HP Printing Security Best Practices For HP Pagewide Pro Printers and HP Web Jetadmin
HP Printing Security Best Practices For HP Pagewide Pro Printers and HP Web Jetadmin
Cautions ............................................................................................................................................................................... 2
Follow the Checklist in Order ...................................................................................................................................... 2
Understand the Ramifications.................................................................................................................................... 2
Continue to be Vigilant ................................................................................................................................................. 2
MFP Environment .............................................................................................................................................................. 2
Assumptions ....................................................................................................................................................................... 3
Solutions covered .............................................................................................................................................................. 3
Organization ....................................................................................................................................................................... 3
Chapter 1: Threat Model .............................................................................................................................................. 5
i
Configuring Security Settings ........................................................................................................................................ 24
Embedded Web Server Password ........................................................................................................................... 24
Enable Host USB .......................................................................................................................................................... 25
Encrypt all Web Communication.............................................................................................................................. 26
Encryption Strength.................................................................................................................................................... 26
Printer Firmware Update ........................................................................................................................................... 27
Restrict Color ................................................................................................................................................................ 27
Configuring Fax Settings ................................................................................................................................................ 28
Blocked Fax List Settings........................................................................................................................................... 28
Fax Header Settings ................................................................................................................................................... 28
Configuring MFP File System Settings ........................................................................................................................ 30
Secure File Erase Mode .............................................................................................................................................. 30
Configuring MFP Digital Sending Settings .................................................................................................................. 30
Email Address/Message Settings - Default From Address ................................................................................ 31
Chapter 3: Advanced Security for Multiple HP Devices .............................................................................................. 32
ii
iii
Introduction
This document is a security checklist for the following HP device models:
• HP PageWide Pro 452dn Printer
• HP PageWide Pro 452dw Printer
• HP PageWide Pro 552dw Printer
• HP PageWide Pro 477dn MFP
• HP PageWide Pro 477dw MFP
• HP PageWide Pro 577dw MFP
• HP PageWide Pro 577z MFP
This checklist is written for acceptance by the National Institute of Standards and Technology (NIST). It will
be available on the NIST Checklist website at the conclusion of the review process.
The information in this checklist was created for trained network administrators who use HP Web Jetadmin
version 10.4 or later in enterprise networks. It includes instructions to configure one or more MFPs on a
network.
This checklist assumes that network administrators are familiar with HP Web Jetadmin and management of
HP MFPs and printers. Network administrators should be familiar with the MFP Embedded Web Server
(EWS), and firmware upgrades for MFPs. Refer to the MFP User Guides for more information. You can find
these documents and more information by searching at hp.com.
HP Web Jetadmin is the recommended management tool for all HP network printing and digital sending
products. It handles all settings recommended for best security in this document and much more. It is
available for free and can be downloaded from http://www.hp.com/go/webjetadmin.
You can also find HP Web Jetadmin by searching for it at hp.com.
This checklist applies to most types of networks; however, it is developed and tested in the following
environments:
• An ordinary TCP/IP network
• HP Web Jetadmin Version 10.4 installed on one of the follow operating systems:
• Microsoft Windows Server 2012 R2
• Microsoft Windows Server 2012
• Microsoft Windows Server 2008 R2 SP1
• Microsoft Windows 10 (64-bit edition only)
• Microsoft Window 8.1 (64-bit edition only)
• Microsoft Window 8 (64-bit edition only)
• Microsoft Windows 7 SP1 (64-bit edition only)
• Client management PC using one of the following OS’s with Internet Explorer version 8, 9, 10, or
11:
• Microsoft Windows Server 2012 R2
• Microsoft Windows Server 2012
• Microsoft Windows Server 2008 R2 SP1
• Microsoft Windows 10
• Microsoft Windows 8 and 8.1
• Microsoft Windows 7 SP1
• One of each supported MFP with the latest updated firmware found at hp.com
1
We developed the process for configuring this checklist using HP Web Jetadmin to manage all of the MFPs
at the same time.
This checklist covers only those parts of HP Web Jetadmin that pertain to appropriate security settings. See
the user guides, admin guides, and help files for information on other configurations.
Cautions
HP is dedicated to providing the best and latest security information available for MFPs. Use this checklist to
help improve MFP security in your workplace. HP has tested this checklist to ensure that MFPs continue to
provide the best possible performance while averting possible security threats; however, some of these
settings can cause unexpected problems in your environment especially if you are using custom print
solutions. Please be aware of the following cautions before you begin:
Continue to be Vigilant
This checklist is provided only as a complementary guide to known best practices for increasing MFP
security. HP does not claim or warrant that these configurations prevent misuse of MFPs or networks, or
that they prevent malicious attacks. Use this document at your own risk.
MFP Environment
NIST defines several types of user environments, many of which are compatible with HP PageWide Pro
MFPs. However, this checklist applies for HP devices and MFPs in an enterprise environment or a small to
medium business environment. These environments use most of the network features available with MFPs.
Configuration of the NIST checklist in this document primarily uses HP Web Jetadmin unless a security
feature can only be configured using the EWS. You should configure as much of this checklist as possible
while adapting the settings to your specific situation.
