Moore Case
Moore Case
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AND
ORDER
Appeal dismissed.
Representation
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CATCHWORDS
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2 The trial judge found that the evidence of the representations was
admissible under the exception to the "hearsay rule"1 provided for in s 65 of the
Evidence Act 2008 (Vic), and declined to exclude the evidence under s 137 of
that Act. The appellant was granted leave to appeal from the trial judge's ruling to
the Court of Appeal of the Supreme Court of Victoria, but the Court affirmed the
trial judge's (interlocutory) decision that the evidence in question was not
excluded under s 137.2
4 The appellant accepted that the probative value of the evidence of the
representations was high, but contended that its exclusion under s 137 was
warranted because that probative value was outweighed by the danger of unfair
prejudice resulting from the admission of that evidence, especially such danger of
prejudice as would follow from the appellant's inability to cross-examine the
complainant. For the reasons that follow, that contention should not be accepted.
The trial judge correctly declined to exclude the evidence. The appeal should be
dismissed.
4 Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541 at
559-560 [41], 560-561 [43], 562-563 [46], 563 [48]-[49], citing Warren v
Coombes (1979) 142 CLR 531 at 551-552.
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
2.
Background
5 The appellant is due to stand trial in the County Court of Victoria for six
offences under the Crimes Act 1958 (Vic), and one offence under the common
law, alleged to have been committed against the complainant on 30 and
31 August 2021. The respondent alleges that the appellant entered the
complainant's home without her permission at about 6.00 pm on 30 August 2021
and remained there until around 5.00 am on 31 August 2021. During that time,
the appellant is alleged to have: intentionally or, in the alternative, recklessly
caused injury to the complainant;5 made a threat to kill her or, in the alternative,
to inflict serious injury;6 prevented her from leaving her unit;7 and recklessly
engaged in conduct that placed her in danger of death or, in the alternative,
danger of serious injury by smothering her with his hands on her neck, mouth
and nose, causing her to lose consciousness. 8 The appellant has also been charged
with attempting to pervert the course of justice as a consequence of a letter he
wrote to the complainant from custody on 18 July 2022 asking her to have the
charges against him withdrawn and offering to pay her if she did what he asked.
6 The appellant has pleaded not guilty to all the charges other than the
charge of attempting to pervert the course of justice. In relation to the contested
charges, the appellant admits that he entered the complainant's home on the
evening of 30 August 2021, but says he did so with her permission. He admits
that once he was inside the complainant's home they had an argument but states
that he then left. He denies he assaulted her or was otherwise responsible for her
injuries.
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
3.
9 The trial judge certified that his interlocutory decision concerned the
admissibility of evidence that, if ruled inadmissible, would eliminate or
substantially weaken the prosecution case.10 This certification enabled the
appellant to seek leave to appeal to the Court of Appeal. 11 The appellant sought
leave to appeal and raised four proposed grounds of appeal, three of which
concerned s 65 of the Evidence Act and one of which concerned the trial judge's
refusal to exclude the evidence of the representations under s 137.
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
4.
Appeal also upheld the trial judge's refusal to exclude the evidence of the
representations under s 137. The Court observed that it was "well-established"
that House v The King principles apply in relation to an interlocutory appeal
from a trial judge's decision addressing whether to exclude evidence under
s 137.14
11 On 7 March 2024, the appellant was granted special leave to appeal to this
Court in respect of that part of the Court of Appeal's judgment that affirmed the
trial judge's refusal to exclude the evidence of the representations under s 137 of
the Evidence Act.
12 By his notice of appeal, the appellant contends that the Court of Appeal
erred in reviewing the trial judge's refusal to exclude the evidence of the
representations under s 137 by reference to House v The King principles as
opposed to applying the correctness standard. The appellant also contends that
the Court of Appeal erred in its assessment of the danger of unfair prejudice that
would result from the admission of the evidence of the representations.
15 SZVFW (2018) 264 CLR 541 at 559-560 [41], 560-561 [43], 562-563 [46], 563
[48]-[49].
