances –
Where respondent notified appellant of intention to adduce evidence of previous
representations made by complainant – Where trial judge ruled evidence satisfied
s 65 and refused to exclude evidence of representations under s 137 of Evidence
Act – Whether Court of Appeal required to apply principles in House v The King
(1936) 55 CLR 499 or "correctness" standard in reviewing trial judge's decision
under s 137 of Evidence Act – Whether Court of Appeal erred in assessing danger
of unfair prejudice that would result from admission of evidence of
representations.

Words and phrases – "appellate court", "correctness standard", "discretionary


decision", "evidence", "hearsay", "hearsay rule", "interlocutory", "not available",
"probative value", "representation", "standard of review", "unfair prejudice".

Criminal Procedure Act 2009 (Vic), ss 295, 296, 297, 300.


Evidence Act 2008 (Vic), ss 59, 65, 67, 137.

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1 GAGELER CJ, EDELMAN, STEWARD, GLEESON AND BEECH-JONES JJ.


During pre-trial argument, the appellant unsuccessfully objected to the
prosecution adducing evidence of "representations" made by the complainant in
the immediate aftermath of her detention and assault allegedly committed by the
appellant. The complainant has passed away since she was detained and
assaulted.

2 The trial judge found that the evidence of the representations was
admissible under the exception to the "hearsay rule"1 provided for in s 65 of the
Evidence Act 2008 (Vic), and declined to exclude the evidence under s 137 of
that Act. The appellant was granted leave to appeal from the trial judge's ruling to
the Court of Appeal of the Supreme Court of Victoria, but the Court affirmed the
trial judge's (interlocutory) decision that the evidence in question was not
excluded under s 137.2

3 The principal issue arising in this appeal is whether, in hearing an


interlocutory appeal concerning the trial judge's refusal to exclude evidence
under s 137 of the Evidence Act, the Court of Appeal was required to apply the
principles in House v The King 3 applicable to the review of discretionary
decisions or the "correctness" standard.4 For the reasons that follow, the Court of
Appeal was obliged to apply the correctness standard.

4 The appellant accepted that the probative value of the evidence of the
representations was high, but contended that its exclusion under s 137 was
warranted because that probative value was outweighed by the danger of unfair
prejudice resulting from the admission of that evidence, especially such danger of
prejudice as would follow from the appellant's inability to cross-examine the
complainant. For the reasons that follow, that contention should not be accepted.
The trial judge correctly declined to exclude the evidence. The appeal should be
dismissed.

1 Evidence Act 2008 (Vic), s 59(1).

2 Steven Moore (a pseudonym) v The King [2023] VSCA 236.

3 (1936) 55 CLR 499.

4 Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541 at
559-560 [41], 560-561 [43], 562-563 [46], 563 [48]-[49], citing Warren v
Coombes (1979) 142 CLR 531 at 551-552.

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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J

2.

Background

5 The appellant is due to stand trial in the County Court of Victoria for six
offences under the Crimes Act 1958 (Vic), and one offence under the common
law, alleged to have been committed against the complainant on 30 and
31 August 2021. The respondent alleges that the appellant entered the
complainant's home without her permission at about 6.00 pm on 30 August 2021
and remained there until around 5.00 am on 31 August 2021. During that time,
the appellant is alleged to have: intentionally or, in the alternative, recklessly
caused injury to the complainant;5 made a threat to kill her or, in the alternative,
to inflict serious injury;6 prevented her from leaving her unit;7 and recklessly
engaged in conduct that placed her in danger of death or, in the alternative,
danger of serious injury by smothering her with his hands on her neck, mouth
and nose, causing her to lose consciousness. 8 The appellant has also been charged
with attempting to pervert the course of justice as a consequence of a letter he
wrote to the complainant from custody on 18 July 2022 asking her to have the
charges against him withdrawn and offering to pay her if she did what he asked.

6 The appellant has pleaded not guilty to all the charges other than the
charge of attempting to pervert the course of justice. In relation to the contested
charges, the appellant admits that he entered the complainant's home on the
evening of 30 August 2021, but says he did so with her permission. He admits
that once he was inside the complainant's home they had an argument but states
that he then left. He denies he assaulted her or was otherwise responsible for her
injuries.

