Harvard (Author Date) Referencing Guide
Harvard (Author Date) Referencing Guide
What is referencing?
When you write an assignment at university, you are required to refer to the work of other
authors. Each time you do so, it is necessary to identify their work by making reference to it—
both in the text of your assignment and in a list at the end of your assignment. This practice of
acknowledging authors is known as referencing.
References must be provided whenever you use someone else’s opinions, theories, data or
organisation of material. You need to reference information from books, articles, videos,
computers, other print or electronic sources, and personal communications. A reference is
required if you:
• quote (use someone else’s exact words)
• copy (use figures, tables or structure)
• paraphrase (convert someone else’s ideas into your own words)
• summarise (use a brief account of someone else’s ideas).
The best way to avoid being accused of plagiarism is to acknowledge the resources upon which
you have based your ideas.
Ways of citing
There are two ways of citing references: author prominent and information prominent.
Author prominent
This way gives prominence to the author by using the author’s surname (family name) as part
of your sentence with the date and the page number in parentheses (round brackets).
Direct quote example
Cowie (1996, p. 91) argues that ‘socialism rejected the liberal ideals of individualism
and competition’.
Paraphrase example
Cowie (1996) suggests that unlike capitalism, socialism promotes the good of the whole
before the good of the individual.
Information prominent
The other way of citing references gives prominence to the information, with all the
required referencing details in parentheses at the end of the citation.
Direct quote example
It has been argued that ‘socialism rejected the liberal ideals of individualism and
competition’ (Cowie 1996, p. 91).
Paraphrase example
Unlike capitalism, socialism promotes the good of the whole before the good of the individual
(Cowie 1996).
Verbs that help with author-prominent referencing
Paraphrasing
Paraphrasing means to restate accurately and succinctly in your own words something you have
read. If your work does not refer to specific ideas on particular pages of a resource but to general
themes mentioned throughout the resource, page numbers need not be shown.
General theme
Studies (Tanner 1999) indicate that the economic structure of Australia today is far more
unpredictable and unstable than it was thirty years ago.
Specific idea
Tanner (1999, p. 22) claims that the introduction of the GST in the Australian economic structure
has not impacted the price of fuels.
Separate the quotation from the lead-in statement with one blank line. The lead-in statement ends
with a colon (:). Separate the quotation from the text that follows it with one blank line. This is
illustrated below.
Example
Friere (1998, p. 3) summarises the effects of reducing literacy to a set of tools or skills when he
states that:
[m]erely teaching men [sic] to read and write does not work miracles: If there are not enough jobs
for men [sic] able to work, teaching more men [sic] to read and write will not create them.
When literacy is considered as a social practice, the relationships that exist between language use
and the production and maintenance of cultural and ideological hegemony are uncovered.
Quotation marks
Quotation marks are not used for longer quotations. When using an information prominent long
quotation, the full stop will be included after the last sentence of the quotation before the citation
as shown below.
The church is not the only setting where the soul may be nurtured as:
[t]he soul also finds sustenance in more domestic settings, like the family home, where customs
and values have created a spirit handed down over generations. According to Thomas Moore, the
soul finds sacredness in the ordinary, and may benefit most when its spiritual life is performed in
the context of mundane daily life. (Jones 1998, p. 89)
Words omitted from quotations
To omit words from quotations, use an ellipsis (…). The quotation must still keep the same sense.
Barton (1994, p. 7) describes literacy as a ‘set of practices which people use in literacy events
… and that literacy practices are situated in social relations’.
If the quotation does not begin at the start of a sentence, an ellipsis should be used to convey this
to the reader. For example:
Students may adopt a more dominant understanding of literacy because of the emphasis they
place on literacy as a means of achieving ‘… equality of opportunity and the possibilities of
liberty and democracy’ (Rockhill 1994, p. 4).
Double quotations
For a double quotation—that is, a quotation within a quotation—use double quotation marks
inside single quotation marks:
‘The first words of Melville’s Moby Dick are “Call me Ishmael” and these words are full of
significance’ was the first statement in Smith’s memorable speech (Johns 1995, p. 43).
