Trent Focus For Research and Development
Trent Focus For Research and Development
Re se a rc h Proje c t
Autho r
N i ck Fo x
This resource pack is one of a series produced by the Trent RDSU. This series has
been funded by the Trent RDSU.
This resource pack may be freely photocopied and distributed for the benefit of
researchers. However it is the copyright of the Trent RDSU and the authors and as
such, no part of the content may be altered without the prior permission in writing, of
the Copyright owner.
Reference as:
Fox, N: Using Interviews in a Research Project
Trent RDSU 2006
Dr Nick Fox
School of Health and Related Research, University of Sheffield
TRENT RDSU
Informatics Collaboratory for the Social Sciences (ICOSS)
The University of Sheffield
219 Portobello
Sheffield S1 4DP
0114 2228356
www.trentrdsu.org.uk
enquiries@trentrdsu.org.uk
2. Types of Interview........................................................................ 5
3. Interview Methods….................................................................... 7
13. Summary……………………………………………………………….. 34
14. Answers to 35
Exercises….……………………………………………..
15. References………………………………………………………..…… 37
LEARNING OBJECTIVES
Having successfully completed the work in this pack, you will be able to:
• Describe the features of, and differences between structured, semi-structured
or unstructured interview.
• Summarise the advantages and disadvantages of face-to-face and telephone
interviews, and of individual and group interviews.
• Prepare for, and conduct an interview
1.1 Working Through this Pack
The study time involved in this pack is approximately 10 hours. In addition to the written
text, the pack includes exercises for completion. I suggest that as you work through the
pack, you establish for yourself a ‘reflective log’, linking the work in the pack to your own
research interests and needs, and documenting your reflections on the ethnographic
method. Include your responses to the exercises plus your own thoughts as you read
and consider the material. You will find answers to the exercises at the end of the pack.
However, analysing the interview data from open questions is more problematic than
when closed questions are used as work must be done before often diverse
responses from participants can be compared.
Well planned and conducted semi-structured interviews are the result of rigorous
preparation. The development of the interview schedule, conducting the interview
and analysing the interview data all require careful consideration and preparation.
3. Interview Methods
The first thing that you will need to consider is whether you wish to conduct
individual or group interviews (also known as focus groups).
3.3 Face-to-face
Here the researcher and respondent meet together. This is the most frequently
used technique, and enables attention to be paid to non-verbal behaviour and
establish a rapport over an extended period of time.
Face-to-face or personal interviews are very labour intensive, but can be the best
way of collecting high quality data. Face-to-face interviews are preferable when the
subject matter is very sensitive, if the questions are very complex or if the interview
is likely to be lengthy. Interviewing skills are dealt with in more detail later in this
pack.
Compared to other methods of data collection, face-to-face interviewing offers a
greater degree of flexibility. A skilled interviewer can explain the purpose of the
interview and encourage potential respondents to co-operate; they can also clarify
questions, correct misunderstandings, offer prompts, probe responses and follow up
on new ideas in a way that is just not possible with other methods.
2. A study of how social workers, doctors and psychologists counsel people who
are having marital problems
3. A study of the factors involved in caring for old people in a remote country in
southern Asia that the researcher has not visited.
3. Interviews to discover what factors affect whether patients are satisfied with a GP
consultation
3. Direct approaches
On occasions, you may need to approach people in public places. This is not a
good method for in-depth interviewing given the length of time required for
interviews and the need for quiet. Cold-call telephoning is similarly unlikely to be
successful for this kind of research design. These approaches are more suited to
closed question designs.
5. World-wide web
Discussion forums exist on most topics and joining a group and asking for
volunteers to be interviewed may yield some respondents. You will probably need
to participate in the group for some time before you will be trusted, especially as you
will be expecting people to meet you face-to-face for the interview.
Of course, sometimes people will jump from phase one to two or three before you
had planned.
If that happens, allow the conversation to flow, rather than saying ‘stop, I don’t want
to talk about that yet’! But remember where you were, and when it seems right, pull
back the conversation by saying:
A moment ago you were telling me about …
We will consider what to do if the interview goes entirely off-track later.
Probing
Probe questions are more directive than those that you use to get each phase of the
interview going. They are aimed to jog the memory of the respondent, and take the
form of:
What did that place look like?
Can you remember what you said then?
How did it feel at that moment?
Who else was there?
Taylor and Bogdan (1984) suggest other questions that can be used to dredge up
memories:
Did your parents ever tell you stories about how you were when you were
growing up?
What kinds of stories do you tell when you get together with your
family/workmates from that time?