7 The complainant passed away in January 2023 in circumstances unrelated


to the alleged offending. After her death, the respondent served a notice under s
67 of the Evidence Act notifying its intention to adduce evidence at the
appellant's trial of representations made by the complainant under the exception
to the hearsay rule 9 provided for in s 65 of the Evidence Act. Section 65 applies

5 Crimes Act 1958 (Vic), s 18.

6 Crimes Act, ss 20, 21.

7 False imprisonment, contrary to common law.

8 Crimes Act, ss 22, 23.

9 Evidence Act, s 59(1).

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Beech-Jones J

3.

to criminal proceedings where the maker of a previous representation is not


available to give evidence about an asserted fact. Of present relevance are several
representations said to have been made on 31 August 2021 by the complainant:
(i) in a telephone call to her mother sometime between 11.30 am and 12.20 pm;
(ii) in a triple-0 call at 12.20 pm; (iii) to a police officer at 1.05 pm as recorded
by a body worn camera; (iv) to the same police officer at 1.30 pm, also recorded
by a body worn camera; and (v) in a written statement taken by a different police
officer and signed by the complainant at around 5.28 pm.

8 The appellant objected to the admission of the evidence of these


representations. The trial judge ruled that the evidence was admissible. His
Honour held that s 65(2)(b) of the Evidence Act was satisfied in that each of the
representations was made shortly after when the facts asserted by the
representations occurred and in circumstances that made it unlikely that the
representations were a fabrication. His Honour also held that s 65(2)(c) was
satisfied in that each of the representations was made in circumstances that made
it highly probable that the representations were reliable. Either finding was
sufficient to satisfy s 65(2) of the Evidence Act. The trial judge declined to
exclude the evidence under s 137 of the Evidence Act.

9 The trial judge certified that his interlocutory decision concerned the
admissibility of evidence that, if ruled inadmissible, would eliminate or
substantially weaken the prosecution case.10 This certification enabled the
appellant to seek leave to appeal to the Court of Appeal. 11 The appellant sought
leave to appeal and raised four proposed grounds of appeal, three of which
concerned s 65 of the Evidence Act and one of which concerned the trial judge's
refusal to exclude the evidence of the representations under s 137.

10 On 28 September 2023, the Court of Appeal: refused leave to appeal in


respect of two of the grounds of appeal concerning s 65 of the Evidence Act; and
granted leave to appeal in respect of the remaining two grounds of appeal but
affirmed the trial judge's ruling. The Court of Appeal upheld the trial judge's
finding that s 65(2)(b) of the Evidence Act was satisfied in relation to each
representation12 and found it unnecessary to address s 65(2)(c).13 The Court of

10 Criminal Procedure Act 2009 (Vic), s 295(3)(a).

11 Criminal Procedure Act, s 295(2).

12 Moore [2023] VSCA 236 at [97], [106], [119], [130], [150].

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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J

4.

Appeal also upheld the trial judge's refusal to exclude the evidence of the
representations under s 137. The Court observed that it was "well-established"
that House v The King principles apply in relation to an interlocutory appeal
from a trial judge's decision addressing whether to exclude evidence under
s 137.14

11 On 7 March 2024, the appellant was granted special leave to appeal to this
Court in respect of that part of the Court of Appeal's judgment that affirmed the
trial judge's refusal to exclude the evidence of the representations under s 137 of
the Evidence Act.

12 By his notice of appeal, the appellant contends that the Court of Appeal
erred in reviewing the trial judge's refusal to exclude the evidence of the
representations under s 137 by reference to House v The King principles as
opposed to applying the correctness standard. The appellant also contends that
the Court of Appeal erred in its assessment of the danger of unfair prejudice that
would result from the admission of the evidence of the representations.

The correctness standard applies to interlocutory appeals from rulings


under s 137

13 The parties were at issue as to the appropriate standard of review to be


applied on an interlocutory appeal from a ruling of a trial judge in relation to
whether to exclude evidence under s 137 of the Evidence Act.

