Review of Automated Operations in Drilling and Min
Review of Automated Operations in Drilling and Min
Review
Review of Automated Operations in Drilling and Mining
Athanasios Kokkinis 1 , Theodore Frantzis 1, * , Konstantinos Skordis 1 , George Nikolakopoulos 1,2
and Panagiotis Koustoumpardis 1
Abstract: Current advances and trends in the fields of mechanical, material, and software engineering
have allowed mining technology to undergo a significant transformation. Aiming to maximize the
efficiency and safety of the mining process, several enabling technologies, such as the recent advances
in artificial intelligence, IoT, sensor fusion, computational modeling, and advanced robotics, are
being progressively adopted in mining machine manufacturing while replacing conventional parts
and approaches that used to be the norm in the rock ore extraction industry. This article aims to
provide an overview of research trends and state-of-the-art technologies in face exploration and
drilling operations in order to define the vision toward the realization of fully autonomous mining
exploration machines of the future, capable of operating without any external infrastructure. As the
trend of mining at large depths is increasing and as the re-opening of abandoned mines is gaining
more interest, near-to-face mining exploration approaches for identifying new ore bodies need to
undergo significant revision. This article aims to contribute to future developments in the use of fully
autonomous and cooperative smaller mining exploration machines.
the current challenges that it faces and how fully automated mining can be the main route
to overcoming those challenges. Section 3 will provide an overview of drilling approaches,
focusing on conventional methods used in the mining industry. Section 4 will present
the state of the art in automated mining and intelligent systems, summarizing current
advancements and research trends. In Section 5, the technological infrastructure utilized
in automated mining will be presented, including various sensors and software crucial to
these processes. Section 6 will touch upon potential advancements in intelligent mining
systems, such as the integration of artificial intelligence (AI) and neural networks, aiming
to enhance safety, efficiency, and precision in automated operations. Finally, Section 7 will
conclude the article by sharing additional research visions, particularly emphasizing the
development of infrastructure-less systems adaptable to various deep mine and abandoned
mine situations.
Table 1. The mapping of knowledge domains for automated operations in drilling and mining.
Table 1. Cont.
seen in Figure 1. The most famous implementations are the Schlumberger PowerDrive
and Baker-Hughes Autotrak systems, as in [9,11].
• Point-the-bit systems: These systems vary from the push-the-bit systems in that the
actuators reside on the inside of the configuration [10,11]. The most well-explored
example of this is the Halliburton Sperry-sun Geo-Pilot system [9]. In these cases,
the control of the direction of the bit is possible by using two eccentric rings, changing
its angle directly using motors, as shown in Figure 2.
Figure 2. The Halliburton Sperry-sun Geo-Pilot system. Figure taken from [8].
• Hybrid systems: Hybrid systems are, in essence, a combination of the previous two
systems. They have multiple actuators that assist them in better controlling every
aspect of the drilling procedure. In the Schlumberger PowerDrive Archer system,
the bit’s shaft uses a universal joint and internal actuators to push to orient it at the
desired angle [9,11].
4.2. Longwall
Longwall systems (Figure 3) are large robotic systems that combine the drilling and
hauling operations through the use of a conveyor belt system and several horizontal motors
with drill bits that perform the drilling [12,13]. Famur’s MIKRUS longwall system features a
cutting and loading head, which has two cutting drums that can break coal and a conveyor
Machines 2024, 12, 845 6 of 19
belt that can retrieve it from the mine [14]. It also has a multitude of sensors that allow the
process to be even more automated [15].
Figure 3. A longwall system with most of its parts. Figure taken from [12].
Figure 4. Autonomous scraper with human-control capability. Figure taken from [16].
These robots are designed with a dual capability to handle various challenges in
complex environments. They can operate autonomously, adjusting to issues like limited
signal propagation in underground areas, or be controlled by human operators when direct
guidance is needed.