2
Assumptions
This checklist makes some assumptions about network administrators and about enterprise environments:
• Network administrators: This checklist assumes that readers are trained network administrators
who are familiar with common networking practices such as configuring HP Jetdirect connections
and using HP Web Jetadmin. Administrators should have read the MFP user guide and the MFP
administrator guide; Web Jetadmin user guides, and help files. This checklist relies on these
materials for necessary information. All of these guides are available by searching for them at
hp.com.
• MFPs: This checklist covers security settings for specific HP devices outlined at the beginning of
this document. Use the information herein to configure multiple devices simultaneously. The
devices you are configuring must be turned-on, connected to the network, and in the factory-
default state.
• Most of the settings recommended in this checklist apply to other HP MFPs and devices; however,
this checklist is tested and known to be successful only with the specified device models.
• Updated firmware: This checklist assumes that each device has updated MFP firmware. You should
use the latest firmware available, but realize that updated firmware may have new features not
covered in this checklist. Updated firmware is available for download and installation at hp.com.
• Web Jetadmin version 10.4: The information in this checklist pertains to HP Web Jetadmin version
10.4 and later.
• Enterprise environment: This checklist was created and tested in a TCP/IP enterprise environment.
However, most of the settings are applicable to any TCP/IP network.
• Network connection: This checklist assumes that each device is connected directly to a local area
network. Direct connection via USB is not covered in this checklist (this checklist recommends
disabling direct-connect USB ports).
• Settings are only suggested: All settings in this checklist are meant only as suggestions for best-
practice security in common enterprise environments. Use it as a reference, and make judgments
about each recommended setting before configuring your MFPs.
• Internet and intranet security: This checklist assumes that your network includes basic security
configurations and components. All MFPs should be installed behind network firewalls and other
standard tools such as updated virus protection applications.
Solutions covered
This checklist covers MFP security settings found in HP Web Jetadmin. This checklist does not cover any
other solutions or applications.
Organization
This checklist includes the following chapters:
• Chapter 1: Threat Model: The Threat Model chapter explains the security circumstances relating to
MFPs. It follows the Microsoft® STRIDE model.
• Chapter 2: Basic Network Security for Multiple HP Devices: The Network Security for Multiple MFPs
chapter provides step-by-step instructions for configuring MFP security settings.
3
• Chapter 3: Advanced Security for Multiple HP Devices: The Advanced Security for Multiple HP
Devices provides some limited information on where to find configuration settings in WJA for
advanced network configurations.
• Chapter 4: Settings List: The Settings List chapter provides a bulleted list of the recommended
settings with checkboxes. It does not include instructions or explanations.
• Chapter 5: Default Settings: The Default Settings chapter lists each recommended setting with its
corresponding default setting.
• Chapter 6: Ramifications: The Ramifications chapter explains the possible limitations implied with
each recommended setting.
• Chapter 7: Physical Security: The Physical Security chapter explains security concerns in
workplaces where MFPs are installed. It covers security for picking up print jobs, copying, and
scanning. This section includes suggestions for securing the locations where MFPs are installed
and for securing MFP internal hardware.
• Appendix: Glossary and Acronyms
4
Chapter 1: Threat Model
This section explains the types of security risks involved with operating MFPs in enterprise environments.
As technology improves, malicious people (hackers) continue to find new ways to exploit networks. They
are beginning to target MFPs and other network peripherals to misuse resources or to gain access to
networks or the Internet. Predicting the actions of a hacker is difficult, but HP is dedicated to research in this
area. This checklist represents some of HP's efforts to ensure that you can use HP MFPs with confidence;
however, you should continue to beware and always remain vigilant. Use other techniques with this
checklist to help ensure that your network is resistant to compromise.
NOTE:
This is not a comprehensive treatment of these issues. This chapter is only
an introduction to the types of threats known to affect network MFPs.
The Microsoft STRIDE model provides a valuable outline to categorize these known types of threats:
• Spoofing identity
• Tampering with data
• Repudiation
• Information disclosure
• Denial of service
• Elevation of privilege
The following sections explain how each type of threat relates to MFPs:
Spoofing Identity
Spoofing identity is masquerading as someone else to fool others or to get unauthorized access. Here are
some ways spoofing identity can relate to MFPs:
• Placing another person's email address in the From address field of an email message (e.g.
Someone could enter the address of a co-worker in the From address field and send embarrassing
or malicious messages to others as though the co-worker sent them)
• Using another person's email credentials to login to the email server to gain access to address
books
• Using another person's email credentials to have free use of an email service
• Using another person's email credentials to view that person’s email messages
• Using another person's logon credentials for access to use MFPs or networks
• Using another person's logon credentials for administrative access to MFPs
You can minimize the risks from identity spoofing in the following ways:
• Protect the From address field in the MFP Digital Sending and Fax configurations
5
• Protect MFP storage access
• Configure authentication
• Configure the administrator password
• Configure SNMPv3
You can minimize the risks from data tampering in the following ways:
• Configure SNMPv3
• Prevent unnecessary remote access: close down all unused ports and protocols
• Set the PJL and File System password
• Configure HTTPS for EWS access
Repudiation
Repudiation is using an MFP without leaving usage information. This includes preventing the MFP from
logging data or bypassing security checks such as user authentication. This also includes finding ways to
use an MFP without paying by bypassing job accounting software. Here are some ways repudiation can
relate to MFPs:
• Accessing usage logs to delete entries
• Removing origination information from file metadata
• Bypassing user authentication
• Using remote management software to access the MFP
6
Information Disclosure
Information disclosure is gathering information from an MFP and providing it to unauthorized users. This
can include authentication information, usage log information, or information from the contents of a job.