14 Two standards of appellate review of first instance judicial determinations


are of present relevance, namely what has come to be referred to as the
correctness standard15 and a "House v The King" standard involving judicial
restraint affording latitude to a trial judge.16 Under the correctness standard, the
appellate court determines for itself the correct outcome while making due
allowance for such "advantages" as may have been enjoyed by the judge who

13 Moore [2023] VSCA 236 at [98], [107], [120], [131], [151].

14 Moore [2023] VSCA 236 at [178].

15 SZVFW (2018) 264 CLR 541 at 559-560 [41], 560-561 [43], 562-563 [46], 563
[48]-[49].

16 See SZVFW (2018) 264 CLR 541 at 591-592 [150]-[151].

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5.

conducted the trial or hearing.17 With House v The King, appellate intervention is
limited to circumstances where the trial judge: acted upon a wrong principle, or
allowed extraneous or irrelevant matters to affect the decision; mistook the facts;
failed to take into account some material consideration; or made a decision that
was unreasonable or plainly unjust.18 These grounds for intervention contemplate
the appellate court accepting that intervention is not warranted even though the
members of the appellate court may have decided the matter differently to the
judge at first instance,19 a circumstance that is reflected in the language adopted
by the Court of Appeal in this case when it described the trial judge's conclusion
as "open" to his Honour.20

15 The basis for intervention identified in House v The King was expressed to
be dependent upon the subject matter of the appeal, being the exercise of a
judicial "discretion".21 House v The King was an appeal against the imposition of
a sentence of three months imprisonment for an offence under the Bankruptcy
Act 1924 (Cth). While what constitutes a "discretionary decision" in this context
can be ambiguous, in essence it refers to the circumstance where the decision
maker is allowed "some latitude as to the choice of the decision to be made".22 A
determination of which standard of review is applicable does not depend on
whether the reasoning to be applied is evaluative or in respect of which
reasonable minds may differ. Instead, the determination turns on whether the
legal criterion to be applied "demands a unique outcome, in which case the

17 Warren v Coombes (1979) 142 CLR 531 at 552; see also Fox v Percy (2003) 214
CLR 118 at 125-126 [23].

18 House v The King (1936) 55 CLR 499 at 505.

19 Lovell v Lovell (1950) 81 CLR 513 at 519.

20 Moore [2023] VSCA 236 at [187].

21 House v The King (1936) 55 CLR 499 at 504.

22 Coal and Allied Operations Pty Ltd v Australian Industrial Relations Commission
(2000) 203 CLR 194 at 205 [19]; see also SZVFW (2018) 264 CLR 541 at 589-590
[146]-[148].

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6.

correctness standard applies, or tolerates a range of outcomes, in which case the


House v The King standard applies".23

16 Consistent with this approach, in R v Dennis Bauer (a pseudonym)24 this


Court observed that an assessment of whether tendency evidence has "significant
probative value" for the purposes of s 97(1)(b) of the Evidence Act is "one to
which there can only ever be one correct answer", although "reasonable minds
may sometimes differ" about that answer.25 Thus it is for the appellate court to
determine whether the evidence meets that threshold, rather than deciding
whether it was "open to the trial judge" to reach that conclusion.26

17 In Aytugrul v The Queen,27 four members of this Court (implicitly) applied


the correctness standard in determining an appeal against conviction by
determining for themselves whether certain evidence should have been excluded
under the New South Wales equivalent of s 137.28 However, their Honours did
not expressly determine whether that standard or some other standard should be
applied.

18 Section 137 of the Evidence Act provides that "[i]n a criminal proceeding,
the court must refuse to admit evidence adduced by the prosecutor if its probative
value is outweighed by the danger of unfair prejudice to the accused". The
application of s 137 requires the making of three evaluative assessments, namely
the weight of the probative value of the evidence, the extent of any danger of
unfair prejudice, and then a comparison of one with the other.29 The first two

23 SZVFW (2018) 264 CLR 541 at 563 [49]; see also GLJ v Trustees of the Roman
Catholic Church for the Diocese of Lismore (2023) 97 ALJR 857 at 865 [15]; 414
ALR 635 at 641-642.

24 (2018) 266 CLR 56.

25 R v Dennis Bauer (a pseudonym) (2018) 266 CLR 56 at 88-89 [61].

26 Bauer (2018) 266 CLR 56 at 89 [61].

27 (2012) 247 CLR 170.

28 Aytugrul v The Queen (2012) 247 CLR 170 at 184-187 [23]-[34].

29 IMM v The Queen (2016) 257 CLR 300 at 329 [109].

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7.

assessments are no different in substance to the assessment of "significant


probative value" referred to in Bauer, and neither is the comparison between the
two. There can only be one correct answer resulting from this process. It follows
that the relevant standard to be applied by an appellate court in considering an
appeal from a ruling as to whether or not evidence should be excluded under
s 137 is the correctness standard.