The square brackets in quotations
Sometimes in quotations it is necessary to insert a word that explains the meaning of another
word in that quotation. Place the explanation in square brackets.
‘The curriculum of the national schools in the 1870s included reading, writing, arithmetic, drill
[physical exercises] and music’ (Cowie et al. 1996, p. 21).
Page numbers
Page numbers should be used when you directly quote material (word for word) from the
original publication. This includes tables or figures. Page numbers should also be provided for
indirect quotes and paraphrasing where the summarised material appears in specific pages,
chapters or sections.
The following examples illustrate the use of page numbers
One page referred to Wells 1992, p. 4
Pages that are not in sequence Smith 1996, pp. 1, 4 & 6
Pages that are in sequence Jones & Mackay 1998, pp. 25–26
Pages from a web site Kelly & McWhirter 1997, p. 1 of 2
Authors’
surnames and Title of book in
Year of minimal Place (city) of
Publisher
publication capitalisation publication
Shearman, D & Sauer-Thompson, G 1997, Green or gone, Wakefield Press, Kent Town.
Stove, RJ 1999, ‘Xenophobia: the great local content myth’, Institute of Public Affairs Review,
vol. 51, no. 1, pp. 14–16.
Volume and issue number in lower case Page numbers Full stop at the end
The following examples highlight the differences between minimal and maximal capitalisation.
Minimal capitalisation
‘Green light for operation glass ceiling’ 1999, Queensland women, viewed 22 May 2000,
http://www.qldwoman.qld.gov.au/qwo/9712/ceiling.html
Kaye, M 1994, Communication management, Prentice-Hall, Sydney.
Maximal capitalisation
Anderson, A & Ellis, A 2001, ‘Using Desktop Video to Enhance Music Instruction’, Australian
Journal of Educational Technology, vol. 17, no. 3, pp. 279–294.
Crystal, D 1996, Discover Grammar, Pearson Education, Harlow.
Harvard in-text and reference list models
The following is a set of guidelines for modelling referencing techniques for paraphrasing and direct quotations in the body paragraphs of your assignments (in-
text referencing), and in the reference list at the end of your assignment.
Remember
If no example can be located for the resource you intend to use, be guided by the principles of author-date referencing; always include details that you consider
would be necessary to locate that resource and place them in the order in which they appear in the Harvard system:
• author and date
• title
• publisher
• city where published.
If it is an electronic resource, include:
• author and date
• title
• date viewed
• URL address or name of database.
One author A recent study (Elder 1995) found that rock samples … Elder, B 1995, The magic of Australia, Beaut
or Books, Sydney.
Elder (1995, p. 14) claims that ‘…’. Note: When an author has two or more initials,
the entry would look like this:
Schwartz, HJ 1985, Interactive writing: composing
with a word processor, Holt, Reinhardt and
Winston, Austin.
Two authors A recent study (Yeric & Todd 1989) predicted that … Yeric, J & Todd, J 1989, Public opinion: the visible
or politics, Peacock Publishers, Chicago.
Yeric and Todd (1989, p. 17) suggest that ‘…’.
Note: Use an ampersand (&) within the parenthesis, but
use ‘and’ for author prominent referencing.
Three authors A recent study highlighted the fact that … (Yeric, Todd & Yeric, J, Todd, J & Muller, P 1999, Political
Muller 1999). perspectives, Peacock Publishers, Chicago.
or
Yeric, Todd and Muller (1999, p. 28) stated that ‘…’.
Note: Use an ampersand (&) within the parenthesis, but
use ‘and’ in author prominent referencing.
Examples of how to refer to the resource in-text Model to follow in the reference list
Four or more authors A comprehensive study conducted in 1998 indicated that Jones, P, Smith, A, Hudson, T, Etherton, J,
business in Australia is growing exponentially (Jones et al. Connelly, W & Gardener, J 1999, Business
1999). management for the new era, Wyland Publishing,
or Adelaide.
Jones et al. (1999, p. 34) suggested in their comprehensive
study that ‘…’.