Such data stored on your hard drive is considered ‘at rest’ while data being transmitted by your MFP device
is considered ‘in transit’. Here are some ways information disclosure can relate to an MFP:
• Reading stored print jobs on the MFP hard drive
• Downloading log information
• Downloading address books
• Intercepting print jobs, copy jobs, fax jobs, or digital send jobs (such as email)
You can minimize the risks of information disclosure in the following ways:
• Close unused ports and protocols.
• Configure all possible password settings.
• Configure access control and authentication for device functions.
• Configure SNMPv3 for Web Jetadmin, including disabling SNMPv1/2.
Denial of Service
Denial of service is any type of interference with normal use of an MFP. This can include any of the
following:
• Canceling or pausing the print jobs of others
• Turning off the MFP remotely
• Disconnecting power to the MFP
• Disconnecting the MFP from the network
• Causing interference with network communication to the MFP
• Changing the network location of the MFP
• Causing an error state that interrupts service
• Changing access configurations
Here are some methods of minimizing opportunities for denial of service on an MFP:
• Lock the control panel by configuring Access Controls
• Protect EWS configuration settings by setting an Admin Password
• Close unused ports and protocols
• Enable the resume feature to allow the MFP to resume operations after an error state
• Configure Job Timeout
• Control physical access to the MFP
• Lock physical access to removable hardware
7
Elevation of Privilege
Elevation of privilege is any method of upgrading authorized access to include unauthorized access. This
can be any of the following:
• Non-administrators changing settings to get administrator privileges
• Unauthorized use of management software to provide access for other unauthorized users
• Using management software to bypass job accounting functions
8
Chapter 2: Basic Network Security for Multiple HP Devices
This chapter explains how to configure security settings for one or more printers using HP Web Jetadmin. It
assumes that you have taken or plan to take reasonable steps to secure the network environment in which
your MFPs are operating. This includes configuring network firewalls and providing up-to-date virus
controls. If you need help doing this or are looking for information on Kerberos, PIN authentication, LDAP, or
Solutions please refer to the chapter on Advanced Security before continuing.
Tip:
Use a printout of the Settings List chapter to check-off each item as you go
along.
9
CAUTION:
Losing passwords can block access to an MFP. Be careful to record them in a
safe place.
Use good practices for setting and updating passwords (some of the password settings have limitations on
what and how many characters may be used):
• Use alpha and numeric characters whenever possible.
• For numeric only passwords use passwords with at least nine digits.
• Use a different password for each password setting. Many of the latest password cracking tools
can follow patterns to make guessing easier.
• Avoid using a pattern for passwords.
• Change the passwords often.
• Use the maximum number of possible characters. Many of the password settings will accept as
few as one character, but one character is easy to guess. Current data shows that nine characters
or more are extremely difficult or almost impossible to guess using the latest password cracking
tools.
• Use complicated passwords. Use a variety of character types. Some of the passwords allow only
numeric digits, but others can accept 96 or more different characters (upper case, lower case,
numeric, special characters, and punctuation marks).
• Use meaningless random passwords. Passwords that are real words or phrases are easier to
guess. The latest password cracking tools follow dictionaries to narrow down the possibilities.
• Record the passwords in a safe but hidden place. The passwords are designed to restrict access to
management options on the MFPs. Losing a password can eliminate your access to settings.
Getting Started
This section provides instructions for configuring HP printers for best-practice security. All of these settings
pertain to HP Web Jetadmin version 10.4 or later.
Note:
If you are setting this checklist for a group of several printers at once, Web
Jetadmin will display all supported settings for all the MFPs it is managing,
even though some of the MFPs may not support all of these settings. Each
MFP ignores settings that do not apply to it and continues without issues.
For instance, color settings are ignored for a non-color MFP.
For the same reason, some of the settings may not appear in HP Web
10
Jetadmin if none of your MFPs supports them. Web Jetadmin displays only
the options that apply to the MFPs you are managing. For instance, color
settings will not appear if none of your MFPs has color. Ignore
recommendations in this checklist if they do not appear on your Web
Jetadmin screen.
Before you begin, be sure to install HP Web Jetadmin version 10.4 or later, and have it working in your
network environment. To download and install Web Jetadmin, click the following link:
http://www.hp.com/go/webjetadmin
Be sure to update Web Jetadmin version 10.4 or later with the latest upgrades available from HP. See the
HP Web Jetadmin Update page in the Product Update, Install menu.
Note:
All screenshots are from Web Jetadmin version 10.4.
Figure 1: Web Jetadmin showing the device list on the default view
2. Verify that the print devices you wish to configure appear in the Device Model list. If they are not in
the list, use the Discovery options to find the printing devices on your network.
Note:
This checklist does not include details on print device discovery.
See the Web Jetadmin user guide for more information. In most
cases, the devices will already appear in the default view of Web
Jetadmin. It is possible for Web Jetadmin to lose contact,
temporarily, with a device that is configured for DHCP. Use the
Discovery options to restore contact, or configure the devices
with static IP addresses.
