3.5 GHZ Coverage Assessment With A 5G Testbed: Adrian Schumacher, Ruben Merz and Andreas Burg
3.5 GHZ Coverage Assessment With A 5G Testbed: Adrian Schumacher, Ruben Merz and Andreas Burg
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reuse of any copyrighted component of this work in other works. DOI: 10.1109/VTCSpring.2019.8746551
3.8 GHz). Despite its expected wide usage, there is little empirical expensive. Stochastic models (e.g., COST 207) employ
path loss data and mobile radio network planning experience random variables and do not require much information about
for the 3.5 GHz band available. This paper presents the results the environment, but also cannot provide high-accuracy
of rural, suburban, and urban measurement campaigns using a path loss predictions. Empirical (e.g., Hata-Okumura) and
pre-standard 5G prototype testbed operating at 3.5 GHz, with standardized models are based on measurements and have been
outdoor as well as outdoor-to-indoor scenarios. Based on the
measurement results, path loss models are evaluated, which are widely adopted to predict a mean path loss as a function of
essential for network planning. distance, frequency, and some further parameters specific to
Index Terms—5G, sub-6 GHz, 3.5 GHz, propagation measure- the environment or infrastructure. They require also only a few
ments, beamforming parameters and can provide an acceptable prediction accuracy,
better than the very general and simplified path loss model (1).
I. I NTRODUCTION For these reasons, radio network planners in the industry often
The global demand for higher-capacity mobile Internet ser- use empirical path loss models for network planning simulations.
vices drives the continuous evolution of mobile (cellular) tech-
A. Overview of Empirical Path Loss Models
nologies. Up until the 4th generation mobile network (4G,
also commonly known as Long Term Evolution (LTE)), only Because most mobile communications applications use fre-
frequency bands up to around 2.7 GHz have been used (with a quencies up to around 2 GHz, the empirical path loss models
few exceptions). To carry the required increase in data capacity, were optimized to cover only these frequencies. Examples are
more bandwidth in higher frequency spectrum is required. (see also Table I): Hata-Okumura [2], COST 231 Hata [3],
CEPT/ECC identified1 the 3400–3800 MHz frequency band to COST 231 Walfish-Ikegami (COST 231 WI) [3], and Erceg [4].
be harmonized in Europe for 5G usage, along with the 24.25– Path loss models valid for the 3.5 GHz band are the Stanford
27.5 GHz band. National regulators already have made, or are in University Interim (SUI) IEEE 802.16 model [5] which is an
the process of making the 3.4–3.8 GHz (referred to as 3.5 GHz) extension to the Erceg model, the ECC-33 model [6] which
band available for mobile network operators. For instance, in extrapolates the Hata-Okumura model, the WINNER II models
Switzerland, an auction for this band was conducted during [7], the ITU-R P.1411-9 models [8], as well as the 3GPP models
the first quarter of 2019. With 5G, we refer to the Release 15 described in [9].
New Radio (NR) standard by the 3rd Generation Partnership When designing wireless networks, it is obvious that underes-
Project (3GPP). 5G NR is frequency band agnostic and could timating the path loss can lead to coverage holes. However, also
be deployed on legacy bands (below 3 GHz), but also in the overestimating the path loss is undesirable because this leads to
milimeter-wave (mmWave) spectrum. As a compromise to still severe inter-cell interference issues. For an accurate prediction,
have fairly good propagation properties, but also allow for existing models need to be evaluated for the environments in
wider carrier bandwidths, the 3.5 GHz band is of particular which they shall be used and adjusted if necessary. Additionally,
interest among the bands below 6 GHz (sub-6 GHz). Propagation penetration of signals from outdoor to indoor is depending
channels for mobile use in the 3.5 GHz band and above, have heavily on the building materials and is varying a lot, even within
mainly been studied in the context of WiMAX (Worldwide the same cell coverage area. While wooden and older houses –
interoperability of Microwave Access) and with less carrier Rec. ITU-R P.2109-0 [10] refers to ‘traditional buildings’ – tend
bandwidth compared to what 5G will be able to use (up to to have a small penetration loss, modern ‘thermally-efficient’
200 MHz carrier bandwidth for sub-6 GHz). It also needs to be buildings with infrared light reflecting low emissivity (low-e)
considered that an increase in bandwidth requires the same factor coated glass windows impose high losses.
