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Polygraph

The document discusses the history and theory behind polygraph testing. It describes how polygraphs measure physiological responses like blood pressure, respiration, and sweat to detect deception. The main polygraph techniques discussed are the relevant/irrelevant test, comparison question test, and concealed information test. The document notes concerns about polygraph accuracy and the ability of trained individuals to beat the tests through countermeasures. It concludes by explaining why polygraphs continue to be used despite the limitations.
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0% found this document useful (0 votes)
1K views25 pages

Polygraph

The document discusses the history and theory behind polygraph testing. It describes how polygraphs measure physiological responses like blood pressure, respiration, and sweat to detect deception. The main polygraph techniques discussed are the relevant/irrelevant test, comparison question test, and concealed information test. The document notes concerns about polygraph accuracy and the ability of trained individuals to beat the tests through countermeasures. It concludes by explaining why polygraphs continue to be used despite the limitations.
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Background

Polygraph Theory
Types
Accuracy
Physiological detection of deception
(PDD)
 Use physiological measurements as an index
of deception
 Not behavioral
 Directly measure arousal or other cognitive
processes
What is a polygraph?

 NOT a lie detector


 Poly = many, graph = write
 Machine that records multiple continuous
measures of autonomic nervous system
arousal
 Galvanic skin response (GSR)
 Thoracic and abdominal respiration
 Blood Pressure
 Heart rate
The “lie detector” refers more to the test
used
 Relevant/Irrelevant test
 Rising Peak of Tension
 Comparison Question Test
 Directed Lie Test
 Concealed Information Test
Polygraph - History

 William Moulton Marston


(1893 – 1947)
 Student of Hugo Münsterberg
at Harvard
 Discovered correlation
between blood pressure and
arousal during lying
Polygraph - History

 John Augustus Larson


 Rookie police officer in the
Berkeley, CA, police
department
 Ph.D. in physiology from UC
 Read Marston’s article
“Physiological Possibilities of
the Deception Test”
 Improved test through
continuous recording of
blood pressure
Polygraph – History (Larson, cont…)

 First real-world application


 “Cardio-pneumo-psychograph”
 Berkeley sorority house - 1921
 Items including an expensive ring had been stolen from rooms
 Helen Graham
 “No sooner had he brought up the subject of the diamond ring and
stolen money – “The test shows you stole it. Did you spend it?” –
than Graham’s record showed a precipitous drop in blood
pressure before beginning what looked to be an alarming rise,
along with skipped heartbeats and an apparent halt in her
breathing.” – Alder, The Lie Detectors.
 Married Margaret Taylor, one of the other suspects
Polygraph - History
 Leonarde “Nard” Keeler
 Through connections with
Berkeley police chief, August
Vollmer, was introduced to
Larson (1930s)
 Worked on developing his own
polygraph while “studying” at
Berkeley and UCLA
 Created first polygraph school
in Chicago in 1948
Autonomic nervous system (ANS)

 Part of the peripheral nervous system controlling


visceral or automatic functions
 Sympathetic and parasympathetic nervous systems
 General theory behind polygraph
 Arousal  Increased ANS activity
 Sweating
 Respiration changes
 Vasoconstriction
 Pulse rate
 Blood pressure
 Specific patterns of arousal during questioning could
indicate guilt or lying
Polygraph – Modern version

 Modern polygraphs are now computerized


 Allow for more accurate and automatic (unbiased) analysis
 Main Measures
 Galvanic skin response (sweating)
 Respiration
 Thoracic and Abdominal
 Blood pressure
 Pulse oximeter
 Measures percentage of oxygenated hemoglobin
 Pad(s) to measure subject movement
Polygraph – Relevant/Irrelevant Test

 Earliest method of polygraph testing


 Two kinds of questions
 Relevant
 Deal with issue at hand
 Irrelevant
 Deal with outside facts or details

 Assumption:
 A liar or guilty person will be more aroused by relevant
questions than Irrelevant ones, while an innocent person
will show no difference
 So, if arousal(relevant) > arousal(irrelevant) = lying
Polygraph – Searching Peak of Tension
(POT)
 Developed by Keeler
 Can be used when specific details of a crime are unknown to the
investigator
 Suspect is presented serially with potential relevant clues
 Areas in which a body may be located