3. Hold down the CTRL key and click to select the printers or MFPs from the Device List (Figure 2) that
you would like to configure.
11
Figure 2: The Device List showing multiple devices selected
Note:
Remember that the steps in this checklist are for the specified
HP PageWide MFPs. Other devices may appear in the Device
Model list, and it may be possible to configure them using this
process, but the results may vary.
4. Click the Config tab in the lower half of the Device List view to show settings available for
configuration (Figure 3).
Tip:
If you are having a problem configuring a setting, try
configuring it using the individual device’s configuration page.
12
You can also attempt to configure the setting using the EWS of
the device.
5. Continue to the next step to configure secure communications between HP Web Jetadmin and the
MFPs.
Configuring SNMPv3
SNMPv3 provides encryption for communication between Web Jetadmin and MFPs. It helps to ensure that
only authorized and authenticated administrators have access to the configuration settings of the MFPs. It
also ensures that no one can gather sensitive information (i.e. passwords, usernames, and other codes)
over the network while you are configuring the MFPs.
Note:
It is best to configure SNMPv3 by itself to ensure that the settings save
properly.
Figure 4: The Security category and SNMP Version Access Control settings
2. On the SNMP Version Access Control menu, select the Enable SNMPv3 checkbox (Figure 5).
13
Figure 5: The Enable SNMPv3 checkbox is selected
3. In the New SNMPv3 Credential section, enter a User Name, Authentication passphrase, and Privacy
passphrase in the text-fields (Figure 6).
Note:
The User Name can be any name you choose.
Figure 6: Information entered into text-fields in the SNMP Version Access Control dialog box
CAUTION:
These instructions are for the initial configuration of SNMPv3.
Once you finish this configuration, your devices will require these
credentials whenever anyone attempts to access settings over
the network. Be sure to remember these credentials and provide
them only to authorized users. If you forgot these credentials, the
only way to restore communication between HP Web Jetadmin
and the print devices is to restore the factory default settings.
14
Jetadmin to require the credentials again. Web Jetadmin stores
the SNMPv3 credentials in an encrypted form.
4. Scroll down to the SNMPv1 Settings section, and select SNMPv1 disabled (Figure 7).
Note:
This setting limits all SNMP configuration communication to only
SNMPv3. Once applied, your devices will not allow SNMPv1 SET or
SNMPv2 GET.
Note:
For convenience, Web Jetadmin stores the credentials for each
device in an encrypted format. However, Web Jetadmin may still
prompt you for credentials on occasion so remember the
passwords you set.
6. Click Done to exit the Configure Devices dialog box, and continue with this checklist.
1. From the Device category, select the I/O Timeout to End Print Job option (Figure 8).
15
2. Click the checkbox to enable the I/O Timeout to End Print Job setting, and enter a reasonable time
for the print device to wait between data packets.
1. From the Device category, select the Input Auto Continue Timeout menu.
2. Click the checkbox to enable the Input Auto Continue Timeout setting, and then select a reasonable
time the print device should wait between data packets.
16
Figure 10: The Job Hold Timeout options
Job Retention
1. From the Device category select Job Retention (Figure 11).
2. Click the checkbox to select Job Retention, and then select Enabled (Figure 11).
This allows users to store print jobs for printing at their discretion (when they can be present to
control the printouts and keep them from view).
1. From the Device category, select the Job Storage Limit menu (Figure 12).
2. Click the checkbox to enable the Job Storage Limit setting, and then enter a number of allowable
Stored Jobs (Figure 12).
17
Figure 12: The Job Storage Limit options
3. Click the Apply button located in the bottom right hand corner to apply the settings to the selected
devices.
4. Review your settings and then click the Configure Devices button to execute the configuration.
18
Configuring Network Settings
The Network category on the Device tab provides options that relate to network configurations. The security
features you will be configuring restrict what methods are available for communication with your MFP over
the network. Follow the instructions below to view and configure these options.
Click the Network category on the Config tab to expand the configuration options (Figure 14).
19
Figure 15: Disable HP ePrint, HP Web Services, and Apps
20
Figure 17: Disabling Web Services Print
21
Figure 19: The Enable Features option
2. Select the print features that you would like to enable or disable. The following table contains
information about the recommended settings for the Enable Features option:
Feature Recommended Setting Explanation
SLP Config Disabled Disabling SLP Config prevents
access to configuration
settings and other features
through SLP.
LPD Printing Disabled Disabling LPD Printing
prevents access to
configuration settings and
other features through LPD. It
also prevents printing
through LPD.
9100 Printing Enabled 9100 Printing is the access
point for normal printing
through standard HP print
drivers.
AirPrint Disabled Disabling AirPrint prevents
printing via AirPrint. If you do
not operate in an
environment that supports
this feature, we recommend
disabling this feature.
IPP FAX Out Disabled Disabling IPP FAX Out
prevents faxing via AirPrint. If
you do not operate in an
environment that supports
22
this feature, we recommend
disabling this feature.
eSCL Scan Disabled Disabling eSCL Scan prevents
scanning via eSCL, a REST
protocol. If you do not
operate in an environment
that supports this feature, we
recommend disabling this
feature.
