GENG 201 Lecture 2
GENG 201 Lecture 2
ETHICS MODULE
Introduction
Module will focus on professional ethics, not personal ethics or common 3
morality.
May 6, 2024
Engineering is a profession by some definitions of professionalism and not
as clearly a profession by other definitions.
Ethical commitment is central to most accounts of professionalism.
Professional ethics has several characteristics that distinguish it from
personal ethics and common morality.
Possible conflicts between professional ethics, personal ethics, and
common morality raise important moral questions.
Professional engineering ethics can be divided into a negative part, which
focuses on preventing disasters and professional misconduct, and a
positive part, which is oriented toward producing a better life for
humankind through technology.
4
The Engineering Profession & Ethics
May 6, 2024
You are not being asked to study general ethics but engineering ethics.
May 6, 2024
The Business Model
Make profit within the boundaries set by law.
Gain a monopoly over certain services to increase profit.
Persuade governmental regulators that a great deal of autonomy should
be granted in the workplace.
May 6, 2024
Common Morality
The set of moral beliefs shared by almost everyone.
Characteristics: Precepts are negative (Don’t do), contain a positive or aspirational
component (Help, prevent …) and distinction between actions & intentions.
Personal Morality
The set of moral beliefs that a person holds.
Beliefs closely parallel the precepts of common morality, but differs in some areas
where common morality seems to be unclear or in a state of change.
Professional Ethics
The set of standards adopted by professionals.
Characteristics: Formal codes, focus on important profession’s issues, take
precedence over personal morality, differ from personal morality in the degree of
restriction of personal conduct and have negative/positive dimensions.
7
Preventive Ethics
May 6, 2024
Consist of provisions that are negative and prohibitive in character (Do not, shall
not, only …).
Common morality supports the idea that the first duty of moral agents, including
professionals, is not to harm others (Not to murder, lie, cheat or steal, ..).
Codes are formulated in terms of rules that can be enforced. It is easier to enforce
negative rules than positive ones.
May 6, 2024
Emphasis on the more positive and welfare-promoting aspect of
engineering (Save lives, reduce pollution, …).
The ‘‘good engineer’’ is the engineer who has those traits of professional
character that make the best or ideal engineer.
May 6, 2024
Air Bags
Carl Clark (1924-2006) helped to develop air bags. Even though he was a scientist and not
a degreed engineer, his work might well have been done by an engineer. He is now
advocating air bags on bumpers, and he has even invented wearable air bags for the elderly
to prevent broken hips. He does not get paid for all of his time, and the bumper air bags
were even patented by someone else.
10
The Philosophy of Engineering
May 6, 2024
One of the most positive views of the engineer comes from Samuel Florman. He suggests that engineering is
in effect a very high calling, which involves fundamental ‘existential pleasures’ involving the whole person –
reason, feeling and physical. Engineering, he suggests, is an attempt to engage with and utilize the social and
physical environment in order to fulfil human needs, desires and aspirations. Existential pleasures include:
• The very act of being able to change the world in some way. There is a human impulse to change and
improve, and the pull of these endless possibilities ‘bewitches the engineer of every era’.
• The joy of the applied scientist who is able to begin to understand the laws of the universe in the context
of the creative enterprise. This is not a sterile or simply functional relationship to the universe, or a grasp
of numbers and formulae. Florman suggests that it is a relationship to the environment that can actually
involve ‘quasi-mystical moments of peace and wonder’.
• The engineer is also involved in response to what Florman calls ‘mammoth undertakings’ that appeal to
the human passions.
• The engineer finds pleasure through using technology. This is partly the pleasure of control and of
attempts to solve problems.
• There is finally the pleasure of service. ‘The main existential pleasure of the engineer will always be to
contribute to the well-being of his fellow man’. Florman calls on the testimony of engineers who have
reflected on their work. What makes the task worthwhile is its contribution.
Responsibility in Engineering
12
Responsibility has to do with accountability; both for what one does in the
05/06/2024
present & future and for what one has done in the past.
The obligation-responsibilities of engineers require not only adhering to
regulatory norms & standard practices of engineering, but also satisfying
the standard of reasonable care.
Engineers can expect to be held accountable, if not legally liable, for
intentionally, negligently or recklessly caused harms.
