This document outlines the typical components of the first chapter of a research paper or thesis, which introduces the topic. It discusses that the introduction chapter provides background on the research topic, states the problem being examined and research questions/hypotheses, establishes the significance and scope of the study, and defines any important terms. The theoretical and conceptual frameworks are also explained as laying the foundation for the research.
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Chapter 1 The Problem and Its Settings
This document outlines the typical components of the first chapter of a research paper or thesis, which introduces the topic. It discusses that the introduction chapter provides background on the research topic, states the problem being examined and research questions/hypotheses, establishes the significance and scope of the study, and defines any important terms. The theoretical and conceptual frameworks are also explained as laying the foundation for the research.
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RESEARCH 1
Chapter 1: The Problem and Its Setting
CHAPTER I The Problem and Its Setting Parts: Introduction Theoretical Framework Conceptual Framework Statement of the Problem Statement of Hypothesis/es Scope and Limitations Significance of the Study Definition of Terms INTRODUCTION
• The first chapter of your thesis is your
introduction. • This is where you provide an introduction to the topic of your thesis: you give the context in terms of content of the research project. INTRODUCTION Discusses four (4) relevant ideas: TOPIC or subject matter: define and elaborate using methods of paragraph development like classification and giving examples IMPORTANCE of the Topic: cite the role that the topic plays in your life and the benefits you derive from it. REASONS for Choosing the topic: emphasized what motivated you to choose the topic. PURPOSE of the Study: discusses the objective of the study. INTRODUCTION
As a rule of thumb, this section accounts for about
10% of the total word count of the body of a typical research paper, or about 400 words spread over three paragraphs in a 4000-word paper. With that, let us now understand how to write the Introduction section step-by-step: INTRODUCTION 1. Provide background information and set the context.
This initial part of the Introduction prepares the
readers for more detailed and specific information that is given later. The first couple of sentences are typically broad. INTRODUCTION Example:
A paper on lithium batteries can introduce the study with
the following sentence:
‘The rapid growth of lithium ion batteries and their new
uses, such as powering electric cars and storing electricity for grid supply, demands more reliable methods to understand and predict battery performance and life.’ INTRODUCTION 2. Introduce the specific topic of your research and explain why it is important.
So now in the following part, you can bring in some
statistics to show the importance of the topic or the seriousness of the problem. INTRODUCTION Example:
A paper on controlling malaria by preventive measures,
can mention the number of people affected, the number of person-hours lost, or the cost of treating the disease. INTRODUCTION 3. Mention past attempts to solve the research problem or to answer the research question. It is appropriate to indicate any earlier relevant research and clarify how your research differs from those attempts. The differences can be simple: you may have repeated the same set of experiments but with a different organism, or elaborated (involving perhaps more sophisticated or advanced analytical instruments) the study with a much larger and diverse sample, or a widely different geographical setting. INTRODUCTION Example:
Classroom management has been highlighted across
numerous research studies as a major variable that affects students’ academic performance (Marzono, 2008). The most obvious reason for this assertion is that, effective classroom management sets the stage for teaching and learning. It sets a tone in the classroom that captures students’ attention – as a necessity for effective teaching and learning (Marzono, 2008). INTRODUCTION 4. Conclude the Introduction by mentioning the specific objectives of your research. The earlier paragraphs should lead logically to specific objectives of your study. Note that this part of the Introduction gives specific details: for instance, the earlier part of the Introduction may mention the importance of controlling malaria whereas the concluding part will specify what methods of control were used and how they were evaluated. INTRODUCTION Example:
‘We aimed (1) to assess the epidemiological changes
before and after the upsurge of scarlet fever in China in 2011; (2) to explore the reasons for the upsurge and the epidemiological factors that contributed to it; and (3) to assess how these factors could be managed to prevent future epidemics.’ THEORETICAL FRAMEWORK • This is the foundation of the research study. These are highly related theories and principles that were established and proven by authorities. • Refers to the set of interrelated construct, definitions, and prepositions that presents a systematic view of phenomena • An organized body that explains what has been done and what has been said on the topic or problem being investigated. THEORETICAL FRAMEWORK What must be obtained from a theory? The name/s of author/s of the theory must be taken including the place and the time / year when he or she postulated such a principle or generalization. the part or parts of the theory that are relevant to your study synthesis by relating to your findings CONCEPTUAL FRAMEWORK • a tentative explanation or theoretical explanation of the phenomenon or problem and serves as the basis for the formulation research hypotheses. • consists of the investigator’s own position on a problem after his exposure to various theories that have bearing on the problem CONCEPTUAL FRAMEWORK The conceptual framework becomes the central theme, the focus, the main thrust of the study. It serves as a guide in conducting investigation. Paradigm. A paradigm is a diagrammatic representation of a conceptual framework. It depicts in a more vivid way what the conceptual framework wants to convey. STATEMENT OF THE PROBLEM
• The problem must be reflected to your title or the
readers must know your problem by just simply reading your topic. • The problem must not be answerable by yes or no and must be arranged in the flow of your documentation or study. Example:
The following research questions were raised:
1. How does verbal instruction affect students’ academic performance? 2. How does corporal punishment affect students’ academic performance? 3. In what ways does the use of instructional supervision affect students’ academic performance? 4. How does delegation of authority to learners affect students’ academic performance? STATEMENT OF HYPOTHESES Proposed solution Tentative explanation Educated Prediction Meant to be tested
--should be clear & brief.
--should be based on past experiences or observations or on information gathered from your research. --must be testable. Example:
The following null hypotheses were formulated:
1. Verbal instruction does not significantly influence students’ academic performance. 2. Corporal punishment does not significantly influence students’ academic performance. 3. Instructional supervision does not significantly influence students’ academic performance. 4. Delegation of authority to learners does not significantly influence students’ academic performance. SCOPE AND LIMITATIONS Coverage of the study: Area Subject/problem Research methods and approach Time frame Any limitations in the reference population, sample size SCOPE AND LIMITATIONS
The population or universe from which the
respondents were selected. This must be large enough to make generalizations significant. The period of the study. This is the time, either months or years, during which the data were gathered. SCOPE AND LIMITATIONS
include the weaknesses of the study beyond
the control of the researcher. The weaknesses spring out of the inaccuracies of the perceptions of the respondents. SIGNIFICANCE OF THE STUDY
The rationale, timeliness and/or relevance of the
study. The rationale, timeliness and/or relevance of the study to existing conditions must be explained or discussed. Possible solutions to existing problems or improvement to unsatisfactory conditions. SIGNIFICANCE OF THE STUDY
Who are to be benefited and how they are going
to be benefited. It must be shown who are the individuals, groups, or communities who may be placed in a more advantageous position on account of the study. Possible contribution to the fund of knowledge. SIGNIFICANCE OF THE STUDY
Possible implications. It should be discussed here
that the implications include the possible causes of the problems discovered, the possible effects of the problems, and the remedial measures to solve the problems. SIGNIFICANCE OF THE STUDY 1st paragraph (Why is it important to conduct this study) 2nd paragraph – main beneficiary (organization) 3rd paragraph – secondary beneficiary 4th paragraph – importance to the proponents/researchers 5th paragraph – importance to the future researchers DEFINITION OF TERMS Includes terms which should be interpreted in a manner unique to your research. Includes all the important variables in the study. The definitions may be: 1. CONCEPTUAL – based on concepts or hypothetic ones which are usually taken from dictionary, encyclopedia & published journals. 2. OPERATIONAL – based on observable characteristics & how it is used in the study. REFERENCES: http://dictionary.reference.com/browse/thesis