IPP Printing Disabled Disabling IPP Printing
prevents access to
configuration settings and
other features through the
IPP. It also prevents printing
through IPP. If your require
IPP to be enabled. We highly
recommend enabling IPPS.
IPPS Printing Disabled Disabling IPPS when IPP is not
in use is your only option.
When IPP is enabled, the IPPS
Printing setting enables the
Internet Printing Protocol
over SSL. IPPS provides a
secure method for sending
print jobs to the device over
the Internet or intranet.
23
If you are unsure of this setting, we highly recommend testing its
implications with a single device before applying it to your whole
fleet.
Note:
If you are using third party solutions, recommendations may be
different. Please see the Advanced Security chapter. As a rule, you
should close down any MFP network features that are not in use.
3. Click Apply in the lower right hand corner to view the Configure Devices dialog box. (Figure 24).
Review your selections carefully before clicking on the Configure Devices button.
24
Figure 21: The Embedded Web Server Password options
2. Type a password of 9 to 16 characters in the Password field (you should always type the
maximum number of characters for best security). This setting requires users to log on for parts of
the EWS that provide configuration options.
3. Repeat the password exactly in the Confirm Password field.
Note:
The Embedded Web Server Password is synchronized with the
Device Password (appears later in this checklist). If you change
either the Embedded Web Server password or the Device
Password, the MFP will configure both to be the same.
25
Figure 22: The Enable Host USB option
Encryption Strength
The Encryption Strength setting allows you to choose the strength of the encryption algorithm used for
communication between the MFP EWS and the web browsers connecting to it (this is related to the HTTPS
Setting option above).
To configure the Encryption Strength setting:
1. Click Encryption Strength in the Security category (Figure 24).
2. Click the Encryption Strength dropdown menu, and select the highest setting that your browser
supports.
26
Figure 24: The Encryption Strength option
Restrict Color
The Restrict Color options (Figure 26) allow you to manage the usage of color printing supplies within your
organization. If you wish to restrict access to color printing you can configure these settings to match your
policy.
27
Configuring Fax Settings
The Fax Category provides options for the analog fax functions. This includes settings to allow for printing
fax jobs when the recipient is present and for restricting access to fax print jobs.
Note:
Be sure to configure the MFPs for fax capabilities before continuing with the
instructions below. At the minimum, configure the modem settings for the
country, the company, and the phone number.
1. Click Fax on the Config tab, and select Blocked Fax List Settings.
2. Enter a Fax number that you wish to block and click the Add Number button. To remove a blocked
fax number, highlight that number and click the Remove button.
28
Figure 28: Fax Header settings
2. Enter the Phone number and Company name that you would like to appear on faxes.
29
Configuring MFP File System Settings
The File system category provides settings for access to the embedded and optional data storage devices.
30
Email Address/Message Settings - Default From Address
HP recommends configuring the default from address to ensure that no one can send email using false or
misleading identification. If you are using LDAP Authentication, the MFP will use the email address of the
authenticated user to replace the default from address.
To configure the Default From: address, follow these steps:
1. Scroll down, and click to select Email Address/Message Settings (Figure 30).
Tip:
You may wish to use the email address of an administrator who
can receive responses such as e-mail and send notices and failures.
6. Fill in the Display Name and the Default Subject fields as desired.
7. Click the Apply button located at the bottom right hand corner to apply the settings to the selected
devices.
31
Chapter 3: Advanced Security for Multiple HP Devices
This chapter will provide some tips for configuring HP MFP security features that require network specific
information to operate correctly using HP Web Jetadmin.
This chapter will also provide some special recommendations for those using customized HP solutions.
These features should be installed before locking down your MFPs using the settings in the next chapter.
This allows adequate testing of your security solution to be completed while you still have open access to
your devices.
If you are looking for information in this section that is not contained in this document you can refer to the
MFP User Guides and the Embedded Web Server Administrator Guide for more information. You can find
these documents and more information at hp.com.
2. In the right-hand pane you will see the default permission sets, you can also create custom
permission sets for advanced configurations. If would like new accounts to be created with a
default set of permissions you will need to set this under the Device User option.
32
Figure 32: The Device User Option
3. To set access control for each of these permission sets check or un-check the box in that
permission set column for access to that function. If you would like a special kind of authentication
you can also set the sign in method for that device function.
If you choose a default authentication (Local Device, Windows, LDAP) method, then anyone who
uses the MFP will be required to login to access to the control panel menus. You can choose to
require further authentication from a user for specific functions of the MFP.
Choose an authentication method for each device function as desired. If you choose to use
different log in methods for each device function, the MFP will require authentication as needed.
The MFP automatically allows authenticated users to continue whenever they are allowed to use a
feature.
Note:
Be sure to select only the authentication features that you plan to
configure for the MFPs selected. Many of the options available
(such as LDAP and Kerberos) require additional solutions on the
network for support.
For more information on Access Control configuration, please refer to the user or EWS
Administration guide for your device.
33
LDAP
If your network includes LDAP, configure the LDAP Sign In Setup and the LDAP Users and Groups options
(Figure 34 and 35).
Once these settings are configured, users will be required to enter login credentials to use the MFPs.