Exercise 4
A place to meet
You need to agree in advance where the interview will take place, and of course a
time that is mutually suitable. There are clearly advantages in arranging interviews
at a place that is known to you: you can ensure that the room is appropriate, quiet
and private, that there is adequate light and heating/air-conditioning, that there is an
electricity socket if you need this for recording equipment, that there are chairs and
if possible a table. The disadvantage is that this will be seen as your ‘territory’ and
may inhibit your interviewee from feeling comfortable and willing to speak openly.
If you opt for a place that is on the respondent’s ‘turf’, you will take a chance that
some of the above are not available. I have interviewed in many unsatisfactory
settings, from shared rooms where a telephone continually interrupted the interview,
to a mud hut in Thailand where the distractions were barking dogs and man-eating
flies!
If you do choose to go to the respondent’s choice of location, you should ask about
the arrangements and try to ensure at least that the room will enable an
uninterrupted and private interview to take place. If you are invited to a
respondent’s home, this is a good sign, but you need to ensure you will feel
comfortable and secure going to such a location. Settings where children (or pets!)
are vying for your respondent’s attention are to be avoided if possible.
NB If you are going to meet a respondent at an outside location, you should take
these precautions:
• tell someone where and when you are meeting, and make sure that if you are not
back at a certain hour, that some kind of action will be taken to check your safety
• carry a mobile phone
Recording Equipment
We will look at this in the next section.
Interpreting
If your respondents do not speak English, you need to arrange for a competent
interpreter. Make sure you know exactly what language needs interpreting, and that
the interpreter is fluent in the dialect to be spoken.
If you are unable to obtain a professional interpreter, you may be able to use a
family member or friend of the respondent to translate. But this carries some risks:
such an interpreter may have their own cultural agenda and may choose to translate
accordingly. For instance, some questions may be perceived by an interpreter as
culturally too sensitive to ask. They may paraphrase what is said in either or both
directions, and you will get answers to questions you did not ask!
Interpreters need to understand the research process: there is a big difference
between interpreting in a doctor’s surgery and providing the level of accuracy of
translation that is required when you are trying to access complex reflections on
experience.
Telephone Interviews
If you are interviewing by telephone, there are a number of specific practicalities.
• You need to make sure you can record both sides of the conversation using
appropriate recording technology. Check that line quality is adequate and that
your respondent can hear you.
• Ensure you agree a time for the interview when your respondent will not be
interrupted.
• Make sure it is your (not your respondent’s) phone bill that is being debited for
the call!
• Attempting to conduct group interviews using conference calling is to be avoided:
it is very hard to establish rapport among a group of people by telephone.
8.1 Microphones
The quality of your recordings depends on the microphone you use. Do not rely
upon the internal microphone in a tape recorder: this may not pick up voices of both
interviewer and respondent adequately.
The best microphones are omni-directional, meaning that they will pick up sounds
equally well on all sides. Small flat microphones that rest on a tabletop can be
purchased from electronics outlets. These require a battery to actuate them, and
If using a flat microphone, place it about half way between you and your respondent,
or in the middle of a table for a group interview. If you are able to avoid having the
recorder on the table top, this will minimise any hum from the motor being recorded.
An alternative is to ask your respondent to wear a lapel microphone and to do the
same yourself, ensuring excellent recording quality. You will need to check the
sockets on the recorder can take two separate microphones.
Always test the equipment before starting the interview. Set the recorder working,
and chat with your respondent for a minute. Then replay the tape to check it has
recorded adequately.
Cassettes should be of a good quality, and ones intended for voice recording can be
purchased. Sixty-minute cassettes will have a better quality than 90 or 120 minutes
ones, but you need to remember to turn over the tape after 30 minutes.
If you need to change the tape, ask your respondent to pause for a moment.
One tip I have learnt is to leave a recorder running for as long as possible. Some
respondents say important things after you have officially ended an interview. You
will miss these if you ritually switch off your machine as you say ‘well thank you,
that’s all’. Only when you are sure that a respondent has really finished, switch off.
8.4 Note-taking
If you cannot use audio-tape, you will have to record an interview by hand. If you
can learn shorthand, this will be of great assistance. If not, you will have to make
the best of what will inevitably be a partial record of an interview. Remember to note
your own questions as well as trying to record your respondent’s answers.
9.3 Listen
If you do not listen to your respondent, you will miss the nuances of what is being
said. Don’t think about your next question while a respondent is talking. If you
cannot remember what you want to ask next, you can always refer to the guide.
Much more likely, if you have listened intently, the next question will flow naturally
from what has just been said. It will also mean you will ask a ‘real’ question, not one
to which you already know the answer (Seidman 1998: 63 ff.).