for a power increase, to maintain the same coverage area. In general the path loss (in dB) can be expressed according to
For radio network planning, propagation models are used, the simplified model in [1, eq. (1.12)]:
which can be categorized into deterministic, stochastic, PL (d) = A0 + 10γ log10 (d/d0 ) + χσ d > d0 , (1)
empirical, and standardized models [1, Chapter 4]. While
where A0 represents the deterministic path loss component at
1 https://www.cept.org/ecc/topics/spectrum-for-wireless-broadband-5g the reference distance d0 in meters. The path loss exponent is
TABLE I TABLE II
S ELECTED E MPIRICAL PATH L OSS M ODELS C OMPARISON OF PATH L OSS PARAMETERS FOR (1) AT 3.5 GH Z
Name Frequency Range Distance Range Terrain Location UE Height Distance γ σ
Hata-Okumura 150 − 1500 MHz 1 − 20 km [m] [m] [dB]
COST 231 Hata 1500 − 2000 MHz 1 − 20 km rural Cambridge, UK [12] 6 250-2000 2.7 10
COST 231 Walfish-Ikegami 800 − 2000 MHz 0.02 − 5 km rural Piemonte, Italy [11] 2 1000-10000 2.5 8.9
Erceg ≈ 2000 MHz 0.1 − 8 km suburban Cambridge, UK [12] 6 250-2000 2.13 11.1
SUI IEEE 802.16 1 − 4 GHz 0.1 − 8 km suburban Ghent, Belgium [14] 2.5 30-1500 4.9 7.7
ECC-33 3.4 − 3.8 GHz 1 − 10 km suburban Shanghai, China [15] 3 300-1800 3.6 9.5
WINNER II 2 − 6 GHz 0.05 − 5 km urban Cambridge, UK [12] 6 250-2000 2.3 11.7
ITU-R P.1411-9 0.3 − 100 GHz 0.055 − 1.2 km urban United Kingdom [13] 2.5 100-2000 4.3 7.5
3GPP 0.5 − 100 GHz 0.01 − 5∗ km
∗ 10 km for RMa LOS C. Contribution and Outline
denoted γ and d is the distance in meters between base station The related works listed above show that the path loss char-
(BS) and user equipment (UE). Finally, χσ is the stochastic acteristics (path loss exponent, standard deviation) vary a lot
shadow fading component in dB with a zero-mean log-normal depending on the environment. Because it is difficult to decide for
distribution and standard deviation σ. The above mentioned a specific path loss model and do the network planning accord-
empirical models can also be expressed according to (1) with ingly, we conducted extensive measurements in Switzerland in a
additional terms depending on, e.g., the operating frequency, rural, suburban, and urban environment. The measurement setup
BS and/or UE antenna height, etc. [11, eqs. (3)–(12)]. and environments are described in Section II. Contrary to most
prior works, a beamforming BS antenna was used and parallel
B. Related Work measurements on a live network in legacy frequency bands were
Before 5G, there was already an interest in the 3.5 GHz band conducted for comparison and validation, and more realistic UE
in the early 2000’s with the radio access technology WiMAX for antenna heights for mobile cellular applications were used. The
fixed wireless access. Therefore, several measurement results are obtained results are compared against the 3GPP, WINNER II,
available for the frequency range 3.4–3.8 GHz, e.g., [11], [12], and SUI path loss models, and described in Section III (ITU-R
[13], [14], [15]. The corresponding measurement campaigns ei- P.1411-9 was excluded due to the specificity to environments).
ther used a WiMAX system with a signal bandwidth of 3.5 MHz, We find that most models overestimate the path loss, and for
or a continuous wave (CW) signal. Therefore, no conclusions can every scenario, a different model predicts the path loss with the
be drawn confidently for a wide bandwidth such as 100 MHz that least error. Finally, the paper is concluded in Section IV.
can be used for 5G. The BS antenna height varied between 15–
II. M EASUREMENT S ETUP AND E NVIRONMENT
36 m, while the UE antenna height varied between 2–10 m above
ground. Some comparisons have been done with the models A. Measurement Method
Erceg, COST 231 WI, COST 231 Hata, SUI, and ECC-33, but The propagation path loss in the downlink is defined as the
none with 3GPP’s path loss models. All publications calculated radio frequency (RF) attenuation PL in dB of a transmitted signal
a path loss exponent and standard deviation according to the when it arrives at the receiver:
simplified path loss model from (1), which are summarized
in Table II (only the lowest UE height is considered in the PL = PT + GT (φ, θ) + GR − PR [dB], (2)
table). The variations in these parameters (e.g., γ for a suburban where PT is the BS transmitted power in dBm and GT (φ, θ)
terrain ranges from 2.13 to 4.9 and for urban terrain from 2.3 to the transmitter antenna gain in dB as a function of azimuth
4.3) indicate that there are many influences on the propagation angle φ and elevation angle θ. Because the UE antenna is
channel that may depend on the geographic region, construction omnidirectional, we can simplify the receiver antenna gain as
material, and vegetation which in parts has also been confirmed a constant GR in dB. Finally, PR is the local mean received
in [16]. While [12] suggests the ECC-33 model for urban and power in dBm.
the SUI (terrain B) for suburban environments, [14] found that For the analysis, all measurement parameters were geographi-
the Erceg (terrain C) fits best, but underpredicts the measured cally binned in a two-dimensional square 5 m grid, thus removing
path loss. For rural environments, [11] and [12] show that the fast fading effects according to the Lee sampling criterion [18],
best fitting models SUI (terrain B & C) and COST 231 Hata and to prevent a bias from temporal influences due to, e.g., stops
overestimate the measured path loss. Because the path loss model at red traffic lights. For each bin, the median value was computed.
with the lowest prediction error varies, it is difficult to set on a For the log-distance path loss plots, also the median value was
specific model for network planning purposes. calculated for each 5 m distance bin.
Regarding outdoor-to-indoor propagation, measurements
were presented in [17], along with few outdoor measurements. B. 5G Testbed
A difference of only 10 dB more attenuation was found for a For conducting measurements as close to 5G as possible, we
modern building compared to an old building. According to the employed a 5G testbed (similar to [19]). It consists of a BS
authors, this stems from different wall thicknesses and building unit, an active antenna system (AAS) connected via fiber to the
material. Therefore we conclude that the modern building was BS, and in our case two UEs (see Fig. 1a for a picture of the
not equipped with low-e coated windows. AAS and one UE). The center frequency for which test-licenses
Azimuth Elevation
90 90
120 0 60 120 0 60
-10 -10
150 -20 30 150 -20 30
-30 -30
-40 -40
180 -50 0 180 -50 0
140
ditto, = 6 dB
SUI IEEE 802.16 A
100 100
140
Rural NLOS
Probability Density
= 9.4
Path Loss [dB]
120
Bldg 6, 6th floor loss exponents are slightly lower with a beamforming antenna at
Bldg 6, 12th floor
2 or more
0.4 coated layers
3.5 GHz, compared to a conventional macro antenna at 2.1 GHz
and 800 MHz.
0.2
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