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
5.
conducted the trial or hearing.17 With House v The King, appellate intervention is
limited to circumstances where the trial judge: acted upon a wrong principle, or
allowed extraneous or irrelevant matters to affect the decision; mistook the facts;
failed to take into account some material consideration; or made a decision that
was unreasonable or plainly unjust.18 These grounds for intervention contemplate
the appellate court accepting that intervention is not warranted even though the
members of the appellate court may have decided the matter differently to the
judge at first instance,19 a circumstance that is reflected in the language adopted
by the Court of Appeal in this case when it described the trial judge's conclusion
as "open" to his Honour.20
15 The basis for intervention identified in House v The King was expressed to
be dependent upon the subject matter of the appeal, being the exercise of a
judicial "discretion".21 House v The King was an appeal against the imposition of
a sentence of three months imprisonment for an offence under the Bankruptcy
Act 1924 (Cth). While what constitutes a "discretionary decision" in this context
can be ambiguous, in essence it refers to the circumstance where the decision
maker is allowed "some latitude as to the choice of the decision to be made".22 A
determination of which standard of review is applicable does not depend on
whether the reasoning to be applied is evaluative or in respect of which
reasonable minds may differ. Instead, the determination turns on whether the
legal criterion to be applied "demands a unique outcome, in which case the
17 Warren v Coombes (1979) 142 CLR 531 at 552; see also Fox v Percy (2003) 214
CLR 118 at 125-126 [23].
22 Coal and Allied Operations Pty Ltd v Australian Industrial Relations Commission
(2000) 203 CLR 194 at 205 [19]; see also SZVFW (2018) 264 CLR 541 at 589-590
[146]-[148].
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
6.
18 Section 137 of the Evidence Act provides that "[i]n a criminal proceeding,
the court must refuse to admit evidence adduced by the prosecutor if its probative
value is outweighed by the danger of unfair prejudice to the accused". The
application of s 137 requires the making of three evaluative assessments, namely
the weight of the probative value of the evidence, the extent of any danger of
unfair prejudice, and then a comparison of one with the other.29 The first two
23 SZVFW (2018) 264 CLR 541 at 563 [49]; see also GLJ v Trustees of the Roman
Catholic Church for the Diocese of Lismore (2023) 97 ALJR 857 at 865 [15]; 414
ALR 635 at 641-642.
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
7.
19 In this case, the Court of Appeal followed its previous decisions, including
McCartney v The Queen,30 in concluding that the standard which it described as
based on "House v The King principles" applies to an interlocutory appeal in
relation to a trial judge's decision as to whether to exclude evidence under
s 137.31 Those previous decisions distinguish between an interlocutory appeal
and an appeal following conviction where the trial judge declined to exclude
evidence under s 137, in which case the correctness standard is applied to
determine whether the admission of the evidence was productive of a miscarriage
of justice.32 In McCartney, it was accepted that "the legal character of a decision
under s 137 remains the same whether the decision falls to be examined at the
interlocutory appeal stage or after the trial is concluded", but it was held that the
application of different standards of review was justified "by the different
functions, and perspectives, of the appeal court at those different stages of the
proceeding",33 including the assertion of a clear intention of the Criminal
Procedure Act 2009 (Vic) that interlocutory appeals on questions of evidence
"should be strictly confined".34
30 (2012) 38 VR 1.
31 Moore [2023] VSCA 236 at [178], citing Gilbert Lewis (a pseudonym) v The
Queen [2018] VSCA 40 at [50], in turn referring to McCartney v The Queen
(2012) 38 VR 1, KJM v The Queen [No 2] (2011) 33 VR 11 and Bray (A
Pseudonym) v The Queen (2014) 46 VR 623.
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Gageler CJ
Edelman J
Steward J
Gleeson J
Beech-Jones J
8.
20 The previous decisions of the Court of Appeal that invoked this distinction
relied in part on a decision of a five-judge bench of the New South Wales Court
of Criminal Appeal in DAO v The Queen.35 DAO was an application for leave to
appeal from a refusal to order separate trials, which in turn followed from an
evidentiary ruling in relation to tendency evidence. Four members of that Court
held that some standard other than the correctness standard applied to appellate
review of assessments of "significant probative value" under s 97 of the Evidence
Act 1995 (NSW).36 That conclusion was inconsistent with this Court's subsequent
decision in Bauer.
36 DAO v The Queen (2011) 81 NSWLR 568 at 589-590 [100]-[101], 599 [157], 607-
608 [211], 608 [212].