19 In this case, the Court of Appeal followed its previous decisions, including
McCartney v The Queen,30 in concluding that the standard which it described as
based on "House v The King principles" applies to an interlocutory appeal in
relation to a trial judge's decision as to whether to exclude evidence under
s 137.31 Those previous decisions distinguish between an interlocutory appeal
and an appeal following conviction where the trial judge declined to exclude
evidence under s 137, in which case the correctness standard is applied to
determine whether the admission of the evidence was productive of a miscarriage
of justice.32 In McCartney, it was accepted that "the legal character of a decision
under s 137 remains the same whether the decision falls to be examined at the
interlocutory appeal stage or after the trial is concluded", but it was held that the
application of different standards of review was justified "by the different
functions, and perspectives, of the appeal court at those different stages of the
proceeding",33 including the assertion of a clear intention of the Criminal
Procedure Act 2009 (Vic) that interlocutory appeals on questions of evidence
"should be strictly confined".34

30 (2012) 38 VR 1.

31 Moore [2023] VSCA 236 at [178], citing Gilbert Lewis (a pseudonym) v The
Queen [2018] VSCA 40 at [50], in turn referring to McCartney v The Queen
(2012) 38 VR 1, KJM v The Queen [No 2] (2011) 33 VR 11 and Bray (A
Pseudonym) v The Queen (2014) 46 VR 623.

32 KJM [No 2] (2011) 33 VR 11 at 13 [12]-[14]; McCartney (2012) 38 VR 1 at 10-12


[45]-[51]; Bray (2014) 46 VR 623 at 631 [34], 638 [62]; Lewis [2018] VSCA 40 at
[50].

33 McCartney (2012) 38 VR 1 at 12 [51].

34 McCartney (2012) 38 VR 1 at 12 [51], citing KJM [No 2] (2011) 33 VR 11 at 13


[13].

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8.

20 The previous decisions of the Court of Appeal that invoked this distinction
relied in part on a decision of a five-judge bench of the New South Wales Court
of Criminal Appeal in DAO v The Queen.35 DAO was an application for leave to
appeal from a refusal to order separate trials, which in turn followed from an
evidentiary ruling in relation to tendency evidence. Four members of that Court
held that some standard other than the correctness standard applied to appellate
review of assessments of "significant probative value" under s 97 of the Evidence
Act 1995 (NSW).36 That conclusion was inconsistent with this Court's subsequent
decision in Bauer.

21 In this Court, the respondent sought to maintain the distinction between


the standard of review of decisions under s 137 applicable to interlocutory
appeals and the standard applicable to conviction appeals. That distinction should
not be accepted.

22 Appeals from interlocutory decisions made by trial judges in the County


Court of Victoria and in the Trial Division of the Supreme Court of Victoria are
governed by Div 4 of Pt 6.3 of the Criminal Procedure Act. A party to such a
proceeding may appeal to the Court of Appeal against an interlocutory decision
with the leave of the Court.37 However, a party may not seek leave to appeal
without certification from the trial judge who made the interlocutory decision.38
If the interlocutory decision concerns the admissibility of evidence, the trial
judge must certify that, if the evidence was ruled inadmissible, it would eliminate
or substantially weaken the prosecution case. 39 If the interlocutory decision does
not concern the admissibility of evidence, the trial judge must certify that the
decision is otherwise of sufficient importance to the trial to justify it being
determined on an interlocutory appeal.40 In either case, if the decision is made

35 (2011) 81 NSWLR 568; see KJM [No 2] (2011) 33 VR 11 at 12-13 [10]-[14].

36 DAO v The Queen (2011) 81 NSWLR 568 at 589-590 [100]-[101], 599 [157], 607-
608 [211], 608 [212].

37 Criminal Procedure Act, s 295(2).

38 Criminal Procedure Act, s 295(3).

39 Criminal Procedure Act, s 295(3)(a); cf Criminal Appeal Act 1912 (NSW),


s 5F(3A).