Aside from scrapers, there are also automatic mining trucks that are used for the same
purpose as the scrapers, but they have a much larger capacity than the scrapers and are
used to retrieve extracted ore [16].
machines are used. Such machines are the hydraulic rock-drilling jumbo and the down-the-
hole (DTH) drill. Intelligent and unmanned versions of these machines allow for efficient
ore mining and accurate blasting. This efficiency stems from systems that incorporate
smart blockage prevention mechanisms for the drilling pipes, alongside a fully automated
drill-pipe bank that oversees the management of the drilling tubes based on the drill’s wear
status. The accuracy in blasting is supported by systems that utilize anti-deviation control
technology that controls the drilling pipes in real time [16].
By observing the trends mentioned in this section on the automation process of mining
operations, it can be noticed that there are different automated systems that can partially
fulfill the tasks needed for mining without the need for a human presence on site. Given
the fact that the collapse of rocks in mines is one of the common causes of fatal accidents [1],
it seems that removing human workers from these sites can lead to an important increase
in the safety of the overall mining industry.
5.1.1. LIBS
Laser-Induced Breakdown Spectroscopy is a method of examining the contents of the
core extracted by a mining machine. It utilizes a laser to emit photons onto the cylinder’s
surface, which creates plasma that excites electrons, and a spectrometer measures the
response photons. This technology was recently adapted as an integrated system in down-
the-hole equipment after being exclusively used in the laboratory [18–20].
5.1.2. LIDAR
Lidar technology has always been an important technology when the mapping of
an area is required. There are currently systems that employ this technology to map and
navigate entire caves and mines through the application of SLAM algorithms [21–24], such
as automatic loading trucks [25]. An example of the sensor’s output is shown in Figure 5.
Figure 5. Obtaining a point cloud map using a LIDAR sensor using a quadruped robot. (a) A visual
representation of the experimental environment (mine). (b) The estimated pose in the global point
cloud map as perceived by the sensors on the robot. The estimated pose is depicted in the form of
XYZ-axis (X-axis in red, Y-axis in green and Z-axis in blue). (c) The created point cloud map. Figures
taken from [80].
Machines 2024, 12, 845 8 of 19
Ref. [37] proposes the six-layer digital twin architecture shown in Figure 6. By com-
bining IoT sensors, cloud networking, and simulation software, it is possible to transform
the physical world into a digitized model and apply secure and automated data-driven
decision-making to carry out equipment maintenance and control through the different data
analysis layers. Furthermore, this model allows streamlined information communication to
every member of the mining crew.
Figure 6. The proposed DT-based architecture for the mining industry. Figure taken from [37].
Figure 7. e-Drilling’s wellAhead module’s digital twin in action. Figure taken from [81].
5.4.2. Draco
Draco is an open-source library that compresses and decompresses three-dimensional
geometrical meshes and point clouds [42]. By compressing the data, it is possible to upload
them wirelessly with restricted available bandwidth from separate actors with limited
Machines 2024, 12, 845 10 of 19
computational power to a main computational system, which will then only send back
motion commands [40–42].
5.4.3. Forestall
Forestall uses proven predictive algorithms for the mining and oil industries and,
coupled with cloud-based machine health and predictive maintenance products, offers opti-
mized asset performance with minimized downtime. Platform-agnostic health monitoring
ensures comprehensive insights into critical machinery’s condition [43,44].
Figure 8. A YOLOv8 model detects personnel and hazardous areas. Figure taken from [89].
Machines 2024, 12, 845 12 of 19
• Virtual Reality simulation for multi-agent system action planning: Virtual Reality’s
importance is already underlined, but the range of its applications cannot be stressed
enough. Currently, there are ready-to-use software solutions that allow for the sim-
ulation of multiple robots in a virtual mining environment, expressed through the
game development engine Unity3D [62]. Simulators of this kind may prove essential
in mining procedure planning, especially in more complex systems with multiple
interactions [57].
• AI-assisted DTs: Advancements that are currently being made in the field of artificial
intelligence suggest that AI will be further integrated into FEA simulation software to
provide better insights regarding mining data [63,64]. Surveys report that AI will be
refined enough to be widely accepted in the industry by 2030 [65], providing a better
bridge of communication between the real and digital worlds.