Note: Use et al. in all in-text entries. Include all
Note: If there is another reference starting with Jones, for of the authors in the reference list.
example, Jones, Larsen, Green and Matthews, the
names of all the authors should be given in both
cases to avoid confusion.
University research (Brown 1982, 1988) has indicated that … Brown, P 1982, Corals in the Capricorn group,
or Central Queensland University, Rockhampton.
Recent reports (Napier 1993a, 1993b) indicate that …
Works by different A recent report (Smith 1998) shows that … Smith, J 1998, The world’s polluted oceans, Pacific
authors—same family or Publishers, Sydney.
name It was recently found that ‘…’ (Smith 1999, pp. 47–48).
No date can be established Bridging courses are studied by students who have not Lansdown, M n.d., Bridging courses, Central
previously … (Lansdown n.d.). Queensland University, Rockhampton.
or
Lansdown (n.d., p. 13) found that ‘…’
The date can be In a draft policy release, the Queensland Education Department Queensland Education Department c. 1995, Draft
established but only (c. 1995) suggests … policy on school discipline, Author, Gladstone.
approximately or
‘Disciplining a child should not invoke …’ (Queensland
Education Department c.1995, p. xxii).
Referring to an author Simpson’s observations in 1975 (cited in Cole 1992) led to … . Cole, P 1992, Teaching and learning, Cap Press,
(primary source) read or Yeppoon.
about in another Learning is a process of association and development …
publication (secondary (Simpson 1975, cited in Cole 1992).
source) or
Cole (1992, p. 9), in reporting Simpson’s study, highlights that Note: Cole is the author who will appear in the
in 1975, … reference list. Try to locate the primary
source if possible.
Referring to two primary Findings from studies (Heath 1989; Johnson 1972, cited in Morris, M 1998, Critical reflection on distance
sources within a secondary Morris 1998) indicate that … education, Goprint, Brisbane.
source Note: Morris is the author who will appear in the
reference list.
Author is also the Learning with the whole brain is said to … (Central Central Queensland University (CQU) 2004,
publisher Queensland University (CQU) 2004). Immigrants into a new time, Author, Rockhampton.
or
According to Central Queensland University (CQU) (2004,
p. 32), ‘whole brain learning is …’.
Electronic books
Examples of how to refer to the resource in-text Model to follow in the reference list
E-book from CQU library Macroeconomics has been defined as … (Barro 1997). Barro, RJ 1997, Macroeconomics, 5th edn, viewed
e-book resources or 17 February 2006,
According to Barro (1997, p. 3), macroeconomics has been http://purl.library.cqu.edu.au/EBOOKS/339-0289-
defined as ‘…’ . 29960
Hard copy journal articles
Examples of how to refer to the resource in-text Model to follow in the reference list
One or more authors Growing concern regarding … (Peterson & Schmidt 1999). Peterson, J & Schmidt, A 1999, ‘Widening the
or horizons for secondary schools’, Journal of
Peterson and Schmidt (1999, p. 90) maintain that ‘… ’. Secondary Education, vol. 3, no. 8, pp. 89–106.
No author The competitiveness of solar power has been … (‘Building ‘Building theories on sand’ 1999, Science, vol. 285,
theories on sand’ 1999). p. 521.
or
‘Solar power may be a competitive … ’ (‘Building theories on
sand’ 1999, p. 521).
No volume or issue Sprague and Shameen (1999) indicate that alternatives to Sprague, J & Shameen, A 1999, ‘Boosting growth,
number continual economic growth … . courting disasters?’, Asiaweek, 31 July, pp. 50–51.
or
It has been suggested that ‘[g]rowth at all cost is no longer a
viable option’ (Sprague & Shameen 1999, p. 50).
Inequality amongst social groups is caused predominantly by Greenland, H 1995, ‘On the road to prejudice’,
prejudice (Greenland 1995). Australian Magazine, pp. 22–27, in Central
Article reproduced in a
or Queensland University (CQU) 1999, LAWS53287:
university readings book
Greenland (1995, p. 27) argues that ‘…’ Working with communities: resource materials,
Author, Rockhampton.