40 Criminal Procedure Act, s 295(3)(b).

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9.

after the trial commences, the trial judge must certify either that the issue the
subject of the proposed appeal was not reasonably able to be identified before the
trial or that the appealing party was not at fault in failing to identify that issue.41
The refusal of a trial judge to provide such certification may be the subject of
application for review by the Court of Appeal. 42

23 The Court of Appeal may only grant leave to appeal against an


interlocutory decision if it is satisfied that it is in the interests of justice to do so ,
having regard to various factors, including the extent of any disruption or delay
to the trial process that may arise and whether the determination of the appeal
may: render the trial unnecessary; substantially reduce the time required for the
trial; resolve any issue of law, evidence or procedure that is necessary for the
proper conduct of the trial; or "reduce the likelihood of a successful appeal
against conviction in the event that the accused is convicted at trial".43 The Court
is precluded from granting leave to appeal after a trial has commenced "unless
the reasons for doing so clearly outweigh any disruption to the trial". 44 The
refusal of a grant of leave does not preclude any other appeal, such as a
conviction appeal, concerning the issue that was the subject of the proposed
appeal.45

24 If leave to appeal is granted, the appeal is determined by reference to the


evidence given before the trial judge, unless the Court of Appeal grants leave to
adduce additional evidence.46 The Court of Appeal "may affirm or set aside the
interlocutory decision" and, if the decision is set aside, the Court "may make any
other decision that [it] considers ought to have been made" or may remit the
matter to the court which made the interlocutory decision for determination.47

41 Criminal Procedure Act, s 295(3)(c).

42 Criminal Procedure Act, s 296.

43 Criminal Procedure Act, s 297(1).

44 Criminal Procedure Act, s 297(2).

45 Criminal Procedure Act, s 297(3).

46 Criminal Procedure Act, s 300(1).

47 Criminal Procedure Act, s 300(2).

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These statutory provisions confirm that the Court of Appeal undertakes an appeal
by way of rehearing.48

25 As the secondary materials relating to the introduction of the Criminal


Procedure Act confirm,49 the statutory provisions requiring certification by the
trial judge before a party may seek leave to appeal, and specifying the matters to
which the Court of Appeal may have regard in determining whether to grant
leave to appeal, seek to balance the desirability of allowing interlocutory appeals
that are genuinely likely to reduce delay against the consequences of fragmenting
the process of a criminal trial. Nevertheless, nothing in these statutory provisions
provides any support for applying a different standard to the review undertaken
by the Court of Appeal of a decision under s 137 of the Evidence Act once leave
to appeal has been granted to that which follows from the nature of the decision
itself. It may be that, in determining whether to grant leave to appeal from such a
decision, the Court of Appeal will consider whether the trial judge's decision
reveals some error of principle which, along with the various other factors, may
weigh in the determination of whether the Court is satisfied that the interests of
justice warrant a grant of leave to appeal. However, if leave to appeal is granted,
then, in determining whether to affirm or set aside the interlocutory decision,50
the Court of Appeal is required to apply the standard of review dictated by the
nature of the decision the subject of the appeal. For the reasons already
explained, where the decision the subject of the appeal concerns whether
evidence should be excluded under s 137 of the Evidence Act, that standard is the
correctness standard.

26 The outcome of an interlocutory appeal under these provisions will still be


an interlocutory decision which, like all such decisions, may be altered or
reversed at trial, at least if circumstances change.51 Even so, the application of the
same standard of review at an interlocutory stage if leave is granted and on

48 See, eg, Allesch v Maunz (2000) 203 CLR 172 at 179-181 [20]-[23].

49 Victoria, Legislative Assembly, Criminal Procedure Bill 2008, Explanatory


Memorandum at 108-109; Victoria, Legislative Assembly, Parliamentary Debates
(Hansard), 4 December 2008 at 4986-4987.

50 Criminal Procedure Act, s 300(2).

51 Saunders (1994) 72 A Crim R 347 at 353; see also Cornelius v The King (1936) 55
CLR 235 at 249; Sinclair v The King (1946) 73 CLR 316 at 324.