Responsible engineering practice requires good judgment, not simply
following algorithms.
A good test of engineering responsibility is the question, ‘‘What does an
engineer do when no one is looking?’’
Impediments to responsible practice.
13
Engineering Standards
05/06/2024
Commit to a code of ethics to endorse high performance standards.
05/06/2024
The preamble of the code of ethics of the National
Society for Professional Engineers (NSPE) states the following:
05/06/2024
Liability for harm involves things such as malicious
intent, recklessness and/or negligence.
05/06/2024
Self-Interest: Engineers are humans with personal hopes & ambitions that are not restricted to
professional ideals.
Self-Deception: An intentional avoidance of truths that would be found painful to confront self-
consciously.
Fear: Fear of acknowledging mistakes, losing jobs, punishment, retribution or other bad consequences.
Ignorance: Results from a lack of imagination, from not looking in the right places for information,
from a failure to persist or from the pressure of deadlines.
Egocentric Tendencies: Tendency to interpret situations from very limited perspectives. It takes
special efforts to acquire a more objective viewpoint. Maybe based on insufficient or inaccurate info.
Microscopic Vision: Embracing a limited perspective. Info is usually accurate & precise but limited.
Important facts are not frequently known making it difficult to resolve disagreements.
Some of the needed facts relate to something that has already happened. But we also
want to know what consequences are likely to result from the various options before
us.
It is important to distinguish not only between relevant and irrelevant facts but also
between known and unknown facts.
Agreement on which facts are relevant does not mean agreeing on their relative
importance.
Engineering Ethics Key Terms: Public health, safety, welfare, conflict of interest, bribery,
extortion, confidentiality, trade secrets and loyalty. Their meanings are open-ended.
Example: It is possible to agree that ‘‘safe’’ is best understood in terms of ‘‘acceptable risk’’
05/06/2024
rather than ‘‘absolutely risk-free’’; a standard that is virtually unattainable. 19
Application Issues
Even when we are reasonably clear about what our concepts mean,
disagreement about their applications in particular cases can also arise.
The inherent limitation of definitions and explanations of concepts gives rise to problems in applying concepts and calls for
05/06/2024
further reflection. 20
Common Ground
What are the relevant facts and what are the relevant kinds of ethical
considerations?
There are common features of human life that suggest the sorts of general
moral beliefs we share: We are vulnerable, we value autonomy, we are
interdependent, we have shared expectations and goals and we have
05/06/2024 common moral traits. 21
Utilitarian Thinking
Utilitarianism
focuses on the idea of bringing
about ‘‘the greatest good for the greatest
number.’’
Three approaches maybe followed:
05/06/2024
22
The Cost-Benefit Approach
The course of action that produces the greatest benefit relative to cost is the
one that should be chosen. This approach is usually used in engineering and
may have the following challenges:
Must know which course of action will produce the most good in both the
short and the long term. Unfortunately, this knowledge is sometimes not
available at the time decisions must be made.
Determining the scope of the audience over which the good is maximized.
Favoring sometimes the greater aggregate good at the expense of a
vulnerable minority.
Under these conditions, allowing the plant to continue to discharge the pollutant might
seem justifiable from a utilitarian perspective, even though it would be unjust to the
poorer members of the community.
Thus, there is a problem of justly distributing benefits and burdens. Many would say
that the utilitarian solution should be rejected for this reason. In such cases, utilitarian
reasoning seems, to some, to lead to implausible moral judgments, as measured by our
understanding of common morality.
05/06/2024
24
The Act Utilitarian Approach
Focuses attention on the consequences of particular actions. It is often
helpful in analyzing options in situations that call for making moral
decisions. Determining all of the consequences of actions is very
challenging.
Will this course of action result in more good than any alternative course
of action that is available? To answer this question, the following
procedure is useful:
People have rights because, as individuals, they are entitled to respect, not
simply because treating them as if they have rights might maximize overall
utility.
Actions or rules are right that regard each person as worthy of respect as a
moral agent. This equal regard for moral agents is the basic requirement of
justice.
Three approaches to respect for persons thinking: The golden rule approach,
05/06/2024
the self-defeating approach and the rights approach. 28
The Golden Rule Approach
It employs the idea of universalizability which implies that judgment should
not change simply because the roles are reversed.