Disable Wireless
Unless your environment requires wireless printing, we recommend disabling these features.
There are three types of wireless features on these devices, as follows:
• 802.11 b/g/n
• Enable Wireless Station
• Wi-Fi Direct
Each of these features can be disabled separately.
In Web Jetadmin select the Config tab to see these options under Wireless (Figure 36).
34
Figure 36: Wireless options on the Config tab
Configure Firewall
Firewall is a network security system that monitors and controls the incoming and outgoing network traffic
based on predetermined security rules. HP PageWide printers provide this feature to ensure that printing is
secure.
The Failsafe option (Figure 38) ensures that HTTPS remains accessible even if it is blocked by the Firewall
policy. This allows the administrator to test the policy without inadvertently locking themselves out of the
device. It is recommended that the Failsafe Option be disabled once the policy has been successfully tested.
35
Figure 38: The HTTPS Setup options
36
2. Select the Networking tab.
3. Choosing Other Settings from the left hand menu.
37
Chapter 4: Settings List
This section is a complete list of the settings recommended in this checklist. This section does not include
instructions or explanations. This list provides the recommended settings to ensure that you complete the
entire configuration. See the Network Security section (above) and the Ramifications section (below) for
information on each setting.
NOTE:
This section lists recommended settings for reasonable security on the most
common networks that include MFPs. MFPs configured according to this list
are considered secure, but HP does not warrant or guarantee that this
configuration prevents or limits all malicious network attacks.
Remember that these settings are recommended for the most common types
of network environment. Your environment may require configurations not
recommended in this checklist. Consider each setting in the context of your
network environment needs and constraints.
Initial Settings
Configure SNMPv3 (Security page)
38
Disable Web Services Print
39
Chapter 5: Default Settings
The table below lists the default setting for each configuration in the checklist.
Configure Secure File Erase Mode to Non-Secure Fast Erase Non-Secure Fast Erase
Select Prevent user from changing the Default From Address Not selected
40
Chapter 6: Ramifications
Raising the level of security on HP MFPs requires giving up some conveniences and usability. This section
explains some of the compromises you can expect from configuring the settings recommended in this
checklist. Keep in mind that this is not a comprehensive list. You should test each MFP in your network
environment to understand the implications of these settings and configurations.
The following sections explain some of the known ramifications of each recommended setting:
Initial Settings
• Configuring Advanced Security Settings Firewall, PIN Authentication, LDAP, Solutions, etc.
There are many advanced security settings that you may be using as part of your infrastructure or print
solution. These settings should be configured and tested before locking down your devices with this
checklist. If you are unsure how a setting may affect an advanced security configuration see the
advanced security section, or test the setting on a single device before applying it to your fleet.
• Enable SNMPv3
SNMPv3 is a secure protocol that encrypts configuration data transmitted over the network. Web
Jetadmin accesses most of the MFP configuration settings through the MFP SNMP ports.
Once SNMPv3 is configured, the MFPs will prompt for the credentials every time anyone tries to
configure settings using Web Jetadmin or any other tool. However, Web Jetadmin includes a convenient
device cache feature that stores all of the passwords and credentials for each MFP. Whenever an
authorized Web Jetadmin administrator makes a change, Web Jetadmin automatically provides the
credentials without prompting. Thus, the administrator is required to remember the credentials only
when the device cache credentials are outdated. The device cache is secured by encryption, and Web
Jetadmin allows only the authenticated administrator to log in and manage the MFPs. Be sure to
configure a robust password for Web Jetadmin.
With SNMPv3 configured, an unauthorized user attempting to access the MFP configuration settings
will observe a prompt for the SNMPv3 credentials. The MFP will not disclose which credentials are
incorrect; it will only revert to the prompt for credentials.
SNMPv3 causes some slowing of the configuration process due to the additional time taken to encrypt
the data.
Disabling SNMPv1 disables SNMPv1 GET and SNMPv2 SET commands. Any solution or software that
requires SNMPv1 or SNMPv2 will not function. If you require these to be enabled, be sure to set the
community name to something that would be difficult to guess.
41
jobs that are deleted after the timeout period. Jobs are deleted securely according to the Secure File
Erase setting (appears later in this checklist).
• Enable Job Retention. Job Retention is a feature of the MFP that saves fax or print jobs on the hard
drive for printing when the user is present. The security implication is that a user can be sure others will
not be able to see the printed documents. For printing, a user sets the PIN at the time of sending the
print job to the MFP. For fax printing, the PIN is configured for all incoming jobs using Web Jetadmin.
The MFP will require the PIN number at the control panel before it will print the job. Configuring Job
Retention enables more efficient use of the MFP memory. Thus, you should configure Job Hold Timeout
and other related settings.
• Enable Job Storage Limit. Job Storage Limit when enables is set to a default of 32. Adjust accordingly to
your print job needs.
NOTE:
Stored faxes are not affected by the Job Hold Timeout.
Network Options
• Disable ePrint. Unless ePrint, HP Web Services, or other applications are a critical part of your print
environment we recommend disabling these features. If you are using the ePrint enterprise server and
not the HP cloud for ePrint you should refer to your administrators guide for any special settings that
may be required to secure your solution.