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11.

appeal after conviction will minimise the potential for inconsistent rulings . It will
enhance that part of the statutory scheme for interlocutory appeals that supports
the grant of leave to appeal in circumstances where the hearing of an
interlocutory appeal will reduce the likelihood of a successful appeal against
conviction in the event that the accused is convicted at trial. 52

27 In this case, the Court of Appeal granted leave to appeal and thus was
required to determine for itself whether the evidence of the representations
should be excluded under s 137. The appellant contended that the Court of
Appeal did not do so because it referred to House v The King and concluded that
"it was well open" to the trial judge to find that the probative value of the
evidence of the representations was "high"53 and that it was "open to the trial
judge to conclude that the danger of any unfair prejudice would not outweigh the
probative value of the evidence".54 However, the respondent noted that the Court
of Appeal also found that "[f]or completeness, we also observe that in our view
the trial judge was correct not to exclude the evidence pursuant to s 137".55 The
respondent contended that this amounted to a contingent finding that, if the
correctness standard was applicable, then the Court of Appeal applied that
standard. The appellant contended that this finding was no more than a bare
assertion and not a separate basis for the Court of Appeal upholding the trial
judge's conclusion in relation to the application of s 137. It is not necessary to
consider this further because, for the reasons that follow, the decision of the trial
judge to refuse to exclude the evidence under s 137 was correct.

Danger of unfair prejudice

28 The five occasions on 31 August 2021 when the complainant made


representations the subject of this appeal have been noted. 56 The representations
made to the complainant's mother in a telephone call sometime between
11.30 am and 12.20 pm on that day alleged that the appellant: held the

52 Criminal Procedure Act, s 297(1)(b)(iv).

53 Moore [2023] VSCA 236 at [179].

54 Moore [2023] VSCA 236 at [187].

55 Moore [2023] VSCA 236 at [188].

56 See above at [7].

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12.

complainant hostage overnight at her unit; made the complainant lie down on the
floor and poured water over her all night; smashed a porcelain bowl over the
complainant and slashed her with it; stabbed the complainant's wrist; and told the
complainant she would bleed out in the bath. The complainant's mother provided
a statement that supported the making of representations to that effect by the
complainant. As the evidence of these representations identified the appellant, it
was objected to in its entirety.57

29 The evidence of the other four sets of representations was recorded. The
representations said to have been made in the triple-0 call were to a similar effect
to those made to the complainant's mother, except they did not identify the
appellant as the perpetrator.58 However, one of the representations was to the
effect that the complainant was "bashed during the night"59 and was thus capable
of referring to the appellant given he admitted to entering the complainant's
home. Only the evidence of that representation was objected to. 60 The
representations made to a police officer at around 1.30 pm on 31 August 2021
identified the appellant, referred to him possessing the knife and plate identified
in the body worn camera footage and alleged that the appellant prevented the
complainant from leaving the premises.61 The representations made to a police
officer at around 1.05 pm and in the written statement signed by the complainant
at around 5.28 pm specifically identified the appellant as the perpetrator and
provided far more detail of the complainant's alleged mistreatment and detention
at the hands of the appellant.62 To the extent that the evidence of these three sets
of representations was capable of identifying the appellant as the perpetrator, it
was also objected to.63

57 Moore [2023] VSCA 236 at [89].

58 Moore [2023] VSCA 236 at [99]-[100].

59 Moore [2023] VSCA 236 at [99].

60 Moore [2023] VSCA 236 at [99]-[100].

61 Moore [2023] VSCA 236 at [121].

62 Moore [2023] VSCA 236 at [108], [132].

63 Moore [2023] VSCA 236 at [112], [123], [133].

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Steward J
Gleeson J
Beech-Jones J

13.

30 In this Court, the appellant accepted that the probative value of the
evidence of the representations was "high". The possible use of the evidence
extends to the proof of the matters asserted by the representations. As the Court
of Appeal found, assuming the evidence of the representations was credible and
reliable, it was "strongly supportive of the allegation that it was the [appellant]
who assaulted" the complainant.64 The fact that the evidence has high probative
value makes the appellant's task of demonstrating a danger of prejudice that
outweighs that value much harder.

31 Nevertheless, the appellant contended that, in addressing the danger of


unfair prejudice arising from the admission of the evidence of the
representations, the Court of Appeal erred in: failing to recognise that the
"existence of plausible lines of cross-examination" of the complainant that could
not be pursued in her absence increased the danger of unfair prejudice; failing to
recognise the effect of the "sheer volume, and repetitive nature" of the
representations; and wrongly assuming that the jury would follow any and all
directions that might be given by the trial judge to protect against unfair
prejudice.

32 The contention that there is a danger of unfair prejudice arising from the
inability to cross-examine the maker of a representation where evidence of that
representation is admitted under an exception to the hearsay rule and the maker
of the representation is not available to give evidence 65 warrants consideration.
Without more, the inability to cross-examine could not justify the exclusion of
such evidence, as otherwise the power of exclusion would swallow the exception.