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Beech-Jones J
9.
after the trial commences, the trial judge must certify either that the issue the
subject of the proposed appeal was not reasonably able to be identified before the
trial or that the appealing party was not at fault in failing to identify that issue.41
The refusal of a trial judge to provide such certification may be the subject of
application for review by the Court of Appeal. 42
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Beech-Jones J
10.
These statutory provisions confirm that the Court of Appeal undertakes an appeal
by way of rehearing.48
48 See, eg, Allesch v Maunz (2000) 203 CLR 172 at 179-181 [20]-[23].
51 Saunders (1994) 72 A Crim R 347 at 353; see also Cornelius v The King (1936) 55
CLR 235 at 249; Sinclair v The King (1946) 73 CLR 316 at 324.
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Beech-Jones J
11.
appeal after conviction will minimise the potential for inconsistent rulings . It will
enhance that part of the statutory scheme for interlocutory appeals that supports
the grant of leave to appeal in circumstances where the hearing of an
interlocutory appeal will reduce the likelihood of a successful appeal against
conviction in the event that the accused is convicted at trial. 52
27 In this case, the Court of Appeal granted leave to appeal and thus was
required to determine for itself whether the evidence of the representations
should be excluded under s 137. The appellant contended that the Court of
Appeal did not do so because it referred to House v The King and concluded that
"it was well open" to the trial judge to find that the probative value of the
evidence of the representations was "high"53 and that it was "open to the trial
judge to conclude that the danger of any unfair prejudice would not outweigh the
probative value of the evidence".54 However, the respondent noted that the Court
of Appeal also found that "[f]or completeness, we also observe that in our view
the trial judge was correct not to exclude the evidence pursuant to s 137".55 The
respondent contended that this amounted to a contingent finding that, if the
correctness standard was applicable, then the Court of Appeal applied that
standard. The appellant contended that this finding was no more than a bare
assertion and not a separate basis for the Court of Appeal upholding the trial
judge's conclusion in relation to the application of s 137. It is not necessary to
consider this further because, for the reasons that follow, the decision of the trial
judge to refuse to exclude the evidence under s 137 was correct.
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12.
complainant hostage overnight at her unit; made the complainant lie down on the
floor and poured water over her all night; smashed a porcelain bowl over the
complainant and slashed her with it; stabbed the complainant's wrist; and told the
complainant she would bleed out in the bath. The complainant's mother provided
a statement that supported the making of representations to that effect by the
complainant. As the evidence of these representations identified the appellant, it
was objected to in its entirety.57
29 The evidence of the other four sets of representations was recorded. The
representations said to have been made in the triple-0 call were to a similar effect
to those made to the complainant's mother, except they did not identify the
appellant as the perpetrator.58 However, one of the representations was to the
effect that the complainant was "bashed during the night"59 and was thus capable
of referring to the appellant given he admitted to entering the complainant's
home. Only the evidence of that representation was objected to. 60 The
representations made to a police officer at around 1.30 pm on 31 August 2021
identified the appellant, referred to him possessing the knife and plate identified
in the body worn camera footage and alleged that the appellant prevented the
complainant from leaving the premises.61 The representations made to a police
officer at around 1.05 pm and in the written statement signed by the complainant
at around 5.28 pm specifically identified the appellant as the perpetrator and
provided far more detail of the complainant's alleged mistreatment and detention
at the hands of the appellant.62 To the extent that the evidence of these three sets
of representations was capable of identifying the appellant as the perpetrator, it
was also objected to.63
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13.
30 In this Court, the appellant accepted that the probative value of the
evidence of the representations was "high". The possible use of the evidence
extends to the proof of the matters asserted by the representations. As the Court
of Appeal found, assuming the evidence of the representations was credible and
reliable, it was "strongly supportive of the allegation that it was the [appellant]
who assaulted" the complainant.64 The fact that the evidence has high probative
value makes the appellant's task of demonstrating a danger of prejudice that
outweighs that value much harder.
32 The contention that there is a danger of unfair prejudice arising from the
inability to cross-examine the maker of a representation where evidence of that
representation is admitted under an exception to the hearsay rule and the maker
of the representation is not available to give evidence 65 warrants consideration.
Without more, the inability to cross-examine could not justify the exclusion of
such evidence, as otherwise the power of exclusion would swallow the exception.