• Configure Enable Features options. These options enable or disable various supported features for the
MFP. These features are designed for access and convenience on the network, but they should be
disabled when not in use (sometimes only for best-practice control of the networking capabilities). The
following list explains the ramifications of each feature:
• Disable SLP Config. SLP Config accommodates software using SLP as a discovery mechanism. For
example disabling SLP Config on some Novell networks (depending on how Novell is configured)
would cause Novell to not recognize the MFPs on the network. Thus, if your network uses these
features of Novell, you should enable SLP Config. If you use software other than HP Web Jetadmin
with your HP MFPs please test this feature before disabling it. HP Web Jetadmin is not affected by
this setting.
• Disable LPD Printing. LPD Printing is the protocol necessary for printing in UNIX, HPUX, or Linux
environments. You should disable LPD Printing unless your network includes UNIX workstations
that might print using the MFPs. With this option disabled, MFPs will deny access to UNIX machines.
• Enable 9100 Printing. 9100 Printing should always be enabled. It is the standard printing protocol
used by MFP print drivers. Disabling 9100 Printing would disable all printing for most users.
• Disable AirPrint. AirPrint Printing is a protocol for printing from Apple devices. Unless your network
environment supports AirPrint, we recommend keeping this feature disabled.
• Disable IPP Printing. IPP Printing is a protocol for printing over the Internet or locally. Unless you
have a requirement for IPP printing it should be disabled. With it disabled, the MFPs will deny
access to direct printing from the Internet. Print jobs generated from web browsers using the
installed print driver are not affected.
42
• Disable IPPS when IPP not in use is your only option. When IPP is enabled, the IPPS Printing setting
enables the Internet Printing Protocol over SSL. IPPS provides a secure method for sending print
jobs to the device over the Internet or intranet. If you have chosen to enable IPP then we
recommend Enabling IPPS as well.
• Disable MDNS Config. MDNS Config resolves host names with IP addresses in small networks
without DNS servers. Most enterprise networks include DNS servers and do not require this service.
With this option disabled, a non-DNS network will not recognize the MFPs. If your network does not
include a DNS server, you should enable MDNS Config.
• Disable WS-Discovery. WS-Discovery enables network hosts which support WS-Discovery to
discover printers and devices on the network. Unless you are in an IPv6 or Windows Vista/Windows
7 only environment there are other protocols you can use to discover your printers.
• Disable Web Services Print. This disables the Microsoft WSD Print services supported. If this feature is
enabled someone with a host that supports Web Services Print can discover IP Addresses and other
information about the printers in your environment.
Security Options
• Configure Authentication (LDAP, Kerberos, Device PIN, or User PIN). Authentication requires users to log
on for use of the MFPs.
• Configure Access Control. The Access Control provides the settings to require log in for use of the MFP.
It is important to be sure to configure the authentication methods (LDAP, Kerberos, Device PIN, or User
PIN) you wish to enforce in Access Control. With Access Control enabled, MFPs will deny access to users
who cannot supply the correct credentials.
Web Jetadmin keeps all passwords and credentials in the encrypted device cache. It will
automatically provide the EWS password to the MFPs whenever they MFPs prompt for it.
The EWS password is synchronized with the device password, which is recommended later in this
checklist. Whenever you change either password, the MFP will change the other one to be the
same.
• Disable Enable Host USB Leaving this option enabled could allow people without access to your
network print documents from your devices at walk up. We recommend that this feature be
Disabled. Disabling this feature will not affect your smart card solution or Host USB functionality.
• Encrypt all web communication by Enabling HTTPS. This setting enables encryption for
configuration data between the PC and the MFP EWS. It prevents sensitive data such as usernames
and passwords from passing over the network in clear text. This setting is related to the EWS
Encryption Strength setting explained below.
43
• Configure Encryption Strength to High. The encryption strength setting covers communication
between a PC and the Embedded Web Server. When HTTPS is configured (as recommended in this
checklist), communication is encrypted according to this Encryption Strength setting.
With Encryption Strength set to High, users will find that the EWS are accessible only from web
browsers that support that level of HTTPS communications.
Web browsers that do not support SSL and high encryption strength will not be able to access the
MFP EWS.
It is recommended that you disable EWS Config during normal MFP operations and enabling it
temporarily for changes to configurations. This setting ensures that the network traffic is secure
during those configurations.
• Disable Open/Print from USB Device. The Open/Print from USB Device feature allows you to print
documents stored on a USB device. Leaving this option enabled could allow people without access
to your network to print documents from your devices at walk up.
• Disable Printer Firmware Update. Printer Firmware Update enables the MFPs to accept printer
firmware updates from various sources. Disabling it ensures that no one can send firmware
updates to the MFPs.
HP recommends updating firmware whenever it becomes available at hp.com. You should enable
Printer Firmware Update to perform the upgrades and then disable it again during normal use of
the MFPs.
With Printer Firmware Update disabled, the MFPs will deny access whenever anyone attempts to
upgrade the firmware.
• Configure color restriction settings. If your network includes Color LaserJet MFPs, you can configure
settings to restrict the use of color printing by users and by applications.
With color restriction settings configured, an MFP will print only in black and white for restricted users
or applications.
• Set the Secure File Erase Mode to Non-Secure Fast Erase. Non-Secure Fast Erase marks the print job
data as deleted, and allows the MFP to reclaim and subsequently overwrite the data when needed.