33 The hearsay provisions of the Evidence Act have their origins in the
interim and final reports of the Australian Law Reform Commission ("ALRC")66
that led to the introduction of the Evidence Act 1995 (Cth) and the Evidence Act
1995 (NSW). What became s 137 was characterised as a statutory retention of a

64 Moore [2023] VSCA 236 at [180].

65 Evidence Act, ss 63, 65.

66 Australian Law Reform Commission, Evidence, Report No 26 (Interim) (1985)


("ALRC 26"), vol 1, ch 13; Australian Law Reform Commission, Evidence,
Report No 38 (1987), ch 10.

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14.

common law discretionary power.67 The interim report described "prejudice" as


"danger that the fact-finder may over-estimate the probative value of the
evidence" or may decide the matter on an improper basis, "ie on a basis logically
unconnected with the issues in the case".68 Neither the interim report nor the final
report identified the absence of an ability to cross-examine the maker of a
representation as a form of potential prejudice that might warrant the exclusion of
the evidence of the representation. Having regard to the discussion of prejudice
in the interim report, in Papakosmas v The Queen 69 McHugh J doubted whether
unfair prejudice extended to "procedural disadvantages", such as the inability to
cross-examine the maker of the representation.70

34 The 2005 joint review of the Evidence Act 1995 (Cth) and the Evidence
Act 1995 (NSW) conducted by the ALRC, the New South Wales Law Reform
Commission and the Victorian Law Reform Commission ("ALRC 102")
acknowledged a debate in the authorities about this aspect of prejudice , but
accepted that an inability to test evidence by cross-examination "may constitute a
legitimate ground for its exclusion where this will affect the ability of the fact -
finder to assess rationally the weight of the evidence".71 ALRC 102 stated that
this assessment would depend on a number of factors, including "the basis on
which the hearsay rule did not apply; the possible significance of cross-
examination; and whether there are other means of assessing the reliability of the
evidence".72

67 ALRC 26, vol 1 at 529 [957]; see also proposed s 114 in the Draft Evidence Bill:
ALRC 26, vol 2 at 57.

68 ALRC 26, vol 2 at 290 [259]; see also ALRC 26, vol 1 at 351-352 [644], 529
[957].

69 (1999) 196 CLR 297.

70 Papakosmas v The Queen (1999) 196 CLR 297 at 325-326 [93].

71 Australian Law Reform Commission, New South Wales Law Reform


Commission, Victorian Law Reform Commission, Uniform Evidence Law, ALRC
Report No 102 (2005) ("ALRC 102") at 564 [16.45].

72 ALRC 102 at 564-565 [16.46] (footnotes omitted).

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15.

35 ALRC 102 preceded the enactment of the Evidence Act 2008 (Vic) and
can be considered in its construction.73 The report's analysis of the
interrelationship between the inability to cross-examine the maker of a
representation and unfair prejudice should be accepted. It reconciles the
procedural disadvantage arising from the inability to cross-examine with the
understanding of prejudice described in the interim report.

36 The basis for the admission of the evidence of the representations in this
case is that the complainant is not available to give evidence and the uncontested
findings by the Court of Appeal that each representation was made shortly after
the asserted fact happened and in circumstances that made it unlikely that the
representation was a fabrication.

37 The appellant contended that the denial of the ability to cross-examine the
complainant on various matters affecting the honesty of her identification of the
appellant as the perpetrator warranted the rejection of the evidence of the
representations. The "plausible lines of cross-examination", which the appellant
contended he was denied, included various statements made by the complainant
about the identity of her assailant that were arguably inconsistent, such as her
referring to him in the triple-0 call as her "ex-partner", which was said to be
inaccurate. The other lines of cross-examination the appellant referred to were:
the approximately six and a half hour period between the end of the alleged
ordeal and the first recorded complaint; the complainant's alleged excessive
drinking and use of medication; the complainant's apparently calm demeanour as
depicted in the footage taken from the body worn camera in contrast to the abuse
she allegedly had been subjected to; and the complainant's subsequent
resumption of affectionate relations with the appellant. The appellant also
contended that the complainant's failure to attend court for limited preparatory
cross-examination on oath pursuant to s 198B of the Criminal Procedure Act was
indicative of her lack of credibility.

