Module 8
Module 8
Lecture 8
Signalling systems & automation
Dr KM Leung
BSc (Eng), MSc, PhD, JP
CEng, FIMechE, FHKIE, MIET, REW
(leungkm2@hku.hk)
8/15/2023
Page 1
Course contents
1. DMI
2. Train speed curves
3. CTCS, CBI, CTCS versus ETCS
4. FAO, GoA
5. CBTC
6. Safety integrity level
8/15/2023 Page 2
ETCS System – Driver DMI
Main menu input
Emergency braking
Service braking
Warning curve (target speed)
Actual speed
Reference speed
ETCS System – Train speed curves
ETCS System – Driver DMI
Probable intervention
941
150
100 200
Braking curve
50 138 300 information
0 400
1
ETCS System – Driver DMI
271
150
100 200
50 67 300
0 400
30
1
ETCS System – Driver DMI
100 200
50 61 300
0 400
30
1
ETCS System – Driver DMI
3. Last relevant
balise group (LRBG)
identity 1. Driven distance
Nominal
Reverse 2. Confidence interval
5. Nominal position and reverse
directions
ETCS System – Operation modes (for reading only)
1. Train movement
1. Train movement
• Override : when override is active, it allows the train to pass its end
of authority
• Standby : operation mode at start up, standstill supervision
enabled, train cannot be driven in this mode
2. Shunting
4. Disturbed situation
• Trip : trip mode is entered as a result of passing the end of authority
(when no override is active)
• Post trip : mode entered once the driver has acknowledged the trip
mode
CTCS (Chinese Train Control System) Level 0 (for reading only)
CTCS level 0 is the most basic mode of CTCS. It consists of track circuits,
universal cab signaling (the digital microprocessor-based cab signaling
that is compatible with the track circuits of Chinese railway network,
designed by Northern Jiaotong University) and train operation
supervision system.
With level 0, wayside signals are the main signals, and cab signals are
the auxiliary signals. It is not necessary to upgrade the wayside systems
for level 0, the only way to realize the level 0 is to equip with on-board
system.
CTCS level 0 is only applicable to trains with speed less than 120 kph.
CTCS Level 1
Balises must be installed on the line. The requirements for track circuit
in blocks and at stations are higher than that in level 0. The control
mode for ATP can be distance-to-go or speed steps (fixed blocks).
The digital track circuits can transmit more information than the
analog track circuits. ATP system can get all the necessary
information for train control. With this level, fixed block mode is still
applied (similar to ETCS level 1).
CTCS level 2 is applicable for trains with speed higher than 160 kph.
CTCS Level 3
CTCS level 3 is applicable for trains with speed higher than 200
kph.
CTCS Level 4
CTCS level 4 is the highest level for CTCS. Moving block system can
be realized by level 4. The information transmission between trains
and wayside devices is made by GSM-R. GPS or balises are used
for train position.
2. CTCS 3 is :
• Comparable to EU ETCS level 2
• Communication based train control system using GSM-R, Global
System for Mobile Communication – Railway with bi-directional
communication between the train on-board control system and the
wayside signaling system
• Uses RBC (Radio Block Centre) system and on-board system
CTCS
Source : Hollysys
Source : Hollysys
CTCS 3, HK 临时限速服务器
(TSRS)
行调指挥中心
无线闭塞中心
车站联锁 (CBI) (CTC)
(RBC)
进路信息 调度集中显示投影
轨道电路
占用信息
列车位置、速度信息 列车位置、速度信息
行车许可
速度曲线
Source : Hollysys
CTCS 3, HK
目标停车点
时
速
速度限制曲线
(km/h)
Source : Hollysys
CTCS 2, HK
轨道电路为
CTCS-2提供连续的 速度曲线
行车许可
101011101
L5 L4 L3 L2 L LU U HU
1300m 1300m 1250 1350 1250 1300 1200 1200
CTCS 3, HK
3. The XRL, HK adopts the combined CTCS 3 and CTCS 2 signaling
systems. CTCS 3 is the normal train control system, whilst CTCS 2 is
the back up (fallback operation).