With the Default From Address configured, no one can change the From address in email messages.
The address you configure is the only address anyone can use.
44
Overall Limitations
This overall configuration provides a high level of network security for HP MFPs. At the same time, it
introduces some limitations to the conveniences designed into the MFPs. Following is a list of known effects
of this overall configuration:
• Extra steps to use MFPs: Users will be required to provide usernames and passwords at the control
panels before they can use the MFPs.
• The MFPs will not allow a user to cancel the print jobs of other users. The user would have to go to the
person who submitted the job and ask that person to cancel it.
• Extra steps for printing faxes: A user will be required to provide a fax PIN before printing a fax.
• No Embedded Web Servers: Disabling EWS Config disables the entire EWS feature.
• No way to change the From Address on email send jobs: Depending on the capabilities of your network,
the MFPs will place either a default from address or the user's email address of the user who logged
into the MFP. It will provide no method to change it.
45
Chapter 7: Physical Security
Many of the most notable features of HP MFPs involve hard copy documents. MFPs can print them, scan
them, send them to email, send them to network folders, send them to other printers, and fax them.
Handling hardcopy documents can involve a variety of activities that can lead to compromise of data
security, such as the following:
• Leaving documents in the printer output trays exposed to possible unauthorized viewers
• Leaving documents in the Automatic Document Feeder (ADF) or on the flatbed scanner exposed to
possible unauthorized view
These are common sense security risks. Use PIN printing and PIN fax printing to ensure that authorized
users are present during printing. Stay with the MFP while using the ADF or the flatbed scanner. Keep the
MFP in an enclosed room to allow for controlled access when printing or scanning sensitive documents.
Physical security also involves access to the location where an MFP is installed. Limiting physical access to
an MFP can help prevent security risks. Such risks include the following:
• Access to configurations on the control panel
• Access to power cycle the MFP, to initiate cold resets, and to change other configurations
• Access to removable storage devices such as hard drives and memory cards
• Access to input trays, output trays, and automatic document feeder trays where hardcopy documents
may be left after processing
• Access to network cables and phone lines connected to the MFP
• Access to digital sending services and features
• Access to stored print jobs (depending on settings)
• Access to copy features (unauthorized overuse of resources such as toner and paper)
You can help minimize all of these risks by placing the MFPs in access-controlled locations.
46
Appendix: Glossary of Terms and Acronyms
The table below lists terms and acronyms that are used in this document.
Term Description
Analog fax Analog fax is fax functions via telephone lines. The fax module is available in most
HP MFP bundles and it is covered in this checklist. MFPs are also capable of
sending fax via LAN fax or Internet fax using additional solutions on the network.
LAN fax and Internet fax are not covered in this checklist.
Control Panel The control panel is the display and the buttons on the front of an MFP.
Digital sending Digital sending is a function of the MFP that sends scanned documents to email
destinations or to network destinations. Faxing is also considered digital sending,
but it is separate from the network functions.
EWS Embedded Web Server. The EWS is a web page built into an MFP to provide status
and configuration settings. The EWS is accessible over network lines using any
Web browser connecting to the MFP network IP address.
Firmware Firmware is the program that operates the MFP. It controls all functions of the
MFP. Firmware can be upgraded as new versions become available. New firmware
is available by searching for it by product at hp.com. This checklist assumes that
each MFP is upgraded with the latest firmware.
Job Retention Job Retention is the MFP capability of storing print jobs or fax jobs for printing on
demand at the control panel. PIN printing and PIN fax printing are functions of Job
Retention.
MFP Multi-Functional Peripheral – An MFP is a device that includes multiple capabilities
such as print, copy, fax, and digital sending (email and send to network folder).
PIN Personal Identification Number. A PIN in a numeric password. MFPs use PINs for
secure printing and secure fax printing. They can also use PINs for authentication.
Scanner , ADF, or flatbed The top of the MFP is a scanner that converts paper documents into digital images
scanner for copying, fax, or digital sending. The scanner can scan a document in two ways:
Automatic Document Feeder (ADF) or flatbed.
The ADF is the top of the MFP. It is the cover of the flatbed scanner. The ADF draws
sheets into a paper path from an input tray similar to the input paper tray on a
printer. It runs each sheet past the scanner and places it in an output tray.
The flatbed scanner is a flat pane of glass under a cover (the ADF) that opens to
allow placement of one surface for scanning. The flatbed scanner is for
documents such as folded paper or books that will not go through the ADF.
SNMPv3 SNMPv3 is a secure network protocol that encrypts network traffic. It is available
with Web Jetadmin.
SSL Secure Socket Layer. SSL is the encryption capability of the Internet. It is the
system used for web communication via HTTPS.
47
Term Description
Storage device A storage device is a component that stores data. The MFP includes two types of
storage devices: hard drive and Compact Flash cards.
MFP storage devices store two types of data: system data, such as configurations,
and user data, such as print jobs, address books, and installed applications.
WJA HP Web Jetadmin: HP Web Jetadmin is a peripheral management tool that
provides access to multiple devices for status and configuration. It is capable of
configuring multiple MFPs simultaneously. Web Jetadmin is the recommended
tool for configuring all settings in this checklist.
48