9.4 Be Non-Judgmental
If you want a respondent to open up about their life, they need to feel secure that
they will not be judged for it. On occasions, interviewees may say things you find
objectionable, foolish or upsetting. Your role is not to judge your respondent
however, and you need to find ways to sustain a neutral demeanour. This is most
easily done if you suspend your judgments during an interview (Taylor and Bogdan
1984: 94). If this is not possible, you need to respond neutrally. For example, if a
respondent makes a racist comment that is relevant to your research topic, you may
want to say ‘tell me more about this’, rather than frown, move on to another area or
remonstrate with them for their racism.
Floating Prompts
Repeat the last few words of what is said by a respondent, using an interrogative
tone:
Respondent: ‘… and eventually it seemed the right thing to do was change
job …’
Interviewer (neutrally): ‘Right to change job?’
If you can carry it, off, a raised eyebrow can be sufficient stimulus to keep the
respondent talking.
Planned Prompts
These are more directive and gives a respondent an opportunity to provide detail.
The contrast prompt asks something like ‘you’ve talked about x and now about y,
what exactly is the difference between these?’
The category prompt seeks clarification from a respondent to define key elements
of the story. S/he may have mentioned a specific example: you ask ‘what other
examples of that kind of thing happen?’ and from that, you are able to understand
more about how the respondent categorises her reality.
The exception prompt asks for (or immediately picks up on) an example of
exceptions to what normally happens, and to see how accounting for these helps a
respondent to reflect on the reality
The auto-driving prompt is quite intrusive. The researcher provides a stimulus: a
photograph or an object, and asks the respondent to comment upon it. This can be
used where it would be hard to generate commentary on this particular topic.
10.1 Preparation
Group interviews need careful planning, and the right people need to be invited to
participate. You should beware of using ‘naturally-occurring groups’ as these may
not have adequate focus to be appropriate for research. They also need to be
facilitated adequately, to ensure they discuss what they are meant to discuss
(Morgan 1998: 34).
How large a group to interview is a moot point, but generally it is suggested that six
to eight participants is the right size group (Hedges 1985: 75-6). If group interviews
are being conducted for reasons of economy of time or cost, then this is an optimal
number, but I have conducted very productive group interviews with three or even
two participants. The value of the group interview is as much concerned with
enabling a semi-natural conversation to be recorded between participants.
There are a few obvious practical issues to be addressed. You need a room large
enough to accommodate all the participants, preferably around a table. Recording
needs to be arranged so that all participants can be adequately heard.
Transcribing group interviews can be a problem, as it may be hard to identify all the
voices in a large group. It is best to start with a round of ‘names and jobs’ so that a
transcriber will have a better chance of identifying each contribution to the
discussion.
You should explain that it will aid data collection if the discussions are orderly, and
that participants allow each other opportunities to speak without interruptions.
Getting Started
You will need to relax your participants, and get them talking freely. You need to
explain the purpose of the interview clearly and simply, and explain the recording
method. You also need to ensure that participants understand the confidentiality of
the research.
Encouraging Talk
The first rounds should stimulate discussion and then it is a matter of allowing the
conversation to progress organically.
Try to avoid direct questions, as these will close down the discussion and may make
people feel they are being confronted in front of others.
If you want to explore a point, you can use the technique of repeating the last part of
a comment as a question, as was seen earlier. Try to avoid the impression of
controversy in anything that has been said, so that people do not feel nervous about
disclosing.
Neutrality
You need to give an impression of enthusiasm and interest in what is being said,
without overly partisan towards any view. You must never disclose your own views
or feelings, as this could bias the discussions. If asked directly, you may need to
explain that your moderator role means you prefer not to comment during the
interview.
Group Dynamics
An important responsibility of the moderator is ensuring that the group functions
effectively. The objective is to facilitate discussion without allowing one or more
individuals to dominate it. It may be necessary for you to interject to ensure quiet
members have an opportunity to contribute. You can ask ‘What do you feel about
that?’ to someone who has not had a chance to contribute. If one person is
dominating, you can say: ‘That’s interesting. I’d like to get other opinions on that
from around the table’.
You also need to be aware of any tensions in the group, rivalries, or anything that
could lead to disruption. If a legitimate view is being strongly challenged by a
majority of participants, you may wish to say something like: ‘Participants in other
groups have something similar, would you like to expand on your point?’
Overall Plan
You should have a general idea of how you expect the interview to proceed, and
some kind of time-scale for all the elements you want to cover. It is your
responsibility to ensure that the interview keeps to the expected time. Do not run on
longer than you agreed with participants.