38 These matters do not advance the case for exclusion very far. The
appellant did not point to any matter affecting the honesty of the complainant that
cross-examination was especially suited to address. The evidentiary basis for
each of the points sought to be raised can be established and then made the
subject of submissions to the jury bearing in mind, as the Court of Appeal found,
that it can be expected that the jury will receive "appropriate and strong

73 Interpretation of Legislation Act 1984 (Vic), s 35(b)(iv).

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16.

directions regarding the dangers of giving too much weight to untested


statements".74 This may include a direction under s 32 of the Jury Directions Act
2015 (Vic) that the evidence of the representations may be unreliable.

39 Beyond matters of credit, which can be the subject of evidence and


submissions, there is no basis for concluding that the inability to test evidence by
cross-examination will substantially affect the ability of the trier of fact to
rationally assess the weight to be attached to the evidence of the representations.
There is no scope for uncertainty about the source of the complainant's
knowledge of the subject matter of the representations. The complainant was
plainly purporting to recount matters she directly (and recently) observed, and
she was very familiar with the appellant. To the extent that there is a danger of
unfair prejudice arising from the inability to cross-examine the complainant, it is
not substantial when regard is had to the capacity of the appellant to address her
credibility by way of evidence and submissions, and the ability of the trial judge
to give appropriate directions to the jury.

40 As noted, the appellant also contended that the Court of Appeal failed to
recognise the effect of the "sheer volume, and repetitive nature" of the
representations. This contention sits uneasily with the appellant's contention that
the inability to cross-examine the complainant about inconsistencies between the
evidence of the representations warranted its exclusion. In any event, the
appellant's concern is that the jury might place undue weight on repeated
representations by the complainant identifying the appellant as the offender.

41 As the Court of Appeal recognised,75 it will be open to the trier of fact to


regard the consistency of the evidence of the representations made by the
complainant to different witnesses as a matter affecting the assessment of the
probability that the appellant was the offender. 76 The adoption of such reasoning
would not entail "unfair prejudice". At most, the potential danger to be guarded
against is the jury treating "mere repetition as adding weight to the complainant's
allegations" (emphasis added).77 While a trial judge is not obliged to give a

74 Moore [2023] VSCA 236 at [183], citing Lewis [2018] VSCA 40 at [59].

75 Moore [2023] VSCA 236 at [186].

76 Papakosmas (1999) 196 CLR 297 at 309 [31].

77 Papakosmas (1999) 196 CLR 297 at 311 [42].

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17.

direction guarding against such reasoning,78 they are not precluded from doing
so.79

42 Lastly, the appellant contended that the Court of Appeal erred in


considering the effect of any directions to ameliorate the danger of unfair
prejudice by observing that "[i]t must be assumed that the jury will follow such
judicial directions".80 It is correct that it is only an "assumption, that, as a general
rule, juries understand, and follow, the directions they are given by trial
judges".81 That assumption is not immutable. The possibility that unfair prejudice
in the form of the jury misusing evidence might not be alleviated in some
circumstances by directions can be accepted. That danger is protected against by
the exercise of the exclusionary powers conferred by ss 135 and 137 of the
Evidence Act.82 However, considered in context, the Court of Appeal did not state
to the contrary. Instead, the Court's observation was directed to the circumstances
of this case.83 In this case, the assumption that a jury would follow the suggested
directions to alleviate the relatively modest danger of prejudice that was accepted
as having arisen from the admission of the evidence of the representations was
soundly based.

Conclusion

43 The danger of prejudice to the appellant from the admission of the


evidence of the representations does not outweigh the probative value of that
evidence. The trial judge's decision not to exclude the evidence of the
representations made by the complainant under s 137 of the Evidence Act was
correct.

78 Jury Directions Act 2015 (Vic), s 44B.

79 See, eg, Glen Jacobs (a pseudonym) v The Queen [2019] VSCA 285 at [90] in the
context of s 44C(2) of the Jury Directions Act.

80 Moore [2023] VSCA 236 at [187].

81 Gilbert v The Queen (2000) 201 CLR 414 at 420 [13], see also at 426 [32].

82 See HML v The Queen (2008) 235 CLR 334 at 385 [116].

83 See R v Georgiou [1999] NSWCCA 125 at [7].

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Beech-Jones J

18.

44 The appeal should be dismissed.

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