33 The hearsay provisions of the Evidence Act have their origins in the
interim and final reports of the Australian Law Reform Commission ("ALRC")66
that led to the introduction of the Evidence Act 1995 (Cth) and the Evidence Act
1995 (NSW). What became s 137 was characterised as a statutory retention of a
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14.
34 The 2005 joint review of the Evidence Act 1995 (Cth) and the Evidence
Act 1995 (NSW) conducted by the ALRC, the New South Wales Law Reform
Commission and the Victorian Law Reform Commission ("ALRC 102")
acknowledged a debate in the authorities about this aspect of prejudice , but
accepted that an inability to test evidence by cross-examination "may constitute a
legitimate ground for its exclusion where this will affect the ability of the fact -
finder to assess rationally the weight of the evidence".71 ALRC 102 stated that
this assessment would depend on a number of factors, including "the basis on
which the hearsay rule did not apply; the possible significance of cross-
examination; and whether there are other means of assessing the reliability of the
evidence".72
67 ALRC 26, vol 1 at 529 [957]; see also proposed s 114 in the Draft Evidence Bill:
ALRC 26, vol 2 at 57.
68 ALRC 26, vol 2 at 290 [259]; see also ALRC 26, vol 1 at 351-352 [644], 529
[957].
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15.
35 ALRC 102 preceded the enactment of the Evidence Act 2008 (Vic) and
can be considered in its construction.73 The report's analysis of the
interrelationship between the inability to cross-examine the maker of a
representation and unfair prejudice should be accepted. It reconciles the
procedural disadvantage arising from the inability to cross-examine with the
understanding of prejudice described in the interim report.
36 The basis for the admission of the evidence of the representations in this
case is that the complainant is not available to give evidence and the uncontested
findings by the Court of Appeal that each representation was made shortly after
the asserted fact happened and in circumstances that made it unlikely that the
representation was a fabrication.
37 The appellant contended that the denial of the ability to cross-examine the
complainant on various matters affecting the honesty of her identification of the
appellant as the perpetrator warranted the rejection of the evidence of the
representations. The "plausible lines of cross-examination", which the appellant
contended he was denied, included various statements made by the complainant
about the identity of her assailant that were arguably inconsistent, such as her
referring to him in the triple-0 call as her "ex-partner", which was said to be
inaccurate. The other lines of cross-examination the appellant referred to were:
the approximately six and a half hour period between the end of the alleged
ordeal and the first recorded complaint; the complainant's alleged excessive
drinking and use of medication; the complainant's apparently calm demeanour as
depicted in the footage taken from the body worn camera in contrast to the abuse
she allegedly had been subjected to; and the complainant's subsequent
resumption of affectionate relations with the appellant. The appellant also
contended that the complainant's failure to attend court for limited preparatory
cross-examination on oath pursuant to s 198B of the Criminal Procedure Act was
indicative of her lack of credibility.
38 These matters do not advance the case for exclusion very far. The
appellant did not point to any matter affecting the honesty of the complainant that
cross-examination was especially suited to address. The evidentiary basis for
each of the points sought to be raised can be established and then made the
subject of submissions to the jury bearing in mind, as the Court of Appeal found,
that it can be expected that the jury will receive "appropriate and strong
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16.
40 As noted, the appellant also contended that the Court of Appeal failed to
recognise the effect of the "sheer volume, and repetitive nature" of the
representations. This contention sits uneasily with the appellant's contention that
the inability to cross-examine the complainant about inconsistencies between the
evidence of the representations warranted its exclusion. In any event, the
appellant's concern is that the jury might place undue weight on repeated
representations by the complainant identifying the appellant as the offender.
74 Moore [2023] VSCA 236 at [183], citing Lewis [2018] VSCA 40 at [59].
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17.
direction guarding against such reasoning,78 they are not precluded from doing
so.79
Conclusion
79 See, eg, Glen Jacobs (a pseudonym) v The Queen [2019] VSCA 285 at [90] in the
context of s 44C(2) of the Jury Directions Act.
81 Gilbert v The Queen (2000) 201 CLR 414 at 420 [13], see also at 426 [32].
82 See HML v The Queen (2008) 235 CLR 334 at 385 [116].
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18.
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