Active balise (for TSR, block Passive balise (to transmit track inf. :
operating direction) max. line speed, position, gradient)
CTCS – Mainline track circuit
• Mainline track circuits is called “ZPW-2000A”, total 146 nos. at XRL
• 4 frequencies for data transmission, 1.7, 2.0, 2.3 and 2.6 kHz
• Longest length of track circuits is 600 m
• SIL 4
Source : Hitachi
Source : Hollysys
*
Source : Hollysys
CTCS On-board signaling sub-systems
1. Train on-board signaling sub-systems involve :
I. VC, Vital computer for C 2/C 3
II. DMI, Driver machine interface for C 2/C 3
III. DRU, Diagnostic recording unit for C 2/C 3
IV. DMS (Dynamic monitoring system), Transmission unit for VC status
for C 2/C 3 (to collect onboard equipment status and transmit to
dedicated wayside TDMS vide GSM-R network)
V. TIU, Train interface unit for C 2/C 3
VI. BTM, Balise transmission unit for C 2/C 3
VII. RTM, Radio transmission unit for C 3
VIII.GSM-R mobile for C 3
IX. TCR, Track circuit receiver for C 2
CTCS On-board signaling sub-systems
1. Train movement
1. Train movement
2. Shunting
• Shunting (SH) : undertake shunting movements at max. speed 40
kph
CTCS 3/CTCS 2– Operation modes (for reading only)
4. Disturbed situation
• Trip : trip mode is entered as a result of passing the end of
authority (when no override is active)
• Post trip : mode entered once the driver has acknowledged the trip
mode (9 operation modes in CTCS 3)
Operation modes for CTCS vs. ETCS (for reading only)
Switch Train
centre interface unit
Track cct.
receiver
On-board unit
CTCS vs. ETCS
CTCS 2 ETCS 1 CTCS 3 ETCS 2
Max. speed 250 kph 250 kph 350 kph 350 kph
Track circuit, balise, Track circuit, balise, RBC, track circuit, RBC, track circuit,
Major equipment
LEU, TCC LEU balise balise
Back up by CTCS 0
Redundancy NA Back up by CTCS 2 NA
(LKJ)
Future signaling systems
63 lines
42 cities
> 1000 km
Source http://metroautomation.org/
Source: http://www.uitp.org/world-report-metro-automation
Route, km
Source: International Association of Public Transport
Driverless
GoA 3 Automatic Automatic Train attendant Train attendant
(Driverless ATO)
UTO
GoA 4 Automatic Automatic Automatic Automatic
(Unattended ATO)
Grade of automation (GoA)
According to IEC 62267 and IEC 62290, train automation is divided into :
1. GoA 0 – On-sight driving without ATP where the driver takes full
responsibility
2. GoA 1 – Manual protected operation (with ATP), which is usually
applied as a fall back mode of operation
3. GoA 2 – Semi-automatic operation with the support of ATO setting the
train operation, and ATP ensuring safe separation distance between 2
trains
4. GoA 3 – ATO + ATP. No driver in the cabin, but an attendant capable
of handling irregular situations and guiding passengers in case of
emergency
5. GoA 4 – UTO, unattended train operation, where the system operates
the train with no on-board operational staff
Fully Automatic Operation, FAO
• 1979 – ATC for safe train operation and reliable train control, tight
headway operation
• 1995 – Automatic turnaround, reduce manual operation,
• 2005 – UTO for leisure metro (SIL), medium level of automation,
reduce human error,
• 2016 – GoA 4 for medium metro, fully UTO depot
• 2021 – UTO for oldest operating line in HK (ERL), daily ridership
over 1.1 M, mixed with through train operation
Open ETCS
Human factor
EVC
Train 2
Human factor Human factor
EVC EVC
Train 1 Train 3
Open
ETCS
CBTC, Communication based train control (for metros)
1. CBTC is an automated train control system for safe operation of
trains using data communication techniques
ensures :
• TC 03T, 05T, 07T, 01T 03T 05T
227W
07T 09T 11T
“cleared” C01
229W 06T
D01
authority 05T
227W
Access point
CBTC (Communications based train control)
7. IEEE 1474 : performance and functional requirements
8. Track to train communications are based upon proprietary systems in
use
9. Radio (2.4 GHz or upgrade path to 5.8 GHz, up to 1 Gbit/s) with
leaky feeders (linear radio) or satellite communications by GPS
(downlink only) :
• Train position – GPS, radio
• Train speed – tachometers
• Speed limits – PSR (permanent speed restrictions) stored on-board,
TSR downloaded
• Distance-to-go – points, change of PSR, start of TSR
• Train integrity – train monitor, train line communication
10. Secure and continuous communication path with OCC
11. Driverless trains technology is possible
CBTC (Communications based train control)
• Go to YouTube :
https://www.youtube.com/watch?v=NjtW-9l-oNA
How Thales’s SelTrac CBTC works (1.7 minutes)
• Go to :
https://www.youtube.com/watch?v=_1Bgmugve5M
What is CBTC (2.2 minutes)
Safety Integrity Level, SIL
Safety integrity relates to the ability of a safety-related system to
achieve its required safety performance.
10−8 to 10−7
SIL 3
10−7 to 10−6
SIL 2
10−6 to 10−5
SIL 1
Safety Integrity Level, SIL
Probability of 10−9 per hour is equivalent to once in 100,000 years.
ATP SIL 4
Group Station
Control Room
at ADM
Interlocking Maintenance
support system
Smart IO :
interface with
trackside
equipment