Exercise 6
Sources of interviewing error will affect a study randomly, i.e. in all directions,
whereas sources of interviewing bias affect the study results systematically, i.e. in
the same direction. Sources of error include:
• deviation from the written instructions in a structured interview , e.g. not following
the correct order of questions, not following the correct filters on the question
routing, not using show cards with pre-coded answers, reading out pre-coded
The study below aims to explore how parents decide to use their primary care
services when their children are ill. (I = Interviewer, R = Respondent)
1 I : Thank-you for agreeing to spare me some time for this interview.
2 I’m doing a study of parents with small children - I’m interested in how
they use
3 their local General Practitioner services.
4 I’d like to ask you some questions about the times when your child has
been ill.
5 How old is she?
6 R : Six. She was six in June.
7 I Can you tell me about the last time she was ill?
8 R What do you mean by ill? How ill?
9 I Well, anything really, not necessarily ill enough to go to a doctor. I
mean, eh, has
10 she had any colds or high temperatures or anything like that or more
serious illness?
11 R Yes.
12 I She had em?
13 R She had a bad cough and cold about two months ago.
14 I And how did you handle that? Did you take her to the doctor?.
15 R Well, I didn’t take her to the doctor straight away. I gave lots of Calpol
13. Summary
Interviewing covers structured, semi-structured and unstructured or qualitative
approaches. You should be able to describe the main advantages and disadvantages
of each of these, and also of face-to-face, telephone and focus group interviews. I have
looked in detail at the preparation for interviewing, the structure of these different kinds
of interview, and the skills and techniques needed for a successful interview.
Interviewing is an important method of data collection in research in health and
medicine, and plays a role in many research studies, especially where data on
experiences or beliefs is needed. The theory can be learnt from a text such as this,
but what is also needed is practice!
Exercise 2
1. Representative sampling using a structured interview schedule
2. Small samples to cover main sub-groups e.g. elderly, young parents
3. Theoretical sampling to gain broad selection of patients.
Exercise 3
1. In general, there may be conflicts of interest, especially if you are in a position of
power in relation to colleagues. Workers may not be willing to speak openly to
someone they know, because it may breach informal rules about privacy in the
workplace. Friends may be poor interviewees, as they may make assumptions about
shared beliefs.
2. Approaching informal gatekeepers may facilitate access to a group. However, if
they are self-appointed, working through them may actually inhibit access to
colleagues who resent their self-importance.
3. An over-enthusiastic potential interviewee may wish to use the opportunity of an
interview to criticise the organisation or a colleague. While this may be important, to
shed light on an aspect of the micro politics of a setting, this may not be relevant to
your study, and may be a waste of both your times, as the data will not be useful.
However, such a person could be a useful informant and maybe a contact to obtain
other respondents.
Exercise 4
Have a look at section 6 of this pack for suggestions about the kinds of questions in
each stage of the interview.
Exercise 7
There is no single right answer, however some possible suggestions are:
§ train all of the interviewers in the appropriate skills.
§ ensure that all of the interviewers are thoroughly briefed on the research topic.
§ pilot the interview.
§ accompany interviewers and monitor their questioning and recording.
§ use structured questions where possible and avoid verbatim answers.
§ avoid having to select a pre-coded response for a verbatim answer - let the
respondent select the code where possible.
§ avoid giving strong personal opinions; in particular do not show disapproval or
disagreement with the respondent, regardless of what you may really think.
Exercise 8
1. Leading questions (by line number): 21, 23, 38, 41
2. Ambiguous questions: 9, 38
3. Two questions in one: 9, 14, 31, 50
There is a danger that the interviewer could have confused or biased the interview.
The interviewer assumes a number of things, for instance, that the doctor was male,
or that the chickenpox had made the child feel ‘pretty ill’. Luckily the respondent
actually corrects her on these points but it may not always be so easy to pick up. If
it’s a minor matter, the respondent may not bother to clarify the question.
Questions should be phrased without assumptions, for example, at line 21, the
question ‘You were worried about meningitis?’ could be rephrased as ‘What in
15. References
Hedges A (1985) Group Interviewing. In Walker R (ed.) Applied Qualitative
Research. Aldershot: Gower.
Jones S (1985) In-depth interviewing. In Walker R (ed.) Applied Qualitative
Research. Aldershot: Gower.
McCracken G (1988) The Long Interview. London: Sage.
Morgan DL (1998) The Focus Group Guidebook. London: Sage.
Seidman I (1998) Interviewing as Qualitative Research. New York: Teachers
College Press.
Taylor SJ and Bogdan R (1984) Introduction to Qualitative Research Methods. New
York: Wiley Interscience.