Magazine Social welfare workers Australia wide have indicated a need to McVeigh, T 2001, ‘Death wish’, Australian
address the issues surrounding the rising suicide rate (McVeigh Magazine, 12–13 May, p. 20.
2001).
Note : Always evaluate information found in
or
magazines for ‘scholarliness’—including
According to McVeigh (2001, p. 20) the increase in the rate of
bias, validity, trustworthiness of the
youth suicide is ‘of great concern to those employed in the
authors etc. Magazines are not generally
social welfare sector’.
considered scholarly pieces of work for
research.
Online or electronic journals
Examples of how to refer to the resource in-text Model to follow in the reference list
Journal article from a Recommendations about the optimal size of a small business Mulgan, R 2000, ‘Perspectives on “the public
database included … (Mulgan 2000). interest”’, Canberra Bulletin of Public
or Administration, no. 95, March, pp. 5–12, (online
Mulgan (2000, p. 10) recommends that ‘…’. ProQuest).
Journal article from a ‘Plagiarism is one of the biggest problems in academia at Kennedy, I 2004, ‘An assessment strategy to help
website present’ (Kennedy 2004, p. 2). forestall plagiarism problems’, Studies in Learning ,
or Evaluation, Innovation and Development, vol. 1,
Kennedy (2004) suggests that plagiarism in universities is very no. 1, viewed 7 October 2005,
common. http://www.sleid.cqu.edu.au/viewissue.php?id=5
Journal article from CQU Isolation is a key factor in … (Kendall 1998). Kendall, CN 1998, ‘Teen suicide, sexuality and
Course Resources Online or silence’, Alternative Law Journal, vol. 23, no. 5,
Kendall (1998, p. 217) indicates that ‘isolation thus becomes Central Queensland University Course Resources
intrinsic …’. Online (LAWS11045).
Hardcopy—newspaper articles
Examples of how to refer to the resource in-text Model to follow in the reference list
Newspaper article with an … has become a major source of public concern in recent Condren, P 1999, ‘Swiss prepare charges’, Weekend
author weeks (Condren 1999). Australian, 30–31 July, p. 1.
or
Condren (1999, p. 1) reported that ‘…’.
Examples of how to refer to the resource in-text Model to follow in the reference list
Newspaper article without In the Advertiser (23 October 2001, p. 10) … Advertiser 2001, ‘Federal election: new Chip in
an author or politics’, 23 October, p. 10.
Reform to tax laws was mentioned as ‘…’ (Advertiser 23
October 2001, p. 10).
Note: In this case the name of the newspaper is
substituted for the name of the sponsoring
Note: At undergraduate study level, you are strongly body.
encouraged not to use newspaper articles without an
author. You should seek to locate a more acceptable
scholarly representation of the information you wish
to use.
Newspaper article with an The banking industry’s vital networks have … (Davies 1996). Davies, P 1996, ‘Key mistake wreaks havoc’,
author (online newspaper) or Australian, 18 June, p. 1, viewed 12 August 1997,
The banking industry is said to have ‘…’ (Davies 1996, p. 1). http://www.australian.aust.com/hied/columns/dav18jn
.htm
Businesses in Australia have improved their … (Gottliebsen Gottliebsen, R 2004, ‘1964–2004 and beyond’,
Newspaper article with an
2004). Australian, 28 July, p. 3, (online Factiva).
author (electronic
or
database)
Gottleibsen (2004, p. 3) stated that ‘…’.
Newspaper article with no In the Advertiser (30 September 2005, p. 21) … Advertiser 2005, ‘23m won but no prize claimed’, 30
author (online newspaper) September, p. 21, viewed 30 September 2005,
http://www.theadvertiser.news.com.au/sectionindex1/
Note: Always check the validity of a site that has no author 0,5934,national%20news%5ENATIONAL%5ETEXT
or sponsor. The use of such sites is discouraged. %5Etheadvertiser,00.html
Examples of how to refer to the resource in-text Model to follow in the reference list
Newspaper article with no In the Advertiser (23 October 2001, p. 10) … Advertiser 2001, ‘Federal election: new Chip in
author (electronic politics’, 23 October, p. 10, (online Factiva).
database)
Note: Always check the validity of a site that has no author
or sponsor. The use of such sites is discouraged. Note:In this case the name of the newspaper is
substituted for the name of the sponsoring
body.
