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Compliance Manager PDF

The compliance manager ensures a company's policies comply with regulatory standards. They conduct audits to identify any issues and make recommendations to prevent legal problems. Key responsibilities include periodically auditing departments, investigating any compliance problems, educating employees on compliance, and filing reports with regulatory agencies. The compliance manager must have a bachelor's degree, at least 4 years of experience, knowledge of relevant laws, strong communication and leadership skills, and attention to detail.

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135 views

Compliance Manager PDF

The compliance manager ensures a company's policies comply with regulatory standards. They conduct audits to identify any issues and make recommendations to prevent legal problems. Key responsibilities include periodically auditing departments, investigating any compliance problems, educating employees on compliance, and filing reports with regulatory agencies. The compliance manager must have a bachelor's degree, at least 4 years of experience, knowledge of relevant laws, strong communication and leadership skills, and attention to detail.

Uploaded by

Sheine Girao-Sapon
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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JOB DESCRIPTION

Compliance Manager
KEY RESPONSIBILITIES

Ensures that company's policies and rules are in line with regulatory and ethical standards, regardless of
whether government or a company's executive management establish the standards. Conducts audits and
makes recommendations that will keep the company from undergoing legal struggles or facing other
difficulties due to non-compliance issues.

DUTIES AND RESPONSIBILITIES

• Periodically conducts audits and reviews to ensure execution of compliance standards


• Conducts interviews, scrutinizes details, and asks questions to make sure employees make every
effort to stay compliant across a company's various departments
• When compliance problems arise, conducts investigations to discover the roots of the issue
• Stays informed about environmental standards and makes sure a company operates within those
standards
• Writes and distributes documents that educate others on how to improve compliance
• Fills out and files reports with various compliance agencies
• Examines and improves auditing processes to prevent compliance issues or resolve them in a timely
manner
• Communicates confidentially with employees and addresses any concerns they have about ethical
or other compliance matters within a department or division
• Demonstrates an approachable, professional demeanor
• Strives not only to meet compliance standards, but also to exceed them for peak operating
efficiency
• Consults with attorneys and other professionals on compliance matters
• Spearheads and helps to design programs that improve compliance in environmental, ethical, and
other areas
• Demonstrates knowledge of ethical employment standards set out by the law and corporate
regulations

QUALIFICATIONS

• Candidate must possess a Bachelor’s Degree in Law, Finance, Business Administration, or a related
field
• Must have at least 4 years of working experience as Compliance Manager
• Must be knowledgeable in laws involving the following agencies particularly but not limited to DOLE,
DENR, SSS, PHILHEALTH, PAG-IBIG, various LGUs, PEZA.
• Must have proven success in the Risk Management field
• Must have strong interpersonal skills with the propensity to successfully foster new and maintain long-
standing business relationships
• Must have excellent communication skills, both orally and written; skilled in the art of negotiation
• Must be able to multitask, prioritize and delegate responsibilities in an effective and efficient manner
• Must have outstanding integrity, solid moral judgement, and the ability to make important decisions
under pressure
• Must possess strong leadership skills
• Must be accurate and precise attention to detail

LH Paragon Corporate Center Block 88, Oakridge Business Park


880 A.S. Fortuna St., Banilad, Mandaue City, 6014
(032) 343-8883

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