The results of using the Golden Rule as a test of morally permissible action
seem to vary depending on the values and beliefs of the actor. Example:
Plant emissions.
One way of trying to avoid some of these problems is to interpret the Golden
Rule as requiring not only placing one’s self in the position of the recipient
but also that adopting the recipient’s values and circumstances.
Unfortunately, this tactic does not resolve all the problems. Sometimes,
placing one’s self in the position of others and assuming their values creates
new problems.
Viewing oneself as both agent and recipient is required. The Golden Rule
provides the useful function of reminding us to understand the perspectives
of both.
05/06/2024 29
The Self-Defeating Approach
I cannot approve others doing the same kind of thing I have done
and thus universalizing one’s action would be self-defeating.
05/06/2024
30
A Self-Defeating Approach Example
Engineer Maya decides to substitute an inferior and
cheaper part in a product she is designing for one of her
firm’s large customers. She assumes that the customer will
not check the product closely enough to detect the inferior
part or will not have enough technical knowledge to know
that the part is inferior.
Just what rights people have and what they require from others can be controversial.
05/06/2024 32
Hierarchy of Rights Framework
1. Identify the basic obligations, values and interests at stake, noting
any conflicts.
5. Make a choice that seems likely to produce the least serious rights
infringements.
05/06/2024
33
Line-Drawing Technique
May be applied to the analysis of
concepts.
When one value clearly has a higher priority than the other, we
can call this an easy choice from a moral standpoint.
Example: Dinner vs. help.
When we are not able to honor some real and important values
in a way that we consider desirable, we can call this a difficult
choice.
05/06/2024
36
Creative Middle Way Solutions
Creative middle way between conflicting values is a resolution
in which all the conflicting demands are at least partially met.
05/06/2024
38
Engineering and Technology
• Technology is embedded in a social context and both influences and
is influenced by the larger society.
* 43
Computer Technology: Privacy & Social Policy
• Computing technology can violate:
* 44
Privacy vs. Social Utility
• Understanding of utilitarianism & respect
for persons theories can help us anticipate
most of the major arguments regarding
social policy regarding computers and
privacy.
• Some of the strongest arguments for
limiting the ability of others to cross the
boundaries protecting our privacy come
from the tradition of respect for persons.
• Utilitarians argue that there is a great
value involved in collecting information
(Credit history, targeted marketing,
criminal records, etc…).
* 45
Finding a Creative Middle Way
• People depend on credit cards and generally accept legitimate credit
checks. Same applies for cell phones…
• A creative middle way solution may include a set of guidelines for fair
information practices, such as:
1. The existence of data systems containing personal information should be
public knowledge.
2. Personal information should be collected for narrow, specific purposes and
only used in ways consistent with the primary purposes for its collection.
3. Personal information should be collected only with the informed consent of
the persons about whom the info is collected or their legal representatives.
– Personal information should not be shared with third parties without notice or
consent of those about whom the information is collected.
– To ensure accuracy, the time information can be stored should be limited, and
individuals should be permitted to review the information & correct errors.
1. Those who collect personal data should ensure the security and integrity of
personal data systems.
* 46
Ownership of Computer Software & Public Policy
* 48
Engineering Responsibility in Democratic
Deliberation on Technology Policy
• In a democracy, debates about public policy regarding science & technology
encounter what is referred to as the democratic dilemma.
• The public has the power of making the final decisions about science & technology,
but this same public has difficulty in understanding something as complex and
forbidding as science & technology and the simplifications necessary to get
understandable information across to the public may involve serious distortions.
• Engineers’ responsibilities with regard to the democratic dilemma can be
summarized in three words: Alert, inform and advise.
• Alert the public to the potential dangers from technology. Whistleblowing may be
needed.
• Inform the public of the issues on both sides of a debate. A new technology may
pose dangers, but it may also have great potential benefits.
• Engineers should in some instances offer advice and guidance on an issue,
especially when there is some degree of consensus in the engineering community.
• One explanation for the reluctance of engineering societies to involve themselves in
public debates regarding technology is the fact that the membership may be divided
on the correct course of action.
* 49
The Social Interaction of Technology & Society
* 51
Designing for the Environment & Human Community