Document on the WWW According to Greenpeace (n.d.), genetically modified foods are Greenpeace n.d., The future is GE free, viewed 28
(author/sponsor given but … September 2005,
not dated) or http://www.greenpeace.org.au/ge/farming/canola.ht
Greenpeace (n.d., p. 1 of 2 ) recommends that ‘fewer ml
genetically …’. Note: The title of a webpage is treated like the
title of a book. It is written in italics in the
reference list.
Document on the World As stated in ‘Harvard style’ (2003), … ‘Harvard style’ 2003, Citing or referencing
Wide Web (no electronic sources of information, viewed 3 June
author/sponsor) 2003,
Note: Always check the validity of a site that has no author http://www.unisanet.unisa.edu.au/learningconnectio
or sponsor. The use of such sites is highly n/students/Lguides/harvard-referencing.pdf
discouraged.
Note: Sometimes there may be an editor’s name
given on the page—reference this like you
would an edited work.
Conference proceedings The status of refugees … (Callaghan & Martin 2004). Callaghan, S & Martin, B 2004, ‘Igniting concern
from a website or about refugee injustice’, paper presented at the
Callaghan and Martin (2004, p. 4 of 10) state that refugee Education and Social Action Conference, 6-8
‘injustice …’. December 2004, viewed 5 May 2005,
http://www.uow.edu.au/arts/sts/bmartin/pubs/04esa.
html
Radio transcript from a Smith (1998) indicates that lavender has healing properties. Smith, H 1998, ‘Medicine in Chaucer’s time’,
website or Ockham’s Razor, ABC Radio National Transcripts,
Smith (1998, p. 2 of 3) highlights lavender as having ‘…’. viewed 1 September 1998,
http://www.abc.net.au/rn/science/ockham/or110896
.htm
Government sponsored web sites
Note:
• Many Federal Government websites now indicate that the copyright belongs to Commonwealth of Australia regardless of the office or department to which
the website refers.
• Many Queensland Government websites now indicate their copyright as being The State of Queensland.
• Always check the website for copyright details on Government sites.
Examples of how to refer to the resource in-text Model to follow in the reference list
Australian Bureau of The number of children living with only one of their natural Australian Bureau of Statistics (ABS) 1998, 4442.0
Statistics online parents doubled between 1988 and 1998 (Australian Bureau of One in four children do not live with both natural
Statistics (ABS) 1998). parents, viewed 25 July 2002,
or http://www.abs.gov.au/ausstats/abs%40.nsf/e5cb0b
Note: Use ABS in ‘Out of Australia’s 4.6 million children aged under eighteen, 45f4547cc4ca25697500217f47/28f203d3e10ef834c
subsequent entries …’ (Australian Bureau of Statistics (ABS) 1998, p. 1 of 2). a2568a90013628c!OpenDocument
Government media releases According to the Commonwealth Scientific and Industrial Commonwealth Scientific and Industrial Research
Research Organisation (CSIRO) (1997–2004), sheep weighing Organisation (CSIRO) 1997–2004, Revolutionary
has always been an … sheep weigher on trial, media release Ref PRO
Note: Use CSIRO in or 4_168, 15 Sept 2004, viewed 16 September 2004,
subsequent entries According to the Commonwealth Scientific and Industrial http://www.csiro.au/index.asp?type=mediaRelease
Research Organisation (CSIRO) (1997–2004, p. 5 of 12), ‘the &id=sheepweigher&style=mediaRelease
benefits of the new sheep weigher technology …’.
Government report The success of new teaching techniques in engineering Engineering Education Steering Committee 1996,
laboratories has been documented (Engineering Education Educating engineers for a changing Australia: draft
Steering Committee 1996). report, viewed 28 August 1996,
or http://www.uow.edu.au/pwrsysed/project/review.htm
‘Engineering laboratories now employ …’ (Engineering
Education Steering Committee 1996, p. 10 of 120).