 Amounts of money that may have been stolen

 Assumption:
 A guilty person will react strongest when the correct alternative is
chosen
 An innocent person may simply become more aroused as the test
goes on, but will not show a significant sudden increase in
arousal to one alternative
Polygraph – Comparison Question Test

 Most common method of polygraph interrogation


 Developed by John Reid
 Begins with extensive pre-test interview
 Three kinds of questions:
 1. Relevant
 E.g. “Did you kill Nicole Brown Simpson”
 2. Comparison (aka probable lie)
 E.g. “Have you ever physically harmed someone”
 3. Irrelevant
 Is your name Orenthal James Simpson?
Polygraph – CQT (cont…)

 Assumption:
 A liar become more aroused by lying to the relevant
questions than the comparison questions
 An innocent person will be more aroused by the
comparison questions
 Arousal(relevant) > Arousal(comparison) = guilty

 Uses:
 Criminal investigations
 Employee screening
 Security clearances
Polygraph – Directed Lie Test (DLT)

 Same kind of questions as CQT, only subject


is instructed to lie to all the comparison
questions

 Assumption:
 Guilty person will show more arousal lying to
relevant questions
 Innocent person will show more arousal lying to
comparison questions
Polygraph – Concealed Information Test
(CIT)
 AKA – Guilty Knowledge Test (GKT)
 Developed by David Lykken in 1958
 Rather than trying to detect arousal caused by lying, tries to detect arousal from
recognition of “guilty knowledge” from the “orienting response”
 Multiple-choice (serially presented) questions where the investigator knows the
correct answer
 “What was the weapon used to kill Mr. Boddy?”
 Candlestick
 Rope
 Revolver
 Lead Pipe
 Knife
 Wrench

 Assumption:
 A guilty person’s arousal will increase upon recognizing the correct alternative due to
involuntary orienting response
 Innocent person will not be able to discern the correct alternative from the others
Polygraph – CIT (cont…)

 Lykken advocates 4 – 6 questions with 4 – 6


multiple-choice answers in each
 Reduces theoretical false positive rate with
addition of each question
 1/5 > 1/25 > 1/125, etc…
 Scoring
 2 points if Probe is largest, 1 if second largest
 Total up points at the end
 For 6 questions, 12 is perfect score
 Lykken used cutoff of 7
Polygraph - Accuracy

 R/I
 Extremely poor
 CQT
 83 - 89% for guilty subjects
 53 – 75% for innocent subjects
 12 – 47% incorrectly classified (falsely accused of guilt)
 DLT
 One study, 80% correct
 GKT
 76 – 88% of guilty subjects
 12 – 24% false-negatives
 94 – 99% for innocent subjects
 1 – 6% false-positives
Polygraph - Problems

 CQT
 Based on faulty theory
 High false-positive rate
 Biased

 GKT
 Difficult to create enough good GKT questions
 Not applicable in every setting

 Psychopathy/sociopathy
 Estimates as high as 20% of criminal population
Polygraph – Problems (cont…)

 Countermeasures
 Methods used to defeat a test
 Increase autonomic arousal
during certain questions
 Easy
 Distraction techniques
 Difficult to identify
 Can be apply to any kind of
polygraph method

 After 30 minutes of training,


~80% of subjects in a study by
Honts et al., 1994, beat a CQT
Polygraph – Problems (cont…)

 Admissibility in court
 Daubert Standard
 1. Is the scientific hypothesis testable?
 2. Has the proposition been tested?
 3. Is there a known error rate?
 4. Has the hypothesis and/or technique been
subjected to peer review and publication?
 5. Is the theory upon which the hypothesis and/or
technique based generally accepted in the
appropriate scientific community?
Polygraph – So why is it still used?

 Effective at soliciting confessions


 General belief of the infallibility of the machine
 “Psychological third-degree”

 Employee Screening
 Can no longer be required due to Employee
Polygraph Protection Act of 1988
Polygraph – Famous misses
 Julius and Ethel
Rosenberg
 Passed nuclear secrets to
Soviet Union

 Aldrich Ames
 CIA officer
 Convicted of spying for
Soviet Union
An actual CIT polygraph record
Additional Resources
 A Tremor in the Blood –
David Lykken

 Handbook of Polygraph
Testing – Murray Kleiner

 The Lie Detectors: The


History of an American
Obsession – Ken Alder

 Antipolygraph.org

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