• Optimized haulage scheduling using Reinforcement Learning: Reinforcement Learn-
ing (RL) methods can be used to schedule the operation of fleets of autonomous
haulers in real time utilizing model-free Q-Learning algorithms. In a simulated en-
vironment, this method resulted in a reduction in the wait time of each hauler and
reduced the emission of greenhouse gases that resulted from the extensive fuel con-
sumption of the machines. This reduction in fuel consumption was as high as 30% in
comparison to fixed-schedule approaches while increasing productivity by 50% [66].
• Controlling equipment using Deep Reinforcement Learning: Deep Reinforcement
Learning (DRL) can be used to control underground, individually operating machines
as a substitute for human operators. Machines such as Load-Haul-Dump machines
can be controlled with the use of a DRL framework by implementing a soft actor-
critic (SAC) algorithm in a simulated environment, lowering energy consumption and
increasing productivity [68]. In more detail, in [68], the energy consumption was found
to be 21% lower for the autonomous vehicle in comparison with the energy consumed
when a similar vehicle was operated by a human in the real world, and productivity
was increased by 7%. Another example of operating multiple machines using RL,
implementing proximal policy optimization (PPO) and SAC, can be examined in [67].
• Using DRL in mine production scheduling: DRL methods can even be utilized for
the design of underground mine production layouts [69]. Utilizing DRL in the pre-
production stages of the mining process allows for a better evaluation of the mineral
grade since it utilizes uncertainty to create a stochastic design in comparison to
deterministic designs. Deterministic designs are created by the more conventional
geostatistical methods, such as mineable shape optimizers, which tend to lead to the
under-performance of mining projects. A case study of underground stoping for gold
production in [69] resulted in 8.3% higher expected profit and 3.4% more gold mined
than the baseline that was provided by a mineable shape optimizer.
• Development and research for environmental monitoring: To ensure that the mining
industry does not damage the environment, tools, indices, and methodologies are
being developed to ensure the minimization of pollution [70,71]. One such example
can be seen in Figure 9.
• Monitoring of the drilling rig: Research on monitoring drilling bit wear has been con-
ducted to predict and analyze the drilling bit’s condition. These studies have shown
that sound and vibration signals, as well as examining the geological and mechanical
properties of rocks, can be used to survey the drilling bit’s wear condition [72].
• Intelligent control of the drilling: Computer vision and Deep Neural Networks for
image classification are used to control the drilling rig and improve procedures such
as drilling path planning and intelligent hole positioning [72].
• Measurement while drilling (MWD) and machine learning for rock monitoring:
MWD is a technology that provides real-time measurements of drilling parameters,
e.g., torque, rotation speed, and drilling speed. These parameters are used to deter-
mine the magnitude of the rock stress caused by the drilling operation with the aid
of digital panoramic imaging technology for boreholes. Additionally, intelligent rock
Machines 2024, 12, 845 13 of 19
Figure 9. Automatic drill operating through pistons with water. Figure taken from [55].
There seems to be a trend of using digital technology to further improve the efficiency
and capabilities of mining robotic solutions. This also means that there is a constant need
for additional data-gathering sensors and systems that will help tune the function of the
software to match the physical needs of the mine.
mines. For example, it is not realistic to expect that 5G and UHF communication systems
will be present in every mine. This points to the fact that decentralized approaches may need
to be investigated in a more thorough way. However, the limitations of this approach should
be taken into account, such as bandwidth limitations and latency in the communication
between different machines and systems. As the mining industry is currently focusing
on extraction technologies at large depths and revisiting the extractions at abandoned
mines, there are major trends in miniaturizing mining machines, revisiting mining plans,
e.g., the volume of drifts, and moving toward a future with completely autonomous
mining operations.