Hard copy government or legal documents
Examples of how to refer to the resource in-text Model to follow in the reference list
Legislation It must be realised that intent must be established before a Queensland Government 1962, Queensland State
prosecution can proceed concerning underage drinking Liquor Act, Author, Brisbane.
Note: See section above on
(Queensland Government 1962, s. 12, ss. 5).
Government
or
documents Note: Author refers back to the sponsor who is
Intent must be established before a prosecution can ‘…’
(Queensland Government 1962, s. 12, ss. 5). also the publisher.
Government publication ‘The total number of Australians who …’ (Australian Bureau of Australian Bureau of Statistics (ABS) 1999,
Statistics (ABS) 1999, p. 2). Regional statistics, Cat. no. 1313.8, Author,
or Canberra.
It was further noted that … (ABS 1999).
Government publications When citing government, legal or standards documents, it is recommended that for citing divisions of Acts and
and regulations Ordinances, use s. or ss. for citing sections. For example:
Note: This information is • in ss. 4-7 of the Copyright Act 1968
taken from pp. 222– • the Copyright Act, ss. 4-7
227 and you are • in s. 4 of the Casino Control Ordinance.
strongly advised to
read the section When citing regulations, use r. and rr.
regarding this in the For example:
Style manual for • the Copyright Regulations, rr. 18-19
authors, editors and • the Commonwealth’s Copyright Regulations, r. 18
printers. • in r. 4 of the Copyright Regulations.
Study Guide (author Reports by Hallinan (2000) indicate that … Hallinan, P 2000, EDED48102 Development and
known) or disability: study guide, Central Queensland
Similarly, Hallinan (2000, p. 66) reported that ‘…’. University, Rockhampton.
Study Guide (author A recent report (Central Queensland University (CQU) 2000) Central Queensland University (CQU) 2000,
unknown) has suggested that … EDE48201 Development and disability: study
or guide, Author, Rockhampton.
Findings from a 1999 study indicate that ‘…’ (Central
Queensland University (CQU) 2000, p. 5).
Text reprinted in a In a review of the situation, Aries (1962, p. 35) indicates that Aries, P 1962, Centuries of childhood, pp. 31–47, in
university resource ‘…’. Central Queensland University (CQU) 2000,
readings EDED48911 Images of childhood: resource
or
materials, Author, Rockhampton.
Education in Australia in the 1900s did not encourage ‘…’
(Aries 1962, p. 35).
Tutorial/workshop The importance of aerobic exercise … (The respiratory system The respiratory system, Tutorial handout distributed
handout (unpublished) 2000). in the unit, HHM72160 Human anatomy, Central
or Queensland University, Gladstone on 2 March,
Aerobic exercise is valuable because of its ‘…’ (The respiratory 2000.
system 2000, p. 1).
Lecture notes Thompson (2001) found that the first teaching day may result Thompson, R 2001, The first day experience,
(unpublished) in mixed emotions for many first year teachers. Lecture notes distributed in the unit, EDED48314
or Professional practice III, Central Queensland
It has been found that beginner teachers, on their first day in the University, Bundaberg on 21 April 2001.
class room, will ‘… ’ (Thompson 2001, p. 1).
Lecture material—non- In a lecture, SCI52613 Introductory science, presented at Note: This should not be included in the
print (e.g. whiteboard Central Queensland University, Mackay, on 17 April 2001, Dr reference list. Treat it the same as
notes) J. Watson suggested that ‘…’. personal communication and indicate
‘who’ (author) and ‘where’ (date) in the
sentence in the body of your essay.
Bibliography
Central Queensland University (CQU) n.d., Referencing, viewed 17 February 2006,
http://www.cqu.edu.au/referencing/
Commonwealth of Australia 2002, Style manual for authors, editors and printers, 6th edn,
rev. by Snooks & Co., John Wiley & Sons Australia, Brisbane.
Queensland University of Technology 1995, The written assignment, Author,
Brisbane.
Referencing: the author-date system (also known as the Harvard referencing system)
1996, Student Learning Support Group and Text and Editorial services, Flexible
Learning Centre, University of South Australia, Underdale.
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