Even with a technology standard, it is imperative that safety and health considerations
be taken into account before sending crew members into mines to install the necessary
infrastructure. To that end, it would be beneficial to implement systems that allow for the
better inspection of hazardous elements without the necessary control or supervision from
a human operator. To achieve this, the introduction of robotic systems that monitor the
necessary non-automated operations while also being able to contribute to reducing the
personnel’s exposure time to potentially adversarial conditions is envisioned. It is evident
that such automation for mining safety, while still an immature field, is something that can
be expanded on.
Lastly, it seems that while intelligent systems are being studied and developed to
reduce environmental strain from mining operations, said systems are not yet mature
enough to minimize the environmental impact. Thus, it should be noted that there are
still not enough solutions when it comes to automated waste management, and this is
something that has to be addressed in the near future. Currently, practices such as the
use of waste neutralization tanks and ground storage are used to combat solid mining
waste (slag, tailings, etc.), but even they may pose problems with specific types of waste [3].
These intelligent systems will require the corresponding machines to operate properly.
The machines need to contain adequate sensors and the proper computational power. They
require an intelligent and generative design.
8. Conclusions
There are a number of new technologies developed for the automation of the mining
process, which is a testament to the ever-increasing need for better efficiency. The inclusion
of automation systems is what allows modern manufacturing needs to be met while
reducing possible human harm and human error. From partially automated to fully
automated systems, this integration reshapes the foundation of the mining industry and
engineering. The use of many different types of autonomous and intelligent machines that
can communicate on a peer-to-peer basis in situations where pre-existing communication
networks are weak, faulty, or nonexistent can raise the efficiency of the ore extraction and
increase the safety of the workers in the mines. The use of automated systems for mining
operations could improve workers’ health and increase their safety. This might lead to
a reduction in needed unspecialized personnel and an increase in personnel with higher
educational backgrounds. The digitization of the mining process and the use of more
sophisticated digital models can also enhance the remote monitoring of mining operations.
Automated mining is still a field with a lot of progress to be made. As time goes by,
with continued intellectual and financial investments in intelligent systems design, it will
become even clearer that these systems should be embraced and implemented as the new
standard in the mining industry.
Finally, it should be noted that this article focuses on the automation and robotization
of drilling and mining operations, and as such, the focus has been on these areas. Other im-
portant aspects of mining, e.g., the effectiveness of the selected methods and environmental
impact, have not been addressed, as they are considered out of scope.
Author Contributions: Conceptualization, A.K. and T.F.; writing—original draft preparation, A.K.,
T.F. and K.S.; writing—review and editing, A.K., T.F., K.S., G.N. and P.K.; supervision, G.N. and P.K.
All authors have read and agreed to the published version of the manuscript.
Machines 2024, 12, 845 15 of 19
Funding: This research work was funded by the Horizon Europe project PERSEPHONE [grant
number 101138451].
Data Availability Statement: Data are contained within the article.
Acknowledgments: We would like to express our gratitude toward Achilleas Kousios for providing
us with his insights during the editing process of this paper.
Conflicts of Interest: The authors declare no conflicts of interest. The funders had no role in the design
of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or
in the decision to publish the results.
Abbreviations
The following abbreviations are used in this manuscript:
3D Three-dimensional
5G Fifth-generation mobile network
AHS Autonomous Haulage System
AI Artificial intelligence
DRL Deep Reinforcement Learning
DT Digital twin
DTH Down the hole
FEA Finite Element Analysis
GPS Global Positioning System
IoT Internet of Things
LED Light-Emitting Diode
LIBS Laser-Induced Breakdown Spectroscopy
LiDAR Light Detection and Ranging
LoRaWAN Long-Range Wide-Area Network
MWD Measurement while drilling
PPO Proximal policy optimization
RF Radio Frequency
RL Reinforcement Learning
RSDS Rotary Steerable Drilling System
SAC Soft actor-critic
SLAM Simultaneous Localization and Mapping
TFC Time-of-flight camera
TFS Time-of-flight sensor
UAV Unmanned Aerial Vehicle
UGV Unmanned Ground Vehicle
UHF Ultra-High Frequency
YOLO You Only Look Once
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